Root & Branch: a libertarian socialist journal

Complete archive of the libertarian socialist publication out of the U.S. published from 1970-1982.

Includes all 10 issues, 6 pamphlets, and Root & Branch: The Rise of the Workers' Movements book.

Author
Submitted by Juan Conatz on January 11, 2014

"In 1969, a group of collaborators, all admirers of the work of Paul Mattick, including Paul Mattick, Jr., Stanley Aronowitz, Peter Rachleff, and myself began sporadically publishing a magazine and pamphlet series called Root & Branch drawing on the tradition of workers councils and adapting them to contemporary America."

Jeremy Brecher

https://www.jeremybrecher.org/root-branch/

Some background from their book, Root & Branch: The Rise of the Workers' Movements is below.
A later statement issued with the relaunch of Root & Branch for issue #5 can be found here.

Since 1969, Root & Branch has published materials dealing with the efforts of social movements, past and present, here and abroad, to create a socialist society. We have focused on the problems for emerging movements posed by the development of contemporary society, as well as the insights to be gained from the experiences of earlier movements. Some of these movements we have participated in; others, occurring in other places or at other times, we have watched or studied.

Our continuing involvement with these movements is informed by four perspectives:

1) that every social movement is, above all, a response of those who comprise it to the social conditions which they face. The development of socialism depends on their recognition that their needs can be met only when, collectively, they take control of their own activity;

2) that every social movement expresses the development of this recognition through its activities. It is such activities-foreshadowing the complete self-determination which is the hallmark of a socialist society—which we want to aid and encourage;

3) that the objective of a radical movement is the direct control of social institutions by those whose activities comprise them. The effort of any organization to substitute its control of society for this direct control is a distortion of this movement;

4) that attempts to impose intellectual orthodoxy, fixed ideas, or abstract slogans upon these social movements only serve to dissipate and hinder them.

Comments

Spikymike

10 years 5 months ago

In reply to by libcom.org

Submitted by Spikymike on January 13, 2014

Good to see this now available on libcom as I only now have left a cannibalised copy of Issue 7 and a copy of their Pamphlet No6 on Portugal though I'm sure I/we had more of their material at the time.

klas batalo

9 years 8 months ago

In reply to by libcom.org

Submitted by klas batalo on October 7, 2014

whoa on one of these they called themselves libertarian marxists...damn

syndicalist

9 years 8 months ago

In reply to by libcom.org

Submitted by syndicalist on October 7, 2014

klas batalo

whoa on one of these they called themselves libertarian marxists...damn

I thought they called themselves that from the start. That's how I recall them refering to themselves. But I'm only going from memory here...

redsdisease

7 years 10 months ago

In reply to by libcom.org

Submitted by redsdisease on August 18, 2016

Does anyone know if any members of Root and Branch continued on into other groups after it's dissolution? Seems like the members that I'm familiar with (Jeremy Brecher, Paul Mattick Jr., Stanley Aronowitz) retreated into academia and sort of left their council communist politics behind (actually I don't really know what Paul Mattick Jr's current politics are).

Juan Conatz

7 years 10 months ago

In reply to by libcom.org

Submitted by Juan Conatz on August 20, 2016

Well, the omly former R&Ber I can speak of with any confidence is Peter Rachleff. I believe he moved to Minnesota sometime in the late 1970s or early 1980s. During the 1980s I think he wrote about and tried to publicize as much as possible the Hormel strike in Austin, Minnesota. This is also referred to as the P-9 strike or P-9 struggle, after the UFCW local there.

More recently he was (still is?) a history professor at Macalester, a private liberal arts college in St. Paul, MN. I know he served as a mentor to at least a few students who went on to be a core of the Twin Cities IWW branch. Many of the 'Macalester kids', as I sometimes refer to them, went on to be organizers in the Starbucks, Jimmy Johns and Chicago-Lake Liquors campaigns, among others.

During the protests in Wisconsin during 2011, he drafted something that was included in the 'general strike packet' that the education committee of the South Central Federation of Labor was pushing.

I've seen him speak at a number of events here, such as the IWW's Work Peoples College and a Labor Notes conference.

I think currently, most of his political activity is focused on the East Side Freedom Library, a leftist archive/library in St. Paul he helped found a few years ago.

Hieronymous

7 years 10 months ago

In reply to by libcom.org

Submitted by Hieronymous on August 20, 2016

At the Work People's College in 2012, I asked Peter Rachleff about his involvement in Root & Branch. He said he was the youngest member and went on to say since they published their book as a mass market paperback, it didn't get distributed very far and most copies got pulped. Which is unfortunate, since it has so many excellent articles.

syndicalist

7 years 10 months ago

In reply to by libcom.org

Submitted by syndicalist on August 21, 2016

Aronowitz is still around. He's gone through many changes
Seems he started drifting back to a more libertarian perspective

jesuithitsquad

7 years 10 months ago

In reply to by libcom.org

Submitted by jesuithitsquad on August 21, 2016

I believe that several years back Brecher was part of then Rep. Sanders staff. This was well before Bernie became a household name, and I don't know if he is currently associated with the Senator or worked on the Presidential campaign.

ETA-- this suggests he resigned over Sanders' vote to authorize the Serbian bombing operation.

petey

7 years 10 months ago

In reply to by libcom.org

Submitted by petey on August 21, 2016

http://www.adelphi.edu/faculty/profiles/profile.php?PID=0199

Paul Mattick

Steven.

6 years 10 months ago

In reply to by libcom.org

Submitted by Steven. on August 9, 2017

Would be good to marry up this archive with this one to make sure we have everything which is available, and check everything is correct: http://archivesautonomies.org/spip.php?article1041

antithesi

6 years 9 months ago

In reply to by libcom.org

Submitted by antithesi on September 17, 2017

Hello, I am looking for the 9th issue of Root & Branch. If anyone can provide a pdf of the issue, I would be obliged.

Fozzie

2 years 7 months ago

In reply to by libcom.org

Submitted by Fozzie on November 30, 2021

It seems that at least 10 issues were published:

Root & Branch, A Libertarian Socialist Journal. No. 10. Special Issue on the Marxism of Paul Mattick; Introduction; M.Buckmiller, "Paul Mattick 1904-81"; Pierre Souyri, "The Marxism of Paul Mattick"; "Capitalism and Socialism"; Paul Mattick, "Marxism Yesterday Today and Tomorrow" (1978); "France: The Politicians and the Crisis"; Paul Mattick Jr., "Class Struggles in Poland" (1982); A.Wallach, "Inside the Third Class Carriage" (1980); Reviews: Anti-Bolshevik Communism; Decade of Decision; Root & Branch.

https://la.utexas.edu/users/hcleaver/taalphacomplete.html

Fozzie

2 years 7 months ago

In reply to by libcom.org

Submitted by Fozzie on November 30, 2021

These brewers would appear to be brandishing copies of issue 5 and 10 and will be framing them in their brewery which is called Root & Branch... :)

https://www.hopculture.com/interview-root-branch-brewing-anthony-sorice/

Steven.

2 years 7 months ago

In reply to by libcom.org

Submitted by Steven. on December 1, 2021

Would be great if he could scan them and send them to us first!

Fozzie

2 years 7 months ago

In reply to by libcom.org

Submitted by Fozzie on December 1, 2021

I’d say that was unlikely (and could say more than that lol).

I found a cheap copy of 5 on the internets though, so will do that one.

Fozzie

2 years 7 months ago

In reply to by libcom.org

Submitted by Fozzie on December 1, 2021

At the moment there are only PDFs of 3,6 and 7…

Steven.

2 years 7 months ago

In reply to by libcom.org

Submitted by Steven. on December 2, 2021

Fozzie

I’d say that was unlikely (and could say more than that lol).

I found a cheap copy of 5 on the internets though, so will do that one.

Amazing! Libcom can help you with costs!

UseValueNotExc…

2 years 6 months ago

In reply to by libcom.org

Submitted by UseValueNotExc… on December 5, 2021

Fozzie, just sent you a DM!

I think we should be close to a full achieve soon, including transcriptions of articles from the Root & Branch book.

Check back soon

ZJW

2 years 6 months ago

In reply to by libcom.org

Submitted by ZJW on December 6, 2021

I wonder if someone can supply the missing footnotes to the Root & Branch article I posted 5 years ago here -- https://libcom.org/history/chinese-roads-state-capitalism-stalinism-bukharinism-chinas-industrial-revolution-bill-r . As I recall, the scan of the article that I received was mostly illegible on the part of the page(s) with the footnotes and so could not be OCR'd. I don't know what number issue of Root & Branch it was.

[edit: I noted there under the article 'footnotes to be added when they become available']

[edit: ah, issue number 8 it appears]

Fozzie

2 years 6 months ago

In reply to by libcom.org

Submitted by Fozzie on December 6, 2021

Hi ZJW - thanks for adding that piece. UseValueNotExchangeValue is doing a lot of great work on this but I don't think we have yet found a copy or PDF of issue 8.

UseValueNotExc…

2 years 6 months ago

In reply to by libcom.org

Submitted by UseValueNotExc… on December 11, 2021

Root and Branch #5 is up. Thanks to Fozzie for the scan!

If anyone is interested in transcribing the articles for libcom from the PDF (already been OCRed, just need to be cleaned up) let me know!

Also if you have issues that are not up yet reach out to me! Working on this too..

https://libcom.org/library/root-branch-5

UseValueNotExc…

2 years 5 months ago

In reply to by libcom.org

Submitted by UseValueNotExc… on January 27, 2022

PDF for issue 1 is now up. More soon.

https://libcom.org/library/root-branch-1

Fozzie

2 years 5 months ago

In reply to by libcom.org

Submitted by Fozzie on January 27, 2022

Nice one!

Steven.

2 years 5 months ago

In reply to by libcom.org

Submitted by Steven. on January 27, 2022

Amazing!

UseValueNotExc…

2 years 5 months ago

In reply to by libcom.org

Submitted by UseValueNotExc… on January 30, 2022

Root & Branch 2 is up.
Includes transcribed article- Italy: The struggles at Fiat '69 by Vittorio Rieser.

I am struggling to find issue #4 if anyone has any leads.

UseValueNotExc…

1 year 7 months ago

Submitted by UseValueNotExc… on November 20, 2022

Hey all,

Issues #9 and #10 have been added!

Also PDFs for #4 and #8 are up.

The last pamphlet, Portugal: Anti-fascism or anti-capitalism?, is also up.

I believe this completes the Root & Branch archive!
It would be great if people could help transcribe the PDF's into articles too.

Fozzie

1 year 7 months ago

Submitted by Fozzie on November 20, 2022

Nice one!

Steven.

1 year 7 months ago

Submitted by Steven. on November 20, 2022

Brilliant, thanks

Root & Branch: The Rise of the Workers' Movements

A book by the US libertarian socialist Root & Branch collective, published in 1975.

Taken with thanks from https://www.jeremybrecher.org/root-branch/

Submitted by Fozzie on December 6, 2021

Comments

lurdan

2 years 7 months ago

In reply to by libcom.org

Submitted by lurdan on December 2, 2021

Lightly cleaned these and combined them into one smaller file.

https://files.catbox.moe/afv91x.pdf

Fozzie

2 years 7 months ago

In reply to by libcom.org

Submitted by Fozzie on December 3, 2021

Thanks Lurdan, that is a lot better! I am trying to upload it here but keep getting a "validation error" so possibly it is still too large at 33megs for Libcom...

lurdan

2 years 6 months ago

In reply to by libcom.org

Submitted by lurdan on December 3, 2021

Curses. I've squeezed it a bit more (there is a slight trade off of course). 24.5MB.

https://pixeldrain.com/u/1MZq3tW9

(Catbox's main page seems to be down today so that's a pixeldrain link which will expire in a few weeks).

For future reference what is the maximum file size?

syndicalist

2 years 6 months ago

In reply to by libcom.org

Submitted by syndicalist on December 3, 2021

An excellent book. Helped me with my class struggle understanding and early on maturing political development.

While largely "councilist" in orientation (which I'm not, not in the formal sense at least), the critiques and possibilities were enlightening to this then late teen, near 20 year old (when the book was published in 1975).

Fozzie

2 years 6 months ago

In reply to by libcom.org

Submitted by Fozzie on December 3, 2021

lurdan

Curses. I've squeezed it a bit more (there is a slight trade off of course). 24.5MB.

https://pixeldrain.com/u/1MZq3tW9

(Catbox's main page seems to be down today so that's a pixeldrain link which will expire in a few weeks).

For future reference what is the maximum file size?

Thanks! I’ll check that tomorrow. I think it’s 25megs so that should be ok. Not sure why that is.

I might start a geek thread about PDFs and what can be done with them too - it would be good to pick your brains.

lurdan

2 years 6 months ago

In reply to by libcom.org

Submitted by lurdan on December 3, 2021

Fozzie

it would be good to pick your brains.

Good luck with that.

Fozzie

2 years 6 months ago

In reply to by libcom.org

Submitted by Fozzie on December 4, 2021

lurdan

Fozzie

it would be good to pick your brains.

Good luck with that.

Heh :-)

Now one PDF, good stuff.

UseValueNotExc…

2 years 6 months ago

In reply to by libcom.org

Submitted by UseValueNotExc… on December 5, 2021

I am working on transcribing each article too. Check back soon!

Steven.

2 years 6 months ago

In reply to by libcom.org

Submitted by Steven. on December 5, 2021

Great stuff! If the single PDF is still too big, you can just split it into multiple PDFs just by putting the first half in one and the 2nd half in another, using a website like this: https://smallpdf.com/split-pdf

Introduction to Root & Branch: The Rise of the Workers' Movements (1975) - Jeremy Brecher

Jeremy Brecher's Introduction to Root & Branch: The Rise of the Workers' Movements (1975), pp. 11-27.

Submitted by UseValueNotExc… on December 5, 2021

Most people have a healthy distrust of political statements and the people who make them, whether they come from Left, Right, or Center. Those of us who have worked on this book hope that they will treat the material in it with the same skeptical regard. For we believe the problems people face today cannot be solved simply by "correct ideas," or by following the "right people," but only by constantly criticizing present ways of thinking and acting and testing out new ones for ourselves.

Those of us who have worked on this book see it as one contribution to that process. It is an outgrowth of a magazine/pamphlet series, Root & Branch, we have published sporadically since 1969. Root & Branch developed in the context of the student and anti-war movements of the 1960s, in which its editors were active participants. From the beginning, our objective was a society in which decisions were controlled by those they affected. For that reason, we rejected both those who only wanted to change the policies of the present ruling elites, and those who wanted to replace those old elites with new ones. We found in the history of workers' councils concrete experience suggesting that such a transformation of society might be possible. We discovered in the little-known traditions of the libertarian left much to learn from, though also much to criticize. We found in the mass strikes in France, Italy, and Poland, and in the widespread wildcat strikes in England and the United States, an indication that through acting on their own to meet their needs, working people under certain circumstances would have to challenge the existing power relations of society. From a critical study of Marx, especially Capital, we gained much insight into the organization of capitalist society, the nature of its problems, and the process by which a society controlled by the producers might arise from it. We learned from a study of American labor history something about the problems workers had met before in trying to organize themselves to gain more power over their conditions of life. Whatever sources we drew on however, we tried to bring to bear on the situation we faced.

The concerns of Root & Branch are reflected in this book. Section I presents four accounts of contemporary American workers and their struggles. Section II analyzes several aspects of the social reality we face today in the United States. Section Ill examines a number of important working-class struggles of the past, with special emphasis on the attempts by working people to take over and run society for themselves. Section IV presents a classic elucidation of that process. Section V discusses some of the issues facing those who share such an objective.

While all of the selections in this book have contributed to our own thinking, they are by no means intended as a complete expression of a unified "political position." Many questions of great importance are not dealt with at all—not because we believe them insignificant, but because we had little new light to shed on them. Further, individual editors disagree with each other and with the pieces on various points. Still less are the authors responsible for any views besides their own. This diversity reflects our belief that what is needed today is not a "correct line," but rather a serious and open study of our society and how to change it. We see our ideas as one contribution among many, which we hope will come together in a ferment of thought and discussion about these problems on the part of working people everywhere.

We share with most other people a basic problem: that we have no control over the fundamental processes of our society. All modern societies claim that they represent the will of the people. The ruling systems of our world, "Democracy" and "Communism," proclaim in their speeches and in their very names that they stand for equality and self-rule of the majority. But this rhetoric only cloaks the control of real social power by the few.

In capitalist societies, control over production and distribution is split up among a number of competing individuals and businesses, but it is still tremendously concentrated. In the United States, for example, 1.6 percent of the population owns four-fifths of all privately held corporate stock.1 These corporations, in turn, own most of the factories, machines, raw materials, offices, and other materials needed for production. Thus, directly or indirectly, the great majority of working Americans are working for these less than a million families who own society's most important means of production. Where 100 years ago most Americans were self-employed farmers, artisans, and small businessmen, today less than 10 percent are self-employed—the overwhelming majority, whether they wear a blue or white collar, are employees2 . In "Communist" countries there is a single employer, the government, whose officials make the key decision; in capitalist countries, the key decisions are made by businessmen under the constraint of the forces of competition. But the great majority of the population, there as here, are in exactly the same predicament, forced to work for those who possess the means of production.

All of us who share that predicament are, however great the divergences in our immediate circumstances, members of the working class. It matters little whether the immediate boss represents corporate stockholders or self-perpetuating government bureaucrats; nor does it matter much whether the products we create are controlled individually by private capitalists or collectively by party functionaries. As long as our productive labor and its product are controlled by someone besides ourselves, we will be forced to serve their interests, not our own3 .

Capitalists run their businesses with an eye to making profits, not to meeting the needs of those, their employees, who do the producing. This system has resulted in a tremendous expansion of production combined with chronic deprivation for the great majority of working people. Throughout its history, capitalism has had periods of considerable stability and growth, punctuated by periods of depression, war, and crisis.

During relatively prosperous periods, working people's social ideas have been directed largely toward how to better their lives within the framework of their subordinate position. Such strategies can either be directed toward getting ahead individually, or toward improving conditions within capitalism generally, but in either case they require working people to participate in the system that subjugates them. This does not mean that they become remote-controlled robots or passive sheep; people go on pursuing their own apparent interests, rarely doubting that they can do so within the framework of existing power relations. During times of crisis, however, such strategies break down along with the social reality that gave rise to them, and workers have at times turned instead to actions which attempt to wrest control of their productive activity from their employers and wield it for themselves.

The two decades following World War II were among the lengthiest periods of growth and stability in the history of American capitalism. Punctuated by "small" wars in "remote" areas and by "recessions'' of "minor" proportions, these years nonetheless saw a steady improvement of living conditions for most working people in America4 . Given these conditions, there was no compelling reason for most working people not to try to find ways to fit into the existing organization of society.

Ever since the Great Depression of the 1930s, the United States government has been attempting by means of government spending policies to counteract the economic crisis cycle that has plagued capitalist society since its birth. Such "Keynsian" techniques considerably moderated the business recessions which continued periodically. A steadily growing government sector provided employment for millions who might otherwise have been jobless. This took the form above all of a continuous expansion of America's military power by means of what Charles Wilson (who moved from head of General Motors to U. S. Secretary of Defense) once hailed as the "permanent war economy."

This period of economic expansion was based in considerable part on the unique position in the world economy which the United States had achieved through World War II. With the economic and political power of capitalist competitors in Europe and Japan largely destroyed, American business found apparently limitless areas for investment. American products dominated the markets of the world, and American business was free to supply the expanding domestic market as well, with little fear of foreign competition.

At the same time, some of the worst vicissitudes of working class life were eased by a variety of liberal reform measures. The social security system of unemployment compensation and old-age pensions provided an opportunity to subsist—albeit generally in poverty—to those aged, disabled, and "technologically obsolete" workers whom employers could no longer use profitably. Welfare payments allowed those never absorbed into regular employment, such as the steady stream of black and white migrants from the rural South, to survive, if barely. A constantly expanding educational system allowed most youngsters to receive more schooling than their parents and to aspire to a higher place in society.

From the days of Franklin Roosevelt, the Democratic Party made itself the vehicle for the impulse toward liberal reform, and won the support of a major part of the working class. Within it the union movement became a tremendous power, the backbone of the party organization. Many workers looked to its programs as an important prop to the "good life." Like the labor and social-democratic parties of Europe, the Democratic Party functioned as a means by which workers could pursue their needs within the framework of capitalism.

The development of trade unionism on a large scale allowed a substantial minority of workers—especially in industry­—to find a better place for themselves in capitalist society. Legally protected by the federal government and fought for by workers in bloody struggles during the late 1930s, large­ scale trade-unionism was actively fostered by the government during and after World War II, the period of greatest union growth. Union power kept workers' standards of living rising with economic growth, established a previously unknown security from arbitrary dismissal and demotion, and created a court of appeals for workers' grievances over working conditions. It created a channel through which workers could express their idealism, ambition, and sense of the need for organization—not to mention their anger—without threatening the ongoing processes of social life.

These developments created a markedly better position for most working people in American society. Compared to the terrors of the Great Depression, life seemed quite bearable. Many working people were able to buy (albeit on credit) suburban tract houses, new cars, and many other products they may never have expected to possess. The system was "delivering the goods"—ideas about how to change it were of little interest to most people. If the system provided for people's essential needs, then it seemed worthy of support, even at the cost of sending young men off to defend it periodically in foreign wars. Life might still be no bed of roses, but this year seemed better than last, and last year better than the year before.

The conditions of life in the post-World War ll years, and the attitudes they fostered, were eagerly seized on by many social scientists as signs of a fundamental change in the nature of capitalist society. No longer was the "real issue" the conflict between the owners of the means of production and those who had to work for them. Indeed, they argued, class was no longer very important in a society where everyone lived well and workers seemed no more discontented than anybody else. The working class, they held, was now "integrated" into capitalism.

This comforting view had one flaw-it assumed that a unique historical situation would last forever. Indeed, every period of extended growth has fostered the illusion ,that capitalism has overcome its problems and has reached a "permanently high plateau" of "enduring prosperity," only to have this idea come crashing down amid the ruins of the expansion of which it was a part.

The specific conditions of the post-World War ll period, which made American capitalism appear stable and the working class fully integrated into it, have now come to an end. Over the past quarter-century, Japanese and European capitalism have fully modernized their war-battered production plant and rapidly increased their industrial productivity, while the United States lagged behind. Only through massive devaluation, with its consequent increase in prices at home, has the American economy been able to remain internationally competitive. The real wages of American workers can no longer rise without threatening the international position of American business.

This international decline in tum resulted from economic stagnation at home, as Keynsian techniques ceased to ensure stable economic growth. No matter what mix of monetary and fiscal prescriptions the government has applied, the economy has produced both high unemployment and rapid inflation simultaneously for the past half-decade, an unheard of situation in the past. Professional economists, who in the past have proudly proclaimed the ability of their policies to control the course of the economy, admit their bafflement at this situation. As Nobel Prize winning economist Kenneth J. Arrow said recently, "The coexistence of inflation and unemployment is . . . an intellectual riddle and an uncomfortable fact."5

Current economic difficulties are essentially a return to the long-term pattern of capitalist boom and bust. The techniques which were believed to have made the capitalist economy subject to government management and control have evidently reached their limits. Government budget deficits and credit expansion now aggravate inflation without greatly increasing employment or economic growth. Likewise, deliberate government attempts to slow the economy and raise unemployment have had little success in preventing inflation. Once unemployment and inflation occur simultaneously, no solution can come from trying to shift from one horn of the dilemma to the other. Both hold us fast.

What this means for working men and women is all too clear. Inflation means that even those who managed to squeeze through last month have trouble meeting the bills for the most basic needs for food, shelter, and medical care this month. Anyone who predicted ten years ago that American workers would have a problem putting meat on the family table would have been considered hopelessly out of touch with reality; over the past two years, many families have had to cut back sharply on their meat consumption. Working people are forced into more and more inadequate housing as prices soar and construction falls to depression levels. Illness has become a financial disaster, even for those with health insurance, as benefits fall behind rising medical costs6 .

As if the problems of inflation were not enough, simultaneous high unemployment poses another set of problems for working people. Hit hardest are those who are actually out of work or—even more common—employed only sporadically. In the event of layoffs, those who have been steadily employed in the past are likely to lose quickly whatever benefits of the "good life" they have been able to acquire—a home in the suburbs, consumer durables, and the other attributes of a mortgage-and-installment-payment way of life. For those who have never had even this, the "unemployment problem" is largely a problem of survival. Government studies show that undernourishment is already a severe problem for tens of millions of Americans, preventing healthy development for millions of children. Unemployment and underemployment are largely concentrated among young people, women, blacks, and other minorities, and those in depressed areas, aggravating the special problems of these groups.

But it is not only the unemployed themselves who are affected by unemployment. Employers have always viewed a long line of job applicants outside the gate as the best weapon to discipline their workforce. When the Nixon Administration took office in 1969, its top officials publicly portrayed rising unemployment as a way to pressure employed workers to limit wage demands. Furthermore, the unemployed are already being used directly to break down the established labor standards of employed workers—as in the employment of welfare recipients at low wages under the "workfare" program and the Talmadge Amendment. The rise of unemployment ensures the end of the era of steadily rising real wages that marked the two decades after World War II.

These new developments present working people with a set of pressing problems that can neither be escaped nor solved in the old ways. The conditions that made it easy to adapt to the status quo no longer exist. The unions and other institutions of reform by means of which people adapted, as we shall see, are no longer capable of dealing with the new situation.

Virtually from the moment unionism was established, in most industries there began a process of separation between union officials and the "rank and file." Workers have, of course, continued to support union efforts to achieve better wages and working conditions, but the feeling that "their'' union constitutes an expression of their own ideas and activities has steadily eroded.

The most important reason for this is that union officials have taken over from management many of the functions of disciplining workers. It is the union that enforces the con­tract's no-strike clause7 . When workers have a grievance and stop working, it is often a union representative who orders them back to work, saying "Cool down and let the grievance committee handle this." When there is a spontaneous strike it is the union which, by refusing to authorize it, gives the employer the right to fire participants. This situation is aggravated in many industries by the virtual collapse of grievance procedures. In some plants, thousands of grievances pile up; sometimes it takes years of going from one level of the grievance hierarchy to another for any kind of settlement to be reached.

This results neither from accident nor conspiracy; their specific context has led unions to develop interests separate from those of their members. U .S. business in the 1930s agreed to accept unionization if the unions would guarantee "management's right to manage" and prevent workers from disrupting production. Any union which permitted workers to strike when they wanted to or allowed them to "run wild in the plants'' would not be fulfilling its side of the bargain with management and would meet immediate reprisals—lockouts, harassment, closing of plants, export of jobs, fomenting of challenges to union leadership, or even to the union itself. Further, any union victories which threatened an employer's competitive position would equally threaten the union's institutional survival—no industry, no union. Under these conditions, the path of least resistance for union officials—themselves not subject to their members' day-to-day problems—is cooperation with the employer.

Of course, unions must win something for their members and therefore must make demands on the employers and at times even fight them. But these fights proceed within a ritualized set of rules maintained by the government-rules which make most official strikes resemble a badminton game more than a boxing match. Far from trying to deliver each other a knockout blow, the objective of both union and management in many modern collective bargaining strikes is to get the workers back to work on terms they will accept. This mutual interest between employers and union officials is understood by both parties. As Richard C. Gerstenberg, Chairman of the Board of General Motors, put it recently, "We have come to a time when we can acknowledge that we have far more in common than in conflict, when we can jointly pay our respects to the buried animosities of the past even while we pay tribute to what we have jointly achieved despite them."8 And as Steelworkers' Union President I. W. Abel said of the agreement by which his union voluntarily gave up the right to strike for four years, "The industry and the union had the mutual problem of self-preservation."9

The result of this complicity of union and management officials has been a rising level of wildcat strikes, job actions, and other movements by workers independent of "their" unions. We have included accounts of two such actions, the 1970 postal wildcat and a job action in the New York fuel oil industry. Of course, such actions independent of the union are nothing new. Workers have always developed their own ways of cooperating with each other to prevent the pace of work from getting too fast, to make a detested foreman or supervisor look bad in order to get him transferred, to establish some free time for themselves, and to make life more bearable for each other in any way possible. But in the past such actions often coincided with a genuine loyalty to the union, based on its defense of working conditions and its success at negotiating steady increases in real wages.

Several factors today are breaking down this lingering loyalty. The decline in America's economic position is undermining the strongest card in the unions' deck—the capacity of American business to raise wages and pass on the costs in higher prices. Employers can no longer raise wages without impairing profits. American companies now face increasing pressure to increase their productivity in response both to foreign competition and to low profit margins at home. The unions' top-down structure and their acceptance of "management's right to manage its own business'' make them highly ineffective in combating speed-up attempts at the point of production. Indeed, the unions in many industries, dependent as they are on the health of their employers, are participating in the drives to increase productivity through the introduction of new machinery and reorganization, which inevitably mean speed-up, layoffs, and the breakdown of traditional work practices through which workers have se­cured improvements in life on the job. Rapid inflation turns union-negotiated wage increases into wage decreases for the great majority of workers not covered by full cost-of-living escalators. Thus during the rapid inflation of 1965-70, unions negotiated some of the largest wage increases in U.S. history, but the real weekly take-home pay of production workers nevertheless declined-prices and taxes rose even faster than wages. The result was a wave of wildcat strikes, peaking in 1970, not only against employers but against union-negotiated contracts. As inflation becomes chronic, workers find themselves falling further and further behind and are forced to act on their own—union contracts, official exhortations, government wage policies, and no-strike clauses notwithstanding.

In the years 1961-68, the Kennedy and Johnson Administrations passed the greatest barrage of social legislation in American history. The entire liberal reform program of the postwar decades was enacted into law and funded at levels unprecedented in American history. Two civil rights acts, several education acts, a slew of housing acts, expanded Social Security, Medicare, urban development, War on Poverty, Aid to Depressed Areas-programs covering the entire list of social problems identified by liberalism.

Yet at the very time of its greatest "success,'' liberal social reform was losing its effectiveness as a channel for working­ class aspirations. Indeed, the very institutions through which reform programs were carried out became objects of suspicion to those they were presumed to "help." Urban development programs came to be viewed as hostile attacks on poor and working-class neighborhoods; the welfare bureaucracy was recognized as an enemy of the welfare recipients, charged with "regulating the poor"; school administrators became the targets of attack for parents and students alike.

Liberal social reform programs came into disrepute because they failed to solve the problems they were presumably supposed to deal with. Education, housing, racism, poverty­ these problems proved unresponsive to government programs. Indeed, as the bureaucracies that managed them grew, most of these programs were administered in such a way that little help ever reached those directly affected by the problems. The impact of the New Frontier-Great Society reforms on daily life was barely visible even before subsequent administrations began eliminating what little human services they provided in a "battle against inflation."

At the same time, loyalty to the main agent of liberal reform, the Democratic Party, rapidly eroded. The automatic assumption among industrial workers that the Democratic Party, the Party of Roosevelt, reflected their interests, has been severely shaken. There is a deep skepticism about all politicians, a feeling that they all are crooks, and that there are "no leaders you can trust." This attitude is reflected in the low level of participation in elections, especially among younger people. Few working people now view liberal reform through the electoral process as a solution to their problems.

* * *

In sum, we can see that the special conditions that led working people to accept their own subordination so willingly are at an end. The economic framework that made the status quo acceptable—America's world hegemony and steady domestic economic expansion—no longer exists. Without that framework the institutions through which workers have adapted to their position within American capitalism—trade unions and social reform through electoral politics—are losing their credibility as ways of solving the problems of daily life.

Working people are facing deteriorating conditions of life. No longer is it true that this year, whatever its hardships, is at least better than last. No one can tell how long the new circumstances we have described will last or how they will end. What we can say with confidence is that the special circumstances of the immediate postwar decades can never be restored, and that any new stabilization of society will have to rest on some new basis. Without it, the years ahead promise little but inflation, unemployment, international conflict, and general social crisis.

Each of us has an understanding of the society we live in which shapes the ways we meet the problems of daily life. When society stays the same for a long time it may be possible to go on living by the same understanding from year to year and even from generation to generation. But when, as now, the problems we face are changing, fixed ideas are no longer much help in dealing with them-indeed, they become a hinderance. In such situations, people have to develop new ideas and new ways of acting.

Such periods of continuing social crisis have throughout history called forth popular social movements. The recent years have been no exception. By the middle 1960s, radical movements had developed in the United States on quite a substantial scale, and by 1968 the atmosphere was so heated that leading historians were maintaining in the popular press that the level of social conflict was higher than at any time since the Civil War. Through the 1960s, a variety of social problems were growing, particularly for blacks, women, and students. But various facets of the crisis hit different special groups one by one, at a time when most working people could still hope that the former steady improvement of their conditions would soon be resumed. From their perspective, the noisy radical movements of the 1960s presented a threat to a stability they hoped to preserve. The "working-class conservatism" of the 1960s was grounded in the hope that the favorable conditions of the postwar era might continue indefinitely.

Minorities who were already reeling from the shocks of the new era could hardly count on this majority to bring about massive social change. This situation limited the possibilities and narrowed the perspectives of the radical movements of the 1960s. They developed in a period when there was no real possibility of challenging the power over working people's lives of those who own society's means of production. The most that could be hoped for was modest changes in government policies and moderate improvements in the status of discriminated-against groups. Consequently, the radical movements of the 1960s tended toward attempts at much-needed social reforms on the one hand (lunch­ counter integration, legalization of abortion, and a new Viet­nam policy, for example) and, on the other, cultivation of the internal life of the group, often glorified with an overlay of revolutionary rhetoric (communes, consciousness-raising, and black studies). None of these approaches could provide the basis for a challenge by working people to the power of their bosses. This helps explain why such movements are declining at the present time, when living conditions for most people are getting worse and their need to challenge the status quo is rising. In their time, these movements did much to raise the possibility of alternatives to the status quo and to demonstrate the power people can exercise through direct action. If their achievements were limited by the conditions in which they arose, their best aspirations may still contribute to the development of a new movement for power on the part of the great majority of working people.

One other radical tendency—it can hardly be called a movement—persists from the 1960s. This consists of the various sects and parties, each claiming to be the true vanguard of the revolution, who would "organize," "lead," and "bring revolutionary consciousness" to the working class10 . They generally envision themselves leading a revolution in America modelled after such revolutionary super-heroes as Lenin, Mao, Castro, or even Stalin. In both theory and practice, these groups try to establish themselves as an alternative leadership for the working class, and see themselves taking power as a new, socialist government. For some of their members, such groups reflect the power drives of individuals who cannot find a place in the ruling class of this society, or the need for social community which provides a sense of meaning and purpose, emotional support, intense group life, and absolute certainty of the truth of one's beliefs. To the extent to which these groups reflect more general social conditions, they are a response to workers' acquiescence in their position through much of the 1960s. Since workers were clearly exploited, and yet seemed to accept their exploitation, many radicals assumed that the radical's function was to bring to workers an understanding of their oppression which the workers could not achieve for themselves. These radicals saw themselves as outside the working class, injecting radical ideas into it. This whole approach, while natural to a period of working-class quiescence, neglects the fact that what working people need to take control of society is not alternative leaders with alternative programs, but the ability to think, plan, decide, and act for themselves. The radical parties have little chance of winning a mass following—most often they are quickly sized up as just one more group of people looking for power for themselves. But if they could win such a following, it would weaken rather than strengthen working peo­ple's capacity to act in response to their own needs.

* * *

What for the capitalist system is a crisis, is for those sub­jected to it both a scourge and, paradoxically, an opportunity. Crisis makes it impossible for the routine of daily life to go on. As we have seen, inflation and unemployment undermine the established living standards for all workers, while concentrating misery among those in the weakest position. Employers attempt to recoup their losses by speeding up production and breaking down work standards. Meanwhile war and preparation for war not only lower living standards through taxation, but kill and maim those sent out to fight and threaten all with the possibility of nuclear devastation. Yet these very conditions create the possibility for a new kind of movement, based on the common interests of the great majority of working people—a movement to eliminate the power of those who cause such conditions by taking control of society for ourselves.

The working class is potentially powerful because it constitutes not only the great majority of the population, but the organized productive power of society. If workers refuse to cooperate with the existing set-up, it cannot function; if they do not work, production stops; if they refuse to produce for anyone but each other, capitalism will cease to exist. By such methods of direct action as strikes, mass demonstrations, general strikes, workplace occupations, and insurrections, workers have the means of parlaying this potential power into the real direction of society.

The difficulty is to find a mode of organization which joins together the entire power of the working population, yet at the same time does not become merely a new, separate bureaucracy, contesting with the old rulers for control over the workers' activity. This is the problem to which Anton Panekoek's Workers' Councils is directed. He proposes an approach, growing out of the present organization of society, which would let working people keep control of their activity in their own hands, while allowing them to coordinate their action on the widest possible basis.

The basic unit of social decision-making in Panekoek's conception is the assembly of all people who engage in face­-to-face cooperative activity in a work-group, neighborhood, apartment building, school, or the like. What action a group will take is debated and decided within these assemblies. The decision of an assembly is not merely a poll of opinion for or against a proposal, but rather a decision on the participants' part of whether they will implement it. Where decisions must be made concerning groups too large to meet and discuss together face-to-face, the assemblies send delegates to more central coordinating bodies. These delegates are given binding mandates by those they represent. Delegates to central councils are vested with no authority of their own by virtue of their position. In this they differ completely from the elected officials of so-called "representative democracy," who exercise their own authority from election day to election day over the people they supposedly represent. Nor does any apparatus of coercion exist separate from the assemblies to enforce the delegates' decisions. The objective of this form of organization is to eliminate any separation of deciders and implementers and to prevent the formation of any special class of officials or bureaucrats.

This conception is far different from the usual idea of "an organization" to which individuals "belong." It is rather a method by which working people can direct and coordinate their own activity. In the struggle against the present rulers, it allows maximum local initiative at the same time that it permits the widest possible coordination. It has the added advantage of being far more resistant to repression; as long as people grasp the necessity for this kind of cooperation and control of their activity themselves, their "organization" can­ not be broken by jailing or corrupting of leaders, or by court injunctions and other government attacks directed against formal organizational structures. As the basis for a new organization of society, it suggests a way in which production can be organized and all necessary social activities carried out, without the need for any class, bureaucracy, state, or other special group separate from the rest of us.

The idea that working people can create this kind of organization and use it to attempt solutions to their problems is no mere product of fantasy or theory. Indeed, they have done so repeatedly. But the history of workers' attempts to take over control of their labor and their society are little known. In this volume we have tried to present a few examples of that history. Older examples include the factory committees which took over much of Russian industry in 1917 and the Seattle General Strike of 1919. A more recent episode was the French general strike and occupation of factories of 1968.

Needless to say, all these attempts ended in failure—either through workers' domination by a new elite or through the restored power of the old one. Workers have been all too willing to give up their power to leaders who promised to solve their problems for them. Defeated in their bid for power, revolutionary workers' movements have often evolved into new institutions for workers' adaptation to their basic powerlessness—witness the Soviets in Russia and the Workers' Councils in West Germany today. The experiences of such movements reveal the great power of workers to act, but they require critical scrutiny if they are to be of any use to us in thinking about the future. Above all, we believe one lesson must be learned from them: working people can establish their control over society only if they keep direction of their own activity themselves, refusing to give it up to any other group, organization, Of leadership, however much it may claim to represent the interests of the workers or the needs of society.

* * *

There are great obstacles to the process we envision. Work­ing people are divided in myriad ways-by race, sex, age, nationality, residence, and job status11 . We are taught from birth to "look out for number one" and to "get along by going along." It is always easier to let officials and leaders take responsibility for solving problems and making decisions than to do it ourselves. The risks involved are awesome, when challenging a ruling elite which is armed to the teeth.

But the alternatives are grimmer still. A continued deepening of the present crisis will mean a continued deterioration of living and working conditions. A continued intensification of international competition can only lead to war and more war. Perpetuation of the present system of social organization means mass misery and mass death on a scale to rival, and perhaps to exceed, what this system has produced for the past sixty years of war and crisis. To avoid such a fate, we must abolish all systems of power by which some people seek to control and exploit the activity of others. In doing so, we can open up the possibility of an entirely new kind of society, one in which we can direct our own activity to meeting our own needs and desires, and in which the free development of each can be the basis for the free development of all. If we can begin the process of taking control of our lives—through discussion and through action—in every place we work, live, study, and cooperate with other people, we can perhaps reduce the agony through which we will have to live in the years ahead.

  • 1Robert Lampman, The Share of Top Wealth-Holders in National Wealth, 1922-1956. A study by the National Bureau of Economic Research. Princeton University Press, Princeton, N. J. 1962.
  • 2Statistical Abstract of the United States, Bureau of Census, 1972 93rd edition Table No. 365.
  • 3For a further discussion of this and related points raised in this Introduction, see Jeremy Brecher, Common Sense for Hard Times. Straight Arrow Books, San Francisco, 1975.
  • 4Much of the information which follows on changing living standards for various groups is drawn from "Living Conditions in the United States" below.
  • 5New York Times, March 26, 1973.
  • 6For further discussion of these points, see "Living Conditions in the United States" below.
  • 7"In the Heart of the Heart of the Country" and "Keep on Truckin'" illustrate this tellingly.
  • 8New York Times, March 20, 1973.
  • 9Boston Globe, June 11, 1973.
  • 10This attitude is discussed further in "Old Left, New Left, What's Left."
  • 11These divisions are discussed further in "The American Working Class," "In the Heart of the Heart of the Country," "The Origins of Job Structures in the Steel Industry," and the "Introduction to 'Workers' Councils.' "

Comments

In the heart of the heart of the country: The strike at Lordstown - Peter Herman

Vega assembly line at Lordstown, 1972
Vega assembly line at Lordstown, 1972

A detailed historical account and analysis of the dispute at the General Motors Lordstown plant in the early 1970s, examining the largely self-organised workers' sabotage and the union-controlled strike.

Submitted by Steven. on December 18, 2009

By Peter Herman

Introduction
This article is interesting not so much because the Lordstown strike was a major event in history but in the way that the union controlled the anger of the workers. The union helped to limit workers sabotage, absenteeism and stop a possible wildcat strike. They decided to have a short strike, which management was more than willing to allow and by the end of the strike, most workers thought that it was pointless. The union also helped to keep apart other autoworkers in Ohio that were on strike from the Lordstown strikers. In the end, the union strike helped management 'modernize' the factory even more.

As you drive through the Ohio countryside on the turnpike between Youngstown and Cleveland, you suddenly pass an enormous factory, stretching for almost a mile along the highway. This startling sight is the General Motors Lordstown installation, a major plant built for over $100 million in 1966, and employing over 13,000 people. Comprising a Fisher Body Fabricating plant, a Chevrolet Assembly plant and a Chevrolet Truck plant, the Lordstown complex manufactures mainly the Chevrolet Vega subcompact. It is the fastest and most highly automated assembly line in the world, producing more than 100 cars per hour. Its construction incorporated some of the most advanced technology for production efficiency. All jobs were divided into small parts; new computerized robot welders were installed. GM proudly announced that Lordstown represented the plant of the future. They little expected that within a few years Lordstown would have become a national symbol for blue-collar discontent.

When asked why they work at Lordstown, workers consistently reply: 'the job's a drag, but you can't beat the money.' GM built the plant in an area where most workers were used to working in the plants and mills of the Youngstown-Akron steel and rubber industries, where working conditions were poor and pay and benefits relatively low. GM had no trouble recruiting workers; even older men gladly gave up their accumulated years of seniority at the mills to come to work at Lordstown, where physical working conditions were better and the pay higher. Although GM pays wages that are relatively high for unskilled labor (a new worker will make about $11,000 a year), few workers at Lordstown have any considerable savings or financial security. Many of them dream of quitting their jobs and going into business for themselves, but most can't. One worker explained that:

"GM has a way of capturing people in that a guy comes off the street and gets a job, and he's making more money there than he ever made in his life before, and so at first it's a real shock, you've got a lot of extra money. But you know, you watch TV, how they advertise, advertise-you've got to have this, you've got to have that and pretty soon this dude's out spending like Mr. Millionaire. And then, if you work at Lordstown, that's instant credit. He's got credit and pretty soon he's charging all kinds of stuff. I know a guy who works with me; he's been married for a year. He bought a $16,000 home, and with interest and everything on a thirty-year loan, it's costing him $48,000. Then he had to borrow a thousand dollars for his car, and he had to buy his wife a washer and dryer, and he's got furniture payments, and then they got a little baby on top of all that, holy smoke, and they've got thirty-some fish too. He says he's got thirty-eight dependents; he's got to have all the money he can get."

Such a worker, of course, is not really spending like a "Millionaire." Most of his expenses are necessities for a young family, and in the inflationary economy of recent years during which the real wages of industrial workers have declined, the wages at Lordstown are barely sufficient for family to maintain itself without deprivation; many workers actually do not make enough money to pay their bills. To meet this dilemma many wives work, and since someone has to take care of the young children, the man often works the night shift and the woman works during the day. One worker described his family situation:

"I never get to see my wife. When I'm going out the door she's coming in, and when I'm coming in, she's going out. We have little conferences to work things out and sometimes it runs into overtime. Last week, I got a reprimand for being late to work. I told my foreman that I needed to talk over a problem with my wife and he said, "Look, this is a business. We got no time for that. Up a tree with your marital problems."

Most workers are locked into their jobs at Lordstown because they can't get better work or money elsewhere. It is this money which makes them bear the deadening monotony of the same operation performed over and over and the inexorable rate of the line which does not permit any variation in pacing. People at Lordstown often work a compulsory 50-hour week; 10 hours a day doing the same job. A rate of 100 cars an hour means that the worker has to repeat his or her operation every 36 seconds. The Vega itself becomes a hated object. Few Lordstown workers Vegas; most speak negatively of them. One worker described his feelings about working at Lordstown:

"You do it automatically, like a monkey or dog would do something by conditioning. You feel stagnant; everything is over and over and over. It seems like you're just going to work and your whole purpose in life is to do this operation, and you come home and you're so tired from working the hours, trying to keep up with the line, you feel you're not making any advancement whatsoever. This makes the average individual feel sort of like a vegetable."

The scene at the change of shifts is eloquent testimony to the workers' hatred of their working conditions. The shift going into work hangs around their cars in the parking lot or idles slowly toward the plant. In contrast, the workers coming off the shift dash out of the plant, leap into their cars and go racing away with horns blaring and tires squealing.

A few years ago, major magazines (such as Life and Newsweek) published feature articles about work on the assembly line. When they attempted to explain why workers were discontented at places like Lordstown, these media stressed the monotony and boredom of assembly-line work. The workers were treated with sympathy, but even so the interpretation is superficial. The real key to the dissatisfaction of the workers is the system of power relations in which they find themselves, a set of interlocking structures of power and authority of both management and unions which are designed to render them isolated and powerless and which enhances the boredom and monotony of the work itself. The first symptom of these relations is the climate of fear at the plant. One worker said:

"The whole plant runs on fear. The top guy in that plant is scared of somebody in Detroit. And the guy below him is scared of him and, man, it comes right down to the foremen, and the foremen are scared to death. And when they're scared to death they really put the heat on the people, and the people are scared to death 'because they're afraid to lose their jobs. And they know if they don't do the work they will lose their Jobs, 'cause the stupid union 11 tell you, them guys, they think they've got a great union, but, man, they don't do nothing."

Feelings of fear are endemic at all levels in the plant but the distinction between a member of management and a worker, within the structure of power, is fundamental and extends to such apparently trivial matters as segregated parking lots, eating facilities, and separate dress codes. For a manager, however low in rank, the corporation is "us"; for a worker, GM is "them." When I asked a general foreman (a low-level job) how he handled a bad decision handed down from higher management, he made this distinction clear:

"A foreman, being a member of management, has to accept this decision, he is part of the decision, and he cannot let the people know that he is in agreement with them. If he is in sympathy with the people, he's dead as a foreman; he's lost the ball game as far as conducting his job satisfactorily as a member of management. If he's in sympathy with the people he certainly cannot let it be known. There's been many a time when my heart's gone out to an individual I've had to discipline, when I've had to do something distasteful, but I had to do it, with the thought in mind that this is my job, that I am part of this decision, that this is the way it has to be."

To accept a promotion from assembly line worker to foreman is to cross the power line from "us" to "them." One worker, who had been a foreman at Lordstown till he quit disgust, explained what it was like:

"After accepting a position of a management trainee, I came to really find out how underhanded the salaried personnel were in their dealings, 'cause they accepted me to go to their schools of what they wanted you to do and how to conduct these "brainless idiots" out on the line, these "people who function mechanically," you know, "anybody can do the job that these idiots we got down there do," you know, "train a monkey and we can send him down." This type of talk they gave to show me that I was better than this guy that worked on the line. The school tried to show me how I could get somebody's goat and be cool about it. I couldn't believe this. Here were grown foremen teaching me Gestapo-type tactics."

Authoritarian control is a way of life at Lordstown. On entering the parking lot, one sees a huge sign announcing that this is Private Property, that GM disclaims all responsibility for any damages one experience, and that the lot is under surveillance by closed-circuit TV. When I talked one of the top Lordstown executives, I was only mildly astounded to see a portrait of Napoleon frowning at me off the wall over his desk. Workers at Lordstown need a written excuse if they miss work. If late to work, they may be given a disciplinary lay-off, ranging from the remainder of the shift to a week. A foreman can give a formal Direct Order, which must be obeyed, or the worker faces discipline for insubordination. A worker needs his or her supervisor's permission to leave the line to go to the bathroom, and the foreman can easily delay granting such permission. Lunch pails are regularly inspected to "prevent thievery." Armed security guards at the doors ask to see one's plastic identification card. One Lordstown worker justly remarked that by working at the plant he:

"came to find out that all dictators are not in communist countries. The Lordstown complex is its own individual dictatorship with their own little island, and everybody there falls under this dictatorship."

The union procedures aggravate the powerless situation of the worker on the line. if a worker has a grievance, say against a foreman, he does not make the complaint himself but must ask that very supervisor to call the union committeeman. This fact alone inhibits the filing of many grievances, since the offending foreman might well develop a grudge against the worker. Once the committeeman has been called, the aggrieved worker has nothing more to do with the case, which is handled through the highly bureaucratized and slow-moving grievance procedure. The case often takes several months to resolve, by which time the matter is often irrelevant. One worker said:

"It's the worst feeling in the world when you call your committeeman and he comes and writes something on a piece of Paper and goes away, and that's the last you ever hear of it, you're still left doing the job."

The roots of the present relationship between the company, the union and the rank and flue workers at Lordstown lie deep in the history of American labor. In the great sit-down struggles of the Thirties, the union, in exchange for the right to be recognized as the bargaining representatives of the workers in contract and strike negotiations agreed to discipline workers who engaged in unauthorized sit-down actions or who sought to exercise some control over the productions process. This trade-off was unacceptable to many workers and there was a massive wave of sit-down strikes in the spring 1 of 1937, right after the collective bargaining agreement was signed by GM and the union. For a time, the workers gained control of the speed of the line. The union actively struggled against these workers' actions and succeeded in control the situation. The measures taken were described by The New York Times:

"1. As soon as an unauthorized strike occurs or impends, international officers or representatives of the UAW are rushed to the scene to end or prevent it, get the men back to work and bring about an orderly adjustment of the grievances.

2. Strict orders have been issued to all organizers and representatives that they will be dismissed if they authorize any stoppages of work without the consent of the international officers, and that local unions will not receive any money from the international union for any unauthorized stoppage of, or interference with production.

3. The shop stewards are being educated in the procedure for settling grievances set up in the GM contract, and a system is being worked out which the union believes will convince the rank and file that strikes are unnecessary."

Thus, from the very beginning, the union agreed to work hand in hand with GM in disciplining workers who acted on their own or who raised demands not recognized in the written contract, particularly the demand to have a say in the decisions about production.

During the long boom of the auto industry after the Second World War, the majority of the UAW members, who experienced the deprivation of the Depression, acquiesced in bargaining for a larger share of the financial pie. Since the industry was expanding rapidly in those years, management could afford to make substantial increases in wages and benefits, especially since such wage costs could be passed along to the consumer in the form of price increases and the UAW's role was grudgingly accepted. When nationwide wildcat developed over "local issues" of working conditions after the signing of the 1955 contract, the UAW disciplined the more militant locals and established a system that made working conditions issues part of the bargaining at the local level to help get rank and file demands more under control.

In the UAW "strike" against GM in 1970, company-union collusion was apparent. The long and costly strike was designed by GM and the union, according to the Wall Street Journal, "to help to wear down the expectations of members," "to create an escape valve for the frustrations of workers bitter about what they consider intolerable working conditions," and to "strengthen the position of union leaders." GM in return expected the strike to stabilize the union's control over the men and to "buy peace in future years." When local negotiations lengthened the strike beyond the period planned by the union, GM actually lent the UAW $30 million to help them meet their strike insurance expenses, and engaged in secret talks to help the union leadership settle what threatened to become a "messy strike beyond the control of the top leaders."

During the years 1970-72, the US auto industry, despite its great wealth, was operating under considerable pressure. Profit rates and sales were down; there was significant foreign competition on the domestic market. The entire industry was only operating at about 80 percent potential productive capacity. In these circumstances, when major capital invest was made reluctantly, there was great pressure to justify the $100 million already spent on Lordstown. In the fall of 1970, the plant was converted to manufacture the new Chevrolet Vega, a subcompact designed to meet the rising Japanese challenge (Toyota, Datsun) on the American market. The Lordstown complex; Fisher Body and Chevrolet Assembly manufactured the Vega from start to finish and was supposed to be efficient enough to make all the Vegas for the entire USA.

Given the stagnation of the auto industry, the most obvious way that the corporations had of holding profit margins up was to increase the productive efficiency of the workers. The assembly line at Lordstown was designed with this kind of efficiency in mind. The goal was to reduce excess movements by workers to an absolute minimum and thus to shay seconds of waste time off each job. It has been estimated that if each Lordstown worker works 1 second per hour more for a year, GM would increase its profits for that year by $2 million. The effect of the "advanced" technology at Lordstown is thus to increase the intensity and pace of work for the assembler. Lordstown represents the quintessence of Taylorism.

After the line was converted to make the Vega, GM to test the full productive capacities of the plant, and rasied 2 the speed of the assembly line from 60 cars per hour an unprecedented 100 cars per hour. One worker said:

"We were already working hard, but it got ridiculous after they raised the speed of the line. The first day they brought out a sign 'First time in GM history, 100 cars/hour' and some of the old-timers cheered, but I just thought we were fools to take it. Then they started getting competitive, and told us that the first shift ran 110 cars an hour. Pretty soon even the old-timers got sick of that shit and said, 'If first shift wants to put out 110 cars, fuck it, let 'em. We're not going to do it."

During 1971 the situation became serious for GM at Lordstown. Absenteeism, already high, increased greatly, and many workers began letting cars go by on the line without doing their jobs. There were also cases of active sabotage. The repair lots quickly filled with Vegas, and the "Car of Year" (according to Motor Trend magazine) became rapidly known to buyers as a repair-prone vehicle. Sales sagged badly and the Vega not only failed to overtake Datsun and Toyota but lagged behind Ford's Pinto. GM decided to get tough with the plant and in September, 1971, they announced that the entire plant was to be placed under the management of the General Motors Assembly Division (GMAD), a special team of managers, the following month.

GMs intense concern for worker efficiency explains the rapid rise within the corporation of GMAD, which, since its formation in 1965, has gained control of 18 GM plants and 75 percent of all GM car production. The essence of GMAD is the drive for production efficiency. They have instituted a competition among their 18 plants, which involves daily auditing of each plant's efficiency and quality by a centralized computer. Each plant's standing is publicly posted. Bonuses and promotions for GMAD officials are related to performance in this internal competition, and the pressures it generates on each plant's management are intense. These pressures have created an extremely tough disciplinary ethos in the management of GMAD plants.

The announcement of GMAD's impending takeover sparked a brief wildcat strike in the Lordstown Fisher Body plant. In October, GMAD's first move was to tighten even more the efficiency of the entire Lordstown complex. They laid off close to 300 men, and dispersed their work among the other workers. They also introduced severe new disciplinary measures to try to curb absenteeism and sabotage. Instead of controlling the workers, GMAD's repressive measures stiffened their determination not to buckle under. In the first few months of GMAD's tenure at the plant, over 5,000 formal grievances were filed. Conflict sharpened; absenteeism, sabotage, and work slowdowns mounted. The New York Times reported significantly that:

"Both union and management were surprised by the depth of resistance . . . among the work force," and the President of the UAW local declared that, "a decision to work at their old pace to protest the change had come from the rank and file, not from the union leadership."

The Vegas just weren't being made, or if they were, as one Lordstown worker put it, "I'd hate to buy one. If they last six months, I'll be amazed." Claiming that the workers' lack of discipline made production impossible, GMAD resorted to sending the men home early each day, in hopes of forcing them to obey by such de facto wage cuts, but this measure, too, failed to control the resistance. Instead, production fell so low that the situation became critical for management.

The union local through this period tried simultaneously to express and contain the discontent. The union leadership had not initiated the workers' resistance; they restricted them selves to generalized statements of support, promise of a strike, and insistence that the workers remain within the bounds of contractual legality. Here are some sample leaflets passed out by the union:

1) WE DO NOT CONDONE SABOTAGE:

. . Both the International Union and your Local Union strongly urge that no matter what provocation is put forth by the Company that all members . . . maintain strong Union discipline and fight this battle with GM in a legitimate manner. Do not engage in any acts of sabotage.

LET'S FIGHT TOGETHER & WIN TOGETHER.

2) WHAT IT'S ALL ABOUT:

PROFITS: GMAD doesn't care about your working conditions. They have always put profits before human values, that's why they have started a reign of terror in the plants.

TERROR: Using Hitler's method of terror GMAD hopes to scare the people into meeting their unfair standards. They hope to provoke a wildcat strike so they can get more hostages for their terror program. DO NOT BE PROVOKED INTO A WILDCAT STRIKE!! That is the Company game. The local Union is now preparing . . . a legal strike with the full support of the International Union . . . . Vote yes for strike action. Let's support the people who are fighting to make and keep this a decent place to work.

RIGHT ON BROTHERS & SISTERS!

RIGHT ON!!!

The workers realize that the union is entirely serious about its insistence that the people obey the "laws" set down in the written contract. One worker explained:

"Our union is Miss Goody-shoes, see? We have a contract, and both GM and the union are supposed to keep it. The only trouble is, GM breaks the contract about twenty times a day, while the union sticks to the letter of the contract. Look, the fans broke down where I work the other week and the temperature went up to about 110. Our committee man threatened that we would take our shirts off, which is against the rules, if they didn't fix the fans. I told him: you can take your shirts off, you can take your pants off, but the cars are still being made and we're fools for doing it. Listen, if we want to get those fans fixed, let's all quit work and go sit down on the rail for an hour. That's 100 cars; they'll be going bananas in the top office. But the committeeman said he didn't even want to hear about such an idea. So I went to the other guys and said, let's sit down for an hour, but they all said, is the union behind this? When I told them no, they said forget it. See, the union won't back 20 or 30 guys who sit down. They'll let them be fired, and it's nothing to GM, they can afford to lose 20 guys. But for the guys, it's their job."

Such refusals by the union have an enormously inhibiting effect on actions initiated by the workers. Why does the union refuse to back such direct attempts by the workers to affect their conditions? Union officials justify themselves by pointing out that the grievance procedure is there to handle small matters, and that the union can't strike a 10,000-man plant over an issue that affects 30 people. They further note that work stoppages force the union to bargain about the disciplining of the men rather than the original issue. The obvious rebuttal that established procedures do not exhaust all possible strategies is beside the point. The real issue concerns the nature of the union's power. Ever since the collective bargaining agreement of the Thirties, the union has been a kind of junior partner of the corporation. The union's goal has been the health and well-being of the industry, its prosperity and smooth functioning. In exchange for a wage and benefit package, the union agrees to be responsible for making sure that the workers do nothing to challenge or disrupt the operations of the factories or such changes in production as the corporation deems necessary to keep up profitability. The union guarantees as the contract puts it, "management's right to manage." Unauthorized "spontaneous" actions by groups of workers are direct threats to the union, and naturally it will not support such groups of workers when the company moves against them. In many cases the union will itself seek to impose sanctions on such workers.

Local leadership is not really free to change these facts of power. If a union local backed up a strike without clearance from the International, they would be faced with immediate cutoff of union funds and threats of Trusteeship, under which the International declares the local leadership dissolved, and appoints its own officers. A the International leadership, in turn, would be forced to see that locals enforce work discipline, because GM can make some very powerful threats to the UAW, such as refusing to cooperate or help in national negotiations, as when GM loaned the UAW $30 million in 1970 or moving assembly factories Out of the USA to lower-wage countries (as the president of Mitsubishi Motor Company, noting that Japanese wages are one-fourth those of the U.S., recently asked, "Would it not be more profitable for an American manufacturer to import compacts instead of spending vast sums on developing its own models?")

It is no wonder that, by and large, union leaders are pleased to see unauthorized strikers fired by the corporation. Only if the causes of discontent are so widespread and acute that independent actions by workers threaten to lead to a spontaneous explosion of the entire plant, does the union find it necessary to act. By January 1972, it was evident that such a situation was at hand in Lordstown. Thousands of grievances had been filed, production had broken down and sabotage (damaged motors, slashed seat covers, ripped out wiring) was chronic. On February 1, the union held a strike vote. Despite the fact that many workers had lost their savings in the 1970 strike, and all were hard-pressed because of the money lost during the short work weeks of the last few months, 85 percent of the union's membership turned out to vote and 97 percent voted to strike. These numbers are overwhelming evidence of the mood at Lordstown; normally, there is much apathy about union votes, and a 40 percent turnout is considered good. This strike vote indicated that the workers were willing to risk making a considerable sacrifice to do something about working conditions. Many workers, most of them young and inexperienced about strikes, sincerely believed the union leaflets which claimed that the local and International were prepared to bargain seriously about working conditions. The local leadership was itself young and newly-elected. President Gary Bryner, only twenty-nine, was a hip character who quoted phrases out of The Greening of America while promising to struggle for "humanization" of working conditions. Workers had a real willingness to trust the local and go along with their strike strategy.

During the month of February, local leadership and International representatives, including UAW Vice President Irving Bluestone, negotiated with GMAD, while continuing to insist on strict "legality" from the workers; no wildcats or sabotage. GMAD continued sending the men home early, worsening their economic situation, since they were not, of course, on strike and therefore received no strike funds from the union.

The union faced a dilemma. It was, no less than before, committed to remaining within its established sphere of power. GMAD was applying tremendous pressure on the union to get control of the men, because production was slipping. On the other hand, the union had to deal with a unified and angry local rank and file that had already absorbed a lot of punishment and were obviously not going to merely obey GMAD just because the union told them to.

The strategy the union developed was a short strike, in which the issues were defined narrowly and legalistically at the bargaining table, arid generally and militantly in the union propaganda. With GMAD, the union merely asked for the restoration of the 300 men laid off or disciplined since October, as well as a few other small technical changes in rules. This would make it possible for GMAD to grant concessions which didn't mean much while the union claimed a "victory," which would be fine with GMAD if it meant regaining control over the plant's working force. In short, if the union "won," GMAD won.

In its propaganda to the workers, the union had repeatedly asked them to hold off acting on their own, because a legal strike was the way to handle their problems. It had promised that the strike would be a fight to humanize working conditions, break the "Hitler" power of GMAD, etc., etc. The Union figured that the strike would drain the militant energies of the workers and possibly restore leadership to the union officials. The union evidently hoped to palm off the carefully planned opposition between their promises to the workers and their actual intentions, as the inevitable gap between "utopian" desires and "realistic" objectives.

The strike began on March 5. The next day The New York Times reported two salient facts:

"The international board of the union told local leaders when it authorized the strike that strike benefits would not be available for too long . . . . (and) Vega dealers would have a 30 day stock of Vegas."

The basic orchestration of the strike on the highest level of GM and the UAW is evident. GM in effect said: we'll let you lift the lid to let the steam off, but only for a few weeks. In any case the strike must not cut the supply line of Vegas to dealers. The UAW duly relayed this message to the local leadership. One older worker, one of the few who voted against the strike remarked:

"I've seen it before. The International is just giving them enough rope to hang themselves . . . . They see a kicky young local so they go along. They authorize the strike . . . but they don't give 'em no help. They don't give 'em no funds. They don't even let the other locals come out with them. So the strike drags on, it's lost, or they 'settle' in Detroit. Everybody says, "There, it didn't pay."

The strike went off as planned. There were many eager volunteers for picket duty, ready to construct wood barricades and to build fires against the bitter cold weather, but the union only permitted "symbolic" small pickets and held long meetings (attendance compulsory if the worker wanted to receive strike benefits) in which they explained how valuable the UAW was to the workers, how many programs they offered, how they were winning at the bargaining table, etc. Tough questions from the rank and file were not answered, on the pretext that negotiations were at a delicate stage. Meanwhile, GMAD granted the rehiring of the 300 workers laid off in October. Apparently, they had been under some pressure to do this from GM. The New York Times reported:

"The Lordstown strike even caused dissension within management as to (GMAD's) policies, revolving around the question as to whether these policies are not perhaps out weighed by the labor trouble."

On March 25, settlement of the strike was announced, and the local held a return-to-work vote. Again, the numbers are eloquent. Only about 40 percent of the local voted, of whom only 70 percent voted to end the strike despite the severe economic pressure to return to work. Most workers, on returning to the job, found little if anything changed. The restored 300 jobs made little difference to the average assembler, and of course, the basic conditions of working at the plant were the same, they had never even been discussed, much less negotiated. Gary Bryner speaks of the strike as a "total victory" and one which "built union people." In a narrow sense, he is right about, the victory. The union achieved what it set out to do. The only trouble is that it didn't set out to do anything to change conditions at the plant.

The strike certainly did not build union people. Two months after the strike, there was widespread feeling that the union had not dealt with the workers in good faith, that it had bargained, as one worker put it, "just to get us back to work." But in the absence of any other sense of power or organization, with the widespread feeling that they are help less without the backing of the union, the majority of workers at Lordstown felt confused, cynical, apathetic and sold down the river. When the executive officers of the local ran for reelection during the summer of '72, there was no interest in the election; only about 30 percent of the union members showed up to vote. Bryner admits that now he is booed and greeted with catcalls by the workers every time he leaves his union office building and enters the plant.

When I asked Bryner how he squared his claim that the Lordstown strike achieved total victory with the evident general dissatisfaction with the settlement, he said:

"Look, this is a very political union. If a guy is running for union office, he may make a lot of promises, and if a worker is naive enough to take his statement at face value, I suppose he's going to be disappointed."

Of course, the politics of the union extend far beyond elections. In fact Bryner's words apply to his own strike propaganda, and to the entire union's goals and behavior. To believe the union's promises is indeed to be naive. Bryner Continued:

"When you look at it realistically, we set out to change nothing in the strike. We said, let's return to the condition of October, '72, and we'll wait until 1973 to negotiate about all the other issues."

At the time of the strike, the local said, don't wildcat or commit sabotage, we'll deal with working conditions through our strike. Now, the local President, in effect, is saying, "Don't worry that the strike didn't do anything. We'll handle it all in the 1973 national negotiations."

Lordstown has become a symbol, but it is not qualitatively different from other auto plants. It is a slightly exaggerated version of conditions all over the country, and perhaps represents the future of many plants. It is interesting, therefore, to compare the Lordstown strike to another that began in April, 1972 at the GM plant in Norwood, Ohio. Norwood makes bigger GM cars, such as the Firebird and Nova. Its assembly line is slower than Lordstown's and its workers are not so young, but basic working conditions are the same. The Norwood strike developed over similar issues of lay-offs and disciplinary grievances, but the strategy of control by GM and the union differed from that at Lordstown.

Norwood is not the only GM plant which makes the Firebird and Nova, and there was a dealers' overstock of these cars. Hence, as New York Times reported,

"Unlike the Lordstown strike, where there was an outcry from the management of Chevrolet to settle quickly because the Vega was losing ground to the Ford Pinto, there was little pressure from within the company on the Norwood negotiations."

The Norwood strike has aspects of a lockout; GM was glad to have the UAW pay the workers while they sold their overstock of cars. This time, however, there was no indication from the UAW International that there was a time limit on strike benefits, making it clear that the International's unwillingness to finance a - long strike at Lordstown was not dictated by its economic situation but by the marketing considerations of the Vega. The Norwood strike dragged on for 172 days and was finally settled with GM. making no concessions. One Norwood worker remarked, "The whole thing was a joke. But, yes, I voted (to go back to work). I need a job."

The original justification of industry-wide unions such as the UAW was to coordinate and unify the power of workers at different plants. But despite the similarities of issues at Lordstown and Norwood and their overlap in time, the UAW never attempted to utilize GM's vulnerability at Lordstown to put pressure on GM for a Norwood settlement. Instead, the union kept the two strikes in watertight compartments.

Lordstown workers were very interested in the situation at Norwood, but the union provided no information about it. Indeed, one could see things like, "How come we went to back work and Norwood's still out?" written on the bathroom walls at Lordstown.

In the fall of 1972, the International union adopted a familiar strategy by making strong but vague claims that a major effort to ease "workers' boredom and dissatisfaction would become one of the union's bargaining goals in the 1973 contract negotiations." But later in the year, to no one's surprise, evidence began to mount that such was in not fact the case. In December, the Wall Street Journal indicated that "most demands [the 1973 contract negotiations] will probably focus on escape from the job [i.e. more time off] . . . rather than on changes in the job itself," although, as Ford's director of industrial relations was candid enough remark, "there is very little evidence in fact, none that I'm aware of to suggest that a reduction in working time will increase employee satisfaction while at work."

While it is true that most workers would like more time off if it did not entail a loss of pay, proposals for "escape from the job" completely fail to come to terms with the issues of power relations in the plant, a failure which is, of course, perfectly intentional. In fact, some of the plans for "escape" are double-edged, and function as a bribe to help the workers. For example, UAW President Leonard Woodcock praised as "very imaginative" a plan by UAW Vice President Kenneth Bannon to reduce worker discontent by giving him "more paid time off, by crediting him with a percentage of the hours he works in a year." Clearly, this plan seeks to control the growing problem of absenteeism in the plants, since management can deny a worker their paid time off if they fail to log their time on the job in the prescribed way. One can imagine GM very readily giving each worker an extra week paid vacation, if that would guarantee his or her regular, disciplined presence on the job for the rest of the year.

As for the organization of the assembly line, President Woodcock has bluntly stated that "this should not be a matter for confrontation in collective bargaining," because to make it a bargaining issue, the union "should have some idea what the solution is. We don't." The union is obviously not changing its ways in 1973, but will remain solidly integrated into the structures of power which preserve management's control of the industry. This fact is the beginning of wisdom in understanding the auto workers present situation and constitutes the central conclusion to be drawn from an analysis of the strike at Lordstown.

Recently, there has been much discussion of "blue-collar blues" and such notions as "alienation" and "dehumanization" on the assembly line. Work in America, the HEW report, is a typical contribution to this discussion, and affords a good example of misleading ways in which the debate is carried on. The report speaks of the sources of dissatisfaction among American workers; powerlessness, lack of opportunity, monotony, low self-esteem. It also suggests some practicable "humanizing" remedies; autonomous work, challenging jobs, job mobility, self-government for the plant, community, etc., etc. Only in a two-page section, entitled "Obstacles to the Redesign of Jobs," do they mention the little matter of corporate profits, and blithely suggest that, on the basis of their research, long-range production will go up if jobs are redesigned with such "humanization" in mind. Quite aside from the remarkably flimsy and superficial evidence they adduce in their appendix, the authors fudge the fact (admitted by UAW officials) that reconversion of major industry along the lines suggested would be enormously costly and that immediate profits and productivity would sharply decline. This fact, by itself, makes non-sense of the report, since nothing has convinced businessmen that they have anything to gain by such costly tinkering. The most one could expect is some trivial cosmetic exercises, analogous to the ecologically "clean" images being projected, currently by the oil companies.

But these considerations do not get to the essence of the matter. American businessmen are deeply convinced that a business's ability to compete in the national and international market is directly related to management's strict control over the decisions affecting production. Hence, to relinquish serious decision-making powers to the workers (which, businessmen correctly perceive, is the real issue behind the talk of humanization and alienation) would be to agree to the economic ruin of their companies. Given such attitudes, the HEW Report must be understood as an exercise in public relations, a deliberate attempt to confuse discussion of the subject of workers' discontent in America, a subject which, if considered seriously, raises fundamental questions of the power relations between capital and labor.

Why don't the workers at Lordstown organize themselves do something about their working conditions? After all, they build the cars; they could stop the line any time. Centrally important, of course, is the economic vulnerability of each worker, and the atmosphere of fear and mistrust that is generated by the carefully structured isolation and powerlessness of the individual worker. For another thing, after 8 or 10 hours on the job, workers usually don't have energy for much besides their families, a little beer or pool, and whatever private interests they have. One of the workers I met told me:

"Look, I get up at five, and don't get back till almost six. By the time I wash up, eat dinner and maybe play my guitar an hour, I'm through for the day. I suppose I should read my contract and go to union meetings, but I figure I'll leave it to my committeeman."

By the way, one can't blame anyone for not reading the contract. The local Lordstown contract alone runs 166 pages and is written in the most abstract bureaucratic language which alone might justify in the workers' eyes a special caste of officials who can read it.

Living conditions around Lordstown also inhibit organization and natural groups. GM built the plant out in the countryside of northeastern Ohio, and the workers live in the 50-odd towns and trailer parks within a 40 mile radius of the plant. There is no common center to the workers' lives; after work, each employee, much like a middle-class suburban commuter, drives to his own town and does not see his workers till the next day. They rarely get together to talk about the plant, their lives, or shared concerns.

The heterogeneous character of the work force at Lordstown helps keep the workers divided. Only intermittently do they perceive their common situation and, as elsewhere in the United States, their animosities are often focused on each other. The young "long-hairs" distrust the older "hillbillies" (Appalachian people from West Virginia and Pennsylvania), whom they consider hard-core company men, or "grits." The feelings are mutual, and hillbillies often do not like longhairs. The hillbillies are also often racists, and dislike the 10 percent black population as well as the small groups of Puerto Rican and Cuban workers. The blacks, accustomed to the smoldering racism among the older rank and file, particularly resent the local union leadership, which they feel is a white clique intent on keeping blacks out of the union power structure and such elite jobs as the skilled trades.

Several years ago, a few blacks took over the leadership of the bankrupt Lordstown credit union, and by hard work turned it into a profit-making business. Now the UAW local is bidding to take over the credit union again, which the blacks naturally resent. The blacks at Lordstown have formed a non-union caucus, the only workers' organization at Lordstown not sponsored by the union. So far, the caucus has been quietly trying to build support and solidarity among the blacks at Lordstown, and has not initiated any major actions at the plant. The caucus is not anti-white in official ideology, but its leaders feel that for now the blacks must go it alone to improve their group situation at the plant.

Only three hundred women are employed in the 13,000 worker complex. Women are victims of sexism both from foremen and from their fellow workers. The male workers resent them, feel they get the easy jobs, and it is widely assumed that any woman working at Lordstown "makes money on the side," i.e., is a prostitute. Women are harassed by crude sexual propositions, sometimes from foremen.

A woman of twenty described to me her isolated situation on the line. Resented by the older women for being young and pretty, she was constantly insulted and propositioned by the men. Her foreman mingled his sexual advances with threats of discipline. She wished to make an official case against this foreman but needed corroborative witnesses. The foreman had approached her openly, within hearing of other workers on her part of the line, but they all refused to testify for her. "Look, I've got a wife and child. Do you think I'll risk my job for you?" she was told. There are women union officials at the plant, and many women feel that the union is unconcerned with their problems. The privileges of a small, all-white group of skilled tradesmen further divides the workers. The "skills" involved are such things as repairing broken machinery, skills which only require a few weeks to learn, and which do not in themselves justify the existence of a special category of worker. One of the central functions of the skilled trades category is to create a special-interest group within the work force. Skilled tradesmen have much more variety and autonomy in their jobs than a worker chained to the assembly line. They consider themselves an elite, one skilled tradesman, a college dropout, referred to himself as a "technocrat" and superior to the assembly line workers. Since skilled tradesmen traditionally hold a disproportionate number of official union positions, they are often a powerful group who look after their own interests first. Their loyalty to the union is correspondingly far greater than that of the assembly workers. As strong union supporters, the skilled tradesmen were highly visible during the strike at Lordstown, serving often as pickets. This visibility, which at first suggests militance, is in fact an indication of the essentially conservative role of the skilled tradesmen. Skilled tradesmen were not involved in sabotage and would be highly unlikely to initiate any unauthorized direct actions to slow down or gain control of production.

The union organization, as we have seen, actively contributes to the fragmentation of the workers by favoring special groups, making false promises, and by failing to provide a true picture of what is going on in the plant, at other GM plants, and in the automobile industry as a whole. The union also skillfully co-opts other centers of potential organnation by its committee system. There is a community committee, a black committee, a women's committee, and there was a pro-McGovern committee in 1972. These committees exist to try to convince groups that the union is concerned and looking out for them. They also defuse possibly explosive sources of organizational energy as well as keeping union officials aware of the intensity of discontent among different groups.

Much at Lordstown resembles descriptions of U.S. auto workers two decades ago. Workers hate their jobs and put up with them because "the money's good." They dream of escaping from the assembly line but few do. They expect and hope that their children will have a better life than theirs. But there is also an identifiable "new generation" of workers at Lordstown. The average worker's age at the plant is about 26. These workers' parents experienced the Depression and never had expectations that work would be anything but hard and unpleasant. For the parents, the high pay and benefits at Lordstown and the modern plant conditions would seem highly desirable. Such older workers, favored as well by the union's seniority system, do not really understand why the young workers are so unhappy. But the young workers have had very different experiences. They have had more education and grew up in the Fifties and Sixties, a period of rising affluence for a large spectrum of the American people. From the promises of the general culture, the young workers have learned to expect a decent life, which includes pleasure and leisure, some meaning in their work, and some control of it. They are less willing than their parents to accept fifty or sixty hours of meaningless work for the sake a large pay envelope.

The workers realize that many of them are at Lordstown for good. They are also beginning to understand that they can not expect the union to provide them with a better working life. Gary Bryner concedes that there is a growing demand for "instant justice," that young workers are fed up with the bureaucratic sclerosis of the union.

These young workers trusted the union during the strike of 1972 and were severely disappointed, but this experience can lead to a clearer insight into the function of the union. Next time the workers will believe the union's promises less readily and give up their own direct actions less easily.

Whether these workers' discontents will erupt into a major confrontation between the workers and the corporation depends on many factors. Now, as always, the workers have the potential power to regulate or to stop production. But to be able to utilize this potential, the workers must overcome the fear and isolation caused by the divisions within and between plants, and come to a politics of their own through their actions. The economic situation of GM and the US as a whole will influence the range of options open to the corporation and the union in response to serious pressure from the workers. We can not tell what the future will be. But analysis of the Lordstown situation can help to distinguish between possible futures and impossible ones.

Text taken from www.prole.info

Originally published in Root and Branch, The Rise of the Workers Movements. (Greenwich: Root and Branch, 1975)

  • 1 The rest of this word was missing from the prole.info text. It appears as "spring" in Root & Branch.
  • 2 again, text was missing here but appears as "raised" in Root & Branch.

Comments

UseValueNotExc…

2 years 7 months ago

In reply to by libcom.org

Submitted by UseValueNotExc… on November 30, 2021

Not sure how to edit the text but from the Root & Branch book:

1. spring

2. raised

Fozzie

2 years 7 months ago

In reply to by libcom.org

Submitted by Fozzie on November 30, 2021

UseValueNotExchangeValue

Not sure how to edit the text but from the Root & Branch book:

1. spring

2. raised

Thanks, I have sorted that and some block quoting tag crimes.

A break with the past - Stanley Aronowitz

Stanley Aronowitz writes for Root & Branch: The Rise of the Workers' Movements (1975), pp. 71-93. Class analysis of USA based on Aronowitz’s own family. Future generation needs to break racism, sexism, authority within the class—not fight for more consumption, but for the abolition of capitalism.

Submitted by UseValueNotExc… on December 6, 2021

I

In the 1960s, during the New Left's apex of activity and influence, most radicals disdained the cornerstone of Marxist orthodoxy—the theory of the working class as revolutionary gravedigger. Having discovered its own limitation, the left is returning to this theory—albeit with a not inconsiderable dash of confusion and romanticism. Just as a section of the student left during the last decade deified the black movement as a result of its own guilt and sense of impotence, so a new generation (and a number of the older generation) has abstracted the proletariat in the same way. The loss of confidence in its own critical faculties is no less reprehensible today when the working class is uncritically embraced than it was in the bygone era when it was summarily dismissed. The underlying tendency to grasp at panaceas remains intact. If liberals have transformed George McGovern and the Ken­nedys from banal politicians into saviors, the workers have been equally objectified and falsified by some radicals. It is important to undertake a sober estimate of the history of and prospects for the working class in America. In undertaking this task, we must state at the outset that the working class is neither on the eve of revolutionary action, nor does it constitute the reactionary, racist mass which many infer from the huge Wallace constituency.

There are new currents in the working class, not the least of which is the rise of a generation of workers whose life experience has been radically different from all previous generations. Nor are the potentially revolutionary sectors of the working class sufficiently defined by Marx's famous concept of productive labor—that is, all those who own nothing but their labor power, but are engaged in the production of material commodities. The rise of corporate capitalism and its integration with the state, together with the rise of central bureaucracies as a critical locus of economic and social power, have broadened the working class, both in size and composition.

The traditional industrial working class remains a necessary condition for expanded capitalist production, and its centrality in the production of capital in most industries has been essentially unaltered despite its numerical stagnation. But the rise of the mass of workers employed in the public bureaucracies, in the distributive trades and in the services is a striking feature of late capitalism, illustrating its parasitic character. Moreover, the relationship between mental and physical labor has altered dramatically since World War II within the production sector itself, so that in several key industries knowledge has become the critical productive force. This development has not been even in all mass production industries, however. The assembly line of the auto industry is still highly labor-intensive, and productivity is still measured in terms of the speedup of human labor. Despite recent technological advances in some giant corporations, the textile industry has barely scratched the surface of possible cybernetic technologies. But the oil and chemical industries, the electronics industry, and important branches of the paper industry are examples of dramatic shifts in the composition of the labor force. Here the absolute number of technically trained wage and salary workers has begun to approach the size of the unskilled and semi-skilled workforce. In the oil industry, no newly hired production worker has lacked a high-school diploma for the past 20 years, and most of them aspire to college or technical school degrees so that they can work in the laboratories and as supervisors. Chemicals, oil, electronic equipment, synthetic fibers and some kinds of paper and food products are no longer produced by human physical labor, except for the maintenance workers who perform repair work. The production worker is a watcher of heat and volume gauges and his major task is to know the respective tolerances well enough to stop the flow of work when necessary. In the older plants, the production worker still adjusts some continuous flow operations by hand, but the recent expansion of the chemical and paper industries have made self-adjusting mechanisms more common. In plants where continuous-flow operations predominate, the key production workers are the chemist, the engineer, and the quality-control technician, not the machine watcher. It is not only the importance of the so-called research and development activities which define the growing importance of knowledge, but the production process itself.

Differences within the working class on the basis of race, nationality, sex, skill and industry are not obliterated by late capitalism. On the contrary, they constitute antagonisms which still act as a brake on the development of revolutionary consciousness within the working class. But the collective worker is emerging as the direct antagonist of the collective capitalist. What I shall describe in this article should be understood as tendencies in this direction, not accomplished historical changes. In my opinion, the direction is clear: the objective possibility for the emergence of a new revolutionary subject is in the process of formation. Not the old working class, which, as has been pointed out by Marcuse and others, was not a class in “radical chains” in America because it actually did become of society as well as in it. Nor is the new revolutionary subject only the controversial new technical and scientific worker. Knowledge has indeed become a productive force in our society, but it is widely disseminated among the whole new generation of workers, which is better educated than any in history. The new revolutionary subject is simply this generation of collective labor. It was created by the conjuncture of capital's own development and the struggles of previous generations of workers to limit the arbitrariness of capital. Its needs and aspirations are radically different from its ancestors. Its demands, not yet articulated, may be too far-reaching for capitalism to satisfy.

II

The most important change from all previous generations is the emergence of a homogeneous working class in America, a country which, as Daniel Bell has noted, corresponds more exactly to Marx's classic model than any other capitalist nation except Britain. This homogeneity is a result of 1) the decline of ethnicity as a critical factor of American political and social life; 2) the common experience of this generation of workers of being separated from the gnawing poverty or the constant threat of it that suffused the consciousness of its elders; 3) the decline of commodity culture as a determining ideology among workers; 4) and the weakness of the fundamental institutions of authority, such as the family, schools, religion, and labor unions.

Among the most persistent demographic influences stultifying working-class consciousness has been the fact that a huge sector of the basic industrial working class in America was formed out of the waves of immigration between the end of the Civil War and the end of World War I. In the early days of trade union organizing, a frequent complaint of militants was that the task of bringing “unskilled” and semi­-skilled workers into labor unions was made extremely difficult by ethnic splits within the working class. These splits were nearly all encompassing. Different nationalities were recruited into different industries: Italians and Jews into the garment industry; Italians and Portuguese into the New England textile industries, with a minority of Irish; Irish into the transport industry; Eastern Europeans into the steel industry. Within the same industrial plant, the technical division of labor was also organized along ethnic lines. Germans became foremen and skilled workers, closely followed by the Irish. Eastern and southern Europeans of all nationalities were relegated to the hottest, hardest and lowest-paid jobs, until the blacks occupied these positions after the First World War.

The tremendous growth of American capitalism between 1865 and 1920 was made possible by the agricultural crisis in Europe (and later within the U.S.) which forced millions of rural laborers to pour into European and American cities. The hierarchical organization of immigrant labor within our country, corresponding to the stratification of labor within the workplace, reinforced cultural and ethnic divisions. But the waves of immigration made possible some mobility within the working class itself. As long as the system kept expanding, the frontier myth could be sustained on the basis of the chance for upgrading as well as real and imagined opportunities for small-business ownership. Even if only a few workers ever left the shop or reached the exalted status of foreman, it was difficult to persuade workers that their own class solidarity was the best guarantee for change. The efforts of radicals to educate workers to the principle that they should rise with their class, rather than above it, were always counteracted by the differential access of different ethnic groups to opportunities within the system. The social division of industrial labor, combined with its ethnic divisions, was the core of the development of racist, chauvinist and egotistical ideologies within the working class.

Prior to the 1930s, success in the unionization of industrial workers was achieved among two groups: those who were native born, and those within industries where the bulk of workers in the plant shared the same nationality. Among native-born workers, for whom the entrance into industrial occupations was often a defeat in comparison to their expectations of remaining on the land or owning a small business, the conditions of industrial labor were intolerable. During the first decades of the American industrial revolution between the Civil War and the close of the century, the frequency and severity of strikes, food riots and other forms of mass actions were of deep concern to the rising capitalist class. The response of both employers and the government was swift and sure. A national guard was mobilized to smash protest movements, the courts were prepared to mete out class justice on a mass scale, and, in some cases, the employers themselves retained private armies to deal with labor violence.

Where mass unionism was successful among immigrants, such as in the steel industry after World War I, organiza­tion could only proceed by taking ethnic differences into account, that is, by organizing separately by nationality as well as together by class. William Z. Foster, the chief organizer of the great steel strike of 1919, describes the immense obstacles presented by ethnic divisions. Characteristically, after having achieved a degree of unity among the diverse groups comprising the basic steel labor force, employers resorted to herding black scabs, an explicit admission of the significance of race and nationality as an employer tool for dividing the working class.

But the fact of cultural diversity was not sufficient to explain the low level of class consciousness among immigrant groups (except for skilled workers, many of whom shared socialist and anarchist leanings or activities in the old country). Equally important was the exquisite sense of the promise or American life deeply embedded among the foreign born. To the extent that historians have dealt with the impact of immigration on the development of social and political life, emphasis has been placed on the importance of the frontier or Horatio Alger myths as determining the conservatism of the immigrants. But the ideology of social mobility was more than a myth. It corresponded to the real opportunities for advancement within and from the ranks of the unskilled made possible by the rapid expansion of American capitalism at home and abroad.

My grandfather fled the Czarist military draft for the war with Japan to come to America. His family were Jewish peasants in Lithuania who were able to make a living on the land, but never had the security of daily life in the literal sense of the phrase. Most immigrants were victims of famines or other forms of agricultural crises, or were similarly victimized by repressive regimes. Many European peasants filled the cities of their native lands. For others, like my grandparents, there was no room in Amsterdam or London. The United States may not have been the promised land, but there was a chance to live.

Some immigrants had been imbued with the revolutionary traditions of the old country. When they came to America they sought out the labor and socialist movements. Others were attracted, after some years of life and labor in the United States, to the militant and idealist movements of immigrants and native born. Having fled from oppression, they were determined not to endure it all over again. But the majority saw a chance in America, if not for themselves, at least for their children. And this country did provide an opportunity for some of their children. Of course, the route of higher education was not available to most first- and second­ generation children of the immigrants. But many of them found their way into the skilled trades or out of the lower­ paid industrial jobs. America was not exactly the land of milk and honey, but it was certainly better than Sicily or County Cork.

The irony of the immigration was that its conservative influence was entirely misperceived by both radicals and the government. The rise of nativistic movements seeking to exclude immigrants from this country on the basis of their alleged radicalism and/or laziness was belied by the fact that American capitalism was built on the backs of black and white imported labor. Government suppression of immigra­tion was prompted more by the slowing growth rate of the economy and the appearance of frequent economic crises after the turn of the century than by the clear and present danger of revolution. But it is important not to underestimate the significance of the anti-radical impulse behind nativist ideology. As with the emergence of the permanent war economy in the 1940s and 1950s, the "red menace" provided the rationale for government suppression of not only radicals but the entire working class as well. The most militant of the industrial workers' movements, the IWW, organized among immigrant groups as well as the native born. Although it never achieved a solid base of support among either group, its successful strikes were conducted as much among foreign-born workers in Lawrence, Massachusetts, as native Americans working in the lumber camps of the North­west. The IWW did not disappear under the weight of its internal conflicts or the failure of its ideology or organizing tactics. It was defeated by a determined repressive state apparatus during the First World War when patriotism was rampant within liberal and socialist ranks, paralleling the jingoism rampant among large segments of the general population.

The last great waves of immigration came to our shores during the three years following World War I. In the wake of the Palmer raids against radicals, the government clamped down on immigrants and only permitted a trickle after 1921. Exceptions were to be made for the victims of the fascist terror in the late 1930s, the refugees of the Hungarian upris­ing in the late 1950s, and the Cubans after the rise of the socialist regime. Still, first-generation workers are often influenced by the attitudes of their parents, even though the mass culture of 20th-century America, together with the expansion of compulsory schooling, has created important differences between the generations. The rapid acculturation of new Americans was a key objective of the corporate-minded liberals at the turn of the century. Settlement houses, adult evening classes in English, the emphasis on public education, and the patriotic orientation of the ethnic social and fraternal clubs which sprang up to help immigrants make a successful adjustment to their new environment, were all assisted by large corporations and the government in the quest for a docile labor force.

Even though socialist-minded nationality groups were a powerful influence among some new arrivals and formed a significant part of the socialist and communist movements well into the 20th century, most foreign-born workers belonged to such organizations as the Polish Falcons or the Sons of Italy, which were strongly conservative, if not down­ right reactionary. These ethnic organizations preserved the contradictory goals of the American ruling class: on the one hand, homogenization seemed to be a strong preference of corporate and government planners; on the other, within industrial towns and plants, ethnicity was an important industrial-relations tool for the employers.

The Democratic party in the later 19th century developed into another powerful representative of ethnic interests. Apart from its role in national politics, the party built its popular support on the basis of its links with the everyday needs of immigrants thrust into a hostile urban environment with few resources to deal with the bewildering welter of problems facing them. Because it often competed with social­ist groups for the loyalty of the immigrant populations, it became a further factor in reducing the strength of radical movements among foreign-born workers.

It was not until the second and third generations of native-born workers that the process of homogenization was complete. Although many workers born in the 1920s were already well on their way to breaking from the hyphenated­ American syndrome, a second important event in American life prevented the emergence of mass working-class consciousness.

III

Among the most commonly held shibboleths of radical thought is the notion that misery brings revolutionary awakening. Unfortunately, this has long been proven false . There is convincing evidence that the leading forces in the rise of industrial unionism in this country were the native-born younger workers—who actually did not suffer as greatly from the Depression as their elders, but rather occupied the better semi-skilled jobs—the skilled trades workers within industrial plants, and the most stable of the older semi-skilled workers in the mines and the largest mass production shops. The skilled workers had suffered deterioration in their living conditions during the early years of the Depression, as did the basic work force in the mines. But none of the crucial elements in the general strikes in Minneapolis and San Francisco or in the Flint sit-down strike were the down-and-outers. The persons who were crushed by the Depression—older people thrown off the lines and out of their jobs-were part of the solid support for the New Deal, which offered them a life raft. The impulse behind industrial unionism was somewhat different. It was born of the resentment of workers who had suffered setbacks during the Depression, particularly as a result of the boldness of employers in cutting wages and speeding up the work. The workers who conducted the mass textile, mining and transportation strikes during the early years of the New Deal did not perceive the government as a friend, much less a savior. These mass strikes were genuine expressions of self-activity and remarkable class solidarity. It was the trade unions which tried to channel the explosive protest against blatant employer attempts to use New Deal institutions to make surplus profits into bureaucratic molds.

For the mass of Americans, the Depression was a deeply traumatic experience which resonated long after the economy resumed its upward movement. The fear of unemployment and outright starvation haunted the working class for at least another generation. My father reached his industrial coming-of-age in the late 1920s, on the eve of the Depression. He spent a year in college, but quit to work on a newspaper as a cub reporter. Since he was the son of immigrant parents, he always had one foot in the ghetto and the other in the American mainstream. The contradictory part of his Lower East Side childhood was his inheritance of a passion for social justice alongside a gnawing yearning for economic security. The gnarled, decrepit tenements of his childhood stamped themselves indelibly on his social consciousness. In his boyhood, he helped his father deliver cases of seltzer to customers living in fifth-floor walkup apartments.

Although my father resolved to escape the ghetto, first through sports and then through journalism, these avenues proved too risky in economic terms. After the newspaper he worked for folded in 1931, he worked briefly for the Associated Press, but he finally left the low-paid and extremely shaky newspaper business. After some time in a textile factory and in the WPA, he finally landed a clerical job with the city. Most of the rest of his life was spent in the choking confines of the civil service and, at the end, back in the factory. He died having worked and worried himself to death, but with some savings.

My father loved Walt Whitman's America, but lacked his recklessness. He respected the muckrakers and the radicals, but could not summon either the energy or courage to join their ranks. The spectre of the 1930s was never far from his nightmares and so he died an angry and frustrated man, unable and unwilling to take chances to realize his aspirations.

For the generation of workers reared in the first half of the 20th century, the quest for economic security dominated their lives. There was no way they could more than senti­mentally respond to radical ideas, even when they were willing to accept the help of radicals in their struggle for social justice within the prevailing order.

Even the members of my own generation were too close to the scarcity mentality of the Depression to transcend it. I rebelled against my family's neurotic lust for upward mobility, so I remained a worker. My mother had been a member of the CIO retail union, having participated in the sit-down strikes in the 1930s. She was always more “class” conscious than my father. Her family was intimately tied to the labor and socialist wings of Jewish immigrants. Her father was a cutter in a men's clothing factory for much of his working life. He was an extremely unstable man, capable of blowing his whole pay on a pinochle game or his savings on an ill-fated venture into the candy-store business. Grandpa was a lousy businessman. He gave candy to the kids, and they robbed him blind besides. But momma always worked and fought for her union. She feared the bosses, but hated them more. I guess my propensity to take chances was learned from my mother and her family. My father's sisters married businessmen and that fact put a hell of a lot of pressure on him to match their achievement in some way. On the other hand, my mother was crazy enough, according to my father, to quit her department store job in the middle of the second depression in 1938, after the defeat of the strike. I was five years old then. And I didn't understand all this until recently. But looking at my childhood friends in the East Bronx and the second-generation workers I encountered in my years as a shopworker and union organizer, it seemed that few of them went much beyond the aspirations of their parents.

But most white kids born after 1940 never experienced real hunger. For them, the struggles for union security, health benefits and pensions were taken for granted. They could not get hot for welfare capitalism or the guarantee of a job, because they really had no sense of what it is like not to find a job for a good part of their lives. Instead, they were reared on the doctrines of infinite opportunity within an expanding economic system and the expectation that they would not starve, no matter what. Just as the workers of the 1930s often took factory or clerical jobs as a temporary cushion to ride out the storm of the Depression, so many high school and college graduates took these jobs in the 1960s as an aid to finishing college, technical or professional school. The relative freedom of this generation from the expectation that hard times are a permanent condition, interspersed with the opportunities provided by war, made the need for decent, satisfying jobs more important than the goals of decent income and job property rights guaranteed by a union contract.

The older generation was often grateful for the chance to work, even though it became necessary to rebel against the excesses of the companies, which took advantage of the plentiful labor supply to wring the last drop of profit out of the workers. But behind the gratitude was the eternal hope of escape into the middle class. The wartime and postwar expansion of U.S. capitalism, bringing steady work and rising wage levels, revived the expectation that some workers could escape the shop into their own tavern or small construction contracting business. Most of the postwar working class became quickly smitten (but also burdened) by huge mortgages, time payments for mechanical gadgets, and finally, college tuition for their children. Thus, steady work bringing regular paychecks helped to repress the realization that the distance between their rising educational levels or vocational aspirations and the routine character of their work was widening.

During the years immediately following the war, the idea of education as a rite of passage to better jobs was widely disseminated. Returning veterans were given the chance to go to college free of tuition and with government subsidies to defray living costs. The increasing reliance on schooling as a means of moving up the occupational ladder was prompted by the resumption of technical innovation within the production industries, particularly those which produced means of production, as well as the rapidly expanding public sector. Technicians and engineers were required by the war industries, particularly the aircraft companies which were not really dismantled after the war because of the decision to solve many of the economic problems of conversion by perpetuating the permanent war economy. And the baby boom following World War II created the need for teachers by the early 1950s.

Public employee unionism began to grow in the mid­ Fifties as millions of new workers found jobs in state and local governments which were still offering salaries and fringe benefits appropriate to the prewar Depression decade. The public worker was a returning veteran who received his bachelor's degree under the GI bill of rights, a black worker able to get a job in the post office or in the sanitation department, or a woman leaving her home for a job because her husband was not taking home enough or had split. These workers were no longer grateful to be working. The more plentiful, but also higher credentialed, public service jobs were often taken at a sacrifice in comparison to better-paid industrial work. In this environment, weak, forgotten unions were able to revive. The nearly moribund State, County and Municipal Workers Union and the equally ineffectual American Federation of Teachers seized the opportunity provided by the restlessness and militancy of the public workers. During the late 1950s, the growth of public workers' unions was among the few bright spots in the already sclerotic labor movement.

The early impulses behind the mass migrations from factory labor to the colleges were prompted by the common perception that the need for new entrants into semi-skilled factory work was levelling off and, among the unskilled, actually declining. As technical and scientific labor expanded vastly in the 1950s, workers possessing administrative skills were in great demand.

Workers were still seeking jobs with more pay to offset their enormous debts, and the pay was more important than the quality of the job. The struggle for higher wages was a product of the inflationary spiral of the economy and the rise of consumerism as a way of life. In some instances in the 1950s, the speedup and stretchout in the shops were met with stiff worker resistance, but for most of the Depression babies who entered the labor force from 1945 to 1955, the emphasis was on higher pay, even if these monetary gains were purchased at the expense of the erosion of their hard­ won right to limit the company's ability to displace labor with machines.

The fight for pension plans and health insurance also took place in the 1950s, but this was actually a sign of the aging of the industrial labor force owing to the restrictions on younger workers entering the shops. This situation was created by the two recessions of the 1950s and the rise of technical labor relative to manual labor. I remember entering a large steel fabricating plant in northern New Jersey as a trainee lathe operator in 1953 and finding most of the guys 30 years or younger breaking their asses on piecework, while the older guys who pretty much controlled the union were interested in retirement benefits. The few young (under 25) people in the plant who did not work on piecework jobs, particularly the black workers, were ready to fight for more money on the hourly rate. But the majority couldn't have cared less about “time workers.” They fought the company's attempt to lower piece rates on new jobs. The family men were willing to work like hell, and even protested the so­-called "small jobs" which required more skill and more time to set up, while yielding less money, because the only way to make out on a job was to have a long run.

Two years later I found a job in a small but technologically fairly advanced steel-making plant with about 1000 workers. The two strikes I participated in during the late Fifties had to do with protection of jobs against mechanization. This plant had a group bonus method of wage payment. Like piecework, workers were paid according to their output, but not on an individual piece. In the hot rolling mill, a gang produced a certain number of pounds of refined metal each day. Although everybody had different tasks, the work process was interdependent. We did not need bosses to push us. We pushed each other, since if one man fucked up, everybody's pay was affected. It was only when the company tried to bring in a machine which displaced 33 men and left three on the job to operate the push-button equipment that a wildcat strike became possible. The second strike was the 116-day steel strike of 1959, affecting 600,000 workers all over the country, over the issue of the company's right to alter the established work rules which stipulated that no changes in production methods could be introduced without prior consultation with the union. The strike was successful on paper, but the companies quickly disregarded the work­ rule provision of the contract in succeeding years as output soared while employment remained the same. The result of the union's failure to stem the company onslaught against working conditions was rank-and-file revolt against the established leadership of the union. The new leadership was more careful for a while, but slowly sank back into the patterns of its predecessors.

It was not until the next generation of workers entered the shops and the public bureaucracies in the 1960s that the Depression-wrought issues of job security were pushed to the side of workers' struggles. In the service industries, particularly the public bureaucracies, workers possessing educational credentials entitling them (or so they thought) to work of genuine service to the community, or at least intellectually interesting to themselves, found that they had not succeeded in escaping the monotony of industrial labor—even if they were a little cleaner and less physically exhausted at the end of the day. But the expansion in the '60s generated by the Vietnam war, combined with the tremendous rate of retirement among those who had entered the labor force in the decade after the First World War, helped to build the CIO, and won the right to get out of the shop at 65, brought a relatively large number of young workers into industrial plants.

The new generation of workers was not prepared to endure a working life suffused with repetitive tasks performed with mindless submission. Neither the endearments of two cars in every garage, which had become a compulsion of their parents, nor the fears of plunging into the lower depths of poverty, which had propelled their grandparents, were sufficient to contain their resentment against the betrayal represented by highly rationalized factory or service work. Even those such as teachers or health workers, blessed with the chance to escape the most severe forms of rationalized labor, found the hierarchies of authority no less repressive.

Nearly all members of the present generation of wage and salary workers have jobs whose routinization bears no correspondence to the expectations generated by their educational experiences. This is not the place to argue that education prepares workers to accept routinized and boring labor. Everybody knows that the curriculum and authority relations in the schools breed submissiveness. But the dialectic of schooling consists in the tension between its socialization functions and its promise of deliverance from the banality of everyday life. It is too simplistic merely to assert that students stay in school in order to obtain the credentials needed for the shift from blue-collar to white-collar and gray-collar labor. This is true enough. But they are also motivated by powerful and persistent illusions—that school is a place of learning and that education is a means not only of escaping manual labor but of gaining access to interesting, meaningful jobs which will give them personal satisfaction and even, perhaps, enable them to make a social contribution.

Eighty percent of those entering high school now graduate. The number of college graduates exceeds the number of jobs available for which the degree is a prerequisite. The proliferation of youth who have successfully endured school has reached explosive proportions, and there is no room for them either in the teaching profession or the public bureaucracies. These youth find themselves in factories, offices, working as truck or cab drivers or as sales personnel in department stores. They are furious that they have wasted their time and have been bullshitted about the importance of school. The educational process for working-class young people is many-sided: it teaches a high tolerance for boredom, but it is unable to pay off in jobs which are significantly better than those of their parents.

The present generation of workers is qualitatively different from any in the history of American capitalism. It has shared the transcendence of ethnicity, the distance from scarcity, the partial recognition that consumerism is insufficient to overcome the alienation of bureaucratically rationalized labor, and the experience of having been incompletely socialized because of the loosening grip of the institutions and ideologies upon which capitalism relies for its survival.

The satisfaction of old needs has created new ones. Many young workers have begun to evolve new work patterns to avoid having to do jobs which are essentially meaningless in terms other than bare survival. In many companies, absenteeism is massive on Mondays and Fridays. The huge turnover in auto plants mitigates the disruptive impact of the refusal of many youth to work steadily. There is always a new crop of students looking for summer jobs or those who need money badly enough to work intensively for short periods.

But in other industries, management has been forced to consider, and in some cases introduce, shorter work weeks with similar hours. The mass strikes in the postal industry, among truck drivers and, more recently, in the Lordstown plant of the GM company, were symptomatic of the refusal of young workers to accept boredom and monotony for five and six days a week, even at more than $4 an hour. Workers who refused overtime work or Saturday work were given disciplinary layoffs by the company.

In fairness to critics who maintain that wildcat strikes against the company and the union are not new in the auto industry or among youth, it should be stated that a similar development occurred in the early 1950s in the auto plants; however, there was no mass strike among the rest of the workers, except for the big wage strikes in 1946 which could be attributed to the pent-up rage against the wartime wage freeze. Young workers, it is claimed, are always ready to fight. But they get older, their debts grow, and so do their families.

The differences this time are substantial, I believe. The old mediations are losing their force. Neither the unions nor the anti-communist ideologies which were nurtured by im­migrant fears are capable of containing the discontent.

On the other hand, this generation still shares the legacy of racism and sexism. This legacy is a force which counteracts the development of revolutionary consciousness. The division of labor according to race and sex remains a potent material force undercutting ideological struggles to overcome it. Despite the fact that American capitalism has brought women and blacks into the economic mainstream since the end of World War II, they occupy the lowest economic niches. In the productive sectors, women remain excluded except in the consumer-goods industries. Women and blacks have been massively employed in the emergent service sectors. For example, more than 75 percent of health workers are women, a large number of whom are from minority groups, especially in the large cities. But women and blacks are concentrated within clerical and skilled paraprofessional jobs, at best, and constitute the overwhelming majority of the semi-skilled and unskilled categories in such departments as housekeeping and dietary.

Black males found their way into the basic mass-production industries in large numbers during the War and again during the expansion of the 1960s. More than a third of auto and steel workers are black, many with substantial seniority, so that the old phrase "last hired and first fired" has been somewhat mitigated. But here again, few black workers are to be found in skilled trades or in the higher-paid semi-skilled occupations. They are the bulk of the low-paid semi-skilled and the unskilled in many important industrial plants.

A second brake on the development of genuine political consciousness is the persistence of the hierarchical division of labor in general. In recent years, the struggle of the black movement around workplace issues has been against discriminatory hiring, promotion and lateral transfer policies of employers and unions. Few blacks have been permitted to enter managerial ranks within corporations, although there has been a greater integration of blacks into middle management of government bureaucracies. Black workers remain excluded from the construction trades, and only a token number have been admitted to the traditional professions of law, medicine and engineering. But these struggles have been circumscribed by the prevailing occupational stratifications which are based as much on bureaucratically determined divisions as on the technical division of labor.

The social division of labor has been a source of persistent conflict within the working class. The division is not based simply on race, sex, or actual work requirements. The credential routes to higher occupations, the seniority system as a basis for promotion, the classification of jobs grounded in arbitrary distinctions which have no basis in job content or skill level, are important barriers to class solidarity. There are few industries where the levelling of status and skill is so complete as the automobile assembly line. The united action of the workers in Lordstown and other auto assembly plants in recent years is abetted by the relative uniformity of work assignments among the workers. There are distinctions between the grimy, heavy work for blacks in the body shop and the fast, but clean and light tasks, of final assembly. But the distinctions are not nearly as sharp as between foundry work and cold rolling in a steel mill or between the nurse's aide's job of emptying bedpans and the quasi-supervisory tasks of a registered nurse.

The minute division of labor, whose hierarchical structure is reinforced by the seniority and bidding system within union-organized industries, and by the system of educational credentials within both technical and human services' industries, provides the material roots for elitism within the working class. In many industries the so-called generation gap is produced as much by the relatively good jobs secured by older, high-seniority workers as by cultural differences. The unions have become representatives of the older workers and guardians of the prevailing occupational differentiations which produce higher pay and less onerous jobs for their constituency. Since the younger workers have taken for granted the real achievements of the unions, the union is increasingly judged not by its past record but by what it has done for the membership lately. Young workers find that the unions, like the school and the family, promise more than they are structurally able to deliver. The unions have all but abandoned the fight for decent working conditions and, insofar as they are perceived as staunch defenders of the status quo in terms of the organization of work, they are increasingly looked upon as enemies.

It would be a mistake to exaggerate the degree to which young workers have liberated themselves from the institutions of socialization or the authoritarian structures and ideologies which accompany them. The internalization of arbitrary authority within consciousness cannot be rooted out in one generation. In fact, because the material supports within society for these structures remain powerful, without a convincing movement whose objectives are consciously anti-authoritarian, these structures of domination reassert themselves within the individual and the class. Although they have been weakened, the familiar subjective forms of labor's self-alienation still persist-workers “tune-out” on the content and implications of their work; production becomes nothing more than a means to consumption. The efforts of management to exceed the historically acceptable pace of work in a given location will be resisted by workers. But this is not the same as recognizing that deadening labor is immoral when the technological possibilities exist for its abolition. Young auto workers have neither challenged the object of their labor, the production of cars, nor have they transcended the inevitability of submitting to the old methods of production. Their struggle remains defensive even when they have an inkling of a different vision of life and labor.

Most young workers, whether in the factory or anywhere else, take their money and run. The idea is still to concentrate as little as possible on what actually happens on the job and to try to live as full a life as possible during leisure hours. But lacking the elements of an aesthetic culture, or an alternate concept of work, workers have been made manipulated objects of the productions of mass culture imposed from above. Here, the roles of the various spectacles of the capitalist marketplace are particularly relevant. Among these, especially for men, spectator sports play a unique part in replacing the traditional forms of folk or high culture.

The most significant characteristic of the capitalist division of labor is the transformation of the worker from an active producer to a spectator of his own labor. Workers who perform a set of discrete operations that are only a tiny part of the whole commodity and who have no real grasp of the object's destiny after it leaves the work station, tend to view the production process from the outside as if it actually emanated from the ingenuity and initiative of the company. The managerial function at the workplace is often regarded with awe. Workers have even made the reification of management part of their everyday self-deprecation: "If you're so smart, how come you ain't rich?"

Only in rare moments such as strikes does the understanding that workers themselves possess the real power over production make itself somewhat clear. The introjection of domination within the consciousness of the working class prevents this perception from being fully comprehended in ordinary life. To the extent that the real relations of power and initiative remain obscured in production, domination extends beyond the workplace to all aspects of existence.

Spectator sports retain the alienated character of labor, but create the aura of participation for the observer. Emotional catharsis is the mediation between the reality of the powerlessness of the fan over the events taking place on the playing field and the feeling of control which sustains personal involvement. The spectator appropriates the skills required to play the game symbolically. His involvement is energized by the passions of partisanship.

The sports arena has its own elan among spectators, who become strategists, generals and other substitutes for the authority they do not enjoy in their personal lives. In the workplace and in the home, sports is both a shared pleasure and a field of competition among observers. Like the movies, sports provides a way for total immersion in a manner that removes the observer from the banality of his own life, and creates the forms of manipulation which generate a sense of power and a vision of an alternative to the mundane.

Spectator sports is a way for men to establish contact with their children which is denied them at home. The father remains the supreme authority but his power does not have the appearance of arbitrary domination. If the son is willing to share the excitement and love of the games, he can get some love from his father, since most men can only express affection in a mediated way.

Everybody played the numbers in my plant. Every morning the numbers runner came around to collect the nickels and dimes from the guys at their machines. The numbers runner was usually a worker whose job assignment was bringing materials from machine to machine, so his illegal activities could be hidden behind legitimate work. Of course, everybody, including the foreman, knew who the runner was. But the identity of the "banker" was less obvious. I never knew who ran the numbers or the football pool until I hit the pool one week. You hit the number when you guessed the last three digits of the paramutual take for the daily double at a certain race track. It was a matter of pure chance. But the football, basketball and baseball pool required genuine skill. In football, you not only had to guess the winners of ten leading college games, but you had to guess the margins of victory. I rarely played the numbers except when I had a sentimental attachment to it, like my kid's birthday or some famous historical event. But I always played the foot­ball pool.

Discussions about football and baseball were serious shit­ house conversation. Passions often ran pretty high, easily outdistancing raps about electoral politics or women. After all, you could not have much effect on these problems, but you could make money and earn prestige if you were lucky enough to hit the number or were smart enough to hit the pool. Workers daydreamed about sex while turning out thou­sands of parts on an automatic screw machine, but with sports, the sense of power was more concrete.

That Monday when I knew I had hit the jackpot, I immediately contacted the go-between. He told me that he did not give out the money (the odds were 150-1), so I had to wait until after work to meet the banker in the parking lot. I practically ran out of the washroom after work that day. A few minutes after I reached the parking lot, the runner came walking slowly towards me in the company of the vice president of the local union. I was a steward in my department at the time, so was well acquainted with “Tex,” a long stringy Southerner who worked as a maintenance man. I'd always had him down for a pretty good guy. He was soft-spoken, sometimes downright taciturn, but he was an effective grievance man. Tex greeted me with a mumble and took out the bills to pay me off. I was stunned. It's one thing to play the numbers; it's another to be part of the apparatus.

Later that night it dawned on me that the company had to know about Tex. I began to wonder how many other union officials were operating similar businesses in the shop. Guys would come around all the time with watches, offers of cheap television sets and good buys on used cars. We all suspected that the merchandise was hot, but never begrudged a guy for trying to make a living. Almost everybody held down an extra job, sometimes even another full-time job. But at the time I thought it ought to be different for union officials: they should be free of that kind of vulnerability, especially illegal activity. This was going to be a field day for the company. The deal appeared simple. The union leader could operate his business, the company would shut its eyes, the men would get screwed.

It was not so simple. Tex was like a basketball player who scores 30 points a game instead of 40 and makes sure that his team only wins by 10 instead of 20 points, or a boxer who knocks his opponent to the canvas in the eighth round instead of the first. But how many other union officials were in similar positions? Later on I learned that in the large plants, few union leaders were so obviously corrupt, but in the medium-sized or smaller shops the union officer as businessman was the rule, not the exception. It was not so much that shop leaders take money from companies. It was more a matter of being tolerated for illegal behavior, or equally common, being allowed to roam the plant ostensibly on union business without having to work. It's hard to imagine a unionist selling the workers out for the price of freedom from being chained to a machine all day. But for many shop officials, that freedom is worth more than money.

More recently, many state governments have started lotteries, whose enormous appeal is comparable to the Irish Sweepstakes of a decade ago. The lottery, like sports, is a way to perpetuate the fantasies of many workers that there is a way out of the oppression of the routines of their labor. In the old days, becoming a fighter or baseball player was a universal dream of young boys for a way to escape having to go into the factory, just as becoming a movie star served the same function for Marilyn Monroe and the millions of girls who ended up in offices. For blacks and members of other minorities, the sports and entertainment industries still serve as the "impossible dream"—but not so impossible that it is completely discounted as a route to fame and fortune.

The sad thing is that many workers cling to gambling and sports as serious avocations even after the illusions of youth are shattered by the realization that they are not ever going to get out. Sports becomes the veil for the incapacity of workers to face the inevitability encompassing daily life. It is at once the protest against the worker's self-concept of her or his failure, and the means by which the ruling class is able to manipulate and channel discontent. As long as the workers can participate in the games through betting, and drain their passions in heated arguments about whether Mays or Mantle was the greatest all-around outfielder of all time, the system has a few years left.

But there are better ways for workers to structure their leisure. The typical working-class barroom of the first half of the century was the place where the fraternity could be asserted that was denied to workers in the isolating environment of the shop. Drinking itself had important rewards as a refuge from both the shop and the home. But it was more an excuse for entering social life. The tavern was the center of political discussions, gossip about the shop and the neighborhood, and some sports activities such as miniature bowling, pinball and darts. The older working-class groups did their drinking in the ethnic fraternal clubs or veterans organizations. Later, the bowling alley and the union ball were added as places for workers to congregate.

The dispersal of industry to farmlands surrounded by non­ descript housing developments or, worse, by no community or neighborhood center at all, has made it difficult for working-class people to enjoy any form of social contact. This generation of workers is often confronted by the absence of opportunities for communal ways to reaffirm their experience of anger against the quality of life, particularly of their work. The widespread practice of year-round daily overtime, rob­ bing workers of time to meet other people, the long distance travelled from home to work (which also takes away any sense of common experience associated with a home town), the 24-hour shift, seven-day-week patterns of many plants and transportation industries, have helped defuse any sense of solidarity which arises from the emerging homogeneity of experience, language and culture.

We are witnessing the disappearance of daily life beyond the workplace in huge chunks of American society. The lack of social life has increased the capacity of bureaucratically organized cultural institutions to influence social consciousness, particularly through the media and mass sports. Moreover, under conditions of increasing isolation, workers reintegrate the protective function of the family which was eroded during the evolution of urban industrial society. Although Reich is right to describe the ways in which the authoritarian family structure reinforces the sus­ceptibility of workers to the authority of the corporate and state institutions, the family is also experienced as a shield against the tyranny and the terror of the everyday world.

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Problems and prospects - Paul Mattick, Jr.

Paul Mattick, Jr. writes for Root & Branch in 1975. He writes on the growth of the public sector and passivity taught in schools and media and revolutionary organizations (unions, parties) as instruments for integration of the working class, and how left-pessimists mistake class analysis with the bourgeois status/income categories.

Submitted by UseValueNotExc… on December 10, 2021

A cherished bit of trivia from the early '60s is the memory of a speech given by A.A. Berle, Jr., at Bryn Mawr College in 1962. Decrying those who were defensive about America's record, particularly in relation to Latin America, he observed that we had much to be proud of—in particular, that we were the first society in history to eliminate the working class. No doubt this would have surprised the building janitor already then, but today that halcyon era has gone even for the Berles and their children. On the one hand, the failures and collapse of the black and student movements of the '60s have broken hopes placed in new forces for progressive change in a period when the "middle Americans" seemed solidly for the status quo. On the other hand, the frequency and militance of strike movements throughout the capitalist world—particularly in Europe—and even in the state-controlled economies of the “East,” have forced renewed attention to the proletariat as an active social force. Now “everyone” is worried about the blue-collar blues and the white-collar blahs; governmental commissions to studies on job alienation; academics and other intellectual racketeers get busy studying “industrial democracy" and "workers' control.” Would-be revolutionaries, too, must think again about the working class and its relation to the problems and possibilities of communist revolution.

For Marx, the idea of communism had no real existence except as embodied in the actual practice of class struggle by the working class. In this he differed from his would-be disciples. Kautsky and Lenin, or whom the proletariat was rather the agency which by its numbers and key position in modern society could realize an idea worked out by middle-class intellectuals through their scientific critique of capitalism. Marx, in contrast, developed his concept of communism with his analysis of capitalism as an attempt to explain and give intellectual expression to the struggle of workers against the existing organization of society.

Marx defined "class" in terms of power over social decision-making. This means, essentially, the power of decision over the production of the goods—i.e., everything from butter and guns to books—that are the material basis of social life. This boils down to control over the means of production and so over the product they make possible. Capitalism began with the separation of the producers en masse from this control. This implied the transformation simultaneously of products and of the capacity to produce into commodities, goods for sale on a market. For when goods are available only when bought from the possessors of the productive apparatus, producers can exist only by selling their labor-power to the owners. Means of production become capital, then, insofar as their possessors are able to buy the labor-power necessary to operate them, an arrangement which permits them to keep the difference (surplus value or profit) between the amount produced and the amount demanded by the producers for their existence. The capitalist, possessing class comes into existence together with the working class.

At the same time, under this system (in which people do not produce for themselves directly) production as a physical process necessarily takes the form of a systematic inter­-relation between the producers, in which each person is dependent on the labor of vast networks of others for the means to live and to produce. This is true within the individual workplace, where now thousands may labor together, and between the various workplaces and departments of production. Nonetheless, since production is under private, capitalist control, it can appear to the producers as though their relation to each other exists only through their employment by their several masters.

Since the capitalists' profit consists entirely in the amount of social product withheld from the producers, there is bound to be conflict between the two classes over the division of the product, as well as over the conditions of work. Marx believed that this would lead to the growth, among the workers, of an understanding at once of their shared interest as exploited producers and of their ability to act together to protect that interest. The collective organization of work was expected to provide a natural framework for the development of conceptions and organizational forms of solidary struggle.

In addition, in Marx's view, the system's development over time is conditioned by capital's desire to maintain the existing class relations and individual positions of strength within these relations. The direction and rate of development of the system are determined, that is, by the need of each individual capital and so of capital as a whole to expand its value (and thus its economic and social power) by the production and accumulation of surplus value. But, Marx claimed to show, the private character of capital ownership conflicts over time with the needs of capital as a whole, threatening the stability of the social system. The process of capital expansion itself would create barriers to its continuation (in the form of a tendency for the rate of profit, and therefore of the rate of accumulation, to fall). The result would be a series of crises in the production of capital, each to be overcome only through a massive reorganization (primarily in the form of concentration) of capital structures, which would be paid for by enormous misery on the part of the working class.

In such a moment of crisis, Marx thought, the solidarity of the producers, developed in the long fight over wages, hours, etc., would come to the point of open struggle for control of the productive system, of society itself. The collective commonwealth of toil would liberate itself from the constraints on its well-being set by the private ownership of the means of production, to establish communism—the collective organization and direction of production by the producers themselves.

Capitalist society did not evolve in the direction of an obvious polarity between a small group of rich capitalists and a mass of impoverished proletarians. While control over capital has been continuously centralized, the small group of the very rich and powerful are at the top of a continuum of wealth and degree of privilege (of which the permanently unemployed are at the bottom). In addition, after a history of crises every ten or fifteen years the Second World War permitted a reorganization of world capitalism which made possible rising or stable incomes for large numbers of workers in the advanced countries. The result was twenty­ odd years of a relatively high degree of social stability.

This situation allowed for a florescence of bourgeois theories of society in terms not of class but of status and income-level, linked in the association of status with amount of consumption. Residual problems—in general, “unfair” distribution of income and political and social power to the disadvantage of certain regional or racial groups—could be solved by "social engineering," possible within a pluralistic political democracy and an economy capable of infinite growth. The class war was over, in fact, and "ideology" had ended with it.

On the left, or what passed for the left, it was agreed that the working class, if not nonexistent, would no longer play a revolutionary role. In effect, the Marxian analysis was abandoned for or subordinated to the bourgeois interpretation of the situation, with class analysis giving way in analytical practice to status/income-distribution concepts. This pessimistic interpretation of bourgeois optimism was given a theoretical elaboration, for example, in the work of Herbert Marcuse, elevated by the press and the climate of the time into the “guru of the New Left.” Technological advance, by making possible the continuous expansion of productive capacity and so the satisfaction of workers' demands, had effected the political integration of the proletariat into what therefore became a “one dimensional” system. With capital­ism's material contradictions under control, opposition could arise only in the sphere of ideology—hence the concern with "alienation" or psychological malaise in a breadfull system—though Marcuse held that the ideological realm itself was largely absorbable in the pervasive one-dimensionality. Material opposition was thought restricted to developments outside the system proper; basically to the threat posed by the superior “rationality” of the so-called socialist systems, in which state control of production has taken the place of private capitalist control. Thus, to the extent that there was hope for change in the world at all, it lay not in the masses of “advanced industrial society” but among the peasants of the Third World, with—perhaps—stirrings in the developed countries among the disadvantaged minorities and the young intelligentsia, as represented by the civil rights and student anti-war movements. None of these groups could be identified with the revolutionary proletariat foretold by Marx.

On the other hand, it is clear that Marx's prediction of the proletarianization of the mass of the population has been fulfilled in all capitalist countries (and is a necessary corellate of the economic development which is the goal in the state­ directed systems). The process which began with the expropriation of the peasantry, carried out in the West under private and in the East under state auspices, has continued, as is clear from a glance at occupational statistics. Capital units survive and prosper by expanding into the social and economic space occupied by precapitalist forms of life, or by competing capitals. As the labor-employing, profit-producing enterprise becomes the dominant form in goods production, all forms of work took on the characteristics of the industrial wage-laborer. The small farmer becomes an agricultural wage-worker under a "checkbook farmer." Nonproductive workers—occupied with distribution of goods, "services," or the handling of economic value (as in banking)—are wage­ workers for firms who profit by the difference between what they must pay their employees and what they can extract from industrial capital for their services.

The concept of "middle class" is often used today by radicals—e.g., to describe themselves—who otherwise attempt to employ a Marxist terminology. The group thus referred to includes some members of what might be called a middle class-professionals like doctors, lawyers, and a few elite professors, as well as petty tradesmen—but it mostly includes people—managerial and supervisory personnel, engineers, technicians, teachers—who are workers in the Marxist sense: dependent for living on the sale of their labor power. Calling these people "middle class" only confuses class analysis with the bourgeois status/income categories. In the '50s we were told that “the workers” had become “middle class”: in fact exactly the opposite was and is going on. As the development of labor productivity in manufacturing through technology and speedup has made for slow growth in the numbers of blue-collar workers, a major share in labor force increase has come precisely from the proletarianization of formerly middle-class occupations and people (particularly due to the vast expansion of government employment deriving from the growing role of the state in social and economic life). This period has also seen a steady growth in the use of women as (cheap) wage-workers, in addition to their role in the home as maintainers of labor power.

So much for the illusion of status. With respect to income, a worker remains a worker no matter how much he or she is paid. He must be exploited "be his wages high or low" because only on this basis can the employer realize the profit which allows him to continue in business as an employer. Still, as the left pessimists pointed out, the existence of class is not sufficient. Revolutionary activity requires a consciousness on the part of workers of their position in society—not just a consciousness of exploitation but an understanding that as the producers of all wealth they have the power to order production and social life in general to meet their own needs. In Marx's words, "the proletariat is revolutionary or it is nothing."

Among the ideas of the left pessimists, strangest of all, perhaps, was the view that the integration of the working class, its acceptance of the capitalist system, is a novel phenomenon, produced by a new (super-technologized) state of capitalism. The capitalist system consists of workers and capitalists together; one can speak of opposition to the system, as contrasted with opposition to some of its effects, only when the wages-system, the capital-labor relation itself is threatened. Such moments of revolution or near-revolution have been mighty few and far between in capitalism's history. The everyday struggle between employers and workers over the conditions and remuneration of wage labor, a necessary feature of a system in which the interests of the two groups are opposed, in itself threatened capitalism's existence no more yesterday than it does today, so long as demands could be kept at this level by their momentary and partial satisfaction.

What gave the appearance of a non-integration of the working class in the past was the existence of ideologically revolutionary organizations “of the working class”—the social democratic trade unions and parties, the Communist parties and unions of the Third International (and Soviet Russia itself in the age in which it was easier to believe in it as a bastion of world revolution). In fact these very organizations were, at their moments of strength, also instruments for the integration of the working class. Here three aspects of the development and functioning of the labor organizations, in America and Europe, may be noted. To begin with, until recently capitalism was in a period of growth (despite its interruption by periodical crisis). As the productive apparatus grew, raising the productivity of labor, capital was able to meet both its needs for profit and workers' demands for a better life. Thus the labor organizations, in government and at the workplace, could function as structures through which the power of the workers secured real gains. In America this effect was strengthened by the fact that the special conditions of this country until recently made movement upward, even—for a few—into capitalist ranks, a real possibility for workers.

Second, the organizations which supervised the winning of demands, operating of necessity within a situation defined by the existence of the labor “market,” channeled and controlled oppositional energies by institutionalizing the inevitable conflict of classes. This process was carried farthest in America in the modern collectively bargained contract, complete with grievance procedures and no-strike clauses. Finally, as the leaders of these organizations in their activity became de facto and then de jure part of the social and political structure of the capital-labor relationship and thus, whatever their (usually negligible) purity of heart, a part of the ruling apparatus, their immediate personal interest became tied to the maintenance of the status quo. This element of “corruption” is not, however, as important as the general effect of institutionalization of the struggle, which took not only the direction of the struggle but even in large part the activity itself out of the hands of what thus became the rank-and-file, substituting for their activity that of the union or party professionals. From the revolutionary point of view, the chain of labor's parliamentary and trade union victories made one long defeat.

The integration of the proletariat is the result, not of some new and peculiar circumstance but of a natural adaptation to the realities of its daily life. To speak crudely, we may say that we derive our ideas from our experience of the world. Grow­ing up in capitalist society, with the lessons of daily life methodically reinforced by schools and media, it is hard to take seriously the possibility of some other way of living together, just as the idea of a slave-free society occurred to no Greek. And the desire for an alternative is bound to be weakened when things are improving or at least not getting much worse. In general, we are more likely to submit to bearable evils than to try to tear everything apart, destroying all our daily routines and personal security, for something we can hardly believe in.

Similarly, workers' understanding of their collective power to determine their own destiny comes only from experience of it. This means experience of solidarity, of their capacity to decide on and take action without the supervision of political or other “representatives.” Such experiences are to be had in every strike, in every shop-floor struggle. But ordinarily they are experiences of joint action among only the workers in one department, one factory, one industry, against a particular capitalist, and not of something like the class as a whole against capital as a whole. Seemingly, these experiences develop the force to call into question the whole of the existing society only at moments of great social crisis. At such moments, the inability of the existing order to satisfy even minimal needs forces people to go beyond the ordinary boundaries of struggle to take class-wide action in organizing some alternative forms of social life. This was true, at any rate, for the European revolutionary wave of 1917-1923 (Russia, Germany, Italy) which arose out of the world crisis which took the form of world war. The Spanish Revolution of 1936 came out of years of turmoil, capped by the opening of the civil war.

While the mechanics of failure were different for each of these cases, each left capitalism able to reorganize itself economically and politically, and go on. However, the period between the two wars seems to have been a turning point in the history of the capitalist economy. Just as they misunderstood the character of working-class activity in the past, the left pessimists missed the novelties of the new situation. It is becoming clearer that pessimism about the possibility of proletarian revolution has been based on a too-ready acceptance of the bourgeoisie's self-satisfaction, though it has taken today's rocketing inflation, monetary difficulties, and mount­ing unemployment to draw people's attention to what amounts to a new stage in the unfolding of capitalism's contradictions.

Indeed, capitalism never rose from its Great Depression ashes as it had recovered from previous crises. That is to say, the reorganization of capitalism effected through the depression and World War II did not succeed in raising the rate of profit to a point where the system could continue to expand at the rate imposed by the previous level of development. As a result the measures of state interference in the economy introduced by the New Deal and its (fascist) equivalents in other countries, in the form of relief, public works, and war production, could not be abandoned after the war. Massive unemployment and social convulsion could be averted only by the state's utilization of capital value (insufficient for investment purposes) to take up the slack left by the low level of private capital investment. This procedure, hailed as the mechanism which had overcome the gloomy predictions of the Marxists, represented a confirmation of the theory of capitalist development laid out in Capital.

The steady growth of the "public" sector bears witness, that is, to the inability of the private sector—i.e., the capitalist economy proper—to achieve an adequate rate of growth.

The state-controlled sector of the economy is necessary to the continued existence of capitalism as a social system. In the first place it provides employment and therefore means of existence for the millions who would not otherwise be employed. In addition, it provides the materials—primarily weaponry—with which possibly a secure American empire can be built as a field for future investment to offset the decline of profitability of American capital at home and in Europe.

At the same time, the “public” sector is parasitic on the private property capitalist economy. Since the government is not an owner of capital, the funds disposed of in its projects must be taxed or borrowed from the private sector (i.e., from profits: either directly or by the sleight-of-hand of "taxes on wages," which in fact amounts to a reduction of wages since money never seen by the workers can hardly be considered a part of the wages-fund). Thus government transactions fall outside the market, i.e., out of the capitalist economy proper. For as the state pays for goods from a capitalist with money provided by the capitalists themselves, production on government account effects not the creation of new value and profit but merely the transfer of pre-existing value from the capitalist class as a whole to some favored members of it. Hence state-run production cannot offset the decline in the profit rate of the private economy.

Since the state sector is growing faster than the private sector (indeed it grows just because the private sector can­ not) there must come a time when its further extension, while necessary to avert social crisis, would mean the pre-emption of economic space still open to private capital. State­ controlled economy, fought under the name of socialism as incarnated in the Ruisian, Chinese, and allied regimes, is rightfully seen as a danger to corporate capitalism internally as well. For this reason, capital periodically attempts to slow down the expansion of the state sector, despite the leeway that still remains before the “public” sector enters into serious conflict with the private, offering the ruling class the choice between massive depression and the complete abandonment of the private property system. (1)

(1) For a detailed exposition of this argument, see Paul Mattick, Marx and Keynes (Boston: Porter Sargent, 1969).

The result is the situation of continuous tension suffered today by the working class. The attempt to raise the profit rate has meant longer hours of work, the intensification of labor on the job, and for some a steady fall in living standards since the end of the Second World War. State spending goes on at the cost of wage cuts, in the form of taxes and inflation, while the attempt to slow down state-sector growth means recession (i.e., conrolled depression). In the mean­time, the use of state funds to secure the empire spells death and destruction for working-class youth. To this must be added the continuing destruction of the environment, which affects health and destroys sources of leisure-time pleasure; the degradation of the urban centers into which the population is crowded; and the inability of a stagnating system to offer any relief to masses of black people.

These pressures affect various sectors of the working class in different ways and to different degrees. On the one hand, large numbers of white, male workers, now middle-aged or over, have since the end of the Great Depression been in quite a stable position, with job security and a “reasonable” standard of living. On the other, black, young (of all colors) and the increasing number of female workers face low wages, high unemployment and steadily deteriorating conditions of life (as evidenced in high death rates, undernourishment, effects of psychological stress, etc.). As one researcher has put it, this part of the working population has been living in depression even while the first group experienced the boom of the '50s and '60s.(2) It is this which accounts for the apparently contradictory appearances both of a reactionary “working class” and of an increasing hostility to “the system” among young people, women, and blacks. The importance of phenomena like the present recession is the promise they hold of a worsening of conditions for the so-far favored group in the class—happening now even for high status and income technical and managerial people—with the potential of a class-wide opposition replacing the sectoral struggles of the last years.

(2) Joe Eyer, "Living Conditions in the United States," this volume.

Though isolated from the mass of the production processes of modern society, students have little social power, the problem of their relation to a future working-class movement must be taken seriously. In the age of mass education it is no longer possible to think of students as petty or just plain bourgeois "elements." At the same time, they are not workers; though they may toil and spin they receive no wages and produce no value. What they are—here I mean the vast majority, not the future board chairmen and/or politicians­ is future workers, workers-in-training. This training is only partly in skills yielding a higher productivity; its function is largely to justify restricted access to certain jobs and salaries. In addition, much of collegiate (as of all school) education is purely ideological, teaching through both the content and the organization of school work a healthy passivity and intellectual respect for the status quo. Mass education exists because of the importance of all this training—both technical and attitudinal—for modern production. A large portion of the "knowledge" factory's product takes the form of teachers: expanded reproduction of channels for the transmission of skills and ideology. The schools also serve as research centers for industry and government. All these social functions of institutional education determine the existence of the student, forming the context within which the student movement can be understood.

The immediate interest of students is to remain students­ i.e., first, not to work, and then, when a job is necessary, to get a good one. The first is obviously limited by time; the second less and less meaningful (objectively as the jobs available to an expanding number of degree-holders become scarcer; subjectively as the value-system fails to hold up in the face of reality). At school, students are simultaneously given great freedom of movement and subjected to bureau­cratic administration, simultaneously urged to "develop their minds" and fed a lot of crap in preparation for stupid jobs. The results are the mysterious student malaise, conflict with authority, rejection of “professional” careers and life-styles, radicalization and—among the radicals—a tendency to accept the idea of “alliance” with the working class. In the absence of a radical working class this remains an attitude, or becomes a sterile ideology, reflecting the aims of sectarian groups rather than the development of the movement. But it acquires practical content as soon as it is possible (as in France, Italy, and on a few minor occasions in the U.S.). The students, as one formula has it, are not workers, but the workers' struggle is of necessity theirs.

The extent to which the submission of the working class to capitalist conditions is the result of its internal division by formidable barriers of experience and special interest cannot be overemphasized. People work in the country and in the city; in big towns and small; in production, office work, education, and services; for private capital and for the state. With each of these divisions, within each workplace, we find a multitude of (generally spurious) skill grades and classifications, expressed as a hierarchy of wages and statuses. These divisions, which extend well into life off the job, hide the common position of exploited wage workers that unites the members of the class.

An important role in the maintenance of these barriers is played by numerous ideological and institutional factors (as well as by the general competition for jobs). Education or seniority is supposed to justify the hierarchy of grades and wages. The feeling that woman's place is in the home has made it difficult for men workers to support their women colleagues' struggles for equal pay, and for women themselves to be aggressive vis-a-vis their employers (or to support their husbands' fights with theirs). The most blatant of these factors at the present time is the racism which makes it nearly impossible for whites and blacks alike to view each other as class comrades.

These barriers, with the accompanying inhibitions of class solidarity and combativeness, have been particularly reinforced by the labor unions. These have functioned within the workplace to sanctify the hierarchy of position and wage, and through their craft or industrial structure to segregate and weaken the struggles of different groups. They have consciously attempted to exclude blacks, and indeed the majority of workers, from participation in their struggles and benefits won. To break through the divisions between workers will require rejection of the representative authority of the unions, and indeed, sooner or later, fighting against them. The restrictions which will undoubtedly be put on union activities by employers and the state must be met not by attempts to defend the unions but by efforts of the class to defend itself through the creation of forms of organization­ presumably various sorts of workplace committees—over which the men and women on the job have direct control and which make possible the greatest unification of the class possible at any given time.

One of the most promising novelties of our situation is in fact the obsolescence of the traditional labor organizations, both political and syndical. In Europe, the mass Com­munist, Social Democratic and Labor parties are losing their proletarian mantles, while in the U.S. the Democratic Party has ceased to appear the workingman's friend. What remains of the workers' identification with the unions can only con­tinue to decay. Of course, the new rank-and-file caucuses, committees, and networks of such can be expected, if the struggles thus organized are successful in winning demands, to become new structures of integration—most likely by their absorption into the existing unions (with the rise to syndical power of a new, militant leadership). But this depends on the ability of capitalism to achieve a new prosperity.

It is unlikely, if the past is any guide, that we will be able to participate in mass revolutionary action before a moment of real social collapse—though a period of resistance to increasing stress will doubtlessly help to ready the proletariat for such a time. The immediate prospect, indeed, is for a consolidation of capitalist forces to try to get by its impending squeeze, including severe repression of whatever left may exist. Yet the real possibility of a future reopening of working-class struggle on a large scale leaves radicals with both hope and the obligation to achieve the understanding of current realities necessary to taking active part in the development of that struggle.

Root & Branch: The Rise of the Workers' Movements (1975), pp.111-122.

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Origins of the job structure in the steel industry - Katherine Stone

Troops disperse strikers in Homestead, 1892
Troops disperse strikers in Homestead, 1892

Katherine Stone analyses how workers' control in the US steel industry in the 19th century was broken up by the employers using Taylorist management techniques, leading to the job structure which remains in place today.

Submitted by Steven. on January 4, 2010

In the 19th century, work in the steel industry was controlled by the skilled workers. Skilled workers decided how the work was done and how much was produced. Capitalists played a very small role in production, and there were yet few foremen. In the last 80 years, the industry has transformed itself, so that today the steel management has complex hierarchy of authority, and steelworkers are stratified amongst minute gradings along job ladders. Steelworkers no longer make any decisions about the process of steel.

The process by which the steel industry was transformed is the process by which steel employers tried to break down the basis for unity amongst steelworkers. Out of their efforts to gain control of their workers and prevent unified opposition, the steel employers set up the various structures that define work today. This paper traces that process in detail in order to demonstrate the class nature of existing structures and the possibility for jobs to be structured differently.

I: The Breakdown of the Traditional Labor System
In 1908 John Fitch, an American journalist who had inter viewed hundreds of steelworkers and steel officials, described the labor system in the steel industry of his day.

In every department of mill work, there is a more or less rigid line of promotion. Every man is in a training for the next position above... The course would vary in the different styles of mills, as the positions vary in number and character, but the operating principle is everywhere the same. In the open-hearth department the line of promotion runs through common labor, metal wheelers, stock handlers, cinder-pit man, second helper and first helper, to melter foreman. In this way, the companies develop and train their own men. They seldom hire a stranger for a position as roller or heater. Thus the working force is pyramided and is held together by the ambition of the men lower down; and even a serious break in the ranks adjusts itself all but automatically.

Anyone familiar with industry today will recognize this arrangement immediately. It is precisely the type of internal labor market, with orderly promotion hierarchies and limited ports of entry, which economists have only recently begun to analyze. When Fitch was writing, it was a new development in American history. Only 20 years earlier, the steel industry had had a system for organizing production which appears very strange to us today.

Although steel had been produced in this country since colonial times, it was not until after the Civil War that the steel industry reached substantial size. In 1860, there were only 13 establishments producing steel, which employed a total of 748 men to produce less than 12,000 net tons of steel a year. After the Civil War, the industry began to expand rapidly, so that by 1890, there were 110 Bessemer converters and 167 open hearth converters producing 4.8 million net tons of steel per year. This expansion is generally attributed to the protective tariff for steel imports, the increased use of steel for railroads, and to changes in the technology of steel production.

The pivotal period for the U.S. steel industry was the years 1890-1910. During that period, steel replaced iron as the building block of industrial society, and the United States surpassed Great Britain as the world's prime steel producer. Also during the 1890s, Andrew Carnegie completed his vertically integrated empire, the Carnegie Corporation, and captured 25 percent of the nation's steel market. His activities lead to a wave of corporate mergers which finally culminated in the creation, in 1901, of the world's first billion dollar corporation, the U.S. Steel Corporation. U.S. Steel was built by the financier J. P. Morgan on the back of the Carnegie Corporation. At its inception, it controlled 80 percent of the United States output of steel.

In the 19th century, the steel industry, like the iron industry from which it grew, had a labor system in which the workers contracted with the steel companies to produce steel. In this labor system, there were two types of workers- "skilled" and "unskilled." Skilled workers did work that required training, experience, dexterity, and judgment; and un-skilled workers performed the heavy manual labor-lifting, pushing, carrying, hoisting, and wheeling raw materials from one operation to the next. The skilled workers were highly skilled industrial craftsmen who enjoyed high prestige in their communities. Steel was made by teams of skilled workers with unskilled helpers, who used the companies' equipment and raw materials.

The unskilled workers resembled what we call "workers" today. Some were hired directly by the steel companies as they are today. The others were hired by the skilled workers under what was known as the "contract system." Under the contract system, the skilled workers would hire helpers out of their own paychecks. Helpers earned between one-sixth and one-half of what the skilled workers earned.

The skilled steelworkers saw production as a cooperative endeavor, where labor and capital were equal partners. The partnership was reflected in the method of wage payment. Skilled workers were paid a certain sum for each ton of steel they produced. This sum, called the tonnage rate was governed by the "sliding scale," which made the tonnage rate fluctuate with the market price of iron and steel, above a specified minimum rate below which wages could not fall. The sliding scale was introduced in the iron works of Pittsburgh as early as 1865, and in the 25 years that followed, it spread throughout the industry.

The sliding scale was actually an arrangement for sharing the profits between two partners in production, the skilled workers and the steel masters. It was based on the principle that the workers should share in the risks and the fruits of production, benefiting when prices were high and sacrificing when prices were low.

Another effect of the sliding scale was that by pegging tonnage rates directly to market prices, the role of the employer in wage determination was eliminated. Consider, for example, the following account, summarized by David Montgomery from the records of the Amalgamated Association of Iron, Steel and Tin Workers:

When the Columbus Rolling Mill Company contracted to re-heat and roll some railroad tracks in January, 1874, for example, the union elected a committee of four to consult with the plant superintendent about the price the workmen were to receive for the work. They agreed on a scale of $1.13 per ton, which the committee brought back to the lodge for its approval.

There followed an intriguing process. The members soon accepted the company offer, then turned to the major task of dividing the $1.13 among themselves. Each member stated his own price. When they were added up, the total was 3 cents higher than the company offer. By a careful revision of the figures, each runback buggyman was cut 2 cents, and the gang buggyman given an extra _ of a cent to settle the bill.

The employers had relatively little control over the skilled workers' incomes. Nor could they use the wage as an incentive to insure them a desired level of output. Employers could only contract for a job. The price was determined by the market, and the division of labor and the pace of work was decided by the workers themselves. Thus, the sliding scale and the contract system defined the relationship between capital and labor in the steel industry in the 19th century.

The skilled steel workers had a union, the Amalgamated Association of Iron, Steel and Tin Workers, which was the strongest union of its day. Formed in 1876 by a merger of the Heaters Union, the Roll Hands Union and the Sons of Vulcan, by 1891 the Amalgamated represented 25 percent of all steelworkers. Through their union, they were able to formalize their control over production. For example, at Carnegie's Homestead, Pennsylvania mill, a contract was won in 1889 that gave the skilled workers authority over every aspect of steel production there. A company historian described it this way:

"The method of apportioning the work, of regulating the turns, of altering the machinery, in short, every detail of working the great plant, was subject to the interference of some busy body representing the Amalgamated Association. The heats of a turn were designated, as were the weights of the various charges constituting a heat. The product per worker was limited; the proportion of scrap that might be used in running a furnace was fixed; the quality of pig-iron was stated; the puddlers' use of brick and fire clay was forbidden, with exceptions; the labor of assistants was defined; the teaching of other workmen was prohibited, nor might one man lend his tools to another except as provided for."

John Fitch confirmed this account of worker control at Homestead when he interviewed Homestead workers and managers in 1908. Fitch reported that:

"A prominent official of the Carnegie Steel Company told me that before the strike of 1892, when the union was firmly entrenched in Homestead, the men ran the mill and the foreman had little authority. There were innumerable vexations. Incompetent men had to be retained in the employ of the company, and changes for the improvement of the mill could not be made without the consent of the mill committees. I had opportunity to talk with a considerable number of men employed at Homestead before 1892, among them several prominent leaders of the strike. From these conversations I gathered little that would contradict the statement of the official, and much that would corroborate it."

The cooperative relationship between the skilled steelworkers and the steel employers became strained in the 1880's. The market for steel products began to expand rapidly. Domestically the railroads began to generate high levels of demand for steel, and internationally the US steel industry began to compete successfully with the British and the German steel industry for the world market (In 1890, for the first time, U.S. steel exports surpassed those of Great Britain). The effect of this massive increase in demand was to intensify competition in the U.S. industry. What had been a stable market structure was disrupted by the new markets opening up.

Firms competed for the new markets by trying to increase their output and cut their costs. To do that they had to increase the productivity of their workers, but the labor system did not allow them to do that. For example, from 1880 on, the market price for iron and steel products was falling drastically, so that the price for bar iron was below the minimum specified in the Union's sliding scale, even though the negotiated minimum rates were also declining. This meant that employers were paying a higher percentage of their income out in wages than they would have were the sliding feature of the sliding scale operative, or had they had the power to reduce wages unilaterally in the face of declining prices.

At the same time that their labor costs as a percentage of revenue were rising, the labor system also prevented employers from increasing their productivity through reorganizing or mechanizing their operations. The workers controlled the plants and decided how the work was to be done. Employers had no way to speed up the workers, nor could they introduce new machinery that eliminated or redefined jobs.

In the past, employers had introduced new machinery, but not labor-saving machinery. The many innovations introduced between 1860 and 1890, of which the most notable was the Bessemer converter, increased the size and capacity of the furnaces and mills, but they generally did not replace men with machines. Lowthian Bell, a British innovator, who toured the U.S. steel industry in 1890, reported that: "Usually a large make of any commodity is accomplished by a saving of labor, but it may be questioned whether in the case of the modern blast furnace this holds good. To a limited, but a very limited, extent some economy might be effected, but if an account were taken of the weight of material moved in connection with one of our Cleveland furnaces, and the number of men by whom it is handled, much cannot, at all events with us, be hoped for."

However, in the late 1880s and 1890s, the steel companies needed more than just bigger machines and better methods of metallurgy. Bottlenecks were developing in production, so that they needed to mechanize their entire operations. For example, the problem with pig-iron production, the first stage of steelmaking, was that with increased demand, the larger blast furnaces could produce pig iron faster than the men could load them, so that the use of manual labor became a serious hindrance to expanding output.

The steel masters needed to replace men with machines, which meant changing the methods of production. To do that, they needed to control production, unilaterally. The social relations of cooperation and partnership had to go if capitalist steel production was going to progress. The steel companies understood this well and decided to break the union.

The strongest lodge of the Amalgamated Association was at Carnegie's Homestead mill; it is no wonder that the battle between capital and labor shaped up there. In 1892, just before the contract with the Amalgamated was to expire, Carnegie transferred managing authority of the mill to Henry Clay Frick. Frick was already notorious for his brutal treatment of strikers in the Connellsville coke regions, and wasted no time making his intentions known at Homestead. He ordered a fence built, three miles long and topped with barbed wire, around the entire Homestead Works; he had platforms for sentinels constructed and holes for rifles put in along the fence and he had barracks built inside it to house strikebreakers. Thus fortified, Frick ordered 300 guards from the Pinkerton National Detective Agency, closed down the Works, laid off the entire work force, and announced they would henceforth operate nonunion. The famous Homestead Strike began in 1892 as a lockout by the employers with the explicit aim of breaking the union. Dozens of men were killed in the four months that followed as the Homestead workers fought Pinkertons, scabs, the sheriff and the State Militia. In the end, the intervention of the state and federal governments on the side of the Carnegie Corporation beat the strikers. The works were re-opened with strikebreakers, and Frick wrote to Carnegie, "Our victory is now complete and most gratifying. Do not think we will ever any serious labor trouble again."

The Homestead Strike was the turning point for the Amalgamated Association throughout the country. Other employers, newly invigorated by Frick's performance, took a hard line against the union, and the morale of the members, their strongest local broken, was too low to fight back. Within two years of the Homestead defeat the Amalgamated had lost 10,000 members. Lodge after lodge was lost in the following years, so that membership, having peaked at 25,000 in 1892, was down to 10,000 by 1898, and most of that was in the iron industry. The union never recovered from these losses. The locals that remained were destroyed one-by-one by the U.S. Steel Corporation, so that by 1910 the steel industry was entirely non-union.

With the power of the Amalgamated broken, steel employers were left to mechanize as much as they needed. The decade that followed the Homestead defeat brought unprecedented developments in every stage of steel making. The rate of innovation in steel has never been equaled. Electric trolleys, the pig casting machine, the Jones mixer and mechanical ladle cars transformed the blast furnace. Electric traveling cranes in the Bessemer converter, and the Wellman in the open hearth did away with almost all the manual aspects of steel production proper. And electric cars and rising ailing tables made the rolling mills a continuous operation. These developments led the British Iron and Steel Institute to conclude after its visit in 1903 that:

"The (U. S.) steel industry had made considerable advances in the ten years ending with 1890. It is, however, mainly since that year that the steel manufacture has made its greatest strides in every direction, and it is wholly since that date that costs have been so far reduced as to enable the United States to compete with Great Britain and Germany in the leading markets of the world."

One British economist, Frank Poppeiwell, was particularly amazed by the degree to which new innovations were labor saving. He concluded:

"Perhaps the greatest difference between English and American conditions in steel-works practice is the very conspicuous absence of laborers in the American mills. The large and growing employment of every kind of both propelling and directing machinery-electric trolleys, rising and falling tables, live rollers, side-racks, shears, machine stamps, endless chain tables for charging on the cars, overhead traveling cranes-is responsible for this state of things. It is no exaggeration to say that in a mill rolling three thousand tons of rails a day, not a dozen men are to be seen on the mill floor."

In this way, the steel masters succeeded in eliminating the bottlenecks in production by replacing men with machines at every opportunity. This mechanization would not have been possible without the employers' victory over the workers at Homestead. Thus we can see how the prize in the class struggle was control over the production process and the distribution of the benefits of technology. As David Brody summarizes it:

"In the two decades after 1890, the furnace worker's productivity tripled in exchange for an income rise of one-half; the steel workers output doubled in exchange for an income rise of one-fifth... At bottom, the remarkable cost reduction of American steel manufacture rested on those figures. The accomplishment was possible only with a labor force powerless to oppose the decisions of the steel men."

The victory of the employers in 1892 allowed them to destroy the old labor system in the industry. They could then begin to create a new system, one that would reflect and help to perpetuate their ascendancy. Specifically, this meant that they had three separate tasks: to adapt the jobs to the new technology; to motivate workers to perform the new jobs efficiently; and to establish lasting control over the entire production process. The next three sections of this paper will deal with each one of these in turn.

II: Effects of the New Technology on Job Structure
Unlike earlier innovations in steelmaking, the mechanization of the 1890s transformed the tasks involved in steel production. The traditional skills of heating, roughing, catching and rolling were built into the new machines. Machines also moved the raw materials and products through the plants. Thus the new process required neither the heavy laborers nor the highly skilled craftsmen of the past. Rather, they required workers to operate the machines, to feed them and tend them, to start them and stop them. A new class of workers was created to perform these tasks, a class of machine operators known by the label "semi-skilled."

The new machine operators were described by the British Iron and Steel Institute after their visit in 1903 as men who "have to be attentive to guiding operations, and quick in manipulating levers and similarly easy work ... the various operations are so much simplified that an experienced man is not required to conduct any part of the process."

Similarly, the U.S. Department of Labor noted the rise of this new type of steelworker in their report of 1910:

"The semi-skilled among the production force consist for the most part of workmen who have been taught to perform relatively complex functions, such as the operation of cranes and other mechanical appliances, but who possess little or no general mechanical or metallurgical knowledge ... This class has been developed largely within recent years along with the growth in the use of machinery and electrical power in the industry. The whole tendency of the industry is to greatly increase the proportion of the production force formed by this semi-skilled class of workmen. They are displacing both the skilled and the unskilled workmen."

The semi-skilled workers were created by the downgrading of the skilled workers and the upgrading of the unskilled. These shifts proceeded throughout the 1890s and early 1900s, as more and more plants were mechanized. Although there are no hard data on these shifts in job categories, they are reflected in the change in relative wage rates. Between 1890 and 1910, the hourly wages of the unskilled steelworkers rose by about 20 percent, while the daily earnings of the skilled workers fell by as much as 70 percent. Also after 1892, the wage differential between the various types of skilled workers narrowed substantially. Thus, the British iron-masters reported in 1903:

"The tendency in the American steel industry is to reduce by every possible means the number of highly-skilled men employed and more and more to establish the general wage on the basis of common unskilled labor. This is not a new thing, but it becomes every year more accentuated as a result of the use of automatic appliances which unskilled labor is usually competent to control."

The following table of wage rates for selected positions at the Homestead plant mill between 1892 and 1908 illustrates the fate of skilled workers throughout the industry. Bear in mind that during this interval, their productivity was multiplying and wages throughout the nation were rising. Also, their workday was increased from 8 hours to 12 hours, so that the decline in daily earnings understates their reduction in real wages.

These reductions were part of the steel companies' policy of reducing the wage differentials between the classes of workers to make them more consistent with differentials in skill requirements for the different jobs. An official of one Pittsburgh steel Company put it this way: "... the daily earnings of some of the most highly paid men have been systematically brought down to a level consistent with the pay of other workers, having in mind skill and training required and a good many other factors."

The other side of the picture was the upgrading effect that the new technology had on the unskilled workers. Their wages were increased considerably during that same period. In part this was accomplished by a raise in the hourly rate for unskilled labor, from 14 Cents per hour in 1892 to 17.5 cents in 1910, and in part it was the result of the steel companies putting more men on tonnage rates, enabling them to make higher daily earnings.

Many unskilled workers were put in charge of expensive machinery and made responsible for operating it at full capacity. Fewer and fewer men were hired just to push wheelbarrows and load ingots, so that, as an official of the Pennsylvania Steel Company said, "While machinery may decrease the number of men, it demands a higher grade of work men." Thus, the effects of the new technology were to eliminate the distinction between skilled and unskilled workers and create a largely homogeneous workforce.

III Solving the Labor Problem
Having become the unilateral controllers of steel production, the employers created for themselves the problem of labor discipline. When the skilled workers had been partners in production, the problem of worker motivation did not arise. Skilled workers felt that they were working for themselves because they controlled the process of production. They set their own pace and work load without input from the bosses. When this system was broken, how hard workers worked became an issue of class struggle.

The introduction of the new technology introduced in the 1890s narrowed the skills differentials between the two grades of workers, producing a work force predominantly "semi skilled." This homogenization of the work force produced another new "problem" for the employers. That is, without the old skilled/unskilled dichotomy and the exclusiveness of the craft unions, the possibility that workers might as a class unite to oppose them was greater than ever. Frederick Winslow Taylor, the renowned management theorist who began his career as a foreman in a steel plant, warned employers of this danger in 1905:

"When employers herd their men together in classes, pay all of each class the same wages, and offer none of them inducements to work harder or do better than the average, the only remedy for the men comes in combination; and frequently the only possible answer to encroachments on the part of their employers is a strike."

Ultimately, however, both the problem of worker motivation and the problem of preventing unified opposition were the same problem. They both revolved around the question of controlling worker behavior. To do that, employers realized they had to control their perceptions of their self-interest. They had to give them the illusion that they had a stake in production, even though they no longer had any real stake in it. This problem was known as "the labor problem."

To solve the labor problem, employers developed strategies to break down the basis for a unity of interest amongst workers and to convince them that, as individuals, their interests were identical with those of their company.

Out of these efforts, they developed new methods of wage payments and new advancement policies, which relied on stimulating individual ambition. They were designed to create psychological divisions among the workers, to make them perceive their interests as different from, indeed in conflict with, those of their co-workers. Employers also began to use paternalistic welfare policies in order to win the loyalty of their employees. The effect of all these new policies was to establish an internal labor market in the major steel companies, which has lasted, in its essentials, until today.

1. Development of Wage Incentive Schemes
With the defeat of the Amalgamated Association, the entire complex traditional system of wage payments collapsed. The sliding scale of wages for paying skilled workers and the contract system for paying their helpers rapidly declined. Employers considered them a vestige of worker power and rooted them out of shop after shop. Thus, the employers had the opportunity to establish unilaterally a new system of wage payment. Initially, they began to pay the new semi-skilled men day wages, as they had paid the unskilled workers. Soon, however, they switched to the system of piece work, paying a fixed sum for each unit the worker produced.

The most obvious function of piece work was, of course to increase output by making each worker drive himself to work harder. Employers also contended that the system was in the workers' best interests because it allowed each one to raise his own wages. However, the employers soon found that straight piece work gave the workers too much control over their wages. That is, when it succeeded in stimulating workers to increase their output, their wages soared above the going rate. Employers would then cut the piece rates to keep the wages in line. Once they did that, however, they had reduced the piece rate system to simple speed-up; a way of getting more work for the same pay. Workers responded to the rate cuts by collectively slowing down their output, so that the system defeated itself, leaving employers back where they had started. "Wage payment Systems: How to Secure the Maximum Efficiency of Labor," gives an interesting account of this process:

"It is in the administration of the piece work system that manufacturers, sooner or later, make their great mistake and over-reach themselves, with the result that the system becomes a mockery and the evil conditions of the old day work system reappears. Regardless of the continually increasing cost of living, the manufacturers decide among themselves, for example, that $1.50 for 10 hours is enough for a woman and that $2.50 a day is enough for the ordinary workingman and a family. The piece work prices are then adjusted so that the normal day's output will just bring about these wages... Immediately throughout the entire shop the news of the cuts is whispered about... with the result that there is a general slowing down of all producers."

Thus, employers began to experiment with modifications of the piece rate. They developed several new methods of payment at this time, known as "premium" or "bonus" plans. These differed from piece work only in that they gave the workers smaller increments in pay for each additional piece.

The Halsey Premium Plan, developed in 1891, served as a model for most of the others. It called for establishing a base time period for a job, and setting one rate for workers who completed the job in that period. If a worker could finish the job faster, then he received a bonus in addition to the standard rate. The bonus was figured so that only a part of the money saved by the worker's extra productivity went to him, the rest going to the company. Different plans varied according to how they set the base time period and the base wage, and how they divided the more efficient workers' savings between the worker and the company. Iron Age recommended one particular variation, called the Half and Half Premium Plan, in which the rule was "to pay the more efficient workman only one-half what he saves by 1 up." The article described one example where, under the plan,

"For every extra $1 the man earned by his extra effort, the manufacturers would gain $7. Not a bad investment, this premium system. It betters the workingman's condition materially, and, best of all, improves his frame of mind."

Frederick Winslow Taylor's Differential Piece Rate is basic 1 another variation of the Halsey Premium Plan. Under Taylor's system, the employer established two separate rates, a low day rate for the "average workman" and a high piece rate for the "first class workman," with the stipulation that only the fast and efficient workmen were entitled to the higher rate. He suggests setting the high rate to give the worker about 60 percent increase in earnings, and for this the employer would demand of him a 300-400 percent increase in output. Like the Halsey Plan, it was simply the piece rate system modified to give the worker diminishing returns for his extra effort.

In order for any of the output incentive plans to work, management had to be able to measure each worker's output separately. All of the premium plans stressed the importance of treating each worker individually, but only Taylor gave them a method for doing so. His great contribution was systematic time study giving employers a yardstick against which to measure an individual's productivity. The emphasis on individual productivity measures reinforced the fragmenting effect of the plans. As Taylor said about his experience implementing the system at the Bethlehem Steel Works:

"Whenever it was practicable, each man's work was measured by itself ... Only on a few occasions and then upon special permission (...) were more than two men allowed to work on gang work, dividing their earnings between them. Gang work almost invariably results in a falling off of earnings and consequent dissatisfaction."

Output incentives were designed to increase individual worker output. Employers understood that to do that, they had to play upon individual worker's ambitions, which meant breaking down workers' collective identity. They gave each worker inducement to work harder, and also divided the workers into different groups, according to their output. Thus, output incentives served as a lever to prevent workers from taking collective action. As one manufacturer explained in 1928, he had originally adopted output incentives

"To break up the flat rate for the various classes of workers. That is the surest preventative of strikes and discontent. When all are paid one rate, it is the simplest and almost inevitable thing for all to unite in the support of a common demand. When each worker is paid according to his record there is not the same community of interest. The good worker who is adequately paid does not consider himself aggrieved so willingly nor will he so freely jeopardize his standing by joining with the so-called 'Marginal Worker.' There are not likely to be union strikes where there is no union of interest."

Quite explicitly, then, the aim of the premium plans was to break up any community of interest that might lead workers to slow their pace (what employers call "restriction of output") or unite in other ways to oppose management. They were a weapon in the psychological war that employers were waging against their workers, and were, at least for a while, quite successful.

Between 1900 and World War I, piecework and premium plans became more and more prevalent in the steel industry. Steelworkers opposed the new methods of payment, and the residual unions in the industry raised objections at every opportunity. In one instance, at Bethlehem Steel's South Bethlehem Works, opposition to the bonus system exploded into a major strike in February, 1910. Approximately 5,000 of the 7,000 workers there went out on strike spontaneously. The strike lasted several weeks, during which time one man was killed and many were injured. Strike demands were drawn up separately by each department or group of workers, and every single one called for uniform rates of pay to be paid by the hour, and time-and-a-half for overtime. Several added to that an explicit demand for the elimination of piece work and a return to the "day-work" system. A U.S. Senate Investigation into the strike found that the "Time-Bonus" System in use was one of its major causes."

However, worker opposition proved ineffective in preventing the use of output incentive schemes. Since 1892, the employers had held the upper hand in the industry, and they used it to perpetuate their power. The wage incentive schemes were aimed at doing just that.

2. New Promotion Policies & the Development of Job Ladders
As we saw above, the new technology diminished the skill requirements for virtually all the jobs involved in making steel. Charles Schwab himself said in 1902 that he "take a green hand, say a fairly intelligent agricultural laborer, and make a steel melter of him in six or weeks." When we realize that the job of melter was the most highly skilled job in the open hearth department, we can see how narrow the skill range in the industry really was. The employers knew this, and put their knowledge to good use during strikes. For example, during a strike at the Hyde Park Mill in 1901:

"It was resolved that the works should be continued with green hands, aided by one or two skilled men who remained loyal. The five mills thus manned were started on the 3rd of August, and up to the date of my visit, near the end of October, they had not lost a single turn."

Around the turn of the century, employers began to recognize the dangers inherent in the homogenization of the work force. They formulated this problem as worker discontent caused by "dead-end" jobs. Meyer Bloomfield, an industrial manager who in 1918 wrote a textbook on factory management, summarized their discussion on this subject:

"A good deal of literature has been published within the last dozen years in which scathing criticism is made of what has come to be known as 'blind alley' or 'dead-end' jobs. By these phrases is meant work of a character which leads to nothing in the way of further interest, opportunity, acquisition of skill, experience, or anything else which makes an appeal to normal human intelligence and ambition. The work itself is not under attack as much as the lack of incentive and appeal in the scheme of management."

Bloomfield says right off, then, that the problem of "dead-end" jobs need not be solved by changing the jobs themselves. The better solution is to change the arrangement of the jobs. To do this, he says:

"A liberal system of promotion and transfer has therefore become one of the most familiar features of a modern personnel plan, and some of the most interesting achievements of management may be traced to the workings of such a system."

The response of employers to the newly homogenized jobs was to create strictly demarcated job ladders, linking each job to one above and one below it in status and pay to make a chain along which workers could progress. As Bloomfield remarked, "what makes men restless is the in ability to move, or to get ahead."

The establishment of a job ladder had two advantages, from the employers' point of view. First, it gave workers a sense of vertical mobility, and was an incentive to workers to work harder. Secondly it gave the employers more lever age with which to maintain discipline. The system pitted each worker against all the others in rivalry for advancement and undercut any feeling of unity which might develop among them. Instead of acting in concert with other workers, workers had to learn to curry favor with their foremen and supervisors, to play by their rules, in order to get ahead. As one steelworker described the effect this had on workers during the 1919 organizing campaign, "Naw, they won't join no union; they're all after every other feller's job." This competition also meant that workers on different ladder rungs had different vested interests, and that those higher up had something to lose by offending their bosses or disrupting production.

As early as 1900, Iron Age was advising employers to fill production work vacancies from inside the firm. They advocated a policy of hiring only at the lowest job levels and filling higher jobs by promotion; what contemporary economists refer to as limiting the ports of entry.

The principle of internal promotion was expounded by Judge Gary, the President of the U.S. Steel Corporation, in his dealings with the subsidiaries. For example, in a speech to the presidents of the subsidiary companies in 1922, Gary said:

"We should give careful thought to the question as to who could be selected to satisfactorily fill any unoccupied place; and like suggestions should be made to the heads of all departments. Positions should be filled by promotions from the ranks, and if in any locations there are none competent, this fact should be given attention and men trained accordingly. It is only necessary to make and urge the point. You will know what to do; if indeed any of you has not already well deliberated and acted upon it."

These policies explain the rigid lines of promotion that John Fitch found in each department. He described the workforce as "pyramided and... held together by the ambition of the men lower down."

In this way, the steel companies opened up lines of motion in the early years of the century by creating job ladders. Employers claimed that each rung of the ladder provided the necessary training for the job above it, but the skilled jobs in the steel industry had been virtually eliminated and production jobs were becoming more homogenous in their content. If, as Charles Schwab said, one could learn to be a melter in six weeks, then certainly the training required for most jobs was so minimal that no job ladder only the minimum of job tenure were needed to acquire the necessary skills.

While technological development made it possible to do away with distinctions between skilled and unskilled workers, employers introduced divisions to avoid the consequences of uniform and homogeneous work force. The minutely graded job ladders were developed as a solution to the "labor problem," rather than a necessary input for production itself.

IV: The Redivision of Labor
While employers were developing new systems for managing their work forces, they also altered the definition of jobs and the division of labor between workers and management. They did this by revising the training mechanism for skilled workers, retraining the foremen, and changing their methods of recruiting managers. The result of these changes was to take knowledge about production away from skilled workers, thus separating "physical work" from "mental work." This further consolidated the employers' unilateral control over production, for once all knowledge about production was placed on the side of management; there would be no way for workers to carry on production without them. Frederick Winslow Taylor was one of the first theorists to discuss the importance of taking all mental skills away from the worker. In his book Principles of Scientific Management 1905), he gives a description of the division of knowledge in the recent past:

"Now, in the best of the ordinary types of management, the managers recognize the fact that the 500 or 1000 workmen, included in the twenty or thirty trades, who are under them, possess this mass of traditional knowledge, a large part of which is not in the possession of the management. The management, of course, includes foremen and superintendents, who themselves have been in most cases first-class workers at their trades. And yet these foremen and superintendents know, better than anyone else, that their own knowledge and personal skill falls far short of the combined knowledge and dexterity of all the workmen under them."

Taylor insists that employers must gain control over this knowledge. In his manual Shop Management, he says quite simply, "All possible brain work should be removed from the shop and centered in the planning or laying-out department."

Taylor suggested several techniques for accomplishing this. They were all based on the notion that work was a precise science, that there was "one best way" to do every work task, and that the duty of the managers was to discover the best way and force all their workmen to follow it. Taylorites used films of men working to break down each job into its component motions, and used stop watches to find out which was the "one best way" to do them. Taylor also insisted that all work should be programmed in advance, and coordinated out of a "planning department." He gives elaborate details for how the planning department should function; using flow charts to program the entire production process and direction cards to communicate with foremen and work men. These were called "routing" systems. One historian summarizes this aspect of scientific management thus:

"One of the most important general principles of Taylor's system was that the man who did the work could not derive or fully understand its science. The result was a radical separation of thinking from doing. Those who understood were to plan the work and set the procedures; the workmen were simply to carry them into effect."

Although most steel executives did not formulate the problem as clearly as Taylor, they did try to follow his advice. Around 1910, they began to develop "dispatch systems" to centralize their knowledge about production. These systems consisted of a series of charts showing the path of each piece of material as it made its progress through the plant and how much time each operation took, enabling the supervisors to know exactly where each item was any point in time.

At the same time that they systematized their own knowledge about production, the steel companies took that knowledge away from steelworkers. Previously, the skilled steelworkers, acting in teams, possessed all of the skills and know-how necessary to make steel. They also had had authority over their own methods of work. Now employers moved to transfer that authority to the foremen and to transfer that knowledge to a new stratum of managers. This section will describe and document that process, in order to show that this re-division of labor was not a necessary outgrowth the new technology, but rather was an adaptation by employers to meet their own needs, as capitalists, to maintain discipline and control.

1. The New Skilled Workers
As we have seen, the mechanization of production largely eliminated the role of the traditional skilled worker. However, the steel industry still needed skilled workers. Machines required skilled mechanics to perform maintenance and repair work. Also, certain skills were needed for specialized production processes which had not yet been mechanized. However, these skilled workmen were very different from the skilled workmen of the 19th century, who collectively possessed all of the skills necessary to produce steel. The new skilled workers had skills of a specific nature that enabled them to perform specific tasks, but did not have a general knowledge of the process of production. This new type of skilled worker had to be created by the employers.

One would think that finding skilled men should have been no problem because of the huge numbers of skilled workers who were displaced and down-graded in the 1890s. However, by 1905, employers' associations began to complain about the shortage of skilled men. The reason for this paradox is that when the employers destroyed the unions and the old social relations, they destroyed at the same time the mechanism through which men had received their training.

Previously, the selection, training, and promotion of future skilled steelworkers had been controlled by the skilled craftsmen and their unions. After the union was destroyed, the skilled workers were no longer able to hire and train their own helpers. Within a few years, employers, realizing that no new men were being trained, began to worry about their future supply of skilled workers.

In order to create new skilled workers, employers set up a training system that was an alternative to the union-controlled apprenticeship system of the past, known as the "short course." The "short course" involved a manager or superintendent taking a worker who had been in a department for long enough to get a feel for the process, and giving him individualized instruction in some specialized branch of the trade. By using the short course, employers could train men for specific skilled jobs in a limited period of time.

In this way, a new class of skilled workers was created during the first two decades of the 20th Century. These workers were selected by the employers, trained in a short period of time, and then set to work with their job-specific skill. These workers had skills which were only good for one job. They did not have the independence of the 19th Century skilled workmen, whose skills were transferable to other jobs and other plants. Nor did they have the generalized knowledge of the production process that skilled workers previously possessed. The knowledge they had was that which could serve their employer, but not that which could serve themselves. As Iron Age advertised in 1912:

"Make your own mechanics... The mechanics that you will teach will do the work your way. They will stay with you, as they are not sure they could hold jobs outside."

2. Changing Role of the Foreman
As the employers expanded their control over the process of production, they realized they had to develop an alternative means for exercising control on the shop floor. Just as they had taken knowledge about production away from the skilled workers, they also took away their authority over their own labor and that of their helpers. Now, the task of regulating production was transferred to the foremen, who previously only had authority over the pools of unskilled workers. Foremen were now seen as management's representatives on the shop floor. To do this, employers had to re-define the job of foreman and retrain the men who held those jobs.

In order to transfer authority to the foremen, the employers had to distinguish them from the skilled workers. This distinction had to be created; it did not evolve out of the new technology. Foremen were recruited from the ranks of the skilled workers; foremanship being the highest position to which a blue-collar worker could aspire. Once there however, steel employers had to re-educate them as to their role in production. The re-education began with convincing them not to do manual work, which was no easy task. An editorial in Iron Age in 1905 quotes one superintendent lecturing an audience of foremen as saying:

"You men have no business to have your coats off when on duty in your shops unless you are warm. You have no business to take the tools out of a workman's hands to do his work. Your business is to secure results from other men's work."

The editorial goes on to say why this is important:

"A man cannot work with his hands and at the same time give intelligent supervision to a gang of men, and a foreman who does this is apt to lose the control of his men while he is weakening the confidence of his employers in his ability as a general."

The foreman's job was to direct and correct the work but never to do the work himself. His authority depended upon that. Foremen, as the lowest ranking "mind" workers had to be made distinct from the manual workers. One steel company official likened the organization of authority to that of the "army, with the necessary distinction between the commissioned officers and the ranks."

The companies had to give their foremen special training courses in order to make them into bosses. These courses were designed to teach the foremen how to "manage" their men. One such course, at the American Steel and Wire Company, a U.S. Steel subsidiary, spent most of its time on that subject with only a few sessions on production techniques or economics.

This development was not unique to the steel industry throughout American industry; special foremen's training courses were becoming prevalent. Dr. Hollis Godfrey, President of the Drexel Institute in Philadelphia, the first private institution concerned solely with foremen's training, said that the purpose of foremen training was to:

"Make the skilled mind worker. The skilled mind worker is a little different proposition than the skilled hand worker, and a great many people are still wandering around in the differentiation between the two... From the foreman to the president right straight through, you have got one body of mind workers, and they do but two things: they organize knowledge and then they use the knowledge as organized."

Although foremen did little work, they also did little thinking. Most of their training was designed to teach them how to maintain discipline, techniques for handling men, developing "team work," deciding who to discharge and who to promote. They were the company's representative in the shop, and as the companies consolidated their power over the workers, the strategic importance of the foremen increased.

3. New Types of Managers
Just as the authority that the skilled workers had previously possessed was transferred to the foremen, their overall knowledge about production was transferred to a new class of managers, recruited from the public and private schools and their own special programs. These managers became the bottom rung of the management hierarchy.

Before 1900, most managers in the steel industry were men who had begun at the bottom and worked their way all the way up. Andrew Carnegie had insisted on using this method to select his junior executives. As he once said, boastingly, "Mr. Morgan buys his partners, I grow my own." Carnegie developed a whole partnership system for the management of his empire based on the principle of limitless upward mobility for every one of his employees.

Around the turn of the century, employers began to choose college graduates for their management positions. As one prominent steel official told a member of the British Iron and Steel Institute in 1903: "We want young men who have not had time to wear themselves into a groove, young college men preferably..."

This was not mere philosophy; the British visitors found on their tour that, of the 21 blast furnaces they visited, "18 were managed by college graduates, the majority of whom were young men."

Employers used publicly-funded technical colleges to train their new managers. Technical colleges were new, established with the support of the business community and over the protest of the labor movement. As Paul Douglas wrote in 1921:

"Employers early welcomed and supported the trade-school, both because they believed that it would provide a means of trade-training, and because they believed that it would remove the preparation for the trades from the potential or actual control of unions."

Some steel employers also set up their own schools. Technical training alone, however, was not sufficient to produce competent managers for steel factories. The young men also needed to know about steel-making. To meet this need, the steel companies developed a new on-the-job training program to supplement the formal learning of their young college graduates This program consisted of short rotations in each mill department under the supervision of a foreman or superintendent, which gave the men experience in every aspect of mill work before they were put in managerial positions. This program was called an "apprenticeship," and although it trained managers instead of workers, it was an apprenticeship by the original meaning of the word. It gave the apprentices knowledge of each stage of the production process.

By the 1920s, such methods were nearly universal through it the industry. Charles Hook, the Vice President of the American Rolling Mill Company, a U.S. Steel subsidiary, described his method for selecting and training managers in a speech of 1927 to the International Management Congress:

"The condition as outlined respecting the selection of the 'skilled' employee is quite different from the condition governing the selection of the man with technical education.

Each year a few second- and third-year (college) men work during the summer vacation, and get first-hand knowledge of mill conditions. This helps them reach a decision. If, after working with us for a summer, they return the next year, the chances are they will remain permanently... Some of our most important positions; positions of responsibility requiring men with exceptional technical knowledge filled by men selected in this manner."

The prospective managers, in short, were increasingly recruited from the schools and colleges, not from the shops.

In these apprenticeship programs, a distinction was often made between different types of apprentices, distinguished by their years of schooling. Each type was to be trained for positions at different levels of responsibility. For example, at the Baldwin Works, there were three classes of apprentices, such that:

"The first class will include boys seventeen years of age, who have had a good common school (grammar school) education ... The second class indenture is similar to that of the first class, except that the apprentice must have had an advance grammar school (high school) training, including the mathematical courses usual in such schools... The third class indenture is in the form of an agreement made with persons twenty-one years of age or over, who are graduates of colleges, technical schools, or scientific institutions..."

Thus, formal education was beginning to become the criterion for separating different levels of the management hierarchy, as well as separating workers from employers.

During this period, employers re-divided the tasks of labor. The knowledge expropriated from the skilled workers was passed on to a new class of college trained managers. This laid the basis for perpetuating class divisions in the society through the educational system. Recently several scholars have shown how the stratification of the educational system functions to reproduce society's class divisions. It is worth noting that the educational tracking system could not work to maintain the class structure were it not for the educational requirement that were set up at the point of production. These educational requirements came out of the need of employers to consolidate their control over production.

Within management, the discipline function was divided from the task of directing and coordinating the work. This is the basis for today's distinction between "staff" and "line" supervision. We must hypothesize that this division, too, had its origin in the desire of steel employers to maintain control over their low level managerial staff.

The effect of this re-division of labor on the worker was to make his job meaningless and repetitious. He was left with no official right to direct his own actions or his own thinking. In this way, skilled workers lost their status as partners, and became true workers, selling their labor and taking orders for all of their working hours.

V. To the Present
The labor system set up by the steel employers early in the century has not changed significantly since 1920. The essentials of the system; wage incentives, job ladders, welfare schemes, and a division of labor that kept skills highly job-specific have lasted to the present.

The only major change in the industry's labor relations has been the union organizing drive of the 1930s, culminating in the establishment of the United Steelworkers of America, affiliated with the Congress of Industrial Organizations (CIO). The union brought steelworkers job security and raised wages. For the first time, it gave workers a voice in the determination of working hours, working conditions, and fringe benefits. However, the presence of the union did not change the basic mechanisms of control that employers had established. Although the union was able to alter the manner in which employers exercised control, it never challenged the heart of this control as institutionalized in the labor system.

The effect of the union was to re-rationalize the wage structure which employers had set up earlier. By the 1930s, small changes in the content of different jobs had eroded the earlier system and left the wage structure exceedingly complex and chaotic. What the union did, under the direction of the War Labor Board during the 1940s, was to work with the employers to streamline the old hierarchical system through a mammoth effort to re-evaluate and re-classify 50,000 job titles. The result was that they pegged every job to one of 30 job classifications, which they put in a strict order with a 3.5 [cent] differential between them. This structure remains today, except the differential is now 7 cents.

The impact of the union on promotion policies was to do away with favoritism and insist that seniority be used to regulate promotion and bumping. This also served to rationalize the old structure, by giving it a basis in fairness rather than the foreman's whim. However, it did not get rid of the divisive effects of the job ladders themselves.

Unionization failed to change the re-division of labor through which employers took knowledge about the production process away from the workers. The union did demand a say in the establishment and operation of training programs, but it did not question the content of the training courses.

In contrast, the American Federation of Labor, in 1940, adopted a position on training that insisted on the use of apprenticeship instead of skill-specific training. The difference between the steelworker's union and the AFL position on training no doubt stems from the fact that the AFL was composed of craft unions, which were ever conscious of the monopoly-power of their craft skills, while the former was composed of steelworkers whose craft skills had been taken from them long ago. The steelworkers probably did not consider the possibility that their skills could be other than job-specific. Such was the success of the earlier re-division of labor.

The other side of this coin, as we saw earlier, was the transferring of generalized knowledge to the managers, and the use of educational requirements to distinguish managers from workers. A study by the International Labor Organization in 1954 found that in the United States

"More often than not, future supervisors are taken on by the companies as soon as they leave college and they start their careers with a spell of six months or a year as workmen in one of the departments in the plant."

The International Labour Organization in another found that the steel companies were still concerned with the problems of establishing status relations between supervisors and workers, and solved it by giving "supplementary training which is essential once supervisors have been appointed in order to raise and define their status in relation to their subordinates and to ensure that their activities and those of the management are fully coordinated."

The presence of the union did, however, make some difference regarding the authority of the foremen in the steel industry. The establishment of formal grievance procedures and seniority as a basis for promotion undercut the power that foremen had held in the shop floor.

VI. Conclusions
The period between 1890 and 1920 was a period of transition in the steel industry from a labor system controlled by the skilled workers to a labor system controlled by the steel employers. In that transition, the breaking of the skilled workers' union, which was the institutional expression of their control over the production process, was only the first step.

Once the union was destroyed, labor discipline became a problem for the employers. This was the two-fold problem of motivating workers to work for the employers' gain and preventing workers from uniting to take back control of production. In solving this problem, employers were creating a new labor system to replace the one they had destroyed.

All of the methods used to solve this problem were aimed at altering workers' ways of thinking and feeling; which they did by making workers' individual "objective" self-interests congruent with that of the employers and in conflict with workers' collective self-interest. The use of wage incentives and the new promotion policies had a double effect on this issue. First, they comprised a reward system, in which workers who played by the rules could receive concrete gains in terms of income and status. Second, they constituted a permanent job ladder so that over time this new reward system could become an accepted fact by new workers coming into the industry. New workers would not see the job ladders as a reward and incentive system at all, but rather as the natural way to organize work and one which offered them personal advancement. In fact, however, when the system was set up, it was neither obvious nor rational. The job ladders were created just when the skill requirements for jobs in the industry were diminishing as a result of the new technology, and jobs were becoming more and more equal as to the learning time and responsibility involved.

The steel companies' welfare policies were also directed at the attitudes and perceptions of the workers. The policies were designed to show the workers that it was to their advantage to stay with the company. This policy, too, had both short-term and long-term advantages for the steel employers. In the short run, it was designed to stabilize the work force by lowering the turnover rate, thus cultivating a work force who was rooted in the community and who had much to lose by getting fired or causing trouble. In the long run, the policies were supposed to prevent workers from identify lag with each other across company and industry lines, thus preventing the widening of strike movements into mass strikes.

Employers also sought to institutionalize and perpetuate their newly-won control over production by re-dividing the tasks of production so as to take knowledge and authority away from the skilled workers and creating a management cadre able to direct production. This strategy was designed to separate workers from management permanently, by basing that separation on the distinction between physical and mental work, and by using the educational system to reinforce it. This deterred workers from seeing their potential to control the production process.

Although this paper has concentrated on the steel industry, the conclusions it reaches are applicable to many other industries the United States. The development of the new labor system in the steel industry was repeated throughout the economy in different industries. As in the steel industry, the core of these new labor systems was the creation of artificial job hierarchies and the transfer of skills away from workers to the managers.

Technological innovations in every major industry around the turn of the century had the effect of squeezing the skill levels of the work force, turning most workers into semi-skilled machine operators. Paul Douglas, writing in 1921, found that the skill requirements were practically negligible in most of the machine building and machine using industries, especially the steel, shoe, clothing, meat-packing, baking, canning, hardware, and tobacco industries.

While jobs were becoming more homogeneous, elaborate job hierarchies were being set up to stratify them. Management journals were filled with advice on doing away with "dead-end" jobs, filling positions by advancement from below, hiring only unskilled workers for the lowest positions, and separating men into different pay classes. This advice was directed at the problem of maintaining "worker satisfaction" and preventing them from "restricting output"-i.e., fragmenting discontent and making workers work harder. Thus the creation of the internal labor market throughout American industry was the employers' answer to the problem of discipline inherent in their need to exert unilateral control over production. Were it not for that, a system of job rotation, or one in which the workers themselves allocated work would have been just as rational and effective a way of organizing production.

At the same time, employers began a process which they called the "transfer of skill." This meant giving managers the skills and knowledge that workers had previously possessed. They began to use technical colleges and set up their own programs to train managers in production techniques. This development was aided by the methodology scientific management, as Paul Douglas pointed out:

"The amount of skill which the average worker must possess is still further decreased by the system of scientific management. The various constituent parts of the system, motion study, the standardization of tools and equipment, the setting of the standard task, routing, and functional foremanship, all divest the individual operative of much of the skill and judgment formerly required, and concentrate it in the office and supervisory force."

Likewise, Samuel Haber, a historian studying the progressive period, says "The discovery of a science of work meant a transfer of skill from the worker to management and with it some transfer of power." Like the creation of job hierarchies, this transfer of skill was not a response to the necessities of production, but was, rather, a strategy to rob the workers of their power.

For the skills which were still needed on the shop floor, employers instituted changes in the methods for training workers that reduced their skills to narrow, job-specific ones. The basic social inefficiency of this policy should be obvious. In an era of rapidly changing products and production techniques, jobs and industries are constantly changing, causing major dislocations in the work force. Therefore, the rational job training policy would be to give people as broad a range of skills and understanding of modern technology as possible, so that they could be flexible enough to weather the shifts in technology and the economy through their capacity to change jobs. Instead, the system of job-specificity creates one aspect of what economist's label "structural unemployment" by molding workers to single skill-specific occupations. This policy wastes both individual lives and socially-useful labor power.

To varying degrees, the labor movement was aware of these developments while they were occurring. Many unions in the American Federation of Labor developed an early opposition to piece rates, and especially to bonus systems of Halsey, Taylor, and others. In 1903, the International Association of Machinists expressed their opposition to "work by the piece, premium, merit, (or) task," and prohibited its members from accepting such work. In 1906, the Brotherhood of Locomotive Engineers successfully refused to accept the bonus system of the Sante Fe Railroad. In 1907, the Molders Union, the Boot and Shoe Workers, and the Garment Workers all resisted the bonus and premium systems. In general, unions opposed both the piece work and the bonus systems, although an opinion poll of union policies conducted in 1908-09 showed that "unions almost without exception prefer the straight piece system to premium or bonus systems." In 1911, the Executive Council of the American Federation of Labor passed a resolution condemning "the premium or bonus system (because it would) drive the workmen beyond the point necessary to their safety."

The growing opposition to scientific management in the labor movement went beyond a critique of the speed-up aspects of the bonus system. Samuel Gompers, founder and president of the AFL, was aware that Taylor's system meant the elimination of the role of the skilled craftsmen upon which the entire AFL was based. After reading Taylor's book Shop Management, he wrote to AFL Vice-President Duncan in 1911 that "1 have no doubt that it would mean (the destruction of unionism) for it would reduce the number skilled workers to the barest minimum and impose low wages upon those of the skilled who would be thrown into the army of the unskilled."

The Machinists' Union was one of the more vocal in its fear of this aspect of scientific management. According to Milton Nadworny, in his book Scientific Management and the Unions, the IAM's "Official Circular No. 2":

"Revealed the craftsman's fear of a system which not only instituted a revolutionary approach to work, but which threatened to reduce his importance in the shop. The machinist, it contended, was no longer required to use his skilled judgment; the planning department provided full instructions; no longer was his 'honor' relied upon the stop watch determined the time of his job. To complete the scheme, the possibility of organized retaliation against the system was prevented because only individual bargaining was permitted."

The Industrial Workers of the World had an even deeper understanding of the new labor system that was emerging and the dangers it posed to the working class as a whole. In the Manifesto of 1905, announcing the IWW founding convention, they warned that:

"Laborers are no longer classified by difference in trade skill, but the employer assigns them according to the machine to which they are attached. These divisions, far from representing differences in skill or interests among the laborers, are imposed by the employers that workers may be pitted against one another and spurred to greater exertion in the shop, and that all resistance to capitalist tyranny may be weakened by artificial distinctions."

The IWW understood the full implications of the developments of hierarchy at the point of production. However, they failed, as has every other labor organization in this century, to develop a successful strategy for countering it on the shop floor.

Under the old labor market system, the capitalists reaped profits from the production process but did not direct production themselves. The transition that this paper has described is the process by which capitalists inserted themselves into a central position of control over production. As Karl Marx, in writing about this transition, put it, "In the course of this development, the formal subjection is replaced by the real subjection of labor to capital."

Labor market institutions are best understood in their historical context, as products of the relations between classes in capitalist society. Labor market institutions are both produced by and are weapons in the class struggle. Technology plays only a minor role in this process. Technological innovations by themselves do not generate particular labor market institutions; they only redefine the realm of possibilities. The dynamic element is the class struggle itself, the shifting power relations between workers and employers, out of which the institutions of work and the form of the labor market is determined.

The institutions of labor, then, are the institutions of capitalist control. They could only be established by breaking the power of the industrial craftsmen. Any attempt to change these institutions must begin by breaking the power the Capitalists now hold over production. For those whose objective is not merely to study but to change, breaking that power is the task of today. When that is done, we will face the further task of building new labor institutions, institutions of worker control.

Text from www.prole.info, originally from The Rise of the Workers Movement, edited by Root & Branch.

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The United States and Indochina - Paul Mattick

Paul Mattick writes for Root & Branch: The Rise of the Workers' Movements (1975), pp. 174-207.

Submitted by UseValueNotExc… on December 6, 2021

The origins of the war in Indochina are to be found in the results of the Second World War. Waged in Europe, Africa, and East Asia, World War II turned America into the strongest capitalist power in both the Atlantic and the Pacific areas of the world. The defeat of the imperialist ambitions of Germany and Japan promised the opening up of new imperialist opportunities for the United States, which emerged from the conflict not only unimpaired but enormously strengthened. America's opportunities were not limitless, however; concessions had to be made to the Russian wartime ally, which formed the basis for new imperialistic rivalries and for the ensuing "cold war." The postwar years were marked by the two great powers' attempts to consolidate their gains. This excluded further unilateral expansion that would destroy the new power relationships. To that end, America assisted in the reconstruction of the West European economies and the revival of their military capacities, as well as in the rebuilding of Japan under her tutelage.

The Second World War provided an opportunity for the colonial and semi-colonial nations of East Asia to gain their political independence. The British, French, Dutch, and Japanese colonizers lost their possessions. At first, the national liberation movement was welcomed by the Americans as an aid in the struggle against Japan, just as at first the Japanese had supported this movement as a means to destroy the European colonizers. Even after the Japanese defeat, the United States displayed no serious intentions to help the European nations to regain their colonies. The Americans were fully convinced that they would inherit what their European allies had lost, if not in the political then in an economic sense.

The Chinese revolution altered the whole situation, particularly because at that time it appeared as an extension of the power of the new Russian adversary and as the expansion of a socio-economic system no longer susceptible to foreign exploitation through the ruling world market relations. The needs of the American imperialists were clear: short of war, they would have to contain China in Asia, as they contained Russia in Europe. This necessitated a system of Asian alliances such as the Atlantic Pact provided for Europe.

Capitalism and Imperialism

Capital is international. The fact that its historical development paralleled that of the nation state did not prevent the establishment of the capitalist world market. However, due to political interventions by which national bourgeoisies defend themselves against competitor nations, the concentration of capital was, and is, more difficult to achieve on an international than on a national scale. Even capitalist crises, world-embracing accelerators of the concentration process, needed the additional measures of imperialistic wars to extend the national concentration process to the international scene. The capitalistic organization of the world economy is thus a contradictory process. What it brings about is not the final accomplishment of capitalist world unity but capital entities competing more and more destructively for the control of always larger parts of the world economy.

This process is inherent in capital accumulation, which reproduces the fundamental capitalist contradictions on an always larger scale. With capital accumulation still the determining factor of social development, we re-experience more extensively and more intensely the experiences of the past with respect to both competition and the internationalization of capital. To regard the world as destined for private exploitation is what capitalism is all about. If, at the beginning, it was predominantly a question of exporting commodities and importing cheap raw materials, it soon turned into the export of capital for the direct exploitation of the labor power of other nations and therewith to colonization in order to monopolize the new profit sources.

The end of the colonial system did not remove the twofold capitalist need to expand internationally and to concentrate the profits thereby gained into the hands of the dominant national capital entities. Because capitalism is both national and international it is by its very nature imperialistic. Imperialism serves as the instrumentality for bridging national limitations in the face of pressing international needs. It is therefore silly to assume the possibility of a capitalism which is not imperialistic.

Of course, there are small capitalist nations which flourish without directly engaging in imperialistic activities. But such nations, operating within the frame of the capitalistic world market, partake, albeit indirectly, in the imperialistic exploits of the larger capitalist nations, just as — on the domestic scale — many small subcontractors profit from business given to them by the large prime contractors producing for the war economy. Not all capitalist countries can expand imperialistically. They find themselves more or less under the control of those nations which can, even if this control is restricted to the economic sphere. It is for this reason that some European observers see a form of neo-colonialism in the recent expansion of American capital in Europe, and others press for a more integrated Europe able to act as a "third force" in a world dominated by imperialist powers.

The contradiction between the national form of capital and its need for expansion, which recognizes no boundaries, is intertwined with the contradiction between its competitive nature and its urge for monopolization. In theory, a competitive economy flourishes best in a free world market. Actually, however, competition leads to monopoly and monopolistic competition, and the free world market leads to protected markets monopolized by political means. Monopolistic competition implies imperialistic struggles to break existing monopolies in favor of new ones. The economic form of competition takes on political expressions and therefore ideological forms, which come to overshadow the economic pressures which are their source.

This transformation of economic into political-ideological issues has become still more confounded through the modifications of capital production brought about by way of social revolutions. The planned economies of Russia, China, and their satellites not only disturbed the monopolistically controlled world market but tended to prevent its further expansion under private-capitalist auspices. To be sure, there was not much capitalization in the underdeveloped parts of the world. International capital concentration resulted in the rapid development of existing capital at the expense of potential capital in subjugated countries. Lucrative markets, and cheap foodstuffs and raw materials, increased the profit rates in the manufacturing nations and therewith hastened their capital accumulation. Beyond that, however, it was expected that a time would come when further expansion of capital would include its intensified extension in the underdeveloped parts of the world.

Capital is not interested in the continued existence of industrially-underdeveloped nations per se. It is so interested only to the extent that this state of affairs proves to be the most profitable. If a further development of backward countries should be more profitable than, or equally as profitable as, investments in advanced nations, capitalists will not hesitate to foster their capitalist development just as they hastened it in their own countries. Whether or not this could ever become a reality under the conditions of private-capital production is a question the capitalists cannot raise, for their own continued existence is clearly bound up with the capitalization of the underdeveloped nations. They thus cannot help seeing in the formation and expansion of state-controlled systems a limitation of their own possibilities of expansion and a threat to their control of the world market. For them "communism" means the formation of super-monopolies which cannot be dealt with by way of monopolistic competition and have to be combatted by political-ideological means and, where opportune, by military measures.

In their opposition to "communism," the capitalists do not merely object to a different economic system. They also condemn it for political and ideological reasons, especially since, convinced as they are that the economic principles of capitalism are universal principles of economic behavior, their violation seems a violation of human nature itself. They do not and can not afford to understand the dynamics and limitations of their own social system. They see the reasons for its difficulties not in the system itself, but in causes external to it. From this point of view, it is the erroneous and depraved creed of communism which subverts society and robs it of the possibility of working itself out of whatever difficulties arise. It is thus not necessary that the capitalists, their apologists, and all the people who accept the capitalist ideology be aware of the fact that it is the ordinary business of profit-making which determines the national and international capitalist policies.

Neither is it necessary for the capitalist decisionmakers to comprehend all the implications of their activities in the defense of and, therefore, the expansion of their economic and political powers. They know in a general way that whatever lies outside their control endangers their interests and perhaps their existence and they react almost "instinctively" to any danger to their privileged positions. Because they are the ruling class, they determine the ruling ideology. They will thus explain all their actions in strictly ideological terms, taking their economic content for granted and as something not debatable. Indeed, they may never make a conscious connection between their political convictions and their underlying economic considerations, and may inadvertently violate the latter in satisfying their ideological notions.

The capitalists are not Marxists, which is to say that they must defend, not criticize, existing social relationships. Defense does not require a proper understanding of the system; it merely demands actions which support the status quo. Marxists, whose viewpoint includes criticism of existing conditions, often assume that all capitalistic activities are directly determined by capitalistic rationality, that is, by the immediate need to make profit and to accumulate capital. They will look for directly-observable economic motives behind the political activities of capitalist states, particularly in the international field. When such obvious reasons are not directly discernable [sic], they are somewhat at a loss to account for imperialist aggression. In the case of Indochina, for example, the apparent absence of important economic incentives for American intervention has been a troublesome fact for Marxist war critics. This was seemingly mitigated only by the recent discovery of offshore oil potentials, which are supposed to explain, at least in part, the continued interest of big business in a victorious conclusion of the war. It is clear, however, that the Indochina war was there, and would be there, without this discovery and explanations must be found other than some definite but isolated capitalistic interests.

The apologists of capitalism utilize this situation to demonstrate that it is not the capitalist system as such which leads to imperialism, but some aberration thrust upon it by forces external to itself. They speak of a "military-industrial complex," conspiring within the system to serve its particularistic interests at the expense of society as a whole. In their view, it is one of the institutions of society, not capitalism itself, which is responsible for the war through its usurpation of the decision-making powers of government. Whereas the war — far from being waged for profits, current or expected — is an enormous expense to the American taxpayers and therefore senseless, it does directly benefit the particular group of war profiteers in control of government. Specific people, not the system, are to blame, for which reason all that is necessary to end the aberration is a change of government and the emasculation of the "industrial-military complex."

There is, of course, truth in both these assertions, namely, that imperialism is economically motivated and that it is spearheaded by groups particularly favored by war. But by failing to relate these explanations to the fundamental contradictions of capital production, they fail to do justice to the complexity of the problem of war and imperialism. Neither the production nor the accumulation of capital is a consciously-controlled process on the social level. Each capitalist entity, be it an entrepreneur, corporation, conglomerate, or multinational enterprise, necessarily limits its activities to the enlargement of its capital, without regard to or even the possibility of having regard for, social needs and the course of social development. They are blind to the national and international social consequences of their relentless need to enlarge their capital. The profit motive is their only motive. It is what determines the direction of their expansion. Their enormous weight within society determines social policies and therewith the policies of the government. This implies, however, that government and society itself operate just as blindly with respect to its development as each separate capital entity with regard to its profit needs. They know what they are doing, but not where it will actually lead them; they cannot comprehend all the consequences of their activities.

These consequences may include war and war may be initiated not because of some definite economic expectations, such as possession of specific raw materials, entry into new markets, or the export of capital, but because of past economic policies whose consequences were not foreseeable. This is quite clear, of course, in the case of imperialistic interventions in defense of capitalist property which stands in danger of being expropriated, or has been expropriated, in nations which try to gain, or regain, some measure of independence in economic as well as in political terms. This explains recent interventions such as those in Guatemala, Cuba, the Dominican Republic, the Congo and so forth. It is not clear with respect to the intervention in Indochina, where the United States' economic interests were minimal and their possible loss of no consequence to her economy. Yet this intervention, too, was the unforeseen outcome of past economic developments, even though it cannot be related to any immediate and specific economic needs or opportunity on the part of American capitalism.

Imperialism and the "Mixed Economy"

Competition and the international capital concentration process leads to war between capitalist nations; and, indeed, is a form of international capital competition. But with this difference, that it involves not only economic interests of nationally-organized capital groups but also the defense, or destruction, of different social structures as, for instance, in the case of the transformation in Eastern Europe of hitherto private-property systems into systems characterized by state-ownership. A "civil-war" element thus enters the imperialist rivalries, even if this type of "civil-war" is carried on not within, but between, nations. "Communism" is to be fought internally as well as externally. The amalgam, "anti-communism," covers any and all movements and aspirations that threaten either the existence or the future of private capital.

This has been America's general policy since 1945, which no change in administration has altered. Although co-determined by specific capitalist interests able to influence government policies, the general policy springs directly from the expansion requirements of private capital accumulation and, short of the abolition of the market system itself, cannot be changed. A specific interest may be lost — like, for instance, the investments and the business of Cuba — while similar interests may be preserved by the occupation of the Dominican Republic, or the overthrow of the Guatamalan [sic] government. But the general policy must be directed toward the extension of America's role in the world economy and the simultaneous limitation of newly-arising state-capitalist systems of production.

The American economy is geared to the world market, of which it requires an increasingly larger share as U.S. capital expands. If this share contracts — and it is bound to contract, should more nations turn away from the American-dominated world market towards a kind of "second world market" which restricts, or excludes, the exploitation of less-developed nations by the developed ones — it will force the internal American development into isolation and in the direction of a state-controlled economy.

There is only one way to secure the capitalist market economy and that is through the continuous expansion of capital. It is this expansion which is the secret of its prosperous stages of development, just as lack of expansion results in its periods of depression. Capital development has been an alternation between prosperity and depression, the so-called business cycle. For American capital, however, the last big depression, that of 1929, did not lead to a new period of prosperity but to an era of relative stagnation and decline, which was overcome only through the transformation of the economy into a war economy, that is, the growth of production not by way of capital accumulation, but through the accumulation of the national debt and production for "public consumption" such as is required by war and preparation for war. But just like the Great Depression before, the war failed to restore a rate of capital expansion sufficient to assure the full utilization of productive resources and the available labor power. The government saw itself forced to continue its support of the economy by way of deficit-financed public expenditures which, given the nature of the capitalist system, are necessarily non-competitive with private capital and therefore largely arms expenditures. The "cold war" in the wake of the real war provided the rationale for this type of compensatory production.

Any significant decrease in government spending in the post-war world led to economic contraction which could be terminated only through the resumption and increase of government expenditures. The American economy, in other words, continued to stagnate, necessitating a relatively faster growth of the so-called "public sector" at the expense of the economy's "private sector." Unless a way should be found to reverse this development, it implies — in the long run — a slow transformation of private-enterprise capitalism into state-controlled capitalism, and a consequent shift of social power relations.

The dynamics and limitations of the "mixed economy" are too complex a problem to be discussed here1 . It must suffice to say that waste-production and the accumulation of the national debt is not an accumulation of additional, profit-yielding means of production. It does expand production but not the production of profits, even if the favored contractors of government orders increase their profitability at the expense of the total social profits. That this type of production must be resorted to indicates a malfunctioning of the capitalist economy. It is a sign not of health but of sickness, and must be kept within definite bounds if it is not to destroy private capital production altogether. But to keep it within these definite bounds means to try to accomplish on a world scale what can no longer be sufficiently accomplished at home, namely, to increase the mass of profit in relation to the existing mass of capital. Just because of its "mixed character," the American economy is being forced more than before to augment an internal insufficiency of profit-production by an increase of profits from abroad. The American economy thus becomes increasingly more aggressive in its attempt to keep the world open to exploitation.

It has been said that "the familiar national aggregates — Gross National Product, national income, employment, etc. — are almost entirely irrelevant to the explanation of imperialist behavior," and that it makes no difference "whether the 'costs' of imperialism (in terms of military outlays, losses in wars, aid to client states, and the like) are greater or less than the 'returns,' for the simple reason that the costs are borne by the public at large while the returns accrue to that small, but usually dominant, section of the capitalist class which has extensive international interests." 2 Although this train of thought insists on the reality of imperialism even though it "doesn't pay" the nation, but merely those capitalists engaged in foreign business, it turns imperialism into the private domain of a segment of the capitalist class powerful enough to determine foreign policies to the detriment of the capitalist society as a whole.

In this theory the tail of imperialism seems to wag the dog of capitalism. And this despite the authors' discovery — contrary to traditional views, they believe — that imperialism is not the result of a pressing need for capital exports but rather of the pleasures of capital imports, for the authors show convincingly that "for the United States as a whole the amount of income transferred to the United States on direct investment account far exceeded the direct capital outflow."3 This, of course, is the point of capital exports as it is of all capitalist activity and is no argument against the idea that capital export dominates imperialist policy. While the relatively small amount of past capital exports points to the fact that, with the exception of the extraction industries, capital investments proved generally more profitable in developed than in underdeveloped countries, it is nonetheless expected that the future will reverse, or equalize, the situation. But in order to meet such a future, the world must remain open to private enterprise. Imperialism is thus a precondition for capital exports which, in turn, are preconditions for the exploitation of an increasing quantity of labor-power, and this, again, is a precondition for an enlarged international trade. On the other hand, of course, the capitalist concentration and centralization process prevents the homogenization of world economy, i.e., the capitalist development of underdeveloped countries, and divides the world, as it does the population in each nation, into haves and have-nots. But this general tendency of the capital accumulation process does not free the capitalists from the compulsive need to strive for an accelerated capital expansion on an international scale.

It is not just to safeguard the "returns" of special interests that the American government accepts the much larger "costs" of imperialism. It suffers the latter in order to increase the former in the hope of changing an over-all loss into an over-all gain. This might be a hopeless task — and in my opinion it is a hopeless task — so that, practically, the whole imperialistic effort might accomplish nothing more than safeguarding the "returns" of special interests, or not even that. In the Baran-Sweezy theory, however, imperialism appears not as a necessary product of capitalism but as the work of a special capitalist group looking for profits abroad even though their private gain implies a social loss. It follows from this that capitalist society would be better off without imperialism, i.e., without this particular capitalistic group. Actually, however, even a non-imperialist America would be forced to subsidize the dominant capital groups by way of government purchases, if only to avoid the depression conditions of a declining rate of capital expansion. These subsidies have to come out of total production; the "returns" of the subsidized capital imply the social "costs" of waste-production. This is precisely the dilemma in which capitalism finds itself and which it tries to overcome by external expansion.

The "national aggregates" of which the Baran-Sweezy theory speaks, and which it absolves from all responsibility for American imperialism, are a composition of profitable and non-profitable production, i.e., of market-production and government-induced production for which there is no market. The profits of market production are realized on the market and the "profits" of government-induced production are "realized" through government purchases with money borrowed from private capital. In other words, private capital "pays" itself by way of "government payments." As there is, in fact, no payment at all, the whole process is one of expropriation, and because capital and its government are an entity, it is a partial self-destruction of capital.

This "self-destruction" is, of course, a destruction in value, though not in material terms, for the productive apparatus is not altered thereby. Only it yields less in profits than it would if fully employed for private account; or, it yields no more than it would if there were no government-induced production. In other words, the yield through government-induced waste-production is illusory, and the larger the capital grows through government-induced production, the less the real yields, and the greater the illusory ones.

The illusion can be sustained, however, because of the fact that money, even in its non-commodity form, is considered a commodity-equivalent. Because all economic functions are money functions, it does not make any difference to the individual, or the individual corporation, whether they produce for the government or for the market, for in either case they realize their profits in money terms. Considering the national economy, however, it is clear that the money-value of total production — both market- and government-induced production — is necessarily larger than it would be in the absence of government-induced production. The whole production, whether profitable or not, is expressed in money terms as if there were no difference between profitable market-production and nonprofitable waste-production, as if production destined for destruction could be counted as an addition to the national wealth. Yet the real capitalist wealth is no greater than the money-values comprising the marketable part of production. It simply appears greater than it is, because the expense of waste-production is being counted as income, merely because of the government's power to inject money into the economy. But the borrowing of money cannot change an expense into an income, and the larger wealth in money terms represents a smaller capital in real terms.

The "false" character of a prosperity induced by government purchases is being betrayed by the steady devaluation of money and a continuous increase in the national debt. Both occurrences constitute, so to speak, the "price" of such a "prosperity"; it must be paid at the penalty of crisis, and this "price" is constantly increased, however slow at times, because the same conditions which make the "false" prosperity possible also make it increasingly more difficult to regain a "true" prosperity, i.e., an accelerated private capital expansion.

If we lift the money veil that covers all capitalistic activity, it is apparent that the "familiar national aggregates" are indeed able to explain imperialistic behavior. The increasing amount of waste-production which is required for an approximately full use of productive resources reduces the real mass of profits while maintaining or increasing its money-expression, a condition which can be altered only by an expansion of private capital relatively faster than that of waste-production. But the expansion of capital implies its extension in space. If waste-production in the form of war-expenditures were able to create conditions for an accelerated international capital expansion, it would not be waste-production from a capitalist point of view but merely an expense of exploitation. But even such a cynical notion would rest on the illusion that capitalism in general and American capital in particular, has no inherent limitations and no historical boundaries.

Capitalists and their government act, however, upon the optimistic hypothesis. Even if they should recognize the general trend of social development toward the dissolution of the market system, they still have to act as if the trend were non-existent, or as if it could be reversed. Their actions are determined by the trend, that is, these actions are devoted to the containment and destruction of socioeconomic systems not their own. Their imperialism is not an aberration but a necessity for securing the specific class relations of private-property capitalism. They are not making so many "mistakes" by rushing all over the world to secure the direct, or indirect, control of weaker countries, but they are living up to their capitalistic responsibilities which include imperialism. In the case of the United States the optimism is particularly prevalent because of its rapid development, aided by two world-wide wars, and its present overwhelming superiority vis-Ã -vis other nations. Precisely for this reason it is the most imperialistic power in the world today. It can afford more waste-production than any other nation and can, for that reason, assume that it is possible to turn its losses into future gains by dominating an increasing share of the world economy.

Even if the "mixed economy" has found acceptance as a probably unavoidable modification of the capitalist system, the "mix," that is, governmental interventions in the economy, are supposed to be only such as benefit private capital. To keep it that way, interferences in market relations must be limited on the national as well as on the international level. A general expansion of government production internally would spell the certain end of corporate capitalist property relations, just as the extension of a state-determined social system of production within the world economy points toward the contraction of the free-enterprise economies. The necessity of containing the spread of "communism," that is, of state-controlled systems, is thus related to the necessity of restricting governmental interventions in the economy within each private-capitalist nation. With more nations adopting the state-controlled form of capital production and thereby limiting the expansion of private capital, insufficient expansion of the latter calls forth more intensive government interventions in the private-capitalist nations. To halt the trend toward state-capitalism in the market economies requires the containment and possibly the "roll-back" of the already-established state-capitalist systems. But while at home the capitalists control their governments and thus determine the kind and degree of the latter's economic interventions, they can only halt the dreaded transformation abroad either by gaining control of the governments of other nations or by imperialistic military measures.

Capitalistically, war makes "sense" if it serves as an instrument for bringing forth conditions more favorable for a further expansion and extension of capital. War or no war, short of an accelerated rate of private capital expansion, there is only the choice between a deepening depression and the amelioration of conditions through the further extension of nonprofitable "public" expenditures. But whereas war may eventually yield the preconditions for an American penetration into other parts of the world, including East Asia, and its present expense be recompensed by future profits, public expenditures for other purposes do not have such effects. Experience shows that war does open up possibilities for further capital expansion. From a consistent capitalist standpoint a successfully waged war is more "rational" than a steady drift into economic decline.

There is, then, no special reason for America's intervention in Indochina, apart from her general policy of intervening anywhere in the world in order to prevent political and social changes that would be detrimental to the so-called "free world," and particularly to the power which dominates it. Like an octopus, America extends her tentacles into all the underdeveloped countries still under the sway of private-capitalist property relations to assure their continued adherence to the free enterprise principle or, at least, to the old world-market relations which make them into appendages of Western capitalism. She tries to rally all pro-capitalist forces into various regional alliances, arms and finances the most reactionary regimes, penetrates governments, and offers aid, all to halt any social movement which might strive for the illusory goal of political and economic self-determination. Because self-determination is not a real possibility, the United States recognizes that attempts to attain it could only result in nations' leaving the orbit of Western capitalism to fall into that of the Eastern powers. By fighting self-determination and national liberation, America is simply continuing her War against the Russian and Chinese adversaries.

Nationalism and Self-Determination

Separately, none of the small nations which have experienced American intervention endangered the United States' hegemony in world affairs to any noticable [sic] extent. If they were hindered in their attempt to rid themselves of foreign domination and of their own collaborating ruling classes, this was because America recognizes that their revolutionary activities are not accidental phenomena, but so many expressions of an as yet weak but world-wide trend to challenge the capitalist monopolies of power and exploitation. They must, therefore, be suppressed wherever they arise and conditions that will prevent their return must be created, quite apart from all immediate profit considerations. In this respect, the present differs from the past in that while imperialist interventions used to serve to create empires within a world system, such interventions today serve the defense of capitalism itself.

At first glance, America's gains in Asia are quite impressive. She has not only regained the Philippines and destroyed Japan's "co-prosperity sphere," but found entry into nations that only a few years ago had been monopolized by European powers. With the aid of a reconstructed Japan, now allied to the United States, it seemed relatively easy to keep China out of Southeast Asia and secure this part of the globe for the "free world" in general and the United States in particular. But the "communist" enemy was to be found not only in China but to a greater or lesser extent in all the countries of the region, achieving by subversion what could ostensibly no longer be achieved by more direct procedures. Securing America's newly-won position in Southeast Asia thus required the destruction of native national forces which saw themselves also as communist movements and wished to emulate the Russian and Chinese examples rather than adapt themselves to the ways of Western capitalism.

Who are the people that the American government wants to keep "free" and "prosperous," and who so obstinately refuse — a large majority of them — to avail themselves of America's generosity? For a hundred years these people experienced enough of "the white man's burden" to know that "freedom" and "prosperity" can only be gained through their own efforts and the destruction of colonialism. World War II gave them the opportunity, and nationalism brought independence. But from the very beginning this nationalism was of a special kind; it involved not only opposition to foreign oppression but opposition to the native ruling classes as well. The national revolution was at once a social revolution. The nationalists, though united against foreign overlords and their native collaborators, were split on issues concerning the structure of the decolonized nation. There was a "right" and a "left" wing; the first, striving for no more than national liberation; the second, for combining it with social change. "Behind the seeming unity to nationalism there was a latent cleavage which was likely to come to the open after the attainment of the primary aim. Even during the nationalist struggle this conflict between the right and left was quite clearly distinguishable."4

Like the Far East as a whole, Southeast Asia is predominantly agricultural. Per capita income levels are abysmally low. "The combined gross national product of the Far East free world and Communist countries — containing more than one-half the world population — is only two-fifths that of the United States." 5 The level of consumption is lower than for any other region of the world. Plantation or estate agriculture is small when compared with that cultivated by peasants, but production in estate agriculture is market-oriented and nearly all of it destined for foreign trade. Peasant agriculture is subsistence-oriented — nearly all of production is consumed by the producers. Peasant holdings are generally limited to only a few acres whereas plantations frequently range up to several thousand acres in size. Family-farming characterizes the peasant holdings, while the plantations depend upon hired labor. To stay competitive, the plantations tend to displace labor through increased mechanization.

At the time of the European conquest, Southeast Asia represented a two-class system — a vast peasantry ruled over by an aristocracy. The Europeans availed themselves of the services of the latter to consolidate their own domination. The peasants' surplus-labor sustained the whole social edifice. The plantation system and the industries introduced by Europeans eroded the subsistence economy, and consumer goods manufactured in Europe displaced native handicrafts. Capitalist enterprises impoverished the peasantry by taking more out of the economy than it imported in return, and by the creation of an "agricultural proletariat" out of the local peasantry and through the importation of foreign laborers. Economic changes brought with them a new urban middle class which soon acquainted itself with European ideas of nationalism and with Marxism (in its ideologized Russian version). The new middle class began to envision independence and development not in the laissez-faire terms of the relatively unimportant native bourgeoisie, but in the direction of a state-capitalist, or state-socialist, system such as that which accounted for the rapid development of the Russian economy.

The new socialistically-inclined middle class of professionals, intellectuals and bureaucrats, allied to urban working-class elements, must find support in the peasant population in order to be able to realize its concept of social development. The revolutionary program is thus, first of all, a peasant program, promising the abolition of their misery. Concretely, this implies that less must be taken away from them than had been customary. And this means lower taxes, the reduction or elimination of rent for tenant farmers, confiscation of large landholdings and their distribution among land-poor peasants, the availability of credit at less than the usual usurious rates of interest, and the elimination of trading monopolies — which are mostly in the hands of the Chinese — in favor of cooperative trading centers. On the other hand, of course, the long-run needs of the nation as a whole depend on an increase in agricultural productivity, on a larger agricultural surplus, and the setting free of agricultural labor to ensure industrial development which, in turn, will raise the productivity of agriculture through cheap fertilizers, irrigational systems, machines, electric power, and so forth. Still, the basis for this process is a greater surplus out of agricultural production, which involves the revolutionaries in the contradictory task of bettering the lot of the peasants only to increase their exploitation. But as first things come first, the immediate needs of the peasants are emphasized. Everything else had to await the taking of power and its consolidation by a new regime, which will then try, by force and persuasion to integrate agricultural and industrial policies in the interest of national development.

During and shortly after the years of colonial revolt, the Vietnamese revolutionaries were quite moderate in their agricultural policies as well as in their attitude toward private trade and industry. Only enterprises belonging to the old colonial administration were nationalized; only landowners opposing the Viet Minh were expropriated and their land given to the peasants. It was not until it had been in existence for ten years that the Democratic Republic of Vietnam spoke of the total nationalization of industry and the collectivization of agriculture as an ultimate goal. Meanwhile, there has been some "socialist" and some nonsocialist cooperative farming and there are still many private peasant holdings. Collectivization is largely inhibited by the expectation of North and South Vietnam's eventual unification and the need to keep this project attractive to the South Vietnamese peasants. All newly-developed industries, however, are state-owned and foreign trade and banking are government monopolies. A complicated pricing system, partly manipulated and partly left to market forces, assures some degree of economic control. There is free buying and selling and there are obligatory deliveries, mainly with regard to rice and grain production, which amount to between 12 and 24 percent of produced quantities. Wages are partly fixed and partly left to bargaining. All in all, the economy as a whole is still closer to a Western market economy than it is to the more rigid and controlled systems such as prevail in Russia and China. The conditions for a complete state-socialist system simply do not exist as yet and this is more a political goal than a developing reality.

Since they are not as yet frozen into rigid social institutions such as prevail in the advanced state-capitalist systems, the political regimes of the Southeast Asian nations, including North Vietnam, appear to be still reversible; American agencies were operating to bring this about by internal subversion and external aggression. Given the weak social status of the rising native bourgeoisie, it is clear that the political structures of the emerging nominally-democratic nations will be as authoritarian as they are in the nominally-communist nations. Both "communism" and "democracy" are thus of a purely ideological character, indicating no more than two different development tendencies — the one toward state-capitalism and therewith away from Western domination, the other towards a market economy to be incorporated into the neo-colonial structure of Western capitalism.

Not only in Southeast Asia but quite generally, national liberation for most underdeveloped countries does not alter their economic dependency on other capitalist nations. Being already inextricably "integrated" into the capitalist world market, and being incapable of a self-sustaining existence, they remain as a so-called "third world" an object of imperialistic competition. Their national-revolutionary exertions are largely dissipated in internal political struggles instead of being utilized in an actual reorganization of their socioeconomic structures. Their future appears to be bound up with the changing fortunes of imperialist power relations, which will find them either on one side or the other of the warring social systems and imperialist powers.

The social revolutions against foreign and national exploitation are objectively limited by their national character and by a general backwardness, which caused the social upheavals in the first place. Whatever else such revolutions may accomplish, they cannot lead to socialism as an alternative to modern capitalism. They are only one of many expressions of the disintegration of the capitalist market economy as a world system, but they cannot bring forth a social system of the kind envisioned by Marxian socialism. It is only as an element of disintegration that they support the general need for a more rational social system of production than that provided for by capitalism. Their own problems cannot be solved apart from the problems that beset the advanced part of the capitalist world. The solution lies in a revolutionary change in the capitalist world, which would prepare the way for a socialist integration of the world economy. For just as the underdeveloped countries cannot develop socialistically in a world dominated by capital production, so they could not develop capitalistically in a world dominated by socialist systems of production. The key to the development of the underdeveloped nations is the socialist transformation of the advanced capitalist world.

But if this is the key, it does not seem to fit the real situation. While it is quite obvious that the industrially-advanced parts of the world have the means to industrialize the underdeveloped regions of the world in a rather short time and to eliminate hunger and poverty almost immediately merely by diverting the world's waste-production, or even just the expense of its arms production, into productive channels where they can serve human needs, there are as yet no social forces in sight willing to realize this opportunity and thus bring peace and tranquility to the world. Instead, the destructive aspects of capital production take on an increasingly more violent character; internally, by more and more waste production; externally, by destroying territories occupied by people unwilling to submit to the profit requirements of foreign powers, which can only spell their own doom.

The Limits of Development

However, the impoverished people in the underdeveloped countries cannot wait for a socialist transformation of the capitalist world. Their needs are too urgent even to await a possibly intensifying industrialization under the auspices of private-enterprise and foreign capital. Although thus far the Western world has done little to promote industrial development in the non-industrial world, it is not, in principle, opposed to such a development wherever it might prove profitable. It does not prefer the exploitation of its own laboring population to that of other nations; quite the contrary. But capital flows where it is most profitable and lies idle where it cannot yield a definite rate of profit to its possessors. American companies have found that manufacturing profits in underdeveloped countries are not higher than in the United States and, more often than not, are even lower. All the government exhortions [sic] and guarantees intended to induce private capital to invest in backward nations are of little avail, so long as the productivity-gap between industries in advanced and underdeveloped countries nullifies the cheap-labor advantages of the latter. Where profits are exceptionally high, as in the oil and mining industries, capitalists will even fight for investment opportunities; but the huge profits made in these fields benefit the rich, not the poor countries. Nonetheless, there is some development, and it is this "creeping capitalization" itself which spurs in the backward countries the desire for a more rapid development that would benefit the nation instead of foreign capital.

There exists an apparent contradiction between the need to keep the world open for free enterprise and the refusal of free enterprise to avail itself of its opportunities. But this contradiction merely reflects the contradiction of capital production itself. It is not different from the contradiction that bursts into the open with any capitalist crisis, namely, that production comes to a halt in spite of the fact that the needs of the vast mass of the population are far from being satiated, and that there is a pressing need for an increased amount of production. Production is slowed down not because it is too abundant but because it has become unprofitable. But it would not enter the minds of the capitalists that their inability to increase production is reason enough to abdicate in favor of a social system capable of coordinating social production to actual social needs. Neither would it enter their minds that because they have not industrialized the world and are, apparently, not capable of doing so, they should leave the world to others who presumably can do so by employing a principle of capital production different from that of private capital accumulation. Just as they defend their control in each particular country irrespective of their own performances, so will they defend it in the world at large.

What the "communists" in the underdeveloped nations aspire to do is what capitalism has failed to do — that is, to modernize their nations by way of industrialization and thus to overcome the increasing misery of a stagnating mode of production. But capitalism in its private-enterprise form was there before them and was able to determine that peculiar type of "development" which constantly widens the income-gap between the industrially-advanced countries and the colonized, or semi-colonized, regions. As elsewhere, so in Southeast Asia, capital investments were made exclusively for the production of raw materials and foodstuffs for the industries and consumption needs of the capitalist nations. The nations of Southeast Asia themselves were destined to remain markets for goods manufactured in the industrial countries. An unequal exchange played their surplus-labor, or profits, into the hands of Western capitalists. The inequality of exchange became even more pronounced because of a steady decline of the prices for primary products relative to those for manufactured commodities, and by capitalistic competition in the raw material sphere as, for instance, through the increasing use of synthetic rubber and America's rice exports. Ending this trend of increasing impoverishment means, first of all, to use the available surpluses for domestic development, to eliminate exploitation via a world-market dominated by Western capital, and thus to disturb the "international division of labor" as determined by private capital accumulation.

The War in Indochina

The land area in the so-called "free" Asian nations is nearly double that of the "communist" nations but — leaving out Japan as a special case — there is a higher index of multiple cropping and greater irrigated area in the "communist" than in the "free" countries. In 1959 the latter had an aggregate population of 832 millions while the "communist" countries counted 692 millions. India and China alone contain over one-third of all the people in the world. (Mainland China is the largest Asian nation, exceeding the United States in size.) There are various degrees of economic development in the different nations, Apart from industrial Japan, the islands and the nations of the island archipelagos such as Indonesia, Malaya, and the Philippines — due to their access to the trade routes of the Pacific — show a higher degree of development than landlocked nations. In all nations, however, and in the absence of significant degrees of industrialization, the immediate economic problem appears as one of too many people and too little land.

The lack of usable land relative to the population does not prevent but rather encourages its unequal distribution. Landlordism characterizes the whole of the "free" Asian countries. Peasants are turned into tenants and the frightful exploitation of the latter enriches the land-owning class without necessitating any improvement in agricultural production. In South Vietnam, for instance, "40 percent of the land planted to rice in 1954 was owned by 2,500 persons — by a quarter of one percent of the rural population. Rent alone commonly took 50 percent of the tenant's crops and sometimes more; he either produced his own fertilizers, seeds, man- and draft-power, and equipment, or rented them at extra cost; he could be ejected from his leasehold at the landlord's whim."6 There can be no doubt that the landowning class as well as the urban bourgeoisie, amassing fortunes in trade and industry, are anti-communist, that is, are vitally interested in the continued existence of their privileges and thus find themselves siding with the foreign powers in their defense of free enterprise.

The struggle for national liberation was thus at the same time a civil war. Its results would determine whether the liberated nations would have societies keeping them within the fold of Western capitalism. It became necessary to influence the outcome of the civil war by outside intervention. For the United States it was essential that whatever the results of the liberation movements they must not lead to new "communist" regimes willing to side with the Chinese adversary. America's politicians rightly surmised that notwithstanding the most exaggerated nationalism, which would tend to oppose a new Chinese domination as it had opposed that of the old colonial powers, China by sheer weight alone would dominate the smaller nations at her boundaries, disguised though this domination would be by ideological camouflage. The surge of nationalism was to be channeled into anti-communism, which meant the upholding or creation of governments and institutions friendly to the United States and Western capitalism.

It is on the traditional ruling classes that the American government must rely in its efforts to keep "free Asia" in the "free world." In the long run, this is quite a formidable undertaking, for the objective conditions in the nations of Asia produce a steady revolutionary ferment which is bound to explode sooner or later. To counteract these threatening social convulsions, the United States wants to combine political-military repression with social reforms designed to lead to general social acquiescence. But the decisive "reforms" necessary to alleviate the plight of the peasants and of the urban proletariat imply the destruction of existing class privileges, that is, the power of the only allies the United States can find, unless she wishes to ally herself to the "communists," the only group actually able to realize the "reforms." The programmatic "social reforms" largely serve, then, as an ideological cover for the repressive measures that have to be taken to avoid the spread of "communism" from China into the neighboring countries and from there to the whole of the Far East.

The Korean War indicated that, short of risking a new world war, already established "communist" regimes could not be detached from their protector states, Russia and China. In other respects, however, the situation was still fluid. Apart from North Vietnam, other Southeast Asian nations were either anti-communist, or declared themselves "neutralist" or "non-aligned," meaning that their civil wars, clandestine or open, were still undecided. In the case of Laos, this led to a tripartite arrangement, engineered by the great powers, with "neutralist"-, "communist"-, and "western"-oriented forces dividing the country between them. This too was thought of as a temporary solution which would perhaps be resolved at some future date. Cambodia maintained a precarious "independence" by catering to both sides of the overshadowing larger power conflict. Only in Thailand, where America had replaced Britain as the major foreign influence was the commitment to the West almost complete. Here the United States sent more than 30,000 troops and much aid to build this kingdom into a bastion of the "free world." (It became the most important American airbase for the Vietnam war.)

Because of the flexibility of the situation, it seemed essential to the United States to stop any further change in Southeast Asia by assisting all "anti-communist" forces in that region. This has been a consistent policy, from which none of the successive American administrations has deviated. Objecting to the Geneva Agreements of 1954, the American-installed regime of South Vietnam refused to consider the proposed elections, which were to decide the question of unification of South and North Vietnam. To assure the continued existence of South Vietnam, the United States poured money and soon troops into the country. The resumed civil war in the South received support from North Vietnam, turning the American intervention into a war against both the national liberation forces in the South and the North Vietnamese government. This intervention has often been found unjustified, because it concerned itself with a civil war instead of, as claimed, with the national independence of South Vietnam. However (as was pointed out above) in the context of Indochina no distinction can be made between international war and civil war, because here all wars for national liberation are at the same time civil wars for social change. It was precisely because of the civil-war character of the national liberation movements that the United States entered the fray.

America's determination to retain influence in Indochina at all costs did check a possible further extension of social transformations such as occurred in North Vietnam and in a part of Laos. As it became evident that neither Russia nor China would actively intervene in the Vietnamese war, the "anti-communist" forces in Southeast Asia were greatly strengthened and, aided by the United States, began to destroy their own "communist"-oriented movements, the most gruesome of these undertakings being that in Indonesia. But while neither Russia nor China was ready to risk war with the United States to drive the latter out of Southeast Asia, they tried to prevent the consolidation of American power in that region by enabling the Vietnamese to carry on the war. The military aid given to the Vietnamese by Russia and China could not lead to the defeat of the Americans, but promised a prolonged war which would deprive the United States of enjoying the spoils of an early victory. The immediate and growing expenses of the war would, instead, loom ever larger in comparison with its possible "positive" results, which would recede always further into the indeterminate future. By bleeding the people of Indochina America would, in increasing measure, bleed herself, and perhaps lose confidence in her ability to conclude the war on her own terms.

It seems quite clear that the Americans expected less resistance to their intervention than they actually came to face. They aspired to no more than a repetition of the outcome of the Korean conflict — a mutual retreat to previously demarcated frontiers, which meant halting the "communist" penetration at the Seventeenth Parallel in the case of Vietnam, and at the agreed-upon zones in Laos. As in Korea, in Vietnam too they had no desire to turn the war into a new world war by bringing Russia, China, or both into the conflict. A war of the great powers, possessing atomic weapons, could easily lead to mutual destruction. The fear of such a war has until now set limits to the war in Vietnam. It has prevented a concentrated, all-out American onslaught on North Vietnam to bring the war to a victorious conclusion, since neither Russia nor China, like the United States herself, can be expected to allow any territory already under their control or in their spheres of interest to be lost, without encouraging further encroachments on their power positions. It was for this reason that the Western powers did not intervene on the occasions of the Russian invasions of Hungary and Czechoslovakia, and that America has hesitated to attempt the complete destruction of North Vietnam.

Of course, a nation's determination to hold on to what it has, or has gained, is not absolute. The overriding fear of a possible atomic war, for instance, kept the United States from reconquering Cuba. Nations tend to avoid actions which have a very high probability of leading to undesired results. Uncertainty is the rule, however, and it is the presumed job of diplomacy to weigh the pros and cons of any particular policy with regard to long-run national and imperialistic interests. This may incorporate short-run decisions which need not have a direct logical connection with long-run goals. Since the dynamics of capitalism imply an ever-changing general situation which escapes political comprehension, long-run imperialist strategy put into practice remains a matter of blindly executed activity, in which all diplomatic expectations may come to naught. Actually, the political decision-makers can affect only immediate, short-run goals. They try to attain a definite and obvious objective. They may reach it or not; if they lose, it will be through the action of an adversary. Until stopped, they will see their course of action as the only "rational" one and will try to follow it up to the end. In the case of Indochina, the simple goal was to secure this part of the world for Western capitalism without initiating a new world war. The unexpectedly effective resistance of the adversaries led to a continuous escalation of the war effort and a growing discrepancy between the limited objectives and the costs involved in reaching it.

In one sense, to be sure, the American intervention proved successful, in that it not only prevented the unification of South and North Vietnam but also sustained Western influence in Southeast Asia in general. Confidence in the ability to maintain this situation was reflected in new extensive direct investments in oil, timber, and mineral resources in Taiwan, Indochina, Thailand, and even South Vietnam. Still, the war went on, because the North Vietnamese and the National Liberation Front in the South were not willing to acknowledge defeat and to accept peace on American terms. Short of a successful invasion of the North or an internal collapse of the "communist regime" there was no reason to expect a change in this situation, though an apparent loss of offensive power on the part of the North Vietnamese and NLF forces allowed a reduction in the number of American troops in Vietnam.

The Anti-War Movement

Political decisions are left to the decision-makers; so long as they are successful they find some kind of general support. Even if the decisions involve war, they will be accepted not only because of the generally-shared ideology, but also because of the practical inability on the part of the population to affect the decision-making process in any way. People will try to make the best of a bad situation — which also has its advantages. Certainly, the armaments producers will not object to the extra profits made through war. Neither will the arms production workers object to it, if it provides them with job security and steady incomes, which might be less certain under other circumstances. The military will see the war as a boon to their profession; war is their business and they will encourage business to make war. Because the mixed economy has become a war economy, many new professions have arisen which are tied to war conditions or to preparation for such conditions. A growing government bureaucracy relies for its existence on the perpetuation of the war machinery and of imperialistic activities. Widespread interests vested in war and imperialism ally themselves with those specific to the large corporations and their dependency on foreign exploitation.

While for some war and imperialism spell death, then for many more they constitute a way of life, not as an exceptional situation but as a permanent condition. Their existence is based on a form of cannibalism, which costs the lives of friend and foe alike. Once this state of affairs exists, it tends to reproduce itself and it becomes increasingly difficult to return to the "normal" state of capitalist production. War itself increases the propensity for war. The American decision-makers who decided to enter the Indochina conflict (or for that matter any other) were thus able to count on the consensus of a large part of the population, a consensus which was by no means purely ideological in nature.

Yet in time there developed an anti-war movement displaying a variety of motivations and gaining in strength with the deterioration of economic conditions. It was the long duration of the war, and the lack of recognizable advantages, which turned an increasing number of people against it. The moral opposition, based on pacifist and anti-imperialistic ideologies, found more general adherence — large enough to induce opportunistic politicians to enter the movement to further their personal aims and to keep it within the frame of existing political institutions. Although the anti-war protests were merely of a verbal nature, with an occasional firebomb thrown in, they contained the potential of more decisive future actions. Opposition to the war began to affect the military situation through an increasing demoralization of the armed forces. Even the noted apathy about the war on the part of the working population was apparently giving way to a more critical attitude. Among the bourgeoisie not directly favored by the war, dissatisfaction with its internal consequences was visibly rising. In any case, the Nixon Administration found itself obliged to placate the anti-war movement, even though it had no more to offer, at first, than demagogic promises, which masqueraded the continuing and intensifying war activities as so many attempts to reach an "honorable peace."

Still, the amorphous anti-war sentiment did not as yet constitute a real threat to the Administration's war policies. The developing polarization of pro- and anti-war forces pointed in the direction of civil strife rather than to the government's capitulation to the opposition. And in its broad majority this opposition directed itself not against the capitalist system, which is necessarily imperialistic, but only against this particular and apparently hopeless war, now viewed as a "mistake" which had to be undone. But there is no reason to doubt that at this juncture the United States preferred a negotiated peace, which would honor its main objective, to the prolongation of war, if only to stall the growing unrest at home. The war was to be "wound down" by way of "Vietnamization" in accordance with the so-called Nixon Doctrine. This was seemingly substantiated by a partial withdrawal of American troops and the simultaneous increase of the South Vietnamese Army, as well as through the intensification of the American air war in Laos, Cambodia, North and South Vietnam. Withdrawal meant, in fact, the extension of the war into Cambodia and Laos to prepare the conditions under which the Asians themselves would be enabled to take care of all "communist aggression."

It seems indeed an "ideal situation," with many precedents, to have Asians fight Asians to secure Indochina for capitalist exploitation. However, the "ideal situation" is unrealizable, even though an approximation to it is a possibility, provided the enemy adapts itself to the American strategy. If it does not, then, of course, the Americans will have to return to defend their interests. The deterrent strategy of a large naval and air presence will be maintained in any case. This strategy assumes the continuation of an existing military stalemate, which favors the Americans, since it can be utilized for the systematic destruction of enemy forces within the areas under American control. It is hoped that a resurgence of resistance to the Americans and their Indochina allies will become increasingly more problematic, as ever greater masses of the population are driven into controlled "refugee" centers and as the countryside is laid waste. With Russia and China staying out of the conflict, the aid provided by them will, by itself, not enable North Vietnam and the NLF to win a war of attrition with the United States.

The Cease-Fire Interval

The war could go on as long as the North Vietnamese continued to defy the American will, and as long as they received sufficient aid from either Russia, China, or both. In this sense, the war was also a war between the Eastern powers and the United States, even though the latter had to engage her own military forces due to the weakness of her Indochina allies, who were no match for the national-revolutionary forces they set out to combat.

The rift between Russia and China did not, at first, alter the situation of conflict between America and the state-controlled systems. Both Russia and China remain in opposition to the United States (and other capitalist countries) because of their different socio-economic structures and their own desires to make themselves secure by gaining greater power and more influence within the world economy. However, both the Stalin — Hitler pact and Russia's alliance with the anti-fascist powers during the Second World War show that different social systems can at times unite for a specific common goal without thereby losing their basic incompatibility.

The national form of the so-called socialist or state-controlled regimes sets them in conflict not only with the capitalist world, or with particular capitalist nations, but also with each other. In both the capitalist and "socialist" world, each nation tries first of all to safeguard its own special interests, or rather the interests of the privileged social strata whose existence and position is based on the control of the national state. There is then no real but only an opportunistic solidarity between the nations in the "socialist" as well as in the capitalist camp. Alliances are formed between nations of different social structures, and enmities arise between nations which had been expected to cooperate. This indicates, of course, that nationalism and imperialism are not opposites but imply each other, even though the national survival of some nations may depend on the imperialism of some other nations. Under these conditions, the so-called "third world" countries are not only objects of the rivalries between different capitalist nations, nor only of that between capitalism and "socialism" as such, but also of the rivalries between the "socialist" nations themselves. Not only has the end of colonialism led to neo-colonialism, through which the dominating powers exercise their control of dependent countries via their own governments, but this imperialism as neo-colonialism is no longer the exclusive privilege of the capitalist world but in a somewhat modified form appears also in the "socialist" part of the world, both as as [sic] an aspect of imperialist competition between different socio-economic systems and for its own sake. We are provided the spectacle of a "socialist" brand of imperialism and the threat of war between nominally socialist nations.

The imperialist imperative is more demanding than ever before, while, at the same time, anti-imperialist activities find their accentuation in a developing world-wide economic crisis. The recovery of European and Japanese capitalism implies the return of their imperialistic potentialities, and the diverging national interests between China and Russia are additional elements simmering in the caldron [sic] of contradictory capitalist, imperialist, and national aspirations. "Peace" is no longer secured by the "balance of terror," exercised by the two great atomic powers. National independence has proved to be no solution for the permanent crisis conditions of newly-formed national states. But national aspirations can assert themselves only through the rivalries of the great imperialist powers, just as these powers exercise their foreign policy options via the various national rivalries. Any small-scale war has thus the potentiality of issuing into a new world war. The explosive situations in India, the Middle East, Indochina, and elsewhere, involve issues at once nationalistic and imperialistic, affecting in one measure or another the economic interests of all nations. To avoid a new world conflagration, and yet to safeguard and expand the nationally-organized capitals and their profitability, brings about a feverish diplomatic activity in search for favorable political-military combinations as an additional aspect of capitalist competition.

Nixon's deliberations in Peking and Moscow revealed clearly that wars of national liberation can be waged only within the framework of overriding big-power interests, in which the latter are the decisive element. The situation in Indochina is what it is because neither Russia nor China have been willing to risk a world war in an attempt to drive the Americans out of Southeast Asia, just as they were equally unwilling to allow the United States to become the unchallenged power in the Pacific area. America's failure to subdue the Vietnamese, as well as the Vietnamese's failure to force the unification of their nation, left the situation at the time of the cease-fire arrangement as it was at the start of America's large-scale military intervention in 1964. As far as the American-Vietnamese military confrontation was concerned, there were neither victors nor vanquished, which allowed both sides to accept a temporary truce.

Of course, the stalemate remained unacknowledged. Both sides claimed some kind of limited victory; the one, by pointing to the fact of the continued independent existence of South-Vietnam, the other, by referring to the South-Vietnamese territory held by the Provisional Revolutionary Government and the expectation of a political victory should the Geneva Agreements of 1954 finally be honored. Actually, neither the South Vietnamese nor the North Vietnamese are satisified [sic] with the prevailing conditions and the civil-war aspects of the Vietnam war — which cannot find a compromise solution — goes on unabated, despite the cease-fire arrangement, which led to America's military departure from Vietnam. However, the truce remains precarious not only because of the unsettled civil war, but also because the current big-power understandings with respect to Indochina may dissolve on their own accord.

To some, of course, the fact that America, the militarily and economically strongest power in the world, was unable to defeat a small "third world" country, is reason enough to see in the truce a great triumph for the Vietnamese and the superiority of the revolutionary will over capitalistic technology. The stalemate is viewed as a great accomplishment and an encouragement for all national-revolutionary movements yet to come. Be this as it may, the fact remains that this struggle could be waged only so long as it found the support of imperialist powers in opposition to American imperialism. It found its temporary end through the involved powers' decisions to suspend for the time being the power struggle for the control of Southeast Asia and to regard the given as the best attainable conditions given the current balance of power.

To be sure, the Chinese-American rapprochement, as well as America's acceptance of Russia's long-standing offer of "peaceful coexistence," indicates, in a way, a change of policy on the part of the United States, forced upon her by changing conditions. Just as the capitalist world at large had finally to recognize the permanent existence of state-capitalist systems in Europe and their expansion by way of war, the United States also had finally to realize that the results of the Second World War in Asia as well as in Europe could not be undone and that the emerging state-capitalist systems were there to say. The desired "rollback" of "communism" was not attainable; but the freezing of the conditions resulting from the war — among other things, the elevation of the United States to the paramount power in Southeast Asia — was possible. This situation has not been altered but consolidated by the Indochina war. However, while Indochina seemingly lies secure in the American sphere of influence, it is only at the price of acceptance of the "communist" regimes as equal partners in the competitive world economy. The world economy will thus remain a "mixed economy," composed of "communist" and capitalist nations, just as in each capitalist nation the economy can only function as a "mixed economy," both situations indicating the ongoing decline of private property capitalism.

To become at least a temporary possibility, the "pacification" of world politics had to await an American readiness to come to terms with her "communist" adversaries and a willingness to do business with them. The "socialist" world had been ready for this for a long time, not only because it comprised the weaker imperialist powers, but also because it expected economic advantages through integration into the capitalist world market. Their national interests, overriding all ideological commitments, and their security needs, demanding an unprincipled opportunism, determine their foreign policies. They were quite ready to make concessions to the United States in exchange for their full recognition and for expanding business dealings. Moreover, the growing enmity between Russia and China, competing for spheres of influence in Asia; the rapid expansion of Japanese capitalism with its inevitable future imperialistic aspects; and the presence of American imperialism, turned the whole situation in Asia and Southeast Asia into a far more complex and more fluid problem than it appeared to be at the close of the Second World War.

A Chinese-American rapprochement, of course, has nothing to offer the Russians except the possibility of undoing such a "strange alliance" by way of accommodation with the Americans at the expense of Russian ambitions not only in the Pacific but on a global scale. With its overture to China, the American administration finds itself in a position to exploit the frictions between Russia and China for its own imperialist ends. It discourages a possible Russian attack on China by suggesting a possible Chinese-American alliance which could make such an attack a costly affair. It also prevents a weakening of America's position in Indochina, and therewith in the whole of Asia, by offsetting the Russian influence in these regions and by leaving the whole situation in Asia in an unresolved state. In brief, it allows for a postponement of the final struggle for the control of Asia, which, at this particular juncture, suited all the involved competing powers but still had to await the American initiative to become a reality.

That this initiative was taken indicates the present limits of American imperialism as determined by her deteriorating economic position within the world economy as well as at home. The Vietnamese war cost the United States approximately 150 billion dollars and was partly responsible for the inflationary trend, which, under the previously established international monetary arrangements, made it increasingly more difficult for the United States to retain its competitive position on the world market, threatened by the growing economic strength of Europe and Japan. It led first to an apparently permanent negative payments balance and finally to a negative trade balance reinforcing the unfavorable payments balance. To be sure, extensive capital exports share the responsibility for this situation, but this can be expected to be offset again by capital imports and the repatriation of profits which may reduce or eliminate the unfavorable payments balance, whereas the war expenditures are a sheer waste which cannot be recovered in the foreseeable future. The American ruling class, through its government, was induced to search for a way to liquidate the Indochina war in order to husband its resources not only in view of internal American conditions but also because of threatening conflicts in other parts of the world and its declining role in the world economy.

To say that the American ruling class was looking for a way to liquidate the Indochina war is not to disparage the anti-war movement, which had its own, independent, effect upon government policies regarding the execution of the war. Nonetheless, it was the government itself which tried to end the war on American terms with the aid of the "socialist" powers and by a shift of policy which turned the implacable enemies of yesterday into today's collaborators, and which were to restore the conditions in Indochina to what they had been at the time of the Geneva Agreements, which had been ratified by China and Russia but not by the United States. The precarious economic conditions in both Russia and China induced these powers to reach for the same breathing spell which the Americans tried to gain for themselves by way of a compromise solution which left the Indochina issue in abeyance.

Although such terms as "selling out" have no meaning with regard to policies determining national interests, that is, the interests of nationally-organized ruling classes, this inappropriate term describes nevertheless the procedures which led to the truce in Vietnam, however shortlived that truce may prove to be. It was made possible by ignoring the warring governments of both North and South Vietnam and their declared objectives, and was arranged by way of agreements between the great imperialist powers, which had also been responsible for the war and the course it took. The Vietnamese population, North and South, however heroic or unheroic, merely served as cannon fodder in a war of willing or unwilling proxies for great power interests, to which their own governments subordinated themselves only to be sacrificed when this proved to be opportune. Contrary to all appearances, the age of nationalism lies in the past, in the nineteenth century; it has become an anachronism under the conditions of the twentieth century imperialism, of which the Indochina war provides only the most recent example.

"Peace in Indochina," according to the American spokesman, Kissinger, "requires the self-restraint of all the major countries, and especially of those countries which on all sides have supplied the wherewithal for the conflict. We on our part are prepared to exercise such restraint. We believe that the other countries — the Soviet Union and the People's Republic of China — can make a very major contribution to peace in Indochina by exercising similar restraints." China, being in the weakest competitive position and militarily most endangered pushed for an accord with the United States, if only to curb Moscow's influence by way of North Vietnam in Indochina, even though this implied the acceptance of America's continued presence and influence in that region. And for Russia, according to Brezhnev, "the struggle to end the war in Vietnam was one of the most important aspects of our foreign policy, of the peace program advanced by the 24th Congress of the Communist party of the Soviet Union. And now an end is made to the war. One of the most dangerous, to be more precise, the most dangerous seat of war in the world is being liquidated." But to reach this state of bliss, millions of Indochinese had first to die and whole countries had to be devastated only to produce, for the time being, a truce between the three competing imperialist powers in Southeast Asia.

At this writing, the war in Indochina has by no means been liquidated and even the Vietnamese cease-fire is being observed mostly in the breach. The bombs are still falling in Laos and Cambodia — which, however, did not prevent the Government of the Democratic Republic of Vietnam, the South Vietnam Liberation Front and the Provisional Revolutionary Government of the Republic of South Vietnam from solemnly declaring that they will strictly observe all the provisions of the Paris truce. It was reported that Kissinger and Le Duc Tho had entered into an explicit oral agreement that only when the principals in the civil wars in Laos and Cambodia agreed to a cease-fire in their respective countries would the United States and North Vietnam cease their own military activities in these nations. This common endorsement of diplomacy by way of murder, of the juggling of power positions of diverse ruling classes at the expense of uncounted human lives, shows clearly that in Vietnam, as in the world at large, it is not the will of the people but specific interests of their ruling classes which determine whether they shall live or die, and that the ruling classes themselves are subjected to the manipulations of the imperialist protectors who are also their masters. It also shows that the process of dividing up Indochina has not been completed and, perhaps, cannot be completed at all. In any case, this is not the end of the Asian upheavals but merely a pause to be utilized for a realignment of imperialist alliances in the hope of reaching a winning combination able to break the present stalemate and to determine the nature of Asia's further development by way of new power struggles.

Text taken from: https://www.marxists.org/archive/mattick-paul/1975/us-indochina.htm

  • 1See: Paul Mattick, Marx and Keynes, The Limits of the Mixed Economy, Boston, 1969.
  • 2P.A. Baran and P.M. Sweezy, "Notes on the Theory of Imperialism", Monthly Review, March, 1966, p. 16.
  • 3Ibid., p. 24.
  • 4W.F. Wertheim, East-West Parallels, Chicago, 1965, p. 98.
  • 5An Economic Analysis of Far Eastern Agriculture. United States Department of Agriculture, Washington, D.C., 1961, p. 3.
  • 6J.P. Gittinger, Studies on Land Tenure in Vietnam, U.S. Operation Mission in Vietnam, 1959, pp. 1, 50.

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Soviets and Factory Committees in the Russian Revolution - Peter Rachleff

Putilov Factory - Petrograd
Putilov Factory - Petrograd

Peter Rachleff traces the development of the Factory Committees from early 1917 until the beginnings of the Bolsheviks' suppression of these organisations shortly after October.

Submitted by libcom on October 21, 2005

Soviets and Factory Committees in the Russian Revolution

Peter Rachleff

The developmental possibilities of the Russian Revolution of 1917-1921 were determined not by the conceptions of contending political organisations, but by the aims and capacities of the social groups involved. While the entire population in revolt shared the political goal of the abolition of czarist despotism, the different social classes and groups within it had distinctly different economic wants. The tiny bourgeoisie was naturally interested in conditions making possible the expansion of Russian capital. The peasants, the overwhelming majority, forced to work the fields of the large landowners and to pay exorbitant rents for tiny plots of land, desired the expropriation of the large estates and the establishment of a system of small, privately owned farms. On the other hand, the workers, small in number and concentrated in the urban areas of European Russia, were confronted by low wages, economic insecurity, and terrible working conditions, problems which called for some form of socialisation of industry and an ambiguous "workers' control" of production.

These goals were mutually incompatible. Aside from the obvious conflict between workers and bourgeoisie, a capitalistically organised agricultural sector could not coexist with a smaller socialised industrial sector. Because of the low level of agricultural productivity, not only would small scale market agriculture provide an insufficient base for the development of industry, but violent fluctuations from year to year would preclude economic planning.

The political goals shared by the great social classes could be realised. But not only were their economic goals incompatible, none of them could serve as the organisational principle for the whole society. A society regulated by the desires and needs of the workers was ruled out by their minority position, while a capitalist market economy was made impossible by the weakness of the bourgeoisie and their dependence on the state, the disorganisation, poverty, and illiteracy of the peasantry,--and, finally, the political strength achieved by the Bolshevik Party after 1917.

"Politics" and "economics" are not separate phenomena, but different aspects of social power relations. The question of the political form to emerge from the revolutionary process was to be decided by the achievement of social and therefore economic power by one of the contending groups on the scene. As it turned out, this was accomplished by neither bourgeoisie, peasantry, nor proletariat, but by the fraction of the intelligentsia which made up the membership of the Communist Party. The feat of the Bolsheviks was to define a new social structure by the subordination of economics to the political sphere controlled by them, accomplished through their seizure of power as a ruling class over capitalists, peasants, and workers alike. Before they succeeded in this, by riding the waves of popular rebellion and organisation, the Russian workers were able to evolve forms of struggle and social reconstruction which transcend in importance the limitations of the place and time in which they arose. The following article briefly traces the history of the two kinds of institutions--the soviets and the factory committees--which remain of greatest interest to revolutionaries today.

Capitalist development in Russia before the First World War had assumed a form quite similar to what exists in many underdeveloped countries today. Almost all industry was under the control of foreign capital and was located in a few urban areas. Although the working class was extremely small in relation to the total population (Trotsky's estimate of 10 percent is the highest of all accounts), industry--and therefore, the working class--was very concentrated. Most factories were large and constructed along then-modern lines. The working class had grown rapidly in the three decades prior to the war, and a sense of class had been developing by leaps and bounds since the turn of the century.

Throughout the late 19th century Russian industrial workers often spent only part of the year in the urban areas, earning their livings in factories. They also spent part of the year in their old villages, working the land, and their primary ties remained with their agricultural activities and village life. However, the rapid development of industry soon provided year-round employment to ever greater numbers of workers. They and their families moved to the urban areas, breaking their old rural and village ties. Between 1885 and 1897, the urban population grew by 33.8 percent, and Moscow, for example, grew by 123 percent.[1] These people began to think of themselves primarily as workers, not as peasants who worked part of the year in the factories. Their problems were no longer those of indebtedness, to landlords, or connected to agriculture, but became those of wages, working conditions, and the prices of the necessities of life. The lack of a craft tradition contributed to this growing new sense of belonging to a working class, as the divisions among the workers were few, and most faced similar problems. Concentrated together in huge factories, living together in rapidly growing urban areas, workers discovered that they shared a very specific set of problems quite unlike those of their previous rural existence. In this way, a new sense of class grew along with Russian industry.

The events of 1905 both were made possible by this developing sense of class and spurred it on. Over 100,000 factory workers in St. Petersburg had gone on strike in January of that year. A few days later, workers and their families, protesting both factory conditions and their lack of political representation, presented a petition to the czar, asking him to alleviate their problems and grant them a Constituent Assembly. The demonstration in front of his palace was fired upon by the czar's soldiers. Mass strikes spread throughout the industrial cities of the country, involving more than a million people over a period of two months, reaching at least 122 towns and localities. [2] Strikes, demonstrations and public meetings continued sporadically throughout the spring and summer months despite severe repression. Workers elected committees throughout the urban areas to organise the strikes.[3]

In mid-September, typesetters and printers in Moscow launched an industry-wide strike. Over fifty shops were shut down. Other industries in that city began to close in sympathy with the typesetters. At the beginning of October, typesetters in St. Petersburg went out on a three-day strike to show their solidarity with their Moscow fellow workers. At the end of the first week of October, the railway workers throughout European Russia decided to strike, and called for a national general strike, demanding the eight-hour day, civil liberties, amnesty, and a Constituent Assembly. The strike began to spread throughout the urban areas, succeeding in closing down all productive activities by the 12th, save those necessary for the success of the strike, such as print shops, trains carrying workers' delegates, etc. The government responded with concessions and repression.

Beginning October 10th, factories in St. Petersburg began sending delegates to meetings of what was to become the Soviet. At first, not more than thirty or forty delegates attended. On October 13th, they sent out a call for a political general strike, i.e., for a Constituent Assembly and political rights, and asked all the factories to send delegates. Workers immediately understood the principles of such representation on the basis of workplaces. There were the experiences of sending factory representatives to the Shidlovski Commission (which was studying factory conditions) and the strike committees of the past nine months upon which to draw. Anweiler writes:

When the strike wave spread from Moscow to St. Petersburg, and when, on October 11th, the first factories stopped work the workers themselves felt the need to meet together in order to decide in common what path to follow. It was for this purpose that delegates were elected in several factories--the Putilov and Obukhov works, among others--of these delegates, more than one had been a member of the strike committee or a former representative to the Shidlovski Commission.[4]

More and more factories elected delegates. Within three days, there were 226 delegates representing 96 factories and workshops (the principle was usually one delegate for every 100 workers in a factory). It was decided to admit representatives of the socialist parties (Bolsheviks, Mensheviks, and Social-Revolutionaries). On October 17th, this group decided on the name "Soviet of Workers' Deputies" and elected a provisional executive committee of 22 members (two for each of the seven areas of the city, two for each of the four most important unions) and decided to publish its own newspaper, "News from the Soviet of Workers' Deputies." The Soviet, at first performing no other task than organising and leading the strike, changed itself over the course of several days into an organ of the general and political representation of workers, in the centre of the revolutionary movement of the working class in the capital. It quickly became a "workers' parliament," which it attempted to remain even after the strike ended at the end of October. According to Anweiler, "this change was neither deliberated or consciously expressed. After having at its peak engendered the Soviet, the revolutionary movement surged on, with greater impetuosity than ever, and the organ that it had created accompanied it on its path."[5] The Soviet had been formed out of necessity--that of organising and maintaining the general strike. No one needed to convince the workers that such organisation was crucial.

Similar organisations appeared amidst strikes in all the urban areas of European Russia (and in some larger villages as well), Between 40 and 50 came into existence in October. Although most only functioned for a short period their importance should not be underestimated. This was the first experience of direct democracy for most of those involved. The Soviets were created from below, by the workers, peasants, and soldiers, and reflected their desires--which were expressed in non-sectarian resolutions. No political party dominated the Soviets, and many workers were opposed to allowing representation for political parties. At any rate, most of the Soviets were created by workers to solve their immediate problems--winning the strike, the eight-hour day, and political rights. They concerned themselves with the daily problems confronting the workers.

The czar combined concessions (the granting of a parliament, the Duma) with selective repression and broke the strike and then destroyed the remaining Soviets. However, despite apparent failure, the revolution of 1905 paved the way for the events of 1917. Soviets had been formed on a factory basis and performed the functions of workers' parliaments, trade unions, and strike committees, and had provided the workers with a sense of self-government. These experiences would be relied upon in the face of the severe problems of early 1917, when workers found themselves in a situation of deep social crisis.

The problems facing the Russian population at the outset of 1917 were severe indeed. The effects of Russia's participation in the First World War began to become unbearable. Her dependence on Western Europe for raw materials crippled her. Inflation, usury, and shortages of food supplies reached crisis proportions. Production plummeted. The size of the draft led to a shortage of skilled labour in industry and a shortage of agricultural workers. Fuel became ever harder to obtain, both for personal use (heating) and for industrial production. There was no apparent hope for the masses of the Russian people, especially the industrial working-class. Voline writes from his personal experience:

In January 1917, the situation had become untenable. The economic chaos, the poverty of workers, and the social disorganisation of Russia were so acute that the inhabitants of several large cities--notably Petrograd--began to lack not only fuel, clothing, meat, butter, and sugar, but even bread. February saw worse conditions, not only was the urban population doomed to famine, but the supplying of the army became entirely defective. And, at the same time, a complete military debacle was reached.[6]

Dissension appeared in the army and the navy as the war wore on. Peasants in the army began to rebel against the despotism of the officers and camaraderie developed among the draftees in the face of the ever-worsening military situation. Discussions between workers and peasants spread within the military. The beginning of 1917 saw the armed forces seething with revolt. On February 23rd, a strike began among women textile workers in Petrograd (formerly St. Petersburg). Demonstrations, which were virtually bread riots, spread throughout the city. The troops who had crushed similar demonstrations in 1905 refused to put down the uprising, and many joined in. By the end of the month, after three days of spontaneous demonstrations and a general strike, Petrograd was in the hands of its working class. Victor Serge, a participant in the events, writes:

The revolution sprang up in the street, descended from the factories with thousands of striking workers, to cries of "Bread! Bread!" The authorities saw it coming, powerless; it was not in their power to overcome the crisis. The fraternisation of the troops with workers' demonstrations in the streets of Petrograd consummated the fall of the aristocracy. The suddenness of the events surprised the revolutionary organisations . . .[7]

Even Trotsky goes so far as to admit that the revolutionary organisations acted in February as obstacles to the working-class:

Thus, the fact is that the February Revolution was begun from below, overcoming the resistance of its own revolutionary organisations, the initiative being taken of their own accord by the most oppressed and downtrodden part of the proletariat--the women textile workers, among them no doubt many soldiers' wives.[8]

The revolution spread throughout Russia. Peasants seized land; discipline in the army collapsed; sailors seized their ships in the Kronstadt Harbour on the Baltic Coast and took over that city; the Soviet form of organisation reappeared, first in industrial areas, then among soldiers, sailors, and peasants.

A Provisional Government came to power when the czar abdicated. Made up of members of the bourgeoisie and the aristocracy, this group at first sought the institution of a constitutional monarchy. They were soon to give up on this notion, but, regardless of their proclamations, laws, debates, etc., they failed to come up with solutions to the problems experienced by the bulk of the populations, both workers and peasants. The Soviets, which had sprung up across the country, were viewed as the legitimate government by workers, peasants, and soldiers, who came to them with their problems.

However, a close look at the formation and organisation of the Soviets indicates that they were not mass organs that offered workers and peasants the means to exercise power over their daily activities. The most famous of all the Soviets--and a good example of their organizational structure and functioning--was the Petrograd Soviet. This organisation was formed from the top down by a group of liberal and radical intellectuals who got together on February 27th and constituted themselves the "Executive Committee of the Petrograd Soviet."[9] They then called for elections to the Soviet itself. On February 28th, in response to a proclamation from this "Executive Committee," elections were held in the factories. By one o'clock in the afternoon, over 120 delegates assembled for the plenary meeting. However, this meeting--and most future ones--was chaotic: credentials could not be verified and little was accomplished. All essential decisions were made within the "strict intimacy" of the Executive Committee.[10] Some of these decisions, such as the one of March 2nd stating that the Soviet would not co-operate with the Provisional Government, were submitted to the Soviet as a whole for ratification. Most decisions, however, were not.

Sukhanov, a journalist and a member of this Executive Committee, describes the functioning of this Soviet:

To this day, I, a member of the Executive Committee of the Soviet, am completely ignorant of what the Soviet was doing in the course of the day. It never interested me, either then or later, because it was self-evident that all the practical pivotal work had fallen on the shoulders of the Executive Committee. As for the Soviet at that moment, in the given situation, with its quantitative and qualitative composition, it was clearly incapable of any work even as a Parliament, and performed merely moral functions.

The Executive Committee had to accomplish by itself all the current work as well as bring into being a scheme of government. In the first place, to pass this programme through the Soviet was plainly a formality; secondly, this formality was not difficult and no one cared about it....

"And what's going on in the Soviet?" I remember asking someone who had come in from beyond the curtain. He waved his hand hopelessly: "A mass meeting! Anyone who wants to gets up and says whatever he likes!"[11]

The most interesting feature of this Soviet was the personal communication between delegates of both workers and soldiers in one body. The presence of so many soldiers' delegates gave the Executive Committee more actual power than the Provisional Government because it enjoyed the support of the local troops.

Over 3,000 delegates were members of the Soviet by the end of March: two-thirds of them were soldiers. The delegates were elected on the basis of one representative for 1,000 workers, and one for every factory with less than 1,000, and one delegate for every military unit. In mid-April, on the suggestion of the Executive Committee, the Soviet voted in favour of reorganisation, as its size had become unwieldy. The new body had some 600 members, half soldiers and half workers. This reorganisation was undertaken by a special committee, appointed by the Executive Committee, who pared the Soviet by excluding "occasional delegates" and those from groups which had been reduced in size. However, the power still remained in the hands of the Executive Committee. This had been the case from the start, and it continued to be the case throughout the spring and summer of 1917.[12]

The Executive Committee expanded its role. It created various committees to deal with different problems--publishing newspapers, overseeing various services, etc. As the number of these committees increased, the base of the Soviet lost more and more of its power. Meetings became less frequent and soon the Soviet itself became nothing but an open forum, where workers and soldiers could come together, air their views, meet others like themselves, and keep their constituencies informed about what was going on. It did offer people who had never had the chance to speak out to do so. But it did not represent the power of the working class. If anything, it represented its powerlessness.

This Soviet seems quite characteristic of the Soviets throughout Russia--both in the urban areas and in the countryside. Often, workers or peasants came into conflict with their Soviet. Neither this organ nor the Provisional Government can be considered as instruments of working-class power. However, the workers were able to create such an instrument--the factory committee.

Whereas the Soviets were primarily concerned with political issues, e.g., the structure of the government, the continuation of the war, the factory committees dealt solely with the problems of continuing production within their factories. Many sprang up in the face of lock-outs or attempted sabotage by the factory owners. It was through these committees that workers hoped to solve their initial problems--how to get production going again, how to provide for themselves and their families in the midst of economic chaos. Many workers were faced with the choice of taking over production themselves or starving. Other workers who were relatively assured of employment were influenced both by the burst of activity which characterised the revolution and the worsening economic situation. If they were to remain secure, they had to have a greater say in the management of their factories. They realised that they needed organisations on the shop level to protect their interests and improve their situations.

The trade unions could be of no help in these matters. Until the turn of the century, trade unions were illegal. The tradition of guilds, which had been an important precursor of trade-unionism in Western Europe, was lacking, due to the fact that industry was still rather young in Russia. Only the most politically-minded workers could be expected to be interested in trade-unionism under the repressive conditions and such workers were usually more apt to join the already existing radical political organisations. In 1905 the existing trade unions played an insignificant role in the upheaval. Many of them were crushed in the repression of the next few years. A select few were allowed to continue to function, but only under police supervision. By the time of the February 1917 uprising, several trade unions existed as national organisations, but few had any influence within the factories. Most of the trade union leaders were Mensheviks, who rejected the notion that workers should have any say about the internal affairs of a factory. During the first few months of 1917, trade unions membership increased from a few scores of thousands to 1.5 million. Most of this increased membership was purely formal, i.e., it became a matter of principle for radical workers to belong to trade unions. The real activity was represented by the incredible proliferation of factory committees, organs consisting of and controlled by the workers within each factory. It was through these committees that most of the workers sought to solve their problems.

These committees were seen to provide the organisational structure through which workers could confront--and hopefully solve--their first problem: the taking over of production within their factory. Only through organs such as the factory committees, directly controlled by all the workers assembled within a factory, could the workers develop the organisation, solidarity, and shared knowledge necessary to manage production. (As the Soviets were concerned primarily with "political" issues and because their meetings were usually chaotic, they offered little assistance for solving the pressing problems of the workers.) Such committees appeared in every industrial centre throughout European Russia. The membership of a committee always consisted solely of workers who still worked in the factory. Most important decisions would be made by a general assembly of all the workers in the factory. The workers sought to maintain their own power within the factory in order to solve their pressing problems. No one else could do it for them. The committees were utilised by the workers in the early months of the revolution to present series of demands, and in some instances to begin to act to realise those demands. Paul Avrich describes the functioning of some factory committees in the first months of the uprising:

From the outset, the workers' committees did not limit their demands to higher wages and shorter hours, though these were at the top of every list, what they wanted in addition to material benefits, was a voice in management. On March 4th, for example, the workers of the Skorokhod Shoe Factory in Petrograd did, to be sure, call upon their superiors to grant them an eight-hour day and a wage increase, including double pay for overtime work; but they also demanded official recognition of their factory committee and its right to control the hiring and firing of labour. In the Petrograd Radiotelegraph Factory, a workers' committee was organised expressly to "work out rules and norms for the internal life of the factory," while other factory committees were elected chiefly to control the activities of the directors, engineers, and foremen. Overnight, incipient forms of "workers' control" over production and distribution appeared in the large enterprises of Petrograd, particularly the state-owned metallurgical plants, devoted almost exclusively to the war effort and employing perhaps a quarter of the workers in the capital.[13]

As the economic situation became yet more severe following the February Revolution (inflation continued, production was only beginning to pick up, and then but sporadically), workers turned from making demands concerning wages, working conditions, and the principles of "workers' control," to actually taking over and operating an ever greater number of factories. Workers had to act if they were to find a way out of the deepening crisis. The immediate problem which confronted workers was experienced on the factory level--how to begin again (under their own direction) the production of their factories. Once this initial problem was confronted, and the workers, through their factory committees, began to solve it--by, in many cases, actually starting up production under their own management--a new and yet more difficult problem appeared.

No factory could be self-sufficient. Production required raw materials and continued production necessitated a structure of distribution. Many committees began to compete with the committees from other factories, both for the procurement of raw materials and the disposal of their products. Such a solution to the severe problems proved unsatisfactory. Not all the factories could acquire the needed raw materials. Competition drove the prices of raw materials up. More and more factories which had only recently recommenced production found themselves threatened with being forced to close down due to their inability to get needed materials and new machinery. The necessity of federation became apparent. That is, workers realised--some more quickly than others--that they had to develop a means of co-operation and co-ordination with workers in other factories and regions: those that supplied them with raw materials, those that produced the same products, and those that needed their products. The "ownership" of a given factory by its own workers could not solve the pressing economic problems. Only a large-scale co-ordinated effort by the workers in many factories could do so. The isolation of workers within their own factories had to be transcended, and the workers turned to their factory committees to devise methods of industry-wide and regional co-ordination.

At the same time, the Provisional Government sought to impose its own ideas about the management of production. It sought to undermine the activities of the factory committees, limiting them to overseeing health and safety conditions within the plants. All co-ordination should be under the supervision of the Provisional Government and its agencies. This provided another impetus for the factory committees to join together. Alone, they could be stripped of their power by the government. United, they could present a force that could not be destroyed--unless the government would be willing to stop all production, a rather unlikely action. The first meeting of a group of factory committees appears to have taken place in mid-April in Petrograd. The major resolution of this conference was a strong re-affirmation of the workers' right to control the internal life of the factory, matters "such as length of the working day, wages, hiring and firing workers and employees, leaves of absence, etc.''[14] However, there appears to have been no progress made as far as communications between factory committees for the purpose of organising production on a city-wide level.

The Provisional Government also acted in April. On the 23rd of that month statutes were enacted which recognised the rights of the factory committees to represent the workers in bargaining with management and to oversee health conditions inside the factory. The principal goal of these statutes was "to restrain the importance and the role of factory committees and to limit their power.''[15] But the Provisional Government had no power to enforce these statutes. Workers throughout Russia quickly recognised what it was that the Provisional Government sought to do, and they responded forcefully. According to Pankratova--a Bolshevik historian of the factory committee movement--every major factory and every large urban area was the scene of spontaneous activity in response to these statutes. Workers rejected the government's new regulations and took steps to strengthen their own power within their factories. New attempts at communication and co-ordination between factories appeared. All this was not in response alone to the government's actions, but also because the economic situation continued to deteriorate.[16]

On May 29th, there was a conference of factory committees in Kharkov, which resulted in a strong affirmation of the principles of workers' self-management, but failed to resolve the serious problems of the co-ordination of supply, production, and distribution. The next day, a conference of all the factory committees in Petrograd and its surrounding areas convened in the capital city. Some 400 representatives of the committees attended. A statement was adopted in the course of the conference which explained the progression of events up to that time--and indicated how these events were understood by the workers who were involved in them.

From the beginning of the Revolution the administrative staffs of the factories have relinquished their posts. The workmen have practically become the masters. To keep the factories going, the workers' committees have had to take the management into their own hands. In the first days of the Revolution, in February and March, the workmen left the factories and went into the streets. The factories stopped work. About a fortnight later, the mass of workmen returned to their work. They found that many factories had been deserted. The managers, engineers, generals, mechanics, foremen had reason to believe that the workmen would wreak their vengeance on them, and they had disappeared. The workmen had to begin work with no administrative staff to guide them. They had to elect committees which gradually re-established a normal system of work. The committees had to find the necessary raw materials, and altogether to take upon themselves all kinds of unexpected and unaccustomed duties.[17]

The final resolution of the conference described the factory committees as "fighting organisations, elected on the basis of the widest democracy and with a collective leadership," whose objectives were "the creation of new conditions of work . . . the organisation of thorough control by labour over production and distribution." Moreover, this resolution also commented on "political" questions, demanding that there be a "proletarian majority in all institutions having executive power.''[18]

The conference sought to go beyond a mere affirmation of the principles of workers' self-management to try to formulate tentative plans for greater co-ordination of production. Representatives at the conference turned to the trade unions for assistance. As we saw earlier in this essay, the trade unions, although weak and inconsequential as far as the course of events up to now, did have an existing pan-Russian (i.e., national) structure, which was based on relations between industries and regions. It was hoped at this conference that this structure could be made use of to co-ordinate the then rather disparate activities of the committees. Although qualms were expressed about turning to any other organisation for assistance in co-ordination (be it political parties, trade unions, or anyone but the factory committees themselves), the severity of the economic crisis impressed upon the representatives the need for speedy action, and the adoption of an already existing structure appeared easier than the creation of a totally new one.

Beginning about this time (i.e., early June), the influence of the Bolshevik Party within the factory committees began to grow. They were a fairly small group of professional revolutionaries who argued, under Lenin's leadership, that a "socialist revolution" was possible in Russia. Until Lenin returned from exile in April, they had been fairly isolated from the events taking place. Lenin, however, quickly changed the orientation of the party. In the first months of the revolution, the Bolsheviks wavered on the question of workers' control of production, the division of land among the peasants, support for the Provisional Government, and the continuation of the war--all questions considered crucial by workers and peasants. Lenin, not without difficulty, brought the party around to clear positions on all these issues, and, in doing so, brought their program into line with the already articulated demands of the working class (e.g., control of production by the factory committees, political power to be exercised by the Soviets, the end of participation in the World War) and the peasantry (e.g., the end of the war and the division of land among those who work it). No other political party placed itself openly in favour of the actions and demands of the Russian masses. Thus, in the face of attempts on the part of the Provisional Government to undermine their accomplishments and their attempts at expanding their power, many workers saw the Bolshevik Party as a welcome ally. According to most accounts, the Bolsheviks were a strong influence at this conference, favouring the uniting of the factory committees (to present a counter-power to the Menshevik-dominated Soviets).

Within several weeks, it became apparent that the factory committees could not rely on the trade unions for purposes of co-ordination. At the end of June, there was a trade union conference in Petrograd. Here it became clear that the unions desired to subordinate the existing factory committees to their control. Their conception of "co-ordination" was that the national organs should make all the fundamental decisions concerning production and distribution, and the factory committees (which would become institutionalised within the unions) would implement these decisions. In other words, "co-ordination" through the trade unions would mean control by the trade unions.

By the end of June, a process of polarisation appeared to be under way in Russia. The dividing lines were not sharply drawn, nor were they necessarily perceived by the participants. The most important line was that which separated the factory committees from all the other existing institutions--the Soviets, the trade unions, the political parties, and the Provisional Government--who were all trying in different ways to control the committees. There were also obvious differences within the latter group seeking to establish its hegemony over the others. (Only the Bolsheviks among the parties appeared to side with the committees.) The workers involved in the factory committees did not see the Soviets as enemies, but were disenchanted with their vacillations concerning the extension of control over all production by the committees and their unwillingness to openly confront the Provisional Government on the question of political power.

In early July, mass discontent with the Provisional Government and its policies (the continuation of the war, its attempts to undermine the factory committees) and with what the Soviets were doing (or, more exactly, not doing) surfaced in the form of violent mass demonstrations and peasant land seizures. On July 3rd, a group of soldiers and armed workers burst into the Petrograd Soviet (while a much larger group demonstrated outside) and assailed its members for compromising with the bourgeoisie and hesitating to take over power from the Provisional Government. They demanded that all power be taken by the Soviet, that all land be nationalised, that various bourgeois ministers be removed, and that participation in the war should end.[19] The entire month of July saw mass demonstrations and strikes throughout the urban areas of the country. The Provisional Government sought to blame the Bolsheviks for these disturbances. In fact, the Bolsheviks had tried to halt some of these demonstrations, arguing against them in their journals and demanding that party members not take part. As a result, they became viewed with suspicion by groups of workers, and some workers who belonged to the party tore up their party cards in disgust.

In early August, a general strike took place in Moscow, presenting mostly "political" demands--an end to the war, and that the Soviets should replace the Provisional Government. The Moscow Soviet was opposed to the strike, its leadership as yet unwilling to put itself forth as an alternative to the Provisional Government. Moreover, in the face of severe economic problems, the Soviet was becoming more and more concerned with the continuation of production. This strike was organised by the factory committees in the city, who quickly transformed themselves into strike committees, "informing and educating the workers, collecting money, giving out subsidies," and raising the demand for control of production by the producers themselves, exercised through the factory committees.[20] Polarisation between the workers and the existing Soviet sharpened.

On August 7th-12th, the second conference of factory committees of Petrograd and surrounding areas took place. This conference

. . . made a definite attempt to construct an efficiently working centre of united factory committees by resolving that 1/4 of one per cent of the wages of the workers represented by factory committees was to be put aside for the support of a Central Soviet of Factory Committees. This was to give the Central Soviet a means for support, independent of the state and the trade unions.[21]

There was a consensus that the trade unions could not be used for organising and co-ordinating production. The Bolsheviks, who made up a majority of the delegates at this conference, clearly saw this Central Soviet as a body with a very different function than mere co-ordination. It should, in their view, have considerable power to make decisions concerning production and distribution, decisions which would be binding on the factory committees.[22] Many of the other delegates saw that such a body could undermine the already existing (and expanding) control of the process of production by the producers themselves, taking important decisions out of their hands. There was thus considerable ambivalence about creating this Central Soviet, which would solve the problem of co-ordination only by weakening the power of the producers themselves and their factory committees. The final resolution, which stated that "all decrees of the factory committees were ultimately dependent on the sanctions of the Central Council, and the Council could abolish any decree of the factory committees,"[23] represented a real defeat for those who opposed control of the committees by any body constituted above them. At about the same time--early August--there was an all-city conference of factory committees in Moscow. Here, too, there was an attempt made to devise a structure of co-ordination, but again in the form of a "centralisation" under the control of a regional council.

While these attempts at co-ordination were being made, the factory committees continued to try to solve their initial problems--the taking over of productive apparatus and its operation by the producers themselves. The necessity of doing so was becoming ever greater as the prices of necessities (e.g., food, clothing, and shoes) rose two to three times faster than wages, and more and more factory owners attempted to shut down production.[24] The Provisional Government was alarmed by the activities of the factory committees and launched an all-out legal attack on them. The extent to which the Government felt it necessary to destroy the committees gives us an indication of how much these committees must have been doing. On August 22nd, Skobelev, the Minister of Labour, issued a circular letter which stated that:

The right of hiring and firing of all other employees belongs to the owners of these plants . . . Coercive measures on the part of workers for the purpose of dismissal or employment of certain persons are regarded as actions to be criminally punished.[25]

Another circular letter of August 28th forbid the holding of factory committee meetings during working hours. However, as the government lacked the power to enforce these new laws, they were generally disregarded by the workers. The factory committees offered the workers the best means of maintaining production and controlling it for their own benefit. Thus, the workers were unwilling to yield to the unenforceable decrees of the Provisional Government. Into the fall of 1917 this struggle continued, a struggle which could only end with the destruction of one protagonist or the other. Pankratova takes note of the logic of this struggle:

The passage from passive to active control had been dictated by the logic of preservation. Intervention of workers' committees in hiring and firing was the first stage toward the direct intervention of the workers in the production process . . . Later, the passage toward higher forms of technical and financial control became inevitable. This placed the proletariat before a new problem: taking power, establishing new production relations.[26]

However, the workers and their factory committees failed to see the importance of their fighting for social power. Their efforts remained within the sphere of "the economy." "Political power" was a problem for the Soviets. The workers hoped that the Soviets would soon wrest "political power" away from the Provisional Government and allow the factory committees and their expanding regional organisations to manage industrial production. By October, such councils of factory committees existed in many parts of Russia: Northwest: Petrograd, Pskov, Nevel; Central Industrial Region: Moscow, Ivanovo-Vosnesensk; Volga Provinces: Saratob, Kazan, Tsaritsyn; Ukraine: (Southern Mining District): Karkhov, Kiev, Odessa, Iuzovka; Southwest and Caucasus: Rostov, Nakhichevan-on-the-Dan, Ekaterinodar; Urals and Siberia: Irkutsk.[27] Conferences of local factory committees in Petrograd and Moscow in late September and early October reaffirmed the necessity of proceeding with their role in production--managing the entire productive process--and in developing ever better methods of co-ordination.

A short time later, the first "All-Russian Conference of Factory Committees" was convened. ("All-Russian" is a bit misleading because the committees only existed in the industrialised urban areas.) Members of the Bolshevik Party made up 62 percent of the delegates and were the dominant force. By now, the Party was in firm control of the recently created Central Council of factory committees and used it for its own purposes. According to one account

. . the work of the Council proved to be very limited. The Bolsheviks, who entered the Central Council in a considerable number and who, as a matter of fact, controlled it, apparently deliberately obstructed the work of the Central Council as a centre of economic struggle on the part of the workers. They used the Council chiefly for political purposes in order to strengthen the campaign to win the unions.[28]

The Bolsheviks at this conference succeeded in passing a resolution creating a national organisational structure for the committees. However, this structure explicitly limited the factory committees to activity within the sphere of production and suggested a method of struggle which embodied a rigid division of activities--the factory committees, under the supervision of their organisation, would continue their activities at the point of production; the Soviets (now under Bolshevik control--many members of the Soviets saw the Bolsheviks as supporting the demands of the workers and the peasants and many other members, particularly soldiers, who had supported the more liberal parties, had left the cities to return to their villages; thus, they achieved majority) would contest the political power of the Provisional Government; and the Bolsheviks would bring together the activities of these bodies, as well as the disparate struggles of the working class and the peasantry. The non-Bolshevik delegates--and the workers they represented--did not reject this new plan. Few realised the necessity of uniting the "economic" and the "political" aspects of the class struggle.

The Bolsheviks, now on the verge of seizing "state power," began laying the foundations for the consolidation of their control over the working class. No longer did they encourage increased activity by the factory committees. Most workers and their committees accepted this about-face, believing that the new strategy was only temporary and that once the Bolsheviks had captured "political" power they would be given free reign in the economic sphere.

Shortly thereafter, the Bolsheviks successfully seized state power, replacing the Provisional Government with their tightly-controlled Soviets. The effect on the workers was tremendous. They believed that this new revolution gave them the green light to expand their activities, to expropriate the remaining capitalists and to establish strong structures of co-ordination. E. H. Carr describes what happened immediately after the seizure of power:

The spontaneous inclination of the workers to organise factory committees and to intervene in the management of the factories was inevitably encouraged by a revolution which led the workers to believe that the productive machinery of the country belonged to them and could be operated by them at their own discretion and to their own advantage. What had begun to happen before the October revolution now happened more frequently and more openly; and for the moment, nothing would have dammed the tide of revolt.[29]

Out of this burst of activity came the first attempt of the factory committees to create a national organisation of their own, independent of all parties and institutions. Such an organisation posed an implicit threat to the new Bolshevik State, although those involved still saw their organisation as relating only to the "economy." The Bolsheviks, seeking to strengthen their position, realised that they had to destroy the factory committees. They now had available to them the means to do so--something which the Provisional Government had lacked. By controlling the Soviets, the Bolsheviks controlled the troops. Their domination of the regional and national councils of factory committees gave them the power to isolate and destroy any factory committee through denying them raw materials, for example. The trade unions, now an appendage to the Bolshevik State, were used to suppress the power of the factory committees. Isaac Deutscher describes how the Bolsheviks used the trade unions to emasculate the committees within months after the revolution.

The Bolsheviks now called upon the trade unions to render a special service to the nascent Soviet State and to discipline the factory committees. The unions came out against the attempt of the factory committees to form a national organisation of their own. They prevented the convocation of a planned all-Russian Congress of factory committees and demanded total subordination on the part of the committees. The committees, however, were too strong to surrender altogether. Towards the end of 1917 a compromise was reached, under which the factory committees accepted a new status: They were to form the primary organisations upon which the trade unions based themselves; but, by the same token, of course, they were incorporated in the unions. Gradually they gave up the ambition to act, either locally or nationally, in opposition to the trade unions or independently of them. The unions now became the main channels through which the Government was assuming control over industry.[30]

Groups of workers fought back in various factories and localities (the Kronstadt revolt was the most famous of these battles), but they were labelled "counter-revolutionaries" and crushed by the Bolshevik-controlled forces of order. Soon, even the trade unions were to be destroyed, as the Bolsheviks moved to eliminate any possible opposition to their power. Space prohibits my going into detail about how the Bolsheviks consolidated their position, but numerous accounts exist and most are fairly readily available.[31]

Looking back over the course of events, several features stand out. The revolution was determined--if only passively--by the vast peasant population. The factory committees represented only a small portion of the population and could never have successfully managed all of Russian production. The inability of the workers to break out of the blinders that led them to see their role in the narrow terms of the "economy" was to be expected. However, it confined their activities and allowed their accomplishments to be destroyed by the wielders of "political" power. On the other hand, the Russian events clearly show that, under certain circumstances, working people are capable of creating their own organisations of struggle, organisations which can function as the means by which the producers can directly control the process of production within their factories. But "workers' control" over the production process in individual workplaces is insufficient. The next stage, the co-ordination of these organisations, i.e., the attempt of the working class to manage all the production of society, is much more difficult. Various other groups will invariably put themselves forward to do this for the working class, and if they are accepted they will try to control the activities of the workers. Such organisations are potential new ruling classes and must be opposed as such. As Karl Marx wrote as the first premise of the Rules of the First International Workingmen's Association: "the emancipation of the working classes must be conquered by the working classes themselves."

footnotes

[1] Trotsky, 1905, pp. 38-14.

[2] Ibid., p. 81.

[3] Oskar Anweiler, Les Soviets en Russie, 1905-1921, pp. 43-47. He writes: The genesis of these councils during the revolution of 1905 irrefutably shows that these organs had for their original object the defence of the workers' interests on the basis of the factory. It is because the workers sought to unite their fragmented struggles and to give them a direction, not because they saw the conquest of power by political actions, that the first councils appeared." (p. 47)

[4] Ibid., p. 54-55. He notes that of the first forty delegates, only fifteen had been neither delegates to the Shidlovski Commission or members of the strike committees.

[5] Ibid., P. 57.

[6] Nineteen-Seventeen, p. 39.

[7] L'An Un de la Revolution Russe, pp. 55-56.

[8] The Russian Revolution, p. 98.

[9] Anweiler, op. cit., p. 128, reports that not one of these men was a factory delegate.

[10] Ibid., p. 129.

[11] Sukhanov, The Russian Revolution 1917, pp. 186-187, also quoted in Roger Rethybridge (ed.), Witnesses to the Russian Revolution, pp. 123-124. Sukhanov's recollections are corroborated by Anweiler, op. cit., and "The Political Ideology of the Petrograd Soviet in the Spring of 1917," in Richard Pipes (ed.), Revolutionary Russia; Chamberlin, The Russian Revolution, p. 109; Browder and Kerensky (eds.), The Russian Provisional Government, Volume I, p. 71; and Trotsky, History of the Russian Revolution, Volume I, pp. 216-217.

[12] Anweiler, Les Soviets en Russie, pp. 131-137, cf. also Chamberlin, op. cit., p. 84; Irakli Tseretelli (a member of the Executive Committee), "Reminiscences of the February Revolution," The Russian Review, Vol. 14, Nos. 2, 3, and 4; George Katkov, Russia 1917: The February Revolution, p. 360.

[13] Paul Avrich, The Russian Anarchists, p. 140-141.

[14] Resolution quoted in Robert V. Daniels, The Conscience of the Revolution, p. 82, cf. also, Anna Pankratova, "Les Comites d' Usines en Russie a l'Epoque de la Revolution," originally written in Russian in 1923 and reprinted in French in Autogestion, #4, December 1967, pp. 8-l0.

[15] Pankratova, ibid., p. 12, cf. also Frederick Kaplan, Bolshevik Ideology and the Ethics of Soviet Labour, p. 48.

[16] Competition between factory committees and workers stealing everything that they could carry contributed, in many regions, to the economic chaos.

[17] Resolution adopted during May 30th-June 5th Conference of Factory Committees in Petrograd, quoted in S.O. Zagorsky, State Control of Russian Industry During the War, p. 174.

[18] Fragments of resolution quoted in Maurice Brinton, The Bolsheviks and Workers' Control, p. 5.

[19] Trotsky, History of the Russian Revolution, Vol. II, p. 19.

[20] Pankratova, op. cit., p. 30.

[21] Kaplan op. cit., p. 66.

[22] According to Kaplan, the Bolsheviks were interested in the creation of this Central Soviet for reasons other than the smoother functioning of production. He writes: 'The Bolsheviks seem to have wanted to strengthen the Central Council so that they could manipulate a workers' organization capable of taking a place alongside the trade unions and in opposition to other non-labor organizations," Ibid., p. 67.

[23] Ibid., p. 75.

[24] Many workers understood the alternatives and the tasks confronting them. Pankratova cites a resolution adopted at a conference of textile industry factory committees in late summer. The delegates there saw that their choices were "to submit to the reduction of production or to risk being fired by intervening actively in production and taking over control and the normalization of work in the firm." They resolved: "It is neither by the bureaucratic path, i.e., by the creation of a predominantly capitalist institution, nor by the protection of capitalist profits and their power over production that we can save ourselves from catastrophe. The path to escape rests solely in the establishment of real workers' control." Op. Cit., p. 40.

[25] Quoted in Browder and Kerensky, op. cit., Vol. 11, p. 722.

[26] Pankratova, op. cit., p. 48.

[27] Kaplan, op. cit,, p, 81.

[28] Browder and Kerensky, op. cit., p, 726.

[29] E.H. Carr, The Bolshevik Revolution, Vol. II p. 69. Cf. also Paul Avrich, "The Bolshevik Revolution and Workers' Control in Russian Industry," in Slavic Review, March, 1963.

[30] Deutscher, Soviet Trade Unions, p. 17.

[31] The best are: Brinton, op. cit.; Avrich, article op. cit.: Daniels, op. cit.; Leonard Schapiro, The Origin of the Communist Autocracy; James Bunyan, The Origin of Forced Labour in the Soviet Union, 1917-21; Alexandra Kollentai, The Workers Opposition; Marya Gordon, Workers Before and After Lenin; and many others.

Comments

ultraviolet

12 years 7 months ago

In reply to by libcom.org

Submitted by ultraviolet on November 26, 2011

Great article. Explains complicated things very clearly in plain language which was easy for me to follow despite my attention deficit issues.

Lately I've been reading articles about the Russian revolution, and this one has brought much clarity to so many foggy areas. I had heard that the factory committees were organs of popular power but the soviets were not, despite their reputation for being so, but I'd never seen a proper explanation why until this article. I'd also heard that the unions were shell organizations with high membership but low activity, but didn't understand why, and this article explains that, too. It explains why despite this the factory committees turned to the unions for help in coordinating. It gives an overview at the attempts by the factory committees to coordinate production and how this was sabotaged by the unions and then the Bolsheviks. It explains and clarifies many other things. And if you are a newbie to reading about the Russian revolution you will be able to follow this article because it gives basic info on what caused the revolution of 1905 and the revolutions of Feb and Oct 1917.

Introduction to Workers' Councils - Peter Rachleff

Introduction to Anton Pannekoek's Workers' Councils, written in 1975 by US libertarian socialist collective Root & Branch.

Author
Submitted by UseValueNotExc… on December 18, 2021

The following text, Anton Pannekoek's Workers' Councils, attempts to present the dynamics of the revolutionary process, and a general picture of the socialist society which may result from revolution. Pannekoek's conception of socialism differs fundamentally from the notions of the future society that have dominated official “Marxist” discussions in the 20th century. Social-Democratic and Leninist theories of revolution have shared the assumption that the working class cannot emancipate itself and manage a future society by itself, without the leadership of professional revolutionary politicians. From this point of view, the Party was to educate the workers to the virtue of socialism, until with the workers' backing it could seize state power and reorganize production and distribution in the “interest” of the workers. Workers' Councils, however, is little concerned with the role professional revolutionaries can play in the class struggle. Instead, it concentrates on the working class' attempts to organize itself, first of all in its conflict with the employers and then, with the development of the struggle, in the construction of a system of social production run by the workers themselves.

The entirely new social, economic, and political system which is here projected differs fundamentally from both of the systems which divide up the world today—from capitalism on the one hand, and from state-controlled systems (like those of Russia, China, Cuba, etc.) on the other. In capitalism, decisions as to what is produced, how much, and how are made by the owners of businesses, as they compete with each other for profit. The actual producers, whose labor is the source of business's profits, have no say over the production system either as a whole or in their places of work.

In the state-run system, centralized planning takes the place of competition between economic units. But since the planning process is monopolized by the Party bureaucrat­ controlled state, the workers again have no control over production or distribution. They are exploited by one employer, the state, who appropriates their surplus labor-time to use as it sees fit. In contrast, Pannekoek conceived of socialism as a regime of direct control over production by those who actually do the work, unmediated by any organizations or institutions with an independent power (army, police) of their own. There must of course be organized coordination linking units of production (and other areas of social life), but these must be assured by organizations such as factory committees and councils which are directly controlled by all who work together.

Far from being dreamed up in the realms of utopian theory, these ideas are based on an analysis of workers' struggles in the first half of this century, struggles in which the author took an active part. The wide gap between Social Democratic and Leninist theories and the ideas presented in Workers Councils developed in the course of Pannekoek's participation in both forms of organization. Born in a rural town in Holland in 1873, Anton Pennekoek studied mathematics at the University of Leyden and earned a doctorate in astronomy there in 1902. He made good use of his scientific training in his approach to society and the revolutionary process; in his approach, he attempted to think on the basis of real events and their dynamics, and not to force them into à priori frameworks.

In 1901, Pannekoek joined the Dutch Social Democratic Party (SDAP), and immediately became a member of a small left-wing group within the Party, which included Herm­ann Gorter and Henriette Roland-Holst. The SDAP was tightly controlled by its leadership, and Pannekoek's group frequently came into conflict with the party chieftain, Troelstra. More seriously, the Party leadership time and time again acted to restrain the militance of groups of workers. Pan­nekoek and his comrades were both impressed with the ability of the workers to organize themselves and act on their own, and dismayed by the Party's opposition to such attempts. In 1907, the group set up its own journal, De Tribune, and in 1909 left the SDAP to form their own party.

Pannekoek had left Holland in 1906 to teach Marxist theory at the school run by the German Social Democratic Party (SPD) in Berlin, although he remained in close contact with his Dutch comrades and often contributed to De Tribune. Threatened with deportation by the Prussian police, he left Berlin after one semester and traveled around Germany as a journalist, until 1909 when he settled in Bremen, where he worked with a left splinter group within the SPD. In Bremen he came into contact with a large industrial working class which was extremely active politically; but here again he saw the dominant organization (the SPD) function to hold back radical workers. He realized that for these "socialist" parties independent working class activity was a threat to their own existence, so that they acted to protect the Party rather than to further the development of the revolutionary consciousness which, Pannekoek argued, can only grow out of the experience of the class struggle itself. He began to develop the idea that it is through mass direct actions in pursuit of their interests that workers could develop the solidarity and understanding necessary to transform society, without having formulated the goal of socialism beforehand. But despite his stress on mass actions rather than on the parliamentary activity of the Party, Pannekoek remained an active member of the SPD, expressing his views in debates with Kautsky and Bernstein in the Party journals. He still believed that socialism meant putting “the power of the state . . . at the disposal of the working class ...." (2)

The failure of the international working class movement to prevent the outbreak of the First World War caused Pan­nekoek to reconsider many of his earlier ideas. In a series of articles written between 1914 and 1917, he undertook to criticize the weaknesses of the old form of organization embodied in the social democratic parties of the Second International, and sought to lay the theoretical foundations of a new form of organization which would be based on mass action and be willing to undertake and support revolutionary struggle. By 1917, in calling for the formation of a new International, Pannekoek found himself allied with Lenin and the Zimmerwald leftists, who sought to “turn the imperialist war into civil war.”

In February of that year the Russian Revolution broke out and organs of working-class self-emancipation appeared in Russia in the form of Soviets and factory committees. (3)

Like revolutionaries throughout Europe, Pannekoek was an immediate supporter of the revolution and an avid student of the soviet (council) and factory committee movement. He saw these organs both as instruments of struggle against the old society and as the basis for the construction of the new. The German revolution of 1918 confirmed the central importance of workers' committees and councils for proletarian revolution. In Germany, workers' councils functioned primarily as a means of political expression for the war-weary working class, who used the social power to end the war and replace the monarchy with a Republic. That the workers then gave up their power to an alliance of liberal and socialist parties, who were only too willing to oversee the restoration of bourgeois power, did not detract from the significance of workers' councils as a means of genuine self-organization and self-expression, although its role as organs of self-emancipation was limited by the German working class's failure to move politically beyond support for an SPD-led government.

Initially, Pannekoek and his comrades (Herman Gorter, H, Canne Meijer, Henriette Roland-Holst, and others) supported the Bolsheviks in Russia, overlooking the authoritarianism of Lenin's What is to be Done? in the face of the new slogan of “All Power to the Soviets.” In early 1920 Pannekoek published a book (Weltrevolution und Kom­munistiche Taktic) in which he suggested that communist revolutions would first appear in underdeveloped countries, and supported Lenin against Rosa Luxemburg on the question of national self-determination. Pannekoek and his comrades joined with the Bolsheviks in stressing the necessity of forming a third, Communist International.

Disillusionment quickly developed among the leftists, however. Events within Russia—e.g. the destruction of the factory committees—along with Bolshevik manipulation of the new International pushed the leftists to a more critical stance vis-à-vis the new Russian regime. Surrounded by hostile capitalist powers, the Bolsheviks sought to gather immediate support for their new state wherever possible. While entering into diplomatic negotiations with capitalist states, they urged the western European Communist parties to adopt methods of activity (parliamentarism and trade unionism) that many militants had already learned to reject, in order to gain as massive a following as they could. In 1920 Lenin published his Left-Wing Communism: an Infantile Disorder, which chastised the leftist militants, and effectively threw them out of the International. The leftists replied as splits appeared within the European parties over the question of adherence to the ideological and organizational requirements of the Russian-controlled Inter­national. Behind the tactical questions lay the fundamental issue, whether the need for social revolution in Europe could be subordinated to the national interests of the new Bolshevik state.

In the process of renewed analysis of the Russian Revolution, Pannekoek rejected his earlier optimistic evaluation of the possibilities for communist revolutions in underdeveloped countries. He recognized the limitations resulting from Russia's economic backwardness; for a revolution with a working class minority could not lead to a society controlled by workers. The course of events in Russia, demonstrated once again both the tendency of a party which saw its own domination of society as the heart of the revolution, to restrain the revolutionary activity of the workers; and the ability of working people to evolve their own organs of struggle. Much of the remainder of Pannekoek's work, and that of his comrades, was devoted to deepening and elaborating these two lessons.

Pannekoek's thought on these matters is summed up in this book, which was largely written during the German occupation of Holland in World War II. Although its political reference is specifically to post-war Europe, its breadth of vision makes it relevant to all industrialized countries today. The value of the general analysis has been borne out by such subsequent events as the development of workers' struggles in Hungary in 1956, France in 1968, and the wave of wildcat strikes in the United States and every country of Europe in the late 1960s and early 1970s. In our view, Workers' Councils represents the best available starting-point for thinking about the problems of transforming present-day society. But on some important questions, of course, Workers' Councils has little to say, and in other areas the analysis is weak or incorrect.

Pannekoek's entire analysis is based on the circumstance that capitalism as a system is prone to periods of severe crisis. His own explanation of this phenomenon is open to a good deal of question. As Karl Marx showed, the cause of crisis must be looked for in the inability of the system to produce sufficient profit for continuous expansion, and not in a difficulty in realizing profit due to a lack of effective demand as Pannekoek thought. This question, at any rate, has little significance for Pannekoek's analysis of the actual development of the class struggle. Whatever the causes of the business depressions which give capitalism its cyclical character, Workers' Councils helps us understand the social forces which may be set in motion in a crisis situation.

There are weaknesses in Pannekoek's discussion of the revolutionary process. He utilized the notion of a relatively homogeneous working class, a category perhaps more applicable to the Western Europe of his day than to the United States. In reality there are important differences of condition and experience within the working class—among the races, between the sexes, between unionized and non­-unionized workers, and among the various levels of job hierarchies. Similarly, there is a division between those who have jobs and those who are unemployed, which has led for instance to the antagonism felt by employed workers to welfare recipients. The problems raised by the necessity for those who under present conditions lead relatively isolated existences, e.g., housewives who do not work outside the home, to participate in the collective transformation of society should not be ignored.

The discussion of the new society is also overly abstract. Pannekoek focuses on the positive features of the various revolutionary upsurges of the first half of the twentieth century and the negative role played by organized parties. He gives only a sketch of the means by which workers could coordinate society. The problems of carrying on regional, national, and international planning through democratic structures in a complex, technologically advanced, and highly interdependent society have yet to be seriously dealt with.

Problems of space have limited us to including only Parts I and II of the original text, which contain Pannekoek's theory of workers' self-organization. The last three parts, applying this theory to the wartime and postwar periods, while valuable are of less general importance. We hope that it will be possible to publish the integral work in the near future. The translation is by the author; we have thought it best to leave Pannekoek's occasionally eccentric use of English as he wrote it, with the exception of some outright solecisms (e.g. "wild strike" for "wildcat strike") and needlessly obscure constructions. Material in brackets is by the editors.

1 Cf. Paul Mattick, "Anton Pannekoek," New Politics I: 2 (1961), and Serge Bricianer, Pannekoek at les Conseils Ouvriers (Paris: 1969), a selection of texts with historical and critical commentary.

2 New Review, 16 January 1913. At this time Pannekoek was an important influence on the American socialist movement, contributing many articles to the socialist New Review.

3 See “Soviets and Factory Committees in the Russian Revolution,” this volume.

Root & Branch: The Rise of the Workers' Movements (1975), pp. 377-383.

Comments

A few reflections - Albert Chameau

Expanded takedown of Leninism and the need for many autonomous organizations. Based on an earlier piece by Informations et correspondances ouvrières translated in issue #3 of Root & Branch, a libertarian socialist journal.
This expanded commentary appears in the book Root & Branch: The Rise of the Workers' Movements.

Submitted by UseValueNotExc… on March 5, 2022

The problem of violence has always held a veritable fascination for the intellectuals of the developed nations. The word action tends to have meaning for them only when coupled with the adjective violent, and “violent action” means fighting the police, brutality, etc. In France, after May 1968, when streetfights played a not negligible role in opening things up, many people came to think of violence as an end in itself. Instead of seeing in the brutal violence which goes on today the expression of the need of groups (students, shopkeepers, even workers) to make their voices heard in the system, they see it as pure action against the system.

It is a banality to say that bourgeois society exudes brutal violence from all its pores. Not only does violence appear, exalted or attacked, at all levels of culture, but it can be found in everyday life, where it has become so habitual that it appears normal. The pool of blood is part of the decor of daily life. Car accidents and industrial accidents, veritable assassinations, are naturally assimilated with des­tiny, meet only with general indifference, and reveal them­ selves objectively as media for the emergence of a violence which is always there in latent form. Not to speak of past wars, the remembrance of which continues to mark gen­erations, memories—and also perspectives—which vivify the images of massacre and genocide of the present wars. But against this conditioning to bourgeois violence develop, like a byproduct, reactions—individual or collective—op­posed to the bourgeois world: terrorism, strikes, wild dem­onstrations, even insurrections. The multiplicity and diversity of these reactions prove that we are dealing here with inevitable phenomena, and the truth of the slogan: we are right to rebel.

Of all human activities, the most fundamental and the most mutilating is labor: fundamental because labor is the very condition of the reproduction of existence and, at least for an elite, a medium for accomplishment; mutilating because it is the very condition of the reproduction of dehumanization and, for the great mass of men, a medium of bondage. Bondage here means subordination to machines and more generally to rules, linked to capitalist production, by which only a small fraction of the ruling classes can pride itself on exercising a limited and most often an illusory power. In exploitative societies—which is to say, at present, in all the countries of the globe—not only is the producer separated from the product of his labor, but he is also reduced to the state of an extension of inert things which modify his behavior without his being able to act on them other than in the prescribed way. For example: the typist dedicated to typing so many letters a day, the worker condemned to tighten the same bolt on an assembly line until the day he retires, the professor giving the same course every year. He is crushed by forces outside him, forces to which he is lead to lend a character both eternal and ineluctable.

The attitude which as a consequence prevails is—pas­sivity. The mental habits formed at the workplace are carried over into life in general. In this latter domain as well, everything tends to reinforce the attitudes of submission and passivity. Just as at work the producer finds himself subjected to preordained systems, so in public life he accepts the domination of institutions and concepts against which he can do nothing, and which strive to mold him and impose modes of conduct on him: nation, government, parties, unions, armies, vacations clubs, culture, etc.

The producer has in fact lost all autonomous life, that is to say, the power to influence, himself, the course of his existence. He compensates for this loss by an exacerbation of what appears to him as his individuality, which in reality is the result of his very conditions of labor: the typist seeks to make herself valuable to her boss, the worker seeks to fulfill his norm, the professor aims at being distinguished, the condition for a successful career.

Thus the division of labor has for corollary the glorification of an individuality false by definition, since a person is the product of the labor of all persons. The individual no longer sees reality except in himself. If he finds himself in a position of power others will appear to him only in the form of abstractions which he can manipulate or sacrifice as he wishes. Adolf Eichmann is perhaps the best example of the kind of humanism whose development contemporary society promotes in individuals. Eichmann felt himself incapable of killing by his own hand; nevertheless he followed orders to preside with care over the setting up of the means necessary to the extermination of millions of people by other people. His case illustrates in a particularly striking fashion a more general attitude. The various inventors, producers, or utilizers of modern weapons, perhaps personally incapable of hurting a fly, in reality do the same thing—directly or indirectly—as Eichmann. The same is true of capitalists, politicians, scholars, administrators of industry and commerce, and also of educators, priests, ideologists, journalists, writers, labor leaders—in a word, the engineers of the soul (to paraphrase Stalin's uncharacteristically inspired phrase)—and finally of the workers themselves, all animated by fetihistic beliefs which help to perpetuate the existing social relations.

Thus, at every moment, at all levels, the society based on exploitation of labor secretes factors of integration which as a whole tend to repress all impulses towards autonomous life. This repression, which tends to maintain in daily life the modes of conduct born of the conditions of labor, is notably incarnated in culture. Cinema, television, literature, comic strips, social theories, and the rest offer the producers just so many modes of identification for his false individuality. He recognizes himself there as society has molded him.

All the same a little air circulates under this heavy shell. If consent is generalized and contents itself with morose self-exaltation, integration cannot be absolute, simply because a human being is not an inert thing. Faced with conditions which are imposed on him, the producer reacts in an “aberrant” manner, sometimes individually (developing mental illnesses, “bad attitudes” to work, searching for uprootedness and other modes of flight), sometimes collectively, when the situation meted out to a category (ethnic or social groups, blacks or students) or to the greater part of the population becomes more unbearable than usual. Then wildcat strikes and demonstrations, rejection of bourgeois rationality, insurrections make their appearance. The multiplicity and diversity of these collective reactions in the present epoch prove that what is at issue are ineluctable phenomena.

Such explosions in one way or another disturb the repressive society which can no longer count solely on pacific forms of integration to insure its cohesion. The power of the State, the supreme incarnation of class society and therefore of the conditions of labor, is forced to resort to demagogy on the one hand, and to physical repression on the other. In fact, just as capital tends to unify itself—the transactions between the different capitalist groups working themselves out either directly or through the State as intermediary—political life manifests an analogous tend­ency: parliament has lost its traditional function as a place for negotiation of compromises between the different interest groups, both within the ruling class and in its relations with the ruled classes. At a stroke the democratic system (that is, the hidden alliance between the classes) is deprived of its mass base, even if the government has recourse in critical situations to the old methods of electoral agitation, whose effects can only be transitory.

Those in power undoubtedly have police forces at their disposal, but, first of all, their total strength is limited and, further, they must—at least in the first phase—act with circumspection so as not to risk giving the conflict a greater extension and fury than it already has. Circumspection in practice means the use of modem, not deadly weapons for the dispersal of crowds, and not, as the May Movement's experience shows, that of civilized methods. Quite the contrary, they do not hesitate to make systematic use of provocation, of indiscriminate beatings, in order to accentuate the intimidating effect—all this to nip in the bud, if it is possible, a movement which is all the more dangerous to the social order in that it is spontaneous and does not have the familiar face of authorized forms of confrontation. Clubbing becomes the continuation of politics by other means.

This limited physical repression creates reflexes of fear which add to the factors of integration which continue to operate. This may suffice to re-establish social harmony, otherwise known as routine. In this case, those in power do not need to employ murderous methods (we speak here, of course, of developed countries, where the relatively high cost of production of the individual engenders, in normal times, a certain respect for the life of first class citizens).

It must be stressed, however, that if traditional political associations and parties have lost, with the essence of their old representative functions, their importance in society, this is not yet true of the various working-class parties and unions, whose role in the return to normalcy is basic. Their function consists in effect in consecrating by law, that is to say in principle in a permanent way, the advantages seized by the struggle and in transforming them into supplementary factors of integration—that work of Sisyphus of which Rosa Luxemburg spoke half a century ago. Products of legality, they present as victories for the masses everything which reinforces legally their control over the masses. In their deepest nature, they are legalists because they know that all suppression of the democratic order entails their disappearance (as in Leninist Russia, Nazi Germany, France, Spain, etc.). But their devotion to the law has not prevented any of the great catastrophes of contemporary history. For it is in the very nature of bourgeois law to profit only individuals or particular groups, to consecrate the division of society into classes, and not to unify the producers and make of them a force which counts for something in society. Thus, in the France of 1968, the legal recognition of the union workplace organization meant that the union delegate will be freed for a certain number of hours from his condition of producer, but does not spell the liberation of his workmates. Thus one sees that these people are not interested in seeing people think and act for themselves and why, as a worker at the Renault plant put it in May, ‘68, “the CGT is more afraid of one student than of a truckload of riot cops.”

The everyday aspects of repression can be neither pinpointed by photography, nor grasped in their infinite variety, because of their apparent insignificance, but they are no less terribly real, and they are the fate, at every moment, of millions of human beings. Police repression is spectacular, and every photo of a cop busy beating a demonstrator’s head (or an onlooker’s) only flashes a light on the violence inherent in class society, a violence which ordinarily takes shape to begin with in the petty vexations, bullyings, and other abuses directed at an individual by some administrator or foreman.

In its brutality, open and collective oppression breaks down the barriers maintained by false individuality, sectional interests, etc. It lays bare what was hidden, and no longer permits doubt and laziness of soul: it provokes the beginnings of consciousness. In our epoch, social crises have become inescapable and, with them, consciousness of the fact that men are capable of organizing, themselves, their own lives. This at any rate is what was set in motion by the young in France in May-June 1968. This the authorities could not tolerate. They hurled against it their forces of repression. The youth responded by building one night barricades of which they had not dreamed that very morning: the violence of oppressed classes is a reflex of self-defense against the violence of the ruling classes which reveals itself.

Faced with the inevitability of these revolts, the attitude of many comrades is not to investigate things more deeply but to echo Chairman Mao’s phrase, “Power flows from the barrel of a gun.” Out of this they construct a regular theory of urban guerrilla warfare in the developed countries of which the least one can say is that its foundation is not very sure. This theory only illustrates a romantic attitude to violence. One could say that from this point of view they join the revisionists (the real ones, from pre-1914) who said with Bernstein: the end is nothing, the movement everything.

All of us who are intellectuals admire the well-struck blow, the exhibition of cool in the face of repression, self-sacrifice, etc. The intellectual trades do not predispose to moral courage—quite the contrary. So everyone is attracted to “heavies,” and feels ready to accord them a political OK, as if physical courage was in itself a proof of political truth. On this ground one would have to sup­port the Nazis and the Fascists, or the Bolsheviks who were undeniably heavies in the good old days.

It is thus necessary to pose the question, what is revolutionary violence? The way in which we answer this question strongly determines the style of actions which we wish to carry out.

Revolutionary violence is in essence the opposition of the class of producers to the bourgeois class, the class which, individually or collectively,(1) controls the means of production. This violence must culminate in the dispossession of the bourgeois class and the appropriation of the means of production by the producers themselves.

From this way of looking at revolutionary violence, control of the pace of work by the workers—as has been attempted in certain cases in Italy—is a hundred times more violent than any fight with the riot squad, quite simply because it transcends bourgeois economic rationality and looks beyond society as it exists to a new social order in which work is organized by the workers for their own well­ being. In contrast, guerrilla warfare, riots, etc. remain within the bounds of rationality as defined by the system, since they do not attack in any direct way capital’s control of the production process.

In general, every attempt, however weak, to organize production by and for ourselves is more violent than any destroying a machine or taking a boss prisoner. It is obvious that this organization of production by and for ourselves cannot do without holding bosses captive or eventually armed struggle, but the kind of revolutionary struggle we carry out depends essentially on the aspect—armed struggle or control of production—we wish to emphasize.

If we stress armed struggle, if we see social transformation in terms of a simple “seizure of power,” then the old Leninist arguments are irrefutable. The bourgeoisie meets the class of producers in motion with a united front and a unified command, and we must oppose it with our own united front. Faced with the bourgeois strategies we must develop strategies “of the people,” and as making war, even guerrilla war, is an operation demanding constant decision-making, we must set up a commanding group which is to decide everything and which is called to account, if at all, only in the course of more or less cultural revolutions.

This short analysis brings out the ultra-leninist character, in its consequences on the plane of organization, of the phrase, “power flows from the barrel of a gun.” More, one sees clearly its bourgeois and even quasi-fascist and stalinist character, which leads straight to the cult of the leader, respect for his decisions, obedience perinde ac ca­daver, even to his thought.

This position, which maintains one of the fundamental distinctions of the bourgeois order, that between leaden and led, is particularly adapted to the backward countries where national capital has yet to be formed. It has shown its efficiency in the Russia of 1917, and in the China 1946. In both cases it made possible the installation of state capitalism, which it prefigured in its division between those who know and think and those who carry out orders. It must, however, be noted that in both cases the ruling system had been shaken by a war with an external enemy (Germany in the case of Russia, Japan in that of China) leading to a collapse of the state apparatus. The other countries in which the gun succeeded in beating the power structure are certain former French colonies and Cuba. But even in these cases, the guerrilla victories cannot be attributed simply to the success of armed struggle. In Cuba Castro’s action benefited, at least in an early stage, from the aid or tacit accord of a certain fringe of American capital. In the case of the French colonies, the necessary decolonization—i.e., change in the mode of exploiting one or another backward country—could not take the form which it took (for example) in the English colonies because of the imbecility of the French bourgeoisie, always loath to lose a little in the short run to gain more in the long. In both Indochina and Algeria the French occupation was torn to bits, faced with insurrection (undeniably more serious and farther developed in the former case), caught between the desire to leave and the desire to crush the revolt at its base like in the good old days. In both cases outside aid (Japanese, American, Nationalist Chinese, then Russian and Communist Chinese for Vietnam, American and Russian for Algeria) was not without its influence on the evolution of these conflicts, which took on the character of rivalries between different capitalist states and economic interests. On the other hand, the OAS (Organisation Armée Secrète), a guerrilla movement undeniably “of the people” and like a fish in the water of the European population in North Africa, was bound to lose as soon as the French ruling class, strong and not in a state of collapse, made its choice and decided to impose it.

The theory of “power from the barrel of a gun” works, therefore, at best in the underdeveloped countries because—by its resemblance to the hierarchical system, by the facts that armed struggle allows the formation of the cadres or administrators of the future society and that guerilla warfare allows the combination of a “democratization” at the local level with a centralization at the general level—it is adapted to the transformation of feudal society into state capitalism, to the replacement of the old ruling classes by new ones.

These few lines only skim the surface or this subject. We must return to it at greater length on some other occasions, for the clarification of ideas and the determination of differences between the Leninist groups and the others necessitates a critique of the Russian, Chinese, and Cuban regimes.

To return to the developed countries—developed, that is, from the viewpoint of national capital. If we see in physical violence and in the eventual armed struggle a byproduct of the more profound violence which is the class struggle for the expropriation of the bourgeois class, we have a quite different position with respect to the immediate and future situation.

We see, to begin with, that change in the way the producers think is fundamental and the role of any revolutionary “organization” is to do everything possible to aid in this change. Without doubt it is essentially in their struggles that the producers acquire new ways of thinking, and it is vain to “produce” such a change especially when the “objective,” material conditions are lacking. Still the role, negative or positive, of ideology in the development of consciousness is not negligible. To spread the word on the real struggles of the producers, to show in what they break with bourgeois tradition, to underline that in them which presages a new organization of society—this must be the work of a group if it wishes to be really revolutionary. It is not a matter of constituting oneself as an avant-guarde in exclusive possession of the truth and trying to impose it on the producers, but, simply, of becoming an echo of the totality of the thinking and practice of the group’s members, thinking and practice which themselves also are part of the class struggle. Spreading ideas does not mean using only “peaceful” means, or simply theoretical articles. Sometimes a well-timed action can play an important role in raising consciousness, even a very important role. What is essential, however, is to keep in mind that our actions, our positions, are only a little part of the social process, and for the most part are important only for ourselves. This is why it is essential not to get locked into one type of action, into one organizational form, or into one-upping other groups.

This leads us to the question of “revolutionary action.” To deal with this seriously we must distinguish certain characteristics of the producers’ movement for the control of social reality, characteristics which depend on the development of the struggle.

In fact—to adopt a “triadic” mode, reasoning in the Maoist style—we can distinguish three phases in the revolutionary process, three phases which cover many years­ for the revolution itself, while it is an acceleration and a qualitative transformation of history, cannot be reduced to some great day, even the longest of the year. These three phases correspond to three different levels of development.

(a) In the first phase, the producer understands that he/she is exploited. This consciousness is now reached by everyone. Nearly always the producer sees that he/she is exploited even if the factors of integration push him/her to forget it and if—as is mostly the case—he/she finds this exploitation normal and seeks only to enter the group of exploiters.

(b) In a second phase, the producer understands that he/she is exploited in common with other producers, that is to say, that he/she is part of an exploited class facing an exploiting class. This second phase of consciousness exists at the moment in a latent state. Most often it is masked by trade union and (in France) Stalinist phraseology. It speeds up and becomes manifest in collective struggles, strikes, riots, etc., in which the solidarity of the producers in the face of the common enemy begins to assert itself.

(c) Finally, in the third phase, the producer under­stands that with his/her class he/she can transform society and suppress exploitation. This last phase (which can occur only in the developed countries for simple “objective,” material reasons) is by far the most difficult and in fact, historically, has never been reached. At most we have taken part in a few weak steps in this direction. In fact this task is a formidable one, not only in view of the counter-revolution it threatens to unleash, but also and above all because capitalist society has reached such a degree of complexity that it may appear impossible to master it by and for ourselves.

It is besides symptomatic and normal that while political groups and political theories exist corresponding to stages (a) and (b), those corresponding to the last phase don't exist, or barely do. The theories which we have only serve up again, with a sauce more or less reheated and spiced up, the social-democratic ideas left over from the last century, according to which the transformation of society will take the form of a “seizure of power” by “workers,” organizations of the union or party variety. Far from posing the formidable problems raised by the possibility of the direction of production by “associated, free, and equal producers,” by the domination of work by humanity, by the necessary appropriation of technical skills by the mass of producers for their own use, by the transmission of knowledge, most of the “thinkers” limit themselves to contemplating or patching up the old fashions. For the most part they find that the socialist society will be realized as soon as competent people are in charge, especially if we are careful to make a little cultural revolution from time to time, which will put the really competent people in their rightful place. A fringe group revives the old myth of the “noble savage,” the isolated producer reconciled with his/her work and producing for his/her own needs. Others think in terms of the total abolition of labor, which becomes unnecessary thanks to the development (by whom?) of an imaginary automation, an idea which in reality is equivalent to extolling a return to the stone age. Others, finally, are partisans of the “workers’ councils,” the content of which is never made clear, and which is their Deus ex machina, like the party or “democracy” for others.

Without a doubt, as the first historical experiences show, the “council” form seems to be the one which will insure production and distribution in the new society, which will permit the development of the solidarity of all the producers and the realization of the satisfaction of the egoism of each in the satisfaction of the egoism of all. But one cannot escape the problem of how they are to be federated and coordinated. The only attempt at a theoretical solution of this problem is the book of the Dutch comrades: Grund­prinzipien Kommunistischer Production und Verteilung, but this leaves the theory at an embryonic level, as does Pannekoek’s Workers’ Councils. (2)

Since a solution of this problem—or even a sketch of one—doesn't exist, one cannot be surprised if the most conscious militants, who are unwilling to remain at stage (a) and (b), are caught up in a sort of shit, not knowing what to do. The activity of any revolutionary group demands theoretical reflection. The absence of this reflection matches the weakness of the basic class struggle.

This theoretical work ought to take many forms, because the task to be accomplished is immense and has as many forms as life. It is for this reason that it is essential that there be thousands and thousands of autonomous groups all over the place, dealing seriously with the problems of theoretical and practical work. What we need is as much theory and as many actions as possible—far from the one correct political line dear to all Leninists (real or disguised), which is the spitting image of bourgeois sclerosis and death. This does not imply scattering the struggle­ much to the contrary—but an attempt to deal with social realities, and the recognition that the transformation of society will be the work not of some one political group but of the mass of producers themselves, because the basic struggle goes on at the workplace.

There is no need for groups to have a form determined in advance, to copy a specific model, to exist for eternity. Dissolutions, recombinations, reamalgamations, fusions, clusters, etc., ought to go on. All of this is the condition of progress, as is the confrontation of ideas and experience, as is the action of each group or of each individual, as is also the collective actions and reflections of different groups or individuals. This is what went on during the revolutionary periods in Russia, Germany, and Spain (and even in China during certain phases of the cultural revolution), when real social ferment could be seen in the flowering of autonomous groups.

The problem of “political organization” cannot be posed a priori. It must take many forms; there is no need to set up guidelines. What is important is not to set up fetishes, to remain modest and to see oneself as a part, no more and no less essential than others in the development of revolutionary society, to be aware that if one transcends bourgeois society on certain points one remains still determined by it on many others, to seek as far as possible for actions which above all try to develop class consciousness and one’s own consciousness at the same time, to support the the autonomous action of the masses. By the development of our consciousness we can participate in the development of the struggle at our workplaces with our fellow producers. No place in society is privileged—neither the university nor the factory. The struggle against bourgeois society must go on at all levels.

“We are not lost and we will win if we have not unlearned how to learn.”

1. Individually, in part, in Western capitalism, collectively in the state capitalism of the so-called socialist states.

2. See Part IV this volume.

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Old Left, New Left, What's Left? - Paul Mattick, Jr.

Paul Mattick Jr. takes a look at the 'New Left' and student movement at the end of the 1960s.

NB this is a longer version of the text that appeared in Root & Branch #1.

Submitted by Fozzie on December 7, 2021

The American student movement which called itself the New Left came and went with the Sixties. Its disappearance is no doubt denied by individuals and political groups whose feelings of and claims to social significance rest on participation in "the Movement." It is uncontestable, however, that not only the organizations-above all, SDS-of the New Left, but the mass student activity in which they grew, are things of the past. Attitudes which shaped and developed from this activity have remained. I think large numbers of students and young people in general are more cynical about American society than were their counterparts in the Fifties, tend to be antiwar, and don't like the cops. There are students who think of themselves as revolutionaries all over the country; many of whom move around through the small Left organisations. But the last few years have seen a practical conservatism among most students. If large-scale student leftism begins again, it will be in a new social context; the New Left will live again only in a newer Left. By calling itself the New Left, the student movement of the Sixties raised the question of its relation to the radical movements of the past. Its disappearance poses the question of the nature of the New Left also in relation to the social struggles to come.

1

The emergence of leftish movements in the Sixties appeared paradoxical. The fifteen years since World War II had been hailed by an American president as "the greatest upsurge of economic well-being in history" for America and for world capitalism as a whole. As a result all social groups were supposed to have a stake in the well-being of the system. Class conflict and with it divisive "ideology" purportedly come to an end. The continuing presence racism and poverty in the "affluent" society, the perpetual imperialist warfare making good use of what had become permanent war economy, and a continuing level of economic difficulty-seen through the economists' glass darkly as the dilemma of high employment versus price stability-appeared as sore spots in a basically healthy organism. Racial discrimination and poverty would no doubt vanish with the continual advance of prosperity, supplemented by government programs. The warfare state forced on the system by the Cold War situation would be controlled as Soviet aggressiveness and/or American paranoia gave way to reason and Realpolitik. The vagaries of the Phillips Curve relating unemployment to inflation merely diagrammed the limiting conditions of a prosperous and growing economy.

From the vantage point of the early Seventies the illusory character of this view is evident. Racism and poverty remain as before, while the real wages of white workers have been sliding downwards. Despite peace agreements war continues in Southeast Asia, and threatens to erupt in Latin America and the Middle East. Simultaneous inflation and high unemployment bear testimony to the end of the postwar economic stability. The problem spots of the Sixties are today more easily identifiable as manifestations of deeper problems- whose solutions are not so apparent.

The post-war prosperity might in fact be better characterised as a pseudo-prosperity, from the point of view of the classical capitalist economy. While it has been possible for large enough numbers of workers to achieve levels of real income sufficient to maintain social equilibrium, this has been accomplished since the Twenties only thanks to steadily increasing government interventions into the economy. The private sector of the economy has not grown fast enough to make possible a high level of unemployment under conditions both profitable to capital and bearable to the workers. Thus the program of government-sponsered production begun with the New Deal and World War II had to be continued to "take up the slack."

But only the private sector is the capitalist economy proper (as "right-wing" economists never tire of pointing out). Capitalism developed as that system in which productive activity is organised by owners of capital with the aim of making profits. Employment depends not on the desire to produce goods that people need, but on capitalists' ability to sell at a profit the products made by those they employ. Since goods and services sold to the government are paid for out of funds taxed or borrowed from the private economy, apparent profits made in such transactions in reality represent only the redistribution of profits already made by capital as a whole, to the benefit of those corporations favoured with contracts.

Based on the steady expansion of the government sector, the prosperity of the post-Depression "mixed economy" therefore represents not a true capitalist boom, but rather a response to the inability of the economy to generate a rate or profit sufficient for an accelerated rate of growth. Because its role is played outside of, and in lieu of, the investment-profit-expanded investment cycle of the capitalist system, the expanding "public" sector, while successful so far in maintaining social stability, cannot solve the essential problem of declining profitability. Indeed, it even accentuates it, as eventually the expansion of non-market, non-productive (of profit) production must inhibit the growth of a private sector growing at a slower rate, even while it is necessary if the private sector is to be allowed to exist at all.

The limits of economic growth are also limits of social integration.1 Throughout the nineteenth century the profitability of capital was high enough to make possible a trend rise in both capital holdings and working-class living standards. The stagnating capitalism of our day, however, threatens a future of deep economic depression, and or renewed world war. And during the post-war decades it set bounds to the possibilities of social reform. A high and, for a decade or so, rising standard of living was reserved for a minority of workers. The limitations on the expansion of both the "public" and the private sector made full employment out of the question. Blacks and whites pushed out of the South, for instance, found low-paying jobs or no jobs at all in the Northern cities to which they moved. In the suburbs inhabited by "affluent" white workers as well as in the increasingly black and Spanish-speaking central cities, young people without the necessity to look for work or without jobs to look for were offered nothing but regimented boredom in the schools and the commercial culture of a stagnating society outside of school.

Ten years after the war (while the war-established world order cracked and shifted in Eastern Europe and the Third World), the instability of the American social peace made its appearance m various forms. The gang violence and rock 'II' roll music which expressed the frustrations of urban working-class young people; the civil rights movement among Southern blacks; the cultural revolt of beatniks and hipsters and the obsession with folk music among middle-income youth-these were harbingers of a coming "rebirth of ideology."

2

Like every group in the population, students experienced capitalism's adjustment to its new conditions of existence in the form of particular changes in their mode of life. These have been due both to the continuation of processes operative throughout the history of capitalist society and to new features particularly related to the mixed economy. The general effect has been that of a simultaneous growth in numbers and deteriorization in position of white-collar work, which in turn has affected the nature of higher education. Changes in technology, if not amounting to a "new industrial revolution," have resulted in a growing proportion of white-collar labour at all levels of industry, from Research and Development to production proper. The concentration and centralisation of capital have continued as a main trend of capitalist development, with the attendant elimination of the old petite bourgeoisie, in production and services alike. Multitudes of "independent entrepreneurs" or their sons and daughters came to find themselves in the position of wage-workers, in fact if not in principle (with the notable exceptions of the professions of medicine and ii law, which have so far staved off their reorganisation on industrial lines, though this too is changing). The same concentration and centralisation process spawned an enormous financial and industrial bureaucracy as more and more managerial and technical people became salaried employees. Finally, the growth of government interference in the economy and society necessitated a growing state bureaucracy, which has been the main contributor to the increasing white-collar sector of the working class.

All of this brought with it a tremendous expansionof higher education (a continuation of the process whereby the Industrial Revolution brought into being a standardly skilled and socialised manual-labor force). This again swelled the demand for white-collar labour, as the enlargement and multiplication of educational institutions implied an increase in teaching and administrative personnel. The students' experience was shaped both by the futures for which they could see themselves preparing and by the related reorganisation of the colleges and their adaptation to new functions.

College became a point of production of the masses of white-collar labour needed by industry, government, and the schools themselves. The lower ranks of the non-manual labour force were processed by the hundred thousand in state and "community" colleges. The elite universities and colleges too were transformed by this process. From "communities" of young gentlemen and their mentors, for the acquisition of the liberal education which as social skills went along with what business skills were taught, they became bureaucratised structures processing ever-larger numbers of students. At the same time, the needs of the economy which gave rise to the "multiversity" led to the addition to its educate functions those of being service centres for both industry and government.

The dominant ideology promulgated by the university remained that of neo-liberalism, the classical political doctrine with some alterations covering the advance of Keynesian economic policies: free enterprise with equal opportunity and reasonable success for all; freedom within the law made by a pluralist-democratic government of, by, and for the people; the ability of the welfare state to mitigate all social problems on the road to their final solution, This ideology jibed with the expectations of the young people who entered the upper level schools in the early Sixties; they assumed that college degrees would open the way to creative, responsible, leadership positions in the construction and administration of the Great Society at the New Frontier. Alas, it was not to be.

Already in 1949 economist Seymour Harris warned on the basis of labour market studies that America was producing more college graduates than could be absorbed into the occupations they would expect to fill. Despite the vast demand for college graduates, this is what happened.2 The hierarchy of degrees, an extension of grade school certificate and diploma, served as a means of job stratification, as employers systematically restricted classes of jobs to degree holders, despite the "over-qualification" of college graduates for the majority of these jobs discovered by Department of Labour studies.3 Whatever the (no doubt negligible) value of such studies, the typical college graduate of the 1960s faced a job which required a certain amount of background information and the ability to manipulate concepts, but which was nonetheless largely repetitive And uncreative. As a 1968 conference on the problems of scientific and technical employees and professionals concluded, "as their numbers increase, the uniqueness of the individual and his talents will decrease. "4 What holds for scientific workers holds also for the thousands working in government offices and in the university itself.

Far from shaping the expanding wonder-world of post-war capitalism, students experienced the positions awaiting them as unsatisfying slots into which school channelled them. The social tasks of the university-training and channeling-naturally were reflected in its own functioning. Bureaucratised and limited in its own right, campus life could not meet the desires of those who had been assured that a college education would provide the key to a satisfactory way of living. The conflict between the values inculcated by parents and systematised in the classroom and the realities of modern capitalism could only grow increasingly apparent to students, given by their very position of privilege an opportunity for some degree of critical examination of the world.

3

"We are people of this generation," the Port Huron Statement (the founding document of SDS) declared in 1962, "bred in at least modest comfort, housed now in universities, looking uncomfortably to the world we inherit. . . . Although mankind desperately needs revolutionary leadership, America rests in national stalemate, its goals ambiguous and tradition-bound instead of informed and clear, its democratic system apathetic and manipulated rather than 'of, by, and for the people.'" Believing that "the fundamental qualities of life on the campus reflect the habits of society at large," the roots of social stagnation were diagnosed as the apathy of the public, bred by a break in 'the vital democratic connection . . . between the mass and the several elites" of business and government, who ruled impersonally and irresponsibly. The response required as the assumption of responsibility for the initiation and organisation of social change within the country, which would allow America to play a progressive leadership role in the industrialisation of the world.5 Students moved "out of apathy" in response to a range of issues: Caryl Chessman's execution; HUAC persecution of leftists; U.S. aggression against Cuba; above all, the threat of thermonuclear destruction and the fact of racism. The anti-bomb movement produced the first national student demonstration, bringing some 7,000 people to Washington, D.C. in 1961. (This was also the first issue to unite students and young people on an international scale.) The threat of future destruction proved to be but the tip of an iceberg of daily catastrophe with the "discovery" of poverty and the spotlight cast on racism by the civil rights movement, which itself was revitalised by the activity of students.

The crude material life problem facing the increasing numbers of black students is not hard to grasp: education or no, to white (i.e., most) employers all blacks looked alike, and in a stagnant economy blacks remained the "last hired-first fired." A black with a college degree was likely to do far less well in the world than an educated white and many uneducated whites. The fate of black students was thus objectively tied to the fate of blacks in America generally. At the same time, the industrialisation of the South and the migration of the rural population into segregated cities, North and South, was shaking up the system of racist law and order evolved since the Civil War. In the context of the racial ferment of the Fifties, the contradiction between, the rising aspirations of black college students and the realities of their position in society emerged in a politicisation of black students, especially in the South, where NCC was formed in 1960.6

Hundreds of white students worked with the civil rights movement in Northern cities and in the South. The black movement, in addition, provided a model for attempts of white student activists to organise the Northern urban poor, especially whites, in the Economic Research and Action Project (ERAP) initiated by SDS in 1963. Despite the attacks made by both SNCC and SDS on "the Establishment" in general and the Kennedy regime in particular, the projects of both groups did not transcend the limits of the New' Frontier. It is characteristic of the activist spirit of the time, for instance, that the Northern Student Movement (a white civil rights auxiliary) devoted its energy, apart from fund-raising and desegregating projects, to tutoring ghetto children-i.e., aiding the black poor to climb the supposed educational ladder to success. Aside from its own good works, the movement was consciously oriented towards the Federal government as the mechanism of change; its aim was to organise social forces which would compel the liberals to keep their promises.
With the ERAP program, Richard Rothstein, a participant, explains,

SDS still believed in the possibility of change within the framework of America's formally representative political institutions. ERAP's goal was to stir these institutions, to reverse the corruption of established liberal and trade union forces.7

It was believed that these forces, under pressure from ERAP-organized groups and other "new insurgencies" would demand that resources be transferred from the cold-war arms-race to the creation of a decentralised, democratic, interracial welfare state at home. This program remained in the air breathed by the New Left throughout the Sixties. The orientation towards the allocation of government spending and the legislative energy shows up in the long-term coexistence among the new leftists of the call for "participatory democracy" and radical social change with an attachment to the Democratic Party.

In the South, the initial emphasis on desegregating public facilities gave way to a concentration on voter registration and education, a program oddly hailed by the Port Huron Statement as "perhaps the first major attempt to exercise the conventional instruments of political democracy in the struggle for racial justice." The goal was both the exercise of political power at the local level and pressuring Washington to pass and implement civil rights legislation. (The summer, 1964 voter registration project was even seen by some as a tool to provoke federal military intervention into the South and with it a "New Reconstruction.")
Furthermore, again in the words of the Port Huron Statement,

Linked with pressure from Northern liberals to expunge the Dixiecrats from the ranks of the Democratic Party, massive Negro voting in the South could destroy the vicelike grip reactionary Southerners have on the Congressional legislative process.8

Thus black voter registration was a key to the "redirection of national priorities" called for by SDS; the political possibilities of the black vote were attested to by the quiet funding of voter registration projects by Kennedy Democrats. The 1964 registration campaign culminated in the organisation of the Mississippi Freedom Democratic Party, which was to represent blacks within the national Party. Despite the rejection of the MFDP by the 1964 convention, the Democratic Party, as the main organisation of "liberal forces" remained a focus for the New Left. In 1964, for instance, many members of SDS took the position of "Part of the Way with LBJ." In 1965 a group of editors of the journal Studies on the Left could write about the irrelevance of the alternatives of working within the Democratic Party or independent political action, as

"the new movements which give us hope are realigning the Democratic Party even though they often work outside the Party and their values go far beyond those of the Democratic leadership."9

The concentration of interest on the liberal reform wing of the Establishment had its counterpart in the moral-humanist basis of the ideology of the early New Left. While SNCC in 1960 sought "a social order of justice permeated by love"10 SDS in 1963 expressed the hope for

"human freedom. We care that men everywhere be able to understand, express, and determine their lives in fraternity with one another. . . . Our quest is for a political and economic order in which power is used for the widest social benefit and a community in which men can come to know each other and themselves as human beings in the fullest sense."11

Or as Carl Oglesby, then president of SDS, put it in 1965 at an antiwar demonstration, the issue was changing the corporate system

"not in the name of this or that blueprint or 'ism,' but in the name of simple human decency and democracy and the vision that brave and wise men saw in the time of our own Revolution. "12

In the beginning, then, in accord with the social experience of those who made up the student left, the destruction wrought by the capitalist system was experienced through the shroud of the liberal ideology, and opposed in the name of the promises-liberty, equality, fraternity-with which that system had begun.

In the confrontation of the system with its own ideology, the latter had slowly to give way. The experience of white volunteers in the voter registration projects in the South was especially powerful. Finding themselves shot at, with some of their comrades killed, they discovered a world of social violence they had not known existed. They were beaten by cops as Federal marshals looked on, then sentenced to jail by Kennedy-appointed judges; they, rather than the KKK, were investigated by the FBI. Nationally, those who supported Johnson against the right-wing and war-prone Goldwater were rewarded with the bombing of North Vietnam and the addition of new thousands of troops to those dispatched by Kennedy to Indochina. The ERAP projects met with frustration after frustration in an economy which could not provide "jobs or income now." The liberal forces did not support the wished-for "interracial movement of the poor" (which anyway was not coming into existence), so that the long-term aim of redistributing federal spending from military to welfare and peaceful employment programs went nowhere. The New Leftists therefore found themselves on their own. They began to conceive the aim of community organising as political education: the experience of struggle for simple but ungranted needs would lead to radicalisation of the people involved. Yet while by the beginning of 1965 "grass-roots organising" was seen as a radical alternative to working with the liberals, an objective, if not subjective, continuity coexisted with the break. Carl Oglesby expressed the position succinctly in the speech quoted above:

We are dealing now with a colossus that does not want to be changed.Itwill not change itself. It will not cooperate with those who want to change it. Those allies of ours in the government-are they really our allies? If they are, then they don't need advice, they need constituencies; they don't need study groups, they need a movement. And if they are not, then all the more reason for building that movement with a most relentless conviction.13

Among black activists, the defeat of SNCC's attempt to organise rural blacks and the general failure of the civil rights movement to get results beyond token desegregation led to attempts to build political and economic organisations based on the acceptance of segregation. The shift in the colour of the cities' populations required a realignment of ethnically organised political forces, however reluctantly this was admitted by local machines; in addition the construction of a Democratic black vote continued on a national scale. Black nationalist ideology was not only ~ response to the failure of the civil rights movement but facilitated the fudging of class contradictions within the black population. The result was a certain degree of integration of black "community leaders" into various levels of the political power structure, while massive rioting was met with some semblance of Federal aid. "Black power"-for all its inheritance of the ambiguities and ambivalence imposed by American capitalism throughout its history on the struggles of blacks for better conditions of life-had therefore some practical meaning, ranging from "black culture" enclaves in the colleges, to local political deals, to the social-work and/or electorally-oriented activity of "revolutionary" groups in several cities.
0The white activists, in contrast, had no organic connection with the groups they were trying to organise, and little of practical importance to offer them. The social changes needed were more profound than they had seemed at first, while what they were and so the means to achieve them were immensely unclear.

"By the winter of 1965," as Richard Rothstein wrote, "if you asked most ERAP organisers what they were attempting, they would simply have answered, 'to build a movement.' "14

But although they had come up against a practical impasse, the New Left organisers had discovered in left politics a realm of activity in which they seemed to have creative and perhaps' history-making parts to play. This sense of work fit for their capacities (together with the camaraderie tying together the small number of militants) was a great deal of what kept the movement going as it turned from the attempt to pressure liberals to a vaguely conceived social movement against "corporate liberalism."

With the failure of its original aims, ERAP fell apart in 1965. At the same time the antiwar movement developed rapidly in the colleges, spurred by the bombing of Vietnam, the dispatch of large numbers of American troops, and the abolition of student draft deferments. Attempts were made to transfer this movement off campus, by adding agitation around the draft to local issues. Antiwar activists came up against the rigidity of the system in the same way that the SNCC and ERAP organisers had. Beginning with a belief that draft resistance, demonstrations, and/or voting for peace candidates would end the war, the total failure of their efforts forced them to see their activities as important for their educational and "polarising" effect, and to think in terms of "movement building" for basic social change.

The Port Huron Statement announced the theme of "bringing people out of isolation and into community"; as the enemy came to be seen as not "apathy" (or even the Dixiecrats) but "the system," the community to be organised took shape as a counter-community. For some, this meant the construal of community organising in terms of concepts adopted from the anti-imperialist ideology of the Third World. Blacks and other ethnic groups were joined by youth, freaks, women, gays as would-be communities. Closer to home, the New Lefts call for "alternative institutions" drew on the same desire for satisfying personal and social relations visible in the various therapeutic, sensitivity-training, etc., businesses frequented by middle- and upper-income people, and in basic themes of the media- and commerce-structured manifestation of disaffiliation called the "youth culture." Rick Margolies spoke for many when he answered the question, "What do we do when we're white and affluent, in a world of starvation and coloured revolution?" with a program that began with restructuring personal relationships through communal living:

As we come together and restructure our relationships, we create the germ cells of a renewed social organism, growing from the ground up, into the institutions which sit heavy on our lives.15

Similarly, counter-institutions like "underground" papers could be seen as employing "political guerrilla tactics in the face of mass society" (or, in the jargon of the late Sixties, of "white, male Amerika") "in which enclaves of freedom are created here and there in the midst of the orthodox way of life, to become centres of protest, and examples to others.16 "Weatherman's pitiful attempts at terrorism can be seen as the dead end to which the idea of confrontation of the system from a point outside it was driven in the absence of an oppositional social movement.

An alternate model for the Movement (essentially a revival of the Communist Party Program of the Thirties) was presented by the Progressive Labor Party, a Maoist split from the CP which began a conscious effort to capture SDS in 1965. Despite the difference in style of political pronouncements, the specific focus on "trade union work" among blue-collar workers, and the orientation towards a Marxist-Leninist Party, PL had enough in common with its opponent factions within the SDS national leadership to make possible a long struggle for supremacy within SDS, until the organisational fabric parted under the strain.

What united all factions of the left was the conception of their relationship to actual or fantasised communities as organizers-after the example of trade unionists and social workers-rather than as "fellow students" or workers with a particular understanding of a situation shared with others, and ideas of what to do about it. Despite the disagreement over the primary target for organising-unemployed, blue-collar workers, white-coIlar workers, dropout youth-in each case the "community" was seen as a potential "constituency" (or, in PL's language, "base"). The radicals saw themselves as professional revolutionaries, a force so to speak outside of society, organising those inside on their own behalf. Thus the activist played the part reserved in liberal theory for the state, a point not to be neglected in the attempt to understand the drift of the New Left from an orientation to liberal governmental reform to leninist-stalinist concepts of socialism.

4

Most bizarre, in rereading position papers of the Sixties, is the reference to students as a constituency to be organised. What this signified was a failure of the New Left, particularly in its later stages, to understand and come to terms with its own social roots. Despite the emphasis given in the account above to community organising, the left was first and foremost a phenomenon born in the groves of academe. Although activists dropped out of school to organise, for periods or for good (though many who left "for good" are returning as the Seventies begin), the base of the movement was the student population. The mass demonstrations were peopled by students and the mass actions of the New Left were student demonstrations.

The Berkeley revolt of 1964 is the exception that proves the rule. This first campus uprising was the only sustained majoritarian one, and the only one squarely on student issues. It originated with civil-rights activists who raised the demand for free speech when forbidden by university administrators to hand out leaflets on campus. Yet, as Mario Savio put it, while the struggle for civil rights provided a "reservoir of outrage at the wrongs done to other people . . . such action usually masks the venting, by a more acceptable channel, of outrage at the wrongs done to oneself." The Free Speech Movement quickly involved masses of students because it expressed not so much the political pre-occupations of the radicals as general student dissatisfaction with the nature of the "multiversity." As one commentator put it

The students' basic demand is a demand to be . . taken into account when decisions concerning their education and their life in the university community are being made. When one reviews the history of the Free Speech Movement, one discovers that each new wave of student response to the movement followed directly on some action by the administration which neglected to take the students, as human beings, in to account, and which openly reflected an attitude that the student body was a thing to be dealt with, to be manipulated.17

Of course, the problem was not in reality the attitude of the administration, but the fact of the new status of students, who are no more simply "human beings" than anyone else but people in a particular social position.
Throughout the Sixties, radicals generally succeeded in maintaining their demands as the apparent focus of university activity. But despite the claims of activist leaders to have "organised" student protests around political issues-racism, the war-calling for student "service to the people," the large-scale actions like those at Berkeley, Columbia, Harvard, S.F. State drew their power from the student frustration with the institutions through which they experienced the society against whose most flagrant abominations this power was focused. The growth of campus antiwar feeling attendant on the abolition of student draft deferments is only an obvious example, as is the fact that student involvement typically came in response to the entrance of police on campus, rather than to the original political issue. (As the International Werewolf Conspiracy put it in a leaflet at Berkeley once, "The issue is not the issue.") The largest student action, the national strike of 1970, arose from the combination of the public expansion of the war into Cambodia with the National Guard shooting of four white students. (The killings at Jackson State were not much of a new departure for the forces of law and order.) As a popular tract of the time put it, white students turned out to be "niggers" too, if privileged ones. And they didn't like it.

For the very real reasons mentioned above, black students could not only feel a moral call to struggle for the underprivileged, then could feel themselves to be part of the discriminated against. Thus their political activity with no strain combined a "black community" orientation with attention to student problems. They fought for issues which involved a real ameliorization of their position: both by contesting discrimination and, in the academic version of black power, by creating in "black studies" an academic sphere in which simultaneously white racism could be fought and careers made. (Here again there is a certain parallel with the on-campus women's movement.) The different positions of white and black students made sometimes for odd effects: as at Columbia in 1968 when the blacks negotiated separately and successfully with the administration, while white students continued the struggle into bloody fighting against police-over Columbia's racism policies (among other issues). The fundamental demand of the whites-to escape proletarianization-could not be met; black students had practical demands (in addition to the vaguer ones for "freedom" and "power") which could be.

Aside from the blacks, other minority groups, and, later, women, university reform was by and large the purlieu of those whom the radicals derogated as liberals, and in fact remained a realm of official committees and other forms of co-optation. For a student movement, the New Left was remarkably uninterested in theoretical work, and shared the low intellectual standards of American university life. Nothing remotely approaching the German "critical university"-the attempt to work out systematically a critique of an alternative to the content of bourgeois education, along with an attack on the official forms of education and structures of student life-developed in the American movement. Even in the brief period of the "student syndicalism" strategy in SDS, campaigning for student power was largely a tactic for getting students involved in confrontations with school and state authorities, which was to lead to student radicalisation and transformation into movement militants and organisers.

Thus though the New Left represented the political stirrings of students as a social group in response to its problems in life, the understandings and modes of action developed by the movement's activists bore the most part only unconscious testimony to that fact.

"Historical self-consciousness means the attempt to define ourselves as part of a developing social force, to develop concrete explanations about its origins, to project its growth and development, and to demonstrate and articulate its needs and values."18

Such a self-consciousness was not worked out by the New Left. And, in practice, the growth of opposition to the status quo on the part of white students was expressed through attention to issues removed from their own immediate experience and interests-issues about the interests either of some other group in society or of society as a whole. Insofar as the university was an object of organised attack, it was typically with reference to the academy's direct services to capitalism, and its impact on other groups of social victims, rather than to the situation of the students themselves. This was both a strength and a weakness of the student movement. It encouraged the elaboration of a critique of society as such, dealing with features of the system which do not directly confront students, but which were hardly discussed outside of the student left. But it also obscured the nature of the social changes in response to the necessity of which the New Left had arisen, and therefore of the students' potential part in making these changes.

In part the abstract way in which social problems appeared to the student left was due to the circumstance that students are not involved in the production process but are only in training for it. Their problems are not yet the problems of the workers they will be, problems which can reveal the fundamental basis of the unpleasantness of life under capitalism in the social power relation between worker and boss. But there were more fundamental issues involved. It is not without significance that student left activity in the Sixties was largely centered in the elite colleges, rather than in the junior and "community" institutions into which the lower ranks are channelled. For the latter, until recently at least, college may well have represented a way out of factory labour or Dad's store to white collar and administrative jobs; whereas for the elite students the end of college represented not entrance into. a better life but the ending of a relative freedom and enjoyment that had been theirs' from birth. Although he states it primarily in the terms in which it was experienced by the students, moral ones, Tom Hayden gave an adequate description of the experience in an article written in 1966: By the early Sixties,

"the empty nature of existing vocational alternatives has pushed several hundreds of these students into community organising. Working in poor communities is a concrete task in which the split between job and values can be healed."19

It is also a task in which one escapes from being oneself a worker, a part of the larger "poor community."

Student radicals' understanding of their own activity did not simply derive from their own social position. "The ideas of the ruling class are, in every age, the ruling ideas"; they can be challenged by a true appreciation of social affairs only to the extent that class rule is challenged by a social force embodying the principle of a classless society. But the students' rejection of the social position available to them found no echo in a non student social movement capable of creating a new social system with other options. Since World War II, despite discontent with the limits set to struggle by the unions, and the activities of black caucuses and extra-union groups, proletarian discontent has remained localised and thus always susceptible to defeat by employers and/or union recapture of control. The poor proved to have no power-with the exception of urban blacks who through rioting could force some short-term concessions-at any rate no power that was organizable for a general assault on the status quo. Above all, the students themselves had no power This was of course the secret of their problem, the essence of their proletarianization, and the basic fact against which their rebellion was directed all along. But their powerlessness had to be learned, through their inability to influence the government or the Democratic Party, to stop the war, or to organise anyone else to change the world. In 1970 the student strike involved millions of people throughout the country. Here the student movement reached its peak, spreading through "community," junior, and technical colleges, and joined by high-school students across the country. The impact on the government's activity was. nil; more importantly, perhaps, the strike found little echo among the population as a whole. The students' plea to workers for a generalisation of the strike, through those areas of production which really have the power to break capitalist society and make a new one, went unanswered. This high point, in terms of numbers, energy, and political consciousness was also therefore the end of the Movement, as from that moment dates its steady decline.

5

The experience of the New Left, as its desires overflowed the system's channels, led to a conscious rejection of liberalism. And, despite the important role played by "red diaper babies," the rejection of many political traits of the Old Left was as central to the New Left project as the rejection of liberal anti communism. But as its understanding of its possibilities as a political movement developed from the goal of left pressure on the lib-lab forces towards ideas of revolution, its organisational forms and rhetoric showed a strong tendency to move back towards those of the Old Left-towards the Party, centralism democratic and otherwise), leadership as major preoccupation, ideology, orthodoxy and heterodoxy, political exclusionism, factional debate. The remains of the Old Left were waiting with "theory" and organisational discipline for those who ascribed the failure of their previous efforts to the lack of these two items. The strength of the New Left is to be sought in the fact that the liberalism of its beginnings and the Leninism of its later stages represented nodes of failure. Within the history of bourgeois society, measured against the workers' movements and revolutions of the past, the New Left represents a historical phenomenon of minor significance. It is important only as the first politically conscious reaction to the stagnation of post-war capitalism, because it raised again fundamental questions about the nature of revolution, and demonstrated in its own history the relation of liberalism to the "Old Left" and the present-day limits of both.

"Liberalism" denotes neither a simple nor a static form of thought and action. As ever, the course of ideas is formed in the soil of the real social development, and the liberalism of the twentieth century is not that of the eighteenth. In capitalism's period of growth, the doctrine of laissez-faire served well in battle against both the traditional ruling groups and the dispossessed peasantry and "labouring poor." With the consolidation of the system, however, and the increasing polarisation of classes between capital and labour, liberalism became the project of overcoming social contradictions through state regulation, without the abolition of the class relations which produce them. In the twentieth century this has meant the official recognition and integration of the labour movement with,the framework of state interference in economic affairs.20

Despite the conflict of ideology, this program had n close affinity to that of the Old Left. Both of the main traditions falling under this rubric-Social Democracy and Bolshev-ism-failed to challenge the roots of capitalist class relations. The Social Democratic parties and trade unions developed, despite their origins in proletarian opposition to capital, as organs speaking for the working class within the evolving political and economic frameworks of capitalism. The steady formation, with capitalist development, of a proletarian mass systematically oppressed necessitated the development of forms of integration of this mass-whose interest is essentially opposed to that of their rulers-into the system dominated by those rulers.Political-parliamentary-rep-resentation allowed for the large-scale regulation and control of the conditions of exploitation; union organisation developed procedures for the handling of grievances and the control of strikes.

Bolshevism represented and represents the adaptation of these forms of organisation to the special conditions of backward areas. In Russia, the birthplace and classic example of Bolshevism, economic and social backwardness was tied to political backwardness (Czarist absolutism). Apparent on the horizon was a revolution which while advanced would share the basic character of the French Revolution and the German upheaval of 1848, in which the dynamic of capitalist development would free itself from a regime doubly ancien by Europe's standards and Russia's. For the Russian Marxists, the situation was indeed a recapitulation of '48, only with every chance of success in the further evolved world of the 1900s. The socialist movement developing as an aspect of the growth of capitalism in Russia would have a double role to play: first as vanguard in the struggle for bourgeois democracy, then in the proletarian class struggle which would accelerate with the unleashed progress.

While the ultimate model for the organisation of the Russian labour movement was the German Social Democracy and its associated trade unions, the bottleneck character of the Russian situation made a mass social democratic organisation a practical impossibility. Bourgeois reformism was out of the question when the bourgeois revolution was still to come.

This was part of Lenin's accurate perception of the situation expounded in What is to be Done? The spontaneous class struggle, he held (trade unionist in aims) was not adequate to the tasks imposed by the Russian situation. The accomplishment of revolution-first of all the bourgeois revolution could not be entrusted to the workers but required an organisation of professional revolutionists, able in their isolation from the daily struggle of capital and labour to keep their eyes on the main question: the bourgeois revolution which, by offering the Party a chance to seize power, would open the way to socialism.

The similarities and contrasts between Social Democracy and Bolshevism are equally significant. In the one case, reform, in the other revolution. But they shared the basic idea that Socialism was to be achieved through control of the state by the party which, as the guardian of Marxist theory, was the true representative of the workers (or, as the doctrine had to be expanded under the press of circumstances, the workers and peasants). This idea was fleshed both in the reformist practice of Social Democracy and in the revolutionary activity of Lenin's party. The difference between them stemmed not from varying conceptions of the relation of the proletariat to socialism but from the difference between the socio-political contexts of Russia and the West, which in both cases favoured a hierarchical party structure presaging the form of the state-run society to be created. Hence it was natural-despite the gulf which otherwise opened between the two leaders-for Lenin to quote Kautsky with approbation in his attack on "spontaneity."' He found "profoundly true and important" Kautsky's opinion' that while socialist consciousness appears to be a necessary and direct result of the proletarian class struggle this is absolutely untrue. . . . Modern socialist consciousness can arise only on the basis of profound scientific knowledge. The vehicle of science is not the proletariat, but the bourgeois intelligentsia.21

Lenin summed up in his own memorable words:

there could not yet be social democratic consciousness among the workers. This consciousness could only be brought to them from without. the history of all countries shows that the working class, exclusively by its own efforts, is able to develop only trade union consciousness. . . The theory of socialism, however, grew out of the . . . theories that were elaborated by the . . . intellectuals.22

But whereas in Germany the ideology of the Party as carrier of the consciousness "of" the class suited tin organisation which acted in fact as the liberal, progressive force in German capitalism, in Russia the vanguard concept expressed an historical movement towards the very replacement of the bourgeoisie by the Party Ideology, because the supposition that revolutionary consciousness is impossible except as incarnated in the controlling leadership of intellectuals organised in the Party, proved false in Germany and Russia alike, as well as in all the areas in which the capitalist crisis of 1913-~920 drove workers to revolt. The German revolution, which, developing in fact in opposition to the Social Democratic Party, created its own form of organisation in the workers' councils directing the factory occupations, only destroyed itself when it handed power back to the Party. In Russia, the professional revolutionists of the Bolshevik Party rose to power through their support of the masses' demands. If the correct Marxist-Leninist line in 1917 was "All power to the soviets!" it was only because the workers and soldiers had already created soviets and factory committees. The Bolshevik seizure of power, in the absence of successful proletarian revolution in the West, was not the completion of the revolutionary process but the beginning of its end. The substitution of a coup d 'etateven by socialists and even on the basis of workers' support, for the direct seizure and administration of the means of production by the workers themselves, meant inevitably the doom of the effective power of the soviets and the replacement of the dictatorship of by a dictatorship over the proletariat.

That the revolutionary character of the Bolshevik party was due to its situation in a backward area, and not to the strength of the revolutionary will, was shown clearly by the fate of the Communist parties organised in Western Europe under the aegis of the Third International. Their parliamentarism and reformism resulted not only from their subjection to the needs of Soviet foreign policy but also from their adaption to conditions of a revived capitalism-necessary for organisations which want to play a real political role under such conditions.23 Today, the mass Communist parties and unions in Italy and France have the place of the social democratic organizations of former times; the "mature" tactics of Leninism-for-the-West have been excellently represented by the systematic sabotage of the May, 1968 upheaval by the French CP. The failure of the Old Left organisations to develop in the USA during and after the Great Depression may be traced indeed to the fact that the Democratic government and the trade unions filled the role played in Europe by "socialist" workers' Organisations. It is just the latters place, with modifications stemming from the peculiarities of US history, which was taken by those forces proud to call themselves "liberal."

6

In this historical light, the task conceived by those fragments of the New Left who dream of a revival of revolutionary Leninism in the developed countries acquires a clearer (if dismal) character. It is not unrelated to the liberal beginnings of the Movement. The basis for this tendency was to be found all along, in the centrality of the organiser model of left activity. The professional revolutionist is after all only a bureaucrat or social worker for a state apparatus that has yet to come into existence.

The transmutation of "liberals" into Leninist "revolutionaries" is the result of more than the ideological development of some flew leftists. The continuing strength of liberalism as a program derives from capitalism's constant tendency to "rationalisation." This is an aspect of the nature of capitalist development, which expresses itself both in economic organisation (concentration and centralisation of capital, search for efficiency within production) and in the necessity of overcoming a tendency towards social instability, in periods when the status quo no longer meets the need imposed on the system by its own logic. The economic and social system built by the Bolsheviks in Russia, in which the Party-State takes the place of the capitalist class as a whole, is the logical end point of the trend to concentration of capital and government Interference in the economy which define the "mixed economy" of the present-day West. From this point of view the revival of Leninism (and-somewhat surprisingly, though logically enough-of Stalinism) may turn out to represent a chafing at the limitations placed on further evolution towards a state-run system by the representatives of the still fundamental private-property character of the economy. It is thus related to the myth of the technocratic class, whose approach to power is alternatively welcomed (e.g., by J. K. Galbraith) or feared (see N. Chomsky and L. Mumford).

At any rate the bolshevist idea may well appeal to members of a frustrated intelligentsia, hardly approaching power in fact, who see before them the struggles and successes of the intelligentsia of the Third World for whom nationalist movements controlled by Leninist parties are an avenue to power. What left-leaning Harvard graduate student in government could resist the image of the Party cadre, educating the people, organising them, eventually formulating and overseeing the implementation of the plan which will lead to rapid industrial development, etc.? There is a certain parallelism here with Black Power leaders' frequent identification with the masters of emerging African and Asian states. The Black Panther Party, for instance, formed itself not merely after a Bolshevik pattern but directly on the model of a governmental power, with Ministers of Justice, Information, Foreign Affairs, etc., and a military structure of command.24

The identification 0/ the goals of the American left with those of nationalist and statist movements in the underdeveloped world, itself a reflection of the weakness of the radical movement in the US, revived the Leninist conception of the world-wide unity of anti-imperialist forces. Just as in Russia, the theory ran, socialism could be established in an overwhelmingly peasant country due to the control of the state by the Communist Party, representative of the workers, so the anti-colonial movements would combine with the labour movements of the West to make the world revolution, thanks to the unifying guidance exercised by the Russian party-controlled International. The experiences of the last fifty years should have been enough to dispel this myth from leftist minds, national liberation has proved to mean either neo-colonialism or else exploitation of the masses of the Third World by state capitalist masters, generally involving in either case the reincorporation (to varying degrees) of the "liberated" countries into new empires, the big powers, East and West, dividing the spoils. Even the most neutralist of the new nations (i.e., those which seek to play the various masters of the world oft against each other) have no choice but to adapt themselves to the exigencies of the world market controlled by the industrially advanced countries.

At this point, the prospect of total statification of American capitalism k a dim one. There is no faction of the bourgeoisie with access to political power not dedicated to the preservation of the private corporate system. And the working class has a healthy antipathy to "communism" of the Russian (Chinese, Cuban, etc.) type, which they rightly identify as totalitarian control over the individual's existence despite the fact that, due to their non comprehension of the circumstance that individuals are members of classes, their "anticommunism" takes the crazy form of support for the capitalist system). Even among their fellow students, the new Leninists have been unable to attract more than a handful.

The New Left came into existence because what one might call Old Left liberalism is no longer feasible. The program of the Old Left is also scoring no great success. While the full statification of American capital cannot be ruled out as an option which the bourgeoisie might choose at the sacrifice of their private property interests in order to avoid economic collapse and the threat of revolution from below, at the moment he more significant-as well as only real revolutionary-avenue visible in the future of capitalism is that of a truly communist revolution, organised and controlled by the working class itself. The New Left has pointed to a possible renewal of activity by this spectre. It is for us now more crucial than ever to get beyond the ideologies of the past, in which the New Left was by and large trapped, to an understanding of what such a revolution will require and mean.

7

The uniqueness of capitalism in the history of human society lies in its development of social integration to a point where the overcoming of the opposition of individual (or small group) to social interests becomes possible. The basis of any society is the production (and distribution) of all the goods that satisfy its members' wants-from food and clothing and material means of production themselves to the arts and the systems of ideas with which societies attempt to understand themselves and maintain belief in the worthiness of their ways of life. In pre capitalist societies, most of this work was carried out on an individual or narrowly local basis. Though the steady growth of cities as a form of civilised existence made for the development of a division between the labour of the town and that of the country, most people worked directly for themselves, their families, their village communities, or their immediate overlords. Hunters, farmers, artisans made many of their own tools; families provided their own homes, clothes, and nourishment; not only tribute but trade moved the products of specialised labour only for the few.

Capitalism has changed all that. The transformation of peasant or freehold agricultural production into large-scale farming by wage-labor for the market and the development of mass-production industry have bound the producers economically-and so socially-not only to those who hold social power but to each other. This is true for both aspects of the unity of production-distribution. An auto worker labours with thousand of others in the manufacture of a common product; and this product is as little for his own or his colleague's specific use as is the bread they eat produced by them. Common labour at the point of production is but the cell-form of a system of common production by all the workers in society for each other.

At the same time, this social system of production developed historically within a structure of private ownership and control of the means and thereby the results of production. Labour took on the form of wage labor; people produce for each other only by producing for the capitalists from whom they must then buy back their own products. Thus social production was created in capitalism at the expense of the producers who can work for themselves-each other-only by working for the masters of the process.

The needs of the producers can be met, due to this peculiar system of social production under private control, only within limits set by the mechanism of the market, which includes and is based on their submission to the labour market. The private aspect of the system dominates the communal. Instead. of being controlled consciously by the joint producers, production is controlled by the market, and the market by the competitive need of individual capitalist firms to accumulate. Thus arise all the anomalies, ridiculous and tragic, characteristic of this system: from the careful designing of light bulbs that burr out faster to the "overproduction" of food while millions starve. Inevitably, such a system leads to conflicts between the needs of the producers and the capacity of the system to satisfy them, its periods of apparent success resolving only in crises throwing millions out of work or into war.

It is no surprise, then, that, from its origins, opposition to capitalism developed as an integral part of capitalist society. From the beginning this has been a class society in which the interests of the class of producers, production for the "co-operative commonwealth," and those of the class of owners and exploiters, the amassing of profit and the expansion of their individual spheres of power, came constantly (though sometimes more clearly than at others) into opposition to each other. As Marx was perhaps the first to stress, it is this rather than the activities of theoreticians and politicians which accounts for the existence of the working-class movement.

Revolutionary working-class activity has not been the creation of "organisers" either ex nihilo or by the infusion of a "good political line" into the workers' "spontaneous" activity. Rather, an examination of past movements reveals a history of radical practice as working-class transcendence of workaday militance in the face of social crisis conditions which transform reformist and integrative movements willy-nilly into revolutionary ones. Reformism is not a doctrine foisted on the workers by bad leaders, but a product of the workers willingness to be satisfied with the gains obtainable in periods of capitalist prosperity. Similarly, the basis of revolutionary activity is the system's inability to achieve permanent stability, its tendency thus to create situations in which the institutions-unions, political parties -that under "normal" conditions channel and contain working class dissatisfactions can no longer function. In such situations the producers are forced to find new forms of activity in their struggle against capital.

Just as the origin of proletarian revolt lies in the workers' experience of capitalism's incapacity to meet their desires, the organisational forms of revolt are developed out of social structures of the system. The fact is that the workers are (as we have seen) already and at all times organised: in the factories, offices, schools, neighbourhoods, and in the interconnections between all of these established by the capitalist production system itself. From this point of view, the problem of the organisation of communist revolution is that of the workers' taking the existing network of social interdependency into their own hands, while reorganising it according to their needs.25

To contrast "spontaneity" with organisation puts the problem of the forms of revolt in a misleading way. Any attempt of workers to take any degree of social power demands-and has always produced-varying degrees of organisation on local and broader levels. What "spontaneity" has been used to refer to is not absence of organisation but independence of the control of political groups. In this regard, what is striking if we look at history is the minimal role played by the political groups of the Old Left in the structuring of revolutionary struggle and the extent to which they have served in fact as brakes on the workers' efforts.

Organisation is the organisation of activity and so grows out of and reflects its needs. Activity pursued within the framework of class society requires for effectiveness the hierarchical structure and business behaviour that capitalism calls for; but revolutionary action calls on different principles. Here what is crucial is people's discovery of their power, so systematically denied by the functioning of the system, to control and organise their own activities. On the basis of this principle of workers' "self-organization" the reality of class can develop through action.

Tactics can be worked out only in terms of the specific shapes taken on by the struggle in specific situations, and are nothing to be determined by a central committee, although interchange of experiences between people in different areas is so important as to be essential. The same goes for strategy; the cleverest strategies "for the working class" mean nothing if they do not correspond to needs felt by people, arising through their own activity. It should be clear that what is at issue here is not "centralism versus decentralism" but rather the relation between local groups and (various) centere(s). What is crucial is, on the one hand, the freedom of the local groups to devise actions responsive to their situations and, of the other, strict control of all supra-local levels of organisation by the locals, so that the centre is only a means to their co-ordination and joint action. Such centralism-co-ordination of local struggles-becomes possible as it becomes necessary, i.e., as the bourgeoisie is confronted as on a large scale, is confronted as a class. For this means that the various groups of producers in struggle are fighting on a common basis, a situation which calls for the extension of the workers' organisation on their workplace to that of several workplaces together, and so on up. It is in this way that the organisation of struggle against capitalism can lead to the organisation of a new society to replace it.

As the thought of the Party (or its Chairman) is no substitute for the masses' own understanding of the situations they face, neither is its organisation a substitute for theirs. While the class of producers derives its revolutionary potential from its constitution on the basis of an objectively given shared social function and experience, a political party is (to use Gramsci's words) a voluntary organisation, a group of people who share a common program. Groups of revolutionaries, of different persuasions, have their own problems of organisation-different ones at different times. Although they may be related to the organisational needs of the class as a whole, it is important to recognise the distinction between the class and the political groupings within it (at best). A revolutionary group may feel, as leninists do, that their holding of power is crucial to the building of socialism. But it ought to he kept clear that the power of the Party is not the power of the masses themselves, however representative of the latter the former may be at one time or another (This was recognised by the Russian Bolsheviks when they banned all political groupings except their own; for the party voted in could be voted out, while other parties were around.)If the workers are still willing to let some special group monopolise power and make decisions for them, this means that socialism is just not on the agenda.
A group which wishes for the seizure of power by the class of which it is a part has a different problem: that of working within its class-where its members work and live -through propaganda and action to help ensure that no social stratum or political group is allowed to give orders to it. (This involves, obviously, struggle against leninism in all its varieties.) A prime aim for such groups must be education: achievement and propagation of whatever they can understand of the nature of capitalism and the possibilities for socialism in our time; collection and circulation of information about the struggle as k unfolds on local, national, and international levels. But revolutionary theory (like all theory) serves action: radical consciousness means an understanding of capitalism as a system which can be challenged. Overcoming the passivity which allows the perpetuation of our current fate, and which might allow capitalism's replacement by a totalitarian party-state, demands from radicals not "organising the masses" but participating imaginatively in the development of a sense of autonomous power and activity among those with whom we work and live.

8

Student passivity and the attendant collapse of the New Left organisations may be said to express the practical acceptance by students as a group of their place in society. This has happened at a time when the proletarianisation of students and college-degree-holders has taken on a particularly grim tone. The need to hustle for grades and degrees has been heightened by the declining proportion of degree-demanding jobs to the numbers of certified. The gradual development of economic crisis conditions has affected students by limiting the number of jobs both in private industry and in the state sector, and by cutting down on funds available to schools for scholarships and research grants.

This situation has raised the spectre of "a new kind of student protest," exemplified by the strike at Antioch College in the spring of 1973. A long strike by cafeteria employees was followed by a closure of the school for well over a month as "two hundred to 300 students, many from poor or working-class families, struck . . . in an attempt to gain legal guarantees from the college that loans, grants, jobs, and other financial help would not be cut during their five years at school."26 Such phenomena as the formation at various campuses of unions by graduate student teaching assistants and junior faculty reflects the same situation as the discovery by striking Philadelphia public school teachers that their status as "professionals" meant less under current economic conditions than what they share with the other groups of workers who threatened a general strike in their support.

Thus the conditions which may be expected to lead to a rise in working-class activity generally will probably meet with participation by students and college graduates in whatever left movement develops. In the context of a workers' movement, the role of students in capitalist society and in the struggle against it will become clearer. The students cannot "serve" the workers, who alone by taking over their workplaces and living areas can liberate themselves. On the other hand, only a communist movement will give "student power," or the goal of student/staff -control over the school, any meaning; though this will require the dissolution of the forms of education which exist and their replacement by forms involving, for instance, the end of the distinction between worker' and "student"-appropriate to a society in which "the free development of each is the condition of the free development of all." Already the student movements of May, 1968 in France and of the last four years in Italy have pointed to the possibility of the interaction of workers and workers-to-be in common struggle. This possibility can only be strengthened as the social realities confronting students and workers, and the ties of common interest between them, continue to be drummed into the heads of both groups by the pressure of facts. Ultimately the real significance of the New Left lies in this: in the extent to which we utilise the experiences of the movement in the 1960s to make the most revolutionary use possible of the years of social crisis that lie ahead.

July, 1973

Notes

(Taken from the Root and Branch collection The Rise of The Workers Movements, published 1975. Originally reproduced for the Class Against Class website. This is a longer version of the text that appeared in Root & Branch #1).

  • 1See Paul Mattick, Critique of Marcuse, N.Y.: Herder and Herder, 1973.
  • 2Cited Ivar Berg, Education and Jobs: The Great Train Robbery, Beacon Press, Boston, 1971, p.30.
  • 3See Berg, op. cit., p.46.
  • 4Conference on "Collective Bargaining and Professional Responsibility" reported in AFL-CIO News, July 13, 1968, cited in Berg, op. cit., p.69.
  • 5Port Huron Statement, SDS: 1962, pp.1, 8, 9.
  • 6There is an interesting analogy to be drawn with a process which was to occur in the late Sixties among college-educated (mostly white) women: in the context of the student movement, the conflict between equal education and discrimination in access to degree-holder jobs has been an important aspect of the women's liberation movement. Sexist discrimination acquired of course a special impact from being practised within the Radical movement as well as in the society "outside."
  • 7"Evolution of the ERAP Organisers," in P. Long, ed., The New Left, Boston: Porter Sargent, 1969; pp.273-4
  • 8Op. cit., p.46.
  • 9"Up From Irrelevance," in M. Teodori, ed., The New Left: A Documentary History, New York: Bobbs-Merrill, 1969, p.210
  • 10SNCC Founding Statement, in Teodori, op. cit;, p.99.
  • 11"America and the New Bra," in Teodori, op. cit., pp. 172-3.
  • 12"Trapped in a System," Teodori, op. cit., p.187.
  • 13"'Trapped in a System," in Teodori, op. cit., p. 187.
  • 14Op. cit., p.282.
  • 15"On Community Building," in Long, op. cit., pp.355, 358.
  • 16Howard Zinn, "Marxism and the New Left," in Long. op.cit., p.67.
  • 17Norman Fruchter, "SDS: In and Out of Context," Liberation 16:9 (February, 1972), p. 20.
  • 18Jack Weinberg, "The Free Speech Movement and Civil Rights," eked in Teodori, op. cit., p.31.
  • 19"The Politics of the Movement," in Teodori, op. cit., p.207.
  • 20A striking example of this development is the difference in their relation to the state, between the pre- and post-Depression unions in America, the AFL and the CIO. The former adopted laissez-faire for its own device; in the midst of the Depression its leaders declared their stand against state interference in labour-employer relations. The CIO, in contrast, developed almost as an arm of the New Deal government. The merger of the two unions only marked the triumph of the new principle.
  • 21Cited in What is to be Done? in Lenin, Selected Works, Vol. I, (International Publishers, 1967), p. 129.
  • 22Ibid. This, ironically, only two years before the unorganised revolutionary upsurge of 190S, which brought the formation of the first soviets.
  • 23In the case of Germany, where the continuing crisis was resolved only by fascism and the war, the success of this adaptation was not so striking; something forgotten by those who quote Lenin's polemic against Left-wing Communism, an Infantile Disorder as the last word on revolutionary strategy.
  • 24 The attempt of blacks to reproduce in America political forms developed in un-industrialised areas has of course a somewhat different basis than the whites' attempt. Racial discrimination, particularly in the form of the confinement of masses of blacks to the reserve army of the unemployed, seems to be ineradicable within the confines of American capitalism. At the same time, without the activity of a proletarian left cutting across racial lines, no solutions are possible for the blacks except within those confines. Caught on the horns of this dilemma, the black movement has continually swung between integrationist and separatist poles of attraction. In this circumstance is to be found the explanation for the seemingly paradoxical combination, in a group like the Black Panthers, of a reformist social-work practice and a revolutionary Leninist phraseology. Despite the similarities of the blacks' position to that of a colonised "people," the idea of "black national liberation" has no practical significance whatsoever. Black bolshevism can only mean either failure-failure likely to involve systematic and bloody persecution-or else a cover-up for more profitable activities.
  • 25For an example of what this would mean in practice, see "The Mass Strike in France," this volume(ICO).
  • 26New York Times, May 29; 1973.

Comments

Root & Branch pamphlets

Links to our archive of pamphlets published by US libertarian socialist group, Root & Branch.

Submitted by Steven. on December 5, 2021

No class today, no ruling class tomorrow. Lessons of the student strike - Root & Branch

This is an analysis of the 1970 US-wide, spontaneous student strike by council communist group Root and Branch, which makes suggestions for most effective ways to take the struggle forwards.

Submitted by OliverTwister on March 4, 2010

The student upheaval of May, 1970 marks a decisive change in the development of American social forces. It is essential to understand what happened, so that when the movement opens up again, tens of thousands of people will know how to push it still further.

The May movement was no mere protest against the invasion of Cambodia. The Cambodian action was the pre-text for action because it embodies everything that the students have learned to hate: the making of life-and-death decisions by a handful of men at the top; deceit; imperialism; racism; violence. The students' instinctive reaction was to seize the only locus of power available to them, their universities, and to fight -- with force if necessary -- against the police, National Guard, and other instruments of state violence which tried to break them.

In the midst of the strike, a U.S. Congressman said that there must be a conspiracy behind the student actions, for how else could hundreds of thousands of students conduct the same kinds of struggle around the same basic demands on hundreds of different campuses?

Of course, everyone who participated in the May movement knows there was no conspiracy behind it, not even a centralized leadership; rather, the strike was a spontaneous and elemental response to contemporary American life, as embodied in the war (the Cambodian invasion) and oppression (the Panther trials). Yet the nature of the student strike will be difficult to understand, not only for those in power who believe that when the masses act there must be a conspiracy behind them, but also by those on the left who believe that only a centralized organization can lead mass struggles.

Who were the real leaders of the May strike? They were the Yale students who struck and occupied their campuses for several weeks before the strike became national. They were the Kent State students who out-fought the police, and then out-fought the National Guard until the latter resorted to murder. They were the tens of thousands of students on hundreds of campuses who took the initiative and struck, in response to the invasion of Cambodia, the Panther trial, and the killings at Kent State. Their leadership created a movement a hundred times more significant than anything that could have been done by a vanguard party or by those who put themselves forward as leaders and spokesmen.

The student strike represents a type of struggle which has not been seen in the US for more than thirty years. The most important thing about it was that it was out of control; there were no leaders who controlled -- which is to say, the people who acted themselves controlled the strike. Of course, the school administrations, self-appointed spokesmen, and the like come eventually to re-establish control of the students, but for virtually a week the students collectively controlled their own activity and their own campuses.

Virtually all organizations that existed before May proved irrelevant to the strike at best, and often were actually retarding and disorganizing forces. At New Haven, some energy was fruitlessly put into pressuring the Trotskyist-controlled Student Mobilization Committee to stop refusing to call a student strike. (This tiny example shows how the assumption that masses must wait for organized vanguard groups to lead them serves to retard mass initiative.) Fortunately, the students at New Haven realized that they could act on their own, and proceded to create and spread the strike call. The SMC tried to recoup by calling a meeting in Washington to coordinate the strike nationally. The meeting collapsed from a combination of contentiousness and irrelevance to the struggle, though the organization has continued to attempt to exploit the strike for its own ends.

The National Student Association immediately put itself forward as spokesman for the student strike, and was accepted as such by much of the press. They played down what was most significant in the strike, and portrayed it as a sort of super-moratorium protest. Meanwhile, they tried to channel it back to relevance to the political system, with such harebrained programs as the demand that Congressmen be forced to stay in Washington until they did something about the war -- at the very point when the death of Congress as a political force was most apparent.

The New Mobe called for a march on Washington in response to the Cambodian invasion before the student strike was under way. The original intention was to march near the White House without permission, thus presumably forcing mass arrests. Nixon foxed the New Mobe by granting permission at the last minute, hiding troops away inside of buildings, and giving strict instructions to the police to avoid provoking the crowd until nightfall. The march was thus transformed into a super-picnic, and formed an important conduit for the reintegration of the strike movement into protest politics. Most Mobe leaders had sincerely hoped for a more militant challenge, but the legal and martial apparatus, combined with the expectation of the crowd that the word on militant action would come down from above prevented such action from occuring. It is clear that from here on in the New Mobe can only be a drag on the level of struggle.

The main issue here is not so much the specific limitations of the New Mobe, as the unsuitability for development of radical activity inherent in a mass movement in which the connection between the individuals making up the mass exists only through their shared relation to a central direction. The important contrast is not that between bad and good (liberal and radical) central leadership, but that between a movement organized and assigned actions and targets by a central group, and a movement which creates forms of organization necessary to collectively taking decisions and carrying them out. In the first case, the center is not even really a center (of an organic whole) but an apparatus external to the movement itself. In the second -- realized to some extent in the student strike -- the organizational principle is not the concentration of decision-making but the fostering of the development of initiative throughout the totality of the people involved.

The two main issue orientations within the left that preceeded the strike also proved to be disorganizing forces. One of them -- expounded by Trotskyists and liberals -- is that peace in Vietnam is the only issue around which a majority can potentially be mobilized, and therefore other issues should not be raised. This argument is used -- in the name of unity -- to try to split off the radical leftwing of the movement. On the other hand, there is an important segment of the left which has tried to make support of the Black Panther Party the primary issue for the left. Again in the name of unity (this time with the blacks), they aim to split off the right wing of the movement by demanding priority for the Panther issue. Although both groups fought out this issue everywhere, large numbers of the strikers supported all three demands from the beginning, and understood that they are closely related. As political consciousness spread, more and more people moved in this direction. The objective of radicals should have been to broaden the goals of the strike to reflect the interests of even wider groups (especially white workers), not to try to narrow them.

If the old organizations and forms proved irrelevant, what forms of organization emerged from the strike itself?

The strike call came out of an informally-called meeting at the New Haven rally, to which about 1,000 people came. They drew up the demands, then broke up into regional groupings to fan out and spread word of the strike around the country. The strike idea was approved by the cheers of the New Haven crowd.

Here already we see the most important principle of the strike: people taking responsibility for executing action that they realize is necessary. This taking of responsibility likewise marked the spread of the strike. Strike committees formed spontaneously on hundreds of campuses and simply began organizing the strike, in response to Cambodia, the New Haven strike call, and the action of students elsewhere. Their principle was not to wait for a majority before calling a strike, but through action to win a majority for the strike.

As the strike took shape, elected strike committees began to replace the original ones. This process was not completed generally, however, and in this lay a serious limitation of the strike. As often in such phenomena, the radical content of the action was far in advance of the students' understanding of what they were doing. This in turn limited the full realization of perspectives which had been opened up. For instance, students who had in effect gone beyond dependence on authorities to take direct control of their own workplaces spent their time urging people to pressure political authorities or canvassing for peace politicians. (In some leaflets distributed to workers in Cambridge, Mass. the contradiction was developed to a surrealistic height, with the coupling of a call for a general strike with appeals for telegrams to congressmen!) In the same way, students allowed the reproduction within the strike of the very forms of social organization of which the strike was a negation, in the emergence (in the shape of strike committees) of a special body of administrators. Nonetheless, at the same time, thousands of students began to take responsibility for the various tasks required by the strike -- provisioning, canvassing the community, picket lines, dorm committees, liaison, and the like.

Worth noting was the relationship to the strike of groups engaged in strictly illegal activities. They kept in touch with the strike steering committees, but did their work privately and on their own responsibility. This provides an experience and a model that will be useful if and when the movement is forced to develop illegal and underground forms of organization.

The students did not turn to the old organizational networks -- N.S.A., Y.S.A., P.L., etc. -- for coordination. Brandeis students created a strike communications center whose legitimacy was accepted everywhere -- except by certain sectarian groups -- because it took the non-sectarian principle of spreading the strike as its objective, and communicated all information pertaining to that goal. Any communications operation based on a narrower principle would have been ignored and considered illegitimate by the strikers. City-wide and regional coordinating committees developed spontaneously. The strike became better coordinated as information flowed so that exemplary action in one place was quickly learned of and applied elsewhere. It is this real coordination in action which counts, not formal organization.

Of course, the students by themselves could not maintain a sustained break with the legal and orderly processes of everyday life. As long as business-as-usual continued for the rest of society, the pressures to get credit for the year's schoolwork, to avoid arrests and jail sentences, not to mention injury and death at the hands of state power -- these pressures were bound to be irresistable for the majority of students.

It is at this point -- when the strike disintegrates -- that the leftwing sects and the liberals move in to compete for the remainder. The sects now appear again as vanguards, since the masses formerly ahead of them are disappearing. Discouragement with the limitations of the strike leads particularly to a return to liberal protest -- electoral campaigns and the rest. Liberal college administrations do everything possible to encourage this route.

Tactically, radicals should aim to make the holding of university turf -- even when this is unacceptable to public officials -- a part of the program for student protest during the period of ebbing radicalism. But we should keep in mind that only the exercise of real social power by students and workers can seriously shake the system, and this can only occur when the crisis reopens. That recurrence, however, is now inevitable.

The political and military stability of the Saigon regime will again become doubtful if more and more US troops are withdrawn. Pressures for a final solution in Vietnam mount -- making resumption of the bombing of North Vietnam, use of tactical nuclear weapons, and provocation of war with China ever more likely. The economy will continue to decline at home, turning more and more sectors of the population against Nixon, the war, and the status quo. And Nixon's political isolation -- already comparable to Lyndon Johnson's in 1968 -- will continue to grow. The Cambodian invasion has undermined public faith that Nixon is ending the war. The massive protest against it destroys Nixon's claim to be reestablishing national unity. Given his constantly narrowing base of social support, Nixon will be forced more and more into military and police solutions at home. When the crisis reopens, people everywhere must take responsibility and act.

Can the strike spread? The press seized with glee upon an incident in New York City, where about 400 construction workers broke through police lines at City Hall and attacked student militants. They were not so vocal about the two unidentified men in business suits who led the attackers, nor about the fact that the workers' hostility was directed as much toward Mayor Lindsey's regime as toward the students. The press attempted to make this attack appear the typical working-class response to the student strike, without indicating either that the construction trades have been a relatively privileged fraction of the working class, or that this position is now in great danger of being undermined, a situation which if anything has reinforced their traditional bigotedness.

In fact, reports from around the country indicate that the May events marked a sea-change in the attitudes of American workers, especially young workers. Student canvassers were well received at the factory gates in the Cambridge, Mass. area, despite traditional town-gown resentment, and the same seems to have been the case elsewhere. The toughness of the student action, far from arousing law-and-order sentiment among workers, seems to have made the students credible as something more than spoiled brats. In Washington, D.C., V-signs, clenched fists, smiles, and words of encouragement were given to strikers repeatedly by truck and taxi drivers, parking lot attendants, and the like. Many more white and blue-collar workers took part in local marches around the country than ever before.

Reports came from all over of workers who wanted to go out in support of the strike. A group of auto workers in Framingham, Mass. called for a sick-out against the war, and similar attempts were widespread. A number of wildcats were reported from Long Island, N.Y. and Providence, Mass. Before May, even the idea that workers would come out in support of a student action would have seemed ridiculous; what is surprising is not that they failed to do so this time, but that in so many places they even talked about doing so. A ferment has been started which will continue to deepen as long as the present crisis continues.

The strike has also created a much better basis for student support of workers -- if the students will use it. It is disturbing, for instance, that there has been little support evident for the wildcat teamster and postal strikes. Now, however, students should be able to understand the importance of supporting such actions. It would be of great value if informal student task forces were formed in each university or city to aid local striking workers, including both mobilizing student support and, when useful, engaging in direct action of various kinds. In addition, the contacts between students and workers that have emerged from the strike should be kept up through discussions, personal contacts, opening campus housing to young workers, etc.

There are several levels on which the student movement and developments among workers will tend to converge.

1. The immediate economic burden of the war on the working class grows heavier and heavier. Real wages have been declining since the escalation of the war in 1965. Now unemployment zooms while prices continue to soar. The fact that war spending now hurts rather than helps the economy undermines the working class's integration into the military system. In the past, workers like businessmen have happily supported rising war orders as an antidote to rising unemployment; now war production is clearly no solution. As the economy continues to decline, workers will find their immediate economic interests uniting them with the students in opposition to the war.
Unemployment will especially affect youth. Older workers with seniority will have considerable job security unless a real depression develops, while younger workers will be laid off and unable to find jobs. Unemployment may also radicalize the hippie communities, which are dependent for support on marginal jobs for which competition will increase as they become more scarce. Even students leaving college with advanced degrees are having a hard time getting jobs this Spring.
2. The labor movement as a whole is breaking out of its conservative integration into the American status quo and becoming more militant. Meanwhile the trade unions' protected position is under attack -- even a liberal business publication like Business Week is calling for repeal of the Wagner Act, with its protection of collective bargaining. 1970 may be shaping up as the greatest strike wave since 1946.
3. There are many signs that general fed-upness and rebelliousness is spreading beyond the campus, particularly to working class youth. The most striking indication of this is the series of high school revolts which have swept around the country over the past year, culminating in many high school strikes in May. Another is the widespread impatience of young workers with orderly collective bargaining reported by trade union leaders, and the rising wave of wildcats sparked by young workers. Actions like the May student strike help surface and crystallize this spirit; rebellion is infectious.
4. The student strike and the independent actions of the workers share the same rejection of bureaucratic leaders and express the same idea of keeping control of the struggle in the hands of the strikers themselves. Only this kind of struggle can overcome the cynical view that everybody is just out for himself, that political struggle is useless because it will just install new corrupt leaders in place of the old ones.
5. As long as the student movement remained on the level of protest politics, it could make no sense to the great majority of working-class Americans who understand without the help of any radical organizers that the real decisions are made by the big men, and that attempts to influence them by ordinary people are pointless. The student strike, on the other hand, represents an effort to us students' real social power -- just the way workers do when they strike. For that reason, it gives an example to workers of the form their action can take when they are ready to intervene in political affairs.

The movement will continue, at some level, through the Summer and into the reopening of the schools in the Fall. When it will open up again on the scale of May cannot be foretold. That it will, seems certain. The problem is not to have an organization prepared for action at that point -- the strikers will have to create their own organizations when they are ready to move, and they will be able to do so just as they did in May. What is needed is an understanding among all of those who will compose the movement of what is necessary, of what they want to happen. The following points are offered as a basis for discussion by all looking towards future action:

1. Bases of operations such as universities, schools, public buildings, TV and radio stations, factories, and offices must be occupied at the start of the movement and defended through mass action and control of hostage equipment.
2. The slogan should be, This time everybody is going to strike. Only a general strike has the power to stop the war and oppression machine. Student strikes should not be seen simply as an end in themselves, but as a way of creating a basis for others to act. We must argue that Everybody knows that the war and the madmen in Washington must be stopped. People cannot let the students stand up and get shot down unaided for taking up a responsibility everyone should share.
3. Control of the action should be kept in the hands of the strikers themselves. Issues of the strike should be debated and decided by all the strikers. Groups engaged in various activities should meet regularly for collective discussion of their work and its political basis. Mass meetings, so long used either as forums for competing sects or for exercises in an empty parliamentary democracy, should be used for reports to all the strikers of the work of the smaller groups (including traditional political groups as well as task-oriented action committees), political discussion of the strike, invitations to participate in specific actions, etc.
Strike coordinating committees for colleges, schools, factories, offices, etc. should be elected by the various groups of strikers, subject to instant recall by them, with new elections every few days as long as the strike continues, to keep them representative of current sentiment. City or regional coordinating councils should represent these elected strike committees for purposes of information exchange over a broader area. Only such a structure will prohibit the emergence of a strike bureaucracy. This is an evil not simply in itself, but because it destroys the collective taking of responsibility and control which is the heart and energy-source of the strike.
4. On the campus, and as far beyond as the strike spreads, the strikers and their organs should act consciously as legitimate authority in conflict with the authority-system of the politicians and administrators who will oppose them. The strike derives its legitimacy not from recognition by representatives of the old order, but from the participation of the strikers in the creation of a new order.
5. The goals and demands of the strike should be universalized. That is to say, different groups should be encouraged to join the strike in order to press their own demands. The seeds of this process could already been seen in May; for example, Women's Liberation in Washington, D.C. put out a call for working women to strike against the constant indignities of their daily work, as well as in support of the students' demands.

The three demands of the May strike reflected the now obvious interrelatedness between the issues of the war, campus war-work, and repression of dissenters. As the deepening crisis widens the basis of the movement, the extent to which all major issues affecting different sectors of the population are related, as facets of the same system, will become clearer. It is exactly this grasping of the total nature of the change that is necessary that will bring this change about. As the demands of the strike become wider, the impossibility of achieving them within the existing framework of society becomes more evident -- and the possibility of achieving them through the united action of broader and broader masses of people becomes apparent.

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The mass strike in France May-June 1968 - ICO

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Text on the mass strike in France in 1968 written by Informations et Correspondance Ouvrieres (ICO) and published in English as Root & Branch Pamphlet 3.

Submitted by libcom on July 22, 2005

Introduction

The pamphlet which follows is an analysis of events which happened in France two years ago. What is the point of publishing today yet another work on this subject? The Mass Strike in France is unique among the mass of print devoted to its subject. It is neither a chronology of events, nor a record of the "leadership" role of one or another political sect, nor yet the discovery of some fashionable new dynamic of revolt in "neo-" or even "post-capitalism". Instead, it looks at the activities of the workers and students in May and June 1968 to discover in what way they were a response to the conditions of capitalist life today; what were their strengths and limitations and in what way they point to the possibilities of a new kind of society.

French capitalism is of course different from the American version. The old fashioned nature of the French university system is just one aspect of a general backwardness. Yet the May-June strike holds lessons for us as well as for our comrades in France. Capitalism today, despite national rivalries and unevenness of development, is more of a world system than ever before. This is true not only on the level of economic ties - the dollar-dominated money system, the world market, the multinational corporations - but in the necessity for each national economy to develop the most modern forms and structures of social and economic organization in order to compete with the advanced sectors of the global economy. It is for this reason that the central phenomena discernible in the French "events" are to be found operating in the US, as well as in all other capitalist nations.

The most celebrated of these is the student revolt, which can bespoken of as the politically most developed part of a general opposition of youth. Young people today are subjected to special stress, as their increased number comes up against an economy less able to provide satisfying jobs, in an economy whose basic irrationality and unpleasantness is more and more visible. Young people necessarily have had less time than their elders to habituate themselves to the kind of life capitalism imposes on them. They are therefore quicker to respond to possibilities of change that suggest themselves in a period of social flux or crisis. It is also easier for them to challenge the institutions which seek to control and contain their rebellion, like the trade unions or political sects.

The student movement must be understood within this context. The university is as central a part of modern capitalism as it is due to the fact that students have become for the most part workers-in-training. It is to a great extent against the ideological rather than the technical aspect of their training that students rebel. Their rebellion, however, does not stay on the plane of ideas. It acquires form (occupation of campuses) and content (disruption of the training process) by reference to the university's function as a point of production of labor-power.

One of the serious limitations of the American student movement has been its failure to deal with the source of its radical energies in the oppression of students. Instead, radicalism has meant devotion to redressing the wrongs of others. The result is that student radicals appear as outsiders in other people's struggles, rather than as members of a group whose own interests require joint activity with other groups.

In this regard the French students present a valuable example. The students who wrote the leaflet reprinted in the text consciously rebelled against their utilization by capital in the exploitation of labor, a role in which they themselves were to be exploited. As The Mass Strike shows, students and workers acted together not to meet the demands of a radical political program but because the development of students' and workers' struggles in the schools and in the shops led to a point where "all the productive workers found themselves up against the same problems, with identical perspectives of action." Indeed the active union of workers and students turns out to be a special case - one today of the greatest importance - of that necessity for any important working class movement: class solidarity. Thus the first real student worker conjuncture (soon followed by similar experiences in Italy) was echoed in a hitherto unexperienced degree of solidarity between French workers and the many foreigners working in France who are usually, like American blacks, both super-exploited and denied participation in trade union struggles.

Secondly, the French events only illustrate in a spectacular fashion what is visible as well in every workers' struggle: the reactionary role of the trade unions at the present time. Here the work which follows is correct to point out the uselessness of an analysis of this role in terms of "treason" and "misleadership". It is foolish to imagine that such organs, whose function is the negotiation of the terms at which wage-labor sells itself to capital, can serve as a means to the overthrow of the wages system.

It must not be forgotten, however, that the unions' confinement of workers' activities within the confines of bourgeois class relations depends on the fact that it is through these structures that the workers extract real benefits from the employers. Not only is the "integrative" nature of the trade unions not due to "misleadership". The unions must he analysed not as structures imposed on the working class from outside, but as a form of working class organization in a period in which the class is not yet ready to overthrow bourgeois society.

This puts the accent of analysis and practice alike where it ought to be: on the problems and progress of the self-organisation of the proletariat through organs of struggle deriving directly from the concrete antagonism of capital and labor at the workplace and in the community (strike committees, action committees, workers' councils, neighborhood councils). As long as the economic and social situation is reasonably stable, the workers allow control of their struggles to pass into into hands of permanent organizations with officials to handle the workers' affairs. When they are striking, on the other hand, particularly when their strike goes outside regular channels, there is no one else to do their thinking and their acting for them.

The spread of the wildcat strike as the form of militant struggle in the workplace throughout the capitalist world, indicating the obsolescence of the trade union, is the sign of a period in which capital is less able to make the concessions which sustained the labor unions in the past. The dream of the "militant" trade union is thus, hopefully, an empty one, not just because of the historically determined characteristics of this form of organisation, but because of its growing uselessness for the working class even from the point of view of purely ameliorative demands at the present time.

Similar considerations apply to the mass "left" parties, like the CP, whose behaviour in May 1968 should have surprised no one. The CP has no interest in seriously rocking a boat which gives its officials a place among the major domos of capital; a parliamentary and trade union-oriented organisation is hardly likely to support a movement struggling to break out of all bourgeois channels. But the problem is not one of "revisionism" and lack of revolutionary purity. The May-June strike allows us to funk, along with the "revolutionary trade union", the rubbish about the revolutionary Marxist-Leninist vanguard party. The real question is; why do such groups - unlike the mass parties, which are part of the state apparatus - play no significant roles at all in political events of this magnitude? Organisations - like the Marxist-Leninist sects - who see the whole point of social revolution in terms of their accession to positions of power, obviously fall out of the picture when large numbers of people discover their capacity to run their own affairs.

The error of the sects is made as well by those comrades who, while not Leninists, ascribe the "failure of the revolution" to lack of initiative on the part of the militants, or even their failure to occupy government ministries.[1] The general point is not to deny the importance of decisive and imaginative action by "militant minorities" in the triggering of mass action, but only to recognize that the limits and general character of a social movement are set by the spirit of the masses and not by that of revolutionary groups. From this it follows that such groups can contribute to the deepening and revolutionary definition of an upheaval not by attempting to take control of it but by taking as their main task the fostering of initiative and self-organization by the mass of people involved.

The meaning of events like the 1968 mass strike is to be looked for not in the continuing existence either of permanent leftist parties or of forms of organization based in and tied to a period of active struggle (like the comités d'action). Evidence of the importance of May-June in the development of the French workers' movement appears rather in the rise in the number of wildcats in the last two years, in an increasing militancy and imagination with which students and workers have been confronting the powers that be.

The question of the role of violence - in the sense of street fighting, terrorism, sabotage - in the process of radicalisation has recently come to the fore within the radical movement here as in France. Much has been made of the effect of the barricaded streetfighting against the police in setting off the French mass strike. As the comrades of ICO point out, power lies not in the streets but in the workplaces where workers have, if they wish to exercise it, the power to decide what is to be produced, how, and for whom. The strength of the students' battles with the cops lay not in their violence per se - necessary as that was - but in the exhibition of a determination to fight for control of their workplace, the Sorbonne. It was this character of the fighting which linked the solidarity of students and young workers at the Latin Quarter barricades to the united front of students and workers against the cops for control of the factory at Flins.

The heart of revolutionary violence, indeed, lies not in battling the protectors or symbols of the bourgeois order but in battling that order itself: in the refusal to submit to the definition of man as capitalist or worker through the seizure of control over the points of production - factory, office, school - which are the centers of social power. As long as capitalism exists, this seizure of social decision-making power can in general only consist in the exercise of direct control over the class struggle itself, in opposition to the claims of parties, trade unions, or press-appointed spokesmen.[2] With the social revolution that will grow out of this struggle the problem will be posed at a new level, that of the organization and direction of production by the producers. One of the virtues of this pamphlet is that it makes intelligible the dynamic link between the struggle as it exists and its imaginable extension into revolution. This link is what the authors discovered in the French workers and students as "the will to assume responsibilities", the felt need, imposed upon us by the capitalist system itself, to take control of our existence into our own hands. I believe that the present work is mistaken in placing the idea of social labor-time, as a measure of production and consumption, at the center of communist economic calculation. For one thing, individuals' needs are not directly related to their contribution to production - young children and old people are obvious examples - and indeed the concept of "average social labor-time" may be appropriate only to a society geared to value-production.

For another, the problem may well be obsolete; given the immense productive power of modern technology, the realization of the slogan "From each according to his ability, to each according to his needs" seems closer to a practical possibility than to a distant goal.

This is, however, a question which can be resolved theoretically only by a wide-ranging and serious discussion which must be carried on; and practically, only in the process of revolution itself.[3] The great virtue of The Mass Strike in France is to show how such a discussion is meaningful by locating through an analysis of the events of 1968 those characteristics of the class struggle at the present time that point to the emerging reality of its revolutionary goal.

L.K.R. July 1970

[1]See D. and G. Cohn-Bendit, Obsolete Communism, The Leftwing Alternative {McGraw Hill, 1970), and F. Perlman and R. Gregoire, Student Worker Action Committees (Black and Red, Detroit).

[2]See P. Mattick, "Workers Control" in P. Long, ed., The New Left (Porter Sargeant, Boston, 1969).

[3]The study of these questions on which the comrades of ICO base their thinking has recently been republished: Grundprinzipien kommunistischer Produktion und Verteilung (Institut fur Praxis und Theorie des Ratekommunismus, Rudiger Blauvertz Verlag, Berlin: 1970)

THE MASS STRIKE IN FRANCE MAY-JUNE 1968

I Il S'est Passe Quelque Chose

What was the situation in Prance as 1968 began?
At this time, as for a very long time now, the class struggle consisted in more or less short lived and scattered actions. Now and then sudden outbreaks of resistance, tough but quickly broken by order of the union bigshots. made it possible to think that other forms of struggle could appear-then would collapse back again into apathy.

The chiefs and chieflings of the parties and the trade unions loudly deplored this apathy, without permitting anyone to inquire in public whether this apathy was not itself at once the basis of their position as bureaucrats and the consequence of their dirty work - legal, patriotic, electoral, and so forth. And then there were the little political groups, the groupuscules, preaching in the desert conceptions a half-century old and more Their isolation engendered the idea that modern capitalism was able to manipulate the workers, as producers and as consumers, as it pleased. And solemn sociologists went on and on about a working class stupefied with cheap cars and TVs, bourgeoisified, they said, as if they were talking about a sick man. indifferent to revolt and passive before the iniquity of his condition.

In the face of all that, it was necessary first of all to discover other words, other ideas.

If something had to change, it had to be first of all in men's minds. If something changed a little, it was above all among the young. They were blousons noirs, yes-yes, chevoux longs - hoods, rock'n'rollers, long hairs - one didn't really know what, nothing very precise but yet enough to plunge the bourgeois into fear and incomprehension. The young could no longer be completely controlled; they lived differently, had no longer the old feeling for property, work, and the family. People generally tried to reassure themselves with formulas like "Youth will have its fling!" But it didn't turn out like that.

For, in the end, the weakest link of French capitalism is the youth and the problems it raises for itself and for ruling classes incapable even of perceiving them, imprisoned as they are in a style of politics in which promises take the place of acts and immobility and respect for the moneyed powers that be are decked out with dynamic formulas. These classes are caught up almost relentlessly in rigid and sclerotic institutions like the University, a prey to insurmountable contradictions between the interests of the old teachers and administrators (not always a question of physiological age) preserved in obsolete conceptions and out of date relations of domination as well as in pontificating stupidity, and the interests of an industry which needs technicians at the lowest possible cost of production. Contradictions of this type, setting the old against the (at least relatively) new, are to be found in every level of the society of the Fifth Republic.

Even greedier, more limited, and more self-satisfied than the others, the French employers as a class - and their lieutenants in the parties and labor unions made in their own image - yield only to great popular movements, in the colonies as well as at home.

There is no need to dwell here on the sequence of events, on the repression effected by police and by ideology which made the action of the young people - students and workers together - a detonator setting off an immense and spontaneous movement, without an apparent goal but of a breadth not experienced in France since the Commune and, moreover, spreading this time over the whole country. "We did not suspect the importance of the unorganised...There was a climate of apathy in the unions. They had been built in the image of the power of the bosses in the enterprise." This declaration of a CFDT bureaucrat, after fifteen days of general strike, is most significant.[1]

Not a train or a subway on the rails, not a letter or a telegram carried, not a car or a ton of coal moving - and everywhere, from the smallest enterprise to the biggest, occupation, following that of the universities, of the factories, the offices, the schools, all the cells of economic and social life. One even saw (indicating the depth of the movement), soccer footballers occupying the seat of their Federation, managerial staff occupying the headquarters of an employers' federation and schoolteachers that of their union. Only the organs of political life were ignored, as on that day when 40,000 students passed by the National Assembly, where the deputies were in session, without according it even a hostile cry. The unions, the parties, all the frameworks within which the workers we organized were overflowed and emptied of all real power.

On the surface, the only force still at the disposal of the State was that of the police and the army. But, it must be said, at no moment was this force obliged to intervene with all its means. The police were brutal, but they did not shoot. As for the army, it served at the very most as a dissuasive force, an implicit threat. A ruling class which feels the situation getting out of its control doesn't use teargas grenades: in May-June 1968 there was not a truly revolutionary situation in France.

However, just as the strike arose spontaneously, in the wake of the student revolt, without precise demands, new forms of workplace organisation were considered nearly everywhere. Impassioned and utterly novel discussions took place; people asked themselves about forms of society in which it would no longer be necessary to put things off forever. Now it was possible to talk about everything with everyone; in thousands and thousands of production units, for the first time, people started to put their heads together, on the job, about their condition-about the problems of real life. All of this went on, not in opposition to but outside of the old organisations (like the State) and, for the same reason, the latter more or less sat out the game. Consciously or not, they acted as though they were fully aware that the strikers were not able, from one day to the next, to coordinate their action without going through the old network, and they waited for the movement to , putting their shoulders to the wheel and pushing in this direction with all their still considerable strength. And nevertheless the strikers, if they didn't succeed in setting up even the embryonic form of a new organisation of society, thought no longer of joining up again en masse with political organisations just like the old ones. Thus, when the "militants" - trotskyites, maoists, or other - tried to recruit a vanguard within the student movement, it turned out that the overwhelming majority of the unorganised intended to stay that way, without there being in that intent for a single minute a sign of apathy.

Whether It was a matter of the Grenelle agreements or of shop agreements, of "popular government" or of "revolutionary party", the largest number of the producers in struggle tell that this was not the right response, that something else was necessary, even if this something else was indistinct, in appearance and unformulated. Here is how this feeling was expressed in brief by a worker who spoke during a meeting of a strike committee in answer to the union leaders and the managerial staff of his place of work. The latter controlled the committee and were astonished to see that after fifteen days a gulf had opened between the workers on strike, who came each day to get the good word at the general assembly, and the strike committee, who took it upon itself to hand it out to them.

It was not the unions who started the strike. It was people who violently wanted something. The unions afterwards took the strike in hand and proposed the usual demands. They broke a working mechanism, and that explains the chasm which separates the strike committee from the employees on strike.

"Il s'est passe quelque chose" - something real happened, even if one could at no time speak of revolution. Everyone felt that this was not 1936, but something else again. What burst into the concrete universe of the worker, something which was formally at best only literature for groupuscule, or ritual formula, was the explicit will for responsibilities in production, for exercise of control of production, the birth in the struggle of a feeling of lived interdependence, of fraternity even, between the different categories of producers in word, the rough sketch of a response of workers and students to a sudden crisis of society.

Without doubt, there are few real and particularly significant examples - at least so far as we know - of factories started up again by the strikers themselves. But everything depends on this. It is true that in certain cases, for instance, at Nantes, the unions tried to take care of provisioning; elsewhere, students sought to get agricultural products to factories, to establish with the truckers a liaison between peasants and striking workers. In other cases, going by the letter of the CFDT's slogans, workers demanded management of the factories by themselves. Yet elsewhere, there was only discussion, the words - radical at first - becoming more and more timorous as the return to work progressed and the traditional power-relationships were reestablished.

The great mass of the workers entered into struggle under the impulsive desire to somehow change the system exploiting them. But at the same time, the ideas and concepts born of all the attempts to integrate them into the system remained: the great majority of workers did not believe that it was possible for them to run their workplaces and the society themselves. This is why the various attempts which got underway in this direction remained vague and isolated; and this is also why the traditional organisations could get the movement back into their hands. In what follows, we will try to take inventory and discuss these attempts, though they remained isolated and could not succeed in really taking shape and becoming general.

But it is useful also to go beyond this. As soon as a mass strike clears the way for the organisation of production by the producers, the problem of who has power at the level of the enterprise, of the state, of the whole world, is posed. Social power lies in the hands of the workers when they are in control of their own activity on the job; but the survival of organs of political power disposing of an apparatus of repression (police, union marshals, political parties, etc.) sooner or later provokes a conflict. It is not by chance that the directors of the economy and of politics, the CRS, the unions, do the same work, each in his own way. They have the same vocation of dominating and repressing the workers in a State in which they hold political power or which they make their servant. In the same way, on the international scale, no capitalist state (of either the Western or the Eastern branch) can tolerate the development - even in the universities - of workers' control of the enterprises and of society.

These problems are not new. The dictatorship of Capital, leninism, stalinism, and fascisms of all types, the Second World War - all these have succeeded in wiping out even the memory of everything which in the Russia of 1917, the Germany of 1918-1921, the Spain of 1936-37, the Hungary of 1956. could attest to the existence of a continuing movement for emancipation which looked to the organization of production and consumption by the producers themselves. Beyond the problem of power, this new society - which we now know to be wholly other than a comforting myth - will have to resolve economic problems, those of communist production and distribution. We have tried to sketch these problems in the light of this past, and publish as an appendix the "theses" of a council communist thinker on the struggle of the working class against the capitalist system.

II Capitalist Society
Modern capitalist society is characterised by a technical development without precedent. At least in the advanced countries, the means of production have attained a fantastic level. At the same time, the system has become quite complicated and appears almost incomprehensible to all observers. This complexity has brought with it a erection of barriers between men.

All this is not the effect of chance but results rather from the capitalist system's need to continually realise more profits. Pushed by the very dynamic of its development, this system could no longer remain that of laisser-faire which reigned in the 19lh century, with its corresponding organisation of society based on a large number of individual small capitalists fighting each other through the intermediary of the market. Its continued existence necessitated raising the productivity of labor, since it is from labor that its profits are drawn. Every worker, every employee knows perfectly well that his employer tries continually to raise the rate and the output of work, a tendency which, moreover, every worker continually fights. To raise productivity, capitalism has employed machines increasingly complex and increasingly numerous, and has made increasing use of scientific discoveries to improve the system of production.

Capital has concentrated and continues to concentrate. Small businesses disappear, and the formation of great monopolies has been realized in the course of the last decades.

The fundamental reason for this concentration lies in the fact that, to augment productivity, in a given sector it is necessary to utilise larger and larger masses of capital to set up the necessary technology. To obtain these masses of capital, it is necessary to set greater and greater masses of laborers to work to extract from them greater and greater masses of profit.

This development of the system makes necessary organs of coordination more structured than before. Every large enterprise has developed an enormous managerial corps in order to make it work. Of necessity, the State itself has been forced to interfere more massively in the economy. It has taken charge of entire sectors, indispensable to the working of the system, but of which the private capitalists, even at the level of highly concentrated trusts, are no longer able or willing to take charge - no longer willing, because these sectors are no longer directly profitable; no longer able, because running them requires too great masses of capital. The State, through the medium of taxes, can distribute these enormous investments (e.g., in France, electricity, transports) among the population as a whole.

In societies of the Western type a mixed capitalist economy has developed, in which a "private" and a "public" sector coexist, permanently reacting on each other in a state of often unstable equilibrium.

In societies of the Eastern type (USSR, China, Cuba, the Eastern European countries) the State has entirely taken charge of the economy, putting into effect a state capitalism in which a new exploiting class decides for everyone the orientation and the volume of production and extracts benefits from it in the form of high salaries and social advantages.

To maintain a high level of profit for part of capital, the capitalist system does not hesitate to destroy the rest of capital, that is to say, to engage in activities not productive of wealth. This is the role, for example, of advertising, scientific research (which to a great extent is pointless: for instance, space research), armaments production, etc. Here again, the whole population, through the intermediary of taxes or the market, bears the cost of the achievement of objectives not attainable by individual capitalists.

Concurrently with this transformation of capitalism's economic structure, a corresponding transformation of social classes has come about. Far from having ended up as sharply contrasting division between a handful of exploiters and a large mass of exploited, the complexity of the capitalist system has brought about a pyramidal social structure, in principle based on criteria of technical competence, which rises without discontinuity from the worker to the PDG (President Directeur General, or Chairman of the Board). The old bourgeois class has been transformed. Doubtless, in the West, there are some bourgeois who live exclusively on their private means, but the most general case is one of integration into the system of production and managerial control from which they profit by high salaries and all sorts of advantages.

This hierarchical structure presents the advantage of opening up possibilities for integration of all strata of society into the system. In principle, access to different levels of the social system depends on the education and abilities of the individual. Official propaganda doesn't fail to stress this point. It tries to create a real cult of the educated man, of the Nobel prize-winner for example, which ranks with the love affairs of princesses and the infidelities of pop-singers. "Culture" is extolled as the means of moving from the position of controlled to that of controller.

The population as a whole falls for this propaganda. It does not question the idea of a society hierarchized on the basis of knowledge and aptitudes, a hierarchy expressed in terms of wage differentials.

That the social pyramid rises on the criteria - true or false - of education and ability, and that there is a continuity linking the base with the summit doesn't at all change the exploitative character of modern Capital, the existence of a ruling class. There exists in fact such a class, which (individually or collectively) owns the means of production, which determines the orientation and the volume of production, which finally reaps the benefits of the exploitation of lower levels.

Since the end of the last war, western capitalism has known a new era of prosperity. Thanks to this, it has been able to furnish generally higher wages to the population as a whole. It could do this for two main reasons: first, as a result of the rapid growth of productivity; second, because a certain number of unskilled jobs, in which productivity could not be increased, have been left to certain strata like the blacks in the United Slates or the North Africans and foreign workers in Europe, systematically excluded from the process of enrichment.

This rise in the general standard of living is expressed by an increased consumption - cars, refrigerators, television, etc.- which has bound the various strata yet more closely to the status quo. This rise in the standard of living can be seen again in social benefits, like social security, paid vacations, etc., which are further means of integration into the system. Another consequence of this rise is the possibility for larger sections of society of having their children accepted into the educational system which had until then been closed to them. This is especially true of the middle classes which consist of the lower level managers, highly skilled workers, and petty tradesmen of all sorts. For them, sending their children to the University is a luxury which they can now afford, just like the purchase of a color television.

In doing this the middle classes are responding to two attractions. To begin with, they dream that their children may escape the mediocrity of their condition: either disappearing, like the small businessman, or else imprisoned in a cretinising system, without hope of a way out, as subordinate managers and employees, always submitting to the moods of an office head.

Further, these middle classes see possibilities for their children of entering a higher level in society, which as a result of the accelerated development of the system, has need of more and more cadres - decision-making personnel: managerial and technical staff - of every sort.

The influx of young people into the University is thus one of the by-products of the period of post war capitalist prosperity.

For several years, however, the system has shown signs of being out of breath. There is no longer as great a need of managerial staff as before. Even technicians no longer enjoy the same job security. There are often changes in methods of production and accumulated knowledge is no help in adapting to new techniques. Technological unemployment has appeared. It is a matter not only, (as it stilt was yesterday), of shutting down certain non-profitable enterprises and transferring the staff to employment elsewhere, leaving the workers to find new jobs themselves as best they can (thus creating a permanent unemployment which keeps wages down), but of effecting in numerous areas important transformations which require new knowledge, inaccessible to the old staff. The classical openings for students become constricted, on the one hand by the recession in capitalist development, and on the other by the existence of unemployed cadres competing on the market.

In this lies the profound economic reason for the student "malaise" apparent throughout the world. Students question a system which can no longer offer them their traditional opportunities. They discover on this occasion the existence of unemployment and the idiocy of the system of production.

Without a real economic crisis in capitalism, which at present halts its progress at most only temporarily, there exist premonitory symptoms of a social crisis which in favorable cases - that is to say, if it occurs together with possibilities of crises in the world of labor - can provoke an explosion.

In this respect, France in 1968 has furnished a good example. This strongly traditional, chauvinist country has experienced profound and rapid transformations during the last few decades. Formerly - since the revolution of 1789 France was the land of petty property in both the industrial and the agricultural domains. Following the Second World War, the reconstruction of French capital, which permitted it to renter the concert of nations, was effected in a way which led to an ever more accentuated concentration. The Marshall Plan and the resulting importation of American production techniques have turned the conservative capitalism of pre-war France upside down. This did not occur without conflicts and risks. Those bound to the old system have resisted and continue to resist. The struggle was carried on for a long time on the terrain of the colonial Empire, one of the pillars of the earlier regime but one about which the new capitalists cared little, or rather, to which they preferred another type of exploitation. Finally, monopoly capital, "modern" capital, had to prevail and, with this victory, to reduce to impotence the old system's supporters, of which the army is a striking example.

The concentration of capital here as everywhere is accompanied by a transformation of social classes, in particular by a great reduction of the peasantry. Concentration proceeds also in the agricultural domain, because mechanisation is profitable only for sufficiently large properties. The peasant population of France has fallen from 30% to 10% since the end of the war and the decrease continues. The peasants thus "liberated" have gone to enlarge the masses of workers, putting greater strain on the labor market, a tension being all the more serious as France has had to accept, since 1962, 1,500,000 Pieds-Noirs, colonists dispossessed by the Algerian revolution.

At the same time industrial development, while it permitted and required the creation of new types of manpower, had to take place within a society little ready to accommodate it, the French bourgeoisie being one of the most conservative and obtuse in the world. Until the last few years, the training of industrial managers was accomplished through the channel of the grandes ecoles, a sclerotic system, entered through a very difficult competitive exam; little professional skill was taught but one obtained the degree necessary to enter the higher social strata. On the other hand, the University remained a medieval island within the modern world, desiring only to reproduce itself. In contrast to the grandes ecoles, one enters the University upon obtaining the baccalaureat degree which marks the end of secondary school. This system worked smoothly as long as only the most fortunate sections of the bourgeoisie could pay for the studies of their children. With the rise in the standard of living and the demographic pressure of the post-war period, the University has been invaded by a whole younger generation. These young people prefer the mediocrity of student life, which offers a semblance of freedom and which permits them to put off for a while their entrance into the detestable world of production, even if they know that in all probability they will fail their exams and not get the really privileged jobs. With this influx, the University was condemned to death. There has been no lack of well-intentioned men to propose reforms for it. All of these tend towards adaptation to the outside world, that is to say, to the laws of the capitalist market. Their ultimate expression is to be found both in the recommendations of the Caen colloquium and in the Fouchet reform. In both these cases, it was a matter of organising a system of selection among the students to direct them towards a carefully graded hierarchy of channels permitting the formation of more or less specialised technicians.

This policy in the long run was bound to run up against two oppositions. On the one hand, that of the faculty, the majority of whom remained ferocious partisans of the mandarinate; on the other hand, that of the students, who did not wish to enter the selection system, it was almost inevitable that violent cleavages would appear inside the world of the University.

The liquidation of the old French capitalism and its evolution towards a concentrated capitalism necessitated a transformation of methods of government, The bonapartist regime installed by the gaullists fills This need. As in all countries, an almost total effacement of parliament is experienced. Parliament used to serve, in effect, us a place for discussion between different interest groups, as a process of compromise by which the policy of the ruling class was decided. It no longer has this raison d'etre in a more concentrated economy in which the State has a more essential role to play.

Authoritarian decisions have to be made to accelerate the process of concentration and the transformation of the country, especially when they express the necessity of adaptation to a vaster economy on the European scale. The qaullists have not wronged themselves in stressing the authoritarian and arbitrary character of their regime, all the more easily accomplished as the evolution of the system required that entire strata of the middle classes (little enterprises, little businesses, etc.} be transformed, causing the traditional left to lose much of its social power. However, if the gaullist regime answers well to a necessity of "modern" capitalism, it presents a character of rigidity, which it has inherited without doubt from its leader, but which results also from the conditions of the struggle against the Algerian revolution and the O.A.S. For ten years, the gaullist government has ignored those capitalist groups which could not adapt themselves to the evolution in progress, except to shut them up brutally. It has found itself in a delicate position for resolving the university problem because it would have been necessary to attack directly the old University and because it considered other questions more urgent. Its attitude has been to let the situation putrify, hoping that in five years a generation smaller in numbers would furnish an automatic solution to the problem.

However, problems are not solved by denying their existence, or by treating them with scorn. They become aggravated and lead to situations which can be overcome only with brutality. Faced with student movements like the 22 March, the government was caught defenseless. At first the government left it alone, sure of its rapid extinction. After that, it tried to render the Movement's "leaders" harmless, for from the bureaucratic viewpoint of the ruling class all action is necessarily directed by an apparat. The police action at the Sorbonne on May 4th had probably no other aim than the decapitation of the movement by getting the names of and arresting its leaders, unknown till then.

But the Movement was precisely not one of leaders, and the attempt made by the bourgeois press to transform Danny Cohn-Bendit into a leader and an idol failed completely. What characterized the Movement was precisely that a larger number than was believed felt themselves directly implicated both as individuals and as a group, that it first set itself to question the university structures and then, progressively, as a result of the streetfighting against the police, came to question bourgeois society as a whole.

This attitude set a double example, first because it showed that direct action can pay, that it can force opposing power to retreat (only for a moment, doubtless, in this case), but especially because it showed that in action consciousness of the problems posed grows rapidly.

This example was not lost on the masses of workers. They were profoundly struck by it. They saw something completely different from the routine of union struggles for almost automatic amelioration of the standard of living. Without doubt, the latter are not without interest in the Common Market country with the lowest wages except for Italy, but, confusedly, the masses put forward other types of demands which, timidly, called into question the very form of society. Here also the role of the young was particularly important. Not yet caught up in the system of modern life, feeling solidarity with other young people of neighboring social strata, not having known the war or the "victories of 1936", more than most workers threatened by unemployment, they felt themselves less inclined to obey blindly the union's commands, to which their elders have become accustomed, and often joined the students in their combats in the street and in their desires for selfdetermination and for responsibility.

Something new, which quite proves that the movement of May, 1968 went far beyond simple wage demands: the cadres participated and, in certain cases, even set it off, demanding non-hierarchised wages or calling into question the direction of the enterprise by insisting themselves that all social strata must have responsibility. Once can no doubt maintain that the participation of cadres in the movement was in fact only an attempt at its bureaucratic or technocratic recapture. But that is to see only one side of this activity. Every attempt at self-management, every selfdetermined movement which does not end in total overthrow of the bourgeois order of things is always recapturable by bureaucrats or technocrats. But attempts at self-management - and it is these which we are trying to distinguish, analyse, and criticise in this pamphlet - contain something else: the promise of a society in which, finally, the exploitation of man by man will come to an end.

III The Student Movement
One cannot overemphasize the role of crucible played, with respect to the general action, by the student demonstrations which the young workers came to join in ever increasing numbers; and with respect to thought, by that extraordinary marketplace of ideas, experiences, and contacts that was the Sorbonne, become the symbol itself of the movement, and after it the other faculties. This was so because all productive workers found themselves up against the same problems, with identical perspectives of action. Similarly, it was in the faculties that the idea of self-management, which flowed naturally from the occupation of the university centers, necessarily came into general circulation, though its significance there was not the same as in the factories or offices.

Starting from the Nanterre campus, the student movement very quickly won the other centers. It is evidently impossible to examine here everything that was done and said. We give only four examples: the Nanterre movement and its extensions on the ground of political organization, the Faculty of Sciences, the establishment of liaisons with the workers and with the peasants.

1 The Movement at Nanterre

In the first trimester a strike launched outside of traditional political or union organizations united 10,000 of the 12,000 students on the campus around problems of improving working conditions. The result: the establishment of commissions drawing members equally from each department, which very quickly showed their sterility.

This was followed in the second trimester by a series of sporadic incidents, expressing a diffused malaise: a demonstration of solidarity with a student threatened with expulsion ended in a scuffle with the cops called by the Dean; some courses were disrupted, and so on. Incidentally, the activity of Cite Universitaire (University housing) residents in February provided the University with an excuse for the abrogation of internally set rules.

At the end of March a new phase took shape:

- psychology students boycotted their ppreliminary exams;
- four students distributed a paper queestioning the teaching and uses of sociology ("Why sociologists?");
- On Friday, March 22, following the arrrest of six anti-imperialist militants, a protest meeting was organized which ended by voting for the occupation of the administration building that very evening. 150 students, gathered in the faculty-council room, debated numerous political problems until 2 A.M. A day
of unrestricted political debates on various themes was set for Friday, March 29.

The university authorities were upset by this turn of events (intensive preparation for the 29th: leaflets, speeches, inscriptions on the campus walls, and a poster campaign) and drew up the personnel to oppose the students with closure of the library and a strike of classroom attendants. On Thursday the 28th, Dean Grappin ordered the suspension of classes and lab sessions until the following Monday. A meeting of 300 students decided to continue the previous day's action but as a day of preparation for the political discussions, which were postponed until April 2.

On Friday The 29th, while a large force of police surrounded the campus, 500 students participated in an opening meeting held in a commonroom of the Cite, and constituted themselves as a commission to discuss the themes set for debate.

Monday, April 1, a majority of second year sociology students decided to boycott their exams. They then voted to endorse a text denouncing sociology as ideology. Meanwhile, among the professors, dissensions appeared between the liberal departments (human sciences and letters), favorable to granting premises for the next day's meeting, and the reactionaries (history), who demanded the arrest of the "ringleaders."

Tuesday, April 2, was a success: the administration did not succeed in preventing the occupation of a lecture hall by 1,500 people for a preliminary meeting, nor were the corporatists (adherents of a "pure", "nonpolitical" university) and fascists able to stop commissions from meeting in another building. The final plenary assembly, attended by 800 students and some lecturers, decided to continue the movement.

The Nature of the Movement

The Nanterre movement was clearly political. Unlike the November strike, which was "corporatist" in spirit, it stressed non-union issues such as "Down with police repression", "Critical university", 'The right of political expression and action on campus." At the same time it revealed its minority character and its consciousness of this fact: several orators denounced the illusion of the slogan, "Defence of the common interests of all students." At Nanterre it is clear that many students accepted higher education as an initiation into the management of bourgeois business. One thus saw the disengagement of a core of 300 "extremists" capable of mobilizing 1,000 of the Faculty's 12,000 students.

The actions carried out accelerated the emergence of consciousness in some people: it was a matter not so much of "provocations" as of obliging latent authoritarianism to manifest itself (such as the truckloads of CRS ready to interfere) by showing the true face of the proposed "dialogues" between students and administration. As soon as certain problems appeared, dialogue gave place to clubbing. The result was political consciousness, but also active participation on the part of all those who had until then been paralyzed by the inefficacy of the groupuscules and the routine of traditional demands by means of petitions and silent marches. Finally, students and professors had to drop their traditional political labels when the apparatus of repression got going. With interest we saw the UEC call for the proper functioning of a bourgeois university or certain "leftist" or even "Marxist" professors terrified to see their status questioned.

We must insist on the novelty of the movement set in motion, novelty at least in the French context. First of all, work had been done in common transcending the oppositions between groupuscules: it's a matter not of decreeing the inanity of these groups because we feel like it, but of a process in the course of which divergences rose out of theoretic and practical confrontation with reality rather than out of verbal quarrels between sects. Terminological peculiarities were questioned as rigid and unchanged perceptions of reality which groupuscules use to distinguish themselves from each other and not as instruments of scientific analysis. On the other hand, we resolved not to fall under the control of particular political groups or of the administration and the liberal teachers, adepts of "dialogue" and of confrontation in closed rooms.

New problems arose, in particular those of more direct and effective rejection of the class university, of a denunciation of the concept of neutral and objective knowledge as well as of its specialization, of an inquiry on the place which we are destined to occupy in the current division of labor, of joining the workers in struggle, etc.

Simultaneously, original forms of action were developed: meetings improvised on campus, occupation of classrooms to hold our debates, interruptions of lectures, boycotts of exams, posting of bulletins and posters in the halls, taking possession of the microphone monopolized by the administration, etc.

The Problems of the University
It appeared to the March 22 Movement (M22M) that the problems of the university had to be settled rapidly in order that the students might devote themselves to studying the basic problems.

With respect to exams, the Movement wished to see to it, on the one hand, that the student revolt and the many problems which it raised would not be stifled by the mass of good boys and girls looking out for their immediate personal interests: to pass their exams (which excluded simply postponing them); on the other hand, that the most disadvantaged students would not suffer from the decisions taken (which excluded a pure and simple boycott). This is why we proposed a transitional solution, pending the elaboration of a new mode of control of knowledge, which must lead to a practice of teaching renovated in its content as much as in its methods. This examination of a particular type would be given three weeks after the acceptance of the movement's conditions, the granting of amnesty for all the demonstrators and the obtaining of information on those students who had "disappeared".[2]

All those wounded in demonstrations, wage-earning students, scholarship students, and those on term leave were to be automatically passed.

All the students whose university records for 1967-1968 were satisfactory were to be passed. The others were to go before a commission representing both students and faculty which would judge them on a subject freely chosen by themselves. The exam would be written or oral, given individually or to a group.

Profiting from the current situation and from our position of power we will use whatever structure is set up to impose: o the opening of the dormitories and university restaurants to young apprentices, unemployed, and workers. o the opening of the campus to workers of Hauts-de-Seine, the area northwest of Paris within which lies Nanterre.

Regarding the autonomy of the Faculties and the universities, the M22M is conscious that an island of socialism cannot exist in a society which continues the capitalist profit system. When the State controls the funds and the bosses corral the students as they leave the campus, simple university autonomy is a Utopian notion and a reformist illusion. The M22M, opposed anyway to the university authorities' attempts to coopt the student movement, would therefore come out against this idea, if we did not see in it a means of achieving our ultimate objectives. In fact, if the realization of autonomy was accompanied by the institution of student power in the university, with right of veto over every decision taken and if the students utilized this power not to do the work of management that we don't accept but to continue to act in confrontation, then autonomy would appear desirable to us.

All these rearrangements of the established order within the university structure are not justified in the eyes of M22M unless they are elements of a revolutionary process seeking to transform capitalist society into a classless society. This transformation of society cannot be realized by the students alone, who find natural allies in the workers: we refuse to be the watchdogs, they, to be the servants of the bourgeoisie. Alliance with the working class has always been one of our objectives.

Joining with the Working Class
We occupy the Faculties, you occupy the factories. Are we fighting for the same thing?

Workers' sons make up only 10% of the students in higher education. Are we fighting for there to be more, for a democratic reform of the university? That would be an improvement, but it isn't what is most important. These workers' sons will become students like the others. That a worker's son can become a Director is not our program. We want to suppress the separation between workers and directors.

There are students who on leaving the university cannot find work. Are we fighting for there to be work for them to find? For a just employment policy for graduates? That would be an improvement but it isn't the essential point. These graduates in psychology or sociology will become career planners, personnel directors, psycho-technicians who will try to arrange your working conditions; graduates in mathematics will become the engineers who put into operation machines more productive and more unsupportable for you. Why do we, students deriving from the bourgeoisie, criticize capitalist society? For a worker's son to become a student is to leave his class. For a bourgeois' son it can be the occasion of his getting to know the true nature of his class, of questioning himself on the social function for which he is destined, on the organization of society, on the place you occupy in it.

We refuse to be scholars cut off from social reality.

We refuse to be used for the profit of the ruling class.

We wish to abolish the distinction between the labor of production and the labor of thinking and organization. We wish to construct a classless society; we struggle in the same direction.

You demand a minimum wage of 1,000 F. in the Parisian region, retirement at sixty, a 40 hour week with 48 hours pay. These are honorable and venerable demands. They appear, however, to be unrelated to our objectives, but in fact you occupy the factories, you take the bosses as hostages, you are striking without warning. These forms of struggle have been made possible by long actions carried out with perseverance in the enterprises and also thanks to the recent fight of the students.

These struggles are more radical than our legitimate demands, because they not only seek an improvement of the workers' condition in the capitalist system, but imply the destruction of that system. They are political in the true sense of the word; you fight not for a new prime minister but for an end to the boss's power in the shop and in society. The form of your struggle offers to us, students, the model of a truly socialist activity; the appropriation of the means of production and of decision-making power by the workers.

Your struggle and ours converge. We must destroy everything which isolates us from each other (habits, newspapers, etc.). There must be a joining together of the occupied shops and Faculties.

The Organization of the March 22 Movement
The Movement is composed of base groups of ten people:

- who discuss all the political problemms with which we are confronted.
- who delegate someone to report their discussions to each of the special commissions dealing with various political problems: autonomy, exams and action on campus, action towards the working class, anti-imperialist struggle, self-defense, etc.
- who delegate one person to report theeir discussions, participate in emergency meetings of the coordinating committee which will also contain a delegate from each special commission.
- who take charge of the distribution oof leaflets, discussions, and, in general, of dealings with several factories and with a specific geographic sector.
- who take charge of their own securityy in propaganda work and their self-defence in general.
who take charge of their transportation: each group is supposed to have at least one car available to them.
It is not necessary that a group's delegates to the different commissions be fixed from the time the group delegates someone to a given meeting.

On the other hand, to the extent that we are joined by new militants, new groups will be formed so that each group has no more than 12 members.

The special commissions serve to make syntheses of the group discussions on various themes. One is created each time a new political problem appears, they coordinate the actions and the activity of the neighborhood committees and each delegate someone to the coordinating committee. They take charge of the concrete application of political decisions and make sure to be close to the technical applications committee.

The Coordinating Committee includes the delegates from base groups and committee delegates, It is the structure responsible for decisions and the organization of movement activity in normal times. However, in case of conflict between delegates from a base group and a commission on some problem, a general assembly will be called to settle it.

A certain number of executive commissions depend directly on the coordinating committee:

- collection of money from personalitiees and synthesis of various purchases,
- relations with the outside: sending mmilitants to explain our activity wherever we are asked - answering journalists' interviews, etc.
- coordination with the rest of the movvement (other then M22M) that is to say, CAL, May 3rd Action Committee, student-worker committees at Censier, Halte-aux-Vins. UNEF, and SNESup, the union central bureaus, and eventually other structures.
- editorial committees; coordination off work on pamphlets and stuff people want to write about (like Action, etc.) - press review
- propaganda, printing tracts, posters,, etc.
- health: medicine, advice, etc.
- legal counsel in case of arrest, legaal defence, etc.
- foreigners, because of special legal problems; and everything else subsequently thought useful.
A newsletter for information and discussion is written by the militants. All write in it under any form at all: three lines of information, ten lines of political poetry, theoretical sketch, analysis, etc. In it the commissions circulate their reports, and the communiques of the movement are published. When a piece of work is carried out somewhere, when information arrives from the provinces, a text is written.

Principles of Action

A certain number of principles inspire our actions:

- the recognition of the plurality and diversity of tendencies in the revolutionary movement.
- the revocability of representatives aand the effective power of the collectives.
- the permanent circulation of ideas annd the struggle against the monopolizing of information and understanding.
- the struggle against hierarchization..
- the abolition in practice of the diviision of labor (to fight the barriers between manual and intellectual work).
- the rejection of the mystifications the motions for censure, referendum, electoral coalitions, round tables delegated power.
- refusal of dialogue with the bosses.<
- destruction of the myth of the State as arbiter, in the service of the general interest.
- the direction by the workers themselvves of their shops, a form of action which can for the moment only be spontaneous but which we must advocate as one of the revolutionary possibilities.

Activities - Four axes:

- information
- provisioning
- self defense
organization of demonstrations

Information has a double aim:

-to fight against the poison campaign oof the bosses and the government which gives false information on the work places.
-to institute direct links between the different strike committees and between the inhabitants of a neighborhood. Neighborhood meetings, attended by workers in various enterprises have, in fact, taken place.

For that, daily bulletins are put out using information given by the strikers (on the Parisian level and for certain neighborhoods). These bulletins are put together in liaison with the different action committees.

On The other hand, leaflets produced by the strikers are mimeographed and distributed. In the neighborhoods, meetings for political agitation and information are held in the street.

Provisioning: Collections of money and food are organized every day. Contacts are established between striking workers and peasants. Workers make their trucks available for looking for supplies in the provinces. Stocks of food are centralized in the workplaces which offer their space. It is in this way possible to distribute tons of food.

Self-defence: groups of militants are at the disposition of the workers for reinforcement of strike pickets, and resistance to the attacks of UNR commandos, fascists, the cops.

Demonstrations: Demonstrations of support - physical and political - for the workers are organized in the neighborhoods of Paris, in the suburbs, at Flins. After May 10, numerous demonstrations were proposed to the UNEF and the SNESup, notably that of Friday the 10th, first night of the barricades.

2 Faculty of Sciences, University of Paris at Halle-aux-Vins
Unlike Nanterre, the Faculty of Sciences had not experienced important protest movements before the disorders in the Latin Quarter. But, there was here as everywhere a latent uneasiness among the students (35,000 enrolled) about Dean Zamansky's projects of setting up a selective system and the Fouchet reform whose realization must involve an increase in the students' problems. The Students' reactions were at that time limited to purely reformist demands: accelerated construction of the new campus at Villetaneuse and creation of new teaching jobs. These demands were taken up by the lecturers who saw there a means of penetrating the professorial ranks. In return, no criticism was directed against the teaching methods, except in respect to the desire of the university authority to raise the productivity of studies and to increase the selection procedure.

However, from May 3 on, courses were stopped in certain advanced sections, under the direction of professors with "advanced ideas" like Monod. These stoppages were only a visceral reaction to the police brutalities, but the situation rapidly evolved towards calling into question the situation of the students within the University. For the first time, direct discussions between teachers and students took place in each department, often in the crowded lecture halls (500 to 600 people). Of course, the discussions bore at first on the examinations which were to begin May 15, but they opened up quickly enough to general political questions.

In other sections, where the professors are particularly reactionary, courses continued to meet. The students already mobilized, organized themselves spontaneously to go to these courses, to interrupt them, and to describe the discussions which were going on elsewhere. Whereas during the year it was impossible to get a whole lecture hall to participate in whatever discussions there were, whereas before people would whistle whenever someone talked about politics, about capitalism, now the majority of the students listened and took part, even if it was to express their opposition to the movement. In everyone appeared the desire to take an active part in running things but, on the whole, these sentiments were hardly expressed outside the halls and the department.

On the other hand, a student strike committee of about ten people wished to pose more general problems. This committee set itself up on May 10. It charged itself with organizing life in the occupied buildings, with having everything under its control, with preventing courses still being given from meeting. This committee was formed spontaneously, of its own freewill; in no way elected by students, it also didn't derive in any direct way from the UNEF (not very strong here, and controlled by the stalinist UEC), which had been left behind by the movement, together with all the political groups who stood apart or obstructed (with the exception of the trotskyite FER). The mass of students thus found themselves faced with the fait accompli of a strike committee which existed, functioned, made decisions, created organizations.

After the night of the barricades, a faculty strike committee was formed, uniting members of the SNESup and. almost exclusively, junior faculty (lecturers). (It contained only four professors and junior professors.) It also was not elected.

The two strike committees at first met separately but soon merged. From the beginning, the two committees pushed for the creation of rank-and-file committees in the students' lecture halls, and for laboratory councils in the research units attached to the Faculty. While the laboratory councils constituted themselves very rapidly, the strike committee was opposed to immediate elections of student rank-and-file committees because the Dean had organized the students who had been absent from the Faculty and had not participated in the movement. Ten days later, after many political discussions, the rank-and-file committees were set up. To the great annoyance of the Dean and the professors who wanted to play the mass of the strikers against the committee, the rank-and-file committees supported the action of the strike committee, though it was first strongly criticized for not having been an elected body.

More than the students in the strike committee, the teachers tried to set up representative structures to replace the old government of the Faculty, (the Faculty assembly which consisted only of professors and lecturers and the Dean it elects), a desire shared by the laboratory researchers and technicians. A provisional representative commission, consisting of 18 students, 9 professors, 9 lecturers or master-lecturers, and delegates from the technicians, research scientists, and administrators, was created, which settled the question of examinations by postponing them to October, and which was to prepare for the establishment of a representative central committee to replace the old university power structure.

Thus there was within the Faculty a tangle of parallel authorities: (1) the laboratory councils, revocable by the lab personnel, and leading a life separate from the rest of the Faculty; (2) the rank-and-file committees of the students, revocable at any time by the lecture halls and meeting in general assembly to make their decisions; (3) the General Assembly of the instructors, containing master-lecturers and lecturers as well as those professors who wished to participate; (4) the strike committee; (5) the provisional representative commission composed of student delegates chosen by the strike committee and revocable at any time by the committee and by the general assembly of the rank-and-file committees, and of teacher delegates, revocable at any time by the teachers' general assembly, (the Dean himself picked the professors sitting on this committee); (6) finally, the old Faculty government. All these centers of power coexisted more or less well during the ascending period of the movement, in the course of which the ranks of professors and the Dean were in no position to oppose the decisions of the strike committee. The decision to put off the exams until October led a large number of students to leave for their vacation - and after de Gaulle's speech on May 30, the professors hardened and refused to sit on the representative commission.

This decision contributed to reinforcing the unity between students, researchers, and master-lecturers, who then organized elections to the representative central committee. This move put the professors and the Dean in an awkward position, and serious cracks appeared within the professors' ranks; the reformists, sensing that the hour had come to attempt to coopt the movement, asked the Dean to have the elections of the professors' delegates proceed. The entry of the police into the Faculty was perhaps not unrelated to this situation.

The strike committee for its part came out for the creation of a Summer University, as the other Faculties were planning; the more radical of its members wanted in effect to establish contact with the workers and to open the Faculty up to the outside. A central bureau for the Summer University was elected by the assembly of the student rank-and-file committees. This office centralized the different initiatives which were making themselves seen: (a) in the various departments, experiments in new teaching methods were made with the cooperation of the most dynamic part of the professoral corps; (b) political activities; seminars enlivened by a certain number of mandarins (from the Faculties of Letters and of Law) and also, and above all, working groups in which students and workers rubbed shoulders and in which very fruitful discussions took place; (c) artistic activities (cinema, sale of books, etc.), which had the advantage of attracting many people.

The experiment of the Summer University, difficult to realize and assuredly with many faults, was without doubt one of the most attractive projects of the Faculty of Sciences, and the strike committee devoted a large part of its efforts to maintaining the occupation of the classrooms so that it could go on.[5] It goes without saying that the gaullist government could not allow it to develop, and the first cops who invaded the campus, in the early morning of July 5, admitted that they came to stop it.

3 Flins: Student-Worker Solidarity
One of the slogans the students stressed in their demonstrations was: "Power is in the street" This phenomenon is not without a touch of the 19th century (not by far the only one one might have observed), in reality the power of the future is to be found in that place where the producers are concentrated, where they work. But the street remains no less an unavoidable preliminary to the emergence of consciousness and, besides, an inevitable experience. It was at Flins that workers of the Sorbonne shop and workers of the Renault shop united in practical action, and it was there also (unlike at Billancourt or Cleon, for example) that in fact more than half of the personnel was to come out, despite all the pressures, against the return to work.

At Flins, the workforce is composed largely of young people, not yet very well habituated to the ways of the unions; the strike was spontaneous (breaking out here before at Billancourt) and the rank-and-file had rather tight control over the strike committee; likewise, participation in the picket line was higher

than elsewhere. On the night between Thursday and Friday, June 7,[6] half-tracks broke through the factory gates, allowing the CRS (there were about 4.000 of them in this sector) to enter, which forced the strike pickets to evacuate the plant. In the morning, under police protection, scabs came to take the strikers' places at work (or at least were supposed to do this) so that the management could announce an "effective resumption of work." However, despite an enormous deployment of police, young workers and those students who succeeded in escaping the roadblocks set up by the police met together before the factory gates and explained to the workers, deceived with false information (which the CGT made no attempt to refute), that no decision to resume work had been made. Thenceforth the workers refrained from reentering the factory. During this time, the CGT and the CFDT organized a meeting 4 miles away from the plant, which was attended by at most fifty or so union officials. These then returned to the factory gates where 2,000 to 3,000 demonstrators were assembled. The union delegates issued their slogans: "No provocations! Disperse! Do not reenter the factory!" But the workers insisted that the students speak. A union bigshot seized the mike again: "Disperse!" But the pressure of the ranks forced the mike to be given to Geismar (leader of the SNESup). He reported that at Paris the students had met the CRS head on and that students and workers united could reoccupy the factory. At this moment the police attacked. The students showed the workers how to fight - it didn't take too long! And the free-for-all went on for several days, through the fields, over a pretty wide area.

An attempt of several thousand demonstrators, assembled before the Saint-Lazare station, to go to Flins by train ran up against the obstruction of the of the CGT and the lack of solidarity on the part of the railwaymen. At Billancourt, about 30,000 workers of Renault did not for an instant try to break the union vise and make contact with Flins. Under these conditions, the struggle at Flins, after hard skirmishes, was bound to meet defeat. It remained the only one of its type, at least in the seriousness which it took on at certain moments, a seriousness however quite modest in the context of the apparently gigantic dimensions of ,the strike, even taking into account the fact that the most active elements were held up in the shops by urgent tasks. And yet, with all the limitations one can think of. a struggle of this type, such a witness to lived solidarity, remains a rare fact in the whole history of the workers' movement. On the spot, it developed the fighting spirit of the workers, sowing a seed which must some day bare fruit.[7]

4 Other Forms of Solidarity
Another aspect of worker-student solidarity, less spectacular than the preceding but perhaps even more important, was the creation of Action Committees (CA), based either on the neighborhood or on the workplace, with the active cooperation of students most of whom belonged to no organized group. These committees directed at the workers a simply enormous quantity of leaflets. By their actions of various sorts they contributed to laying the foundations of a new form of consciousness. With the reflux of the movement, these committees receded, but nothing is more natural since they are the expression of the movement, in its highest and its lowest levels. An outstanding fact nonetheless, the CA's as a whole took on the task of "transcending union and political structures" through the creation of a "multitude of political cells" which must someday unite but "without organizational pushing", as a function of the real struggle and not of abstract demands.[8]

The CLEOP (Comites de liaison etudiants-ouvriers-paysans) performed an activity no less important: they assured the provisioning of the strikers, especially in the small enterprises, which, not being supported by workplace organizations (like canteens), had need of aid. Some arose in the agricultural schools, others had a less definite origin. They established relations between themselves and cooperatives or certain unions of agricultural workers (CNJA, FNJA). They went particularly to Brittany (because of its proximity), where they were most welcome (for reasons stemming from the surplus of produce due to the lack of transports and from the open hostility to the existing circuits of transportation; in effect, transactions were made directly).

Likewise, students and peasants carried on discussions, which made up for the purposeful deficiencies of the official system of information. In this area, the CLEOP effectively fulfilled a task analogous to that of the Action Committees. The important thing was that meeting places appeared, in the Faculties, that a network of information and clarification of ideas was set up, with the CA's, that the solidarity between the various categories of producers in struggle did not always remain at the level of declarations of intention but took a tangible form, in the battles with the police in the streets or at Flins, and in the matter of provisioning.

IV The Workers' Movement
For reasons of space, we will be able to examine only a limited number of events, choosing then from among those which are in our opinion most significant. In any case, it would be pointless to retell here the history of the general strike. Among the mass of works dedicated to it, the reader will be able to find documents and a useful chronology.[9]

In the beginning, then, the student movement. It brought to tight the virtues of direct and spontaneous mass action. The students came down into the streets; they dared, and in so doing brought many people together to hold their own, united, against the power that faced them. Faced with that other unity which is that of the bourgeois class and its police, in coalition with the parties and the unions, they showed their strength. More than this, they proved that it was possible to occupy the workplaces; and while people might have known that, no one yet risked doing it.

However, the day after the night of the barricades (May 10 to 11) there was no spontaneous reaction on the part of the workers; everything appeared destined to be canalized by the national day of strike, controlled by the unions. But on Tuesday the 14th, late in the evening, it was learned that the Sud-Aviation factory at Nantes was occupied, that the workers had welded shut the factory gates and imprisoned the directors in an office. Then, from May 14 to 17, other strikes broke out, all with occupation of the premises: at the Messageries de Presse, the newspaper-distribution monopoly, at Paris; at the Renault plant at Cleon; and the movement, always spontaneous, spread everywhere. Friday, May 17, the SNCF (Societe Nationale de Chemins de Fer Français, the nationalized railroad company) began to shut down, and in several hours everything stopped in the pretty train stations of France. The union leaderships profited by the weekend of May 18-19 to "recapture" the movement: without issuing the call for a general strike, interunion strike committees were set up almost everywhere, charged with directing the strike as soon as it broke out.

Among the rank-and-file, there is in fact no precise demand. Everyone, obviously, is for a wage increase, a shorter work week, and so on. But the strikers, or at least the majority of them, are not unaware that these are precarious advantages. The best proof of this is that they have never resolved on an action like this one (though this was also, it is true, because they did not know that they would be so numerous). The real reason, a very simple one, is given clearly by the signs hung from the doors of the little factories of the Parisian suburbs: "We have had enough!" Enough of low wages, yes, but above all enough, enough of this colorless life in which the annoyances themselves are so shabby that one doesn't even dream of complaining about them, and less yet of fighting them. As for the young, they have had enough, enough in advance of this life which is going to make of you, as of everyone, a poor bastard, the spitting image of your father, of his father before him, and so on, in a somewhat more comfortable frame.

And this wild feeling, which no one teaches you at school, is so strong, so deeply rooted, that it is going to resist for days and days, holding out against the masters of the State, the threats of the bosses, the coaxings of the union bigshots. These last don't at all, in general, hide their objectives, and it is exactly these objectives which the working masses would scorn for two, three weeks and in some cases much more.

As early as Friday, May 17, the CGT distributed everywhere a leaflet which stated precisely the limits it wished to put on its action. To accuse it afterwards of treason makes hardly any sense; it put its cards on the table at the start: on the one hand, traditional demands coupled with the conclusion of agreements like the Matignon accords*, guaranteeing the existence of union locals in the shops; on the other hand, a change of government, that is to say, elections. This leaflet contained not one proposal outside this framework, and, significantly, it didn't in six pages once mention the word strike (let it be said once more: the CGT, no more than the FO or the CFDT, will declare neither a general strike nor a strike in some particular branch of activity). From then on, the policy of the CGT (and, with variation, of the other unions) was clear and simple: the Grenelle agreements {made by the unions and Pompidou on May 15, but rejected by the workers) give satisfaction to the need for reforms; the strikers must therefore go back to work.

It was the policy of loyal opposition, which has been for a long time the politics of the unions in France as throughout the western branch of capitalism, and it was this that the workers were going to reject with a determination never seen in history, but nevertheless without going on to the very end: the definite leap beyond legality, the starting up again of the great majority of production units (occupied to extremely varying degrees, in general rather low). Also, since the strikers, at that stage, had not succeeded in solidly taking the offensive, the State and the bosses, uniting in a perfectly natural way with the country's various political and union forces, would themselves take the offensive, and finish by carrying the day.

It remains no less evident that a phenomenon of an extraordinary breadth occurred an immense movement, a level of consciousness which was uneven but often high, and sometimes exemplary, and everywhere the discussion that went on, everywhere. Only on the basis of some abstract schema could one imagine that consciousness can develop without a confusion of ideas, mixed-up in the beginning, without groping, without visible incapacities and returns to old ways of looking at things. But what was happening, was the consciousness that one was doing something, and, for the moment, the projects (rarely thought up by the rank-and-file itself) into which all that was translated mattered little. Such a phenomenon, in some way one of men's minds, is hard to encompass by an analysis. However, it is useful to report certain practical experiences in order to try to distinguish in them features pregnant with the future, the far-reaching tendencies.

1 Assurances Générales de France
The Assurances Générales de France, second largest insurance company in France, is a nationalized enterprise which in four years has experienced a double concentration: first, the merger of seven companies in one group and then of this new group with three others, and on the other hand an accelerated automation and centralization. Neither the unions nor the cadres ever talked about workers' control but confined themselves to denouncing the arbitrary character of the management, which left them out of every decision (and which, in addition, had been taken over by a gaullist clique).

It was a tiny minority of employees who on Friday, May 17 (before the strike which was to go into effect May 20) raised the question of control in clear and brutal terms in a leaflet distributed by students of the March 22 Movement in all the companies of the group, and of which this is the essential part:

Like the students: Proposals for discussion in a general assembly of all the employees and cadres of the Groupe des Assurances Générales de France.

1. The Assurances Générales de France continue to function normally, managed under the autonomous control of all those working here at the present time.
2. All the directors, cadres, and AM are deprived of their former functions. Each department will designate one or several representatives chosen solely for their human qualities and their competence.
3. The department representative will have a double role:
-to coordinate the operation of the deppartment under the control of the employees; -to organize with the other department representatives a Management Council which, under the control of the employees, will assure the functioning of the enterprise.
4. The department representatives must be able to explain their conduct at any time before the employees and will be revocable at any time by those who have chosen them.
5. The hierarchy of wages is abolished. Every employee, cadre, or director, will receive provisionally a uniform salary equal to the average May wage (total wages divided by the number of employees present).
6. The personal dossiers of the employees will be returned to them; they will be able to remove everything not a purely administrative document.
7. All the property and materials of the Assurances Générales de France becoming the goods of all, administered by all, each person engages himself to ensure its protection in every circumstance.
8. To meet every threat, a volunteer protection squad under the control of the Management Council assures the protection of the enterprise day and night alike.

Monday, May 20, a new leaflet was distributed, stressing the following points:

-how social conquests had been rapidly won back in the past; - let us be suspicious of our friends aand have confidence only in ourselves;
- election of strike committees;
- control of the management of the enteerprise, recalling the preceding leaflet;
- finally, going beyond the strike itseelf:

We are beyond the strike; we must get everything going again by and for ourselves, without waiting for others to give us the order, but with Management Councils elected by all. Where then will the disorder be: it will be those who defend their property, their interests as rulers and as enjoyers of privilege by oppression, violence, poverty, and war. ... it is at the place where you work that everything can be decided. And there, with all the workers together, there can be the collapse of a whole world in which you are nothing and at the same time the construction of a whole world in which you are everything.

In the beginning, at the central office, the strike involved only a minority of the employees (500 out of 3,000, because of the transport strikes); it was the deed of a minority of young workers, union and non-union; the unions followed, controlling but not urging on. From the start the militants affirmed the desire that what would be obtained be irreversible. The list of demands is impressive; it is preceded by four preconditions (notably, payment for hours on strike) that the management was to accept without discussion; one of the preconditions concerned the maintenance of a commission of the strike committee supposed to take care of structural reforms and participation in decision-making. The entrance of cadres into the strike of May 22, (130 for the strike out of 250 voting and 500 Total), a majority of them young technocrats, modified the style of the strike: cadres and union leaders came together again to dominate all the bodies of the strike committee and, notable in the case of the CFDT, to talk about control, each from its own point of view. Several divisions appeared in the discussions which cut into everything that could be said on these questions:

- There was a violent altercation with the CFDT after a critique of this union's idea, managerial control "by the union", made before the General Assembly of the employees, with repercussions in the strike committee.

- There was a split in the commission ddealing with structures, a subcommission of the strike committee supposed to deal with control. Members of one of these subcommissions, young technocrats, principally CGC members, saw in the strike a chance to put forth their ideas about how the enterprise should be organized in opposition to those of the management; the plan of operation they proposed leaves intact the powers of the head of the enterprise and the hierarchy and is only an application of certain modern theories of management in an attempt to restructure fobs so as to integrate the employee into his work and to obtain his active "participation." The other sub-commission, on the contrary, tended to put forth the principle of a participation in decisions that is to say a system of co-management or Joint control (on the Yugoslav model, for example).

- These latter discussions were interessting because they afforded an opportunity to develop a concrete and very strong critique of all forms of participation and to raise the most theoretical questions in a manner accessible to all. It is not only that this critique was listened to and understood, notably by the young (at the very least those whom such discussions didn't alienate) who realized, on the basis of their experience, that since the power of decision was still out of the hands of the employees, they were dealing only with half-measures which lead in the end to the system's having a firmer hold on them through the intermediary of the cadres and managerial apparatus. But also, those who discussed were brought to admit that even co-management, if one wanted it to be genuine, leads to the calling into question of established structures like the hierarchy of functions and of wages, authority, the system of grading and advancement, access to information, etc. and that in the measure to which these structures are maintained or only modified, the whole system set up will be rapidly corrupted and will lose all meaning. Conflicts with the directors, if they are resolved by the directors, will be resolved in their interest - that is to say, in that of capitalism - and it will be, as it is now, the criteria of profitability and profit which finally determine everything. This is why the debate on the participation of the employees in decisions rapidly became constricted when things became more concrete: in discussing on what level the rank-and-file's power of decision must stop and where could the decision-making power of the heads impose a decision, with due respect for form, of course.

Even this formula of co-management is at any rate thought of by the unions (including the CFDT) and the cadres as utopian at the present stage. The real world doesn't work that way: in the terms in which the issue is raised, co-management leads to the elimination of an important part of the power of the unions and the cadres; it tends to promote a direct representation of the workers or even a direct decision-making power. To understand this, observe what this commission envisaged:

- Every decision without exception willl be made collectively by the rank and file unit (12 employees) and the person in charge (subchief).

- In case of agreement, the decision iss to be put in force. In case of conflict, the matter is carried before a representative commission presided over by the department chief and formed of equal numbers of representatives of the cadres and of the employees, at the rate of one per rank-and-file cell. These delegates are non-permanent, revocable, and chosen by the base specifically for the problem to be discussed. This commission has no power of decision; it reexamines the whole problem, suggests solutions, and passes it back for a decision to the rank-and-file unit where the conflict arose.

- If the conflict remains, everything ggoes before a permanent commission at the department level, equally representative, formed of permanent delegates elected by two colleges in the framework of the department (one year terms; the possibility of their revocability was suggested) which decides by majority vote, the department head having a deciding voice. The decision must be accepted without appeal.

- Two things are evident; the cadres arre reduced to their technical function, and the union delegates are eliminated up to the level of the department. This explains the position of the cadres and unions formulated thus: "It is necessary to know exactly what this signifies concretely for us. We are not yet ready for that, but the trail has been blazed."[10]

The most striking fact is, in addition, that the unions and the cadres decided in no way to impose a mode of operations on these bases, but to have it granted them in negotiations with the management once the strike was over. This was to recognize that all power of decision lies with the management. It is important to state also that the principle of co-management or of participation did not even figure in the preconditions for discussion, but only the creation of a commission concerned with "structures", a term which we have seen to have very different meanings for different interested parties. It is evident that all this will result at best in consultative bodies in which unions and cadres will divide the positions, and which will have no real power.

The principle by which the commission on structures was to be maintained also ran into opposition from the unions. Autonomous or under the aegis of the workplace committees? It was this latter solution which prevailed, showing clearly that everything, even if it is laughable, which would escape the power of the unions in the enterprise is opposed by the unions' desire to block any direct representation of the workers.

All these facts were perceived by the young people, who thought of the strike a little as theirs, not in an abstract way but as a function of one or another of the discussions which they brought back immediately to their particular situation in the enterprise. So that they rapidly discovered what was wrong with all those speeches whose language repelled them more than it attracted them.

The persistence of this language represented besides in their eyes a rupture with everything that the strike offered them as a starting point for communication and the breaking down of barriers. If the operation of the strike committee could appear a model-work done on the basis of equal participation by 150 members, without a permanent office and with commissions dividing up the tasks, in a coordinated way - in reality the unions and cadres took such an important part in it that one could see in it the possibility of a new bureaucracy, within an enterprise placed under the system of co-management. Without a doubt, the strike committee was forced to allow the presence of non-union men in the negotiations with the management, in discussions with the students after long refusing them, and in discussions with the striking employees as a whole after recognizing that the daily meeting was becoming a pure formality. But that hardly breached the bureaucrats' hold on the strike committee, all the more as the young, wearied by so many efforts always opposed, so much incomprehension, participated less in the discussions so as to devote themselves to the practical tasks of the strike, and shut themselves up in their own world of young people. If the unions did not succeed in breaking the spirit of which we spoke above, they succeeded nonetheless in preventing it from expressing itself openly. Thus the strike rapidly led back - a clear sign that it didn't open up the way to a revolutionary transformation - to a modified reproduction of the hierarchized structures of capitalist society, put to use by the same people who deem that they have a vocation to run this society, from the position that they presently occupy in it.

2 Compagnie Generale de Telegraphic sans Fil (CSF), Brest
Several years ago the CSF (General Radio Co., a great electronics trust) set up a factory at Brest, in the framework of the plan for the industrialization of Brittany, and in this way benefiting from the government subsidies granted to enterprises which decentralize. Cadres were imported from Paris and 1,100 workers recruited on the spot, the majority of them unskilled laborers. The management - doubtless in order to continue to collect the subsidy - offered at Brest only the least interesting jobs, which permitted it to counter every wage demand with the fact - real, but deliberately brought about - that the factory was not profitable and always operated at a deficit. This didn't go on without causing a certain frustration among the personnel, notably the cadres, who feared to find themselves one day out of work again, with a reduced level of qualification.

There has been only one union m the Brest plant, the CFDT, every member of the CGT being rapidly fired, At the time of the CSF-Thomson merger, the difficulties of the factory at Brest increased even more. "We had used that," said a CFDT delegate,[11] "to explain to the personnel the workings of the economy, of capitalist society, of the banks, etc. Our union activity has had an important influence on the minds not only of the workers but also of the engineers and the cadres."

On May 20, the groups which made up work-units (shops, offices, laboratories) first elected a strike committee, then made a study of reform of the hierarchy in the enterprise. 70 engineers participated in this work. The personnel also set up "workers' tribunals" to judge cadres for incompetence in their work and their relations with their subordinates; dossiers were assembled and transmitted to the management by the delegates. Summing up these proceedings, the CFDT representatives declared:[12] "We think that the workers' commissions and the factory committee that we have set up constitute irreversible choices. The strike committee has all powers of decision in a democratic enterprise. Workers' commissions will be set up in each production-unit. They are to deal with everything that directly affects the wage-earners in their work (methods of work, definition of jobs, hiring, promotion, etc.)." A leaflet, put out and distributed right at the plant, demanded the "democratization of the enterprise with a view towards self-management" in requiring, notably: "workers' control of professional training, with a budget equivalent at least to 2% of the annual rise in the total amount of wages; contractual policy for promotions; definition of each job and its sphere of competence; a plan for development of the numbers and qualification of the personnel; control of hiring; financial control of the factory and of the business."

On June 18, after six days of fruitless discussions with the management, the personnel decided to continue the strike, by a vote of 607 to 357. The negotiations stumbled against the problems of control, among others the setting up of representative commissions. The management invoked the illegal character of these structures to justify its refusal of them; the CFDT delegates then presented, without any more success, a plan for a commission integrated into the workplace committee, which could have played the same role as the bodies projected in the first place.

Finally, work resumed on Friday, May 21 (551 votes for resumption, 152 against). The conversations of the CFDT delegates from the Brest factory with the central office in Paris have led to the creation of a commission within the factory committee, consisting of five representatives of the management and twelve of the personnel, it will be charged with studying the renovation of the structures of the enterprise and will take an interest more particularly in the planning of work, in the "production time", and in the conditions of work. This measure concerns only the factory at Brest. The commission is only qualified to set down its "conclusions", before the end of the year.

A significant feature, this progressive whittling down of demands: in the beginning it was a matter of creating rank-and-file committees assuring the workers' control of important aspects of the life of the enterprise; then, it changed to representative commissions, chosen from out of the workplace committee; and it finished by being content with a simple study commission which will put forth "conclusions", of which the management will or will not, take account, depending on its interest or even its whim.

One saw such a process at work, though generally in less clear a form. in many medium-sized (and even large) enterprises on strike. It must be stressed, however, that in case of the movement's revival, institutions of this type however ridiculous their authority may be, would be able to set up - at least as a Beginning - as spokesmen for the will of the workers against the management; in the opposite case, of the definitive "return to normalcy", they must be reduced at best to functioning as auxiliaries to the management, sharing with it certain not very popular administrative tasks, or-most likely - to nothing at all.

3 Commissariat a l'Energie Atomique (CEA), Saclay
The CEA (Atomic Energy Commission) employs a total of 6,000 to 7,000 people at Saclay. Of this number about 4,500, of which a quarter are engineers, work under a "collective agreement"; the rest work for "outside enterprises" (cleaning women, secretaries, draughtsmen, skilled workers, technicians, building workers, etc.); in addition, there are graduate students on fellowships and foreigners working there for a term. The CGT has 625 members, with a nucleus formed by the oldest agents of the CEA, hired between 1946 and 1950, under the reign of the stalinist Joliot-Curie. The CFDT, which at Saclay has made a specialty of leftist one-upmanship, has 300 members and the FO the same. The house union is supposed to have about a hundred members. The CGC, very recently set up, has "made a killing" in the last elections of cadre delegates.

The strike was carried out with effective occupation of the work sites. (83% of the personnel remained at the sites throughout the strike; even on holidays (Ascension, Pentecost, weekends) there were at least 500 people at the center).

The time was entirely occupied by discussion - general or in committee-bearing either on fundamental problems or on the reorganization of the CEA, a question which interested many of the personnel, since the future of the Commission appeared to be in jeopardy. The strike itself started with a small nucleus of people doing experimental and theoretical research in pure physics; particularly well-payed agents, unconnected with production, often young and always tied professionally to the Universities; these personnel, union and non-union, acted outside of and, when necessary, against the union controls. For the first time one could observe a real solidarity with the workers employed by the outside enterprises.

The strike was of short duration. 15 days, officially. In fact, the general discussions, with an almost total stoppage of work, had proceeded the actual strike vote by almost a week. The return to work took place under pressure from the administration, which promised full payment for hours missed if work began again before June 4. Nonetheless, the discussions within the enterprise had been carried far enough for a certain number of structural demands to be presented to, and, after being emasculated, accepted by the administration.

In this way, a whole "pyramid" of representative commissions was set up. At each echelon (division, department, management) a unit council was constituted, presided over by the head of the unit and playing a consultative role. The unit council is elected outside of any union routine, on the ratio of one delegate to 10 people, and with representation of all the professional categories in the division, but the election is made by a single college; the delegates are in principle revocable at all times. At first it had been required that the head of the division (or of the unit) be open to challenge by the unit. Of course this demand was not satisfied. Nevertheless, certain units went on to vote for or against their division head. Certain unanimous "confrontations" made a stir for the moment. Then, it appeared that the "confronted" continued to go on as before...

In addition, a national committee has been created representing both employees and management, but it is presided over by an administrator general delegated by the government, who has a decisive voice. This committee discusses programs, the budget, and the general organization of the Commission. It is informed of nominations to the staff of the CEA. The same device is found in all the centers depending on the CEA, including the DAM (Direction des Applications Militaires - Office of Military Applications). Contrary to the unit councils, this committee is exclusively composed, on the personnel side, of union delegates. (At the DAM, where the union representation came up against an in principle prohibition, the latter requirement was lifted).

One sees thus that as far as effective control goes, the famous "pyramid of committees" has in the end no power. Its only utility could have been to keep the personnel informed; but even in this sphere, its possibilities are narrowly limited. The old strike committee, formed spontaneously, has been re-elected almost as a whole, under the name of "coordinating committee", with the mission of facilitating the circulation of information horizontally, that is to say, between unit councils. Although the majority of its members are union men (but not union delegates) this committee is just barely tolerated (and this thanks only to the pressures exerted by the rank-and-file), by the administration of the Center and by the unions. A number of division heads have already succeeded in injecting into the unit council a bureaucratic mentality, by making it a "privileged interlocutor"; that is to say, in blocking in fact the diffusion of information among the rank-and-fife, the coordinating committee is beginning to chase its own tail. Its last notice posted (at the beginning of July) proposes that the meetings of the unit councils be public, like the municipal councils. But in the current context of discouragement, it doesn't look as though this suggestion will meet with many echoes.

4 Sud-Aviation, Nantes
For a month, half-hour work stoppages followed one after another. On May 7, two days before a full day of strike, the director, one Duvochel, was chased by 35 workers; he succeeded in saving himself. During the night of May 13, at the instigation of militants of a trotskyite group (OCI)[13], 300 to 400 workers stopped work again; in the morning of the next day there were three half-hour stoppages, while the union delegates were received by the said Duvochel. But in the afternoon, according to an inquiry carried out on the spot by three students from Nanterre:[14]

Three union delegates decided to throw people on monthly salary out of their offices and to shut the boss up in his office. Several cadres joined the imprisoned director. A guard post was installed before his door. So that the boss wouldn't get bored, a loud-speaker was installed before the door and bellowed revolutionary songs at an earsplitting level, a device which permits a boss to learn the International by heart without any ideological effort...

At Flins and in certain factories of Elbeuf, directors found themselves imprisoned in the same way. This action, perfectly illegal (as was not the case with the strike, at least in itself), was of course condemned by the unions with all their strength. It thus bore witness to the autonomous character of the struggle carried on by the workers; an index of their combativity, it helped to further heighten it.

Here as everywhere, it was the young people from 25 to 30 who showed themselves the most determined to continue the struggle, and the return to 'work, as a comrade said to us, came "with discouragement and disgust."

5 Electricite de France (EDF) - Central Plant at Cheviré
The EDF-GDF (nationalized electric and gas company) on strike continued to furnish current and gas under the direction of the strike committees (CGT members greatly predominating). Decreasing the flow of current had the effect of stopping a great number of machines that were still running; thus, at the Faculty of Sciences at Orsay the computer had to stop and the technicians, thenceforth, joined the strike. However, the conditions under which the activity was carried out at the EDF (just as in the hospitals, for example) are not well known to us. Here is what the enquiry of the three from Nanterre said about the Cheviré center, near Nantes:

When the 293 workers had occupied the plant, on Saturday, May 18, they chose a strike committee composed of delegates from each union (90% at the EDF were unionized). But it was necessary, even while diminishing the current flow (which helped to paralyze the local industries), to maintain a minimum of electricity to assure safety services: hospitals, etc. The strike committee thus asked the strikers to "take on their responsibilities" in this matter. Actually, the elected Committee held, for 15 days, ... all authority in the plant. It made sure that uninterrupted operation was assured by the workers. It organized the search for supplies of combustibles (natural gas). For the provisioning of the strikers, it had arranged an active, but somewhat confused, solidarity with the surrounding population, The militants with which I spoke were very conscious (even the CGT delegate!) of the political meaning of this experience, and one of them explained: "We wished to show our capacity, and thus our right, as producers, to manage the means of production which we us. We proved it."

On the radio, a union delegate from the Savings Bank (nationalized) expressed himself in analogous terms at the time of the limited reopening of the bank windows. It is beyond doubt, for anyone who sticks his head out the window, that this was one of the most widespread feelings, and that it remains. If but lately it was latent among a large part of the workers, when they came to have a "confrontation" with some cadre, it is today readily expressed. And yet (we will return to this) this remains a sentiment, not an objective fact from which the consequences need only be drawn.

6 The Situation at Nantes, at the End of May

Nantes is of all the cities of France that in which the union seems to have had the greatest control at the local level. According to the inquiry which we have already cited twice,[15] a central Strike Committee took (or intended to take) a certain number of initiatives, especially as regards provisioning - such as distribution of permits and vouchers for gasoline, which does not in any case appear to have been very seriously carried out; organization of transports with the co-operation of the FO truckers, the municipality then putting cars at the disposition of the Committee:

To the families of strikers, who found themselves in the worst financial situation, the union organisations distributed vouchers for foodstuffs. These vouchers are equivalent to a certain quantity of food. For each child under three years: one voucher for 1 F. of milk. and for each person over three, a voucher for 500 grams of bread and one voucher for 1 F.

On the roads, the FO truckers set up roadblocks (there were also roadblocks around Caen, but only for one day). In the neighborhoods:

The three workers' familial organizations (AS, APF, UPF) made contact with the peasant unions of the nearest village, La Chapelle-sur-Erdre. A meeting attended by 15 unionized peasants and a delegation of workers and students decided to assure a permanent liaison to organize a network for distribution without middlemen.... Every morning, the union men came to check the prices at the markets.... Notices are put up in the stores authorized to open, with the following words: "Taking care of the provisioning of the population, the unions authorize this little store [the big ones were forced to close] to open its doors on condition that it respect the standard prices."

The correspondent for Figaro expressed himself in analogous terms:

As the prefecture could not take care of the most urgent problems, an "Interunion Strike Committee" installed itself in the city hall. Little by little, it substituted itself for the administration. It is thus that it issued the traffic vouchers, permits to ambulances and to the trucks of the bakers and the market-gardeners; it is thus that the shopkeepers had to paste on their shop-fronts these notices: "This store is authorized to open. Its prices are controlled permanently under the responsibility of the unions. Signed: CGT, CFDT, FO"

How much of this, exactly, is fact? According to another student traveler, the inquiry of the Nanterre three was "partial in both senses." Thus, they wrote that two delegates from the UNEF appeared in the Central Strike Committee; in fact, the trotskyite and FO members of the Committee, having demanded their admission, would have been in the position of opposing a categorical refusal by the delegates from the other unions, of workers as well as of peasants, who always accepted - but only for a short time - the presence of student delegates in the capacity of observers. On the other hand it is possible that the following lines had, at one time, described something actually going on:

The Central Strike Committee is suspicious of the neighborhood committees and reproaches them for not having worked through it at the beginning. In fact, the neighborhood committees will turn out to be much more effective in the organizing of provisioning, and their action will be of much greater import than that of the unions. Starting from the creation of a direct market for produce, they are going to become the cells of the politization of the working class neighborhoods.[16]

But, with the general reflux of the movement, and thus the shift in the balance of power in favor of the unions, the situation was obviously modified. Here is what Action, the newspaper of the "leftist" students, said about it:[17]

As for the strike and neighborhood committees of Nantes, they have been the object of a recapture operation that they are not about to forget.

Be that as it may, we see clearly here how, given the bankruptcy of the old authorities (prefecture, municipality), but also with their active support, the united unions use their respective organizations and related associations to set up a new structure of authority. Far from forcing the great modern shopping centers, whose personnel were on strike, to reopen - which would have been to attack the rule of private property and take "risks" - they relied on the shopowners and small peasants. Wedged between this "base" and the old administrative (and police) apparatus, the interunion Committee was to be obliged to manoeuvre shabbily until the day of the "return to normalcy".

When in its course it encounters organs arising directly from the people, which tries in this way to meet its immediate needs, it is suspicious and invokes, in a typically bureaucratic way, its self-styled representative character, which gives it the right to run the life of society. At a new stage, if there is one, there will be two possibilities: either the masses will submit to this transitional union power just as they submit to the power of Capital; or else they will enter into conflict with it through the intermediary of their own organs of struggle and control (rank-and-file, neighborhood, and other committees). Thus one sees concretely that to support the Action and Neighborhood Committees in a period of social crisis is not a question of rhetoric, or even of simple "politicization". This is what matters, more than the point of knowing to what extent the Central Strike Committee at Nantes exercized the functions which it arrogated with the blessing of the old class society.[18]

7 Rank-and-File Committees, Direct Action
With a number of exceptions, the strike committees were in general controlled by the union centrals (as was, nearly as often, the composition of the picket lines). In a certain number of factories, however, especially in the Parisian region, rank-and-file (or action) committees were created. Thus, at the Rhone-Poulenc factory at Vitry, rank-and-file committees existed in each sector; the rate of effective participation in the occupation of the work sites was particularly high: 1,500 took part out of a personnel totaling 3,500 workers. Elsewhere, in a large printing works:

A Strike Committee got set up which succeeded, for awhile, in going beyond, outflanking, and finally neutralizing the powerful college of union delegates. The members of this committee were union men (of necessity, since at our plant the union is in control of hiring). But there was here no question of infiltration: the men deliberately and openly set up in their factory a "parallel power", parallel to that of the CGT ... In the electronics section, a rank-and-file committee was created on a proposal of the CGT, which hoped in this way to "sink" the two rival unions.[19] Result: the CGT was "sunk" itself, and from the union rank-and-file committee a true revolutionary organization emerged, which included more than 50% of the workers as active members and considered itself perfectly capable of running the factory .[20]

At the Assurances Générales de France, following the denunciation of a part of the agreement relating to the payment for strike hours, it was proposed to the strike committee that an action committee elected on the ratio of one delegate per section be set up and that modes of action be envisaged which would be acceptable to all, consisting in making decisions in the areas reserved for the management on certain points (clocking in and out, making up for hours lost, determination of pay, etc.). Although it met with a favorable response, this project fell through essentially because of the formal veto of the CGT and the falling into line of the CFDT, which would not admit the existence of a committee which could constantly and directly translate the will of the rank-and-file and make the control of the factory a matter for struggle - to be exercised and imposed - and not a demand for which one awaits satisfaction from the management or the State.

Of course, the fate of these committees was strictly determined by the general course of events and, likewise, their attitude towards the unions varied as a function of conditions specific to each shop; some went so far as to consider themselves potential little unions, only, it goes without saying, to be blown away by the wind. These instruments had, in fact, meaning only for the struggle; that ended, their active role has ended also, or, more exactly, they can continue to exist (sometimes good, sometimes bad) only thanks to a new form of activity: discussion, the comparison of experiences. To with to act differently, to wish to substitute themselves in isolation for the old organizations, while maintaining their modes of action, is to move in the direction of certain and complete dissolution. There have been enough attempts of this type in the history of the international labor movement, for one to be categorical on this subject.

In the newspaper presses, at the Aurore the linotypists threw out certain headlines; at the Parisien libéré the personnel unanimously refused on one occasion to put out the paper because of an outrageously lying headline on the front page; at the Nation the printers refused to put out this gaullist rag. But there was no coordination of action and no attempt to establish this on the part of the rank-and-file: they were content to swallow the tall tales of the obligatory union CGT which wished L'Humanite (but not the weeklies or the leaflets) to appear at any cost.

In a host of enterprises, the strike committee took care of the payment of wages, or of money paid on account (to be regularized after the strike), or even (as at the SNECMA) cashed checks with petty cash taken from the company cash-desk; sometimes, the canteen continued to function, where canned goods were distributed, etc. These things occur in every strike of such extent, but it must be stressed that the initiative came from the workers themselves, these tasks being often carried out outside of the usual rules, and that the orders came from the strike committee, acting to meet immediate necessities and not on instructions from the management.

Finally, at the moment of the return to work, wildcat demonstrations took place, the initiative for which often came from activist minorities. This was the case among the bookprinters of the Boulevard Blanqui; at the labor exchange for the employees of the RATP, the demonstrators came to the headquarters of certain union organizations to get some explanations and to protest just as if they were up against heads of personnel, and were thrown out by the union marshalls. Several hundred school teachers briefly occupied the office of the SNI, with an analogous result.

V Participation and Structural Reforms
If one demand appeared clearly in the course of the general strike, especially among the tens of thousands of young people, students and workers alike, it was the desire to take responsibilities. In one sense, that is related to the fact that the mentality of the heads of French business still considerably retards the scope of the productive forces (technology, equipment, level of qualification, attitudes of the producers, etc.); this backwardness - incompetence, really - is recognized by certain theoreticians friendly to the bosses. Why does this advanced section of the ruling class love to talk about "participation"?

Given the level reached by the concentration of capital, its degree of rationalization and of automation, the exploitative society has trouble functioning without some participation by the workers. Decisions are made at such a high level, tasks are so highly divided, that the immediate producer cannot catch the sense of directives which are worked out without his participation and which fail to take account of the methods of practical application; in short, he no longer understands the direction of his work. So he tends to be completely detached from it; whereas the very structure of the enterprise (this distance separating directors and directed) requires that the producer "participate" for the directors plan to work properly. Therefore, those who speak of participation are the very ones who don't want and can't create a worker-controlled management because that would destroy all meaning both of the apparatus of domination which they represent and the functions they exercise within it. On the other hand, those who through their autonomous struggles spontaneously create, even if on an embryonic level, new forms and organizations of management and of struggle, realize in deeds a participation of all; but they not only do not talk about it but even often doubt that it can be realized.

The Power of the State and the Bosses: Participation as Slogan and Scale Model of Society

That "participation" is only a matter of "rendering social structures flexible" in the words of one high functionary (C. Gruson), is shown clearly by the June 7, 1968 declaration of the President of the Republic:

That implies that the law assign to each person a part of what the business earns and of what n reinvests in itself. That implies also that everyone be adequately informed how the enterprise is going and can, through Their freely chosen representatives, participate in the company and in its deliberations so that their interests, their points of view, and their proposals may be honored therein.... In a participative society, where everyone has an interest in its continuing to function, there is no reason at all for anyone not to wish the management to exert itself with vigor. Deliberation is the work of many and taking action is the work of one alone.

In fact, it is nearly a quarter century since "the law" created workplace committees designed "to honor the interests" of the rank and file, which, in reality, have at best served to save the bosses the trouble of managing certain branches of social security and to take his place in communicating disagreeable news to the personnel.[21] As for "profit sharing", another worn out joke, it has long been notorious bunk, and the fate of the "Vallon Amendment",[22] latest of these pleasantries, has just confirmed it last year.

Frivolous as they may be, even these proposals are rejected by the bosses of the medium-sized and small businesses, who feel no need to "associate the workers with the management," under any form at all despite the legal text in many cases. The big employers find that participation has already been realized:

The French structures permit the development of a true participation on the level of the national economy, in particular in the planning commissions and in the Economic Council, where the viewpoints of all partners in society are expressed confront each other, and most often harmonize.... Participation in the enterprise can be a factor of efficiency only if it is founded on the enforcement of the structures and the managerial hierarchy, which it must help to assume all its responsibilities but whose authority it must not undermine.... It is essential that the representatives of the personnel and the unions take up their responsibilities in this regard, that is to say, agree to take account of the economic data which demand attention from the enterprise.[23]

Perhaps the big employers will consent, under the circumstances, to cease their habitual bullying and come to see a "valuable go-between" in the unions if the latter admit to pushing for the interests of the business as such before those of its constituents, the rank-and-file (something impossible in the long run, as we just saw in May-June). In fact, if some decisions are effectively made, they will lead without doubt in the direction of the creation of a system of collective bargaining at fixed times, the State reserving a power of arbitration, as is the practice in most of the great industrialized countries. The gaullist "participation" would then remain one of those magic words that the eminent men of France like to wave around, like the "resistance", the "familial virtues", and, now, "alienation" and "revolution". And distinguished professors, high functionaries in retirement, young Christian bosses and modernists of the CFDT will continue to expound virtuously on this theme....

The CGT: a Man Who Lives by Bread Alone
The French bosses declare themselves in favor of "a constructive social dialogue, sheltered from destructive demagoguery, rooted in the realities of work and life, not in fantasy."[24]

This is as well-they have declared it a thousand times-the essential aim of the CGT. On both sides, it is a matter of showing that they are realists, that is to say, of limiting themselves to discussing purely bread-and-butter demands, of not going beyond existing laws, at least when one cannot avoid them; and, for the unions, of placing confidence in dialogue, particularly in the parliamentary system. Both sides' vision of the world has the same foundations; the enterprise can be governed only by a hierarchy of competent men, just as is society as a whole on the model of Western and Eastern capitalism alike. The unions' disputes with the employers bear on the necessity of readjusting wages[25] and giving free rein to union propaganda within the enterprise, as is the case in most of the enterprises all over the world. On a more general level, the CGT envisages a change in government, accomplished through elections, which would permit it to consolidate by means of the law, its position in society and in the enterprises.

Forced to talk about self-management, because everyone talks about it, the CGT, through Séguy, its general secretary, declared its position in these terms:

The movement guarded by the workers is much too powerful to be slopped by the hollow phrases, "self-management", "reform of civilization", "planned social and university reforms", and other inventions which all end up in relegating to the background the immediate demands.... We propose solutions and we refuse to stand surely for a vague formula.[26]

Under the pen of Salini, Humanité-Dimanche (6/2/68) set out the intentions of the PC:

The far-reaching structural reforms which our country needs, are nationalizations... Of only those sectors of the economy in the hands of the great capitalists.... Ten years of authoritarianism have made urgent the participation of all Frenchmen in the management of their own affairs, By the vole. By the extension of union freedoms in the enterprise.... We hope that the structural reforms and the full bloom of democracy will open the road to socialism, a socialism conforming to our traditions, our experience, our French political methods.

The theoreticians of the PC have elaborated certain models of management for the use of future nationalized enterprises.[27] To discuss them would be superfluous. These plans are not to be taken seriously; the Party hatches a few at every great social crisis; one could have read similar ones 25 years ago, which have never been applied (the fault doubtless of a parliamentary majority!). History has confirmed the just objection that the CGT itself makes about the "self-managementarians", modernists of the CFDT and others, that we can be sure that a system of partial control in a society which remains set on capitalist foundations is condemned to employ capitalist methods and to preserve a capitalist content, and that changing the style of management doesn't change very much. The idea of the CGT leaders is really very simple: it is the ideal of a bureaucratic society in which a class of technocrats rule by planning on all the problems of production and consumption; it suffices that an apparat calculate the needs of men and everything else follows. No place for workers' control in such a framework, except perhaps to draft at the rank-and-file level certain rules,[28] - decided upon by the higher-ups and concerning the execution of tasks and the distribution of products; something which is always done somehow or another anyway.

The CFDT: Self-management, the Magic Word
For a long time now, the CFDT has wielded a language in which modernist accents occasionally came to give some uplift to a speech identical, in the end, to those made by other union central bureaus. Last to enter the market, thus with leaders often younger and more inclined to take initiatives, the CFDT or a part of its directors, was certainly not unaware of the principle current in advertising, according to which the consumer, placed before two products of like quality, will choose the one presented most attractively, the "brand image" at once most original and most conforming to traditions. Besides, the monopoly on pure bread-and-butter demands belongs to the CGT.

In the end - with formal variations, of course - the CFDT joins hands with the CGT: only "reforms of the economic structure," a "process of democratization of the enterprise" can guarantee that wage increases will not be reduced to nothing in the near future.[29] How to attain these objectives? By parliamentary means, of course! However, what the CGT proclaims with loud yaps, designed to sound reassuring to the bourgeoisie and imperative to the rank-and-file, the CFDT suggests with a quite jesuitical caution:

The movement is of such depth that we don't see how the parties can today absorb the new forces and their demands, which are not only quantitative but also call for profound reforms of the structures of society.... As for the CFDT, we have decided to assume all our responsibility.[30]

But, of course, one must know how to be "realistic" and several days after these fine words, on the eve of the election, the headquarters distributed a leaflet in which it invited the workers to vote for the candidates which "appear to them the most apt to constitute that left majority on which the future of democracy depends.... Above all we put forward our objectives of union recognition, of the development of "union power," the expression of "worker power" in the enterprise, of structural reforms in the economy."[31]

What this means is clear, but it gives the CFDT only half of its brand name, the traditional side. That is not enough for the modernists of the central bureau who have pounced on the occasion to again launch a conception, at first sight advanced, extremist even in certain respects, in the measure to which the rule of rank-and file discussion and the idea of self-management is set in relief:

Self-management. participation: something readymade?
No. It must be defined by the workers!
The idea which we support and of which the first prerequisite is union recognition in the enterprise - is an act of the working masses. What counts for us, is that in the factories, the administrations, the workers discuss these problems and that they profit from the time of strength which the strike represents for workers to really discuss their place and the responsibilities they wish to assume in the enterprise and the economy.
If these discussions are carried on throughout the country, then, quite naturally, the content of what we want will be made precise, will be enriched with a whole workingclass experience which we don't perceive completely but which is extremely rich. Words take on meaning only when they take possession of the masses because it is the masses who nourish the content of the formulas that we put forward. Isn't self-management the final form of socio-economic life?[32]

For workers "bread and butter" issues are a response to an immediate reality, to a need that the unions translate with more or less success in their negotiations with the representatives of the State and the employers. Likewise, the passage we have just cited expresses a desire widespread among the workers, above all among the young - students, workers, salaried employees, peasants - a desire which gave the days of May-June 1968 their unique coloration: a profound demand, originating in a desire for individual self-affirmation, through at last responsible and meaningful action, and in the feeling of collective interdependence born in confused fashion during the struggle. These producers, unable to realize that profound demand at once envisaged its realisation through organs like the rank-and-file committees, action committees. etc., which corresponded to the struggle that they were carrying on at the time, and not to ancient phrases of general cretinization and social harmony. This, and nothing else, is the extremist point of view.

But the CFDT, following its vocation, ties this new content to obsolete practices which constituted a restraining force in the struggle - though not the only one and perhaps not the most important. These old practices are based on dialogue, between union and management within the enterprise, in parliament on the level of the society as a whole, and the inanity of which is recognized by a great part of those who give it their votes for lack of anything better.

Self-management, workers' control, for the CFDT, is no more and no less than the means for its implanting itself in the enterprises, since every union central bureau makes "worker power" and "union power" synonymous expressions. The following quotation without doubt does not express the position of the ex-Christian Confederation as such;[33] it has at least the merit of saying things crudely, while the usual proclamations live in a prudent clair-obscur:

"The meaning of workers' control has all its value in a planned economy oriented towards need and controlled by union organizations.... But we want to pursue the construction of a union apparatus powerful and controlled at all levels.... Without this reinforcement of unionism, everything we have said above is just literature,"[34]

In the light of its action in May and June, it would appear that the CFDT has always had in view only legal, parliamentary consecration of the movement's "gains", that is to say, of nothing at all, apart from the (promised) recognition of the union section in the enterprise. In general a minority in the shops, it preserved a certain freedom in speech, but where it had a majority-for example, at the Assurances Générales de France - it aligned its attitude with that of the CGT minority, thinking to make it take the blame in case the personnel contested the agreements made with the management. At any rate, the old guard sprung from the CFTC has the apparatus in its hands, and it is only a younger and more active nucleus which here plays the role played by the "activist minorities" in the Force Ouvrier.

FO: In the Image of the Traditional Left
The FO was hardly mentioned in the course of events, except in a few specific cases. Nearly a trifle, it was as imperceptible as the fragments of the traditional left, and for the same reasons: these groups bring together only dignitaries looking for government jobs and a circle of gaping strollers who are all washed up from the viewpoint of the powers that be in French society. These people are still into the individualism dear to the nineteenth century. This perhaps explains why at least two of the leaders of the FO, Hébert at Nantes and Labi at the Fédéchimie (chemical workers' union), could take leading positions without even dreaming of breaking with a visibly exhausted headquarters and, at least until now, without being expelled for it.

FO appeared to come out for important reforms "to humanize hierarchical relations," through union recognition in the enterprises and to the participation of its high officials in the elaboration of the Plan and in the "Economic and Social Council, in its consultative form.''[35] In short, to furnish specialists, eminent but not responsible, and thus to mitigate its absence at the rank-and file level by a presence at the summit. As far as action proper goes, a leaflet distributed by the FO after the strike limits itself to endless boasting about the reinforcement of the central and the "incontestable advantages" acquired, and so forth and so on. Entirely different, it is true, was the behavior of the Fédéchimie and of several other local or shop sections (both FO and CFDT), which did not hesitate to demonstrate its active sympathy to the student movement. What is more:

Keeping the pledge made at Charlety (to make no agreements with the bosses; Charlety was the site of a mass meeting organized by the UNEF and the SNESup among others), the Fédéchimie CGT-FO has signed no agreement with the employers in any of the chemical industries: chemicals, petroleum, glass, rubber, plastics. It has authorized the agreement of its National Union in the Atomic Energy Commission to the protocol which is the only one in Franca to anticipate the institution of organs of workers' control.[36]

And, in an attitude rather rare today among union officials, its secretary, Maurice Labi, came out against the elections:

The solution can be found only in the collective appropriation of the principal means of production, the democratic control of the enterprises, the reform of existing organs or the setting up of new institutions permitting the regulation of production and the harmonizing of social life.... In every factory, neighborhood, village and town, united committees of workers, peasants, students, and highschool students should be set up; the Estates General of the new France wilt meet to give our country a look young and modern, joyous and happy, socialist and free.[37]

O.K. Only when one proposes to abandon parliamentary methods, one must accept the consequences and, for example, continually keep up the pressure in favor of the organs charged with carrying on dialogue with the directors at all levels. We have seen above what came of the organs of the CEA one month after their legalization. Doubtless, since nothing has changed in other respects, they have hardly any chance to survive - but has the FO made an effort to support them by all the means of its propaganda? No. More generally, can the appeal to these "Estates General" come from an organization whose bigshots intend at the same time to play a consultative role in the various institutions of gaullist power? Is it simply a matter of replacing, as at Nantes, a mayor who called in sick? Labi bears witness to the old revolutionary syndicalist tradition, former glory of the French labor movement, but what does that mean now? At Rhone-Poulenc, a part of the workers has already answered: they joined up with the rank-and file committees, seeing clearly that the old structure had no value for the unity of the movement.

The CGC: The Cadres have their Right Place
We must put aside the critique of the hierarchy as such and of the concept of competence, not because these are unimportant questions - quite the opposite - but because their discussion would require a pamphlet the size of this one. We limit ourselves to calling attention to a very significant position.

In a leaflet of May 24, 1968 (Cadres CGC de l'Assurance) it is stated that "our desire to obtain a participatory structure doesn't date from today."

At the time of the last congress of the union of insurance cadres belonging to the CGC (March 13, 1968) this "desire" was thus defined:

We must be conscious of the role which we can play: we must realize that in the enterprises "capital" in the sense it used to have plays a less and less evident part, for the ownership of concerns is divided up between a large number of shareholders; finally at the head of the latter are various boards of directors and high level managers, who in the end play a much more important role than all the owners of capital. But we ourselves, to a different degree, have salaried status like the directors for, in the end, these directors are only, in relation to the proprietors of these concerns, neither more nor less than cadres; they are very high up, but their situation depends finally, despite everything, on these "corporate capitals" (even if the expression is losing meaning).

Consequently, one can say that the team of cadres which stands outside of the board of directors ought in its turn to have a chance to participate in making decisions; and it is this that we must absolutely demand in all circumstances.

It is on the basis of these ideas that it is good to repeat whenever one has the chance that we must structure our activity in such a way as to install in the course of years a true representation of cadres with power in the enterprise.

The May crisis set in relief the narrow spirit of the French bourgeoisie: its inconceivable distance from the real, its generic blinders. There is nothing astonishing about a group of cadres wishing to lean on the movement in order to curtail some few of the powers of its immediate superiors who. all shook up as they are, have a more than slight resemblance to idle royalty (without going on to ask themselves if they, the cadres, aren't in the same position). In the commissions that sprung up during the strike, the cadres frequently proposed two bases for reflection: (a) to define new structures capable of conferring a greater power to the cadre position, relaxing the old system of command and entrusting to the rank-and-file part of the regulation of its working conditions, in order to avoid the usual conflicts about "everything and nothing;" (b) to contest the role played in the working of the enterprise by factors both exterior (banks, the State) and interior (administrative council, board of directors), with a view to imposing - in the name of the "correctly understood interests" of all - the legal participation of "cadre power" in decision-making.

There was also a convergence between the situation of the cadres on the job and that of the future cadres, the students. The rapid evolution of the techniques and materials of production and control (until very recently) has engendered a technological unemployment, and thus a limitation of job openings, coupled with a tendential devalutation of their intellectual function. But when the students' action transcended itself to go so far as to confront the existing order ("We do not want to be the watchdogs of capitalism"), the great majority of cadres limited themselves to expressing the demands of which we have just spoken and whose success remains doubtful, under present conditions, since it is left to the discretion of the bosses' power.

Nevertheless, during the strike certain cadres advocated a non-hierarchized raise in wages and participated in the strike committees (with rank-and-file-cadre equality). This happened most often in the most modern industries, where the cadres are young, well paid, and severed from administrative tasks; it is a matter of a minority of the whole, but it is important that this occurred, and not only in a few isolated cases. It took a lot for the cadres, qua social stratum, to renounce, even on paper, what there is of authority in their functions (and only in very rare cases were they asked to).

To a great extent, the sympathies of the cadres toward the student movement expressed a sort of solidarity with the future members of their social class. This was also the source of the workers' distrust of both the students and the cadres. Even while supporting the cadres' demands of the sort mentioned above, the CGT exploited this suspicion to maintain a barrier between workers and students; to do this it did not hesitate to preach an "anti-intellectual" attitude, which is neither more nor less than a form of racism and is due entirely to imbecility and not at all to a reasoned critique.

Unions and Workers
The May movement permitted many to discover what a restraining force the unions represent. For, if spontaneity sufficed to lift the movement to great heights, it was not enough to keep it there, especially since the fight took on a sharp character only in exceptional cases. People became conscious of the function of the unions in the modern world: to participate in the administration of the labor force in the interest of society as it is, that is to say, to submit a certain number of demands to a series of specialized bargaining sessions, all while trying to reinforce their position within the apparatus of domination (the differences between union centrals turning solely on modes of realizing this last objective). But the unions could not function, thus did they not receive the approbation, passive in general, of the greatest mass of workers; in other words, the strength of the unions has produced only the weakness and the division of the workers.

When we see these powerful organizations, with hundreds of thousands of members, with a machinery run and guided by teams of experienced professionals, come to shabby results, the first reaction is to reproach them for their lack of efficiency (an inefficiency evident in France: the American union bosses are often gangsters or legal professionals but are at least relatively efficient in negotiations). After this, they are often accused of corruption, even of treason, and the means which comes to mind to remedy this situation is apparently simple: create another organization, this time pure and tough. To which the old centrals answer, with reason, that this would be to accentuate the division of workers even more. To which one could furthermore add that the history of the labor movement has showed for a century that these "new" organizations have been destined either to lose themselves in sectarian behavior and to wither on the stalk, or else, if they escape this fate, to model themselves on the old forms (as is demonstrated by the evolution of the various sections of the communist movement). Clearly: it is an impasse.

But why are the workers the only ones who don't talk about workers' control? Is it that they don't feel it would concern them? No, on the contrary: in their actions they already utilize spontaneous forms of organization and struggle which move in this direction. Even more, in his mentality and in his daily attitudes, in disobeying orders, in criticizing the cadre who confronts him directly, the worker contests in fact the principle and the practice of hierarchical control, the very basis of the capitalist system of management. But, just as in daily life this confrontation remains at a very individualized level, likewise at the first stages of collective action it doesn't succeed in generalizing itself. Although the spontaneous reactions, as we saw in May, often go quite far, they retain a passive adhesion to norms considered unbreakable. Thus, when at the Assurances Générales a CFDT militant, opposing the creation of a struggle committee elected by the workers, declared before 3,000 employees: "I am for it, but it can't be done. ...perhaps in 50 or 100 years," no-one reacted. A call to the same employees to organize by themselves a referendum on the question of strike pay found practically no response. And no one dreamed of reacting to arguments like, "The employees within one section will never succeed in coming to an understanding with each other," even after an extraordinary strike!

It is the capitalist mode of production which continually secretes such passive reactions among almost all of those who are under it. The established order appears to be the natural one in virtue of the consciousness which it in some spontaneous way engenders, according to which appearances correspond to reality, everyone receiving more or less his just share of the social product and finding himself in his just place. Of course, there are variants of this consciousness, a crowd of variants, but they are only phrases and ideas heard a thousand times since childhood in the family, at school, at work. and out of work: respect for authority, the cult of the leader, idolatry of knowledge - and the dogma that one's rank in the hierarchy naturally reflects a level of competence sanctioned in general by the diploma.

During the days of May and June, this thick blindfold was cracked; but the crack was neither deep nor lasting - at least at first sight. The fundamental reason for this was stated in the course of another great social crisis: "No proletariat in the world can from one day to the next reduce to smoke the traces of a century of slavery" (Rosa Luxemburg). And only the revival of the movement, with greater determination, can overthrow from top to bottom the mentality of the exploited masses.

VI The Organization of Production and Distribution by the Producers Themselves
A ruling class allows itself to be dispossessed of its power only by violence. Every working class struggle important enough to contest the social power (and not only, by troubling public order, the political power) of this class must expect to face the most pitiless repression to the extent that this contestation takes form in deeds and action.

The workers, as we have said, don't talk about control and think themselves incapable of managing an enterprise or society, if they so much as pose such questions or are asked them. The attempts at management we have spoken of should be considered from two points of view, contradictory in tendency:

- they are a response to a profound neccessity of capitalist society which has reached a certain level of development and concentration: the notion of workers' control arises spontaneously from the conditions of the modern factory, the modern enterprise.

- this is also evident to the ruling cllass, which perceives this fact from within the framework of exploitative society and tries to respond to it in terms of this framework. To integrate the worker into the enterprise by various recipes is fine for it and appears to the most "advanced" technocrats to be absolutely necessary for the survival of the capitalist enterprise. But this is to try to square the circle, because one can never integrate a worker into an activity the decisions about which and final control of which are totally out of his hands, decisions aiming above all to maintain the dominance of one class.

This very contradiction lies at the center of all the questions which we have brought up. Everyone in the various milieus - economic, political, union, technocratic - talks about "management", "control" because it is in this that the problem lies; but the solutions they propose succeed only in showing that they are no answer to the central problem of our society.

This question may now come to mind: "How may this problem be resolved?" But to pose it in this form expresses the viewpoint of a conscious and activist minority, and thereby reintroduces the division between minority and masses which appears to us to generate a new class system. Only the workers in struggle can give the answer - and all that we can do is to explicate situations in which the workers realize more or less rapidly that nothing fundamental has been changed.

This answer of the workers will be forthcoming only out of the struggle itself through the very development of this struggle. It is not conscious and formulated as a demand: it is the activity of struggle itself.

It is ultimately the only answer to the profound necessity for a system of production which gives total satisfaction to human needs and for a society in which the individual is not constantly frustrated in his activity. We think that this is the fundamental way to look at it: in terms of a system of management, control that flows from the struggle itself.

A struggle for material demands (wages, hours, vacations, retirement), if it is not content with partial satisfactions, if it is carried on with determination, if like this strike it extends to the whole country, if it is general, soon poses other problems than those of the strike itself, although they are the direct consequence of the strike and of its continuation with the same combative spirit.

First, all activities cannot come to a total stop: provisioning, medical care, transports, etc. pose problems which must be solved immediately, even if only for the strikers and their families. The longer the strike is prolonged, the more these problems of getting certain sectors going again become acute and important, till they extend to the country as a whole. Special questions (furnishing current to a hospital, delivering milk, etc.) at first, they come to be posed at the local level (provisioning of a city) or at the national level (assuring the transmission of information, for example.)

At the same time, the struggle of the ruling class against the strike acquires definite form and becomes more violent to the extent that the strike, precisely in lasting so long, changes in nature and seeks to control and manage instead of make demands. For then the social balance of power tips suddenly to the side of the workers in virtue of the simple fact that the activity of production and distribution is gotten on the road again and that they do it to serve themselves. As the repression develops, the struggle itself again transforms itself giving rise now also to the necessity of getting certain services functioning again, simply for the conduct of the strike: radio, the mails, transports.

These two domains of renewed activity - which appear distinct - interact make the need for liaisons and coordinating organs clear. This very necessity leads thus to replacing the apparatus of administration, of the police, by organs of workers' control of a local or national, or interprofessional, or other scale. In this way, the structures of a new society are set up under the initiative and the control of rank-and-file organs in the shops.

This reactivation of the economy can be accomplished in several ways. Let us set aside the case where this minimum functioning which preserves society from asphyxiation is assumed under the aegis of the existing power: either by scabs, or by the army, or by agreements made between unions controlling the strike and the "authorities" at whatever level. It is quite clear that power in such cases has not changed hands and that the workers do not control the strike themselves.

Likewise, some organization or other formed in the course of the struggle could take over management, if it could get control of the struggle and play a coordinating and organizational role that the workers would not have assumed themselves. The role of such an organization - party, union, revolutionary committee, etc. - would be the same as that played by the interunion organization at Nantes. It would exercise a power distinct from that of the workers in struggle: the latter either would submit to it in the same way that they submit to the current power - or would enter into conflict with it, through their own organs of struggle (strike committees, for example) or through those which they would create at that moment.

If at some point in the strike, the workers themselves set up an elected strike committee of which they kept control, everything would turn out differently. The reactivation of the enterprises, the creation of liaisons and coordinating organs, everything is done by the workers themselves, for it is they who must solve the material problems posed by the strike, its maintenance, and its development, and it is they themselves who do solve them. The management of production and distribution becomes the work of the workers. They did not think previously that they would run the enterprise, and if one had told them they could would not have believed it. But the very necessities of the strike force them to solve a practical problem and in doing this they seize social power.

It is certain that the ruling classes will do everything, absolutely everything, to prevent power from being taken by associated, free, and equal producers. Beyond measures of intimidation and violent repression, they will try to interest the masses in their politics of exploitation by organizing agitation in favor of the various tendencies among them which are supposed to be representative, those installed in power or those hoping to exercise it: electoral campaigns, a referendum, change of government, diversionary campaigns, etc. Then, or perhaps at the same time, the rulers will stress the risks of disaster and chaos that a prolonged struggle will bring to their economy. If the producers persist as a mass in remaining relatively indifferent to the politics and the economics of the ruling classes and continue their struggle, getting the enterprises going again under their own direction, then the ruling classes, all united, will decide to recapture, arms in hand, that of which they have always dispossessed the immediate producers: they will unleash civil war.

As early as May. when the forms of real worker power existed only in rough outline, the different ruling groups were unanimous in flourishing this menace: the right by speaking of it openly, the left, knowing themselves incapable of reacting, speaking only of the risk of military dictatorship. To the old reflexes of passivity among the producers were added reflexes of fear, also quite old. The workers entered into struggle not only because they saw the students occupy their workplaces and open them to all but also and above all because they saw the most resolute portion of the youth go down into the street and meet the forces of repression head on; they were "ready to fight to the finish," people said, and this opposition in its turn made everyone "ready to fight to the finish." There was much of this feeling in the greeting the strikers gave the union officials who had obtained at best a readjustment of French wages to the levels practiced in the other countries of the Common Market. But afterwards the workers had either to submit to the rod of the State, the employers, and the unions, that is to say, to the laws of the market, or really to go to the finish, to the reactivation of the occupied enterprises. And that no one dared to do; everyone knew what that would mean; fear paralyzed everything.

And now? Since nothing has changed, since there was no victory, but no defeat either, the alternatives remain the same: either to submit or to take up the fight again. Without doubt there will be groups or individuals capable of sweeping away the difficulties with a phrase, of rigorously working out a perspective to accommodate a strategy of dreams; and others; more numerous assuredly, to explain that all that happened had for origin "impatience raised to the level of a theory",[38] or will have no future. In fact, it is clear, the question of a renewal of the struggle clearly may not be settled in the domain of reflection but, to begin with, depends on the success of exemplary actions. All one can say is that the shock has been felt profoundly by the masses, that a new mentality has begun to emerge, that the pressures of authority restored and the arrogance of the bosses are not likely to diminish.

Consequently, at some time relatively near, the struggle will be able to begin again, on condition that it beats the ferocious opposition that it will meet at the hands of the union centrals. It will be a matter of wildcat strikes and demonstrations, carried on by organs arising directly from the struggle. When the struggle extends and is prolonged and these committees will have to take in hand the task which the ruling classes are from that moment on incapable of carrying out: they will have to administer production and distribution on the local, then on the national level. Faced by a State power already today deprived of all other support among the masses but that of the ballot - less than nothing in a period of social crisis - and one which can count only on the meager police forces, they will organize self-defense. They will transform themselves into councils of producers - workers, professionals, students, and peasants -instrument for the struggle and for the direct organization of production and society by the producers themselves.[39]

We think of ourselves as contributing, in our position within the movement,[40] to pushing the event in its natural direction. That means among other things to propose for discussion certain general ideas; not a plan preconceived by a few people, not a program which, under present conditions, can be tied only to organizations of the old type, by all the evidence maladapted to periods of social crisis.

These general ideas relate above all to the principles on which societies do or might function. Capitalist society without doubt still functions in the way stone age societies did, at least in one fundamental aspect: the subordination of men to an order over which they have little or no control. It is, however, possible to reduce capitalism's special mode of functioning to several basic principles, for example the extraction, the realization, and the accumulation of surplus value, the search (private or carried on by particular social categories) for profit. Likewise, the appearance of the new society, born of the old, is dependent on the diffusion and the realization of new social principles, applied on local, national and finally - else the new world is condemned to disappear - international levels. Assuredly, this application can only be empirical, can only take on forms varying to fit different places and times, and it would be pointless to wish to predict these practical forms today in detail. However, the permanent existence of producers' councils presupposes the appearance in the course of the struggle, indeed because of the class struggle, faced with the failures of capitalism and the ruling classes, of new economic foundations of society as a whole.

At a certain point, during the crisis, the problems of the organization of production and of the return for labor will ineluctably pose themselves. On the local level, then on the national level, the councils will have to organize production and distribution as a function of a plan whose data will be made available to everyone and which will be decided by everyone. In the present state of technique, in view especially of the progress of economic calculating techniques and of the computer industry, which makes it possible for anyone who wants to check up at any time on how things are going, this no longer appears to pose fundamentally insoluble problems, although a profound change of mentality is necessary.

There now exists a plan in each of the two great branches of the world capitalist system but, although what takes the place of a plan here is quite different from the plan in the East, these two forms of planning have at least the common characteristic of resting on the system of prices or of credit allocations, which rests in turn on the system of wage-labor, that is to say, on the exploitation of man by man. Producers who have learned to direct their struggles themselves, under conditions of equality for all and collective effort, will tend in a natural way to make the planned production and distribution of goods rest on new foundations. First, as we have seen, because this follows the natural tendency of the struggle, and also because, the value of money having been reduced to zero by inflation, it will be necessary to choose a new unit of account; but also because contemporary history has shown that the abolition of the private ownership of the means of production, though an evident necessity, does not absolutely coincide with the end of exploitation.

In the capitalist economy the system of prices more or less determined by the market (or credit allocations more or less "determined" by the divisions of the plan) constantly creates the illusion that exploitation is a problem of the market (or of planning), whose conditions need but be modified - generally, in the more or less democratic countries, by a "dialogue" between the classes in parliament and within other so-called representative structures - to effect a real and lasting transformation of the human condition. In the same way, the wages system only hides the reality of exploitation and divides the producers from each other by attaching the level of remuneration to levels of qualification which are basically imaginary. In fact, all the products of human labor, and thus the labor time of various categories of producers materialised in these products, have qualitative value, since they are all the crystallization of a certain quantity of labor, immediate and mediated: immediate in the factories and the fields, mediated by means of knowledge socially accumulated, transmitted, and applied.

In the capitalist system, the measure of the value of commodities is always money, which itself hides this fundamental reality; the producer is and can't be other than an article of commerce, himself a thing with a value. In other words, the producer cannot see himself otherwise than as an object who functions either as director or as directed to the extent to which he is considered and considers himself as gifted with competence or with rights; judged by criteria of differentiated value, he is linked to others by an abstract relation. He does not appear as he really is, a producer linked to other producers like himself by their sharing equally the quality of social labor. The abstract relation between things with values is incarnated in money, another abstract power, incarnating in turn the play of taws which essentially escape the will of men in general; the visible source of all baseness and all unhappiness, money is one of the properties of Capita!, By contrast, labor-power is one of the properties common to all men. The measure of the time which each producer devotes to work is the hour of labor. And the measure which permits the calculation of the labor-time crystallized in the products of human activity (with some near exceptions: scientific research and other creative works} is the hour of average social labor, basis of the communist production and distribution of goods.

But, it will be said, what is the difference between value-money and the "consumption voucher" calculated on the basis of the average social hour of labor? In a capitalist system, exchange expresses a fundamental fact; the immediate producer is not master of the means of production and social labor is the property of the ruling classes. The latter divide up the products of social labor as a function of "properly rights," of "degrees of competence", of the laws of the market and other laws, of a lot of factors and rules, sometimes corresponding to reality but always falsified by the division of society into classes - of which the old union organizations constitute one expression. On the other hand, when the hour of average social tabor serves as the basis for calculation of production and consumption, there is no more need for a "wages policy"; the productive forces, supposing the will of the producers and the existing capacities of production, determine automatically the volume of consumption, of the society of the whole and of the individual.

Henceforth, the producers themselves regulate production, but this regulation is no longer effected more or less blindly and always arbitrarily, as it is today. The social relations run no longer vertically, from top to bottom, from director to executor, but horizontally, between associated producers. It is no longer factors escaping human control or expressing the division of society into classes that fix the objectives of production, but the free producers themselves. And the measure that serves to regulate production is a quality distributed equally among men. But association, liberty, and equality of producers may not properly be said to flow from the realization of moral aspirations; in one sense, they are the consequence of the natural tendency to self-emancipation to which the old organizations and the old ideas are opposed; in another sense, each enterprise remains a cell of that immense economic body which is society and whose vital metabolism, the system of exchange, necessitates and produces organic unity. The various cells are integrated into one whole which rests on a radically egalitarian basis, and which can be no other than this: labor time taken as sole unit of calculation of production and consumption, a standard controllable by all.

All this is doubtless far from the immediate facts: a general strike which derived above all from a spontaneous explosion and propagation; a movement which really deepened only in a certain sector, that of the production of the higher levels of producers; new forms of organization which here and there appeared in embryonic state and as a function of specific situations; discussions of a qualitative and quantitative extent the like of which have never been seen in the history of human societies and which in the absence of their extension into action - the reactivation of the economy by associated, free, and equal producers - rapidly fell to chasing round in circles. Months and months of inaction are going to follow weeks of action. But just as the initiatives of some served to unleash the initiative of the greater number, the reflections of some may serve to awaken those of the great number. And this awakening to reflection is itself a first condition of the struggle.

NOTES:
* agreements signed with Leon Slum in 1936, ending the strike, legalizing the unions, guaranteeing 15 days vacation per year, creating social security, etc.

[1] Le Monde, 2-3 June.

[2] These proposals were made during the second week of May, when the movement was very little radicalized. Events made the majority of M22M afterwards lose interest in the problem.

[3] Leaflet issued by M22M on May 24; published in Partisans, no 42, pp. 107-8: Ce n'est

qu'un debut.... (Cahiers Libres, no. 124), pp. 49-57; parts of the latter have been translated in Caw!, issue no. 3.

[4] In fact this was the Movement's form only for a short period; if it was abandoned, it nonetheless made possible the creation of several Action Committees.

[5] The Faculty also sheltered a certain number of commissions, including the "eyewitness" commission, which collected depositions concerning police brutality, the student-worker action committees, and a poster studio similar to the popular studio of the Beaux-Arts (School of Fine Arts).

[6] See the Tribune of March 22, reprinted in I.C.O. No. 72, in Partisans, No. 42, etc.; translation in Caw!, No. 3, pp. 33-35.

[7] One saw this very well the day after the strike, when the management decided, despite the formal agreements, to speed up the line and to fire two foreign workers. After a daylong work stoppage, a meeting of workers on the evening of Wednesday, June 19, voted with raised hands for an unlimited strike. Officially, the CFDT was at the head of this movement; but the CGT would not hear of this "provocation": it opposed the strike and the CFDT finally fell into step with it, all the while denouncing very loudly (of course') the "treason" of the other union (the elections to the CE would soon be held...).

[8] Leaflet: "How to go on?" (CA Sorbonne)

[9] A useful chronology with documents may be found in Partisans, no. 42, June-July 1968, "Ouvriers, etudiants, un seul combat"

[10] Declaration of the unions of the Assurances Générales, Le Monde, June 2-3. 1968.

[11] Le Monde, May 29, 1968.

[12] Syndicalisme (organ of the CFDT), no. 1191, June 10,1968, p. 24.

[13] As in the student movement, one finds here, though to a much more limited degree, the role of detonator which certain "activist" minorities had in favorable circumstances (in 1936 as well, there were several cases of this type when the strikes began). Of course, these minorities couldn't furnish the "material basis" of the strike (general conditions, state of consciousness, etc.) any more than its direction.

[14] Action, No. 6.10, June 7.11; reprinted in Cahiers de Mai, No. 1, June 15, p. 4.

[15] An inquiry confirmed in its own way by the Figaro, which wrote (5/30/68): "The unions in reality have laid an iron hand on the Loire-Atlantic region ... On the market, new inspectors, but this time union men, control prices following the official government guidelines. From the metalworker to the fisherman, everyone waits for the union's decision," etc.

[16] Cahiers de Mai, art. cit., p. 10.

[17] "La revelation de Mai: les CA dans les enterprises", No. 18, June 27, 1968.

[18] "When they have a demand to make, they come to make it before the city hall (of Nantes), that is to say before the strike committee, but finally they appeal to it as in other circumstances they appealed to the Mayor" - said a guy of the March 22 Movement. Ce n 'est qu'un debut... pp. 94-95.

[19] This was also the origin of the rank-and-file committees at RP-Vitry, an experience about which a participant notes that it showed "in an obvious way the reasons for the 'depoliticization' and the 'apathy' of the workers: for the latter, when they feel themselves concerned, participate actively and massively, in a direct way. In a decision in which the decisions are made in their name by someone else the disinterest is almost total." Cahiers de Mai, No. 2, 1-15 July, p. 11.

[20] Action, ibid.

* See, for example, J-J Servan-Schreiber, Le Reveil de la France, Paris. 1968; an idiotic book which is interesting for its presentation of the May-June events entirely from this point of view.

[21] "Les Comites d'enterprise", ICO, no. 51, July 1966, p. 11.

[22] Vallon, a left gaullist deputy, proposed a law instituting profit-sharing.

[23] "L'assemblée générale de CNPF", Le Monde 10/7/68.

[24] Ibid.

[25] Which is evident when one knows that with a higher hourly productivity and labor-time, the hourly earnings of French workers were in general lower than wages in the same branches within other countries in the Common Market - except Italy, and even then not always. (Cf. J. Servant in Economie et Politique - theoretical journal of the PC - No. 168.)

[26] L 'Humanité, May 22. 1968.

[27] For example: J. Brieve, "La gestion démocratique des enterprises du secteur public et nationalise", Economie et Politique, No. 166-67.

[28] Cf. ibid.: 'These decisions (of the General Management), which must conform to the line set by the Administrative Council (in function of a policy set by the National Assembly [sic]) can be at all limes controlled by the latter and by the personnel, within the bounds of its rights." Longwinded on these "rights", the author is absolutely silent on these "bounds": one would have bet on it.

[29] Leaflet put out 5/27/68.

[30] Special edition of Syndicalisme, May 30, 1968.

[31] Supplement to Syndicalisme 6/13/68.

[32] Syndicalisme, 5/25/68.

[33] Another CFDT bigshot limits himself to demanding an increase in the "powers of parties other than the possessors of capital," a system "assuring the workers and their union organizations the full exercize of their rights." (R. Bonéty, Le Monde, 7/9/68). [34] Declerq, "Pour une planification démocratique", report to the 30th Congress of the CFTC, June 19-21, 1959.

[35] Le Monde, 7/9/68.

[36] "Contre le piege a c... des elections", Combat, 6/17/68.

[37] Ibid.

[38] L. Figuères, "Le Gauchisme", Cahiers du Communisme, No. 6; 1968.

[39] See Appendix, Thesis 3.

[40] That is to say, in participating in organs which are in principle non-exclusionary, with all its disadvantages on the side of visible efficiency, and not based upon a principle of discrimination, which must, whatever the supposed justification, obey the principle of class society and can in consequence never engender the slightest real efficiency but only produce a sect.

APPENDIX: Five Theses on the Class Struggle

By Anton Pannekoek.

I
Capitalism in one century of growth has enormously increased its power, not only through expansion over the entire earth, but also through development into new forms. With it the working class has increased in power, in numbers, in concentrated mass, in organization. Its fight against capitalist exploitation, for mastery over the means of production, is also continually developing and has to develop into new forms. The development of capitalism led to concentration of power over the chief branches of production in the hands of big monopolist concerns. They are intimately connected with State power and dominate it; they control the main part of the press, they direct public opinion. Middle class democracy has proved the best camouflage of this political dominance of big capital. At the same time there is a growing tendency in most countries to use the organized power of the State in concentrating the management of the key industries in its hands, as a beginning of planned economy. In Nazi Germany, a State-directed economy united political leadership and capitalist management into one combined-exploiting class. In Russian State-capitalism, the bureaucracy is collective master over the means of production, and by dictatorial government keeps the exploited masses in submission.

II
Socialism, put up as the goal of the worker's fight, is the organization of production by Government. It means State-socialism, the command of the State-officials over production and the command of managers, scientists, shop-officials in the shop. In socialist economy this body, forming a well-organized bureaucracy, is the direct master over the process of production. It has the disposal over the total product, determining what part shall be assigned as wages to the workers, and takes the rest for general needs and for itself. The workers under democracy may choose their masters, but they are not themselves master of their work: they receive only part of the produce, assigned to them by others; they are still exploited and have to obey the new master class. The democratic forms, supposed or intended to accompany it, do not alter the fundamental structure of this economic system.

Socialism was proclaimed the goal of the working class when in its first rise it felt powerless, unable by itself to conquer command over the shops, and looking to the State for protection against the capitalist class by means of social reforms. The large political parties embodying these aims, the Social Democratic and the Labor Parties, turned into instruments for regimenting the entire working class into the service of capitalism, in its wars for world power as well as in peace-time home politics. The Labor Government of the British Labor Party cannot even be said to be socialistic; what it does is not liberating the workers, but modernizing capitalism. By abolishing its ignominies and backwardness, by introducing State management to preserve and guarantee profits for the capitalists, it strengthens capitalist domination and perpetuates the exploitation of the workers.

III

The goal of the working class is liberation from exploitation. This goal is not reached and cannot be reached by a new directing and governing class substituting itself for the bourgeoisie. It is only realized by the workers themselves being master over production.

Mastery of the workers over production means, first, organization of the work in every shop and enterprise by its personnel. Instead of through command of a manager and his underlings all the regulations are made through decision of the entire body of the workers. This body, comprising all kinds of workers, specialists, and scientists all taking part in the production, in assembly decides everything related to the common work. The rule that those who have to do the work also have to regulate their work and take the responsibility, within the scope of the whole, can be applied to all branches of production. It means, secondly, that the workers create their organs for combining the separate enterprises into an organized entirety of planned production. These organs are the workers' councils.

The workers' councils are bodies of delegates, sent out by the personnels of the separate shops or sections of big enterprises, carrying the intentions and opinions of these personnels, in order to discuss and take decisions on the common affairs, and to bring back the results to their mandatories. They state and proclaim the necessary regulations, and by uniting the different opinions into one common result, form the connection of the separate units into a well-organized whole. They are no permanent board of leaders, but can be recalled and changed at every moment. Their first germs appeared in the beginning of the Russian and German revolutions (Soviet, Arbeiterrate). They are to play an increasing role in the future workingclass developments.

IV

Political parties up to the present times have two functions. They aspire, first, at political power, at dominance in the State, to take government into their hands and use its power to put their program into practice. For this purpose they have, secondly, to win the masses of the working people to their programs: by means of their teaching clarifying the insight, or, by their propaganda, simply trying to make of them a herd of sheep.

Working class parties put up as their goal the conquest of political power in order to govern in the interest of the workers, and especially to abolish capitalism. They claim to be the vanguard of the working class, its most clear-sighted part, capable of leading the uninstructed majority of the class, acting in its name as its representative. They claim to be able to liberate the workers from exploitation. An exploited class, however, cannot be liberated simply by voting freedom, but, when it wins, only new forms of domination.

Freedom can be won by the working masses only through their own organized action, by taking their lot in their own hands, in devoted exertion of all their faculties, by directing and organizing their fight and their work themselves by means of their Councils.

For the parties, then, remains the second function, to spread insight and knowledge, to study, discuss and formulate social ideas, and by their propaganda to enlighten the minds of the masses. The workers' councils are the organs for practical action and fight of the working class; to the Parties falls the task of the building up of its spiritual power. Their work forms an indispensable part in the self-liberation of the workingclass.

V

The strongest form of fight against the capitalist class is the strike. Strikes are more than ever necessary against the capitalists' tendency to increase their profits by lowering wages and increasing the hours or the intensity of work. Trade unions have been formed as instruments of organized resistance, based on strong solidarity and mutual help. With the growth of big business capitalist power has increased enormously, so that only in special cases are the workers able to withstand the worsening of their working conditions. The Trade Unions grow into instruments of mediation between capitalists and workers; they make treaties with the employers which they try to force upon the often unwilling workers. The leaders aspire to become a recognized part of the power structure of capital and State dominating the working class; the Unions grow into instruments of monopolist capital, by means of which it dictates its terms to the workers.

The fight of the working class, under these circumstances, more and more takes the form of wild-cat strikes. They are spontaneous, mass outbursts of the long-suppressed spirit of resistance. They are direct actions in which the workers take their fight entirely into their own hands, leaving the Unions and their leaders outside.

The organization of the fight is accomplished by the strike-committees, delegates of the strikers, chosen and given mandate by the personnels. By means of discussions in these committees the workers establish their unity of action. Extension of the strike to ever larger masses, the only tactics appropriate to wrench concessions from capital, is fundamentally opposed to the Trade Union tactics of resisting the fight and putting an end to it as soon as possible. Such wild-cat strikes in the present times are the only real class fights of the workers against capital. Here they assert their freedom, themselves choosing and directing their actions, not directed by other powers for other interests.

This last shows the importance of such class contests for the future. When the wild-cat strikes take on ever larger extension they find the entire physical power of the State against them. So they assume a revolutionary character. When capitalism turns into an organized world government - though as yet only in the form of two contending powers, threatening mankind with entire devastation - the fight for freedom of the working class takes the form of a fight against State Power. Its strikes assume the character of big political strikes, sometimes universal strikes. Then the strike-committees must take on general social and political functions, and assume the character of workers' councils. The revolutionary struggle for social power then becomes a fight for mastery over and in the shops, and the workers' councils, as the organs of struggle, grow into organs of production at the same time.

List of Abbreviations

AM Agents de maîtrise - junior executives (not an organization).
CA Comités d'Action Action Committees (see text).
CAL Comités d'Action Lycéens - Highschool Action Committees.
CFDT Conféderation Française Démocratique du Travail - French Democratic Confederation of Labor, created from the CFTC. While the latter admitted only Catholics, the CFDT is open. It is unattached to any political party.
CFTC Conféderation Française des Travailleurs Chrétiens -French Confederation of Christian Workers, maintained by a few members of the old CFTC when the mass of the union was transformed into the CFDT.
CGC Conféderation Générale des Cadres - General Confederation of Cadres.
CGT Conféderation Générale du Travail - General Confederation of Labor; the largest union in France, in principle independent of the PC but in fact directed by it: its secretary general Séguy is also a member of the PC politburo, as are all the most important leaders.
CLEOP Comités de Liaison Etudiants-Ouvriers-Paysans - Student-Worker-Peasant Liaison Committees (see text).
CNJA Centre National des Jeunes Agriculteurs - union of young peasants and farmworkers.
CNPF Centre National du Patronat Français - National French Employers Association.
CRS Compagnies Republicaines de Sécurité - special police force ("riot police") created by the gaullist provisional government after World War II to maintain "order".
FER Féderation des Etudiants Révolutionnaires - Revolutionary Students' Federation; one of several Trotskyist groups; very dogmatic.
FNJA Féderation Nationale des Jeunes Agriculteurs - union of young peasants and farmworkers.
FO Force Ouvriere -Workers' Strength; more correctly CGT-FO, a union resulting from a split in the CGT after the war on the issue of PC control and pro-Russian policy; FO has links with American unions, has been suspected of CIA financing; has a mostly white collar membership.
PC Parti Communiste - Communist Party.
RATP Régie Autonome des Transports Parisiens - nationalized company running all public transportation in Paris.
SNCF Société Nationale des Chemins de Fer Français- French National Railway Company, nationalized after the war.
SNECMA Société Nationale d'Etudes et Construction de Moteurs d'Avion -National Airplane Motor Research and Construction Co., one of the first companies to be nationalized after the war.
SNESup Syndicat Nationale de l'Enseignement Supérieur - National Union of Higher Education; union theoretically of all university faculty, in fact mostly junior faculty; very left wing.
SNI Syndicat Nationale des Instituteurs - National Union of Primary School Teachers.
UEC Union des Etudiants Communistes - Union of Communist Students, official student organization of the PC.
UNEF Union Nationale des Etudiants de France - National Union of French Students; the main student union, with leftist tendencies.
UNR Union pour la Nouvelle République -Union for the New Republic, one of the changing names of the gaullist party.

Comments

The sitdown strikes of the 1930's: From baseball to the bureaucracy - Jeremy Brecher

The Sitdown Strikes of the 1930's: From Baseball to the Bureaucracy

Pamphlet on sitdown strikes released by the U.S. Libertarian Socialist journal Root & Branch. The pamphlet is an expanded chapter from Jeremy Brecher's book Strike!

Submitted by UseValueNotExc… on April 5, 2022

One day in 1936, a reporter named Louis Adamic visited the rubber capital of America, Akron, Ohio. A new kind of strike called the sit-down had just started hitting the headlines, and Adamic tried to find out how they had begun The first Akron sit-down he was told, was not in a rubber factory but at a baseball game, where players from two factories refused to play a scheduled game because the umpire, whom they disliked, was not a union man. They simply sat down on the diamond while the crowd cheered and yelled for a new umpire until finally the old one was replaced. Not long after a dispute developed between a dozen workers and a supervisor in a rubber factory. The workers were on the verge of giving in when the supervisor insulted them and one of them said “Aw, to hell with 'im, let’s sit down.” The dozen workers turned off their machines and sat down. Within a few minutes the carefully organized flow of production through the plant began to jam up as department after department ground to a halt. Thousands of workers sat down, some because they wanted to, more because everything stopped anyway. What had happened, workers wanted to know? “There was a sit-down at such-and-such a department.” “A sit-down?". . . “Yeah, a sit-down; don't you know when a sit-down is, you dope? Like what happened at the ball game the other Sunday.” (1)

Adamic describes the response:
sitting by their machines, caldron boilers, and work benches, they talked. Some realized for the first time how important they were in the process of rubber production. Twelve men had practically stopped the works! Almost any dozen or score of them could do it! In some departments six could do it! The active rank-and-filers, scattered through the various sections of the plant, took the initiative in saying, ‘We’ve got to stick with ‘em!’ And they stuck with them, union and non-union alike. Most of them were non-union. Some probably were afraid not to strike. Some were bewildered. Others amused. There was much laughter in the works. Oh boy, oh boy! Just like at the ball game, no kiddin’. There the crowd had stuck with the players and they got an umpire who was a member of a labor union. Here everybody stuck with the twelve guys who had first sat down, and the factory management was beside itself. Superintendents, foreman, and straw bosses were dashing about. . . This sudden suspension of production was costing the company many hundreds of dollars every minute. . . In less than an hour the dispute was settled -- full victory for the men.

Between 1933 and 1936 the sitdown gradually became a tradition in Akron, with scores of sitdowns, the majority probably not instigated even by rank-and-file union organizers and almost invariably backed by the workers in other departments. It became an understood principle that when one group of workers stopped work everyone else along the line sat down too. To explain this, Adamic listed the advantages of the sitdown strike, “from the point of view not so much of the rank-and-file organizer or radical agitator as of the average workingman in a mass-production industry like rubber.”

To begin with, the sitdown is the opposite of sabotage, to which many workers are opposed.

It destroys nothing. Before shutting down a department in a rubber plant; for instance, the men take the compounded rubber from the mills, or they finish building or curing the tires then being built or cured, so that nothing is needlessly ruined. Taking the same precautions during the sitdown as they do during production, the men do not smoke in departments where benzine is used. There is no drinking. This discipline is instinctive. (2)

Sitdowns are effective, short, and free from violence.

There are no strikebreakers in the majority of instances; the factory management does not dare to get tough and try to drive the sitting men out and replace them with other workers, for such violence would turn the public against the employers and the police, and might result in damage to costly machinery. In a sitdown there are no picket lines outside the factories, where police and company guards have great advantage when a fight starts. The sitdown action occurs wholly inside the plant, where the workers, who know every detail of the interior, have obvious advantages. The sitters-down organize their own ‘police squads,’ arming them in rubber -- with crowbars normally used to pry open molds in which tires are cured. These worker cops patrol the belt, watch for possible scabs and stand guard near the doors. In a few instances where city police and company cops entered a factory, they were bewildered, frightened, and driven out by the ‘sitting’ workers with no difficulty whatever.

The initiative, conduct, and control of the sitdown come directly from the men involved.

Most workers distrust -- if not consciously, then unconsciously -- union officials and strike leaders and committees, even when they themselves have elected them. The beauty of the sitdown or the stay-in is that there are no leaders or officials to distrust. There can be no sellout. Such standard procedure as strike sanction is hopelessly obsolete when workers drop their tools, stop their machines, and sit down beside them.

Finally, the sitdown counters the boredom, degradation, and isolation of the factory.

Work in most of the departments of a rubber factory or any other kind of mass-production factory is drudgery of the worst sort -- mechanical and uncreative, insistent and requiring no imagination; and any interruption is welcomed by workers, even if only subconsciously. The conscious part of their mind may worry about the loss of pay: their subconscious however does not care a whit about that. The sitdown is dramatic, thrilling.

. . . the average worker in a mass-production plant is full of grievances and complaints, some of them hardly realized, and any vent of them is welcomed.

The sitdown is a social affair. Sitting workers talk. They get acquainted. And they like that. In a regular strike it is impossible to bring together under one roof more than one or two thousand people, and these only for a meeting, where they do not talk with one another but listen to speakers. A sltdown holds under the same roof up to ten or twelve thousand idle men, free to talk among themselves, man to man. ‘Why, my God, man,’ one Goodyear gum-miner told me in November 1936, ‘during the sitdowns last spring I found out that the guy who works next to me is the same as I am, even if I was born in West Virginia and he is from Poland. His grievances are the same. Why shouldn’t we stick?’ (3)

Late in 1935, Goodyear announced that it was shifting from the six- to the eight-hour day, admitting that 1,200 men would be laid off and that other companies would follow suit. The announcement created shock in Akron -- unemployment was still high and six hours under speed-up conditions were already so exhausting that rubberworkers complained “when I get home I’m so tired I can’t even sleep with my wife.” (4) As the companies began “adjusting” piecerates in preparation for introducing the 8-hour day, a wave of spontaneous work stoppages by non- union employees forced a slowing of production. (5)

January 29, 1936, the truck tirebuilders at Firestone sat down against a reduction in rates and the firing of a union committeeman. The men had secretly planned the strike for 2:00 a.m.: when the hour struck.

the tirebuilders at the end of the line walked three steps to the master safety switch and, drawing a deep breath, he pulled up the heavy wooden handle. With this signal, in perfect synchronization, with the rhythm they had learned in a great mass-production industry, the tirebuilders stepped back from their machines.

Instantly, the noise stopped. The whole room lay in perfect silence. The tirebuilders stood in long lines, touching each other, perfectly motionless, deafened by the silence. A moment ago there had been the weaving hands, the revolving wheels, the clanking belt, the moving hooks, the flashing tire tools. Now there was absolute stillness, no motion anywhere, no-sound.

‘We done it! We stopped the belt! By God, we done it!’ And men began to cheer hysterically, to shout and howl in the fresh silence. Men wrapped long sinewy arms around their neighbors' shoulders. screaming. ‘We done it! We done it! We done it!’ (6)

The workers in the truck tire department sent a committee around the plant to call out other departments, another to talk with the boss, and a third to police the shop. Within a day the entire Plant No. 1 was struck, and when, after 53 hours, the walkers at Plant No. 2 announced they had voted to sit down in sympathy, management capitulated completely. Two days later, pitmen at Goodyear sat down over a pay cut, were persuaded to return to work by the company union, sat down again and were again cajoled back to work, sat down a third time and returned to work under threat of immediate replacement by the Flying Squadron, a special strikebreaking force in the plant. February 8 the tire department at Goodrich sat down over a rate reduction. The strike spread through the rest of the plant, stopping it completely within six hours, and management rapidly capitulated to the sitdowners. The sit-down had shaken each of the big three within a ten-day period.

The crisis finally came Feb. 14. A few days before Goodyear had laid off 70 tirebuilders and the workers assumed that this was the signal for introducing the 8-hour day. At 3:10 a.m., 137 tirebuilders in Dept. 251-A of Goodyears Plant No. 2 -- few if any of them members of the union -- shut off the power and sat down. (7) The great Goodyear strike was on.

Akron workers had developed the sitdown strike largely because the union had failed to control the speed-up. It had called strikes and then called them off at the last minute, called them again and then reached a settlement which management described accurately as “no change in employee relations,” after which rubber workers had stood up on street corners tearing up their union cards. But by now the United Rubberworkers Union had changed its course, replaced union professionals with former rubber workers in office, and allied itself with the new C.I.O. industrial union movement. With each sit-down, the union signed up the participants, and now workers flooded back into the union halls. The initiative for the sitdowns, however, did not come from the union; indeed, as labor historian Irving Bernstein pointed out, “The U.R.W. . . . disliked the sitdown.” (8) Thus U.R.W.A. officials now persuaded the Goodyear sitdowners to leave and marched them out of the plant. Goodyear offered to take the laid-off men back, but by now the rubber workers of the entire city were up in arms, determined to make a stand against the 8-hour day. 1500 Goodyear workers met and voted unanimously to strike, but four days later the president of the union local was still saying the strike was not a U.R.W.A. affair. (9)

Meanwhile, the workers began mass picketing at each of the 45 gates around Goodyear’s 11-mile perimeter, putting up 300 tarpaper shanties to keep warm. The men elected picket captains who met regularly, coordinated strike action, and set the strike's demands. Inside plant No. 1 hundreds of men and women staged a sitdown until a union delegate marched them out. At the union hall, “committees sprang up almost by themselves” to take care of problems as they arose. A soup kitchen developed-out of the sandwich- and coffee-making crew, staffed by volunteers from the Cooks and Waitresses Union. (10) On the 6th day of the strike the ClO sent in half-a-dozen of its top leaders to Akron, and the U.R.W. executive board sanctioned the strike.

The company now tried to break the strike by force. It secured an injunction against mass-picketing, which the workers simply ignored. The sheriff put together a force bf 150 deputies to open the plants, but 10 thousand workers from all over the city gathered with lead pipes and baseball bats and the charge was called off at the last possible second. Next a Law and Order League was organized by a former mayor with money from Goodyear which claimed 5,200 organized vigilantes. Word spread that an attack was planned for March 18. The union went on the radio all that night while workers gathered in homes throughout the city ready to rush any place an attack was made. The Summit County Central Labor Council declared it would call a general strike in the event of a violent attack on the picket lines. In the face of such preparations, the vigilante movement was paralysed.

President Roosevelt’s ace mediator, Ed McGrady,. proposed that the workers return to work and submit the issues to arbitration. To this and other proposed settlements the workers at their mass meetings chanted “No, no, a thousand times no. I'd rather die than say yes.” (11) After more than a month Goodyear capitulated on most of the demands although without agreeing to formal recognition. The rubber workers returned to work largely victorious and proceeded to implement their position with the sitdown. In the three months after the strike there were 19 recorded sitdowns at Goodyear alone, with any number more “quickies” unrecorded. (12) Louis Adamio described the situation the found in Akron in 1936:

a week seldom passed without one or more sitdowns. . . . A typical one took place on November 17, when I was In Akron, in the huge Goodyear No. 1 plant. After an inconclusive argument with the management over an adjustment in wage rates, ninety-eight workers in one of the departments sat down, stopping the work of seven thousand men for a day and a half, at the end of which period the company promised speedy action on the adjustment.

Officials of rubber companies. with whom I talked were frantlc in their attempts to stop the sitdowns. They blamed them on trouble-makers and the union movement in general. They tried to terrorize union sympathlzers. The Goodyear management- for instance, assigned two non-union inspectors to a department with instructions to diaqualliy tires produced by known union men. After pelting them with milk bottles for a while, the men sat down and refused to work until the inspectors were removed. The company rushed in its factory guards with clubs, but a 65-year old union gum-miner met the army at the entrance and [told] them to ‘beat it.’ They went -- and the non-union inspectors were replaced.

Akron sitdowns were provoked by various other causes. In the early autumn of 1936, S.H. Dalrymple, president of the U.R.W.A., was beaten by thugs employed by a rubber factory, whereupon the factory workers sat down in pretest, forcing the company to close for a day. When work was resumed the next night, a K.K.K fiery cross biased up within view of the Plant. This caused the men to sit down again -- and to dispatch a squad of ‘huskies’ to extinguish the cross. (13)

The scene of the sit-down story now shifts to the auto industry, where Machine Operator No. 8004 worked in the camshaft department of the Chevrolet factory in Flint, Michigan. The men he worked with produced 118 shafts a shift, naturally producing a few more in the first half when they were fresh than in the second. One day in 1935 management suddenly announced that they would have to increase production in the second half to the level of the first, turning out 124 instead of 118 a shift. The men accepted the increase, but then organized informally to prevent any further speed-up. As one of them put it, “Any man who runs over 124 every night is only cutting his own throat.” (14) They also carefully planned not produce more in the first half, least management again use the differential against them. If they ran past 62 shafts, they would hide the extras in the racks under the machines, covering them with rough stock. The pickup man checked every hour to see how many shafts were completed and passed the information along, allowing the workers to keep a steady and equalized pace. If a worker turned out 70 shafts, he picked up only 62 of them. Machine Operator No. 8004 fought the movement, telling his fellow workers to “knock the production out and forget about trying to set an amount for each man to run” (15); he was almost beaten up for his pains. This case of workers controlling the speed of production is documented -- unlike thousands of others that have remained unrecorded -- because Machine Operator No. 8004 was a labor spy. (16)

As a study of the auto industry in 1934 by the NRA Division of Research and Planning revealed prophetically, the grievance “mentioned most frequently. . . and uppermost in the minds of those who testified is the stretch out [speed-up]. Everywhere workers indicated that they being forced to work harder and harder, to put out more and more products in the same amount of time and with less workers doing the job. . . if there is any one cause for conflagration in automobile industry it is this one.” (17) According to Sidney Fine, whose Sitdown is the basic scholarly study of the great General Motors strike of 1936-7, the speed-up was resented not only because of the absolute rate of production, but also because the mass production worker “was not free, as perhaps he had been on some previous job, to set the pace of his work and to determine the manner in which it was to be performed.” (18) A Buick worker complained “You have to run to the toilet and run back. If you had to . . . take a crap, if there wasn’t anybody there to relieve you, you had to run away and tie up the line, and if you tied the line up you got hell for it.” (19) The wife of a GM worker complained.

You should see him come home at night, him and the rest of the men in the buses. So tired like they was dead, and irritable. My John’s not like that. He’s a good, kind man. But the children don’t dare go near him, he’s so nervous and his temper’s bad. And then at night in bed he shakes, his whole body, he shakes.

“Yes.” replied another.

They’re not men anymore if you know what I mean. They’re not men. My husband is only 30, but to look at him you’d think he was 50 and all played out. (20)

Where you used to be a man. . . now you are less than their cheapest tool,” one worker complained (21), and another summed up, “I just don’t like to be drove.” (22)

The development of unionism in Auto followed closely that in Rubber. Herbert Harris estimated that with the coming of the New Deal’s National Recovery Administration, which guaranteed workers’ right to collective bargaining, 210,000 auto workers joined the AFL auto locals, though the figure may be excessive. (23) Since the employers refused to give any significant concessions, important auto locals voted to strike and a strike throughout the industry seemed inevitable; workers flooded into the unions to take part in the strike - 20,000 in Flint alone. (24) The AFL leadership, however, wanted to avoid a strike at all costs, and managed to postpone it again and again. Finally Collins, top AFL official in the auto industry, asked President Roosevelt to intervene. Roosevelt immediately demanded that the strike be postponed. That afternoon Collins told union leaders, "You have a wonderful man down there in Washington and he is trying hard to raise wages and working conditions.” (25) According to Kraus, “The attitudes of the auto workers toward the President those days bordered on the mystical;” the local representatives agreed to cancel the strike. Thereupon Roosevelt announced a settlement conceding nothing to the workers but an Automobile Labor board to hear discrimination cases, legitimizing company unions, and virtually exempting the auto industry from the NRA’s protection of collective bargaining; (26) “We all feel tremendously happy over the outcome in Washington,” a GM vice-president reported. (27) In the words of Sidney Fine. “The President made the victory of the automobile manufacturers complete on the issue of representation and collective bargaining.” (28) Leonard Woodcock recalls that when the workers in Flint heard of the settlement they felt “a deep sense of betrayal,” and began to tear up union cards. By October 1934, paid up membership in Flint had plummeted to 528. (29) In several subsequent local strikes, the AFL played a strikebreaking role, even marching its members with a police escort into a Motor Products plant struck by another union. (30) Those few, mostly young and militant, who remained in the auto union bitterly fought AFL control, and eventually took control of the union and aligned it with the newly emerging CIO.

Like the rubber workers, the auto workers turned to the sitdown and other forms of job action against speed-up; we have given one example in a camshaft department above.

Quickies occurred sporadically, especially in auto body plants in Cleveland and Detroit, from 1933-35. (31) By late 1936, the highly visible sitdowns in Akron were being imitated by auto workers all over, especially since it was the ‘grooving in’ period in which new models are introduced, and management as usual tried to raise speed and cut pieceretes on new jobs, lifting resentment to a peak. In Flint, heart of the GM empire, there were seven work stoppages in Fisher Body #1 plant in one week. One day the trim shop knocked off an hour early as a protest. Workers in another shop struck for an extra man and got the line slowed from 50 to 45 jobs. Another action won a 20% restoration of a wage cut. Henry Kraus, author of a book on the GM strike and at that time editor of the union paper in Flint, describes this as “largely a spontaneous movement onto which the union had not yet securely attached itself.” (32) He describes Bob Simons, a union leader in the Fisher plant, coming to Bob Travis, the UAW organizer in Flint, and saying, ‘Honest to God.. Bob, you’ve got to let me pull a strike before one pops somewhere that we won’t be able to control!” (33)

The union tried to win the confidence of the workers by supporting the sitdowns and making itself the agency through which they could be spread. On November 12, for example, supervision reduced by one of the ‘bow-men’ who welded the angle irons across car roofs. The other bow-men were two brothers named Perkins and an Italian named Joe Urban; none of them were in the union but they had been reading about the Bendix sitdown and, adopting the idea, simply stopped working. The foreman and superintendent marched over and tried to talk them into going back to work, but the men just sat there arguing until twenty unfinished jobs had passed on the production line. The whole department followed the argument with intense excitement. Finally the bow-men agreed to go back to work till they could talk to the day-shift about it, but everyone left that night talking about the sitdown. Next day when the Perkins came to work they were sent to the employment office and told that they were fired. They showed their firing slips to Bub Simons and he and the other union committeemen ran through the “body in while” department where the main welding and soldering work was done, crying, “The perkins boys were fired! Nobody starts working!”

The whistle blew. Every man in the department stood at his situation, a deep, significant tenseness in him. The foreman pushed the button and the skeleton bodies, already partly assembled when they got to this point, began to rumble forward. But no one lifted a hand. All eyes were turned to Simons who stood out in the aisle by himself.

The bosses ran about like mad.
“Whatsamatter? Whatsamatter? Get to work!” they shouted.

But the men acted as though they never heard them. One or two of them couldn't stand the tension. Habit was deep in them and it was like physical agony for them to see the bodies pass untouched. They grabbed their tools and chased after them. “Rat! Rat!” the men growled without moving and the mothers came to their senses.

The superintendent stopped by the “bow-men.”
“You’re to blame for this!”-he snarled

“So what if we are?” little Joe Urban, the Italian, cried, overflowing with pride. “You ain’t running your line, are you?”

That was altogether too much. The superintendent grabbed Joe and started for the office with him. The two went down along the entire line, while the men stood rigid as though awaiting the word of command. It was like that because they were organized but their organization only went that far and no further. What now?

Simons, a torch-solderer, was almost at the end of the line. He too was momentarily held in vise by the superintendent’s overt act of authority. The latter had dragged Joe Urban past him when he finally found presence of mind to call out:
“Hey Teefee, where are you going?”
It was spoken in just an ordinary conversational tone and the other was taken so aback he answered the really impertinent question.
“I’m taking him to the office to have a little talk with him.” Then suddenly he realized and got mad. “Say, I think I’ll take you along too!”
That was his mistake.
“No you won’t!” Simons said calmly.
“Oh yes I will!” and he took hold of his shirt.
Simmons yanked himself loose.
And suddenly at this simple act of insurgence, Teefee realized his danger. He seemed to become acutely conscious of the long line of silent men and felt the threat of their potential strength. They had been transformed into something he had never known before and over which he no longer had any command. He let loose of Simons and started off again with Joe Urban, hastening his pace. Simons yelled:
“Come on, fellows, don’t let them fire little Joe!”
About a dozen boys shot out of the line and started after Teefee. The superintendent dropped Joe like a hoy poker and deer-footed it for the door. The men returned to their places and all stood waiting. Now what? The next move was the company’s. The movement tingled with expectancy. Teefee returned shortly, accompanied by Bill Lynch, the assistant plant manager. Lynch was a friendly sort of person and was liked by the men. He went straight to Simons.

“I hear we’ve got trouble here,” he said in a chatty way. “What are we doing to do about it?”

“I think we’ll get a committee together and go in and see Parker,” Simons replied.

Lynch agreed. So Simons began picking the solid men out as had been prepared. The foreman tried to smuggle in a couple of company-minded individuals, so Simons chose a group of no less than eighteen to make sure that the scrappers would outnumber the others. Walt Moore went with him but Joe Devitt remained behind to see that the bosses didn’t try any monkeyshines. The others headed for the office where Evan Parker, the plant manager, greeted them as smooth as silk.

“You can smoke if you want to, boys,” he said as he bid them to take the available chairs. “Well, what seems to be the trouble here? We ought to be able to settle this thing.”

“Mr. Parker, it’s the speedup the boys are complaining about,” Simons said, taking the lead. “It’s absolutely beyond human endurance. And now we’ve organized ourselves into a union. It’s the union you’re talking to right now, Mr. Parker.”

“Why that’s perfectly all right, boys,” Parker said affably. “Whatever a man does outside the plant is his own business.”

The men were almost bowled over by this manner. They had never known Parker as anything but a tough cold tomato with an army sergeant's style. He was clearly trying to play to the weaker boys on the committee and began asking them leading questions. Simons or Walt Moore would try to break in and answer for them.

“Now I didn’t ask you,” Parker would say, “you can talk when it’s your turn!” In this way he south to split the committee up into so many individuals. Simons realized he had to put an end to that quickly.

“We might as well quit talking right now, Mr. Parker,” he said, putting on a tough act. “Those men have got to go back and that’s all there is to it!”

“That’s what you say,” Parker snapped back.

“No, that’s what the men say. You can go out and see for yourself. Nobody is going to work until that happens.”

Parker knew that was true. Joe Devitt and several other good men who had been left behind were seeing to that. The plan manager seemed to soften again. All right, he said, he’d agree to take the two men back if he found their attitude was okay.

“Who’s to judge that?” Simons asked.

“I will, of course!”

“Uh-uh!” Simons smiled and shook his head.

The thing bogged down again. Finally Parker said the Perkins brothers could return unconditionally on Monday. This was Friday night and they’d already gone home so there was no point holding up thousands of men until they could be found and brought back. To make this arrangement final he agreed that the workers in the department would get paid for the time lost in the stoppage. But Simons held fast to the original demand. Who knew what might happen till Monday? The Perkins fellows would have to be back on the line that night or the entire incident might turn out a flop.

“They go back tonight,” he insisted.

Parker was fit to be tied; What was this? Never before in his life had he seen anything like it!

“Those boys have left!” he shouted. “It might take hours to get them back. Are you going to keep the lines tied up all that time?”

“We’ll see what the men say,” Simons replied, realizing that a little rank and file backing would not be out of the way. The committee rose and started back for the shop.

As they entered a zealous foreman preceded them, hollering: “Everybody back to work!” The men dashed for their places.

SImons jumped onto a bench.

“Wait a minute!” he shouted. The men crowded around him. He waited till they were all there and then told them in full detail of the discussion in the office. Courage visibly mounted into the men’s faces as they heard of the unwavering manner in which their committee had acted in the dead presence itself.

“What are we going to do, fellows,” Simons asked, “take the company’s word and go back to work or wait till the Perkins boys are right there at their jobs?”

“Bring them back first!” Walt Moore and Joe Devitt began yelling and the whole crowd took up the cry.

Simons seized the psychological moment to make it official.

“As many’s in favor of bringing the Perkins boys back before we go to work, say Aye!” There was a roar in answer. “Opposed, Nay!” Only a few timid voices sounded - those of the company men and the foremen who had been circulating among the workers trying to influence them to go back to work. Simons turned to them.

“There you are,” he said.

One of the foremen had taken out pencil and paper and after the vote he went around recording names. “You want to go to work?” he asked each of the men. Finally he came to one chap who struck his chin out and said loudly: “Emphatically not!” which made the rest of the boys laugh and settled the issue.

Mr. Parker got the news and decided to terminate the matter as swiftly as possible. He contacted the police and asked them to bring the Perkins boys in. One was at home but the other had gone out with his girl. The police short-waved his license number to all scout cars. The local radio station cut into its program several times to announce that the brothers were wanted back at the plant. Such fame would probably never again come to these humble workers. By chance the second boy caught the announcement over the radio in his car and came to the plant all bewildered. When told what had happened the unappreciative chap refused to go to work until he had driven his girl home and changed his clothes! And a thousand men waited another half hour while the meticulous fellow was getting out of his Sunday duds.

When the two brothers came back into the shop at least, accompanied by the committee, the workers let out a deafening cheer that could be heard in the most distant reaches of the quarter-mile-long plant. THere had never been anything quite like this happen in Flint before, The workers didn’t have to be told to know the immense significance of their victory. Simons called the Perkins boys up on the impromptu platform. They were too shy to even stammer their thanks.
“You glad to get back?” Simons coached them.
“You bet!”
“Who did it for you?”
“You boys did.”
Simons then gave a little talk through carefully refraining from mentioning the union.
“Fellows,” he said amid a sudden silence, “you’ve seen what you can get by sticking together. All I want you to do is remember that. Now let’s get to work.” (34)

The power revealed here was the workers’ own power to halt production. But the union claimed credit for having led the action, and largely in response to this victory, union membership in Flint increased from 150 to 1500 within two weeks. (35)

The union’s objective was to win recognition as the bargaining representative for the auto workers. Discontent was seething in the auto plans and breaking out in strikes all over. Since the auto companies were not willing to recognize the union voluntarily, the obvious approach for the union was to “attach itself” to this strike movement, lead it on a company-wide basis, and use it to negotiate for recognition by the company. As one U.A.W. National Council member put it some time before, “the only means we have now is to strike . . . we must prove to the automobile workers we can help them. (36) Indeed, such “organizational strikes” became the basic tactic of the CIO unions in winning union recognition. Yet the union leadership was ambivalent about a strike. According to J. Raymond Walsh, later research and education director for the CIO. “The CIO high command, preoccupied with the drive in steel, tried in vain to prevent the strike. . .” (37) Leadership of the UAW believed a strike was necessary, but wanted to postpone it until they were better organized -- membership from April to December 1936 averaged only 27,000 for the entire industry, which on the average employed 460,000 (38) -- and resisted attempts to spread various strikes that broke out in November and December. This attitude was based on the fact that G.M. would be little hurt by the strikes in peripheral plants, whereas if the Fisher Body plants in Cleveland and Flint could be closed, perhaps 3/4ths of GM’s production could be crippled. (39)

On the other hand, local leaders often reflected the turbulence of the workers in the shops; as Adolph Germer, CIO representative for the auto industry, complained:

“There is … a strong undercurrent of revolt against the authority of the laws and rules of the organization…. It is not that the boys are defiant of the organization; I attribute it rather to their youth and dynamic natures. They want things done right now, and they are too impatient to wait for the orderly procedure involved in collective bargaining.” (40)

The union finally requested a collective bargaining conference with G.M., the key company in the industry. It also announced the goals with which it hoped to gain leadership of the workers: an annual wage adequate to provide “health, decency, and comfort,” elimination of speed-up, spreading work through shorter hours, seniority, an eight-hour day, overtime pay, safety measures, and “true collective bargaining.” (41) It expected events to move toward a head sometime in January. Events, however, did not wait for them; the workers all over began striking on their own. As Germer complained, “It seems to be a custom for anybody or any group to call a strike at will. . . .” (42)

In Atlanta, November 18, the local called a sitdown over piece rate reductions, to the consternation of UAW national officials. A week later, the UAW local at the Bendix Corporation in South Bend, Indiana, won a contract after a nine-day sitdown, and a sitdown at Midland Steel Frame Company in Detroit won a wage increase, seniority, and time-and-a-half for overtime. In early December, a sitdown at Kelsey-Hayes Wheel Company in Detroit forced union recognition. In Kansas City on December 16, workers sat down over the firing of a union member for jumping over the conveyor to go to the toilet. (43) Detroit experienced a virtual sitdown wave in December 1936, with workers at the Gordon Baking Company, Alcoa, National Automotive Fibers, and Bohn Aluminum and Brass Company all sitting down. (44)

Those union leaders who wanted a strike against GM were most worried about whether the Fisher plant in Cleveland would come out -- many union workers there had lost their jobs in the wake of previous strikes, and no more than 10 percent of the workers were in the union. (45) But resentment was running high over grooving-in speed-up, and when management postponed a long-awaited meeting to discuss grievances on December 28, workers in the quarter panel department said, “to hell with this stalling,” and pulled the power switch. Workers in the steel stock, metal assembly, and trim departments quit work, and soon 7,000 workers were sitting down. (46) The local leadership was “taken completely by surprise.” (47)

Meanwhile, events in Flint moved toward the decisive conflict. Two days after the Cleveland strike began, fifty workers sat down at the Fisher Body No. 2 plant in Flint to protest the transfer of three inspectors who had been ordered to quit the union and refused. (48) Later that night, workers in Fisher plant #1 discovered that the company was loading dies -- critical for the making of car bodies -- onto railroad cars for shipment to plants elsewhere. GM followed a policy described by its executive vice president, William Knudson, as “diversification of plants where local union strength is dangerous”; half the machinery in the Toledo Chevrolet plant, for example, had been removed after a strike in 1935, leaving hundreds out of work. (49) The workers were furious, and streamed over to the union hall across from the plant where a meeting had been announced for lunchtime. Kraus, who was present, reports that “everybody’s mind seemed made up before even a word was spoken.” (50) When an organizer asked what they wanted to do, they shouted, “Shut her down! Shut the goddamn plant!” (51) They raced back into the plant, and a few minutes later one of them opened a third-story window and shouted, “Hurray, Bob! She’s ours!” (52)

The occupiers rapidly faced the problem of organizing themselves for life inside the plant. The basic decision-making body was a daily meeting of all the strikers in the plant. “The entire life of the sitdown came into review here and most of its ideas and decisions originated on the spot,” Henry Kraus reported. (53) The chief administrative body was a committee of seventeen that reported to the strikers; available records indicate that virtually all its decisions were cleared with the general meeting of strikers. (54) The strikers inside the plant, according to Sidney Fine, “displayed a fierce independence in their relationship with the UAW leadership on the outside.” For example, Travis, though personally respected by the strikers, had to ask their permission to send one of his staff into the plant to gather material for the press, and he was only allowed in on the condition that his notes were cleared by the strike executive. A sitdowner told a reporter that he and his companions would not leave the plant even under orders from the union president or John L. Lewis, “unless we get what we want.” (55) They had no direct representation in the negotiations, however.

Social groups of 15, usually men who worked together in the shop, set up house and lived together in their own corner of the plant (56) usually with close camaraderie. Each group had its own steward, and the stewards met together from time to time. The actual work of the strike was done by committees on food, recreation, information, education, postal services, sanitation, grievances, rumor control, coordination with the outside, and the like; each worker served on at least one committee, and was responsible for six hours of strike duty a day. The sitdowners sent out their own representatives to recruit union members, coordinate relief, and create an ‘outside defense squad.’

Special attention was paid to the question of defense. A ‘special patrol’ made hourly inspections of the entire plant day and night, looking for signs of company attack. Security groups were assigned to doorways and stairwells. Strikers set up ‘a regular production line’ (57) to make blackjacks out of rubber hoses, braided leather, and lead, and covered the windows with metal sheets with holes for fire hoses. The men conducted regular drills with the hoses, and collected piles of bolts, nuts, and door hinges for ammunition.

Sanitation likewise was stressed. At 3:00 p.m., a crane whistle would blow and all the men would line up at one end of the plant. The first wave would pick up refuse, behind it the second would put things in order, and the third would sweep the floor. The commissary floor was cleaned once an hour. The men showered daily. These measures were aimed at preserving both morale and health. Likewise, the workers protected the machinery, in some cases even oiling it, organized fire protection, and inspected for fire hazards. Food was prepared on the outside by hundreds of volunteers and brought to the sitdowners by striking trolley coach employees.

Workers established courts to punish infractions of rules. The most serious ‘crimes’ were failures to perform assigned duties by not showing up, sleeping on the job, or deserting one’s post. Others included failing to bus dirty dishes, littering, not participating in daily clean-up, smoking outside the plant cafeteria, failing to search everyone entering and leaving buildings, bringing in liquor, and making noise in sleeping areas or the ‘Quiet Zone,’ where absolute silence was available twenty-four hours a day. Punishments were designed to fit the crime; for example, men who failed to take a daily shower were ‘sentenced’ to scrub the bathhouse. The ultimate punishment, applied only after repeated infractions, was expulsion from the plant. The courts were generally conducted with a good deal of humor and treated as a source of entertainment. For example, a striker who entered a plant without proper credentials was sentenced to make a speech to the court as his punishment. Reporter Edwin Levinson observed that “there is more substantial humor in a single session of the Fisher strikers’ kangaroo courts than in a season of Broadway musical comedies.”

This kind of informal gaiety and creativity seemed to burgeon in the strike community. A favorite pastime was for the men to gather in a circle and call out the name of a member, who would then have to sing, whistle, dance, or tell a story. Each plant had its own band, composed of mandolins, guitars, banjos, and harmonicas. The strikers made up verse after verse about the strike to dozens of popular and country tunes. General meetings, by the strikers’ decision, opened and closed with singing. The favorite was Solidarity Forever. One sitdowner wrote home, “We are all one happy family now. We all feel fine and have plenty to eat. We have several good banjo players and singers. We sing and cheer the Fisher boys and they return it.” (59) Another wrote, “I am having a great time, something new, something different, lots of grub and music.” (60) A psychologist declared that the ‘atmosphere of cooperativeness’ created ‘a veritable revolution of personality,’ indicated, for instance, by workers more frequently saying “we” than “I.” (61) As a reporter in Paul Gallico’s novelette on the sitdown sensed, “They had made a palace out of what had been their prison.” (62)

Outside the factories, a network of committees supported the strike, organizing defense, food, sound cars, picketing, transportation, strike relief, publicity, and entertainment. Women were particularly important in the outside organization. (The union leadership had decided that only men would occupy the plants, to the anger of some women workers.) Wives’ support was essential to strike morale, a fact recognized by the company, which sent representatives calling on them to pressure their husbands back to work. But strikers’ wives and women workers poured into strike activities, maintaining the picket line, running the commissary and working on the various committees. Following a street dance on New Year’s Eve, about 50 women decided to form a Women’s Auxiliary and set up their own speakers’ bureau, day care center for mothers on strike duty, first-aid station, and welfare committee. After battles began with the police, women established a Women’s Emergency Brigade of 350 members on military lines, ready to battle police. “We will form a line around the men, and if the police want to fire then they’ll just have to fire into us,” one of the women said. “Women who only yesterday were horrified at unionism, who felt inferior to the task of organizing, speaking, leading, have, as if overnight, become the spearhead in the battle of unionism.” (64) Another recalled, “I found a common understanding and unselfishness I’d never known in my life. I’m living for the first time with a definite goal…. Just being a woman isn’t enough anymore. I want to be a human being with the right to think for myself.” (65)

The strike spread rapidly from Flint and other initial centers throughout the GM system. The union coordinated the strike and put forward union recognition as its central demand -- what recognition meant was never clarified, but workers assumed it meant a powerful say for them in industrial decisions and they supported it enthusiastically. Auto workers sat down at Guide Lamp in Anderson, Indiana, at Chevrolet and Fisher Body in Janesville, Wisconsin, and Cadillac in Detroit. Regular strikes developed at Norwood and Toledo, Ohio, and Ternstedt, Michigan. GM was forced to halt production at Pontiac, Oldsmobile, Delco-Remy, and numerous other plants. (66) GM’s projected production for January of 224,000 was cut to 60,000. (67) In the first ten days of February, it produced only 151 cars in the entire country. (68)

General Motors refused to bargain until the plants were evacuated and started a counter-attack on three levels: legal action, organization of an anti-strike movement, and direct violence against the strikers. The third day of the strike, GM lawyers requested and received an injunction from Judge Edward Black ordering strikers to evacuate the plants, cease picketing, and allow those wanting to work to enter. The sheriff read the injunction to the sitdowners, who jeered him menacingly until he fled. Then a quick-witted union lawyer checked and discovered that Judge Black owned 3,365 shares of General Motors stock valued at $219,900. This exposed the judge as an interested party and made the injunction worthless, as well as showing the corporation’s power over government. (69)

The company’s next move was to organize the Flint Alliance “for the Security of Our Jobs, Our Homes, and Our Community.” It was headed by George Boysen, a past and future GM official, and as a state police investigator reported, it was “a product of General Motors brains.” It worked in close cooperation with John Barringer, the Flint city manager. (70) The Alliance began anti-strike publicity and started recruiting anti-union workers, businessmen, farmers, housewives, schoolchildren, and anyone else who would sign a card; a large enrollment was desired, according to Boysen, for “its moral effect toward smothering the strike movement.” (71)

For almost two weeks, little violence occurred in Flint. But on January 11, supporters carrying dinner to the sitdowners in Fisher #2 were stopped at the gate by plant guards, whom the strikers had allowed to hold the ground floor of the factory. The pickets started taking food up a twenty-four-foot ladder, but the guards formed a flying wedge and seized the ladder. Suddenly police closed off all traffic approaches to the plant. An attempt was clearly under way either to starve out the sitdowners or evict them by force, and unless the workers took the gates it would succeed. Twenty sitdowners, armed with blackjacks, marched downstairs and demanded the key to the gate. “My orders are to give it to nobody,” the company police officer in charge replied. (72) The sitdowners gave the guards to the count of ten, then charged the gate. The guards fled and locked themselves in the women’s bathroom. The sitdowners put their shoulders to the wooden gates and splintered them, to the cheers of the pickets who had quickly gathered outside. (73)

Then suddenly patrol cars drew up and city policemen began pouring out, throwing gas grenades at the pickets and into the plant. At this point, the earlier defensive preparations taken by the sitdowners came in handy; they opened firehoses on the officers and showered them with two-pound door hinges. Within five minutes, the police, drenched and battered, retreated from the vicinity. The police attacked again, but the outside pickets regrouped and drove them off. In retreat, the police began firing their guns, wounding 13. (74)

The conflict was quickly dubbed the “Battle of the Running Bulls.” It was considered a great victory for the strikers and a demonstration that they could hold out against police attack. In its wake, hitherto neutral hostile workers flooded into the union. It also provoked Governor Frank Murphy to order the National Guard into Flint.

Murphy was a New Deal governor par excellence. In Detroit he had been one of the most liberal mayors in the country, providing exceptional public assistance to the unemployed and preventing the police from suppressing radicals. He was elected governor with overwhelming labor support, and had insisted on making welfare relief available to strikers. He was also on close terms with such auto magnates as Walter Chrysler and Lawrence Fisher of Fisher Body, whose plants were the chief target in Flint. Although it was not known at the time, Murphy was also the owner of 1,650 shares of General Motors stock worth $104,875 (75)

Murphy did not intend to use the National Guard to drive the sitdowners out by force. He was fully supported in this decision by General Motors, whose officials told Murphy privately that they did not want the strikers “evicted by force.” (76) Knudson stated publicly that GM wanted the strike settled by negotiation rather than violence. Murphy, who believed the sitdown illegal but feared bloodshed in evicting the strikers, used the National Guard to prevent vigilante attacks while holding the threat of a starve-out over the workers’ heads. Murphy even succeeded in arranging a truce in which the union would evacuate the plants in exchange for a company pledge not to remove machinery or open the plants for 15 days. This would have given away the strikers’ strongest point, their possession of the plants, but it was scotched when the union labeled GM’s plans to negotiate with the Flint Alliance a double-cross and called off the truce.

Failing to evacuate the plants by other means, GM applied for a new injunction from a different judge. Meanwhile pressure built up as strikers were attacked by police in Detroit, vigilantes in Saginaw, and both in Anderson, Indiana. At this point, the local leaders in Flint devised a bold initiative to shift the balance of forces by seizing the giant Chevrolet #4 plant. The problem was that union strength at Chevrolet #4 was limited and the plant was heavily protected by company guards. At a meeting of carefully selected Chevrolet workers, which deliberately included suspected company spies, Bob Travis announced a sitdown at Chevrolet #9 at 3:20 the next day, February 1. Key leaders at #9 were told that they need only hold the plant for half an hour, as the real target was #6. As expected, company guards had been tipped off by the company spies and shifted from the #4 to the #9 area. At 3:20, workers sat down at #9, company guards rushed in, and the diversionary battle began. Meanwhile, a handful of workers in Chevrolet No. 4 who knew the plan marched around the factory shouting, “Shut ’er down!” (77) but were too few even to be heard. Those tipped off in No. 6, meanwhile, led a small group over to #4. They were still too few to close down the huge plant, however, and it seemed as if the plan had failed. But when they returned to #6, they found the whole plant on strike, and the workers marched en masse back to #4 to shut it down. About half the #4 workers joined the sitdown, the rest dropping their lunches in gondolas for the sitdowners as they left.

The capture of Chevrolet #4 changed the balance of forces, showing that the workers, far from being exhausted, were still able to expand their grip on the industry. As a result, GM agreed to negotiate without evacuation of the plants. The law-and-order forces tried one more offensive, however. Judge Gadola issued a new injunction ordering evacuation of the plants and an end to picketing within twenty-four hours. When the workers ignored it, he issued a writ of attachment and claimed authority to have the National Guard enforce it without approval of the governor. In the final crisis, thousands of workers poured into Flint from hundreds of miles around. Auto plants in Detroit and Toledo were shut down by the exodus of workers to Flint. (78) To avoid the appearance of provocation, the mobilization was declared Women’s Day and women’s brigades came in from Lansing, Pontiac, Toledo, and Detroit. The crowd of perhaps 10,000 virtually occupied Flint, parading through the heart of the city, then surrounding the threatened Fisher No. 1 plant, armed with thirty-inch wooden braces provided from the factory.

Learning that the Guard would not evict the sitdowners, City Manager Barringer ordered all city police on duty and decided to organize a 500-man “army of our own.” (79) “We are going down there shooting,” he announced. “The strikers have taken over this town and we are going to take it back.” (80)

The tenor of events is suggested by a plan worked out without union knowledge by the Union War Vets, who had taken responsibility for guarding strike leaders outside the plants. Had leaders been arrested under the Gadola writ, the veterans “would muster an armed force among their own number and in defense of the U.S. Constitution, of ‘real Patriotism,’ and the union, would take over the city hall, the courthouse and police headquarters, capture and imprison all officials and release the union men.” (81)

The rug was pulled from under Barringer’s “army” when a GM official asked him to demobilize, saying, “The last thing we want is rioting in the streets,” (82) a result the workers’ mass mobilization would have made inevitable.

After long negotiations GM agreed to recognize and bargain with the union in the struck plants and promised not to deal with any other organization in them for six months. As Sidney Fine wrote,

“What the U.A.W., like other unions at the time, understood by the term ‘recognition’ has always been rather nebulous, but the union believed, and it had reason to, that it had been accorded a status of legitimacy in G.M. plants that it had never before enjoyed. It was confident that it would be able to consolidate its position in the 17 plants during the six-month period because it had no rivals to contend with.” (83)

But if the agreement established the union firmly enough, it did little for the concrete grievances of the workers. When Bud Simons, head of the strike committee in Fisher #1, was awakened and told the terms of the settlement, he remarked, “That won’t do for the men to hear. That ain’t what we’re striking for.” (84) When the union presented the settlement to the sitdowners, they asked, “How about the speed of the line? How about the bosses—would they be as tough as ever?” Did the settlement mean everything stood where it did when they started? (85)

The workers’ forebodings were borne out by the negotiations that followed the evacuation of the plants. In the words of Irving Bernstein, “The corporation’s policy was to contain the union, to yield no more than economic power compelled and, above all, to preserve managerial discretion in the productive process, particularly over the speed of the line.” (86) The fundamental demand of the strike from the point of view of the workers had been “mutual determination” of the speed of production, but under the collective bargaining agreement signed March 12, local management was to have “full authority” in determining these matters. If a worker objected, “the job was to be restudied and an adjustment was to be made if the timing was found to be unfair.” (87) Further, instead of having a shop steward for every twenty-five workers, directly representing those they worked with, the union agreed to deal with management through plant committees of no more than nine members per plant. (88) Finally, the union agreed to become the agency for limiting workers’ direct action against speedup and other grievances, pledging that

“there shall be no suspensions or stoppages of work until every effort has been exhausted to adjust them through the regular grievance procedure, and in no case without the approval of the international officers of the union.” (89)

Such agreements were not enough to control workers who had just discovered their own power. Workers assumed victory in the strike “would produce some radical change in the structure of status and power in GM plants,” and they “were reluctant to accept the customary discipline exercised by management.” They “ran wild in many plants for months.”(90) As one worker later recalled, “every time a dispute came up the fellows would have a tendency to sit down and just stop working.” (91) According to Knudson, there were 170 sitdowns in GM plants between March and June 1937.

For example, March 18, 200 women sat down in a sewing room in Flint Fisher Body #1 in a dispute over methods of payment. An hour later, 280 sat down in sympathy with them in another sewing room. Next, sixty men sat down in the shipping department. Soon the entire plant was forced to shut down. “Since the strike was clearly in violation of the agreement … in which the union promised to protect the company against sitdowns during the life of the agreement, union officials hurried to Flint to settle the matter.” (92)

Two weeks later, 935 men struck in the final Chevrolet assembly plant. Then the parts and service plant struck in sympathy, closing Fisher Body #2. Finally, workers in all departments of the Chevrolet complex walked out in sympathy. Meanwhile, the Fisher Body Plant and the Yellow Truck and Coach Plant in Pontiac were closed by workers protesting discharge of fellow workers. In all, 30,000 workers were involved in the wildcats at this time. This indicated that the workers had developed the ability to coordinate action between plants and even between cities without the union; union officials told Governor Murphy that they were “mystified” by the sitdowns and that “their representatives in the plants told them they had been ‘pushed into’ the new sitdowns without union authorization.” (93) Equally important, the workers won control over the rate of production, despite the union contract that conceded this authority to management.

“Production in the Chevrolet Motor plants has been slowed down to nearly 50% of former output during the last several weeks by concerted action of the union workers, with key men on the mother line stopping work at intervals to slow down production.” (94)

Despite the failure of the union to win control over production rates, a Fisher #1 worker who had opposed the big strike wrote,

“The inhuman high speed is no more. We now have a voice, and have slowed up the speed of the line. And [we] are now treated as human beings, and not as part of the machinery. The high pressure is taken off…. It proves clearly that united we stand, divided or alone we fall.” (95)

The top leadership of the union considered these wildcat work stoppages a serious threat to union authority. A N.Y. Times article entitled “Unauthorized Sit-Downs Fought by C.I.O. Unions” (96) described the steps they took against them:

“(1) As soon as an unauthorized strike occurs or impends, international officers or representatives of the U.A.W. are rushed to the scene to end or prevent it, get the men back to work and bring about an orderly adjustment of the grievances.

(2) Strict orders have been issued to all organizers and representatives that they will be dismissed if they authorize any stoppages of work without the consent of the international officers, and that local unions will not receive any money or financial support from the international union for any unauthorized stoppage of, or interference with, production.

(3) The shop stewards are being “educated” in the procedure for settling grievances set up in the General Motors contract, and a system is being worked out which the union believes will convince the rank and file that strikes are unnecessary.

(4) In certain instances there has been a “purge” of officers, organizers and representatives who have appeared to be “hot-heads” or “trouble-makers” by dismissing, transferring or demoting them.”

John L. Lewis and UAW leaders blamed wildcats that idled tens of thousands in early April on Communist agitation, and the N.Y. Times reported Lewis might soon “send some ‘flying squadrons’ of ‘strong-arm men’ from his own United Mine Workers to Flint … to keep the trouble-makers in line.” (97) But William Weinstone, Michigan secretary of the Communist Party, hotly denied the charges that Communists were responsible. He denounced “helter-skelter use of the sit-down.” (98) He added, “I have personally visited Flint today … and have not found a single Communist party member who countenanced or supported in the slightest the recent sit-down. . . ” (99) In fact, the Communists’ general attitude toward the sitdown closely followed that of the C.I.O. At a party strategy meeting an Akron Communist leader put it thus:

“The sitdown is an extremely effective organizational weapon. But credit must go to Comrade Williamson for warning us against the danger of these surprise actions. The sitdowns came because the companies refused to bargain collectively with the union. Now we must work for regular relations between the union and the employers – and strict observance of union procedure on the part of the workers.” (100)

The lengths to which union opposition to wildcats went is illustrated by an incident in November 1937. Four workers were fired from a Fisher Body plant and several hundred of their fellow workers struck and occupied the plant in protest. United Auto Workers leaders denounced the strike but were unable to persuade the workers to leave, and therefore resorted to stratagem. They persuaded the workers to divide into two shifts and take turns occupying the plant, concentrated their supporters in one of these shifts, and marched the workers out of the plant, turning possession back to the company guards. When the other shift of strikers arrived to take their turn, they found themselves locked out. (101)

It is not surprising that a N.Y. Times reporter found the continuing sitdowns resulted in part from “dissatisfaction on the part of the workers with the union itself” and that “they are as willing in some cases to defy their own leaders as their bosses.” They had not reckoned on the union becoming the agency for enforcing work discipline in the shops. Yet this had always been the essential policy of the CIO unions, however much they might utilize sitdowns as an organizing tactic. CIO director John Brophy made this clear in a carefully worded statement issued before the General Motors strike:

“In the formative and promotional stages of unionism in a certain type of industry, the sitdown strike has real value. After the workers are organized and labor relations are regularized through collective bargaining, then we do urge that the means provided within the wage contract for adjusting grievances be used by the workers.” (102)

Len De Caux, editor of the CIO Union News Service, elaborated:

“The first experience of the C.I.O. with sitdowns was in discouraging them. This was in the Akron rubber industry, after the Goodyear strike. C.I.O. representatives cautioned … the new unionists against sitdowns on the grounds that they should use such channels for negotiating grievances as the agreement provided…. When collective bargaining is fully accepted, union recognition accorded and an agreement reached, C.I.O. unionists accept full responsibility for carrying out their side of it in a disciplined fashion, and oppose sitdowns or any other strike action while it is in force.” (103)

John L. Lewis was even more blunt: “A C.I.O. contract is adequate protection against sit-downs, lie-downs, or any other kind of strike.” (104) Held up as a model was the CIO’s largest union, the United Mine Workers, whose “agreement with coal companies now includes guarantees that there shall be no cessation of work during the term of the contract, and its constitution includes definite penalties, including fines, discharges and even a blacklist for anyone calling or participating in an unauthorized strike.” (105)

“The new unions, it is held in C.I.O. quarters, must educate and discipline their members or invite a situation of chaos and anarchy which could very well be utilized by either Leftists or Rightists in seizing political power,” the Times concluded ominously. Despite the efforts of the union and management, however, the wildcats in the auto industry continued - and continue to this day.

In the wake of the GM strike, people throughout the country began sitting down. Even excluding the innumerable quickies of less than a day, the Bureau of Labor Statistics recorded sitdowns involving nearly 400,000 workers in 1937. (106) It would be impossible to summarize them all here, but we can learn something of their range and pattern by examining a number of those that occurred in the peak of the wave during and just after the GM sitdown.

The most immediate spread was in the auto industry. The union began negotiations with Chrysler, and the company offered to accept the GM agreement. According to the New York Times, at the start of negotiations:

. . .the union committee started the discussion on the issue of seniority, but said that the rank-and-file demanded that sole bargaining be put first on the agenda.

Then the various union locals held meetings and passed resolutions ordering the union committee to present an ultimatum demanding a yes-or-no answer from the company on sole bargaining by the following Monday.

When the company replied in the negative, according to the union, the men themselves sat down without being ordered out by their leaders. (107)

The company secured an injunction ordering the 6,000 sitdowners to leave, but as the evacuation hour came near, huge crowds of pickets gathered -- 10,000 at the main Dodge plant in Hamtramck; 10,000 at the Chrysler Jefferson plant; smaller numbers at other Chrysler, Dodge, Plymouth, and DeSoto plants; 30,000 to 50,000 in all (108), demonstrating the consequences of an attempted eviction. “It is generally feared,” the Times reported, that an attempt to evict the strikers with special deputies would lead to an “inevitable large amount of bloodshed and the state of armed insurrection.” (109)

Governor Murphy warned that the State might have to use force to restore respect for the courts and other public authority, to protect personal and property rights, and to uphold the structure of organized society, emphasizing that the State must prevent “needless interruption to industry, commerce and transportation.” (110) He established a law-and-order committee, but when top UAW officials refused to serve on it, “strikers inside the plant could be seen waving their home-made blackjacks in jubilation. Inside the gate about 150 women who had been serving meals in the company cafeteria engaged in a snake-dance, beating knives and forks against metal serving trays.”

Shop committees in the occupied plants voted not to leave the plants until they had won sole bargaining rights for the union. (111) Nonetheless, on March 24, John L. Lewis, representing the CIO, agreed to evacuate the plants on the basis of the GM settlement, which Chrysler had accepted even before the strike began. Many strikers considered the settlement a surrender, but they reluctantly left the plants. (112)

The Chrysler strike was merely the largest of dozens of simultaneous sitdowns in the Detroit area. About 20,000 additional auto workers were out as a result of a sitdown at the Hudson Motor Company. (113) Wildcat sitdowns in General Motors plants occurred by the score during this period, many of them involving tens of thousands of workers at a time. By April 1, there were more than 120,000 auto workers on strike in Michigan. Workers occupied the Newton Packing Company in late February and, after eleven days, turned off refrigeration of $170,000 worth of meat, stating they were “through fooling.” (114) In early March, clerks sat down in the Crowley-Milner and Frank and Seder department stores. Thirty-five women workers seized the Durable Laundry, as the proprietor fired a gun over organizers’ heads “to scare them away.” The same day, Detroit’s four leading hotels were all closed by sitdowns and lockouts, the auto workers providing a mass picket line in one case. Women in three tobacco plants barricaded themselves for several weeks; in one case, residents of the neighborhood battled their police guard with rock-filled snowballs. Eight lumber yards were occupied by their workers. Other sitdown strikes occurred at the Yale & Towne lock company and the Square D electrical manufacturers.

Unable to challenge the giant Chrysler strike, police moved forcefully against the lesser sitdowns. Early in the afternoon of March 20, police evicted strikers from the Newton Packing Company. Three hours later, 150 police attacked sitdowners at a tobacco plant.

“Hysterical cries echoed through the building as, by ones and twos, the 86 women strikers, ranging from defiant girls to bewildered workers with gray hair, were herded into patrol wagons and sped away, while shattering glass and the yells of the street throng added to the din.” (115)

Such action could clearly be an entering wedge against the auto workers, and the UAW responded by calling a mass protest rally in Cadillac Square. The union also threatened to call a strike of 180,000 auto workers in the Detroit area (excluding those at GM for whom they had just signed a contract) and hinted that it would ask for a citywide general strike unless forcible evictions of sitdowners in small stores and plants were halted. In the judgment of Russell B. Porter,

“It is wholly possible that the automobile workers’ union might get the support of the city’s entire labor movement, now boiling over with fever for union organization … for a city-wide general strike.” (116)

Telegrams went out to UAW locals in Detroit to stand by in preparation to strike, but the city quickly halted its drive against the more than twenty remaining small sitdowns.

In the two weeks March 7 to March 21, Chicago experienced nearly sixty sitdowns. Motormen on the sixty-mile freight subway under Chicago shut off controls and sat down when the employer decided to ship a greater proportion of goods above ground and laid off thirty-five tunnel workers. The motormen were joined by 400 freight handlers and other employees who barricaded their warehouses. On March 12, sitdowns hit the Loop, with more than 9,000 men and women striking, including waitresses, candymakers, cab drivers, clerks, peanut baggers, stenographers, tailors, truckers, and factory hands. Eighteen hundred workers, including three hundred office workers, sat down at the Chicago Mail Order Company and won a 10 percent pay increase; 450 employees at three de Met’s tea rooms sat down as “the girls laughed and talked at the tables they had served” until they went home that night with a 25 percent pay increase; and next day sitdowns hit nine more Chicago firms.

The range of industries and locations hit by sitdowns was virtually unlimited. Electrical workers and furniture workers sat down in St. Louis. Workers at a shirt company sat down in Pulaski, Tennessee. In Philadelphia, workers sat down at the Venus Silk Hosiery Company and the National Container Company. Leather workers in Garard, Ohio, sat down, as did broom manufacturing workers in Pueblo, Colorado. Workers sat down at a fishing tackle company in Akron, Ohio. Oil workers sat down in eight gasoline plants in Seminole, Oklahoma.The list could go on and on.

Sitdowns were particularly widespread among store employees, so easily replaced in ordinary strikes. Women sat down in two Woolworth stores in New York. Pickets outside one store broke through private guards, opened windows from a ledge fifteen feet above ground, and passed through cots, blankets, oranges, and food packets to the strikers, who ate with china and silver from the lunch counter. Similar sitdowns occurred in five F. & W. Grant stores; in one, strikers staged an impromptu St. Patrick’s Day celebration and a mock marriage to pass the time. Having no chairs to sit down on, 150 salesgirls and 25 stock boys in Pittsburgh staged a “folded-arms strike” in four C.G. Murphy five-and-ten stores for shorter hours and a raise; they also complained that “we have to pay for our uniforms and washing them and have to sweep the floor.” When twelve stores in Providence, Rhode Island, locked out their employees to prevent an impending sitdown, at which point the unions called a general strike of retail trades.

Nor was the sitdown restricted to private employees. In Amsterdam, New York, municipal ash and garbage men sat down on their trucks in the city Department of Public Works garage when their demands for a wage increase were refused; when the mayor hired a private trucking firm, the strikers persuaded the men not to work as strikebreakers. A similar strike occurred in Bridgeport, Connecticut, when sixty trash collectors sat down, demanding immediate reinstatement of a fellow employee and the firing of the foreman who had dismissed him. In New York, 70 maintenance workers, half white, half black, barricaded themselves in the kitchen and laundry of the Hospital for Joint Diseases; services were continued for patients, but not for doctors, nurses, and visitors.

A series of similar sitdowns occurred in the Brooklyn Jewish Hospital. Forty gravediggers and helpers prevented burials in a North Arlington, New Jersey, cemetery by sitting down in the toolhouse to secure a raise for the helpers. Seventeen blind workers sat down to demand a minimum wage at a workshop run by the New York Guild for the Jewish Blind, and were supported by a sympathy sitdown of eighty-three blind workers at a workshop of the New York Association for the Blind. Draftsmen and engineers in Brooklyn sat down against a wage cut in the office of the Park Department. Works Progress Administration workers in California sat down in the employment office as flying squadrons spread a strike through the Bay Area.

An important aspect of the sitdown was the extent to which it was used to challenge management decisions. We have already seen various examples of this, such as the Chicago freight subway workers’ challenge to the decision to move more freight above ground. On March 11, workers at the Champion Shoe Company sat down when they found the company had secretly transferred fifty machines to a new plant. Two hundred fifty workers, more than half of them women, occupied a Philadelphia hosiery mill that management intended to close and prepared to block efforts to move the machinery. 115 workers at the Yahr Lange Drug Company in Milwaukee, who had resisted efforts to unionize them, sat down in protest against a company policy of firing workers as soon as their age and length of service justified a raise. Their sole demand was removal of Fred Yahr as general manager of the company. “The girls sat around and played bridge and smoked, and the men gathered in knots awaiting the results. The telephone was not answered, and customers were not served. Salesmen on the road were notified of the strike by wire and responded that they were sitting down in their cars until it was settled.” After a long conference with the workers, management announced that Yahr had resigned. The strikers, in effect, had “fired the boss.”

Far from being limited to employer-worker relationships, sitdowns were used to challenge a wide range of social grievances. In Detroit, for example, 35 women barricaded themselves in a welfare office demanding that the supervisor be removed and that a committee meet with the new supervisor to determine qualifications of families for relief. Thirteen young men sat down in an employment agency where they had paid a fee for jobs that had then not materialized. In New York, representatives of fifteen families who lost their homes and belongings in a tenement fire sat down at the Emergency Relief Bureau, demanding complete medical care for those injured in the fire and sufficient money for rehabilitation, instead of token sums the bureau had offered. A few days later, 45 people sat in at another relief office, demanding aid for two families and a general 40 percent increase for all families on home relief. In Columbus, Ohio, thirty unemployed men and women sat down in the governor’s office, demanding $50 million for poor relief. And in St. Paul, Minnesota, 200 people staged a sitdown in the Senate chamber, demanding action on a $17 million relief plan. In the Bronx, two dozen women sat down in an effort to prevent the eviction of two neighbors by twenty-five policemen.

Prisoners in the state prison in Joliet, Illinois, sat down to protest working in the prison yard on Saturday afternoon, usually a time of rest, as did prisoners in Philadelphia against a cut in prison wages. Children sat down in a Pittsburgh movie theater when the manager told them to leave before the feature film, as did children in Mexia, Texas, when a theater’s program was cut. At Mineville, New York, 150 high school students struck because the contracts of the principal and two teachers had not been renewed. Women students at the Asheville Normal and Teachers College in North Carolina sat down to protest parietal rules. In Bloomington, Illinois, wives went on a sitdown strike, refusing to prepare meals, wash dishes, or answer door bells until they received more compensation from their husbands. In Michigan, thirty members of a National Guard company that had served in Flint during the GM sitdown staged a sitdown of their own in March because they had not been paid.

The sitdown idea spread so rapidly because it dramatized a simple, powerful fact: that no social institution can run without the cooperation of those whose activity makes it up. Once the power of the sitdown was demonstrated, others could apply it to their own situation. On the shop floor, it could be used to gain power over the actual running of production. In large industries, it could be used for massive power struggles like the GM strike. In small shops, it could force quick concessions. Those affected by public institutions -- schools, jails, welfare departments, and the like -- could use similar tactics to disrupt their functioning and force concessions. The power and spread of the sitdowns electrified the country. In March 1937 alone, 170 industrial sitdowns with 167,210 participants were reported. No doubt a great many more went unrecorded.(117)

The sitdowns provided ordinary workers an enormous power that depended on nobody but their fellow workers. As Louis Adamic wrote of the non-union sitdowns in Akron,

The fact that the sitdown gives the worker in mass-production industries a vital sense of importance cannot be overemphasized. Two sitdowns which completely tied up plants employing close to ten thousand men were started by half a dozen men each. Imagine the feeling of power those men experienced! And the thousands of workers who sat down in their support shared that feeling in varying degrees, depending on their individual power of imagination. One husky gum-miner said to me, “Now we don’t feel like taking the sass off any snot-nose college-boy foreman.” Another man said, “Now we know our labor is more important than the money of the stockholders, than the gambling in Wall Street, than the doings of the managers and foremen.” One man’s grievance, if the majority of his fellow-workers in his department agreed that it was a just grievance, could tie up the whole plant. He became a strike leader; the other members of the working force in his department became members of the strike committee. They assumed full responsibility in the matter; formed their own patrols, they kept the machines from being pointlessly destroyed, and they met with management and dictated their terms. They turned their individual self-control and restraint into group self-discipline…. They settled the dispute, not some outsider. (118)

This potential of ordinary workers organizing their own action posed an implicit threat to every form of hierarchy, authority, and domination. For if workers could direct a social enterprise as complex as, say, the Flint sitdown, why could they not reopen production under their own direction? Certain experts like engineers and chemists would at certain times be needed, but the foremen and the rest of management would be completely unnecessary. The workers would simply have to provide their common needs and send out delegates to coordinate with their suppliers, with workers in the same industry, and with those who used their products. The sitdown movement was widely perceived as a threat to management power; as G.M. President Sloan wrote, the “real issue” of the G.M. sitdown was “Will a labor organization run the plants of General Motors. . . or will the management continue to do so?” (119)

It is not surprising that in the face of the sitdown wave, a great many employers decided to deal with the unions voluntarily: by World War II unions were established in practically all large industrial companies. Most significant was the largest corporation of them all, U.S. Steel, which reversed its tradition of bitter anti-unionism to recognize the C.I.O.’s Steel Workers Organizing Committee (SWOC). As Irving Bernstein wrote, it made sense for the corporation to engage in collective bargaining “on a consolidated basis with experienced and responsible union officials like Lewis and Murray rather than with disparate local groups led by men with no background in bargaining.” U.S. Steel head Myron Taylor “had good reason to trust Lewis and Murray,” whom he had bargained with already in the coal industry. (120)

The new contract cost U.S. Steel little -- a wage increase it recouped twice over in a price increase, limitation on hours, which was already required to bid on government contracts, and some deference to seniority in laying off workers. In return, the contract provided that

“differences … should be taken up without cessation of work, with the final decision, if an agreement was not reached, to rest with an impartial umpire named by the company and union.” (121)

S.W.O.C. was in a strong position to enforce this strike ban: its officials were appointed by the C.I.O., not elected by the steelworkers; all initiation fees and dues went through the central office; and locals were forbidden to sign an agreement or call a strike without its approval. As Myron Taylor wrote a year after the contract went into effect, “The union has scrupulously followed the terms of its agreement.” (123)

In early 1937, Louis Adamic had a revealing interview with the head of a small steel company that had voluntarily recognized the CIO soon after U.S. Steel, suggesting how union recognition looked to an employer faced with rising labor militancy. The employer described how he had been visited by a CIO organizer who “began to sell me on the idea of letting the CIO start a union in our plant.” The organizer started to tell him “all about the petty troubles and pains-in-the-neck we’d had in the mill the past few weeks, which … amounted to a lot of trouble and expense,” which “were bound to increase as the years went by”:

Why? Because, he said, in shops where the union was fought and men belonged to it secretly all sorts of damned things happened all the time, which led to fear, nervousness, and jitters among the men, to secret sabotage and loafing on the job…. he proceeded to tell me, too, that if we let the union come in, it would form a grievance committee consisting of workers in the mill; all the union men in the shop would be required, and others allowed, to take their grievances to the committee, which would assemble all the kicks and complaints and what-nots, then take them up with us -- the management … say once a week; and many, perhaps most, of the grievances would be smoothed out by the committee itself without bothering us with them…. We signed an agreement for a year, the union was formed, about half the men joined, a grievance committee was organized and sure enough, the thing began to work out…. It seemed to act as a sort of collective vent.

The men bring their grievances to committee members, then argue about them, then the first thing they know, in many instances, the grievances disappear.

His only complaint was that grievance committee members “are new, green, inexperienced fellows, apt to get excited about nothing at all. As yet they can’t quite handle authority and responsibility. They ‘get tough’ with us over little matters.” (124)

The thurst of the sitdowns went beyond the simple disruption of production; indeed, the sitdowns were widely felt to have revolutionary implications. A group of Boston “civic leaders” headed by President Emeritus Lowell of Harvardissued a statement that

Armed insurrection -- defiance of law. order and duly elected authority -- is spreading like wildfire. It is rapidly growing beyond control, . . . it attacks and undermines the very foundation of our political and social structure.

If minority groups can seize premises illegally, hold indefinitely, refuse admittance to owners or managers, resist by violence and threaten bloodshed all attempts to dislodge them, and intimidate properly constituted authority to the point of impotence. then freedom and liberty are at an end, government becomes a mockery, superseded by anarchy, mob rule and ruthless dictatorship. (125)

The unions were fully aware of this threat.

Sooner or later the newer unions, it is held in C.l.O. quarters, must educate and discipline their members or invite a situation of chaos and anarchy which could very well be utilized. . . in seizing political power. (126)

Union leaders emphasized that their ‘purge’ of radical troublemakers was not directed at Communists as such. They are driving out elements that keep the workers stirred up over petty grievances and excite them to stage unauthorized sit-downs for the sake of ultimate revolutionary objectives. (127)

The employers, with great opportunities for profit in the face of growing war production, were able in the years following 1937 to raise wages considerably, and were able to soften the more arbitrary aspects of their power over workers as the unions took over responsibility for disciplining the workforce and maintaining uninterrupted production. With such concessions, union and management succeeded in heading off any any revolutionary development, and gradually reestablished their authority over production. Unofficial job actions, wildcat strikes and other actions by which workers directly counter the power of management continue to the present day. They remain limited, however, just as they did in 1937. A look at some of the factors that limited them may be helpful if and when people again make an assault on the power of the industrial managers.

Perhaps the central weakness is that workers did not fully appreciate their own power. They realized they could stop the operation of their own employer and thereby force a change in the way things were run, but they did not realize they had the power to stop the country, and therefore could change the whole society. They discovered they could coordinate their own action in the shop but did not realize they could do so in a city, an industry, a nation, or the world.

A severely limited view of the kinds of change that were possible was both the effect and the cause of this. For example, there is no record of any discussion among the Flint sundowners of running the auto shops for themselves -- either immediately or someday; the union naturally stressed this fact to the public. Numerous members of Communist, Socialist, and other radical groups took part in the sitdowns, but generally they saw “building the union” as their sole objective; because radicals generally supported state ownership and control of the means of production, they did not interpret this the sitdowns as a step toward direct self-management by the workers.

What the workers generally wanted was a counter-power to management -- freedom to set the pace of work, to tell the foreman where to get off, to share the work equitably, to determine their share of the product, and the like. They generally believed that trade unionism would give them this. The CIO unions -- like any organization trying to win a following -- presented itself as the fulfillment of its constituency’s desires. The great objective of the CIO organizing campaigns was that magical phrase ‘union recognition’ -- magic because it could mean everything or nothing. To the workers the CIO proclaimed that union recognition meant job security, shorter hours, higher wages, better working conditions, an end to speed-up, vacations with pay, seniority, and -- in the words of John L. Lewis -- “industrial democracy.” Furthermore -- and here the CIO won over the great number made cynical about unionism by their experience with the A.F.L. -- the CIO proclaimed that the union meant all the workers would be organized together to fight the employers. It was this vision, appropriating workers’ intuitive understanding of their need to support each other and fight the employers, that created the “myth of the CIO,” a vision that dazzled the minds and held the loyalties even of those who found the organizations they had created operating day to day against them.

For of course the CIO had no intention of winning the workers power over management. As Mike Widman, a long-time associate of John L. Lewis and director of the campaign to organize Ford put it, explaining why he turned down a company offer to let the workers elect their own foremen. “My union experience taught me that the direction of the working force is vested in management. The union shall not abridge the right, so long as there is no discrimination or unfairness.” (128) From the union’s point of view, this was not deceit but merely realism: the workers’ idea of permanent, institutionalized counterpower over production really was illusory. For as long as goods and services are produced for sale in a competitive market, a company that allows workers’ needs instead of profit to shape its policies will lose out to the competition; the same is true of a nation. For this reason, trade unions can only win concessions which do not seriously interfere with the profit-making of the employer. The counter-power the workers expected to win through trade unionism could in fact be won only a) temporarily, by refusing to work whenever things weren’t done their way, or b) permanently, by taking over the management themselves and producing for their own needs and the needs of other workers who in turn were producing for them, instead of for profit. The first, they did and still do from time to time despite the opposition of the unions; the second they did not even conceive.

Because they did not appreciate their own power, workers felt they had to rely on the power of others. Most important, they felt that Roosevelt and the New Deal wing of the Democratic Party was on their side and helping them, that the government was their friend. In fact, the New Deal was perfectly happy to see collective bargaining established, fully realizing that far from posing a threat to the system, it would (as the Wagner Act declared) promote economic stability and reduce strikes. Nor was Roosevelt unwilling to capitalize on his image as friend of the common man -- especially as the unions went all out to round up votes for him, even holding off organizing campaigns in the period before elections. The result was that when the New Dealers decided that the disruptive aspects of the 1936-7 upsurge had gone far enough (as did Gov. Murphy during the Chrysler strike and President Roosevelt when he declared “a plague on both your houses” after the Chicago police deliberately killed 10 strike supporters in the 1937 Memorial Day Massacre) and middle class opinion against the workers, the movement suddenly lost its confidence, felt itself to be “running out of steam.”

Similarly, because they did not fully realize their own power, workers felt that they needed the kind of strong leaders and powerful central control exemplified by John L. Lewis. For this reason, when unionism failed to make the changes they expected. they respondad by trying to get new unions or leaders, or by scaling down their hopes and retreating into cynicism; while they continued to use their own power shop by shop to contest the power of management, the idea of creating their own organizations based on their own power did not arise.

The sitdown strikes revealed the power workers possessed, and still possess, because their work is the basis of society -- when they stop, everything stops. This power is gradually being rediscovered today in the growing number or wildcat strikes; who can predict when it may explode in another general upheaval? Whether or not the sltdown is again the basic tactic or such a movement, the principle that underlies it -- the power of workers over production -- will be its key strength. As in 1936-7, any means necessary -- whether institutionalized representation like the trade unions or the naked force of the military -- will be used to keep workers “in their place” and maite them give up their power to decide when and how to work. (In 1970 the National Guard was called out against strikers three times.) In 1936-7, the workers were able to foil the military force turned against them by huge mass picketing in which the entire community joined, but they gave up their power for a promise of “recognition” and “representation.” But something has been learned from experience between 1936 and today -- that those who claim to represent you can’t fight your battles for you, that they can even fight against you. So in a future upheaval workers may well decide not to give up their power over production -- and their power to stop it -- to anyone. When they

refuse to work except under conditions they set, they have already taken over the real power of management, and the old bosses will no doubt do everything possible to take it back. At that point workers will face a choice of returning to “their place” or taking over management of their work themselves.

notes
(1) Louis Adamic, My America, 1928–1938 (New York: Harper and Brothers, Publishers, 1938), pp. 405-6.
(2) Ibid., 407.
(3) Ibid., 409.
(4) Irving Bernstein, The Lean Years: A History of the American Worker, 1920–1933 (Baltimore: Penguin Books, 1960), p. 99.
(5) Ibid., p. 592.
(6) Ruth McKenney, Industrial Valley (New York: Harcourt, Brace and Co., 1939), pp. 261-262.
(7) Bernstein, op. Cit.. p. 593
(8) Ibid., p. 593
(9) McKenny, op. Cit., p. 288, 312.
(10) Bernstein, op. Cit.. p. 594; McKenny, op. Cit., p. 300
(11) Bernstein, op. Cit.. p. 595
(12) Adamic, op. Cit. p. 410
(13) Adamic, op. Cit., p. 411
(14) Henry Kraus, The Many and the Few: A Chronicle of the Dynamic Auto Workers (Los Angeles: Plantin Press, 1947), p. 8.
(15) Ibid., p. 9.
(16) Ibid., pp. 7-9
(17) Herbert Harris, American Labor (New Haven: Yale University Press, 1939), 272.
(18) Sidney Fine, Sit-Down: The General Motors Strike of 1936–1937 (Ann Arbor: University of Michigan Press, 1969), 55.
(19) Ibid., p. 19.
(20) Harris, op. cit., p. 271.
(21) Fine, op. cit., p. 59.
(22) Ibid., p. 57.
(23) Harris, op. cit., p. 281.
(24) Kraus, op. cit., p. 10.
(25) Bernstein, op. cit., p. 182-3.
(26) Ibid., pp. 184-5.
(27) Fine, op. cit., p. 31.
(28) Ibid., p. 31.
(29) Ibid., p. 31.
(30) Ibid., p. 83.
(31) Bernstein, op. cit., p. 182-3.
(32) Kraus, op. cit., p. 42.
(33) Ibid.
(34) Ibid., pp. 40-54.
(35) Fine. op. cit., p. 117.
(36) Ibid., p. 75.
(37) Ibid., p. 112
(38) Ibid., p. 98.
(39) Ibid., p. 143.
(40) Bernstein, op. cit., p. 501.
(41) Fine, op. cit., p. 97.
(42) Ibid., p. 136.
(43) Bernstein, op. cit., p. 523.
(44) Fine, op. cit., p. 130-1.
(45) Ibid., p. 142.
(46) Kraus, op. cit., p. 83; Bernstein op. cit., p. 524.
(47) Bernstein, op. cit., p. 524.
(48) Fine, op. cit., p. 144.
(49) Ibid., p. 89
(50) Ibid., p. 87
(51) Kraus, op. cit., p. 88.
(52) Ibid., p. 89.
(53) Ibid., p. 93.
(54) FIne, op. cit., p. 157.
(55) Ibid., p. 172.
(56) Kraus, op. cit., p. 93.
(57) Fine, op. cit., p. 165.
(58) Ibid., p. 160.
(59) Ibid., p. 174
(60) Ibid., p. 171.
(61) Ibid., p. 157.
(62) Ibid., p. 171. The sources for the situation inside the plan are Fine, chapter vi and Karus, pp. 92-7.
(63) Ibid., p. 201.
(64) Ibid.
(65) Ibid.
(66) Bernstein, op. cit., p. 525.
(67) Fine, op. cit., p. 209.
(68) Ibid., p. 303.
(69) Bernstein, op. cit., p. 528.
(70) Fine, op. cit., p. 189.
(71) Ibid., p. 188
(72) Kraus, op. cit., p. 128.
(73) Ibid., pp. 127-9.
(74) Fine, op. cit., p. 5.
(75) Ibid., p. 155
(76) Ibid., p. 236
(77) Kraus, op. cit., p. 211.
(78) Ibid., p. 234
(79) Fine, op. cit., p. 281.
(80) Ibid.
(81) Kraus. op. cit., p. 248.
(82) Fine, op. cit., p. 282.
(83) Ibid., pp. 306-7.
(84) Ibid., p. 307.
(85) Kraus. op. cit., p. 287.
(86) Bernstein, op. cit., p. 551.
(87) Fine, op. cit., p. 325.
(88) Bernstein, op. cit., p. 551.
(89) N.Y. Times, April 11, 1937.
(90) Fine, op. cit., p. 321.
(91) Ibid.
(92) NYT, March 19, 1937.
(93) NYT, April 2, 1937.
(94) Ibid.
(95) Fine, op. cit., p. 328.
(96) NYT, April 11, 1937.
(97) NYT, April 4, 1937.
(98) NYT, April 7, 1937.
(99) Ibid.
(100) McKenny, op. cit., p. 340.
(101) International C.C. Vol. III no. 11-12. Dec. 37, p. 23.
(102) Adamic, op. cit., p. 415.
(103) Harris, op. cit., p. 290-91.
(104) Ibid., p. 291.
(105) NYT, April 11, 1937.
(106) Bernstein, op. cit., p. 500.
(107) NYT, March 27, 1937.
(108) NYT, March 18, 1937.
(109) NYT, March 19, 1937.
(110) NYT, March 18, 1937.
(111) NYT, March 27, 1937.
(112) Ibid.
(113) NYT, March 21, 1937.
(114) NYT. March 9, 1937. The following accounts are also from the New York TImes.
(115) NYT, March 21, 1937.
(116) Ibid.
(117) Fine, op. cit., p. 331.
(118) Adamic, op. cit., p. 408.
(119) Fine, op. cit., p. 182.
(120) Bernstein, op. cit., p. 468.
(121) NYT. March 18, 1971.
(122) Bernstein, op. cit., p. 498.
(123) Ibid., p. 468.
(124) Adamic, op. cit., p. 431-3.
(125) NYT, March 27, 1937.
(126) NYT, April 11, 1937.
(127) NYT, April 4, 1937.
(128) Studs Terkel, Hard Times. pp. 140-1.

Thanks to Henry Kraus and the Plantin Press for permission to quote extensively from The Many and the Few.

Comments

The Seattle general strike of 1919

Seattle shipyards: the strike begins
Seattle shipyards: the strike begins

The detailed official history of the strike, in which the city was taken over by the workers, by the History Committee of the General Strike Committee, March 1919 with a preface from Root and Branch in 1972.

Submitted by Steven. on December 21, 2009

ROOT&BRANCH PREFACE
From February 6 to February 11, 1919, nearly 100,000 Seattle workers participated in a general strike. This pamphlet is a history of the strike, written by the History Committee of the General Strike Committee shortly after the end of the strike. It was compiled by Anna Louise Strong, then a “progressive” reporter for the union-owned Seattle daily, The Union Record. Before being published in final form, everything was submitted first to the history committee and then published in The Union Record, where workers comments were invited.

We are reprinting it for several reasons. First, it provides a concrete account of one of the few general strikes in this country’s history. Although conditions have changed considerably, it still gives a good idea of what happens during a general strike and what problems arise. Second, the Seattle general strike was the general strike in the USA that went farthest towards workers’ management, both in concept and in practice. It was seen, by both participants and opponents, as part of a process through which workers were preparing themselves to run industry and society, Final authority in running the strike rested with a General Strike Committee, three members from each striking local, elected by the rank-and-file. The 300 members of the committee were mostly rank-and-filers with little previous leadership experience. During the strike, this committee or its Executive Committee of 15 virtually ran Seattle. The strike was not a simple shutdown of the city. Instead, workers in different trades organized themselves to provide essential services, such as doing hospital laundry, getting milk to babies, collecting wet garbage, and many other things.

Third, the idea of strikers providing partial services presented here can be useful not only in general but in more limited strikes. Such tactics can help to keep non-striking workers (i.e. workers outside the striking plant, industry, or service) on the side of the strikers and at the same time hit the capitalists more directly. For example, in the 1970 postal strike, letter carriers promised to deliver welfare checks even while on strike. In Cleveland, in 1944, streetcar workers threatened to refuse to collect fares in order to win a pay increase the City Council gave in before they actually used the tactic. Another possible example would be if garbage workers picked up garbage every but the wealthy and business sections. This type of action would in most cases have to be taken outside the union, since few union bureaucracies would use such a clearly class-directed tactic, and thus of necessity the workers would have to organize this themselves.

HISTORICAL BACKGROUND OF THE STRIKE
The Seattle strike took place in a time of upheaval and crisis throughout the world. There had been a revolution in Russia, followed by revolts in Germany, Hungary, and several other European countries, it was widely believed that workers in these countries were overthrowing capitalism and taking over management of production for themselves. The Russian Revolution was supported by large numbers of workers in the U.S. as elsewhere. Late in 1919, longshoremen in both Seattle and San Francisco refused to load arms and munitions destined for Admiral Kolchak, leader of the counterrevolution in Siberia, and in Seattle they beat up the scabs who tried to load them onto the government-chartered ship. To many workers, the Russian revolution, as they conceived it (not realizing to what extent the Bolsheviks had already destroyed the power of the workers’ own factory committees and soviets and instituted authoritarian rule), was something to be followed here. 1

In this country also there was widespread labor turmoil. Vastly expanded production for World War I and the cut-off of immigration made labor scarce, and placed workers in a powerful position. To ensure steady production, under the changed conditions, business and government made a deal with the conservative American Federation of Labor. Government and management would give up union-breaking and allow the A.F.L. to organize; in return, the unions would prevent strikes. (This wartime experience of government- guaranteed unionization later became the model for containing workers’ movements in the 1930’s.) However, despite the appeals to patriotism, the promises of a “new era” after the war,-and the opposition of government, business, and the A.F.L., strikes mushroomed during the war: the war years 1916-1918 averaged 2.4 times as many workers on strike as 1915.

Two factors were largely responsible for this. First, there was an enormous inflation associated with the war: the cost of living practically doubled from August 1915 to the end of 1919. Thus while real wages increased, they lagged far behind workers’ expectations; meanwhile, the work week was greatly lengthened. Second, as one wartime labor mediator wrote, “the urgent need for production ... gave the workers a realization of strength which before they had neither realized nor possessed.”

Big strikes practically stopped spruce lumber production and closed down the most important copper areas early in the war. In Bridgeport, Conn., the most important munitions center in the U.S., workers repeatedly stopped production in defiance of the orders of both the National War Labor Board and their own national union leaders.

Increasing militancy was accompanied by a growing spirit of solidarity. For example, shipyard workers on the Pacific Coast tied up the yards for several months in sympathy with the lumber strikers in the Northwest, refusing to handle “ten-hour lumber” in order to aid the lumberers struggle for the eight hour day. General strikes developed in Springfield, Ill., Kansas City, Mo., Waco, Texas, and Billings, Montana, all to support particular groups of striking workers.

When the war ended, the conflict increased. Now that the great war-time industrial expansion was over, capitalists widely felt it necessary to reduce wages relative to prices if profits were to be maintained. Thus the government simultaneously ended war-time price controls and allowed corporations to resume their traditional union-breaking policies. Between June 1919 and June 1920 the cost of living index (taking 1913 as 100) rose from 177 to 216. Unemployment increased considerably right after the end of the war. At the same time, workers were eager to receive the benefits that war propaganda had promised them. The “new era” they had been promised turned out to mean declining real incomes, growing unemployment, and the undermining of what little defense against arbitrary management authority they had won.

As a consequence, more workers participated in strikes in 1919 than in any other year in American history except 1946. There were large strikes in the New England and New Jersey textile districts, involving 120,000 workers, largely opposed by the unions.

Three hundred fifty thousand steel workers walked out, crippling most of the industry. They were met with a reign of terror in the large steel districts in Western Pennsylvania, “red raids” and deportations from the federal government, and lukewarm support (and at times treachery) from the trade union movement. Since the A.F.L. unions had traditionally been all white, the employers had no trouble recruiting 30 to 40 thousand black workers as strikebreakers. The strikers held out for more than two months, but finally succumbed to the overwhelming power of the steel industry and the government.

There were several other large strikes, many of them “outlaw” or wildcat, heartily and openly opposed by the unions. The most important of these was the strike of the railroad workers, which spread across the country. It was eventually ended by the combined pressure of repression and some concessions. Most protracted was the mass upheaval in the coalfields, with sporadic strikes, national strikes, and armed battles running from 1919 into 1922. In the course of these struggles, the idea of workers’ management of production often came to the fore. For example, in the course of a wildcat strike of Illinois miners, a mass-meeting of 2,000 from the Nigger Hollow Mines adopted a resolution which read:

“In view of the fact that the present-day system of Society, known as the capitalist system, has completely broken down, and is no longer able to supply the material and spiritual-needs of the workers of the land, and in further view of the fact that the apologists for and the beneficiaries of that system now try to placate the suffering masses by promises of reforms such as a shorter workday and increases in wages, and in further view of the futility of such reforms in the face of the world crisis that is facing the capitalist system; therefore be it ... Resolved, that the next National Convention of the U.M.W.A. issue a call to the workers of all industries to elect delegates to an industrial congress, there to demand of the capitalist class that all instruments of industries be turned over to the working-class to guarantee that necessities, comforts, and luxuries be produced for the use of humanity instead of a parasitical class of stockholders and bondholders, and that the congress be called upon to pass an amendment to the Constitution of the United States legalizing all such action in the aforementioned Congress.”

Similar forces were at work in Seattle. Radical sentiment had simmered there even during the war. When a socialist and former president of the Seattle A.F.L., Hulet Wells, was convicted for opposing the draft and then tortured in prison, the Seattle labor movement erupted with giant street rallies. Seattle union membership had increased from 15,000 in 1915 to 60,000 by the end of 1918. Most of the unions were affiliated with the A.F.L. but their ideas and action differed greatly from A.F.L. policy; as Harry Ault, editor of The Union Record, and a moderate in the local labor movement, put it: “I believe that 95 per cent of us agree that the workers should control the industries. Nearly all of us agree on that but very strenuously disagree on the method. Some of us think we can get control through the Cooperative movement, some of us think through Political action, and others think through industrial action."

Right after the end of the war, the I.W.W. (Industrial Workers of the World) and the A.F.L. Metal Trades Council cooperated in sponsoring a Soldiers’, Sailors’, and Workingmen’s Council, taking the Soviets of the Russian revolution as their model.

If the Seattle General Strike was an aspect of the stormy conflicts throughout the U.S. and the world in 1919, it also grew out of the specific historical conditions in Seattle. Partially because of its geographic isolation, the Seattle labor movement had developed a unique structure. Whereas most unions emphasize the relation of workers to others in their own industry or trade, the most important identification of Seattle workers was with the workers of Seattle as a whole. (In Seattle, an attack on one group of workers was felt as an attack on all.) This was reflected in and partially caused by the fact that most collective bargaining was coordinated through the Central Labor Council, in which all A.F.L. unions were represented. Such city-wide labor councils have been centers of radical activity in other countries, but in 20th century America they have been extremely weak. The very newness of most of the Seattle labor movement meant that there had been little time for a local union leadership with its own interests to separate itself off from the rank-and-file. Although the union leaders in Seattle certainly had their doubts about the general strike, they did not actively try to smash it--in marked contrast to union leaders’ behavior in other general strikes, notably in San Francisco in 1934. Thus while the workers of Seattle had to create a new organ, the General Strike Committee, they did not come into direct conflict with the existing union structure, precisely because of the factors which made that structure unique.

LIMITATIONS OF THE STRIKE AND OF THE HISTORY
There were many limitations both in the thought and actions of the participants in the Seattle General Strike and in this account of the Strike, which leaves many important questions open. Perhaps most striking in the pamphlet is the strong emphasis on the non-violence of the strike, its peaceful intent, its maintenance of “law and order.” To some extent, this stress can be explained by the fact that the History was written in part to serve as a defense for many radicals and other participants who were arrested after the strike was over. Also, it should be remembered that the author, who was one of those arrested, was a “progressive” newspaper writer and not a striking worker. However, it is true that the strike was entirely peaceful, that from the beginning it was conceived in a peaceful framework, and that this per shaped the development of the strike. Given the situation in Seattle, this made sense. The strike was almost completely effective and thus did not require mass picketing (which could lead to violence) to shut things down. There was no possibility of successful revolutionary action, which would have involved armed struggle, in as small and isolated a place as Seattle, whose workers were more radical than those in most other parts of the country it would have been bloodily crushed by the much stronger forces of reaction. What is objectionable in the Strike History is the emphasis on peacefulness, its elevation to a principle rather than a tactic to what extent this was shared by the participants we do not know.

Also strange is the attitude towards the Japanese workers expressed here. The Japanese workers had also gone on strike and were invited to send delegates to the General Strike Committee, but with no vote. It is unclear what the context of this decision was, but this might have been a serious and potentially destructive limitation in the class-consciousness of those who made the decision. The pamphlet fails to give much information on what the Wobblies (the Industrial Workers of the World) and other radicals did during the strike, what role they played, or what had been the effect of their years of activity and propaganda (some of it about “The General Strike”) on the participants The Wobblies were especially active in the shipyards. But the general strike was by no means a Wobbly creation, as some people have portrayed it.

Because of its early date, the pamphlet does not tell much about what happened after the strike. The account Anna Louise Strong gives in her autobiography is discouraging, although apparently accurate. She notes that the economic crisis of 1920-21 came to Seattle a year before it came to other cities. The Seattle shipyards closed a year earlier than the yards of Hog Island and San Francisco which also worked on government orders; perhaps by accident, perhaps because of “shrewd men in the East who decided that ‘red Seattle’ must be tamed.’ She continues, ‘our shipyard workers drifted to other cities to look for work. The young, the daring, the best fighters went ... The life died out of a dozen ‘workers’ enterprises’ which were part of our ‘inevitable road to socialism.’ Over-expanded cooperatives went bankrupt in a storm of recriminations Workers fought each other for jobs and not the capitalists for power.”

Would it have made any difference if the strike had gone farther, had lasted longer, managed more enterprises, been willing to resort to violence? Probably not. Of more significance is the question: to what extent was the decline of the workers movement in Seattle (and in other places throughout the country) a direct result of the economic crisis, as Strong suggests, and to what extent were other factors involved?

One of the major problems of the workers in the strike was their leaders. This is recognized in the pamphlet and a fair amount of information is given concerning it, mostly about the attempts of the national unions to force their Seattle locals to break the strike. There is much that can be added from other sources as well Seattle’s union leadership was notoriously radical yet the decision to strike was made while most of the “labor leaders” were at a special conference in Chicago to organize a national general strike to free Tom Mooney 2

This situation was dramatized when the Executive Committee voted 13 to 1 on Saturday (the third day of the strike) to recommend ending the strike that night. The 300 members of the General Strike Committee were almost persuaded until they took a supper break and talked with members of their own rank-and-file; they returned to the meeting and voted overwhelmingly to continue the strike. All of this suggests that the problem was not one of “bad” or “yellow” leaders, but was inherent in the division between “leaders” and “led”. The strikers could continue only insofar as they kept decisions in their own hands.

For us, one of the most important questions in any strike is to what extent do the participating men and women take over direction of their activities themselves, and to what extent are they simply following the directives of an alternative elite. A strike committee, for example, can be only a means by which different groups of workers coordinate their activity; on the other hand, it can be a new directing authority. Many questions about decision-making in the Seattle strike are not answered by the Official History.

Who was on the General Strike Committee of 300 and the Executive Committee of 15? Were they rank-and-filers or leaders? If the former (as turned out to be the case) what was their position and level of activity in the A.F.L. unions? Did the rank-and-file ever meet during the strike’ When did the delegates on the General Strike Committee consult them?

From other books, we have gathered that there were union meetings during the strike and that these union meetings, unlike most today or even most A.F.L. union meetings outside Seattle at that time, did allow some kind of democracy and communication--the rank-and- file really could control what happened to a fair degree

Also it is probably true that the 30,000 rank-and-file workers a day who participated in the mass meals that had been arranged discussed the strike with each other at these meals. This was most likely the major way in which mass pressure was put on the Strike Committee members, many of whom came to these meals. (Most of these questions are not answered in any other accounts of the strike either.)

Exactly who ran those services that were run by “workers” during the strike? Were they the local union leaders? Were they workers elected from the rank-and-file? Were the decisions about how to run things made at mass meetings? If done by delegates, to what extent did they contact the rest of the workers about doing these things?

These are important questions to ask, about what for us was perhaps the most important aspect of the General Strike. Workers’ management is the basis of the socialist society we hope to see created and to help and immediately recallable delegates when not, and then only after full discussion of the crucial issues by those to whom the delegate is responsible. (For one view of this see Root & Branch Pamphlet #1, Workers Councils by Anton Pannekoek.)
It will also mean a drastic change in peoples’ daily lives and relationships.

This brings us to another set of questions left unanswered by the pamphlet. What did the participants do with their time? To what extent did they just sit at home (except for the mass meals, which maybe half of them came to) or have a vacation, as some of the strike bulletins told them to do? How were their daily lives and relationships with friends, family, coworkers affected?

GENERAL STRIKES TODAY
Finally, while it is useful for us today to study what happened during the Seattle General Strike, what problems the workers faced and how they tried to solve them, it is important also to point out the respects in with the situation and thus the problems are different today (and were different, in most places outs in 1919 as well). As we have already pointed out, the Seattle union movement was uniquely democratic even for its own time. A general strike today would probably have to be wildcat, in opposition to, fought by, and out of the control of the union bureaucracy. This is because most unions are bureaucratic, hierarchical structures which allow little meaningful participation of rank-and-file members. Their function is to act as middlemen in the labor market: insuring employers a quiet and docile labor force between contracts, and at contract time making sure that both the demands and the methods used to win them, whether “collective bargaining” or strikes, do not threaten the system. These features seem to be inherent in the nature of modern trade unions.

A second difference is that the U.S. government would most likely play a more active and repressive role in fighting a general strike today. In fact it was very unusual for 1919 that there was not more repression and violence on the part of the employers and the government.

Third, a general strike now would probably require much more mass participation both in decision-making and in physical activity. The former because a general strike would be done in conflict with the union structures and workers would have to build new organizations to run the strike (which at the outset, at a minimum, would probably mean mass participation), the latter because most cities or areas create. But workers’ management does not mean appointing leaders to make all the decisions, even if these leaders are workers, It means that workers make those decisions that affect them (in the area of production, these decisions would be: what is produced, how is it produced, by whom, and how is it distributed). These decisions should be made directly when possible, by rotated now are not as isolated as Seattle was, and it would be necessary, even if the strike was totally effective within the city or area, to have mass picketing and related activities in order to stop shipments coming into the city or area from the outside and to prevent the use of troops as strikebreakers. These are the ideas that have occurred to us in connection with the pamphlet. Other people approaching it from different perspectives and experiences would naturally have other questions and thoughts.

THE SEATTLE GENERAL STRIKE
Originally printed by the History Committee of the General Strike Committee, March 1919. History Committee: May Young (waitress), John Mckelvey (Shipbuilder), Fred Nelson (Boilermaker), J.N. Belanger (Steamfitters Secretary), Sam Frazier (Carpenter) and Anna Louise Strong (Historian). Reprinted by Root and Branch in 1972.

INTRODUCTION
From coast to coast went the report that a revolution was imminent in Seattle. A General Strike had been called in sympathy with the shipyard workers, and no one knew what would come of it. Both before and after the strike, government officials in Washington and other prominent persons declared that Bolshevism had attempted to make its first appearance in the Northwest. In Seattle itself the tension before the General Strike is difficult to describe. Business men took out riot insurance on their warehouses and purchased guns. The press appealed to the strikers not to ruin their home city. Later they changed their tone and became more threatening, appealing to the strikers to state “which flag they were under,” and if under the American flag, to put down Bolshevism in their midst.

Many opponents of organized labor hoped to see the Labor Movement of Seattle broken by the attempt to handle a General Strike, and many old-timers in the labor Movement feared that this would indeed happen.

Meantime the people of the city acquired supplies for a long siege. Grocery stores sold enormous quantities of goods. Hardware stores ransacked their storehouses for discarded supplies of lamps of the sort used by last summer’s resorters in beach camps, and sold them out at a substantial advance in price. A few of the wealthy families were reported in the press as having moved to Portland, to be out of the “upheaval.”

And yet, when the strike occurred, never had there been less outward turmoil in the city of Seattle. Ordinary police-court arrests sank below normal. Quiet reigned throughout the city. Even the ordinary meetings of radical groups were voluntarily suspended lest they give an opportunity to some one to start trouble. In short, as a reporter from a nearby town declared “while the authorities prepared for riots, labor organized for peace and order.” And peace and order obtained.

Now that the strike has passed into history, it is the purpose of this account to gather up the information in scattered documents, in the press, and in the minutes of the strike committee and relate what happened during the strike in the labor world of Seattle. We do this because the General Strike is a new weapon to the workers of the United States. Before our strike occurred, we did not know how the weapon which we held in our hands would “go off.” And we have gained an experience which we believe will be of use to the Labor Movement of our country.

In the uncertainty and tension before the strike occurred, when no one knew exactly what might come of it, the statement that “this is not a strike but a revolution” was first made by the mayor of Seattle. It was the morning paper, the Post-lntelligencer, which first publicly announced the alleged “Bolshevik” character of the strike, in a cartoon showing the red flag hoisted above the stars and stripes in the city of Seattle.

To what extent Revolution was or was not in the minds of workers participating in the strike, will be discussed later, after the actual happenings of the strike have been made clearer. But since an editorial published in the Union Record (the official daily organ of the Central Labor Council) the day before the strike, has been quoted in partial form from coast to coast, as a sign of revolutionary intentions, we give it here in full:

On Thursday at 10 A.M.

There will be many cheering, and there will be some who fear. Both these emotions are useful, but not too much of either. We are undertaking the most tremendous move ever made by LABOR in this country, a move which will lead--NO ONE KNOWS WHERE! We do not need hysteria. We need the iron march of labor.

LABOR WILL FEED THE PEOPLE. Twelve great kitchens have been offered, and from them food will be distributed by the provision trades at low cost to all. LABOR WILL CARE FOR THE BABIES AND THE SICK. The milk- wagon drivers and the laundry drivers are arranging plans for supplying milk to babies, invalids, and hospitals, and taking care of the cleaning of linen for hospitals. LABOR WILL PRESERVE ORDER. The strike committee is arranging for guards, and it is expected that the stopping of the cars will keep people at home. A few hot-headed enthusiasts have complained that strikers only should be fed, and the general public left to endure severe discomfort. Aside from the in-humanitarian character of such suggestions, let them get this straight: NOT THE WITHDRAWAL OF LABOR POWER, BUT THE POWER OF THE STRIKERS TO MANAGE WILL WIN THIS STRIKE. What does Mr. Piez of the Shipping Board care about the closing down of Seattle’s shipyards, or even of all the industries of the northwest? Will it not merely strengthen the yards at Hog Island, in which he is more interested?

When the shipyard owners of Seattle were on the point of agreeing with the workers, it was Mr. Piez who wired them that, if they so agreed he would not let them have steel. Whether this is camouflage we have no means of knowing but we do know that the great eastern combinations of capitalists could afford to offer privately to Mr. Skinner, Mr. Ames, and Mr. Duthie a few millions apiece in eastern shipyard stock, RATHER THAN LET THE WORKERS WIN.

The closing down of Seattle’s industries, as a MERE SHUTDOWN, will not affect these eastern gentlemen much. They could let the whole northwest go to pieces, as far as money alone is concerned.

But, the closing down of the capitalistically controlled industries of Seattle, while the workers organize to feed the people, to care for the babies and the sick, to preserve order--this will move them, for this looks too much like the taking over of power by the workers.

Labor will not only Shut Down the industries, but Labor will reopen, under the management of the appropriate trades, such activities as are needed to preserve public health and public peace. If the strike continues, Labor may feel led to avoid public suffering by reopening more and more activities UNDER ITS OWN MANAGEMENT. And that is why we say that we are starting on a road that leads, no one knows where!

This editorial was perhaps more variously interpreted than any statement made during the strike. The Post-Intelligencer published it the next morning and made no further comment. And perhaps comment is needless, since each man will interpret it according to his own intentions.

It might be mentioned, however, that the editorial was submitted, as were all matters affecting the strike, to the members of the Conference-Committee of the Metal Trades, before it was published. And at the very time when it was being held aloft as the banner of revolution, by the capitalist press of the country, members of Labor and other liberal minded citizens of Seattle were declaring that here at last was, out of the turmoil, a suggestion of some truly constructive attainment that might come out of the General Strike.

For the mood of Labor, as the General Strike drew near, was one of deep seriousness. They knew that they were facing a situation as yet untried, and they did not know what would result from it, of good or bad, for the City of Seattle and the labor movement in that city.

What did come out of it, as will be seen as the story proceeds, was precisely what was hoped for in this editorial, ”more and more activities under the management of labor.” The stimulus to cooperative enterprise and to the enthusiastic working together of unions was the most important, permanent and constructive result of the General Strike. To supplement the editorial given above, we call attention to the two Anise verses printed as an appendix to this book 3 , and also to an editorial printed in the Union Record some weeks after the strike, of which we quote only parts:

Concerning Revolution
We are growing tired of explaining that we didn’t mean this and that; we are weary of seeming to take the negative explanatory attitude in connection with a faith of which we are proud, a faith which adds meaning to our lives. We want to tell, in positive words, the glorious thing we do mean.

If by revolution is meant violence, forcible taking over of property, the killing or maiming of men, surely no group of workers dreamed of such action. But if by revolution is meant that a Great Change is coming over the face of the world, which will transform our method of carrying on industry, and will go deep into the very sources of our lives, to bring joy and freedom in place of heaviness and fear--then we do believe in such a Great Change and that our General Strike was one very definite step towards it.

We look about us today and see a world of industrial unrest, of owners set against workers, of strikes and lockouts, of mutual suspicions. We see a world of strife and insecurity, of unemployment, and hungry children. It is not a pleasant world to look upon. Surely no one desires that it should continue in this most painful unrest.

We see but one way out. In place of two classes competing for the fruits of industry, there must be, eventually ONLY ONE CLASS sharing fairly the good things of the world. And this can only be done by the workers learning to manage.

When we saw in our General Strike: The Milk Wagon Drivers consulting late into the night over the task of supplying milk for the city’s babies; The Provision Trades working twenty-four hours out of the twenty-four on the question of feeding 30,000 workers; The Barbers planning a chain of co-operative barber shops; The steamfitters opening a profitless grocery store; The Labor Guards facing, under severe provocation, the task of maintaining order by a new and kinder method; When we saw union after union submitting its cherished desires to the will of the General Strike Committee: then we rejoiced. For we knew it was worth the four or five days pay apiece to get this education in the problems of management. Whatever strength we found in ourselves, and whatever weakness, we knew we were learning the thing which it is necessary for us to know.

Someday, when the workers have learned to manage, they will begin managing. And we, the workers of Seattle, have seen, in the midst of our General Strike, vaguely and across the storm, a glimpse of what the fellowship of that new day shall be.

THE SHIPYARDS STRIKE
The General Strike in Seattle grew out of the strike of some 35,000 shipyard workers for higher wages. The Seattle shipyards are on a basis of closed shop and collective bargaining between the various yard-owners and the Metal Trades Council of Seattle. The Council is composed of delegates from twenty-one different craft unions, (seventeen at the time of the first strike vote). These separate unions no longer make separate agreements with the yard-owners; a single blanket-agreement is made at intervals by the Metal Trades Council for all the crafts comprising it. This was the situation before the United States entered the war.

In August 1917 the workers had succeeded in establishing a uniform scale of wages for one-third of the Metal Trades men working in the city. Some of the ship yards were unable to reach an agreement on account of having clauses in their contracts with the government preventing them from raising wages without the government’s consent. The Macy board came out on the Coast to adjust the wages and instead of bringing about uniformity in the wage scale through their system of applying the increased cost of living to wages received that had been brought about through collective bargaining, applied the increase to the wages received the year before and owing to some of the crafts having been in a disorganized condition at that period and others having been organized and in a position to maintain their standards, the application of the increase gave some crafts 60 cents per day more than they had requested and the great majority of basic ship yard trades 22 cents per day less than they were receiving in the other yards and shops Making a difference of 82 cents per day between the crafts which created dissatisfaction from the very start.

There was bitter opposition to this among the Seattle workers, who saw themselves deprived of advantages gained by long years of organization and struggle. But the International Officers of various crafts involved had signed the memorandum creating the Macy Board, and the men, while protesting, and refrained from striking for patriotic reasons, because of the war needs of the country. The Seattle workers maintained that according to the constitution of the various craft unions, the International Officers of the various crafts had no authority thus to bind their locals, without a referendum vote. This was felt all the more keenly as the local crafts had themselves given over their rights to the Metal Trades Council, in order that they might bargain for the entire industry at once, and they felt that power was wrongfully taken from the instrument they had built for their own protection.

For more than a year they continued work, though under constant protest against the fairness of the agreement, to which they constantly stated they had not been a party. Appeal after appeal was made, with no result. While continuing at work, the Seattle shipyard workers established world records in the building of ships. So great was their efficiency that official records state that 26 percent of all ships built for the United States Shipping Board during the war were built in Seattle alone.

After the armistice was signed, and after repeated failure to get relief through appeals, the various crafts of the Metal Trades took a strike vote by referendum. According to the strong conviction of the Seattle unions, in voting on these matters each worker should count as one, no matter in which union he belongs. According to the constitution of the various international organizations and the Metal Trades Department of the American Federation of Labor, however, the vote is counted by crafts, and requires a majority of the crafts represented in order to settle an issue. Thus in Seattle, where the boilermakers and Shipbuilders’ Union is about as large as the other twenty put together, it would have only one vote in twenty-one. The majority of men in the yards might be overwhelmingly one way and the majority of craft unions might be the other way.

In this particular case, however, the majority, counted either way, was in favor of the strike. Ten of the seventeen craft unions declared for the strike, each according to its own constitution, which in some cases required two-thirds, in other cases a three-fourths vote. Of the remaining seven unions, only one failed to secure a majority vote for the strike. In counting the majority of workers the desire for the strike was even more noticeable, since it was precisely in the large unions that the vote went strong for the strike.

The vote was counted on December 10, 1918, and was announced and held by the Metal Trades Council to use whenever they decided the time had come.

Meantime attempts at negotiation were continued. Failing to secure satisfaction, on Thursday evening, January 16, the strike was called to take effect the following Tuesday morning. The Tacoma Metal Trades Council took the same action.

The demands of the men were $8.00 per day for mechanics, $7.00 for specialists of semi-skilled mechanics, $6.00 for helpers with a scale of $5.50 for laborers, eight hours per day, and forty-four hours per week. This demand, however, was not final insofar as the vote was concerned and had there been a compromise offered affecting all men in the yards in the same proportion it would have been necessary to resubmit the vote to the membership for acceptance or rejection.

Many evidences point to the fact that it was the raise in pay for the lower-paid men which was most desired. Many of the skilled men were already getting more than the minimum asked under the new scale. They were, however, strong in their advocacy of the strike on account of the condition of the laborers. It is stated, on many good authorities, that Seattle businessmen, and especially Seattle landlords, had taken occasion to profiteer to a greater degree than in other places along the coast, and that consequently the cost of living in Seattle had increased far above that in Los Angeles and other California points. This bore hardest on the lower paid men.

The Conference Committee which had, conferred with the employers reported that the yard owners were willing to grant an increase to the skilled mechanics but not to the lower paid helpers. The men stood together in their unwillingness to accept such an agreement, regarding this as a bribe to induce the skilled men to desert their brothers. The shipyard workers came out and the yards closed down, making no attempt whatever to run.

Special reference must be made to the attitude of Charles Piez, Director General of the Emergency Fleet Corporation. During war time, while ostensibly admitting the right of the workers to bargain collectively with their employers, he informed the Seattle yard-owners that if they gave in to the demands of their workers, he would not let them have steel.

When the appellate board, which reviewed the decision of the Macy Board, ended in a deadlock, Piez told James Taylor president of the Metal Trades Council and local representative of the Seattle workers with the Macy Board that the men were free to deal directly with their employers. He later confirmed this statement by telegram to Mr. Skinner of Skinner & Eddy Corporation, and in an interview to Mr. Ashmun Brown, published in the Post-Intelligencer of January 24th.

But when the yard-owners and the workers took him at his word and entered into conference, he again threatened the yard-owners, this time with the withdrawal of contracts, in case they changed the wage scale.

This attitude continued throughout the strike. In a most perplexing manner one telegram from Mr. Piez stated that the yard-owners were free to make their own dealings with the men and that he had no power to prevent them: another stated that government contracts would be denied any yards which changed the rate of wages: still another stated that as far as he was concerned the government would not allow, even later, any raise in the war-time wages.

Throughout the strike, he seemed consistent only on one point-- that he would have no dealings whatever with the men until they had returned to work.

SYMPATHETIC STRIKE ASKED FOR
The strike of the shipyard workers occurred on Tuesday morning, January 2 1st. On the following evening, at the meeting of the Central Labor Council, a delegate body composed of representatives from all the unions in the city, including the unions of the Metal Trades, a request was presented from the Metal Trades Council, asking for a General Strike throughout the city, in sympathy with the shipyard workers.

This request was approved by the Central Labor Council and went out to the various unions to vote on, as they hold the final authority in case of a strike of their members. On the following Sunday, a meeting of executive officers of local unions was held which recommended to the Central Labor Council that the General Strike, if it should be favorably voted upon, should be governed by a Strike Committee, composed of three delegates elected from each striking union, and that this General strike Committee should be called to meet on the following Sunday.

By the next Wednesday meeting of the Central Labor Council, so many unions had declared their intention to strike, that the suggestion of the executive officers of unions was accepted and a General Strike Committee called to meet on Sunday morning, February 2nd, at 8 o’clock. This General Strike Committee composed of delegates from 110 unions and the Central Labor Council, held the ultimate authority on all strike matters during the time of the sympathetic strike.

Some of the striking unions
The completeness with which the unions of Seattle voted for the General Strike came as a surprise to many unionists. Union after union sacrificed cherished hopes, “in order to go out with the rest.” The Longshoremen’s Union, in which, after many vicissitudes, the Truckers had at length combined with the Riggers and Stevedores, had just put through a closed-shop agreement for the waterfront of Seattle which was seriously imperiled and in fact, broken down, by their participation in the General strike.

The Street Car Men were 100 per cent organized, after a long and bitter fight which had included a street car strike. They were looking forward at last, at last, after a year of waiting, to some fruit from their labors. Poorly paid, and with long hours, they expected a decision to be handed down from the Supreme Court of the State, and on the very day after the date set for the General Strike, which would assure them a substantial advance in wages. All this seemed to them endangered. Yet a majority of them voted in favor of standing with the rest of labor. And although the Street Car Men were later among the first unions to go back, at the orders of their executive committee and an international officer, yet even the most radical union men, knowing the pressure under which they labored, were inclined to urge:

“Don’t be too hard on those boys: they risked a great deal.” Many weak unions, knowing that they risked their jobs as individuals and their existence as unions, yet took this chance and went out with the rest. Among these were the Hotel Maids, the Cereal and Flour Mill Workers, the Renton Car Builders.

Over against these were the votes of the old and conservative unions, unused to indulging in sympathetic strikes or “in demonstrations.” The most unusual was perhaps the vote of the Typographical Union, a union whose control of its own jobs has been for years so strong that strikes have fallen into disuse in its organization. Yet it gave a majority vote in favor of striking, although its strike was not allowed by its International, as it failed to get the required three fourths votes.

The Musicians’ Union, another conservative union, took two votes. It was almost 5 to 1 against the idea of the General Strike, but 6 to 1 in favor of striking with the rest of organized labor, in case the others decided to go out. In other words, it stood for solidarity even against its own preferences.

The Carpenters’ Union, 131, an old, conservative union, which has become one of the “big businesses” of the city, due to its ownership of a very profitable building, voted for the strike by a majority of “better than 2 to 1. ” “There was no one down there haranguing us, either,” said one of the members. “We wouldn’t have stood for it. We took a secret ballot and decided to strike; and then we put our fate in the hands of the Strike Committee and stuck till the end.”

The Teamsters’ strike is remarkable because of the great pressure under which they labored. It is stated that 800 calls came into their office during the strike, from members of their own and other unions, complaining that fuel had given out and that they could not get any heat on account of the strike of the Teamsters. Many people realized for the first time how this union, which handles the transportation of freight in a modern city, is at the basis of all the city’s activities.

These are only a few of the unions striking; others will be mentioned in connection with activities which they carried on. But these are sufficient to show the great variety of crafts which sank their own interests for the sake of the sympathetic strike in Seattle.

It is interesting to note, in passing, that among the few unions which did not go on strike were various groups of government employees. Workers in the Post Office Department stated on the floor of the Central Labor Council that the regulations were such that they practically faced jail for striking. Thus for the first time, the Labor Movement in Seattle was brought face to face with the fact that government ownership may mean, not greater freedom for the workers but greater rigidity of regulations, and less freedom for the individuals employed than does even private ownership.

ORGANIZING FOR THE STRIKE on
Four days before the strike actually took place; the meetings of the General Strike Committee began. With their first session on Sunday, February 2, 1919, authority over the strike passed from the Central Labor Council, which had sent out the call, and from the Metal Trades Council, which had asked it, and was centered in a committee of over 300 members, elected from 110 local unions and the Central Labor Council, for the express purpose of managing the strike.

The first meeting was called to order at 8:35 in the morning, and continued in session until 9:35 that evening, with short intermissions for meals. From this time on until the close of the strike, there were meetings daily and at almost all hours of day and night, of either this General Strike Committee, or of the Executive Committee of Fifteen to which it delegated some of its authority. The volume of business transacted was tremendous; practically every aspect of the city’s life came before the strike committee for some decision.

A general strike was seen, almost at once, to differ profoundly from any of the particular strikes with which the workers of Seattle were familiar. It was not enough, as some of the hasty enthusiasts declared, to “just walk out.” The strikers were at once brought face to face with the way in which the whole community, including their own families, is inextricably tied together. If life was not to be made unbearable for the strikers themselves, problems of management, of selection and exemption, had to take the place of the much simpler problem of keeping everyone out of work.

The strikers had no quarrel with the city of Seattle or with its inhabitants, of whom they themselves and their families comprised perhaps half. They had no particular quarrel with the city government, and most of them took pride in the municipally owned light and water and garbage systems, the municipal car line and the public port. While they were doubtless deeply touched by that spirit of unrest and desire for a new world which is sweeping the world today, they had no definite revolutionary intentions.

Consequently the problems of what should be done about the water supply, the lighting system, the hospitals, the babies’ milk supply, came before a committee of quiet working people whose stake in all these things was as great as that of any persons in the city and who, while they intended to make a tremendous and solid demonstration of sympathy with their brothers in the shipyards, had at the same time no desire to wreck the city’s life.

They realized that they were undertaking something new in the American labor movement; they were not quite certain where it would lead; but they felt themselves strong enough to handle whatever problems might arise.

The Committee Organizes
To make the problem harder, the General Strike Committee was not, like the Central Labor Council, composed of delegates who had experience in working together. They were a new group, a very large and unwieldy mass of unacquainted individuals, upon whom, almost at once, great and momentous questions descended.

The quantity of business transacted and the businesslike attention to many aspects of complicated questions, is shown in the minutes of the committee, and indicates a much higher level of efficiency and business-like methods that could normally be expected from such a large governing group.

The morning session of the first day was taken up with passing on credentials. Eighty unions, in addition to the 21 unions of the Metal Trades, presented acceptable credentials at this meeting. A few other unions were added later, making 110 in all.

All unions which had voted to strike, or which belonged to a district council which was striking as a unit, were granted three delegates. A few of the officials of the labor movement were granted seats in the meeting by special vote. Several irregular credentials were turned down. The first appearance of the inevitable problem of the relation of the strike to the city authorities occurred when the Garbage Wagon

Drivers asked for permission to explain why they had voted against the strike. They stated that Dr. McBride, the health commissioner of Seattle, had told them that they must take care of the hospitals and sanitariums, subject to penalty under the law. They had not known whether the strike committee would make any exemption in favor of these emergency needs, and so had voted not to strike. Later the Garbage Wagon Drivers’ delegates were seated and certain exemptions were made in the interests of health.

Another fundamental problem which raised its head in this first meeting was the opposition of officers of international unions. The stereotypers stated that one of their international officers was in the city and would probably try to force them back to work. They wanted to know what support the unions of Seattle could give them in case their international officers supplied men to fill their places and otherwise disciplined them. The committee declared that the sympathetic strike would not be called off until the stereotypers were reinstated in any positions lost as the result of striking.

The date on which the strike should be called came in for much discussion, it was finally decided to fix the following Thursday, February 6, at 10 a.m., and to ask Tacoma and Aberdeen to postpone the general strike, which they had ordered, until the time agreed on by Seattle. An executive committee of fifteen was next appointed to work with the metal trades committee in formulating a plan of action, and to present this to the Central Labor Council on the following Wednesday evening. Almost at once other motions made this committee permanent and instructed it to consider all questions of exemption that might arise in the handling of the general strike. The decisions of this committee were at times subject to appeal by the General Strike Committee, but in practice, repeal was not found necessary Committees on publicity, on finance and on tactics were also appointed, and many other minor matters of business were disposed of Among these were the forwarding of a resolution to Washington, D C, demanding the removal of Mr Piez of the shipping board, and the adoption of a resolution that no officer or committeeman should receive any salary during the strike.

Just at the close of the meeting two slogans were suggested. “We have nothing to lose but our chains and a whole world to gain” was rejected in favor of “Together We Win.” The unions of Seattle were declaring in favor of labor’s solidarity; they were not declaring in favor of the well known phrases of the class war.

Executive Committee Organizes
Even while the first meeting of the General Strike Committee was going on, the newly appointed Executive Committee of Fifteen met and prepared for business. Brother Nauman, of the Hoisting Engineers, was elected chairman, and Brother Egan, of the Barbers, secretary. Three subcommittees were appointed to consider exemptions from the general strike order, under three main heads: Construction, Transportation, and Provisions.

Committees on miscellaneous exemptions, on grievances and on general welfare were also appointed.

The Cooks Union reported at this time that their arrangements for feeding the strikers and the public were well under way. The executive committee decided upon daily meetings. As a matter of fact, so many and so important were the matters brought before them that they found themselves compelled to meet more than once a day.

First Exemption Granted
On the following day, Monday, the Committee of Fifteen met again. Before them came a delegation from the Firemen’s Local 27, whom they had requested to appear. After some discussion the committee requested the firemen to stay on the job. This was the first exemption granted in the strike. It was followed by many more.

The transportation subcommittee was instructed to arrange for the necessary forms of permit and signs to designate the autos and trucks used by organized labor in carrying on the necessary activities of the strike. Here again the necessity of exemption was recognized.

C.R. Case, head of the department of streets of the city of Seattle, was the first department head to appear before the committee to state city needs. He pointed out the fact that the water supply of Queen Anne Hill and West Seattle depended on electrical help from the City Light and Power. He also stated that large quantities of food in cold storage would spoil if the power system did not run, and that without the street lights the city would be a prey to lawlessness and disorder and thuggery. He mentioned the needs of gas in hospitals and laboratories, and the need of transportation for the various city institutions.

The ‘Committee of Fifteen’ realized what they were facing, if a strike were carried through without exemptions. They appointed a special hour on the following day at which they requested heads of city departments to appear and state their needs, and they expressed as the sense of the committee that they cooperate with these heads in every way possible.

Organization of Laundry Workers
One of the neatest little bits of team work between four different organizations came up for approval at this first meeting of the executive committee of 15. The Laundry Drivers’ Union had at first voted not to strike, but later changed their vote. They had a great deal to lose in any strike, as they had built up laundry routes with much patience and the effort of many years. They were working under an agreement with the Laundrymen’s Club, the organization of laundry owners.

There was also in Seattle a Mutual Laundry, owned by organized labor, and the question of its operation came to the fore. After consultation between the laundry drivers and inside laundry workers, it was proposed that hospital laundry only should be handled; that a certain number of wagons should be exempted and furnished with signs and permits to serve the hospitals; that one laundry should be agreed on as the one best qualified to handle hospital laundry and should be allowed to operate under a permit, with a sign, “Hospital Laundry Only, by Order of General Strike Committee.” This laundry should not be the Mutual Laundry, which did not care to handle hospital work.

The laundry workers served notice to their employers to take no more laundry, as it could not be finished, and then requested the Committee of Fifteen to allow them to work a few hours past the time of the calling of the strike, in order that the clothes already in the plants should not mildew from dampness.

A note from the Laundry Owners Club, accepting the Washington Laundry as the one to be exempted, was also submitted, together with the rest of the requests from the laundry drivers and laundry workers. It was a well-thought out program, indicating complete agreement with the entire laundry industry, and it was accepted by the Committee of Fifteen.

The Problem of the Butchers
The meat cutters presented an entirely different problem from that of the laundries. Ir of a complete organization of the industry, they had a small and struggling union, organized in a few shops, but unable to gain an entrance into some of the big markets which were controlled by the representatives of the packers.

If they should strike, and withdraw their men from the little shops, which had dealt fairly with the union, were they not penalizing their friends and strengthening their enemies whose non-union shops would be running full blast?

The somewhat original and interesting solution proposed by the Committee of Fifteen was that that the meat cutters should strike with the rest of labor, and should then contribute their time without charge to supply the public with meat through certain specified union shops, demanding only that the saving of their wages be deducted from the cost of meat. In the end, the strike of the meat cutters was incomplete, due to the handicap they labored under.

Law and Order Committee
By Tuesday noon, still two days before the strike, the need of a law and order committee was felt to be pressing, and the Committee of Fifteen appointed a committee of three to handle this matter. An advertisement was placed in the Union Record asking that labor union men who had seen service in the United States army or navy come to a meeting to discuss important strike work. This was the beginning of the famous Labor’s War Veteran Guards, who did such splendid service in preserving order during the strike.

Demands for Exemptions
Demands for exemptions came in thick and fast on Tuesday, now that the strike was actually looming near. The proposed meeting with heads of city departments never came off, but requests from several public officials came in formally for exemptions. These were referred to their appropriate committees, considered, returned with recommendations, and either granted or rejected. In some cases a conditional grant led the Committee of Fifteen into the position of actually prescribing the conduct of certain lines of activity. Here are a few selections from Tuesday’s minutes:

“King County commissioners ask for exemption of janitors to care for City-County building. Not granted.”

“F.A. Rust asks for janitors for Labor Temple. Not granted. (The committee was playing no favorites: it is worth noting, however, that a few days later, when the Co-operative Market asked for additional janitor help because of the large amounts of food handles for the strikers’ kitchens, their request was allowed.)

“Teamsters’ Union asks permission to carry oil for Swedish hospital during strike. Referred to transportation committee. Approved.”

“Port of Seattle asks to be allowed men to load a governmental vessel, pointing out that no private profits are involved and that an emergency exists. Granted.” (Note: This was on a later date.)

“Garbage Wagon Drivers ask for instructions. Referred to public welfare committee, which recommends that such garbage as tends to create an epidemic of disease be collected, but no ashes or papers. Garbage wagons were seen on the streets after this with the sign, ‘Exempt by Strike Committee.”

Drug Stores—Prescriptions Only

“The retail drug clerks sent in statement of the health needs of the city. Referred to public welfare committee, which recommends that prescription counters only be left open, and that in front of every drug store which is thus allowed to open a sign be placed with the words, ‘No goods sold during general strike, Orders for prescriptions only will be filled. Signed by general strike committee.’

“Communication from House of Good Sheperd. Permission granted by transportation committee to haul food and provisions only.”

This is by no means all the business that came before the Committee of Fifteen in a single afternoon. An appointment of a committee of relief to look after destitute homes, the creation of a publicity bureau, an order that watchmen stay on the job until further notice, and many other matters were dealt with and after this eventful afternoon there followed a night meeting at 10 p.m.

To Fix an End for the Strike
Should a final limit be fixed to the general strike? Or should it start to end--no one knew where? This as the question discussed on Tuesday evening by the executive meeting. Many of the older members of the labor movement frankly dreaded the general strike. They saw in it even such possibilities as the complete disruption of Seattle’s labor movement. They urged that a definite time limit be fixed to the sympathetic strike, with the threat to repeat it unless action was secured on, the difficulties of the Metal Trades. Foremost among those urging this limit was James Duncan, secretary of the Central Labor Council, and F. B. Ault, editor of the Union Record.

The executive committee of the Metal Trades was at first reported as having approved such a time limit, but after they had conferred with their general conference committee, which refused to agree to the proposal, the Metal Trades Council sent word shortly after midnight that they had no request to make. They also stated that the mine workers of the state would be asked to strike and that the State Federation of Labor would be requested to co-operate with the strike.

The move to fix a time limit to the sympathetic strike consequently failed.

Take Over Printing Plant
On Wednesday the same grist of requests for exemptions and for directions came before the Committee of Fifteen. The Trade Printery asked for exemption on the ground that it was printed material needed by the various unions. The request was denied, and the Trade Printery was asked instead to turn over its plant to the strike committee, to be run by printers giving their services. To this the Trade Printery agreed.

The day before this offer was made the Equity Printing Co. offered to put its plant at the disposal of the strike committee, volunteering free labor. This offer was favorably considered by a sub-committee, but rejected by the Committee of Fifteen.

The auto drivers were given permission to carry “mail only” on the Des Moines road. They were also allowed to answer emergency calls for hospitals and funerals, provided those calls came through the Auto Drivers’ Union.

Ministers Appeal
The Ministerial Federation sent representatives to see the Committee of Fifteen on this day. After submitting the resolutions which they had already sent to Mr. Piez and Woodrow Wilson as evidence of their sympathy with labor’s cause, they formally requested postponement of the general strike for one week to give a chance for peaceful settlement. They were given a rising vote of thanks for their interest, but their request was not granted. The telephone girls were requested to stay on the job temporarily.

The school janitors’ request to remain on the job was refused, and they ware referred to the Engineers’ Union, which on the following Saturday allowed them to return. Bake ovens at Davidson’s bakery were allowed to operate, all wages to go into the general strike fund. This was the usual policy adopted when union men were allowed to work for private employers in a matter of public emergency.

The question of city light
The eventful Thursday drew near. One most important matter was still unsettled--the question of city light. At the request of the Committee of Fifteen, Mayor Hanson came to the Labor Temple to a night meeting for conference on the subject. The meeting convened shortly before midnight, and the mayor arrived after midnight, remaining until 3:30 in the morning of Thursday.

The electrical workers had voted to strike without exemptions. On the day before the strike an interview purporting to be from Leon Green, their business agent, appeared in the morning paper, announcing that not a single light would burn in Seattle, and that the telephone system, the newspapers and every enterprise depending on juice” would cease to run.

“No Exemptions”
To the question, “How about hospitals, where people may die for want of light,” Green was stated to have replied, “No exemptions.” The same answer was made to the question of the automatic fire alarm system. More than any other one event during the entire strike, this front page report of Green’s intentions aroused both fear and resentment, not only among outsiders, but within the ranks of organized labor as well.

The mayor, who had previously taken no sides, announced that city light should run, even if he had to bring in soldiers to run it. Appeals were made to the public for volunteers to run the city light plant. And meanwhile the general public, uncertain of the outcome, laid in supplies of oil lamps and candles.

The electricians took the ground that a complete tie-up would shorten the duration of the strike. In answer to this the city authorities stated that the shutting down of city power would shut off the water supply in West Seattle and on Queen Anne Hill; would mean the spoiling of large quantities of food in the cold storage warehouses, while the darkening of the streets would inevitably lead to disorder, and the shutting off of lights from the hospitals might mean many deaths.

All committees much concerned
The various committees dealing with the strike were all deeply concerned. The Committee of Fifteen requested the electricians to allow enough electricity to operate the fire alarm system; they also appointed a committee of three to formulate a solution of the electrical supply problem, and called for a late night meeting to make final decision.

At the same time the conference committee of the Metal Trades, charged with the conduct of the original strike of the shipyard workers, called into conference the three men who been appointed by the electrical workers to handle their part in the strike. At first the committee of electrical workers stood firm for a complete shut-down, but when it was evident that the representatives of the Metal Trades were much opposed, they finally consented to allow exemptions if a committee on exemptions could be installed in the city light plant, with authority to state what parts of the system should be allowed to run.

First Conference with the Mayor
At this point A. E. Miller, chairman of the conference committee, called up Mayor Hanson on the telephone and asked him to join the conference. The mayor came over at once to the Collins building and announced that city light and city water should not be interfered with. He refused to recognize any committee on exemptions, but finally, after a long discussion, consented to meet with such a committee and take up with them, section by section, the various parts of the lighting system, in an effort to prove to them that no part of the system should be shut down. A committee of three went over to the mayor’s office, but a deadlock occurred at once on the question of street lighting, which the committee of three refused to allow.

Upon this the Engineer’s Union announced to the mayor that if the electricians left they would operate enough of the plant to supply hospitals and other public needs.

Midnight Meeting With Mayor
All the various pieces of consultation and planning on the subject of city light, which had started spontaneously in different quarters as soon a the Green interview appeared in the paper, came to a head in the midnight session of the Committee of Fifteen, called the night before the strike at the Labor Temple. The subject under consideration had been recognized all day as the most serious problem which had yet arisen, involving questions of relations with the city government, as well as the relations between individual unions and the general strike committee. In addition to the Committee of Fifteen, representatives of the electrical workers, the engineers and the conference committee of the Metal Trades were present.

The mayor, invited at a late hour by telephone, appeared shortly after midnight, and reiterated his statement that city water and city light must run. He said that he would prefer to run them with the union men, but that he would run them with soldiers from Camp Lewis or Bremerton if necessary. He added that he did not care about the other public utilities. The car line was not essential; in fact, he might even have the men given a lay-off so that they would not lose their civil service rating. But light and water, he stated, were needed for public health and public peace.

The mayor finally left at 3:30, and the Committee of Fifteen voted, after his withdrawal, to order the electricians back to run the city light plant, with the exception of the commercial service. A committee was appointed to announce this decision to the mayor, who, when called on the telephone, said he would be in his office at 8:30 in the morning.

In the end the city light plant ran without interruption, as far as was apparent to the citizens of Seattle. A month after the strike a member of the strike committee of the electrical workers, when asked how this happened, made the following statement: “The matter of city light was a bluff between Green and Hanson. We had the operators in the sub station only partially organized and could not have called them off if we had wanted to. We could and did call out the line men and meter men, who responded. But their absence made little immediate difference, and they went back before the strike was called off.

The engineers were in a better position than we to close down city light, but this they declined to do, and only called off their men after it was sure that the city light could run anyway.”

It was perhaps a rather inglorious explanation of a matter which caused so vital a stir. But, however much bluffing entered into it, a few facts stand out as interesting. First, that the executive committee of the strike, believing that it had the power to shut down city light, ordered that all city lights should run except the commercial power. This is important because it shows the temper of mind in the executive committee. Second, that up to the time when the strike was actually in full swing, Mayor Hanson was not the “revolution quelling strong man” that he has been announced as since, but a worried and busy mayor, not sufficiently familiar with the details of his light plant to call Green’s bluff and endeavoring for many hours in midnight session to argue the strike committee into saving city light from serious inconvenience. It is perhaps not so thrilling a picture, but it is a more human one.

On Thursday at 10a.m.
The strike had been called for Thursday at 10 a.m. At that hour the street cars began to pull for the barns, the workers all over the town left their tasks, and the strike was on. Some crafts had stopped before the hour set. The cooks had been on strike all the morning, and were working hard preparing food for the strikers’ kitchens.

According to the business press of the city, Seattle was “prostrate. According to an admission in the morning paper, “not a wheel turned in any of the industries employing organized labor or in many others which did not employ organized labor.”

Regular A.F. of L. Strike
Some 60,000 men were out on strike. The strike was called, organized and carried through by the regular unions of the American Federation of Labor, acting regularly by votes of the rank and file. It was a strike in the calling and conduct of which, contrary to statements made widely throughout the country, no I.W.W. had any part.

Yet the strike affected more organizations than those in the American Federation of Labor. Organizations of the I.W.W. also struck at once, and sent word that if any of their members proved unruly, they themselves would put them out of town and keep them out; as they intended to show the A. F. of L. that they could co operate in a strike without causing disorder. Since no disorder of any kind occurred in Seattle in connection with the strike, it will be seen that they were as good as their word.

Japanese Strike
Among the other organizations striking were the Japanese barbers and restaurant workers. In fact, all the Japanese section of the city was closed up tight and remained closed. The response of the Japanese workers added greatly to the good feeling between them and the American workers, and they were invited to send delegates to the general strike committee, but without vote.

As has been said, the strike was from the beginning to the end under the firm control of duty elected representatives of regular AFL unions, and any other organizations which had also struck had no voice or vote in its conduct.

Many Individual Strikers
How many individuals, unconnected with any organizations, struck just out of a feeling of fellowship for labor will never be known. But there were many of them. In the nature of the case, word is only heard of a few, an elevator boy in an office building of conservative business men, two laborers working for a landscape gardener, and hundreds of other sporadic cases of this type occurred. Persons of this kind had not even a union to protect them in securing their jobs again, yet they struck out of a feeling of sympathy, and a desire to be “a part of the general strike of Seattle’s labor movement.”

Second Meeting of General Strike Committee
Two hours after the strike began the general strike committee held its second full meeting, Thursday at noon. An avalanche of business descended upon it. For three and a half days the Executive Committee of Fifteen had been the authority in strike matters. Now at last the strike was on and the general committee met to survey its handiwork. The greater part of the first session was devoted to attempting to unwind the tangles of the city light situation, which is elsewhere described.

Exemptions Referred to Executive Committee
The regular grist of request for exemptions began to the general committee to come in to the general committee, but was soon found to be too burdensome for so large a body to deal with. It was finally directed that all exemptions should go first to the Committee of Fifteen.

A few typical instances of the type of exemption asked for from the general strike committee are as follows:

Seattle Renton Southern asks permission for transportation in carrying mail. All motions made on this were tabled. Co-operative Market says that the milk supply is short, and the farmers have offered to deliver it if permission is granted. This was referred to the joint council of teamsters. The longshoremen ask permission to handle government mails, customs and baggage. Permission is given for the mails and customs. The postal clerks ask that enough taxi company’s cars be exempted to give them transportation over the city. This was refused. The icemen ask for exemption in transporting ice to hospitals and drug stores. This was referred to the joint council of teamsters.

Meanwhile words of greeting and help came from nearby towns. Tacoma had called her strike at the same time as Seattle. Various unions in Renton also struck. Everett sent a d to state that if any work was sent to Everett from Seattle, they would call out their men. The mine workers from Taylor offered financial assistance.

The Renton mine workers, being affiliated with the Seattle Central Labor Council, struck. Other organizations of mine workers sent good wishes and the statement that they stood ready to strike if the movement was made statewide.

Meanwhile the Committee of Fifteen had been called upon for additional minor exemptions. They granted permission to the street car men to appoint six of their watchmen for the car barns. They gave permits to the plumbers and steamfitters for seven men to act in emergencies only under the direction of the Plumbers’ Union. These details are of particular interest in showing the closeness with which the city was tied up, and the inevitable result in placing power in the hands of the strike committee over many aspects of the city’s life.

I. W. W. Cards Recognized for Meals
On Friday morning a new issue came before the general strike committee. A committee from the Transport Workers, an I.W.W. organization, appeared to protest because their “red cards” were not recognized at the strikers’ commissaries. At these eating houses the general public paid 35 cents, while men with union cards were admitted for 25 cents. The general strike committee voted that all union cards, regardless of affiliation, should be recognized in the eating places.

This instance of a tendency to cut across the barriers that existed before the strike also came out in discussion concerning the Japanese workers, who had struck in unison with the Americans. After much discussion between those who wished to offer the Japanese full representation on the general strike committee and those who wished only to send a committee to confer with them, it was finally decided to invite them to have seats in the general strike committee, but without vote.

The Mayor Makes Demands
Twenty-four hours after the strike began came the pre-emptory demand of the mayor that the strike be called off. It was perhaps the very completeness and success of the strike, together with the alarm of the business men that brought him to take this aggressive attitude.

At all events, Mayor Hanson, who 36 hours before had spent long hours conferring with the Committee of Fifteen regarding the city light, suddenly adopted a different position. He issued a proclamation to the people announcing that he had plenty of soldiers to maintain order; he sent word out by the United Press throughout the country that he was putting down an attempted Bolshevik revolution. And he sent word to the general strike committee that he wished at once to see their representatives.

To these represent he declared that unless the strike was at once called off he would reopen all industries, using soldiers and declaring martial law if necessary. The time first fixed by the Mayor was Friday at noon, but as it was noon before his communication finally reached the general strike committee he deferred the hour till 8 o’clock Saturday morning.

Already there were members of the committee who had been from the beginning in favor of a limited strike. But, according to the statements of committee members, this action of the mayor’s solidified resistance. This view of the mayor’s intrusion was given by Ben Nauman the following Wednesday at the Central Labor Council:

“Ole attempted to call the strike off at noon of Friday, and said that if we didn’t do it he’d declare martial law. Then he said that unless we declared the strike off Saturday morning he’d declare martial law. We didn’t declare it off, and Ole didn’t declare martial law. Finally, he made many of the members of the committee so mad we couldn’t declare it off ourselves.”

THE STRIKE CALLED OFF
The picture of the calling off of the strike given by Mayor Hanson to the press of the country was dramatic enough. It is significant that it was not printed in the press of Seattle; it was not for “home consumption.”

According to the accounts that went around the country, “the Central Labor Council, which is composed of the heads of the various unions, is controlled by the radicals. Labor tried to run everything.

“We refused to ask exemptions from any one. The seat of government is at the City Hall. We organized 1,000 extra police, armed with rifles and shotguns, and told them to shoot on sight anyone causing disorder. We got ready for business. “I issued a proclamation that all life and property would be protected; that all business should go on as usual. And this morning our municipal street cars, light, power plants, water, etc., were running full blast. “There was an attempted revolution. It never got to first base.”

Lost His Head
This was the account of the Seattle strike sent out by the mayor of Seattle. Later, the president of the Port of Seattle said of Mayor Hanson, in a speech in Washington: “He is a pretty good fellow, and a mighty good advertiser. But he lost his head completely. He spent $50,000 of the taxpayers’ money for extra policemen which were never needed. Tacoma spent no money and Tacoma had no trouble.”

How the Mayor Shifted His Ground
It was not until the second day of the strike that Mayor Hanson under the pressure of business men finally took sides against the strikers. Two days before the strike he took James Duncan, secretary of the Central Labor Council, and Charles Doyle, its business agent, out to lunch at Rippe’s Cafe, paid for the dinner, and talked over the coming strike in a most friendly manner.

“Now boys,” he said, “I want my streetlights and my water, and the hospitals. That’s all. I don’t care about the car line or the other departments.” Perhaps it was the very completeness of the strike, or perhaps the pressure from meetings of business men. Or perhaps the tilt with Green over city light had angered and unnerved him. At any event, on Friday morning he issued a proclamation to the citizens, announcing that he had 1500 policemen and 1500 soldiers and calling upon the citizens to go about their business as usual.

He also called up James Duncan and said that the strike must close by noon. When Mr. Duncan replied that this was impossible, he asked that the Executive Committee of the Strike should come to his office at once. He was told that this message would be transmitted but that the committee was very busy and might be unable to come as a body.

The Executive Committee sent a sub-committee of six members to confer with the mayor. The mayor urged them to call off the strike, saying that if the matter could be settled locally they had won “hands down,” but that Mr. Piez must be seen, and that “that group” had already double-crossed the city and were probably double-crossing the shipyard workers. He offered that if the strike were at once called off, to “lock up his desk and go to Washington with them, to try to get the wages of the lower paid men raised,” a demand which he declared to be just.

In case the strike was not called off, he threatened martial law. The committee replied that they were not afraid of martial law, and if that was the mayor’s next card, they had still other cards themselves. The gas workers had n been ordered out, and the mine workers of the state were ready to go out.

“If you want the strike to spread, declare martial law,” they said. “And furthermore, you don’t know how the boys in Camp Lewis will stand on the question of strikebreaking.”

“By G-, said the mayor, “if they are not loyal I want to know it.”

“If you want to see the streets of Seattle run with blood to satisfy your curiosity about loyalty, we don’t” replied Mr. Duncan.

The committee suggested that if they could meet with representatives of the Conciliation Board, the latter might be able to present some offer that they could make to the men as a reason for going back. Consequently the mayor called J. W. Spangler, a banker, and Rev. M. A. Matthews, down to the office, as representing a group of business and civic organizations.

Mr. Spangler said that he must report to “his people;” a further conference was then set for 8 o’clock in the evening.

Tone Seems Changed
When Mr. Spangler returned that evening, his tone had changed. Whereas in the afternoon he had called the labor men by their first names, he was now very short, stating that “his people” took the stand that this was a revolution and they would not deal with revolutionists. He admitted that he himself was “not fooled” and did not consider it a revolution, but that “his people” did; and that they refused to dicker in any way until the strike was called off.

“That’s final, is it, Spangler?” said Hanson, and on being told that it was he said to the Strikers committee: “Then that’s all there is to it, boys.”

From this time on the mayor definitely sided against the strikers. He threatened martial law; he issued his statement to the press of the country branding the strike a revolution. The interpretation of his action given by the strikers since that time has been that he tried, like a good politician, to play both sides, but when it became necessary to choose, he sided with the business group. After the strike was over, when employees of the city were being penalized for having taken part in it, and when officials of the Central Labor Council went to the mayor to intercede men, he remarked:

“You think we couldn’t run an open shop town here if we wanted to,” clearly indicating that he had dropped his attitude of conciliation toward the Seattle labor movement for one of hostility.

The Fateful Saturday Morning
Many striking inaccuracies occur in the announcement made to the press of the country by Mayor Hanson. “We refused to ask exemptions from anyone” he proclaimed. The fact was that he had been conferring regarding exemptions for several days.

“I issued a proclamation and this morning all our municipal street cars, light, power plant, water, etc., were running full blast.” The only effect of the mayor’s proclamation was that seven cars began to run on the Municipal car line.

The water, power and lights had been running from the beginning. On Saturday morning, the time when the mayor called upon business to resume under his protection, business simply did not resume.

The main car lines of the city were not running. A picture taken of Second and Pike streets, one of the busiest corners of the city, at 9 o’clock on Saturday morning, shows a deserted city. Teamsters, trucks and autos were absent. The restaurants were closed.

What Did Stop the Strike?
What did stop the strike, then, if the mayor’s proclamation had so little effect? Pressure from international officers of unions, from executive committees of unions, from the “leaders” in the labor movement, even from those very leaders who are still called “Bolsheviki” by the undiscriminating press and, added to all these, the pressure upon the workers themselves, not of the loss of their own jobs, but of living in a city so tightly closed.

Saturday morning at 8 o’clock, the hour specified by the mayor for the reopening of industry, saw the General Strike still in full swing. The strike committees were still discussing exemptions, and sending delegates to other cities to explain the strike and ask for support.

But the Executive Committee of Fifteen was seriously considering a resolution for calling off the strike. It was realized that in some form or other the city would have to resume some activity soon. On Saturday afternoon this committee brought in to the General Strike Committee resolution fixing Saturday night as the close of the strike. This had been passed by a vote of 13 to I in the Executive Committee, one member being absent and one voting against it.

The resolution follows:

WHEREAS; the unparalleled autocratic attitude of Charles E. Piez, General Manager of the Emergency Fleet Corporation, in refusing to permit the shipyard ?! and employees of this community to enter into a mutually sati agreement as to wag and working conditions (which would not add to the government cost one penny) so aroused the indignation of all unionists in Seattle as to cause them to express that indignation through the medium of a general strike; and

WHEREAS; it has been recognized that the objectives of such a strike would be extremely limited and consequently no good could be accomplished by continuing such a strike indefinitely; and

WHEREAS; on the 7th day of February, 1919, the Executive Strike Committee was in session deliberating upon the advisability of calling off said strike on the ground that its object had been fully attained through the unprecedented demonstration of solidarity and the encouragement to the workers in other ship building centers to further co-operate; and

WHEREAS; the ill-advised, hysterical and inexcusable proclamation of Mayor Ole Hanson tremendously embarrassed the committee in carrying out its plans, by reason of the fact that it suggested coercion; and WHEREAS; martial law having been suggested and threats made to throw the military forces of this nation in the balance on the side of the employing interests; and

WHEREAS; thirty thousand shipyard workers have been on strike for a period of sixteen days, and sixty-five-thousand workers have been on strike for a period of three days without so much as a fist fight or any other minor disturbance; now, therefore be it

RESOLVED; that we recommend that the Executive Committee for the general strike, recommend that the general strike, excepting the shipyard workers, be called off at 12 midnight, Saturday, February 8, with the understanding that all persons, who went on strike return to their former positions, holding themselves in readiness to respond to another call from the General Strike Committee in case of failure to secure a satisfactory agreement of the Metal Trades’ demands within a reasonable length of time; and, be it further

RESOLVED; that Organized Labor of this community express to the Mayor, anti all others, its deep regret at the action taken, and announce as law abiding citizens they have no fear of martial law or any other acts of intimidation used by those pr to represent the public, but who in reality are representing anyone class; and further be it

RESOLVED; that we take this opportunity of expressing to the strikers our deep appreciation and admiration for the splendid spirit and order maintained under the most trying and aggravating circumstances.

Not Yet Ready to Quit
All afternoon and all night the discussion raged in the General Strike Committee. Many of the most prominent men of the labor movement, including the persons who have since been denounced by Mayor Hanson as “leaders of revolution” argued most strongly in favor of ending the Strike.

In spite of their arguments, however, after a discussion which lasted until 4:12 in the morning, the voting of the General Strike Committee showed such an overwhelming defeat of the resolution that it was unanimously decided to continue the strike. It was obvious that the Executive Committee of Fifteen and the old-timers in the labor movement were more cautious than the larger committee just elected from the rank and file.

But the break had already begun to appear. Whether the recommendation of the Committee of Fifteen was merely a wise forecast of what was about to happen, or whether their action and the uncertainty about the closing of the strike gave encouragement to the thought of returning, by Monday morning, when the General Strike Committee again met, several unions had gone back to work, under orders from international officers or from their own executive committees, in many cases hastily called and without full attendance. In no case is it recorded that this return was taken by the rank and file.

Most important of these unions were the Street Car Men and the Teamsters. The former reported that they had returned by order of their Executive Committee on recommendation of an international officer, but that they would come out again if called by the General Strike Committee.

The Teamsters had also returned on recommendation of the joint Council of Teamsters, but the rank and file had called another meeting for Monday afternoon at which it was predicted that they would go out on strike again.

An incident in connection with the return of the Teamsters to work is enlightening, as it shows what results may happen through a minor personal friction. On Sunday evening Auditor Briggs, international officer of the Teamsters’ Union, appeared before the Committee of Fifteen and stated that he had tried to gain the floor both in the Central Labor Council and at the General Strike Committee and had been denied admission. He stated that it was as a result of this attitude toward him (an A.F. of L. representative and international officer) by the persons responsible for the strike that he had ordered the teamsters back, and that he might have acted differently if he had been treated by these bodies as the Committee of Fifteen had treated him.

Roll Call on Monday Shows Some Missing
A few other scattering unions were found missing from their places when the General Strike Committee met on Monday morning. The Barbers had gone back, instructed thereto by a meeting of their Executive Committee.

At this meeting a member of the Lady Barbers was also present, arriving late, and through this fact some confusion arose, a few of the Lady Barbers going back to work without the knowledge of their officers. The majority, however, led by their own Executive Committee, remained out.

As a matter of fact all the women’s unions showed a strong feeling of loyalty toward the strike, many of them outlasting the men of the same craft.

The Stereotypers were also back at work, reporting that they had been under severe pressure from their international officers, but had only gone back on the report made to them on Saturday night, that the strike was being called off.

The Auto Drivers, Bill Posters, Ice Cream Drivers, and Milk Drivers were not present and were reported as having returned to work. Some of these Organizations belonged to the Joint Council of Teamsters and were included in the general order that was issued by that body.

It was reported that the newsboys had been ordered back by a small meeting of their Executive Committee, at which not even a quorum was present, but that they were holding a general union meeting that evening to settle the question. All other unions were still out on strike and many of them voted enthusiastically to remain “to the last ditch.”

A few unions, while sticking to the strike, reported that it might involve them in great hardship. The Sailors’ Union for instance, felt that by striking they were placing the Seaman in jeopardy. The Hotel Maids stated that, since they were a small union with much competition from non-union girls, they stood to lose their jobs.

At the end of the Monday morning session the Executive Committee of fifteen again submitted a revised resolution, calling for all unions which had returned to work to go out on strike again, in order that all might return in a body the following day, Tuesday at noon. The resolution was passed almost at once by the General Strike Committee. The voting was confined to the “allies” or sympathetic strikers, the shipyard workers not being granted a voice.

The text of the resolution was as follows:

a

WHEREAS, this strike committee now assembles in the midst of the general understanding of the true status of the general strike; and

WHEREAS, the Executive Committee is sufficiently satisfied that regardless of the ultimate action that the rank and file would take, the said committee is convinced that the rank and file did stand pat, and the stampede to return to work was not on the part of the rank and file, but rather on the part of their leaders.

(However, be it understood that this committee does not question the honesty of any of the representatives of the general movement.) Therefore, be it

RESOLVED, that the following action become effective at once, February 10, 1919:

That this strike committee advise all affiliated unions that have taken action to return their men to work, that said unions shall again call their men to respond immediately to the call of the rank and file until 12 noon February 11, 1919, and to then call this strike at a successful termination, and if developments should then make it necessary that the strike be continued, that further action should be referred to the rank and file exclusively.

In the evening the Teamsters reported that a meeting of the rank and file had unanimously voted to strike, again till Tuesday noon in accordance with the recommendation of the General Strike Committee.

It was generally expected that the Street Car men would also strike again, since they had reported on Sunday to the Committee of Fifteen that their Executive Committee had full power to call them out again, if it seemed needed in the interests of solidarity, and since they had reported on Monday to the General Strike Committee that they would go out again if called to do so by the General Strike Committee. It took, however, some hours to summon a meeting of the Street Car Men’s Executive Committee, who were at work; and when they were called together, they stated that a meeting of the men to decide on the matter could not be held in time. Consequently the street car men did not come out again.

The meeting of Newsboys took a vote and decided to remain on strike till Tuesday noon. So also did the meeting of Auto Drivers.

It will be noticed that all cases in which the unions voted on the question were decided in favor of the request of the General Strike Committee, while all in which the Executive Committees or the International officers took action, were decided against the General Strike Committee.

This fact was apparent from the beginning of the strike to its close that it was not a strike engineered by leaders, but one voted for, carried on, and kept up by that part of the rank and file that attends union meetings or takes part in referendum votes. The influence of recognized “leaders” was in every case on the side of greater caution and conservatism than was actually displayed.

CONSTRUCTIVE ACTIVITIES OF STRIKE: FEEDING THE PEOPLE
Among the pieces of constructive organization carried on during the general strike was the supplying of milk to babies by the milk wagon drivers’ union, the handling of hospital laundry by joint agreement between the laundry drivers, laundry workers, and laundry men; the feeding of strikers and many of the general public by the provision trades, and the maintaining of public peace by the Labor War Veteran Guard.

Milk Stations for Babies
The arrangements made by the laundry drivers and laundry workers for handling hospital laundry are related elsewhere. The milk wagon drivers at first attempted to make a similar type of agreement with the milk dealers or dairy owners. They worked out a plan for neighborhood milk stations all over the city, and for downtown depot stations from which delivery might be made to hospitals.

This plan was submitted to the employers. It was soon felt by the union that the employers were attempting to direct the operation of the plan in such a way as to gain credit themselves in relieving the milk situation of the city. Furthermore, the plan of the employers involved opening of downtown dairies only, which the union believed would leave thousand babies, and especially of th classes, unable to get milk.

The milk wagon drivers’ union therefore withdrew from the attempt to work together with the employers and established through their own organization 35 neighborhood milk stations all over the city. The employers meantime combined together and operated one pasteurizing plant at which they themselves did the work, and from which they distributed milk to the various dairies in the city. For this distribution they applied for exemption of one truck, and the milk wagon drivers’ union endorsed their request to the general strike committee. The hospitals were required to come to these dairies for their supply of milk.

Arranged all Over Town
The dairies thus supplied by the milk dealers were only eleven in number, so located that it would have been impossible for the mothers of Seattle to secure milk unless they owned automobiles. The milk Wagon drivers therefore chose 35 locations properly spaced throughout the city, secured the use of space in stores, and proceeded to set up neighborhood milk stations.

The stations were announced as open from 9 to 2, but the milk was always gone before noon. The amount handled increased as the days went on until about 3,000 gallons were handled in the various stations. The first day the supply ran noticeably short, especially in some parts of town, but by the third day of the strike the irregularities were ironed out and the supply was more adjusted to the need.

The milk was brought into town by the small private dairymen, whose dairies were near the city and had consequently been thoroughly inspected by the board of health, it was raw milk, pure, and authorized for babies. Each dairyman was given the address of a different milk station and made his deliveries direct. The over-supply at some and the under-supply at others was changed the second day by a small amount of delivery handled by the milk drivers’ union between stations.

Union Loses Money
The men at the stations gave their services free, and as a result the union stood to make a small profit on their activities in spite of the loss in efficiency which always occurs when a new system is put into effect.

But this gain was more than offset by heavy losses in connection with the supply of milk to the strikers’ eating places. The estimate of the number of people who would have to be fed was much heavier than the number of those who actually came, some 3,000 gallons of milk ordered for these kitchens was never required, and as the milk drivers’ union had contacted for this with the farmers they stood the loss. The milk came from farms and could not have been transferred to the milk stations, because it was un-inspected and not usable for babies. A loss of $700 was therefore sustained by the milk wagon drivers’ union as part of their contribution toward m an emergency in the city of Seattle.

The union has, however, gained in an understanding of the milk problems of a large city, and in ability to do the teamwork of co operation whenever, in the inevitable development of industry, t is seen desirable to handle the milk of the city as a co-operative unit.

Feeding the Strikers
The heaviest and most complicated job of organization fell to the provision trades, charged with feeding the strikers and such members of the general public as desired to patronize the strikers’ commissaries.

The restaurants of Seattle are almost 100 per cent organized. When the vote of the cooks and assistants, the waiters and waitresses threatened to close them down the restaurant owners took the matter philosophically. Many of them offered their kitchens to the cooks for the preparation of food for the strikers and some offered their entire establishments to the unions for the duration of the strike.

It was realized that the feeding of people through a few large restaurants would be much simpler and less expensive than feeding them in specially arranged halls. But for various reasons the offer of the restaurant owners was refused. Chief among the reasons was the fact that to take a few restaurants and omit others would be unfair to the owners who were omitted.

One restaurant owner said to the union: “Sure, take my whole place and run it. When you boys get through I’ll have some business.” The truth behind this remark made it impractical to take some restaurants and leave others. In a few of the outlying districts, where it could be done without discrimination, an occasional restaurant was taken over in its entirety for the duration of the strike, with the cons of the owners.

Open Twenty-one Eating Places
Some 21 eating places were opened in various parts of the city. The food was cooked in large kitchens, the use of which was donated by various restaurants, and was then transported to various halls where it was served, cafeteria style. The original plan called for each person to bring his own eating utensils, but this caused so much dissatisfaction that large quantities of paper plates and pasteboard cups were bought, together with small quantities of dishes, tin cups, knives, forks, and spoons.

The trials of the commissary department were many. It had to organize the supply of a large but quite unknown number of meals. It faced difficulties in securing provisions, in transporting cooked materials, in bringing the volunteer cooks to and from their homes. Each of these problems depended on the working together of people who had not had time to become welded into a complete organization.

Delay was experienced on the opening day from many causes. Some of the kitchens promised were withdrawn at the last moment, and the cooks and provisions sent there had to be taken elsewhere. The arrangements for transporting cooked food from one place to another did not work perfectly. In many places the first meal of the day was not ready until 4 or 5 in the afternoon. When it arrived there was only the smallest possible supply of dishes, and the patrons had not noticed the order that each must bring his own. There was no corps of dishwashers to keep up the meager supply of dishes until the waitresses’ union, assisted by patrons, leaped into the breach and organized this very necessary branch of service.

Many of the strikers had been without food all day, as the restaurants had not been open for breakfast. Consequently on the first day there was a certain amount of inevitable grumbling from hungry men. By the second day, however, the difficulties were much reduced and meals began to appear with regularity.

Zeal and Sacrifice under Difficulties
The amount of zeal and sacrifice of many of the cooks deserves special mention. It was expected that they would be taken to and from their work by the auto drivers’ union, but these arrangements did not always work at first, and men who had labored 12 to 14 hours at the hardest kind of work sometimes found themselves faced with a five mile walk home, and another day on the morrow of the same kind of labor.

Through all these difficulties the commissary committee, consisting of William Hinkley, Bert Royce, William Wilkening, and Harry Nestor, with the special assistance of Fred Leandoys, business agent of the cooks, made persistent headway. They had greatly overestimated the number of people that would need to be fed, for many people stayed at home for one or all meals. In the end they were serving 30,000 meals a day with little trouble or friction. It was a task magnitude of which only those can appreciate who have attempted to feed even a thousand people with a completely new organization of personnel and facilities.

There was some confusion as to the price of meals. It was at first reported that union men should pay 25 cents a meal, and the general public 35 cents. Different modifications took place in this order, sometimes without reaching all the eating houses. On the final day the price was 25 cents to everyone.

This covered a full and very substantial meal of beef stew, with large chunks of beef and whole potatoes and carrots, spaghetti with tomato sauce, bread and coffee. On some days the menu was varied by steak, or pot roast and gravy, in place of the stew. It will be seen that the diet chosen was by no means an inexpensive one, especially as every person was allowed as much as he could eat.

Money Loss of Kitchens
After the strike was over and the committee of the Metal Trades who had guaranteed the bifls added up their accounts they found a loss of some $6,000 to $7,000.

Nearly $1,000 worth of bread was left on the last day and had to be given away. Over $1,000 had been spent on equipment, and $1,500 for trucks to haul the food from place to place. In addition to this the first day of the strike showed a loss, for this day alone, of over $5,000, due to the difficulties of getting started and the spoiling of so much food which soured before the next day. Much of this was due to the number of meals that would be necessary, and much of it to the fact that a few hours was not long enough to get the machinery of transportation and operation into running order.

“If the strike had lasted four or five days more,” states Bert Swain, secretary of the Metal Trades Council, “we would have come out even, and after that, reduced the price. Another time there should be some one caterer at the head for the buying of supplies, and some one person in charge of transportation. We did not realize how large a feature of the job the transportation work would be.”

PRESERVING THE PEACE
It was the universal testimony that never had strike been carried on so peacefully as the Seattle general strike. “Sixty thousand men out and not even a fistfight” was the way one labor group expressed it.

The city was far more orderly than under ordinary conditions. The general police courts arrests sank to 32 on the first day of the strike, 18 on the second, and 30 on the Monday morning report for Saturday and Sunday. Not one of these arrests was due in any way to the strike.

Maj. Gen. Morrison, who came over from Camp Lewis in charge of troops, told the strikers’ committee which called upon him that in 40 years of military experience he had not seen so quiet and orderly a city.

Reasons Given for Order
What was the reason for this order? Mayor Hanson says it was secured by his extra police. “They knew we meant business and they started no trouble” he declared, in the pronouncement sent broadcast through the country. “While the business men and the authorities prepared for riots, labor organize for peace.” Such is the statement of a reporter from a near-by city, who came to get a first-hand view.

Robert Bridges, president of the port of Seattle, wrote a letter to the Central Labor Council in which he declared that “it was the members’ of organized labor who kept order during the strike. To them and to no one else belongs the credit.

“It was a great spiritual victory for organized labor,” he declares, “a victory that cannot be taken from you not withstanding many assertions that others than yourselves were responsible for preserving that peace and order.”

He alluded to the show of force and the calling in of the troops as “an aggravation” rather than a help, tending to give labor the impression that violence was expected from them. “Notwithstanding these extraordinary precautions, which were an extreme aggravation to them, the members of organized labor restrained themselves and went about their way quietly and peaceably. I sincerely hope that this will establish a precedent for future strikes.”

The View of the Business World
There is no doubt that large numbers of business men in Seattle believed the view that has been sent broadcast throughout the nation, that it was the action of Mayor Hanson in bringing in machine guns, increasing the police force by six hundred men, and deputizing some 2,400 citizens of all varieties with the right to carry guns, that stopped a bloody and violent revolution in the Northwest. This is the time honored method of the authorities, and the business world as a class believes in it, and expects machine guns to prevent violence.

Bitterness among Business Men
Bitterness was great in the business world. Some reasons why it was greater among them than among the strikers may be touched upon later; here we will merely quote the statement made to the writer by a prominent public official who was mixing much with both sides:

“It is only necessary to mix among the business men of this city and then among the strikers, and hear their remarks, or even watch their faces, to find out which ones have murder in their hearts!”

It was a commonly noticed fact that women on trains running into Seattle, or in clubs, or in gatherings of other kinds, expressed the view that those strikers ought to be stood up against a wall and shot down.” Two weeks after the strike, a prominent businessman remarked to friends: “If that strike had lasted a few days longer, there would have been some people hung.” The expectation, even the desire, to see the streets run with blood, was heard constantly in business offices.

“I had four hundred requests for guns,” said one proprietor of a hardware store, “and not one from a laboring man, as far as I could judge them.”

Two thousand four hundred citizens, according to the mayor’s statement, were given authority to use stars and guns. The process by which this authority was secured is thus described by two young men who were deputized:

“We went into an office and held up our hands and someone mumbled some oath or other and they pinned a star on us and turned us loose.”

One responsible business man who secured a star in order to “protect his property” relates overhearing two “young kids” who had just been deputized, and who were openly exulting in the hope of “potting a striker.”

Soldiers Brought In
In addition to the armed men thus turned l somewhat irresponsibly in the city’s streets, soldiers were brought over from Camp Lewis. These were, however, hardly seen at all by the citizens, as they did not appear on the streets in any numbers.

It was fortunate for the city of Seattle that the soldiers came under the charge of a man like Maj. General Morrison. Vested, in the absence of President Wilson from our shores, with the right to declare martial law if he deemed it necessary, he appeared to wish to conduct himself in such a manner as to bring no censure from the president for hasty action. To a committee of strikers who called upon him to ask about the mayor’s threat of martial law he replied that if any martial law was necessary, he himself would declare it, and it would be no bluff when he declared it.

Two facts deserve comment in connection with the calling in of the Soldiers One is that the high pile of “literature” about the strike which had been furnished Maj. Gen. Morrison to give him “information” contained not a single page of authentic statement from the strikers.

Denunciations in un-tempered language from small business sheets, together with unauthorized dodgers, some of which seemed to come from the I.W.W., were there in abundance. The whole collection tended to foster a belief in the revolutionary character of the strike but not one single copy of the official announcements published by the strike committees; and not a copy of the Union Record or the strike bulletin, of which over 100,000 had been sent broadcast. The major general did not even know of the existence of the Union Record, the official organ of the Central Labor Council, and the paper which has the largest circulation of any newspaper in the Northwest. Who compiled the collection of “information” for him is not known, but its intent was obvious.

A second interesting fact is that when the writer of this history called upon the successor of Maj. Gen. Morrison, to secure information regarding the calling in of the troops such information was not available. The officer in charge stated that he was not authorized to inform the people of Seattle either the number of men sent over, nor at whose request or order they had been sent, nor for what purpose they were in the city, whether to guard government property or to give general aid in case of trouble. It thus appears that military authorities may be quartered in an American city, and the people of that city be denied the right to know at the time or afterward for what purpose or at whose request they have come and what they propose to do.

Labor Organizes for Order
Meanwhile the strikers “organized for peace and order.” They realized that they had nothing to gain and everything to lose by a riot in the streets. The tone of the editorial comment in the Strike Bulletin and the Union Record, both before the strike and after,, a marked absence of bitterness and a prevalence of good humor.

“A machine gun may be a good argument, but it does mighty little execution where there are no crowds” was one little squib to discourage the forming of large groups in the streets.

“Wild rumors are floating around. Be careful how you believe them. The worst of these tales yesterday was that the strikers had blown up the city water dam. Whoever started this is responsible for much unnecessary mental anguish. The strikers are not blowing up anything." So runs another of the “Strike Notes.”

“Keep quiet. Let the other fellow do the quarreling,” was another slogan passed around. The Strike Bulletin commented favorably on the use of public libraries which had increased with a tremendous bound during the strike, and urged small community sings and recreational gatherings for the purpose of “making the most of your leisure time.” And it ended: “This is fine weather for a vacation, anyway.”

Editorials on “Keep Smiling” poked gentle fun at the self-important new youthful deputies who pushed their way through crowds at the Labor Temple, and urged the workers to remember that “when you were 18 you thought you ran the world,” and not to grow angry at the youths.

Labor’s War Veterans
In addition to this constant stream of propaganda in the interests of quietness and order, a group of some 300 union men who had seen service in the U. S. army or navy were organized into Labor’s War Veterans. F. A. Rust, head of the Seattle Labor Temple Association, an old and tried and rather conservative member of organized labor, was at the head.

In an interview with the mayor before the strike, Mr. Rust was told that he could have his men deputized and given police authority if they would come down and be sworn in. He refused this suggestion.

“We think it will reassure the public to know,” he said, “that we have no guns. We know that we can keep order in our own ranks without the use force, if there is any shooting done, it will not be by us.”

“We Have No Guns”
Scrawled across the blackboard at one of the headquarters of the War Veterans Guard ran the words: “The purpose of this organization is to preserve law and order without the use of force. No volunteer will have any police power or be allowed to carry weapons of any sort, but to use persuasion only. Keep clear of arguments about the strike and discourage others from them.”

The method of dispersing crowds was thus described by one of the volunteers: “I would just go in,” he said, “and say: ‘Brother Workingmen, this is for your own good. We mustn’t have crowds that can be used as an excuse to start any trouble.’ And they would answer: ‘You’re right, brother,’ and begin to scatter.”

This was the method used in dispersing the crowd that gathered when the first unsuccessful attempt was made to start the municipal car line, One of the guards reporting on this stated that, “the regular police didn’t get in until we had the crowd moving, and then they came over Swinging their sticks and saying ‘get out of here.’

The “Shooting” Star
One of the “aggravations” mentioned by Mr. Bridges as tending to provoke disturbance, but which failed to cause any trouble because of the methods used by the Labor’s War Veterans Guard, was the action of the Star, a Scripps paper, which, until the advent of the Union Record, had been the largest paper in the Northwest. Its circulation by the time the strike occurred had been almost cut in two.

With the help of men who worked under the direct order of international officers, the Star published a small issue on the afternoon of the strike, and sent a boy to the Post Office corner to dispose of them. A large and somewhat irritated crowd gathered. A hurry call sent to the headquarters of the Labor Guard brought out several men who succeeded in quietly dispersing the crowd.

Then one of the Labor Guard talked to the boy, explaining what scabbing meant. The youth declared that he would stop if he could get back to the Star office, whereupon the guard hailed a passing automobile belonging to a union man and sent the boy with his papers to the paper that sent him out.

On the following day the Star again printed its paper with a cordon of police drawn up at both ends of the street. The papers were passed out by police and were sent into the residence districts in machines full of armed guards. The strikers made at no time any attempt to interfere. The episode seriously injured what remaining popularity the Star had with the workers of Seattle. It has been alluded to in spontaneous cartoon and comment, as the “shooting Star.”

A Permanent Gain
The Labor War Veteran Guard was organized with two headquarters, each with a chairman and secretary in charge for eight hour shifts day and night. The men in charge were in every instance exceptional appearing individuals, the kind one instinctively classes as “leaders of men.” The groups acting under them were loyal labor men, most of who could have received from $5 to $6 a day as special police, if they had acted under the police department instead of volunteering their service for labor. But they believed in the “big idea” behind the Labor Guard, which one of them expressed thus:

“Instead of a police force with clubs, we need a department of public safety, whose officers will understand human nature and use brains and not brawn in keeping order. The people want to obey the law, if you explain it to them reasonably.”

The Labor War Veteran Guard co-operated with the police force and worked without friction with them. How long this would have lasted cannot be estimated, since, of course, the fundamental principles underlying the two groups are dissimilar.

The Labor Guard is to become a permanent organization in Seattle for the purpose of preserving order in labor’s own ranks, during strikes, parades, public meetings and similar events.

OUR OWN ACTIVITIES
Some misunderstanding, intentional or otherwise, was caused by the interpretation given by the daily press to the editorial in the Union Record which spoke of “opening up more and more activities under our own management. This was held to presage a violent overturning of government and a seizure by force of property in the city.

As a matter of fact, without disturbance or disorder, more and more activities in Seattle have opened under the management of labor; and the move in this direction seemed to be only a beginning. A month after the strike, when this was written, union after union is talking cooperative stores of various kinds.

These range the simple desire to start the cooperative workshop in which members of the same union hall co-operate to produce--to more elaborate schemes for enlisting groups of unions in starting a department store. The barbers union is talking of a chain of co-operative barber shops. The jewelry workers have already opened a store on the Rochdale plan. The steamfitters and plumbers are carrying on a flourishing grocery business.

The interest in “our own activities” has been tremendously stimulated by the strike. Both money for starting movements and money for patronage come easily. The members of organized labor have had the experience of working together and they appear to want more of it.

Some of the unions, like the cooks, milk wagon drivers and laundry Workers, have had the experience during the strike of co-operation on a large scale. These particular organizations are not announcing plans for co-operation at present, as their relations with their employers are satisfactory. But it is evident from the tone of discussion that the rank and file in these organizations feel a new sense of power to organize and manage activities of their own craft or industry. They are ready to use it, when occasion comes.

Cooperative Markets Stimulated
The Cooperative Meat Market grew greatly during the strike. It had three shifts of men working to supply the strikers’ kitchens. On the first Friday in February, during the strike, this concern did a cash business of $6,257, including over $3,000 worth of meat bought by the strikers’ kitchens. The contrast of this with the first Friday in January, when the cash business was $2,126, or with the entire month of January, when the business was $37,000, shows the big gain during the period of the strike.

How much of this gain will be permanent cannot be told. Of course, the strikers’ kitchens are no longer supplied, but the increase over the January sales, even after the strike terminated, is still noticeable. Some of this no doubt would have come through natural expansion, but the strike called attention more quickly.

The Co-operative Grocery, (Rochdale plan) traces its sudden growth not only to the strike, but to a raid conducted on its office a week before the strike, during which the books were seized. Before that time, the business ranged from $250 to $500 a day; but the first Saturday after the raid a record of $1,100 was established. During the strike, the business was still nearly three times what it had been before the raid.

Membership in the grocery organization, which involves a $10 entrance fee, also increased 70 per cent during this period. Much interest started in outlying districts, and plans are now discussed for a large number of branch stores.

In Tacoma, the interest in Rochdale stores also reached a climax, resulting in the establishing of three such stores in a space of two weeks. At the same time, the Sheet Metal Workers’ union opened a cooperative shop owned by their organization, and the auto-mechanics laid plans and raised money for an auto repair shop owned by the union, while the painters and decorators are getting a similar project under way.

The Pipe Trades Grocery
One of the most enthusiastic developments of the General Strike was the profitless grocery run by the steamfitters and plumbers. It was started to furnish provisions to strikers at wholesale cost plus the overhead cost of handling. Rent was secured free from the Union Record, striking steamfitters gave their time without charge, and the organization advanced a preliminary $1,500 to buy goods. On the first day the store was crowded with customers and has remained so ever since.

Then the steamfitters went into various unions and sold “grocery tickets,” entitling the recipient to $5 worth of groceries. With receipts from these tickets, together with another $1,500 advanced from the organization treasury, and $2,100 from the plumbers, they had capital enough to buy out a $15,000 business on a prominent corner.

Already (a month after the strike) they are buying potatoes, eggs, butter, meats and milk direct from the farmers, and expect before long to get flour direct from the co-operative mill. They are doing a business of $1,800 per day. When the strike of the shipyard workers is over and the steamfitters and plumbers go back to work, those who are retained to care for the store will be paid wages. The plan is at present to pay $8 a day to everyone employed from the manager down, this being the wage demanded by their trades.

Striking Against Their Own Plants
Undoubtedly the business of the various union-owned activities in Seattle would have received a larger boost, if it had not been for the policy pursued by the strikers of “striking against their own plants.” For when the capitalistically controlled industries of Seattle were shut down, no discrimination was shown by the strikers; the union owned activities also took a vacation.

The underlying reasons for this were many. Among them is the fact that the workers, striking as crafts, were naturally in the position of employees, not owners, in each particular union-owned industry. To a janitor, the Labor Temple association was as much of an “employer of labor” as was the City-County building.

But the main reason was that the vast majority of the workers, not contemplating revolution, knew that after the strike they would still have to do business in a business world. And the standards of fairness in that world demanded that they should not unfairly favor one of two competing concerns, if they hoped to deal satisfactorily with both of them.

There was even talk of closing down the Cooperative Market, but the need for food prevailed over this idea. However, the Mutual Laundry shut down; the Labor Temple went without janitors, except for volunteers; and the Union Record stopped for a day and a half.

This shut-down caused more protest from the strikers than any other in the closing of industries. The Union Record was “their paper;” many of them hoped to see it sweep the others from the streets as the only paper issued. The craving for news, for printed matter of any kind Connected with the strike, became very urgent. It was a need almost greater than that for food.

The plant of the Union Record, under the direction of the Strike Committee with a volunteer force, published for free distribution a “Strike Bulletin,” a small two-page sheet without advertisements and with no telegraph news service except such as bore directly on the strike.

On the afternoon when it was given out, streets surrounding the Union Record office were jammed with a crowd of perhaps 5,000 people. Even the efforts of the Labor Guard were insufficient to keep them away. But the Strike Bulletin served only to aggravate the desire for reading matter, and on Saturday, the third day of the strike, after the Star had disregarded the strike by sending out papers on wagons with armed police, and after the Post-lntelligencer had managed to issue a four-page sheet which was given away at its own doors, the General Strike Committee directed the Union Record to start printing again. At the same time, the General strike Committee assumed full responsibility for the fact that the paper had not been published.

The grounds for closing down the Union Record are given by its editor, E B Ault, and board of directors, as follows “Since the strike was not revolutionary in intent, the conduct of the official organ of the Central Labor Council was a matter for careful consideration. The printing trades on the other papers had been asked and were expected to strike in concert with all the other trades.

After the purposes of the general strike had been served these men were expected to go back to work in the offices from which they had walked out, and the management of the Union Record felt that it would be unfair business practice to take advantage of their competitors by operating during the strike, and also felt that it would make it much harder for the printing trades to return to their work with continued amicable relations with their employers.

“Then, too, news is as much a part of public service as transportation, and since transportation was stopped news naturally should have been stopped in order that the community might know what labor solidarity really meant. The needs of the workers could be and were served by the issuance of a strike bulletin carrying all the essential developments of the day.

“The policy of the management of the paper was explained to the executive committee of the general strike committee and met with the approval of that body. That it was justified has been proved by the fact that the circulation of the paper has increased tremendously since the strike, and by the further fact that the opponents of organized labor have not been able to point to any unfairness on our part in 0 the strike.

THE AFTERMATH
There were no arrests during the strike for any matters connected with the strike. There was, as the strikers liked to remark, “not even a fist-fight.”

But no sooner was the strike over than the county authorities sent out and arrested thirty-nine members of the Industrial Workers of the World, on the charge of being “ring-leaders of anarchy.” Some of these arrests were accomplished by raiding the IWW headquarters, and then stationing a plain clothes man in the office of the secretary to arrest all members as they came in to pay their dues. Most of the members were soon released, only a few of the more prominent being held.

The Socialist party headquarters was also raided and the Socialist candidate for the city council arrested. The Equity Printing Plant, a co-operative printing establishment, the stock of which is owned by various organization of workers and many industrial workers, was raided, its manager arrested and the plant closed. Later the plant was allowed to reopen, for eight hours daily under the constant surveillance of policemen. The policemen opened the plant in the morning, locked it up at night, and supervised its operation during the day. A marked falling off in business was stated to be the result.

The cause given for all these arrests was the passing out of leaflets during the strike, which were alleged to have been prepared by the IWW or radical Socialists and to have been printed at the Equity Printing Plant. Chief among these was a dodger entitled “Russia Did It,” urging the workers to operate their own industries.

The arrested men had no connection with the Central Labor Council or with the General Strike. They claimed, however, that they were arrested because of a desire of the authorities to prosecute someone on account of the strike, and that they, being undefended by any union, were the easiest victims. They asked the central Labor Council to come to their defense.

A committee of the Central Labor Council was appointed to investigate their case, and reported that in its opinion no one of the leaflets on which charges were passed gave any evidence of anarchy or desire for violence, but were rather socialistic in their teaching. They alluded especially to the setting of a policeman in the Equity Printing Plant, together with the remark of the chief of police that he did this because “he got tired of what they were printing” and his further remark to a protesting committee that if any more committees came to see him he would close down the plant entirely.

Declaring that an “invasion of fundamental rights had taken place,” through unlawful raids and arrests, they announced that “fundamental rights do not go by favor, and when they are denied to one they are denied to all.”

While expressing their opposition to the IWW as a dual organization, and urging workers everywhere, in the interests of solidarity, to join the regular labor movement, they yet recognized the existence in this case, of “one common enemy.”

Their recommendation was adopted by a practically unanimous vote: “That the Central Labor Council immediately takes up the defense of these men, in order that the fundamental rights involved in these cases which are necessary to our own existence, shall be preserved.”

There the cases stand at present (March 6) with several workers, presumably members of the I.W.W. arrested on the charge of criminal anarchy in connection with the strike, and the Central Labor Council coming to their defense because “fundamental rights are involved.

WON OR LOST?
From coast to coast the newspapers declared that the General Strike in Seattle was lost. The Seattle newspapers announced the same fact; the workers were creeping back to work downcast, that they had lost their strike. The press then proceeded to offer them many bits of advice and admonition, chiefly that they must “clean house” at once, and get rid of their radical leaders.

But strange to say, except for an occasional note of regret, the workers of Seattle did not go back to work with the feeling that they had been beaten. They went smiling, like men who had gained something worth gaining, like men who had done a big job and done it well. The men went back, feeling that they had won the strike; although as yet there was no sign from Washington that Piez would relent on a single point.

They went back laughing at the suggestion that they “clean house of their radical leaders who had tried to make a Bolshevik revolution.” They knew quite well that these same leaders were the men who had counseled caution and moderation, who had urged them to fix a time limit, and had later urged a return before the individual unions should start back, one at a time. They knew that these “radical leaders” were really more conservative than the voting rank and file that goes to meetings: and they were amused at the attempts of the press to make them believe otherwise. They had chosen the strike themselves, and it had been a great experience.

Hardly a word of regret was heard from the men who had lost five days’ pay for a cause, It was the men whose business had been hurt, the men who had expected riot and found none, who told them they had “failed.”

So it is worth considering for a moment, to what extent was the Seattle General Strike won--or lost?

What Was the Strike For?
What did the workers expect to gain? What were they striking for?

It is easy, once we have had an experience, to analyze the complex motives that went into it. But reasoning and analysis cannot take place before there is an experience to learn from. There had never been a General Strike in this country. None of Seattle’s workers had ever lived through one. So it is not surprising that we should be able now to see the fact that many varied motives and reasons entered in the Seattle General Strike, and that we had not had the experience at the time to state to ourselves very clearly just what we wanted or expected.

Some were striking to gain a definite wage increase for their brother workers in the shipyards. Some few, a very few, were striking because they thought “The Revolution” was about to arrive. But the vast majority were striking “just for sympathy,” just as a show of solidarity. The extent to which they were also moved, half- consciously, by the various forms of labor’s upheaval going on throughout the world, cannot be estimated, consciously perhaps, not very much; but unconsciously and instinctively, a great deal. Strikes and upheavals were in the air.

For a Definite Gain?
Those who struck for a definite aim; the raise of the wages in the Shipyard, did not gain their aim. It is true that men were hurrying here from Washington, D.C., to look into matters. It is true that some gain may the end be influenced by the strike. But the sympathetic strikers went back to work with Piez still interfering in the local situation.

Possibly one of the reasons they did not gain a definite end was that no end was stated quite definitely and simply enough. And perhaps one lesson that other cities may learn from the experience of Seattle is this: “If you are striking for a definite aim, and refusing to come back until you have gained it, make your aim so clear and simple that everyone in the city will know the one man on whom to bring pressure, and what one act to demand of him.”

If the strikers had said: “We are remaining out until Mr. Piez definitely and publicly states that he will leave Seattle employers and employees alone to bargain together over their own affairs,”--if they had asked anything so simple as that it is quite possible that the worried business men and the general public of Seattle would have been led to concentrate their annoyance on Mr. Piez until he gave into this definite demand.

But what they were asking--a raise in wages in the shipyards--was not something which either Mr. Piez alone, or the Seattle shipyard owners alone, or the Seattle Chamber of Commerce alone could give them. It was something that demanded joint action by several different people.

And consequently the persons in the community who felt the ill effects of the general strike had no immediate outlet for their grievance. They felt that they were being annoyed and punished for something which was not their fault and about which they had the power to do nothing. This fact undoubtedly accentuated the feeling of bewildered bitterness in the business world. They could see no constructive plan in the strike. They naturally jumped to thoughts of revolution and disorder.

For Revolution?
Those workers, of whom there were probably few, who thought “the social revolution” was ready to start in Seattle, were also doomed to disappointment.

Probably hardly any of the so-called “leaders, accused by the press of trying to start Bolshevism in America, believed that the revolution was at hand. Such belief as there was occurred in isolated cases in the rank and file and was expressed by the disappointed youthful cry of the boy in the Newsboys’ Union: “I thought we were going to get the industries.”

The men who had been longer in Seattle’s labor movement, even those among them who look forward to “the revolution” ultimately, were quite certain that it was not coming now. They knew that it was not coming because the majority of Seattle’s workers did not have the intentions or the past experience on which revolution is built. And yet, while no revolution occurred and none was intended, the workers of Seattle feel themselves, because of their experience, in the position of men who know the steps by which an industrial revolution occurs.

An editorial in the Union Record, two weeks after the strike, discusses the workers’ government just arising in Belfast, and draws comparison with the Seattle general strike. “They are singularly alike in nature. Quiet mass action, the tying up of industry, the granting of exemptions, until gradually the main activities of the city are being handled by the strike committee.

“Apparently in all cases there is the same singular lack of violence which we noticed here. The violence comes, not with the shifting of power, but when the ‘counter-revolutionaries’ try to regain the power which inevitably and almost without their knowing it passed from their grasp. Violence would have come in Seattle, if it had come, not from the workers, but from attempts by armed opponents of the strike to break down the authority of the strike committee, over its own members.

“We had no violence in Seattle and no revolution. That fact should prove that neither the strike committee nor the rink and file of the workers ever intended revolution.

“But our experience, meantime, will help us understand the way in which events are occurring in other communities all over the world, where a general strike, not being called off, slips gradually into the direction of more and more affairs by the strike committee, until the business group, feeling their old prestige slipping, turns suddenly to violence, and there comes the test of force.”

To Express Solidarity?
We come then to the last of the reasons entering into the general Strike reason which was the simplest and the most important. The vast majority struck to express solidarity. And they succeeded beyond their expectations.

They saw the labor movement come out almost as one man and tie up the industries of the city. They saw the Japanese and the IWW and many individual workers join in the strike, and they responded with a glow of appreciation. They saw garbage wagons and laundry wagon going along the streets marked “exempt by strike committee.” ‘Hey saw the attention of the whole continent turned on Mr. Piez and the Seattle shipyards.

They learned a great deal more than they expected to learn--more than anyone in Seattle knew before. They learned how a city is taken apart and put together again. They learned what it meant to supply milk to the babies of the city; to feed 30,000 people with a brand-new organization. They came close for the first time in their lives “to the problems of management.”

They went back proud of themselves for the way they had come out; proud of themselves for the way they had kept order under provocation: glad to have gained so much education with so little comparative suffering; glad to have worked shoulder to shoulder with their fellow unionists on a lot of big problems; and a bit relieved, to tell the truth, that no one had been raided, no one shot and that the labor movement of Seattle was still “going strong.” For they were quite aware that they had held in their hands a weapon which might have exploded in any one of a dozen different directions. They were glad to find themselves able to use it, to examine it and to lay it down without any premature explosions.

And that is why they went back from the “glorious vacation” feeling that they had won. Not perhaps exactly the things they had set out to win, but something better. At any event, whether this be the explanation or not, the fact remains that the workers went back, most of them, not feeling defeated, but feeling quite reasonably successful, glad they had struck, equally glad to call it off, and especially glad to think that their experience would now be of use to the entire labor movement of the country as it makes its plans for the Mooney general strike, by giving the necessary information of just what happens in a community when a general strike occurs, what problems arise, and how one city met them. And, for the giving of this needed knowledge and education, the labor movement of Seattle rejoices to know that both its successes and its mistakes will be of equal advantage to the labor movement of the country.

Text taken from www.prole.info

  • 1 Root & Branch note: As the leaflet “Russia Did It”, circulated during the Seattle General Strike (referred to in the text but never quoted), put it: “The Russians have shown you the way out. What are you going to do about it? You are doomed to wage slavery till you die unless you wake up, realize that you and the boss have nothing in common, that the employing class must be overthrown, and that you, the workers, must take over the control of your jobs, and through them, the control over your lives instead of offering yourself up to the masters as a sacrifice six days a week, so that they may coin profits out of your sweat and toil.”
  • 2 Root & Branch note According to one of them, Strong, the general strike would probably not have occurred if they had been in town “They were terrified when they heard that a general strike had been voted.... It might easily smash something--us, perhaps, our well- organized labor movement.” They went along with the General Strike because it was happening and in the hopes of controlling where it went and bringing it to a speedy conclusion. The established union leaders never did manage to gain control of the strike, but they had more and more influence as the strike went on. Strong also pointed out that as soon as any worker was made a leader he wanted to end that strike a score of times in those 5 days. "I saw it happen. Workers in the ranks felt the thrill of massed power which they trusted their leaders to carry to victory. But as soon as one of these workers was put on a responsible committee, he also wished to stop ‘before there is riot and blood.’ The strike could produce no leaders willing to keep it going. All of us were red in the ranks and yellow as leaders.”
  • 3 which only one, They Can’t Understand, was reprinted by Root & Branch

Comments

Juan Conatz

10 years 5 months ago

In reply to by libcom.org

Submitted by Juan Conatz on January 11, 2014

Does anyone know if this was issue #5 of Root and Branch?

Hieronymous

10 years 5 months ago

In reply to by libcom.org

Submitted by Hieronymous on January 11, 2014

Nope.

It's from the 1975 paperback edition Root & Branch: The Rise of the Workers' Movement (edited by Root & Branch), published by Fawcett Crest, most of which got pulped.

Juan Conatz

10 years 5 months ago

In reply to by libcom.org

Submitted by Juan Conatz on January 11, 2014

Hmm..The book, which I have, says it was published in 1975. I've seen a date of 1972 for this Seattle thing, though. Most of what is in the book was previously published in the journal, so either the 1972 date is wrong, or it was published as #5 or it was a standalone pamphlet.

Hieronymous

10 years 5 months ago

In reply to by libcom.org

Submitted by Hieronymous on January 12, 2014

It's not in issue #5, so it must've been in both a stand alone pamphlet and later in the book. Perhaps pamphlet #5?

ben.

9 years 7 months ago

In reply to by libcom.org

Submitted by ben. on November 19, 2014

The title page of the Left Bank Books version says "Root & Branch pamphlet 5", and that it was printed in 1972. Left Bank did editions in 2009 and 2013.

Thomas G

9 years 7 months ago

In reply to by libcom.org

Submitted by Thomas G on November 28, 2014

This text is really interesting. I am currently translating it into French as it's never be done. The history of workers movement in the US is not very well-known in France. In reading this leaflet, I had the impression that the Seattle General Strike was, to a certain extent, the American "Commune of Paris" with no violent and deadly struggles.

syndicalist

5 years 4 months ago

In reply to by libcom.org

Submitted by syndicalist on February 3, 2019

The 100th anniversary is right upon us

I don't want to change my lifestyle - I want to change my life

1972 article from Root & Branch on the issues affecting women workers, and exposing some myths of the feminist movement, like sisterhood instead of class antagonism.

Submitted by madashell on February 22, 2007

Note: I originally published this (in Hysteria, a woman's newspaper in Boston) only under my name, but when people asked to reprint it I had a crisis of conscience. I felt that Steve had contributed so many of the ideas that he should be the co-author. Besides, to do such would break the rules. Three other women also helped - Liz Fenton, Meryl Nass, and Lillian Robinson. (They really did.) The "I's" and "me's" refer to me, however. -- P.H.

It seems clear to me that the women's movement in Boston hasn't really been doing much this year as compared to last year. I think that the reason behind this is that people have tried very hard not to think about what they were doing, and have therefore become encased in dogma. I also feel that people have settled for reforming their lives instead of changing them.

These things work together -- the dogma, the jargon, the elitism: they entrap us and prevent us from seeing our real enemy.

First I'm going to talk about the problems that women who work for wages confront and then I'm going to describe the myths in the movement that have been taking up our energies.

When one considers the perenially popular question of What am I going to do with my life?, one realizes that the difficulty of finding an answer has a lot to do with this society. Although there's clearly a lot of work to be done, it's very hard to find a job, particularly one that you can stand. Even the better-paying jobs, the ones that require a college degree, are ones in which one takes orders and carries them out or sometimes passes them on to underlings. One does what one is told. (As my mother's favorite saying goes, Snap to it.) And if one's suggestions are not ignored, they are incorporated into your orders.

(Of course, one can't do exactly and only what one is told or else the job won't get done. Machines break down and emergencies occur. But there is always a limit to how much initiative you're allowed to take.)

A waitress's job is not to serve food, it's to make profits. This becomes abundantly clear when the waitress gives some food away.

You may think your work is creative but just try challenging your job definition. You never get to choose what you want to do -- much less choose your wages.

We are what we do with our time. If one is a waitress eight hours a day, and spends those eight hours hoping for oblivion, then one is a person who spends half of her waking life wishing that she weren't there at all. If that is what one's job is like, then it is, practically speaking, futile to consider oneself a secret girl revolutionary, or a sensuous woman, or a loving mother or a hip chick. In the reality of those eight hours, one is stepped on. But, although most people find it less painful to deny this reality, we are interested in doing away with the pain altogether.

Many middle-aged people will tell you how hard they have worked (which is true) and say I did it all for the kids. In other words, they were hardly even alive at all.

One's labor disappears before one has even finished, into other people's profits and other people's fame. One is always either a screwer or a screwee or both. And that's how we spend most of the hours of our lives. (And this account doesn't even deal with those natural catastrophes of capitalism: depressions, recessions and repression and a major war for every generation in this century.) The work that we do keeps the whole system going. If it weren't for the rest of us, the Rockefellers would starve.

It is when we do away with the bosses that we will be able to be somebody -- to have our lives.

A revolution will only happen in this country when the mass of people become so disgusted with things and cause so much trouble (like strikes) that the line between the owning classes and these would-be expropriators becomes very clear. The revolution is when the workers actually take over their factories and offices and restaurants and department stores and hospitals, etc. and kick their managers and administrators out and start running them again.

The liberation of the working class is the job of the workers alone.--Marx

To my mind the two essential points that the above makes are:

[list=1]

  • People have to organize themselves into groups, e.g. all the nurses and aides on the hospital floor who are willing to talk back to the doctors, or a group of friends who are willing to talk back to the doctors, or a group of friends who are willing to talk about personal problems and help each other out.
  • The important thing is seizing power, and the most important power to be seized is control over production. This process ranges from No, you are not going to talk to me like that to No, I'm not going to work that hard to No, it's not yours anymore, it's our factory now.

    (A book which elaborates on some of these ideas in much greater detail is Workers Councils by Anton Pannekoek. [...] A pamphlet which describes what happened during the Hungarian Revolution in 1956 is Hungary '56 by Andy Anderson [...].)

    It seems to me that the women's movement in Boston has been backing away from this idea of groups of people seizing power. Of course, this idea does undercut some popular day-dreams. One woman I know has said that becoming a radical made her a better worker. At lunchtime, the other women in the office would read glamour magazines, while she read the Old Mole (a Boston underground paper). Nothing bothered her anymore, because although nobody knew it, she was a secret girl revolutionary.

    Besides cutting out a lot of exciting fantasies of being a guerrilla fighter in the Rockies, the idea of groups of people personally taking power is also scary. It's hard to talk back to the boss. I'm afraid of people I don't know, and have an extremely hard time talking back to piggy types, like managers. It's easier not to deal with them. This scheme of revolution does not leave radicals out, because radicals can and should be instigators. But real action will come only when the masses of unpolitical people start to move, to organize their anger in a major way.

    Myths in the movement
    I think that the women in the movement have spent a good deal of time this year chasing after myths. The myths have gradually calcified into dogma, and opposing ideas have not been dealt with kindly in meetings.

    I'm going to talk about those myths which I find most objectionable, and then I'm going to propose some types of activities which I think would lead people in a better direction.

    The myth of sisterhood
    Now, a lot of us are very lonely. That's endemic to American society. In fact, it's not just us, often our parents are lonely too, but they have TV. So changing the thrust of our rhetoric from all women are oppressed to all women are sisters made us feel reassured. However, it didn't work for long.

    I, not unlike other women I've spoken to, know about 200 Bread & Roses women by sight and about eight well, only one of whom could be called a heavy.

    When I went to the dance held in October to raise money for the women's center, I freaked out. There were all these women whom I recognized (but who didn't seem to recognize me) and they were dancing together, talking together. I desperately wanted them to talk to me, wanted them to dance with me because I really believed all the rhetoric about how these women were all my sisters, how when the chips were down, they were the one group who really had my interests at heart. But now I realize that that just isn't true. (Incidentally, I've talked to several other women who have had similar crises of anonymity.)

    I'm not trying to say now that we should all go out and try and make it real: I am not saying that we should put our whole hearts and souls and guilty consciences into finding women who are lonely, and forcing ourselves to be their friends. I am not saying that we should guiltily try to make ourselves match up with the ridiculous rhetoric.

    What I am saying is that the qualities of trust, support, and free conversation which so many of us miss in our lives will only start appearing in groups of people who are tied together by specific bonds, like ordinary groups of friends of long standing, or a group of salesgirls who have started talking back to the boss, or for that matter, a group of executives trying to break an industry-wide strike. Our common oppression as women just isn't enough. I think that 90% of the people in this country are oppressed and exploited by the ruling class; yet when I walk down the street they don't feel like my sisters and brothers.

    We shouldn't promise people answers to all their personal problems as if we had these answers, because it just ain't so.

    Gayness
    Another myth in the movement is that being a lesbian is the only revolutionary way to order one's sex life. The phrase woman-identified woman makes me very uptight. It is frequently used to imply that because a woman has a relationship with a guy, she can't possibly be as much in earnest as a woman-identified woman. Furthermore, she is supposedly condemned to be under his thumb and can be expected to go around selling out and shitting on her sisters.

    Gay liberation is certainly a good thing in that it is useful for the people involved; it wreaks psychological havoc in America; it can teach everyone a lot about sexuality; and it is of course good for women to feel that they don't have to be absolutely dependent on men as sexual partners. However, I think that a lot of women have been misled into thinking that one isn't really committed to the women's movement unless one is gay, or that a gay relationship is going to be so much more ultimately groovy than any other sexual relationship they've ever had. A few of them may turn out that way, but good sexual relationships just aren't enough. One still is caught in daily life: going to work, or enduring school, or raising a kid.

    I think that we're all oppressed by this society in ways that we can't stand, and I think that if lesbians didn't lay so many trips on straight women about how being gay is so much better (and being more oppressed=better, in movement jargon), those women might feel less defensive and spend more time fighting their real enemies.

    Lifestyle
    Another popular idea around town is that the essence of liberation is a liberated lifestyle. (I think the essence of liberation is power over one's life.) A lot of women have been taking karate courses, for instance. Now while I certainly think that having a healthy body and knowing how to fight (if only against a single unarmed opponent) is good, it's not as great as is often claimed. The same goes for car mechanics courses. Since women have long been denied access to a certain type of knowledge, like mechanical skills, they decide that it will make a real difference if they start to learn these things. However, these courses start becoming a substitute for political action. If the only activities engaged in are skill classes, art courses, and exercise groups, the women's movement starts to look like a less refined version of the YWCA. It is not that these activities are bad; it's that they don't add up to power.

    In other words, stomping through the streets in your workboots, knowing that you can kick some guy's balls in, is a very good first step. But actually doing something is what's really important. And even more than that, getting together with others in your situation and taking over that power is what counts.

    As for communes, even if you can get them to work (which isn't easy) you are still stuck with the original problem of what to do with your life.

    Pornography, censorship and puritanism
    I don't find it strange that young boys and girls want to know what their own and others' bodies are like, and what sex is like, nor do I find it repulsive that both women and men often like to talk about and engage in sexual activity.

    While it is true that most pornography is degrading to women, it does not immediately follow that we should try to ban smut from the newsstands. I think that any left-wing censorship campaign encourages the right wing in this country, and doesn't help to derigidify our own thinking either. (Maybe what we need is more female pornographers.) We also need greater acknowledgment that the way people's minds work is not always nice, wholesome and pure.

    Maybe what we need is more women writing about, doing photography about, drawing pictures about, sexual desires and fantasies towards men and other women.

    Another kind of puritanism in the movement that is also common is the way that it is fine to talk about gay sex or about being fucked over sexually, but just plain enjoying sex with a guy isn't as permissible.

    I'm not the only woman who's been made to feel ashamed of being genitally oriented.

    N.O.W.
    Some women who've had disillusioning experiences in the women's movement have started saying the NOW is much more on the right track - After all, at least they're actually doing something instead of bullshitting all the time. That is true, but the same thing can also be said for the Democratic Party.

    NOW's members are mainly well educated and relatively privileged. They see themselves as being prevented from making it the way they deserve to. The difference between them and many other women is that most women either realize that they're never going to make it or that they don't want to. Congresswomen, advertising executives, businesswomen and college professors are not the kind of slots that are open to most women. So while I don't think that there is anything wrong with an oppressed group trying to get a bigger piece of the pie, I don't think that we're talking about the same pie. They want to get rid of some of the more neanderthal notions which are keeping them out of the executive suite -- I would much rather blow it up.

    There is also the question of tactics. This system has a lot of leeway in it for making reforms -- but not for making real changes. If one female academe who's three times as well qualified as any men around wants a professorship, she can fight it in the courts. (Among other things, she can afford a lawyer and afford to wait as many years as it takes.) The system can give way to avoid a scandal. But if large numbers of women in a city decide that they want pay equality with men, either their employers will pay off the judges -- or the judges will deliberate and decide in all good conscience that the law just doesn't apply because of some technicality. You can certainly win little battles pleading in the courts -- but you can't win the big ones.

    What we need is activities which tend to get lots of women together in groups that can take some action: like women in a hospital kitchen who tell the manager that if he wants them to work faster, he can do it himself. What we don't need is an organization that will say, Stop that! If you don't behave, Congress won't pass the law we've been lobbying for.

    Third worldism
    Another strange thing about the movement is that here we all are living in one of the all-time Pig States, where thousands of people have been involved in all sorts of spontaneous expressions of disgust (like anyone who thinks that last year's Harvard Square riot had very much to do with Bobby Seale -- which was the organizers' intention -- just wasn't there), yet politics usually means talking about the NLF or the Panthers and very rarely just about us. A lot of the reason for this is historical: five or more years ago most of the white New Left was centered around elite schools, and a natural upper class disdain of the masses (plus disdain of those who fancied themselves upper class) combined well with the empirical evidence that the masses of Americans were well indoctrinated with racist and anti-communist ideology. Naturally, leftists felt very isolated and many looked to countries like Vietnam, Cuba and China for inspiration. That seemed to be where things were happening. However, a lot of things have changed since then, and you'd think that we would have learned by now that what a Communist Party does in an agricultural country is not exactly the best model for activity in the United States.

    The women's movement, the GI movement, the increase of wildcat strikes, strikes in high schools, have all involved a lot of people who had different backgrounds from the original new leftists. It should be clear that large numbers of people in this country are dissatisfied with the present situation. Also the events in May 1968 in France, the widespread strikes in Turin, Italy for the past several years, the recent uprising in Poland would give us an indication as to waht a revolution in an industrialized country would be like. But instead of finding out about these European events, the underground papers, including the women's papers, hang on Madame Binh's every word.

    I think that the direction the student movement took has a lot to do with why as soon as we move away from the immediate issues of husbands and boyfriends we generally are supporting and mimicking other people's battles -- not fighting our own.

    Most of the issues the student movement picked to fight about -- war research, complicity, expansion, ROTC -- important issues, to be sure -- didn't deal with the university as a school -- classes and professors, except for a few exceptions like the Berkeley Free Speech Movement. It wasn't as if we thought that students liked school -- the social phenomena of many students dropping out and wanting to drop out, cutting most of their classes, attempting suicide, and spending a whole year of their university carer stoned, are familiar to us. We even knew that a major factor in the big and prominent actions like Columbia and Harvard was that students were so disgusted with school that they would go along with most any issue in order to express their anger. We knew that students were treated like subhumans, relegated to the lecture hall, brainwashed and machined to fit into their slots. However, we rarely faced those issues directly (nor did we try to understand what the nature of those slots was) -- we were afraid of being liberal. We passed up the opportunity to encourage students in intransigence to the system in their personal lives in order that we could enlist their bodies in our campaign to kick ROTC or the CIA or some other such thing off campus. (I would suspect that black student struggles had a tendency to a different character. They at least were usually fighting their own battles, not somebody else's.)

    We never sufficiently realized that this is a capitalist system -- that we and the other students were going to get out of school and go to work for wages (if we could get jobs); we didn't directly fight the purpose of school, which is to make sure that we would have all the requisite technical skills and no more, that we would follow orders, that we would never refuse an assignment, even if it involved murder, and to throw enough academic fog in our minds so that we could never understand what was going on. The point of our classes was to make us believe in the Keynsian reformed version of capitalist exploitation, the B.F. Skinner updated version of psychology, the new relevant version of religion, the inviolability of ART, the Walt Rostow humanist version of imperialism and our own innate superiority over all those beneath us and our innate inferiority with regard to all those above us. The university made sure that we would carry those ideas around in our heads and never trust our own feelings.

    Changing our lives
    The United States is a very industrialized capitalist country in which the overwhelming majority of people work for wages and are therefore exploited by the owning and ruling class -- i.e. they are part of the proletariat even if they're engineers and look middle-class. The radical movement is not necessarily a collection of the fiercest fighters. People in this society are always fighting back. At the very least, they continually gripe among themselves. Usually, they also talk back to their bosses and call in sick when they're not. Most people try not to work as fast as possible and discourage others from doing so. Sometimes they go out on union called strikes or, better yet, on wildcats.

    Women have been talking back to and fighting with and walking out on their men since time immemorial. We all know that students hate school, cut up in class and daydream. There is a lot of generalized opposition in this country. The movement is that group of people who say, Your (our) discontent has a more general cause than just that particular boss, husband, school. The movement is also a group of people who think that the anger should be organized, that targets chosen and who sometimes feel that they have a personal stake in upping the ante. So, given that, who are we, and what should we do?

    The Proletariat is Revolutionary, or it is Nothing -- Marx

    Those of us who work should deal with that situation. We should object to the ways that we are being screwed and get together with the other employees: I talked back to my boss and wasn't fired; I stopped worrying about not being an efficient waitress; All the women on the line learned to embarrass the hell out of the foreman by discussing their menstrual periods.

    If talk doesn't work, we can take part in action -- sabotage: my boss was a bastard and his account books will never be the same; erase your company's computer with a handy home magnet; and wildcats: we all got sick of the job - on the same day; the customers were pouring into the restaurant for lunch, when all of us waitresses told the manager we had been working too hard and were all going to take a break.

    This whole article has been talking about mistakes we have been making and directions we should be taking. Since it was written in the midst of things it is neither perfect nor complete (notice the omission of any extended discussion of the family). However, I think that the major points are correct. What we need is a lot more debate and a lot more thoughtful activity.

    Fight dirty -- Life is REAL.

    Published by New England Free Press and Root and Branch c. 1972

  • Comments

    Statement from Root & Branch, 1978

    Root & Branch was a libertarian socialist publication in the US from 1969-81.
    After lapsing for a few years, Root & Branch relaunched in 1978 with this statement, which was reprinted in each issue.

    Submitted by UseValueNotExc… on February 6, 2022

    With the 1960’s the eternal prosperity, the managed economy, and the attendant ‘death of ideology’ of the post-World War II period came to an end. The combination of unemployment and inflation in the capitalist West and the inability of the state-run systems of the East to satisfy their working classes are producing unsettling effects throughout ‘industrial society’: the deterioration of conditions in the big cities, which nonetheless draw an increasing proportion of the world’s population; the brutalization of the seemingly permanent army of the unemployed which has been accumulating in these urban centers; the instability of governments in the democracies, in the absence of any clear policy alternatives, inspiring a drift towards open authoritarianism; the development of opposition to the party dictatorship: in the East, both in the form of liberalism among the intelligentsia and, more significantly, in that of strike movements among the working classes; and the continuing decay of ideologies and social norms. All this testifies to the basic character of the ‘limits of growth’ that modern society is coming up against.

    Whatever disappointments Nature has in store for us in the future, the limits we are encountering now are not ecological but social ones. It is not even socially caused, environmental disaster but the third worlds war which most directly threatens our extinction. That a fascination with zero-growth has replaced the nineteenth century’s discovery of eternal progressive development is only the ideological form of the experience of the bankruptcy as a social system of capitalism and its state-run analog.

    As yet we cannot speak of the existence anywhere in the world of forces or social movements which represent a real possibility of social revolution. But, while in no way inevitable, social revolution is clearly necessary if possibilities for an enjoyable and decent life are to be realized--and perhaps if human life is to be preserved at all. For this reason we see the overthrow of the present order of society as the goal to which we as a group wish to contribute. While the ideal we aim for has been called by a variety of names--communism, socialism, anarchism--what is important to us is the idea of a system in which social life is controlled by those whose activities make it up. Capitalism has created the basis of such a system by so interweaving the production and consumption of all producers that only collective solutions are possible to meet the producers’ need to control the means and processes of production and distribution. To eliminate the problems caused by the subordination of social production to capital’s need for profit, the working class must take direct responsibility for what it already produces. This means opposition not only to the existing ruling class of capitalists and politicians but to any future managers or party leaders seeking to hold power in our name. Root and Branch, therefore, holds to the tradition of the worker’s movement expressed in the Provisional Rules of the First International, beginning with the consideration “that the emancipation of the working classes must be conquered by the working classes themselves.”

    From the past we draw [only] inspiration and still-meaningful ideas but also lessons on mistakes to be avoided. The fundamental idea of the old labor movement, that the working class can build up its forces in large organizations in preparation for the ‘final conflict’ has proven false. Whether the organization was that of reformist or of revolutionary parties, producer or consumer cooperatives, or trade unions, its success has always turned out to be a success in adapting to the exigencies of survival within capitalism. The bolshevik alternative of the small vanguard of revolutionaries preparing for the day when they would lead the masses to the conquest of state power has also proven useless for our purposes. Such parties have had a role to play only in the unindustrialized areas of the world, where they have provided the ruling class needed to carry out the work of forced economic development unrealized by the native bourgeoisie. In the developed countries they have been condemned either to sectarian insignificance or to transformation into reformist parties of the social-democratic types.

    While history has thus indicated that there can be no revolutionary movement except in periods of revolution, the principles of such a future movement must guide the activity of those who wish to contribute to its creation. These principles--in contrast to those of the old labor movement--must signify a total break with the foundation of capitalist society, the relation between wage-labor and capital. As our goal is that of worker’s control over social life, our principles must be those of direct, collective action. Direct, because the struggle for control or society begins with the struggle to control our fight against the current order. Collective because the only successes which have a future are those involving (if only in principle) the class as a whole. We recognize that the working class does not have one uniform identify, and thus experiences oppression under capitalism differently according to age, sex, race, nationality, etc. However, what defines and thus unites the working class is its exploitation by capital, even if the character of that exploitation varies giving the appearance of separate problems and thus separate solutions. While it is true that the struggle against capitalism will not by itself solve these problems, overcoming capitalist exploitation raises the possibility of their solutions. Thus, each working class struggle, even if it does not address an issue experienced by the class as a whole, must be aimed at the real enemy, capital, and not other members of the class. In the same way, we think workers must overcome in action the division between employed and unemployed, between unionized and non-unionized members of their class. Such a view automatically brings us to opposition to existing organizations like trade unions, which exist by representing the short-term interests of particular groups of workers within the existing social structure. Similarly, we are in conflict with the parties and sects which see their own dominance over any future movement as the key to its success.

    We see ourselves as neither leaders nor bystanders but as part of the struggle. We are for a florescence of groups like ours and also for cooperation in common tasks. We initiate and participate in activity where we work, study, and live. As a group, we would like to be of some use in making information available about past and present struggles and in discussing the conclusions to be drawn from this history and its future extention. We organize lectures and study groups. Since 1969 we have published a journal and series of pamphlets. We hope others will join us to discuss the ideas and the materials we publish and that they will help us to develop new ideas and means to circulate and realize them.

    Comments

    Root & Branch # 1

    Issue 1 of the US libertarian marxist journal. Published June 1970.

    Submitted by Juan Conatz on January 11, 2014

    Notes on the postal strike - Stanley Aronowitz and Jeremy Brecher

    Root and Branch on the wildcat strike of US postal workers in 1970 and its implications.

    Submitted by klas batalo on August 8, 2010

    I

    A new labor movement is being born in America. It is the autonomous creation of the working class. It exists more potentially than actually, but its early seeds are appearing in wildcat strikes in the trucking, air transport, and mail communications industries. These wildcat strikes differ from most others in recent labor history. Unlike the sporadic outbreaks of worker militancy outside union sanction in individual plants, the recent strikes have been national walkouts independent of the official labor movement. They have had a demonstrated capacity, moreover, to withstand invocations of union leadership for orderly procedure, government threats of legal reprisal, and apparent lack of national coordination except the universal idea of direct action to meet felt needs.

    For years, most American workers and radicals within the labor movement were convinced of the absolute necessity of central organization on a national level to meet the corporations or the government on an equal footing. The local patterns of trade union organization predominant during the first sixty years after the Civil War were deemed inappropriate to the monopoly stage of capitalism, in which large national corporations with chains of plants dotting the country dominated the political economy.

    The validity of this point of view was reinforced by the apparent success of the CIO and the AF of L which unionized multioccupationally most basic industries in the United States. The early successes of collective bargaining to achieve higher wages, fringe benefits, and some measure of worker control over the conditions of labor were attributed to the emergence of a bureaucracy which mirrored, in both scope and power, the structure of corporate capital.

    Now, however, the central bureaucracies which control the trade unions have become an obstacle to the development of struggles centered on the elementary needs of workers. The strike of postal workers brought to the surface the sclerosis of the trade unions, exposed their alliance with the government against the workers, and ushered in nascent forms of workers direct action independent of the trade unions.

    II

    Several years ago, radicals in the United States and in Europe were proclaiming the end of deprivation as a central thread of working class action. However cognizant of the need to understand class exploitation as primarily the exploitation of labor, its alienation at the point of production, radical theorists of neo-capitalism consistently underestimated the importance of understanding the crisis of contemporary capitalism as reflected in the antagonism between wages and profits. Nor have we fully understood the significance of state workers in the political economy.

    The position that struggles for economic demands were eminently cooptable was a response to the specific condition of U.S. capitalism in the 50s and 60s. The familiar wage struggles consisted in the expiration of a contract, a union strike call, and a quick statement with a mild wage increase, which was easily passed on by the corporations to the workers in higher prices. To radicals, this process looked hardly more revolutionary than any other business transaction.

    The postal strike was completely different. From the first it was illegal. It did not play by the rules of the game. It fought national and local union leaderships tooth and nail. It was undeterred by appeals to patriotism and national interest. It based itself on the power of the workers, not on the goodwill of the bosses. Far from integrating the workers into the system, the postal struggle opposed its central institutions.

    Mr. Zip says: On Strike!

    Nonetheless it was fundamentally a strike for higher incomes. Nor is it hard to understand why postmen should consider wage demands worth fighting for. Letter carriers make $6,176 to $8,442 annually. The Department of Labor considers $10,000 the minimum annual income for a family of four. Richard Nixon affirms postal workers have been underpaid for twenty-three years.

    An index of the potential explosiveness of wage issues is the fact that the weekly earnings of the average non-farm, non-supervising worker in the private economy last year was approximately $2.00 less than the "grossly underpaid" postal worker.

    This is not to say that wage demands are more important than others. In fact, it is wrong to oppose economic and non-economic demands. The real question is whether the struggle is conducted in a way which uses and increases the workers' power, their freedom of action.

    The post office strike demonstrated that many groups now share the social position once reserved for blue collar industrial workers. The postal workers are underpaid and exploited in precisely the way the industrial workers are, and they clearly have a critical role in the functioning of society.

    The use of troops and the application of the full legal powers of the state in both the mail and the rail struggles reveal the centrality of these functions to U.S. capitalism. Free movement of the mails and commodities are an absolute condition to the system's maintenance, much less its expansion. The government had no choice but to play out the alternatives to insure the resumption of rail and mail service. In the mail dispute, severe legal sanctions, such as congressional action to suspend the provisions of the rail labor act and invocation of compulsory arbitration, seemed sufficient, at first to dissuade the workers from direct action in disregard of union leaders and state decree. But the frustrations of postal workers built up over thirty years could not be suppressed through legal means alone.

    Federal workers are completely dependent on congress for wage and benefit improvements, however infrequently enacted. The strike ban has always been held sacrosanct, however, by union leaders and the government. But the dual pressures of inflation and tedious work conditions with no significant upgrading opportunities became too much for postal workers who were forced to hold two jobs or go on supplementary welfare to support themselves and their families.

    One of the more interesting features of the strike was the fact that many signals had been flashed to postal officials and the federal government long before the wildcat broke out. Stories in the daily press reported that postal workers were receiving public assistance to meet basic needs. Demonstrations and intensive lobbying activities had reached their high point immediately prior to the strike. Yet congress and the administration seemed powerless to act decisively to meet the income demands of the workers.

    The Vietnam war, the permanent war economy, and the production of waste subsidized by federal expenditures appear to be logical explanations for the slow pace of government action to meet the modest wage demands of postal union officials. Beyond the fiscal crisis of the public sector induced by the direction of state spending stands the absolute refusal of corporate capital to reduce profits in order to support the public sector. On the contrary. Public services exist to support business. (Witness the absolute need to resume mail service in order to guarantee the flow of information to the stock market.) But the use of the taxing powers of the state to redistribute income between workers and capitalists turns back on itself. The increasing inefficiency of the mails in comparison with the increasing volume (itself a concomitant of capital expansion) is a direct result of the pauperization of the traditional public services.

    Business has been unwilling to finance even those social costs immediately beneficial to itself. Instead, it demands that public services be turned over to the private sector. One of the issues raised by the administration in response to the strike was the necessity of postal "reform" as a condition for pay increases. The proposed postal reform was to abandon public ownership of the mail service and create a government-owned corporation to run the mails. This corporation, similar to quasi-public transit corporations, would be self-sustaining; that is, it would not receive funds from the general treasury in order to subsidize the postal system. Instead, operating costs would have to be met by operating income, essentially the price of stamps. Such a corporation could issue bonds to finance capital improvements, but the debt service would have to be paid for from operating income.

    III

    It is evident that as long as the war continues workers will bear its burden through lower real wages, higher taxes, unemployment, and inflation. In fact, real wages cannot be increased at the present time simply through strikes against one or another employer. This will have two effects on the labor movement. First, its actions will develop more and more into class actions, in response to the shifting of the burden of the war onto the workers. Second, its objectives will have to move beyond simple wage increases, which are impossible given present priorities. An end to the war and a shift in the tax burden will no doubt be two of the key demands. The program of the Alliance for Labor Action clearly reflects these tendencies. But the methods of struggle it proposes - union organizing and legislative lobbying - work only within a system which has sufficient resources to make concessions, not within a system which is already overextended and has its back against the wall.

    The result is that the wildcat actions of the workers will more and more tend to become class actions and to become political. The pace of the process cannot be predicted - although a number of massive wildcat strikes for economic demands will probably be necessary before union leaderships are sufficiently discredited to permit workers' consciousness to become aware of the need to engage in broader class and political actions independent of the trade unions.

    The smell of general strike was in the air during the week long postal strike. The Wall Street Journal explicitly warned of it; and even Rademacher, president of the letter carriers union, threatened to ask George Meany [!] to call a general strike if the government refused to make concessions. The national administration and the corporate bourgeoisie experienced this nightmare for the first time since the great industrial union walkouts in 1946, when nearly three million workers in most basic industries left their jobs in order to counter the decline in real wages wrought by rising prices following the second world war. There were differences however. In 1946 the "first round" wage strikes were officially sanctioned and controlled throughout by liberal industrial union hierarchies. At no time were the channels of collective bargaining in danger of being overrun. In the postal strike, the workers went outside the union framework. The national leadership opposed the walkout and was able to maintain the accountability of local union leadership to its command until the rank and file revolt pushed some local heads to support the strike.

    A second feature of the mail strike was that it represented the first national wildcat in recent labor history. The strike spread from New York City to Nassau and Westchester counties, upstate New York, and nearby New Jersey and Connecticut almost immediately. Within a few days, the wildcat became national, as postal workers in Chicago, Detroit, Pittsburgh, Los Angeles, San Francisco, and other major centers took the initiative on their own despite the pleading, cajolery, and threats of local and national union chieftains. The day after the strike began, the press was already speculating about the possibilities of a general strike of federal employees. John Griner, president of the American Federation of Government Employees, was reported by the Washington Star to say "that he had to intervene personally to prevent several strikes by his locals." Nathan Wolkimir, president of the National Federation of Federal Employees, considered conservative by trade union standards, said that NFFE locals throughout the country had indicated they wanted to strike in support of the postal workers. Alan Whitney, executive vice-president of the unaffiliated National Association of Government Employees, gave a radio interview in which he reported: "We have been receiving phone calls from our various local presidents in various agencies throughout the government and throughout the country. They have watched events of the past days and have seen postal workers striking with a degree of impunity, and their question to us is, if they can do it, why can't we?"

    Whitney, Griner, and other leaders of government employees unions gave a standard answer to this question. "We advised them that it was against the law" (Nathan Wolkimir). Undoubtedly this advice served to dissuade those militants who were ready to strike, but were still under the hegemony of their union leadership. Whitney reported to the White House that "tremendous pressure" was being put on the national office of his union to authorize strikes, especially "one of our biggest defense locals whose primary duty is to supply the war effort in Southeast Asia."

    Simultaneously, municipal employees in San Francisco and Atlanta took to the streets. Similar demands informed their struggle. The up front public issue was the failure of congress to enact a substantial postal pay increase. The spectre haunting local governments haunted the Nixon administration as well. Even if the postal demands could be met, suppose all municipal, state, and federal employees were to join the struggle? Beyond this possibility was the danger that stalled teamster negotiations would result in a transportation wildcat, and perhaps trigger action by industrial workers. President Fitzsimmons of the Teamsters warned that "the natives are restless," an apparent attempt to force the trucking companies into a quick settlement, in order to forestall an event mutually undesirable to the unions, the companies, and the government.

    There is little doubt that there was tremendous pressure from the ranks for widening the struggle beyond the postal strike, on the one hand, and various local disputes, on the other. National union leaders, taken aback by the temerity of the rank and file, recovered their composure. Simultaneously, they urged a back to work movement among the workers and attempted to force concessions from the administration. To the workers, the passivity of the AFL-CIO leaders was a clear indication of their fright at the implications of the postal walkout. They remained publicly mute throughout the one week strike, working "behind the scenes" to bring the Administration and congressional leaders to the bargaining table in order to settle the strike on the basis of a non-inflationary wage increase commensurate with cost of living increases since 1967. The postal settlement was in accord with the GE settlement. Union objectives were to recover lost ground, not to make substantial gains in real wages.

    But the postal workers could not be herded back to work by peaceful means. Neither the promise of a piddling wage increase with a provision for achieving top rate after eight years instead of twenty years nor appeals to patriotism and the rule of law was successful. The President was forced to resort to his ultimate weapon: the use of troops as strike-breakers in the most militant section of the 180,000 walkout -- New York. Even though the troops were unarmed, the coercive implications of 25,000 of them in the post offices were not lost on the workers. Contrary to romantic leftist notions of impending bloodshed, most letter carriers were genuinely intimidated by the presence of the troops. They were unprepared, psychologically and militarily, to counter them effectively. The combination of congressional promises of a substantial wage increase and the massive presence of troops was sufficient to break the back of the strike for the time being.

    But the end of the strike is not attributable merely to the show of state power and/or trade union constraint of the workers. More important than either of them was the failure of the strike to spread to other federal workers and beyond them to industrial workers. Short of a widening strike on generalized demands all struggles end in negotiated compromise. The material conditions existed for a wider strike. Conjuncturally, teamsters and auto workers face the most difficult negotiations in years. The current recession has produced stiffer corporate resistance to wage demands which would alter the relationship between profits and wages should international competition make it more difficult to offset wage increases by higher prices. Rank and file restlessness nevertheless has not reached the point of revolt against the trade unions and the employers in substantial parts of basic industry.

    But the air controllers were ready and did strike. Workers in all public services, traditionally the least cohesive, are furious at the inability and unwillingness of the state to meet their needs. Implicit in their readiness to struggle for quantitative demands is their refusal to accept the sacrifices made necessary by the defense effort. The Vietnam war has lost its magic among workers who have been told they must subordinate their needs to national priorities - to militant anti-communism, that is, waged on their (the workers') backs. To be sure, there is no conscious rejection of these priorities. But the wildcat strikes evoked a decree of national emergency from the President amid arguments that vital services were being impaired. Most apparent was the inability of most workers to make an explicit connection between their strike and its ideological consequences not only in relation to the war, but more importantly, in relation to the legitimacy of the law as a determinant of social behavior. The workers acted subversively without bringing this subversion to consciousness. They had refused in practice to subordinate their own interests to the national interest, traditionally defined, but could not perceive it in its most general aspect, the struggle against state prerogative over them.

    In some cities the union was able to maintain complete control. Postal workers in Washington, D.C., asked whether or not they were going to strike, often replied that they did not know. It was being decided for them by the officers; they were waiting, that is, for word from above. Meanwhile the president of the local announced on television that "the reason the D.C. workers are not out is that the local is doing everything possible to keep them from going out." When the membership arrived at the union hall for a meeting, which had been announced publicly, they found the hall locked and guarded. The leadership's attitude was we'll let you know when the national calls a strike. A general meeting of the local was not called until almost a week after the New York strike had begun. Wildcat advocates were not allowed to speak at the meeting. One of them had his union card torn up when he presented it to get in. (He never did get in.) A vote was announced. But what was being voted on was uncertain. The membership, it seems, was confused. The leadership, not at all. The meeting, it announced, had voted against a strike.

    The wildcat forces met on the lawn in front of the main post office, but did not have sufficient strength to call a strike. They were weak, in part, because the strike nationally had peaked, and many other cities were going back to work. The local's stalling techniques had been successful. Two other conditions explain Washington's lack of militancy. First, the basic industry of the city is government, and government workers have no tradition of strikes; they have instead remnants of an ideology of "public service responsibility." Second, perhaps even more than elsewhere, D.C. postal workers are predominantly black, but D.C. has perhaps the most middle-class black community of any major city, based on access to government jobs and the security-consciousness which such jobs appeal to and generate. These same conditions were no doubt important in preventing the strike from spreading to other government workers in Washington. They will continue to retard as well such developments in the future.

    In other major cities, however, black workers and young workers were the cutting edge of the walkout. In strike bound cities such as Detroit, Pittsburgh, Philadelphia, and New York, approximately 50 to 75 per cent of the workers are black, many of them in their twenties and thirties. Black workers predominate because government employment, particularly in the post office, is one of the few opportunities for black men to get steady work at wages over $100 a week. Many black workers in the post office are college educated. Many of them have received two or four year college degrees. Still, a job in the post office represents an important means of gaining job security and a regular income.

    The strike suggests further that new relations between the black and white movements impend. When the issue is access to a few hundred skilled construction jobs in one city, black workers have no choice but to attack white workers' privileges; and the white workers, in turn, no choice but to defend their jobs. When the issue becomes a struggle by tens of thousands of workers against employers and the state, the need for solidarity becomes evident to everyone, and the special militancy of blacks becomes an extra force for unity, their special oppression an added fuel to the struggle against the common enemy. In a period of rising labor militancy, we may expect organizations with a specifically working class base, like DRUM, to become increasingly significant in the black movement; and those with a bourgeois or street-culture base, to become relatively less significant. Race contradictions will feed, not counteract, class contradictions.

    IV

    The fact that the struggle for immediate demands never grew into a struggle for more general political and social demands is not a function of the failure of radical political education to make the connections ideologically. It is rather the inability of the postal workers to spread the struggle to other workers - other federal workers, to begin with. One reason for this failure was the relatively short duration of the strike, itself a consequence of its narrowness. Another was the fact that the impulses to struggle among federal workers who wished to join the strike were effectively emasculated by union bureaucrats to whom militants turned for leadership. The reliance of federal workers on union leadership remained an internal barrier to a widened struggle. The trade union consciousness among federal workers reflects the relative newness of union organization among them.

    If radicals had a role to play in the postal strike, it was not primarily to educate the postal workers, but to agitate for conditions which provide the soil of revolutionary education - to agitate, that is, for widened struggle. Radicals in Washington did address other federal workers. [Footnote: Radicals in D.C. understood the need to support the strike, but were hindered in their efforts because there was no strike or organized wildcat movement to relate to locally. Responding to reports that government union officials were being bombarded by calls demanding strikes, one group of radicals distributed the leaflet "If They Did It, Why Can't We?" throughout eight government agencies. The mobilization distributed a leaflet relating the strike to the war throughout downtown Washington. The D.C. Labor Committee, the Young Patriots, and a radical union of D.C. sewer workers sent representatives to the wildcat meeting when it finally occurred. Nobody was able to respond effectively, however, to the actual situation of the D.C. postal workers. Nobody had substantive contacts with lower level government workers throughout the city.] But in most places, radicals contented themselves with organizing support demonstrations in town squares or with truncated attempts at "political education" without benefit of substantial contacts among postal workers. Most of the leaflets handed out to postal workers were politically "correct." They opposed the troop intervention; they connected the decline of real wages to the war and to corporate capitalist profit grabbing; and they tried to put forth a program of demands for postal workers, an incredible exercise in arrogance and abstract politics.

    The brave attempts of organized radicals to be relevant to workers' struggles represents an advance over the situation several years ago. But radical consciousness still appears as an outside force. It still does not function as a tendency within the class. If radicals are to be relevant to workers, it is their vision, their description of alternatives to the modes of hierarchy which dominate the workers, which constitutes their primary contribution. Not their support for strikes at given levels. Nor their attempts to evolve demands or organizational strategies. The concrete aid radicals can render is to help widen the struggle to other industrial sectors, including those in which they are, themselves, employed.

    V

    The postal strike makes vivid what state socialism means for workers - conditions identical to or worse than those in the private economy. The post office is, after all, a "nationalized" enterprise. Yet its workers are paid worse than those in the private sector, dominated just as thoroughly, deprived even more of such fundamentals as the right to strike, and enmeshed in bureaucracy. If the socialism is viewed as a system in which "the government owns everything and everybody works for the government," it is hardly surprising that workers - and everybody else except potential government bureaucrats - shies away from it.

    As the struggle of public workers become more important in the general movement of workers, the problem of redefining the socialist vision will become more acute for radicals. Clearly, the convergence of future state socialist solutions with contemporary state capitalism indicates the task for socialists. The socialist vision must be discussed as the control by the producers of their work and of all institutions of society. The wildcat strikes, directed against the corporations, the state, and their ideological apparatuses (e.g., the trade unions) imply an action critique of bureaucracy and hierarchy. Because state socialism preserves all the forms of capitalist domination and changes only the masters, it is not surprising that workers will have nothing to do with left wing alternatives which offer nothing better than a new bureaucracy.

    In the postal workers strike, we can see a new labor movement struggling to free itself from the womb of the old one.

    In the struggle between the wildcat movement and the unions, we can see the struggle between two principles of workers' organization. Here, decision-making in free assembly, willingness to struggle within and without the law, mobilization of the workers' real power, spreading solidarity, intransigence, self-direction, action; there, obedience, division of the workers from each other, groveling before power (institutional and individual), authoritarianism.

    In the postal strike and in the rising labor discontent, we can see the development of a new alignment of forces in America. During the 1960s the forces of movement in society were blacks and students. The middle and working classes opposed them both and looked to quasi-fascist solutions of increasing state dictatorship to protect their positions. But as the postal strike shows, in a non-expanding economy, the state must oppose even the day-to-day struggles of the workers. The convergence of radicalized workers with the student and black movements will be long and difficult, but it is pushed forward daily by developments within society. Only within the context of such realignment is serious struggle against fascism and repression, let alone revolutionary advance, possible.

    From Root & Branch No. 1 (1970), pp. 1-5

    Comments

    Unfriendly skies - The air traffic controllers' sick-out, 1969

    Short article about the 1969 mass calling-in sick strike of air traffic controllers in the US over wages and conditions, and the new union of the workers, the Professional Air Traffic Controllers Organization.

    Submitted by Steven. on December 27, 2006

    Two days after Nixon broke the letter carriers' strike the air traffic controllers walked off their jobs and stayed out for three weeks. The controllers called in sick, attempting to avoid the still legal penalties for striking.

    The air traffic controller has the most difficult job in the aviation industry. The airline pilot's workload is reduced by the auto-pilot, the co-pilot and the flight engineer. And the pilot is limited to 85 flying hours a month. Controllers face constant pressure and must make hundreds of correct- immediate- decisions ten hours a day, six days a week.

    The controller uses radar and radio to keep planes separated. Often the pilot does not even know where he is. When planes head toward busy airports for landing, the controller brings them in separating them by the legal limit of 3 miles. And 3 miles at 180 knots approach speed is only 1 minute of flying time. The controllers had to organize against the FAA to maintain this 3 mile limit. Controllers have told me that there are near mid-air collisions in the clouds that pilots never know about. When planes change their routing to avoid thunderstorms the safety margin is especially thin.

    The controller is at the mercy of antique and inadequate equipment. At the Kennedy Approach Control center the radar failed while a controller was bringing six planes into JFK. The controller sent the first plane up, the second one down, the third to the right, and the fourth to the left. The fifth one he told to continue straight ahead. And to plane six he said "I'm sorry buddy, you're going to have to stop right where you are."

    When the radio transmitter fails, the controller must watch silently on radar as targets converge and hopefully keep on going.

    During the 1960s the volume and speed of air traffic increased phenomenally. But the government spent little money on improving and modernizing the air traffic control system. From 1964 to 1968 no controllers were hired. This meant that each controller had to handle many more planes. To prevent delays the controllers were forced to violate the government's own safety rules.

    In 1968 the controllers threw out a government union and organized PATCO (Professional Air Traffic Controllers Organization). They began "Operation Air Safety" in the summer of 1968. They collectively refused to squeeze planes dangerously close together.

    Since 1968 the government has been hiring controller trainees. But it takes 3 to 4 years to train a man for radar traffic control. In the meantime the regular controllers have the added burden of training the new men in addition to doing their jobs. Often the trainees learn by controlling actual planes. In Puerto Rico nineteen persons lost their lives when a plane was sent into a mountain by a trainee. His instructor was busy with regular duties.

    The major high-density control centers were the heart of the "sick-out." Most of the present controllers were hired in the 1956-58 period and are now in their mid-thirties. Their health and ability to control traffic is failing due to the constant strain. A recent medical survey of controllers found 68 percent have chest pains, 81 percent vomited blood, and 95 percent had visual disturbance (double vision). The FAA will not let them transfer to other less intense centers. To retire they must have 30 years of service or be 55 years old.

    Last summer FAA boss, John Shaffer, testified before a congressional committee that the controllers were not underpaid or overworked. Spontaneously controllers across the country called in sick for several days. Since that time, the FAA has stepped up harrassment of PATCO members. PATCO lost its dues checkoff privilege.

    Before the recent strike the FAA had refused to negotiate the PATCO demands: 20 years retirement, 30 hour week, higher pay, and better equipment. The final blow came when the FAA gave involuntary transfers to three Baton Rouge PATCO members. Three thousand five hundred controllers called in sick out of a total of 8500 workers.

    During the sick-out, the controllers came under intense pressure from the FAA and the airlines. The airline organization (the Air Transport Association) sued each controller individually for damages. The suit is still pending. The FAA sent telegrams of dismissal and suspension to the "sick" controllers. The government forced the PATCO officers to call off the strike; and the officers publicly ordered the men to return to work. In consequence, the issues were confused for the public and for other aviation workers.

    The FAA used supervisors who had little current experience and trainees to keep the system going during the sick-out. The rate of near mid-air collision was four times normal. The controllers tried to get the pilots to support their action. But ALPA (Airline Pilots Association), the pilots' organization, is very conservative. ALPA denied the FAA would let them fly if conditions were unsafe. The FAA claimed the airways were safe, because the pilots were flying.

    The controllers went back after a compromise was mediated by a federal judge. The FAA promised negotiations and no reprisals when the controllers returned to work. After the men went back, however, the FAA transferred PATCO officers to clerical jobs. PATCO went back to the federal judge who had worked out the compromise and he ordered the FAA to return the men to their regular jobs. The three Baton Rouge men have since been fired.

    The FAA has started negotiations with PATCO on the controller demands. The FAA promises action, but the controllers are waiting to see what will happen. Many of them are talking about working for the Canadian Air Traffic Control system.

    There have been some changes. In the New York Center the men are now working a five day week. The workload is the same but the overtime has been reduced. The airlines have not gone back to their regular schedules and the men are enforcing "flow control" procedures on the airlines. That is, planes now wait on the ground to prevent delays in the air.

    The airlines operate with average flights only half filled. Much airline congestion is caused by competitive pressures. Each airline wants its flights to leave at the rush hours.

    PATCO is both a workers' movement and a traditional trade union. PATCO officers would be happy to mediate between the men and the FAA. PATCO wants arbitration and dues checkoff. It attempted to conduct the sick-out within the legal system. There were no demonstrations at airports or FAA centers to spread the strike. The controllers were able to stop half of all airline flights during their strike, but they did not win their demands.

    The controllers' struggle has changed their political views. They are more sympathetic to the current student strike against the war. They have understood the necessity of direct action. Traditional trade union methods cannot deal with the basic problems in the aviation industry. The airlines are buying expensive jumbo jets which they do not need, and their losses increase. With profits declining the airlines will step up their pressure to compromise safety. Major airlines have already begun to lay off workers.

    Only a revolutionary movement for workers control of industry will guarantee jobs and safety. Aviation workers who daily risk their lives -- as well as the lives of thousands of passegers -- in unsafe conditions must begin to build that movement. The controllers may go on strike again if the FAA does not submit to their demands. When the controllers go out again, they should not be alone. Pilots, ground workers, and other FAA employees should join them to fight resolutely for air safety, better working conditions, and more jobs.

    From Root & Branch No. 1 (1970), pp. 6-7
    Text taken from http://www.labor.iu.edu/LaborHistory/rab/01/unfriendly.html

    Comments

    Chilli Sauce

    9 years 10 months ago

    In reply to by libcom.org

    Submitted by Chilli Sauce on September 1, 2014

    Interesting read.

    the pilot is limited to 85 flying hours a month

    Anyone know if this is still true?

    Also,

    The controllers' struggle has changed their political views. They are more sympathetic to the current student strike against the war. They have understood the necessity of direct action. Traditional trade union methods cannot deal with the basic problems in the aviation industry.

    So, by 1980, PATCO has endorsed Reagan for president who, or course, subsequently broke the union. Does anyone know about the full-on "trade unionization" of PATCO?

    Manifesto - Ecology Action East

    Root and Branch put forward a communist approach to environmental issues.

    Submitted by klas batalo on August 8, 2010

    The Power to Destroy - The Power to Create

    The power of this society to destroy has reached a scale unprecedented in the history of humanity - and this power is being used, almost systematically, to work an insensate havoc upon the entire world of life and its material bases.

    In nearly every region, air is being befouled, waterways polluted, soil washed away, the land dessicated, and wildlife destroyed. Coastal areas and even the depths of the sea are not immune to widespread pollution. More significantly in the long run, basic biological cycles such as the carbon cycle and nitrogen cycle, upon which all living things (including humans) depend for the maintenance and renewal of life, are being distorted to the point of irreversible damage. The wanton introduction of radioactive wastes, long-lived pesticides, lead residues, and thousands of toxic or potentially toxic chemicals in food, water, and air; the expansion of cities into vast urban belts, with dense concentrations of populations comparable in size to entire nations; the rising din of background noise; the stresses created by congestion, mass sewage, and industrial wastes; the congestion of highways and city streets with vehicular traffic; the profligate destruction of precious raw materials; the scarring of the earth by real estate speculators, mining and lumbering barons, and highway construction bureaucrats - all, have wreaked a damage in a single generation that exceeds the damage inflicted by thousands of years of human habitation on this planet. If this tempo of destruction is borne in mind, it is terrifying to speculate about what lies ahead in the generation to come.

    The essence of the ecological crisis in our time is that this society - more than any other in the past - is literally undoing the work of organic evolution. It is a truism to say that humanity is part of the fabric of life. It is perhaps more important at this late stage to emphasize that humanity depends critically upon the complexity and variety of life, that human well-being and survival rest upon a long evolution of organisms into increasingly complex and interdependent forms. The development of life into a complex web, the elaboration of primal animals and plants into highly varied forms, has been the precondition for the evolution and survival of humanity itself and for a harmonized relationship between humanity and nature.
    Technology and Population

    If the past generation has witnessed a despoilation of the planet that exceeds all the damage inflicted by earlier generations, little more than a generation may remain before the destruction of the environment becomes irreversible. For this reason, we must look at the roots of the ecological crisis with ruthless honesty. Time is running out and the remaining decades of the twentieth century may well be the last opportunity we will have to restore the balance between humanity and nature.

    Do the roots of the ecological crisis lie in the development of technology? Technology has become a convenient target for bypassing the deep-seated social conditions that make machines and technical processes harmful.

    How convenient it is to forget that technology has served not only to subvert the environment but also to improve it. The Neolithic Revolution which produced the most harmonious period between nature and post-paleolithic humanity was above all a technological revolution. It was this period that brough to humanity the arts of agriculture, weaving, pottery, the domestication of animals, the discovery of the wheel, and many other key advances. True there are techniques and technological attitudes that are entirely destructive of the balance between humanity and nature. Our responsibilities are to separate the promise of technology - its creative potential - from the capacity of technology to destroy. Indeed, there is no such word as "Technology" that presides over all social conditions and relations; there are different technologies and attitudes toward technology, some of which are indispensible to restoring the balance, others of which have contributed profoundly to its destruction. What humanity needs is not a wholesale discarding of advanced technologies, but a sifting, indeed a further development of technology along ecological principles that will contribute to a new harmonization of society and the natural world.

    Do the root of the ecological crisis lie in population growth? This thesis is the most disquieting, and in many ways the most sinister, to be advanced by ecology action movements in the United States. Here, an effect called "population growth," juggled around on the basis of superficial statistics and projections, is turned into a cause. A problem of secondary proportions at the present time is given primacy, thus obscuring the fundamental reasons for the ecological crisis. True, if present economic, political and social conditions prevail, humanity will in time overpopulate the planet and by sheer weight of numbers turn into a pest in its own global habitat. There is something obscene, however, about the fact that an effect, "population growth," is being given primacy in the ecological crisis by a nation which has little more than seven percent of the world's population, wastefully devours more than fifty percent of the world's resources, and is currently engaged in the depopulation of an Oriental people that has lived for centuries in sensitive balance with its environment.

    We must pause to look more carefully into the population problem, touted so widely by the white races of North America and Europe - races that have wantonly exploited the people of Asia, Africa, Latin America, and the South Pacific. The exploited have delicately advised their exploiters that, what they need are not contraceptive devices, armed "liberators," and Prof. Paul R. Ehrlich to resolve their population problems; rather, what they need is a fair return on the immense resources that were plundered from their lands by North America and Europe. To balance these accounts is more of a pressing need at the present time than to balance birth rates and death rates. The peoples of Asia, Africa, Latin America, and the South Pacific can justly point out that their American "advisors" have shown the world how to despoil a virgin continent in less than a century and have added the words "built-in obsolescence" to the vocabulary of humanity.

    This much is clear: when large labor reserves were needed during the Industrial Revolution of the early nineteenth century to man factories and depress wages, population growth was greeted enthusiastically by the new industrial bourgeoisie. And the growth of population occurred despite the fact that, owing to long working hours and grossly overcrowded cities, tuberculosis, cholera, and other diseases were pandemic in Europe and the United States. If birth rates exceeded death rates at this time, it was not because advances in medical care and sanitation had produced any dramatic decline in human mortality; rather, the excess of birth rates over death rates can be explained by the destruction of preindustrial family forms, village institutions, mutual aid, and stable, traditional patterns of life at the hands of capitalist "enterprise." The decline of social morale ushered in by the horrors of the factory system, the degredation of traditional agrarian peoples into grossly exploited proletarians and urban dwellers, produced a concomittantly irresponsible attitude toward the family and the begetting of children. Sexuality became a refuge from a life of toil on the same order as the consumption of cheap gin; the new proletariat reproduced children, many of whom were never destined to survive into adulthood, as mindlessly as it drifted into alcoholism. Much the same process occurred when the villages of Asia, Africa, and Latin America were sacrificed on the holy alter of imperialism.

    Today, the bourgeoisie "sees" things differently. The roseate years of "free enterprise" and "free labor" are waning before an era of monopoly, cartels, state-controlled economies, institutionalized forms of labor mobilization (trade unions), and automatic or cybernetic machinery. Large reserves of unemployed labor are no longer needed to meet the needs of capital expansion, and wages are largely negotiated rather than left to the free play of the labor market. From a need, idle labor reserves have now turned into a threat to the stability of a managed bourgeois economy. The logic of this new "perspective" found its most terrifying expression in German fascism. To the Nazis, Europe was already "over-populated" in the thirties and the "population problem" was "solved" in the gas chambers of Auschwitz. The same logic is implicit in many of the neo-Malthusian arguments that masquerade as ecology today. Let there be no mistake about this conclusion.

    Sooner or later the mindless proliferation of human beings will have to be arrested, but population control will either be initiated by "social controls" (authoritarian or racist methods and eventually be systematic genocide) or by a libertarian, ecologically oriented society (a society that develops a new balance with nature out of a reverence for life). Modern society stands before these mutually exclusive alternatives and a choice must be made without dissimulation. Ecology action is fundamentally social action. Either we will go directly to the social roots of the ecological crisis today or we will be deceived into an era of totalitarianism.
    Ecology and Society

    The basic conception that humanity must dominate and exploit nature stems from the domination and exploitation of man by man. Indeed, this conception goes back earlier to a time when men began to dominate and exploit women in the patriarchal family. From that point onward, human beings were increasingly regarded as mere resources, as objects instead of subjects. The hierarchies, classes, propertied forms, and statist institutions that emerged with social domination were carried over conceptually into humanity's relationship with nature. Nature too became increasingly regarded as a mere resource, an object, a raw material to be exploited as ruthlessly as slaves on a latifundium. This "worldview" permeated not only the official culture of hierarchical society; it became the way in which slaves, serfs, industrial workers and women of all social classes began to view themselves. As embodied in the "work ethic," in a morality based on denial and renunciation, in a mode of behavior based on the sublimation of erotic desires, and in otherworldly outlooks (be they European or Asian), the slaves, serfs, workers, and female half of humanity were taught to police themselves, to fashion their own chains, to close the doors on their own prison cells.

    If the "worldview" of hierarchical society is beginning to wane today, this is mainly because the enormous productivity of modern technology has opened a new vision: the possibility of material abundance, an end to scarcity, and an era of free time (so-called "leisure time") with minimum toil. Our society is becoming permeated by a tension between "what-is" and "what-could-be," a tension exacerbated by the irrational, inhuman exploitation and destruction of the earth and its inhabitants. The greatest impediment that obstructs a resolution of this tension is the extent to which hierarchical society still fashions our outlook and actions. It is easier to take refuge in critiques of technology and population growth; to deal with an archaic, destructive social system on its own terms and within its own framework. Almost from birth, we have been socialized by the family, religious institutions, schools, and by the work process itself into accepting hierarchy, renunciation, and statist systems as the premises on which all thinking must rest. Without shedding these premises, all discussions of ecological balance must remain palliative and self-defeating.

    By virtue of its unique cultural baggage, modern society - profit-oriented bourgeois society - tends to exacerbate humanity's conflict with nature in a more critical fashion than pre-industrial societies of the past. In bourgeois society, humans are not only turned into objects; they are turned into commodities; into objects explicitly designed for sale on the market place. Competition between human beings, qua commodities, becomes an end in itself, together with the production of utterly useless goods. Quality is turned into quantity, individual culture into mass culture, personal communication into mass communication. The natural environment is turned into a gigantic factory, the city into an immense market place; everything from a Redwood forest to a woman's body has "a price." Everything is equatable in dollar-and-cents, be it a hallowed cathedral or individual honor. Technology ceases to be an extension of humanity; humanity becomes an extension of technology. The machine does not expand the power of the worker; the worker expands the power of the machine, indeed, he becomes a mere part of the machine. Is it surprising, then, that this exploitative, degrading, quantified society pits humanity against itself and against nature on a more awesome scale than any other in the past?

    Yes, we need change, but change so fundamental and far-reaching that even the concept of revolution and freedom must be expanded beyond all earlier horizons. No longer is it enough to speak of new techniques for conserving and fostering the natural environment; we must deal with the earth communally, as a human collectivity, without those trammels of private property that have distorted humanity's vision of life and nature since the break-up of tribal society. We must eliminate not only bourgeois hierarchy, but hierarchy as such; not only the patriarchal family, but all modes of sexual and parental domination; not only the bourgeois class and propertied system, but all social classes and property. Humanity must come into possession of itself, individually and collectively, so that all human beings attain control of their everyday lives. Our cities must be decentralized into communities, or ecocommunities, exquisitely and artfully tailored to the carrying capacity of the ecosystems in which they are located. Our technologies must be readapted and advanced into ecotechnologies, exquisitely and artfully adapted to make use of local energy sources and materials, with minimal or no pollution of the environment. We must recover a new sense of our needs - needs that foster a healthful life and express our individual proclivities, not "needs" dictated by the mass media. We must restore the human scale in our environment and in our social relations, replacing mediated by direct personal relations in the management of society. Finally, all modes of domination - social or personal - must be banished from our conceptions of ourselves, our fellow humans, and nature. The administration of humans must be replaced by the administration of things. The revolution we seek must encompass not only political institutions and economic relations, but consciousness, life style, erotic desires, and our interpretation of the meaning of life.

    What is in the balance, here, is the age-long spirit and systems of domination and repression that have not only pitted human against human, but humanity against nature. The conflict between humanity and nature is an extension of the conflict between human and human. Unless the ecology movement encompasses the problem of domination in all its aspects, it will contribute nothing toward eliminating the root causes of the ecological crisis of our time. If the ecology movement stops at mere reforms in pollution and conservation control without dealing radically with the need for an expanded concept of revolution it will merely serve as a safety valve for the existing system of natural and human exploitation.
    Goals

    In some respects the ecology movement today is waging a delaying action against the rampant destruction of the environment. In other respects its most conscious elements are involved in a creative movement to totally revolutionize the social relations of humans to each other and of humanity to nature.

    Although they closely interpenetrate, the two efforts should be distinguished from each other. Ecology Action East supports every effort to conserve the environment: to preserve clean air and water, to limit the use of pesticides and food additives, to reduce vehicular traffic in streets and on highways, to make cities more wholesome physically, to prevent radioactive wastes from seeping into the environment, to guard and expand wilderness areas and domains for wildlife, to defend animal species from human depredation.

    But Ecology Action East does not deceive itself that such delaying actions constitute a solution to the fundamental conflict that exists between the present social order and the natural world. Nor can such delaying actions arrest the overwhelming momentum of the existing society for destruction.

    This social order plays games with us. It grants long-delayed, piecemeal, and woefully inadequate reforms to deflect our energies and attention from larger acts of destruction. In a sense, we are "offered" a patch of Redwood forest in exchange for the Cascades. Viewed in a larger perspective, this attempt to reduce ecology to a barter relationship does not rescue anything; it is cheap modus operandi for trading away the greater part of the planet for a few islands of wilderness, for pocket parks in a devastated world of concrete.

    Ecology Action East has two primary aims: one is to increase in the revolutionary movement the awareness that the most destructive and pressing consequences of our alienating, exploitative society is the environmental crisis, and that truly revolutionary society must be built upon ecological precepts; the other is to create, in the minds of the millions of Americans who are concerned with the destruction of our environment, the consciousness that the principles of ecology, carried to their logical end, demand radical changes in our society and our way of looking at the world.

    Ecology Action East takes its stand with the life-style revolution that, at its best, seeks an expanded consciousness of experience and human freedom. We seek the liberation of women, of children, of gay people, of black people and colonial peoples, and of working people in all occupations as part of a growing social struggle against the age-old traditions and institutions of domination - traditions and institutions that have so destructively shaped humanity's attitude toward the natural world. We support libertarian communities and struggles for freedom wherever they arise; we take our stand with every effort to promote the spontaneous self-development of the young; we oppose every effort to repress human sexuality, to deny humanity the eroticization of experience in all its forms. We join in all endeavors to foster a joyous artfulness in life and work: the promotion of crafts and quality production, the design of new ecocommunities and ecotechnologies, the right to experience on a daily basis the beauty of the natural world, the open, unmeditated, sensuous pleasure that humans can give to each other, the growing reverence for the world of life.

    In short, we hope for a revolution which will produce politically independent communities whose boundaries and populations will be defined by a new ecological consciousness; communities whose inhabitants will determine for themselves within the framework of this new consciousness the nature and level of their technologies, the forms taken by their social structures, world views, life styles, expressive arts, and all other aspects of their daily lives.

    But we do not delude ourselves that this life-oriented world can be fully developed or even partially achieved in a death-oriented society. American society, as it is constituted today, is riddled with racism and sits astride the entire world, not only as a consumer of its wealth and resources, but as an obstacle to all attempts at self-determination at home and abroad. Its inherent aims are production for the sake of production, the preservation of hierarchy and toil on a world scale, mass manipulation and control by centralized, statist institutions. This kind of society is unalterably counterposed to a life-oriented world. If the ecology movement does not draw these conclusions from its efforts to conserve the natural environment, then conservation becomes mere obscurantism. If the ecology movement does not draw these conclusions from its efforts to conserve the natural environment, then conservation becomes mere obscurantism. If the ecology movement does not direct its main efforts toward a revolution in all areas of life - social as well as natural, political as well as personal, economic as well as cultural - then the movement will gradually become a safety valve for the established order. It is our hope that groups like our own will spring up throughout the country, organized like ourselves on a humanistic, libertarian basis, engaged in mutual action and a spirit of cooperation based on mutual aid. It is our hope that they will try to foster a new ecological attitude not only toward nature but also toward humans: a conception of spontaneous, variegated relations within groups and between groups, within society and between individuals.

    We hope that ecology groups will eschew all appeals to the "heads of government" and to international or national state institutions, the very criminals and political bodies that have materially contributed to the ecological crisis of our time. We believe the appeals must be made to the people and to their capacity for direct action that can get them to take control of their own lives and destinies. For only in this way can a society emerge without hierarchy and domination, a society in which each individual is the master of his or her own fate.

    The great splits which divided human from human, humanity from nature, individual from society, town from country, mental from physical activity, reason from emotion, and generation from generation must now be transcended. The fulfillment of the age-old quest for survival and material security in a world of scarcity was once regarded as the precondition for freedom and a fully human life. To live we had to survive. As Brecht put it: "First feed the face, then give the moral."

    The situation has now begun to change. The ecological crisis of our time has increasingly reversed this traditional maxim. Today, if we are to survive, we must begin to live. Our solutions must be commensurable with the scope of the problem, or else nature will take a terrifying revenge on humanity.

    Root & Branch No. 1 (1970), pp. 8-14

    Comments

    Old left, new left, what's left? - Paul Mattick, Jr.

    The Weathermen.
    The Weathermen.

    Paul Mattick Jr. takes a look at the 'New Left' and student movement at the end of the 1960s.

    Submitted by klas batalo on August 8, 2010

    The last six months of the sixties presented American radicals with an apparently incongrous pair of events: a massive revival of the anti-war movement and the disintegration of the organization which has for some time been justifiably identified with the "new left" itself, SDS. After a year or so of demonstrations in which growing militance of slogan was matched by decreasing numbers of participants, half a million people turned out in Washington in November to protest the war in Vietnam. An enormous part of this crowd was new to demonstrating. Significant also was the fact that, though still largely made up of students, it included larger numbers drawn from other social groups than ever before: white collar workers such as secretaries; young "professionals" (doctors and lawyers); high-schoolers; and GIs (as well as the stockbrokers and small businessmen worried about the threat to "American stability" posed by the continuing war). Notably absent as an organizational force was the SDS which existed before its June convention in Chicago. The Weathermen, Crazies, and Mad Dogs showed up to gather those desirous of physical "militance" for a brass-knuckled attack on imperialism, but the thousands who followed them to DuPont Circle did so more out of frustration with the flaccid atmosphere of Give Peace a Chance than out of support for Weathermen politics. WSA-SDS, which in October had by and large confined itself to pointing out the futility of the Moratorium and urging devotion to the true focus of struggle on trade union organizing on and off the campus, had to be forced to follow the "liberal" masses to Washington.

    This pair of phenomena may serve as an excellent symbol for the situation confronting what has thought of itself as the "new left." They bear witness, on the one hand, to the continuing destructive character of capitalism, represented most saliently by the adventures of American imperialism in Asia; and, on the other, to the failure of the new left to develop modes of thought and action capable of clarifying the way to a socialist society.

    The reborn peace movement does not represent a new stage in the development of American radicalism, but rather an enlargement of what existed before: mass "middle class" discontent with the war mobilized to exercise its constitutional rights of assembly and petition (and seemingly open to being channelled into dove electoral campaigns, thus providing a forum for leftish propagandizing and exhortation. At the same time, the failure of the left to respond in any inspiring way to this newly active discontent will not be usefully analyzed in terms of the evil work of the Progressive Labor Party or of the other political factions whose battleground SDS became until the fabric parted from the strain. An attempt to analyze our current possibilities and predicaments must be based on an understanding of the new left's context in a realistic appraisal of the social forces shaped by present day capitalist development.

    I

    The "new left" (by which I mean the predominantly student movements focussing most forcefully on racism and war) has been a phenomenon of the sixties, beginning thus in a period hailed as one of prosperity for American (and world) capitalism. How is this to be explained? The underlying phenomena are hard to grasp; on the surface they are visible in the form of the permanence of racism and poverty in the "affluent" society, the necessity of imperialist war economy, and the increasing economic difficulties seen through the bourgeois economists' glass darkly as the dilemma of " high employment versus price stability."

    Postwar American prosperity might in fact be better characterized as pseudo-prosperity, from the point of view of the classical capitalist economy, while a fever of physical existence has been achieved for large enough numbers of the working class sufficient to maintain social equilibrium, this has been accomplished since the twenties only thanks to steadily increasing government interventions into the economy. Since capitalist "economic activity is immediately animated and guided, not by the quest of satisfactions, but by the quest of profits" (W.C. Mitchell), the prosperity of the post-Depression "mixed economy" represents not a true capitalist boom but rather a response to the inability of the economy to generate a rate of profit sufficiently high to make possible an accelerated rate of of accumulation. Because its role is played outside of, and in lieu of, the investment-profit-expanded investment cycle of the capitalist system, the expanding "public sector," while successful so far in maintaining social stability, cannot solve the essential problem of declining profitability. Indeed, it even accentuates it, as eventually the expansion of non-market, non-productive (of profit) production must inhibit the growth of a private sector growing at a slower rate, even while it is necessary if the private sector is to continue to exist at all. The results of what may well be described as a permanent crisis situation have been: stagnation in "growth," employment rates, and working class living standards; the "sacrifice" or minimal public support of unabsorbable elements of the population, such as the Appalachian poor whites and masses of the blacks; and attempts to extend and secure control over the Third World to allow for hoped-for economic development under American corporate auspices.

    If this is the general background, the reaction to the conditions thus described on the part of "middle class" students has been immediately due to particular changes in mode of life experienced by this part of the population in the course of capitalism's adjustment to its new conditions of existence. These are due both to the continuation of processes operative throughout the history of capitalist society and to the new features introduced with the mixed economy. Changes in technology (if not amounting to a "new industrial revolution") have resulted in a rising proportional importance of white collar labor at all levels of industry, from Research and Development to production. The same trend in employment has come from the increasing bureaucratization of industry made necessary by the advance of concentration and the attendant growth of capital units. The progress of concentration has continued also the process of elimination of the old petty bourgeoisie, in production and services alike, as multitudes of "independent" entrepreneurs or their sons come to find themselves in the position of wage-workers, in fact if not in principle (with the notable exceptions of the professions of medicine and law, which have so far successfully staved off their reorganization on industrial lines, although this too is changing.) The white collar sector of the working class expanded also with the growth of governmental bureaucracy and service officers following on the growth of the public sector.

    The reverse side of the simultaneous growth and relative deterioration of position of the white collar group has been the tremendous expansion of higher education (a continuation of the process whereby the Industrial Revolution first demanded quantities of uniformly skilled and therefore educated labor). This has affected the job aspect of the matter, as the enlargement of educational institutions to meet new needs obviously implies an increase in teaching and administrative personnel. But the more immediate impact on students came from the attendant reorganization and adaptation to new functions of the colleges. College is no longer merely a place for the acquisition of a "liberal education" and some necessary business skills for the young of the business elite, but has become largely a point of production of masses of the white collar labor needed by industry, government, and the school themselves, as even the "elite" universities have come to take on the character of the pioneer land grant colleges. The expansion of the college population and facilities made necessary the transformation of the institutions themselves from communities of young gentlemen and their mentors into bureaucratized structures, on the model of modern industry, processing huge numbers of students. At the same time the new needs of the economy which gave rise to the "multiversity" led to the addition to its educative functions of those of being service centers for both industry and government.

    The dominant ideology promulgated by the university remained that of neo-liberalism, the classical doctrine with some alterations covering the advance of Keynsian economic policies: free enterprise with equal opportunity and reasonable success for all; freedom within the law made by a pluralist-democratic government of, by, and for the people; the ability of the welfare state to mitigate all social problems on the road to their final solution. The conflict between these values and the realities of modern capitalist society could only grow increasingly apparent to students, given by their very position of privilege an opportunity for some degree of critical examination of a world in which their future positions increasingly took on the character of a set of equally unsatisfying "slots" - especially when these realities included the likelihood of nuclear annihilation. Thus openly leftish political life returned to America with the largely student anti-bomb movement, reaching its first peak in the Washington demonstrations of 1961 which involved some 7000 people.

    The threat of future destruction quickly proved to be but the tip of an iceburg of daily catastrophe, with the "discovery" of poverty and the spotlight cast on racism by the rising activity of the civil rights movement. Here, too, students became deeply involved. SNCC was born out of the contradiction between the rising aspirations of black college students and the realities of the black man's position, in the context of the struggles led in the industrializing south so dramatically by Martin Luther King, Jr. Hundreds of "white liberal" students answer to call to join the attempt at (electoral) political organization of the blacks. The failure of "the Movement," due to the essential powerlessness of its rural base, progressively driven from a buyers' market for agricultural labor into urban employment, was experienced by the young organizers primarily in terms of the brutality of living conditions of the people they had come to aid, the clear demonstration of the class bias of governmental authority, and the total abdication of that bastion of liberalism, the Democratic Party, to the strength of the Dixiecrats.

    The "end of ideology" was shattered beyond repair; or, more accurately, exposed as the triumph of ideology the concept had in fact represented. The new consciousness was indeed ambiguous, as rational responses to real social conditions were for the new left activists not transparent but only felt as such through the shroud of the liberal ideology. "The ideas of the ruling class are, in every age, the ruling ideas;" they can be replaced by a true appreciation of social affairs only to the extent that class rule is challenged by a social force embodying the principle of a classless society. As we shall see, it is precisely the absence of such a force which has limited the ability of the new left to escape from the ideological spectacles of bourgeois society, and thus to see a way towards socialist revolution. It will not be necessary here to trace the development of the new left in any detail, but only to pick out the main trends.

    II

    Despite the fact that it has been primarily a student movement, the new left has by and large focussed its critique not so much on university life, its immediate social environment, as on capitalist society in general. The connection between the two has been made mostly in terms of the university's direct services to capitalism, rather than its general role in society and the internal consequences thereof. This has been both a strength and a weakness of the student movement. It has allowed for the elaboration of a critique of the society, of issues which do not confront the students in their daily activity but which were not raised outside this context; it has also obscured the nature of the revolution which the new left has come to see is necessary and, thus, their potential part in it.

    In part this characteristic of the student left has been due to the peculiar position of students, who are not involved in the production process but are only in training for it. It is not without significance that student left activity has so far largely centered in the elite colleges, rather than in the junior and "community" institutions into which working class youth is channelled. For the latter, college represents a way out of factory labor and Dad's store to white collar and administrative jobs; whereas for "elite" students, the end of college represents not entrance into a better life but the ending of a freedom and enjoyment that has been theirs from birth. [Footnote: Interpreting the student left as a "middle class" refusal of its new proletarian status suggests a link with the hippy phenomenon. In the latter case, however, the refusal of proletarianism takes the form not of a demand for social change but of a simple rejection of the status quo. The practical impossibility of the latter response spells either attempted retreat into pre-capitalist lifeways, by moving to backward countries abroad or to the woods at home; insanity or death; or integration into capitalism in a way psychologically more acceptable. This has meant either the elaboration of a life of private sensibility in hours off from a "straight" job, or a sort of neo-petty bourgeois artisan/shopkeeper existence. To say this is not to criticize (e.g., as "petty bourgeois individualism") the use made by young people, in all classes, of the "youth culture" to express their budding rejection of work discipline, wealth/status goals, the concept of "career," and authoritarianism in general.] It is also precisely the privileged status of these students that allows for a moral rejection of the power positions open to at least some of them; thus the rejection of working class life is joined by the reactivation of the liberal conscience.

    It was with this, then, that the new left began, rather than with a conscious response to its own immediate situation. It was in the name of (bourgeois) humanity that the anti-bomb and civil rights movements developed. In the beginning, the social destruction wrought by capitalism was still seen in terms of "problems" to be solved to fulfill the promises - liberty, equality, fraternity - of the bourgeois revolution of the eighteenth century; the element of radicalism consisted largely in a readiness to work outside of more conventional political channels, although an ambivalent attitude towards the possibility of worthwhile work with the Democratic party survived in SDS until 1965. Then, as the experiences of participants in the movements mentioned led to a growing awareness of the nature of capitalism, the new left's politics remained largely those of involvement in movements of the "disadvantaged" - the blacks, the poor, (most recently) the workers. Throughout, the student radical saw his role not in terms of his actual social position but as that of a force, so to speak, outside of society, organizing those inside on their own behalf.

    There is one major open [footnote: I leave out a class of quasi-exceptions: the many "black studies" movements, adaptations of the "black power" concept to the campus, which raise special problems for analysis.] exception to the pattern of the new left focus outside the university: the Berkeley revolt of 1964. Even here the seed came from involvement in the civil rights movement: The demand for free speech was raised by activists forbidden by the university administration to hand out their leaflets on campus. Yet, as Mario Savio put it, while the struggle for civil rights provided a "reservoir of outrage at the wrongs done to other people ... such action usually masks the venting, by a more acceptable channel, of outrage at the wrongs done to oneself." To the extent that the Free Speech Movement quickly involved masses of students it expressed not so much the political preoccupations of the radicals as general student dissatisfaction with the nature of the "multiversity." Indeed, this applies too to all those campus revolts which attained numerical importance; though generally the radicals have succeeded in maintaining their demands as the apparent focus of activity.

    Berkeley is thus an exception that proved the rule of student radicals' rejection of university issues as objects of concentrated effort. University reform has remained the purlieu of those whom the radicals derogate as liberals and in fact has generally remained a realm of committees and other forms of cooptation. Even in the brief period of the "student syndicalism" strategy in SDS, campaigning for student power was thought of largely as a tactic for getting students involved in confrontations with school and state authorities, which were expected to lead to student radicalization and transformation into movement activists.

    Comparison with the European student left is interesting. In Germany, France, Italy, and quite recently in England, movements have developed in confrontation with the university institution directly. This was furthest developed in Germany, with a range of activities from the creation of the "critical university," a well organized attempt to work out a critique of and alternative to the content of bourgeois education, to an attack on the forms of educational practice and structures of student life. The same sort of thing developed to varying degrees, in France and in Italy. At the same time, these movements never lost sight of the wider social context of student dissatisfaction, both in theory and agitation and in practice, so that the student mass base has become easily involved in working class action. Of course, the dilemma thought to exist by some US radicals, between concentration on "student power" and "class politics," poses no problem, because the university crisis is part and parcel of the general social crisis of capitalism. Thus the great moments of the French and Italian student movement were contained in mass strike movements; and indeed the relative fragmentation and powerlessness that has marked the French student left in the past year is a reflection of the low level to which the general class struggle has fallen back since May, 1968.

    Root & Branch No. 1 (1970), pp. 15-24

    Comments

    Review: The American Working Class in Transition by Kim Moody - reviewed by Joel Stein

    Joel Stein reviews Kim Moody's book on the American working class in transition for Root & Branch No. 1, 1970, dealing in particular with Moody's take on the unions.

    Author
    Submitted by Steven. on December 5, 2021

    Kim Moody has written an intelligent and comprehensive discussion of the changing structure of the American working class. His material points, particularly, to increasing government employment and concomitant state dependence of United States capitalism. One can take issue, however, with specific statements. According to Moody, for example, "the increased emphasis on education" in recent decades "is an attempt to increase the mobility of labor" (p. 9). This statement is in part true, particularly in view of the fact that

    Automation is particularly applicable to clerical work and, as with production automation, tends to drastically displace the less skilled jobs without offering much potential for skill upgrading among those displaced (p. 7).

    Whether education, or lack of it, determines mobility, however, is problematic. If it were otherwise, there might actually be some learning going on in the schools. In fact, requisite skills for employment are acquired in fewer than the required years of schooling. Schools function more importantly to keep youth off the streets, in controlled environments, putatively educational. That is, the state keeps occupied in school those for whom private industry has no immediate use.

    In general, what Moody depicts in this work is compatible with what Paul Mattick has called the "inflationary depression" of present day Western, and particularly United States, capitalism. Whereas, according to Mattick,

    in a deflationary depression, production declines because part of the producible commodities cannot be sold profitably, thus preventing the realization of profits and their transformation into additional capital; ... in an inflationary depression production continues, despite its lack of profitability, by way of credit expansion. (Marx and Keynes: The Limits of the Mixed Economy, Boston, 1969, p. 186)

    Production, and employment, expand; but it is not an extension of capital, of profit-generating production. One would assume, therefore, that the growing sectors of employment would be those sectors which are least productive and most vulnerable to fluctuations of the market. That the most rapidly expanding sectors of the work force in fact have been government, service, and financial workers confirms this thesis. One can note, for example, the large percentage - 29.4 percent - of scientists and engineers working in "management, sales, service and other functions" (p. 5). Indeed, the recent recessionary trend beginning in the fall of 1969 witnessed layoffs of corporate white collar workers as well as workers in the arms economy. Although blue collar workers are also being laid off, workers in the growth sectors of the economy can be laid off in large numbers with little effect on production.

    Because Kim Moody does not draw this conclusion - and perhaps does not share it - he does not deal with its implications. He believes that the problems confronting the American working class are simply more of the same. More inflation, more taxation, more deterioration of living and working conditions. Perhaps. But it is also true that due to vulnerable structure the American working class is liable to sudden and drastic dislocations and to unemployment.

    Although the bulk of the pamphlet is concerned, directly or indirectly, with labor unions, no clear perspective on them emerges. All the evidence is against them. Their racism apart, the unions are exposed as institutions which oppose the workers both in particular and in general struggles. The New York Times is correct when it declares that

    The leaders of labor have as great a stake as any public official in stemming the spirit of anarchy that underlies the postal revolt (March 23, 1970).

    The unions sell labor peace. If they cannot sell it, they cannot remain in business.

    The nearly total divorce of the international [union] leadership from the control of the membership ... lay in the structural changes that took place during the period of low membership participation from 1950 to 1955. These changes include the lengthening of the period between international conventions, increases in appointed positions ... the introduction of more difficult criteria for holding international office, and the growth of power of the staff and top leaders over the financial resources of the union. By the middle of the 1950s it was virtually impossible for anything less than a massive upheaval to displace the international leadership. Given this bureaucratic structure, the national contract became a source of power in itself, in that the international leadership had the power to decide which issues to push and which groups to placate (p. 17).

    According to Moody, then, there is nothing inherent in union structure which makes bureaucracy inevitable. Rather, one must suppose that an essentially democratic structure, which was an expression of rank and file wishes, "degenerated" into a bureaucratic structure, remote from the rank and file. The cause of the "degeneration" is not clearly explained. Moody suggests certain "objective conditions" which may have been responsible for this "structural change."

    To a certain degree the increased power of the international leadership grew out of the need [whose need?] to meet industry on its own terms, i.e. on the basis of concentrated, centralized national power (ibid.).

    Whether or not the author approves of the increased power of the national leadership, the fact remains that despite increased industrial centralization within the last thirty years, since the formation of the CIO, there has been no change of sufficient moment in the structure of industry to demand increased centralization of unions.

    The casue of the "degeneration" of the unions seems, rather, to Kim Moody, to be the "low membership participation from 1950 to 1955." The increased standard of living of the post-war period

    meant that workers could well afford to let the union leaders conduct union affairs as they saw fit (p. 14).

    Although the unions have worsened undeniably in the last thirty years, it is important to understand they have not changed fundamentally. Despite the degree of membership "participation" at any time, the rank and file always stood in more or less the same relation to the leadership: it was forced to accept, that is, the latter's decisions, until such time as, perhaps a new leadership could be elected, which, in turn, would make the decisions to which the membership could respond. From the beginning, "the national contract became a source of power in itself" with which the national leadership could manipulate the international union.

    Moody notes that the CIO ... was born of a political deal: first section 7A of NRA and then the Wagner Act, in return for which the CIO leadership offered its political support to Roosevelt ...(p. 15).

    More to the point, the purpose of the CIO was not, contrary to Moody, "the finance and coordination" of the

    massive upheaval in the new mass production industries that began in the early 1930s (ibid.).

    but rather the control of that movement by institutions responsible to the ruling powers. As Georges Sorel noted, in reference to the French socialists of the first decade of this century,

    As long as there are no very rich and strongly centralised trade unions whose leaders are in continuous relationship with political men, so long will it be impossible to say exactly to what lengths violence [workers revolt] will go. Jaures [read Lewis, Reuther, or any other important union leader] would very much like to see such associations of workers in existence, for his prestige will disappear at once when the general public perceives that he is not in a position to moderate revolution (Reflections on Violence, New York, 1967, p. 82).

    This remark describes the CIO exactly.

    To be sure, the workers fought massive and militant struggles to establish the unions against the corporations. The latter wished to keep the old, paternalist forms of control which had been appropriate to an earlier day. What is at issue, however, is not the fact of a militant workers' movement, but its result. The aim of the great labor struggles of the 1930s was simply union recognition, through dues checkoff, which immediately guaranteed the divorce of the international leadership from the membership and/or through a negotiated contract, which established certain minimal standards for workers. Presumably, the workers believed that once unions were established there would be regular channels through which to settle their grievances. The issue of the hard struggle would be the easy road ahead. But there was no easy road.

    To be sure, the union won definite advantages for the workers; and, particularly, as time went on, for skilled and older workers. But for the minor advantages which they won, the workers paid a much heavier price: unions became disciplinary agents of industry. After the organizing struggles of the 1930s came the World War. The unions immediately repaid their political masters many times over, organizing and disciplining the workers for the war effort. When, after the war, the massive strike wave of the 1930s was resumed, the unions succeeded in channeling the militant revolt into acceptable channels.

    According to the author:

    From a guarantee of basic rights, labor legislation has turned into a means of state reinforcement of industrial stability and corporation planning (p. 16).

    But the Wagner Act had already "prescribed the manner in which labor is expected to behave." Again we find that no actual "transformation" has taken place, merely the worsening of an existing evil. The purpose of the government's "political deal" in the formation of the CIO was not merely to win political support for Roosevelt, but, much more importantly, to stabilize a volatile working class for corporations and state to manipulate. The unions have thus far served their purpose.

    Within the general context of class harmony, the prescribed area of conflict has been wages and related issues, such as pensions and social insurance. Although bitter conflicts have frequently preceded negotiations on these issues, combat is mostly ritual. And, ultimately, the hatred of the workers is channeled into acceptable forms. Official strikes, however, are more than mere shows: corporations genuinely wish to keep wages down, and unions genuinely attempt to use strikes to gain certain minor advantages for the workers. But, when all is said and done, official strikes have been indispensable for the maintenance of class peace in the United States. The result is the stable wage contract: for corporate planners, indispensible; for workers, inadequate. (Workers must accept a result of their own "free choice," i.e., the union contract.) The fringe benefits are used as "golden chains" the term Marx once used for high wages, which bind the workers not merely to capital, but to individual capitalists, because advantage accrue when workers remain in one shop throughout their working life.

    The union's self-proclaimed purpose is the protection of the workers' income. The union abhors, moreover, all issues, like working conditions, in which workers have a more or less equal interest. Wages and fringe benefits are used to divide the workers who enjoy different benefits in different categories, which are rigidly defined because of union insistence. The solidarity of labor is thus violated by the very purpose of the labor union, which reduces the worker to his wage packet. This is not to say that defense of the workers' income is not necessary. But the labor union defines this goal to be its sole concern. In the same way, the problem with reformism is not that it fights for reforms, but that it limits the struggle to the fight for reforms, reforms from which different workers benefit to different degrees. The labor union not only accepts the hierarchical structure of industry, and the atomic division of workers from one another, but also reinforces these tendencies in order to win certain advantages by defending the positions of privileged workers. No union attacks the principle of rigid job stratification and sharp pay differences. On the contrary, it builds its power base upon this division. This division is the basis in industry not only for racism but also for fragmentation of industrial consciousness among workers, each of whom is interested only in his own category.

    Although it is true that

    Struggle in one's immediate self-interest, by both blacks and whites, is a necessary step in unfolding this dynamic [of working class struggle] (p. 40)

    in order for the struggle to advance, even these limited struggles must begin to break down those barriers implicit in the concept of "one's immediate self-interest." This means demanding not that workers give up their "white skin privilege," but that they acknowledge the necessity to raise the living standards of black, and other white, workers commensurate at least with their own. The development of a general class struggle, which breaks down the barriers between workers, locally and industrially as well as racially, is not a mere result of the sum of many militant industrial struggles. We have already had more than five years of such struggles, with increasing militancy, over such issues as wages and even job conditions. What is needed is a change of content, even in the "struggle in one's immediate self-interest," which attacks directly the stratification of workers. It is a fact, as Kim Moody admits, that the better off and white workers genuinely benefit from the degradation of the worse off and black workers. The hierarchical stratification of workers, which makes possible the racial stratification, must be attacked directly - and abolished to the extent possible. At the very least, its abolition must be a focus of the struggle. Demands for higher wages put forward in order that workers in higher job categories keep their distance from other workers should be counterposed to the greatest possible equalization of wages and general increase within that context. Until the idea that workers in different categories, serving different lengths’ of time in industry, should have different privileges and wages is undermined, particular struggles, no matter how militant, can never become a class struggle. These roadblocks must be attacked head-on. Rotation of work duties, preferred and despised, should be an aim of militant factory groups. Ending industrial hierarchy should be a focal point of individual struggles for immediate self-interest. For only then can immediate self-interest give way to class consciousness.

    The labor unions are the major roadblocks to working class struggle today. The forward movement of the workers can proceed only over the discarded carcass of the unions. As the workers' movement develops, the unions, with their immense financial investment in industrial peace, will not step to the side lines to welcome the new forms appropriate to the class struggle. Rather they will protect their own interests and attempt to effect the policies for which they were designed. The illusion of the labor unions and the labor contract as instruments of the workers must be counterposed to the necessity of an entirely unofficial class struggle. The labor contract must be opposed in principle, for its very existence rests upon the illusion of harmony of interests between capital and labor. In essence the contract commits the workers to refrain from struggle provided its conditions are met. It is in turn the formal basis of the labor union, both in the minor advantages which it brings to some workers, and in the major advantage which it brings in industrial peace to the employers. Whereas the workers may actually believe, at least for a time, in the possibilities of mediation, capital always engages in direct action. That is, there is no mediation between its decisions and their effects. The workers must adopt direct action as well.

    However antagonistic Kim Moody's attitude toward the unions is, it is also ambiguous.

    It is clear, because of bureaucratism, the managerial nature of contract administration, and the web of state controls, that the unions cannot be the vehicle for

    further development of the class struggle: That is, the unions, because they are unions, cannot be such a vehicle. Yet, he continues,

    it must be recognized that rank and file rebellion, while unable to gain direct sources of power, has had an effect on the unions. The bureaucratic monolith that was the AFL-CIO had been broken with the formation of the Alliance for Labor Action by the UAW and the Teamsters.

    Whereas there is no reason to believe that these unions will change in any way

    the mere fact of a break of this sort changes the political atmosphere and legitimizes new kinds of movements (p. 42).

    In other words, the great "contribution" of the unions is that the rank and file movements against them have created an atmosphere for the development of more rank and file movements. But nothing is said about the unions themselves, which despite minor shifts in attempts to, as Moody admits, "coopt rank and file rebellion," remain unchanged.

    Even though the unions cannot be changed

    the union is a natural focus for political action within the industry. Political campaigns within the union can be, in some circumstances, a means for politicizing shop struggles. In this context, and unlike most union election campaigns in the past, the union becomes more an arena for action than the goal of the campaign (p. 42).

    But, in that case, even though it may be "more" something else, the goal of the campaign is still to capture the union. And, if they are serious, labor union oppositions cannot be anything but attempts to take over the union. However successful many labor union oppositions have been during the last ten years, none has changed the character of the union. Sincere oppositionists do not capture the machine, but are captured by it; whereas insincere oppositionists knew what they were after to begin with. Of course, under certain circumstances, it may be necessary to participate in and support such movements. But, in general, the goal must be to construct independent, unofficial instruments of class struggle, in opposition to the unions, which provide a means for class combat. In an actual struggle, only forms of organization which are composed entirely of the rank and file, which, at their friendliest, completely bypass the unions, can be of service. The intention of Kim Moody's campaign is apparently to raise the consciousness of the workers. It presents the problem from the point of view of the outsider who would politicize the workers. But, if the intention is, as it should be, to fight, then realistic forms of struggle must be found, not convenient ones. Campaigns to take over the unions, as Kim Moody himself admits, cannot serve the class struggle of the workers, because the unions, no matter who runs them, are antagonistic to it.

    According to Moody, the linking of rank and file groups

    is possible on the basis of the programmatic synthesis of national economic issues and working conditions. This is to say, linkages require politics. In general alliances with other groups in industry, or the class, can be formed around such a program and the groups unified through a common struggle against the state as well as against management and the union bureaucracy. The Wallace campaign showed that an attack on the major bourgeois parties based on issues of real [?] concern to workers can attract working class support. The West Virginia miners' strike showed that workers' self-activity directed at the state, the bosses and the union leadership can do the same, whether or not electoral action is used is a matter of tactics. The point is that the state is a focal point for struggle by groups of workers whose specified demands do not immediately appear related on the industrial level. The relationship, real enough in the economy, has to be made in a way that cuts through industrial and union (or non-union) lines, without shunting aside the specific demands. Political action, direct, industrial or electoral, offers a way to do this in the concrete realm of action (pp. 41-42).

    And, further,

    The vehicle for unity in struggle is program. A program that can really accomplish such an ambitious task, must speak to the real needs of the working class as they see these issues. In so far as the radical movement can contribute to the development of such a program, and that is surely its main task at this point, it must avoid the most ancient pitfall of the left, the inability to provide a transition from the reformist demands of the workers today to revolutionary program and organization.... Transitional demands [towards revolutionary struggle], such as those relating to taxes, inflation and workers control of production standards, which expose the nature of the crisis, must be counterposed to reformist demands or programs (Edward Kennedy and the 'left-wing' of the Democratic Party) or demagoguery (Wallace and racism combined with pseudo-independent [?] political action) (pp. 43-44).

    Although Kim Moody expresses a fine sentiment - that is, the necessity to avoid the dangers of reformism and demagoguery - nowhere does he suggest how to do it. In contrast to the demands of reformists and demogogues Moody cites Trotsky in The Death Agony of Capitalism and the Tasks of the Fourth International:

    A transitional program is a "bridge" which should lead from today's consciousness of wide layers of working class ... to one final conclusion: the conquest of power [?] by the proletariat (p. 43).

    Thus Moody contrasts the program of the Fourth International with pre-World War I Social Democracy, (presumably the German Social Democracy although the Bolsheviks also comprised, at the time explicitly as well as implicitly, a section of pre-war Social Democracy). On the one hand, Social Democracy offered a practical, minimum, or reformist program; on the other hand, a maximum, or revolutionary program which remained pure rhetoric. But how these two programs are counterposed in reality will apparently be discussed somewhere else, for it is not discussed here.

    According to the Social Democrats - and Kim Moody - "The vehicle for unity in struggle is program." Originally, Social Democracy conceived of electoral action as a tactic, one among many, and not as a means of obtaining power which, it was understood, could only be conquered by revolutionary means. The program of the German Social Democracy was also considered to be a vehicle for the national organization of labor. Whereas Kim Moody condemns the Social Democrats for carting out their revolutionary program on purely formal occasions, he does not suggest what use a workers' movement today can make of revolutionary objectives. I am not suggesting that Kim Moody is a Social Democrat; rather, that he has not succeeded in clarifying for the reader the distinction between his own revolutionary approach and that of the old labor movement, which he rejects.

    In my opinion, the Wallace campaign did not suggest, as Kim Moody seems to believe, a practical policy which could in any way express the self-activity of the working class. Self-activity cannot be expressed through elections or through political parties, which is what makes them useful instruments for demogogues like Wallace. The self-activity of the workers can be expressed only through forms of struggle directly subject to their will, through the direct action of the workers themselves.

    This brings us to the crux of the matter. In themselves, there are no such things as "reformist" demands or "transitional" demands. The counterposition which Kim Moody makes here is totally artificial. Rather, there are two contrasted kinds of practice: that which, at least potentially, permits the struggle to move forward to higher stages of self-activity; and that which limits the struggle, at best, to the point which it has reached, and holds it there. The problem of the Social Democracy was not primarily in its program but in its content, or practice. It was not that it fought for reforms, but that it did so through structures which determined the limits of those struggles - the hierarchic labor unions and parties which not only developed interests separate from the class needs of the proletariat but also prevented the direct assertion of the workers' struggle.

    The main task of the left is not to draw up the perfect program which will unite all the various elements of the workers' struggle around the twenty-one points which will solve all the problems of the workers, but to help develop a genuinely revolutionary practice, a practice which does not simply accept the way workers understand issues today but transforms present myopia into revolutionary vision. This means developing a practical critique of the workers' struggle as it exists today, of the limitations of the various forms and objectives which it chooses and of the various conditions which it accepts. Such practical critique, stressing the genuinely self-liberating aspects of contemporary class struggle and suggesting the means of furthering them, is a central task of the left.

    The reliance upon strong organization in building the CIO was only an expression of the inherent weakness, or at least the lack of self-confidence, of the workers themselves. The workers believed, or came to believe, that they could not tolerate the strain of a permanent, unofficial class struggle which would be required, at the very least, to protect their living and working conditions. They believed, or came to believe, that a strong organization which could stand on it own - dependent upon their support, independent of their permanent activity - could protect them against the employer.

    But due to this separation, the union became an independent instrument opposed to the workers. Although it did win certain advantages for them, it functioned primarily to define the limits of the class struggle and to discipline the workers in accordance with the labor contract. Strong organization and totally unofficial class struggle. Totally unofficial class struggle can arrive at a temporary modus vivendi with the employer. But it can never agree to abstain from struggle. Weak organization means that organization which depends entirely upon, and is an extension of, the direct action of the workers themselves.

    The unions have served their purpose, perhaps the workers had to try the easy way before they understood that they could win only when they relied upon themselves. The opposition movements which develop today do indeed depend upon the self-reliance of the workers. It is these tendencies which must be strengthened independently of the union.

    Kim Moody tries to go beyond previous left approaches to labor union reform and electoral action when he suggests the need for a new political movement which will be "a synthesis of shop-economic and political organization and struggle." Such vague phrases are of little use, however, particularly because it is not certain that the new form is not simply a disguise for the old forms. The issues which Moody raises obviously cannot be resolved in the context of this paper. The discussion must be continued elsewhere.

    From Root & Branch No. 1 (1970), pp. 25-29

    Comments

    Point of view: Solidarity

    Root and Branch introduce the British libertarian socialist group Solidarity to their American readers, appending the group's statement of principles, As We See It, below.

    Submitted by klas batalo on August 8, 2010

    Throughout the world, particularly in the advanced capitalist countries in Eastern and Western Europe and in the United States, militants in factories, offices, schools, and neighborhoods are beginning to articulate a common vision of socialism and revolutionary action. They envision a society where production and social life generally is controlled by those who do the work, not by those who exploit the labor of others. This conception of socialism is reemerging after nearly a century of struggle by working class and social movements against their domination by political elites which have reinterpreted socialism in the image of capitalist social relations. These socialists and communist parties have reproduced within themselves the bureaucratic and hierarchical structures of the social systems they purport to oppose.

    Solidarity is a group of British Revolutionaries. It is one among many to have broken out of the reformist politics of the old left. It grew out of the disintegration of the Communist movement and the development of autonomous student and worker movements in western capitalist countries, culminating in the student-worker revolts in France and Italy in 1968-69. Root and Branch agrees substantially with the following statement, although it has no organizational relations with Solidarity.

    Root and Branch hopes to further the conception that revolutionary movement is self-activity and self-organization of the workers. We are a part of their struggle, but aspire neither to lead nor to direct it. Nor is it our intention to found a new movement separate from the class. Movements do not spring from ideologies, but from the conditions of everyday life.

    SOLIDARITY
    1. Throughout the world, the vast majority of people have no control whatsoever over the decisions that most deeply and directly affect their lives. They sell their labour power while others who own or control the means of production accumulate wealth, make the laws and use the whole machinery of the State to perpetuate and reinforce their privileged positions.

    2. During the past century the living standards of working people have improved. But neither these improved living standards, nor the nationalisation of the means of production, nor the coming to power of parties claiming to represent the working class have basically altered the status of the worker as worker. Nor have they given the bulk of mankind much freedom outside of production. East and West, capitalism remains an inhuman type of society where the vast majority are bossed at work, and manipulated in consumption and leisure. Propaganda and policemen, prisons and schools, traditional values and traditional morality all serve to reinforce the power of the few and to convince or coerce the many into acceptance of a brutal, degrading and irrational system. The "Communist" world is not communist and the "Free" world is not free

    3. The trade unions and the traditional parties of the left started in business to change all this. But they have come to terms with the existing patterns of exploitation. In fact they are now essential if exploiting society is to continue working smoothly. The unions act as middlemen in the labour market. The political parties use the struggles and aspirations of the working class for their own ends. The degeneration of working class organisations, itself the result of the failure of the revolutionary movement, has been a major factor in creating working class apathy, which in turn has led to the further degeneration of both parties and unions

    4. The trade unions and political parties cannot be reformed, "captured," or converted into instruments of working class emancipation. We don't call however for the proclamation of new unions, which in the conditions of today would suffer a similar fate to the old ones. Nor do we call for militants to tear up their union cards. Our aims are simply that the workers themselves should decide on the objectives of their struggles and that the control and organisation of these struggles should remain firmly in their own hands. The forms which this self-activity of the working class may take will vary considerably from country to country and from industry to industry. Its basic content will not

    5. Socialism is not just the common ownership and control of the means of production and distribution. It means equality, real freedom, reciprocal recognition and a radical transformation in all human relations. It is "man's positive self-consciousness." It is man's understanding of his environment and of himself, his domination over his work and over such social institutions as he may need to create. These are not secondary aspects, which will automatically follow the expropriations of the old ruling class. On the contrary they are essential parts of the whole process of social transformation, for without them no genuine social transformation will have taken place

    6. A socialist society can therefore only be built from below. Decisions concerning production and work will be taken by workers' councils composed of elected and revocable delegates. Decisions in other areas will be taken on the basis of the widest possible discussion and consultation among the people as a whole. This democratisation of society down to its very roots is what we mean by "workers' power"

    7. Meaningful action, for revolutionaries, is whatever increases the confidence, the autonomy, the initiative, the participation, the solidarity, the equalitarian tendencies and the self-activity of the masses and whatever assists in their demystification. Sterile and harmful action is whatever reinforces the passivity of the masses, their apathy, their cynicism, their differentiation through hierarchy, their alienation, their reliance on others to do things for them and the degree to which they can therefore be manipulated by others -- even those allegedly acting on their behalf

    8. No ruling class in history has ever relinquished its power without a struggle and our present rulers are unlikely to be an exception. Power will only be taken from them through the conscious, autonomous action of the vast majority of the people themselves. The building of socialism will require mass understanding and mass participation. By their rigid hierarchical structure, by their ideas and by their activities, both social-democratic and bolshevik types of organisations discourage this kind of understanding and prevent this kind of participation. The idea that socialism can somehow be achieved by an elite party (however "revolutionary") acting "on behalf of" the working class is both absurd and reactionary

    9. We do not accept the view that by itself the working class can only achieve a trade union consciousness. On the contrary we believe that its conditions of life and its experiences in production constantly drive the working class to adopt priorities and values and to find methods of organisation which challenge the established social order and established pattern of thought. These responses are implicitly socialist. On the other hand, the working class is fragmented, dispossessed of the means of communication, and its various sections are at different levels of awareness and consciousness. The task of the revolutionary organisation is to help give proletarian consciousness an explicitly socialist content, to give practical assistance to workers in struggle and to help those in different areas to exchange experiences and link up with one another

    10. We do not see ourselves as yet another leadership, but merely as an instrument of working class action. The function of Solidarity is to help all those who are in conflict with the present authoritarian social structure, both in industry and in society at large, to generalise their experience, to make a total critique of their condition and of its causes, and to develop the mass revolutionary consciousness necessary if society is to be totally transformed

    Root & Branch No. 1 (1970), pp. 31-33.

    Comments

    Root & Branch # 2

    Issue 2 of the libertarian socialist journal.

    Submitted by Juan Conatz on January 11, 2014

    Keep on truckin' - Mac Brockway (Tim Costello)

    Mac Brockway (pseudonym for Tim Costello) analyses the machinations of unions in maintaining order in the workplace, with particular focus on a small dispute in the truck driving industry in New York.

    Submitted by klas batalo on August 8, 2010

    Faced with the reality of making a living most people tend to establish a certain rhythm to their lives. This often means dividing one's life into compartments; for most people there is working and there is living. On the one hand, the worker is a producer who spends most of his waking hours doing dull monotonous work, who confronts the boss daily, who may engage in strikes, who is often willing to put aside abstract notions like "patriotism" or "the national interest" if they stand in his way. Off the job, on the other hand, he may be a perfectly respectable citizen, possibly a homeowner, who believes many of the myths about the "American Way." Off the job the worker is an atom, who probably does not socialize with the people he works with even if he knows them intimately, whose life revolves around his family and a small circle of friends, especially since the decline of neighborhoods in the big cities. As long as the job delivers enough in wages to maintain a relatively high standard of living, and as long as nothing off the job invades the little niches they have found for themselves, people seem willing to live around the contradictions in their lives and forget the price they must pay for material security.

    If masses of people are going to act to change things, something must happen to shake them up on the level of their daily lives forcing them to find new ways to satisfy their basic needs. Radical propaganda is not enough to convince people of the need for change. The combination of an established routine, a fairly high standard of living, and the constant exposure to the mass media is simply too strong to overcome with mere words. It seems to me that barring some kind of major political crisis, an economic crisis remains the only thing which will force people to act to change society. And yet it will not necessarily take a catastrophic crisis to prod people into action since most people's standard of living hangs on the barest thread of credit which can snap at the first sign of unemployment. A few repossessions by banks and finance companies can have a sobering effect.

    A crisis tends to unify a class by enabling people within it to see clearly the overriding interest they share with each other. A worker's whole life is disrupted by a depression. Speed-up, loss of over-time, lay-offs, or partial lay-offs result in a sharp drop in the standard of living. A crisis also means further decay of the cities and a decline in the overall quality of life. This unification of the fragmented lives people live can be explosive.

    In the past year the country has entered a mild crisis and already we have seen a reaction on the part of many workers. The Post Office strike and the Teamster wildcat are two dramatic examples showing that the workers are quite willing to put aside both the law and the unions to take direct action in their own interests. The concern shown by the Auto companies that Reuther's death may spark "chaos in the plants" indicates that there is a fear in business circles that the wildcat might become a common tool of the workers.

    But while the Teamsters' and the Postal workers' strikes are dramatic examples of the rumblings in the working class, many less spectacular things are happening in industries across the country. A case in point is the New York fuel oil industry.

    Until recently New York's oil drivers were not known for their militancy, but things have begun to change. While the shift in attitudes has translated itself into action on only one or two occasions, the general consensus of the men is that they have become more militant and that they will no longer be pushed around so easily. This change is worth discussing since it is fairly typical of what is happening in other places.

    The 2800 men of Teamster Union Local 553 drive for the numerous independent oil companies in New York. These companies are not attached to any of the national corporations and range in size from a few trucks to a few hundred. Together they deliver about 40% of the oil used in New York City. While there are a great many companies, there is a lot of interaction among the drivers at places like the large fuel terminals where trucks of many companies load. For most of the men the work is seasonal, they are bound by the contract to be available from October 15 to April 15 after which they can find work for the summer without losing their seniority. The amount of time a driver will actually work depends on the company and on his seniority. The average driver works about 20 weeks while the men with most seniority work most of the year.

    The job consists of loading the truck and delivering the load. A driver is not required to make a set number of loads or stops if he is delivering house oil or oil used in small buildings. Instead he makes several stops with one load. The companies, often Neanderthal in their relations with the drivers, are continually after the men to work faster and sometimes play the drivers off against each other. ("Why did it take you two hours and him an hour and a half?") Besides the boss's harrassment, the driver faces the everyday difficulties of the job: driving a trailer truck or large straight truck in heavy city traffic and on narrow residential streets in any weather, the anger of motorists if the driver has to block a street to make a delivery, or the freezing temperatures of the waterfront where he has to load his truck. There is also the continual danger of spilling the oil if too much is put into a tank - if a driver has too many spills he can be fired. The men must also work extremely long hours. During the peak of the season a driver does little else but work, often ten or twelve hours a day, six or seven days a week. The pay rate is $35 for an 8 hour day, time and a half for Saturday and double time for Sundays and holidays. In the middle of the season a man can take home $300 a week or better.

    The continual company harrassment (examples of which I will describe below) and the generally bad working conditions have been met with the opposition of some of the drivers for years. While the resistance takes several forms, the only type of organized opposition has been the insurgent coalitions, or slates of candidates which run against the local union leadership. These coalitions are not to be confused with rank-and-file caucuses since they are not open organizations but are composed primarily of candidates for the various positions in the local - President, Vice-President, Business Agents, Trustees, etc. During the last election one of the coalitions nearly defeated the incumbent leadership. Since that time it has merged with another group and will probably win in next December's election.

    To get its message across, the coalition puts out a monthly newsletter pointing out the failures of the current officials and offering suggestions for reforms. Like insurgent groups in other locals that aim at capturing the union machinery, the coalition never transcends simple trade-unionism nor does it ever advocate direct action. On the contrary, they constantly play down the potential for militance of the rank-and-file. Many of the opposition people have been driving for 10 or 20 years, have faced the day to day humiliation one faces and have seen the majority of the men passively accepting their fate. Predictably some of them have begun to feel a little anger and contempt at the passivity of the other men. What they don't realize is that their union militance is no real alternative and will generally be met with cynicism. The spirit of compromise inherent in trade unionism, the nature of bureaucracy which eventually sets itself apart and against the workers, and the temptation to sell out for money or status makes the unions a fraud. Most workers, I think, believe this even though, in lieu of an alternative they wouldn't give the unions up. As one driver said of the coalition, "I'll vote for them because they might be good for one contract, but I've got no illusions - in two years they'll be under the hat."

    When I talk about the passivity of the workers I am talking about passivity about day to day problems. When contract time comes around things are a little different. In December 1968, No. 553 went on strike for ten days when the men overwhelmingly rejected a contract negotiated by the union. The union's reaction was interesting: in spite of the fact that 2/3 of the men had voted against ratification, the local leadership called the strike a wildcat - at least until they realized the depth of the feeling against the proposed contract. After ten days the men won another ten dollars over what had been negotiated. Even then the contract was ratified by a narrow margin.

    The opposition coalition's increasing strength is one indication of a new militance on the part of the workers, but there is at least one other kind of resistance to management which is both widespread and common, that is individual acts. Individual resistance to the companies grows out of the particular type of relation the truck driver has with his boss. Unlike the factory worker who confronts the boss with or in front of other workers the driver has a much more personal relation with the boss. For example, if the driver should get on the bad side of a shipper, the person who gives out the work, he may find that he is getting all the bad or difficult jobs. The result is that the man feels he is being picked on and has a personal reaction. He will often slow down and say he was caught in traffic or held up in some other way. He may sabotage the truck by getting a flat tire or pulling a few wires. If he gets into a real fight he may just quit since it is easy for a truck driver to find work. This is especially true if he doesn't have much seniority. Clearly this type of response, personal and not collective, won't get anyone anyplace since it serves to perpetuate the divisions among the workers. Yet sabotage can become a very effective tool if it is collectivized, that is, if the men as a group decide to respond to company provocations with slow-ups and similar acts of sabotage. This collective sabotage can be a positive action, an experiment in the regulation of work by the workers themselves, adjusting the amount of work to the drivers' comfort rather than the company's profits.

    The men are more concerned about the conditions of work than wages. In the mornings the men show up 15 or 20 minutes early to talk. Usually the conversation turns to new outrages by the company, or to how they beat the company in some way, or to what should be done to change things and how. Recently the talk has become more militant and while it is difficult to pin-point the exact reasons for it without describing what is happening in the country as a whole, certain things stand out. First, the extensive media coverage of the black and student movements has, to a certain extent, legitimated protest. One often hears, "we're not going to take that, this is 1970, not 1930." To be sure, the more active approach is not automatically a good thing as the recent attack on demonstrating students by New York construction workers recently showed, yet hopefully objective conditions will force it in the right direction. A second factor responsible for the shift in attitudes at this company was the infusion of a number of younger workers with some new ideas who helped to crystallize much of the men's discontent and suggest new ways of dealing with problems. The episode I want to describe shows the nature of those new ideas.

    On a Saturday last March one of the drivers was fired for taking too long on his coffee break. He had either been spotted or was followed by one of the company bosses who claimed he had taken an extra ten minutes. (Some companies, including this one, actually hire spies to occasionally put a tail on a driver to make sure he is not stopping anywhere.) There is nothing in the contract about coffee breaks but it is generally assumed in the industry, with the tacit consent of the companies, that the drivers are allowed fifteen minutes. After a discussion, the driver agreed to take a short lunch hour to make up the time. This was in spite of the fact that that the boss was lying, for the driver knew he had not even taken fifteen minutes. The company man said he would let it pass with a warning. Later in the day, however, the boss returned to his office and found out that the man had had a previous run-in with the company some months earlier. Then he went back on his word and ordered the driver fired.

    Monday morning there was another firing at the same company. This time a driver was fired for refusing to take out an unsafe vehicle. Throughout the season the man had been given either unsafe vehicles or ones that barely met minimum safety standards. Finally after a week in which he had at least one and sometimes two dangerous breakdowns every day, the driver refused to take out a truck which had leaks in the trailer, a broken window, bad tires, no windshield wipers, and a fuel tank which leaked through the vent (this drips fule under the tractor wheels and causes poor traction). Some defects violated the contract. The defects had been reported numerous times but nothing had been done to repair them. The company told him that he would either have to take the truck out or punch out and go home since there were no other trucks available. The driver refused to do either since he felt he had a right to his day's pay even if the company did not have a decent truck for him. It is in the contract that if the company books a man and does not have either work or a truck available the man must still be paid. Instead, the company fired the man.

    The two fired men then went to the Local headquarters on the recommendation of the shop steward. They explained what had happened to the Vice-President who told them in the manner of union officials the world over to "stay calm" - even though the drivers had shown no signs of excitement. He said a meeting would be set up with the Business Agent who covered the area, where there would be a meeting with the company and the men would have their jobs back.

    The fired men had other ideas. First they made picket signs and picketed the yard. They explained their cases to the men, first verbally and then with a leaflet they wrote which explained the circumstances of their being fired and concluded with the following:

    This harassment must stop - the time to fight is now. The union tells us to keep calm and go to arbitration. But arbitration is a dead-end street. It is a trick used by the Union and management to prevent workers from taking real direct action to settle their grievances. We pay union dues supposedly so we will have some defense against the boss - why should the union be able to get off the hook by passing the buck to an arbitration board? We might as well forget the union and pay our dues directly to the arbitration board. Going to arbitration means going without a pay check for weeks and it means putting your fate into the hands of a board which is not impartial - few workers win in arbitration.
    We are asking for action from the Union now - today. If we don't get action we are asking your support to help us get our jobs back and to get the pay we have lost as a result of these firings. We have heard a lot of talk from some of the men - now is the time to put up or shut up. What happened to us today will happen to you tomorrow. An injury to one should be an injury to all. Let's get off our knees and stand up and fight. We have the power to cage the animals that run this company. Without us not a single gallon of oil moves, not a single penny of profit is made. The choice is clear. Think it over carefully. Who wants to live in a world of grovelers?

    Picketing and distributing leaflets of this kind is unheard of in the oil industry, yet the other men received them enthusiastically. Men that the coalition militants had said would never help came around offering encouragement and asking what they could do to help. The women working in the office promised to walk out with the men. The fired men said that if the meeting scheduled with the company for the next day, Wednesday, did not come off in their favor, they wanted the men to walk off. In any event, the fired men and their supporters in the company - they felt they could actually count on a little less than half the forty or so men who drive from this particular yard - and even outsiders, would barricade the driveway and stop the trucks. The way it looked now the fired men would have the support of most of the other drivers. This was a big change from a few months earlier during another dispute when the thought of a wildcat was frightening.

    The next morning, before the meeting, the drivers again picketed the driveway, walking back and forth slowly, which only let the trucks out one by one. This caused the trucks to back up in a long line under the office window. It was hoped that this would show the company that the men would not cross the picket line unless the picketers wanted them to.

    The meeting the next day was really surreal. The participants were: the company man, known as "labor consultant" (what used to be called a goon). He handles the labor difficulties of eleven independent companies, mostly in Brooklyn, and bills himself as a "hatchetman;" the Union Business Agent; the shop steward who firmly supported the men but who was forced to turn the cases over to the Business Agent because they involved firings; and the two drivers. Each driver met separately with the company. Each meeting followed essentially the same script. When one of the drivers explained his position and then said that the company did not care about the men, he was told that he was perfectly correct, the company was interested only in making money and didn't care about "little people who are nothing." What particularly enraged the labor consultant was that the drivers had distributed the leaflet. He claimed that the leaflet was grounds in itself for firing since it advocated ignoring arbitration, and because the contract specifies arbitration as the method of settling disputes the drivers were put outside the sphere of "protective activity." This is why workers can be fired for engaging in wildcats - they are breaking the Union contract. When he was told that the company had broken the contract by assigning a truck that violated the contract because it had broken windows and no windshield wipers he snapped back that he did not care about contracts, the oil had to be moved. All the while the Business Agent sat there trying to calm the drivers down. It was finally agreed that, because the company feared trouble, the drivers would get their jobs back but not their lost pay (three days). The drivers decided to take the compromise settlement because they were not sure whether the men would act under the changed circumstances - and they felt it would be better to back down a little in order to be around to fight later.

    The whole episode served a good purpose. First, the men were pushed to the point of walking out - something that had not happened before. Secondly, it clearly showed how bad the union was and that taking a militant stand might be the best way to fight the company. The two drivers and their supporters continued to hammer away at the need for direct action to handle disputes. There is more of a feeling of solidarity at the company and not just among the younger workers who were already sympathetic.

    In the Fall, some of the men hope to put out a direct action oriented newspaper to spread the word. One of the men is also planning to run for shop steward when the present steward, who is running for local office on an opposition slate leaves in December. It is hoped that in this manner the actual job of a shop steward can be eliminated (except for the figure-head which is required by the Union structure) and replaced by a committee made up of all the drivers who will meet regularly. This is a good first step in building an independent movement controlled by the drivers to fight for improved conditions without intermediaries. The meetings should serve, also, to eliminate many of the petty squabbles and divisions among the drivers. Most of the men think it is a very good idea. The way such a structure would relate to the Union as a whole remains to be seen. The hard-core anti-Union militants, of which there are only a few, feel that it is impossible to oppose the insurgent coalition and that it is best to merely point out that it will be powerless to do anything to really change things since the District Council or the International would crush it. At worst it will become just like the present leadership. Nevertheless, if people are going to vote, they should vote for the opposition.

    It might be thought that the anti-Union militants should have the same attitude towards the shop stewards as they do towards the local leadership. But these two levels of the Union seem to be different. Often the shop steward has little to do with the Union Local; there is little contact and often genuine hostility. The shop steward is not considered by the men to be a Union officer but as one of their own. After all, he's a worker on the job. But the fact remains that the steward functions as a mediator between the workers and the Union structure. He is there and you have to get rid of him.

    The men hope to run a shop steward who intends to stop being shop steward, and to function as no more than the moderator of meetings of the drivers. Many of the drivers feel that this action will serve notice on the companies and Union that things should be different, and provide a concrete example for drivers in other yards. It should be noted that, while the events here are of little significance in themselves, confined to one yard, workers throughout the industry are in constant communication and the experience of this yard was known and discussed by workers throughout.

    Perhaps this plan to abolish the shop stewardship by capturing it is a trojan horse. The men look upon it as an experiment. In any event, it is a step taken partially in recognition of the limits of the present fight. Many men still accept their fate as pawns between company and Union. They are not willing to break with the Union completely. The abolition of the steward's position will throw things in their laps, forcing them to confront their own problems on the job by relying on direct, collective action, rather than going with gripes to the steward.

    The construction of a really independent workers movement will be a long term process. Only when the idea of an independent workers' movement spreads to other workers can the drivers totally ignore the Union and rely upon alternative forms of action in every instance.

    Next Fall should be a period of great activity. The elections are coming up and in December, the contract expires and there is little likelihood of preventing a strike. Since there is no doubt that the Union will do all in its power to shorten the dispute, this fight will force the men to rely upon their own strength if they will win anything significant. The experience of the past year will acquire a new meaning in the light of this concrete instance of the need of independent organization and coordination of the drivers. It will offer a real opportunity to generalize and strengthen the movement.

    Root & Branch No. 2 (1971), pp. 1-4.

    Comments

    Automatic production - Joel Stein

    Joel Stein discusses the limits of technology, the impossibility of full employment under capitalism and the need for worker control of production for liberation in Root & Branch: The Rise of the Workers' Movements.

    Submitted by UseValueNotExc… on December 18, 2021

    The benefits of industrial society under capitalism are purchased at a terrible cost: the regimentation and dehumanization of labor, the distortion of human needs, global war, ecological unbalance. These facts are either denied by bourgeois writers, explained away as necessary evils, or glibly accepted as temporary problems subject to amelioration. This last group, so proud of its liberal willingness to admit to the existence of social problems, is known for its boundless faith in the ability of capitalism to solve problems.

    Thus with what joy did they greet the "age of automation," "the new machine age," the "second industrial revolution." The machine which had enslaved mankind would now liberate it. With the same iron necessity with which the machine itself had supposedly ushered in the age of human mutilation, it would usher in the new age of human freedom.

    So the Museum of Modern Art held an exhibit on "The machine as seen at the end of the mechanical age." John Kenneth Galbraith wrote a widely heralded book on The New Industrial State in which he promised the end of the class struggle by means of the automation of the industrial working class out of existence. It was announced that "automation may be a reversal rather than an extension of the first industrial revolution" because it would replace

    large numbers of unskilled workers on drab, monotonous jobs with highly trained technicians in challenging, responsible assignments of keeping the fabulous machines running ....

    The new technology may cure the evils of the old technology.1

    can now be admitted. But behind the frankness there is a self-assured smile. Don't worry. What the machine hath taken away, as we told you all along, the machine giveth. Capitalist industry transformed the worker into a mutilated human being, the performer of repetitious dull operations, a complement, a part of the machine. Automation will now reverse this process, by eliminating these dull, boring operations through complete mechanization, demanding higher education levels of those who continue to work. It is contended that unemployment is not a problem but that, rather, there is, and for some unspecified reason, will always be, a dearth of skilled labor. Unemployment is said to result not from automation but from low growth rates, caused by wrong government policies, either of too much or too little, and by “structural unemployment” which is generally due to the undereducation of the work force.

    Two, Three, Many Industrial Revolutions

    Automation is described as the second industrial revolution. According to Norbert Wiener, in The Human Use of Human Beings, the first industrial revolution was the replacement of human brawn whereas the second is the replacement of human intelligence in labor. Leaving aside the fact that, if this were the case it would make even more doubtful the increase of demand for intellectual labor (in fact Wiener was most pessimistic concerning, at least the immediate results of automation), this view is a serious misunderstanding. The first industrial revolution was also the automation of intellectual labor. It rested upon the transformation of skilled into unskilled labor, of the craftsman into a mere hand who no longer guided and instructed his tools but was instead guided and instructed by the machine. While it also eliminated many kinds of heavy labor, the machine in general was used to transform work into a purely physical task. It might be said then that the second industrial revolution actually is the final elimination of physical labor in contrast to the first which eliminated mental labor. In fact, both developments occurred in each "revolution" insofar as they may be differentiated at all.

    The tendency of capitalist industry is to displace human labor by the machine. All machines are automatic mechanisms operating to some degree without human guidance or control. From the point of view of the worker, automation is simply the total elimination of the human being from direct intervention in the production process. The means by which this total mechanization is effected, whether through cybernetic devices, computers, or other means, is irrelevant insofar as its effects upon the labor process and life conditions of the worker are concerned. From the historical viewpoint of the working-class movement, the introduction of new production techniques, such as cybernetic devices or new power sources, is not of decisive importance and does not warrant the title of a new industrial revolution. Rather, it continues the general effects of the first industrial revolution, that is to say, of the industrial revolution. This is of course hardly to say that these questions are of no importance, nor to deny the possibility of technical "revolutions"; it is merely to state the simple fact that automation and cyber­nation are continuances of the general tendency of capitalist industry.

    The extent of automation is determined by the requirements of capital expansion and profit production which form its limit2 . On the one hand, the goal of profit production, which is surplus-value, that is surplus labor, must ultimately conflict with the elimination of labor. On the other hand, the efficiency of automated processes is determined not in comparison with the total working-time but only with the necessary portion of the labor-time, that which the capitalist pays in wages.

    The history of technology shows that in many cases machines were ignored or abandoned for a time when manual labor remained more profitable for the industrialists, with no consideration of the difficulty of the tasks thus retained3 .

    In fact, automation is today still a rarity in production, affecting only a few industries fully, such as some chemical processes4 . Labor is still cheaper than the gigantic investments required for fully automated processes. The limits of automation in the capitalist economy derive ultimately from the relative stagnation of that economy at the present time; a situation which seemingly cannot be overcome within the private property framework of the system as it exists.

    The various spheres of industry are interdependent in the capitalist system. (This is, for instance, why a crisis and depression or a boom affects the economy as a whole.) In the long run, the transformation of one sphere of production through extensive new investment in automated equipment can proceed only to a limited extent unless this occurs in other spheres, throughout the economy as a whole. The piece­ meal automation of the present time must eventually either come to an end or be accelerated throughout the system.

    The situation is different in a state-controlled economy of the Russian type. In such a system, in which the ruling class, controlling the sum total of economic resources, can plan the allocation of capital for the system as a whole, automation could possibly continue indefinitely, while workers not needed for production could be kept employed in various forms of waste production. But in a mixed economy like that of the US, in which the government-directed sector is subservient to the private sector, this is impossible. Here the total capital can be dealt with practically only in the form of the private corporate capitals which make it up. There is no real planning of the economy as a whole; rather the individual corporations make investment decisions on the basis of their private profit requirements.

    Given the stagnation of the capitalist economy at the present time, an acceleration of automation beyond its current limits would be possible only with the abolition of the mixed economy and the substitution of a state-controlled one. (Indeed, the technical developments of the post-war period in Western Europe and the United States are in general a function of State spending, mostly of the military kind5 . Such a change of the form of production by the ruling class is now imaginable only as a response to a deep-going social and economic costs from which genuinely revolutionary forces may also emerge.

    Part Machine, Part Human

    As long as automated techniques are introduced piecemeal, workers must continue to supplement machine operations. Insofar as workers continue to produce directly with machines, no matter how otherwise automated, they suffer from increasing subordination to the machine, boredom, stupefaction. As the machine takes over more and more of the intelligent functions of the producer, as of the physical activity—since mental and physical labor are always combined to some degree—the producer is more and more reduced to mindless activity.

    Automation has not reduced the drudgery of labor. The very opposite is true6 .

    Those who work with automated equipment do not enjoy the fact that, as Marcuse has said, their work is transformed into “psycho-technical rather than physical labor.”7 The worker is perhaps not exhausted physically. Instead he has no opportunity to use his body at all. In place of physical energy, he expends energy of tension. Both this lack of movement and constant tension contribute to disease and deterioration of mind and body.

    Perhaps it is true in a few isolated cases that in the automated factory,

    The worker is swung along by the form and rhythm of his work; the satisfaction this gives him can be highly productive8 .

    In such instances, the worker would have to be a very incidental component of the plant. In general, the worker, as in all capitalist industry, is not swung but driven, and the feeling is anything but satisfying or productive. For example, it is said that,

    Petroleum refineries and chemical processing plants are so highly automated that everything is controlled by one or two operators, who certainly can also be replaced. If and when they are it will not be for reasons of cost but because they slow down the operation" [which is of course also a reason of cost]9 .

    These workers, who form the upper limit of the speed of the production process must be under constant pressure to quicken their workpace.

    It is highly instructive to examine the consequences of automation in one industry in some detail. Thanks to the US Department of Labor Bulletin No. 1437, it is possible to get a relatively complete picture of what is in store for the machine tool industry10 , once consisting almost entirely of highly skilled tool and die makers and semi-skilled machine operators.

    In this industry,

    Numerical control permits automatic operation of machine tools by such means as a system of electronic devices (control units) and changeable tapes11 .

    Reductions in unit labor cost requirements in machining operations range generally from 25 to 80 percent, which more than compensates the increased costs of numerically controlled machine tools. Almost all new machine tools are therefore of this kind. At the same time, profit costs prevent the full automation of this industry. We may let the Department of Labor speak for itself in describing "Changes in Content of Machine-Tool Operator Jobs."

    The machine operator working a conventional machine tool is required to set up a machine including indexing of table or workpiece, select the cutting speed and feed; and keep adjusting the machine settings to achieve part specifications. Under numerical control, these duties are automatically carried out by coded tape instructions. The operator of the numerically controlled machine tool is responsible for tending or watching a highly automatic, costly piece of equipment as it goes through a sequence of operations. He loads the control tape, fastens the part in the fixture, and verifies finished part dimensions. When finished part dimensions do not conform to specifications, or an operating malfunction occurs, the operator of a numerical control machine is usually required to notify the supervisor or programmer rather than make the necessary adjustments himself12 .

    While the worker is thus reduced to this simple, dull activity, reduced from what was already a dull, mechanical job, companies demand highly skilled and trained workers, and perhaps even knowledge of programming techniques. In addition,

    Some companies prefer to use highly skilled and experienced machine-tool operators on numerically controlled tools13 .

    As the skill content of the jobs fall, the skill level of the worker is expected to rise. The high formal requirements asked by the companies are used in statistics pretending to show rising skill requirements of work, despite the actual fall.

    But the machine operator is the least skilled producer in this industry. What are the consequences of automation for the most skilled, the tool designer and tool and die maker?

    Many of the decisions, judgments, shop practices, and precision machinery functions presently required of these highly skilled craftsmen will also be transferred to the planning and programming operations to be coded as instructions on a control tape . . . .

    The functions and skills of the draftsman and engineer­ designer may be altered considerably as a result of various new methods of automating design being developed in conjunction with numerical control . . . . Techniques [which] produce a computer-captured model of the shape to be manufactured which can be converted readily into tape instructions for use on numerically controlled machine tools. When this occurs, it may affect the numbers of draftsmen required in the future. The principal duties of the engineer-designer will be the selection of design criteria and development of mathematical techniques for determining optimum design14 .

    Of course, these are not the limits of automation. It is useful to briefly compare the changes of content in numerically controlled machine tool work in Soviet Russia. While Soviet sources make the same claims as US government and corporation officials concerning the enhancing effects of automation on work, the actual results also seem to belie the contentions. The machine operator, now liberated through automation, can

    tend several machines at the same time. Where a series of machines is controlled by one worker the manual operations on one machine may be carried out while the other machines are working automatically15 .

    But, in case this liberated worker has too much free time on his hands,

    On integrated automated lines the job of machine operator can be eliminated altogether, and the tool setter can perform the few operator functions that remain16 .

    In other words, as in US industry, a whole section of workers become mere tenders of “the fabulous machines.” Rather than a deliberate policy of the elimination of the destructive hierarchical division of labor between skilled and unskilled workers, following, for example, the suggestions of Marx, Russian industry has reproduced the hierarchical division of labor which prevails in all capitalist industry. Like the US spokesmen, they contend that this will be changed through the technical uplifting of all job categories through automation. In fact automation tends to reduce rather than raise job categories.

    Nor is this tendency confined to factory labor. In a study of the automation of office work, Michael Rose contends that,

    Computerization tends to reproduce the consequences—more repetitive, 'routinized' and 'machine-paced' work duties for employees and more standardized service to the customers—of mass-production factory mechanization17 .

    According to Donald N. Michael,

    While there is considerable feeling that cybernation is definitely displacing the unskilled (and in some cases reducing what were skilled jobs to unskilled ones), only recently has there been a growing awareness that cybernation challenges the job security of many workers customarily classified as skilled. For example, numeric control, the technology of guiding the machine tool by computer, is just beginning to make inroads into the skilled blue-collar community of metal workers, welders . . . and the like . . . . 18

    Michael continues to list some of those who can expect to be replaced through cybernation: machine maintenance workers, clerical and office workers, middle management, engineers and others engaging in compiling information and issuing “expert” advice which can now be supplied through the computer and other cybernated equipment.

    Michael notes that, due to automation,

    White-collar workers are coming to recognize what blue­ collar workers have long known: technological change introduces uncertainty. Many skilled persons will be subject to replacement by the latest cybernated device . . . . This means a continuing potential threat of downgrading or retraining for the skilled, and along with it the emotional difficulties of job insecurity which will be new to skilled workers.

    Changes in organization within both plant and office, which are inevitable when computers and automatic production lines are introduced, change social relationships as well. Among other things, conversation on the job and other informal, social arrangements are often reduced during the working period because fewer people are needed to perform cybernated tasks and they may be physically separated. There are changes in the pathways to job promotion and the procedures by which efficiency is judged; these wipe out investments in time and experience which people have expected to be applied to their future careers. And with smaller work forces and fewer supervisory tasks, openings for job promotions are often sharply altered or reduced. These changes therefore destroy traditional expectancies about how things will be done and how people will be evaluated19 .

    In addition to the many other benefits which automation is bringing to the working population, a marked increase in shift work has been noted in recent years through the introduction of automation, as rising capital costs make the expense of idle machinery ever greater. In France, for example,

    the percentage of undertakings in the manufacturing industry which had introduced shift work rose from 8.7 in 1957 to 11.2 in 1959 and the percentage of workers in this sector who worked in shifts rose from 12 to 17 in the same period. . . .

    This increase is no doubt directly linked to the introduction of continuous processes, which are frequently automated, in a widening variety of operations.

    In Britain as well,

    The installation of large-scale systems of automated data processing has led to some night shift working in certain offices. As yet this development affects only a very small number of employees, but the number is likely to grow, though not to any massive extent. The introduction of on-line computer-controlled systems of manufacture and material processing is likely to have a greater influence on the development of shift working in the future. There is, however, considerable resistance from workers and some trade unions to the spread of shift working20 .

    Attempts were expected to be made to exchange a four-day week for the introduction of shift work on week-ends and at night.

    Thus for the majority of workers continuing to produce along-side of automated machines, automation promises no improvements, in fact the very contrary. It may be said that, despite all of this, the demand for highly skilled engineers, scientists and technicians will markedly increase with the development of automation.

    The Redundant Brain?

    Even if this were true, while there is no doubt that the absolute and even the relative number of skilled technicians and scientists has increased with the post-World War II technological development, it must be remembered that the increased skill levels of some technicians develops on the basis of the general fall in knowledge requirements and applications by workers in general. In every industry, scientific knowledge becomes the province of a small number of skilled workers while the majority is divorced from all intellectual activity. The computer industry is itself a recent example. Initially, in the immediate post-World War II period, all of those who worked with the machines' hardware were skilled maintenance men, capable of operating and repairing the equipment. As the industry became more developed, the technical training of these workers, and of all those who worked directly with the machines, was not kept up. Instead a new division of labor came into being with a handful of highly skilled computer repairers, and a large number of un- or semi-skilled workers who knew nothing of the operations of the machinery, and functioned merely as tape changers and in other mindless auxiliary capacities. Through the conscious policy of the creation of hierarchies, the machine which can replace skilled professional labor is serviced by full-time tape changers!

    In general, automation continues the rising productivity of labor of the entire industrial development. This means that less labor is utilized to produce a greater quantity of goods. Included in the labor must be the education of the producers. While, for a truly free society, human beings must understand in order to control the scientific and technical processes at their disposal, a rising labor productivity which demanded increased labor time would be nonsense. It is precisely because rising labor productivity, including the development of technology, decreases the demands for training and for labor time in general that it is a potentially liberating force. Precisely this development under capitalism leads to the cheapening of labor which is the very goal of the capitalist process. The fact is that the computer has shown that intellectual labor is only labor and can be replaced by machinery as easily as any other kind of labor. Particularly under capitalist conditions where the skilled worker is assigned uncreative, restrictive tasks defined by the limited requirements of profits and war-making, mechanization of these jobs will continue. While the skilled workers' labor is differentiated from that of other workers often by only the degree of its boredom, the education factory is itself often only an element of hierarchy and discipline of the workers and technically trained. The university system also serves to cheapen brain work by mass production of students. In large part, the dissatisfaction of the “new working class” to which a number of radicals a few years back looked for their “revolutionary constituency” stemmed from the fact that these workers feel slighted in production. After years of technical training, they are generally faced with the choice of performing mechanical, proletarianized functions or else joining management. The reality of their position stands in stark contrast to their belief in their own self-importance. Often, as frequently emerged in the May 1968 events in France, the demands of these workers for control in production stemmed from their desire to have greater control over the other workers (see The Mass Strike in France, this volume) to take what they felt was their rightful place as the technical masters of production. But a revolutionary movement of these workers, who are being unemployed today as well as proletarianized on the job, can develop only when they renounce any pretensions about their own importance in production and seek control as workers, that is, equally with all other workers.

    As we noted, in order to actually control the machines and modern technology, human beings must understand them and a truly liberated humanity will require great knowledge and understanding. But these considerations do not define the requirements of capitalist technology. Production according to profit considers education to be merely a cost of production; education which can not be employed in the production of profits is sheer waste production and from this point of view is totally useless. Even if the absolute number of educated workers had to increase, it would not be great enough to compensate for the millions of unemployed and the denigration of those employed; but, in fact, there is even evidence that, just as automation may also lead to a general fall in the absolute numbers of productive workers, so will it lead to an actual fall in the absolute numbers of scientists and engineers. Cuts in armaments and space programs are actually leading to such results in the United States today.

    Thus it has been said that the control industry has 'closed the industrial loop' meaning that it has made intricate processes subject to computer control. It has now begun to close the 'intellectual loop', which will make the industrial operation subject to the control of management through a hierarchy of computers21 .

    Here is the dream world in which a few rulers' commands are transformed directly from will to reality without the intervention of human beings who look on as passive observers and recipients of the will of the gods. Under such conditions, however, as Paul Mattick has remarked,

    capital would feed labor instead of labor feeding capital. The conditions of capitalism would have been completely reversed. Value and surplus-value production would no longer be possi­ble22 .

    As we have said, from the point of view of the working class, there have been not two, nor three, nor four industrial revolutions but only one continuous crisis-ridden process of capitalist development which has generally deteriorating effects for the working population. Automation does not reverse the results of the first industrial revolution, but continues the stupefication of labor, the insecurity of unemployment and work down-grading. “Giant robot brains” are not ironing out the “over-all complexities” of modern times but threaten rather to be instruments of human destruction. Automation is not eliminating the causes of class conflict but intensifying the crisis of class society. In short, automation, like industry in general, is not in itself a boon to humanity but is rather an instrument, an instrument which will be used against the workers until they seize control of it themselves. By seizing hold directly of production, the workers may abolish hierarchical and atomic divisions of labor and thus lay the groundwork for the abolition of labor itself.

    The possibility of automation unfettered by capitalism is a real alternative now. This alternative holds up the spectre of the abolition of work, exposing the contradiction in the division of labor between managerial and managed functions; or between predominantly intellectual and predominantly physical work. Automation, while reifying these capitalist conditions, potentially exposes the absurdity of the fetishistic belief in the incompetence of the mass of producers and the special nature of those who perform intellectual and man­ agerial functions. So long as the producer was required to perform definite productive functions within the machine process, even total workers' control and equality could not release him or her completely from the limitations of industrial work. Automation makes the whole basis of the wage system into an obvious obsolescent and absurd form. Like all technology, automation opens the basis for a restructuring and freedom of human life, opens up a wide variety of options for the greatest human freedom; and like all technology, used under capital production at its lowest common denominator, it becomes an instrument of human mutilation.

    Beyond Full Employment

    Under capitalist conditions workers do not struggle first for the abolition of labor or even for the abolition of the wages system. First they fight to hold on to their jobs, or to defend their old positions in industry against the encroachments of capitalist technology. This they attempt to do through the old forms of “workers' organization” such as the labor parties and trade unions. However, these organizations are based upon an acceptance of the profit requirements of capital, while it is these requirements which demand the automation in the first place. At best, unions have managed to hold on to the jobs of members already employed, jobs which are closing up with retirement and workers leaving. At worst, as in the case of the United Mine Workers, the union receives actual payments to give the owners a free hand in automation. (In the case of the mine workers as well we see the destruction of health by virtue of the capitalist use of automation; through speed-up of the machines which kick up excessive amounts of dust. Here is the final irony, for potentially modern machinery could totally dispel the danger of work, and of mining, altogether.) In between are cases such as the West Coast Longshoremen. Here all "certified" workers were guaranteed pay for 35 hours work no matter how great automation. However, a great portion of workers are not certified and these suffer the full consequences of automation. But even this stratification of privileges will not serve to overcome the full effects of automation upon those who benefit from it now in the future.

    The struggle, even to maintain jobs or to protect the given conditions can only take place through a movement which rejects the premises which make these demands appear realistic. That is to say, the demand to maintain the given conditions of wage-slavery can only be carried out through a movement which rejects the bases of the conditions of wage-slavery. Only through the seizure and running of plants and offices can workers force employers, even momentarily, to rescind those investment decisions which will displace the workers. What is at stake is not actually the demand to save jobs, or to retain the stupefying kinds of jobs presently carried out, but rather a rejection of the capitalist use of technology. Of course, workers today will and must fight for jobs, both to hold on to their own and to open up new ones. But as this need grows, the means by which it can be obtained can only be those which challenges the very bases of capitalist industry, posing the question of who determines production. A movement which could force full employment under capitalist conditions in violation of profit requirements is an impossibility. A movement around such a program might be capable of scaring, but not of destroying, the ruling powers. If the workers were prepared to implement such a program taking the full consequences into account, they would be fully revolutionary and therefore not interested in limiting themselves to the demand for full employment. Many socialists would for this very reason approve of this slogan, because they believe that programs consisting of demands of just this kind are needed to trick the workers into revolution. But a full understanding of the real conditions is precisely one of the things that a revolutionary workers' movement is about.

    Thus the demand for full employment must give way to the demand for the abolition of the wage-system, for workers' control, for the abolition of the old division of labor, as means for the abolition of labor. The movement for jobs becomes the movement to abolish wage-labor through the means of class struggle which demands a practice which rejects the assumptions of the wage system and therefore of full employment. The means of factory seizures, general strikes, and operation of plants by the workers themselves which would have to be employed for a movement for full employment are not utilizable on a sustained basis by such a movement, for they demand a level of struggle which could be vigorously and consistently pursued only by a collectivity which has already gone beyond such limited demands. The workers must come to consciously reject the demand for full employment. Just as Engels noted that the demand “a fair day's pay for a day's work” must give way to the demand for “the abolition of the wages system,” so we today must recognize that the movement for full employment must give way to the movement for the abolition of labor.

    Automation will not naturally lead to the overcoming of the capitalist conditions; although it makes those conditions increasingly obsolete, it does so only as the consistent extension of those conditions. Only through the direct seizure of control of industry can the workers transpose the natural tendency of capitalist production by their conscious intervention, redetermining industry according to their own needs and knowledge. Automation can be used in a liberating way only by human beings who are themselves liberated.

    Root & Branch: The Rise of the Workers' Movements (1975), pp. 158-173.

    • 1Frank K. Shallenberger, "Economics of Plant Automation," in E. M. Grabbe, ed. Automation in Business and Industry. N.Y. 1957.
    • 2Paul Mattick, "The Economics of Cybernation." New Politics.
    • 3Georges Friedmann. Industrial Society. N.Y. 1955. p. 174.
    • 4For a full treatment of the limits of automation under capitalism see footnote three above and the chapter on "Technology and the Mixed Economy" in Paul Mattick's Marx and Keynes.
    • 5See Michael Kidron Western Capitalism Since the War; London, 1968.
    • 6Charles Denby. "Workers' Battle Automation." Priscilla Long, ed. The New Left. Boston 1969.
    • 7"Socialism in the Developed Countries." International Socialist Journal. April 1965. p. 147.
    • 8Marcuse. op. cit. p. 148.
    • 9R.D. Hopper, "Cybernation, Marginality and Revolution" in Irving Louis Horowitz, ed. The New Sociology. p. 318.
    • 10Outlook for Numerical Control of Machine Tools. 1965.
    • 11Ibid., p. 1.
    • 12Ibid. p. 37-38.
    • 13Ibid. p. 38. 14 Ibid. p. 40.
    • 14lbid. p. 40.
    • 15Labour and Automation. Bulletin No. 3. Geneva 1966. "Technological Change and Manpower in a Centrally Planned Economy." International Labour Office. p. 24.
    • 16Ibid. p. 27.
    • 17Computers, Managers and Society. Baltimore 1969. p. 23.
    • 18"The Impact of Cybernation." Kranzberg & Pursell, eds. Technology in Western Civilization. Vol. II. N.Y. 1967. p. 660.
    • 19Michael, op. cit. pp. 664-665.
    • 20Labour and Automation. Geneva 1967. "Manpower Adjustment Programmes." I. France, Federal Republic of Germany, United Kingdom. pp. 61-62 & 184 respectively.
    • 21New York Times.
    • 22"Marxism and Monopoly Capital." Progressive Labor. p. 40.

    Comments

    Italy: The struggles at Fiat '69 - Vittorio Rieser

    Interview on the class struggle in Fiat plants translated into English for Issue #2 of Root & Branch, a 1970s libertarian socialist publication out of the U.S.
    Introduction by Steven Sapolsky.

    Submitted by UseValueNotExc… on January 30, 2022

    Introduction
    The following article is the first of a series to be published in Root & Branch on the labor struggles in Italy. For the past two years, Italy has seen an explosion of unrest among workers and peasants. Far from having abated, the movement has spread and deepened, enveloping more and more of the country in sustained agitation. The series will focus on inside accounts and analyses of worker struggles by participants or militants with close ties to rank-and-file groups. Besides providing hard-to-obtain coverage of this great upsurge and its meaning for Western Europe, the articles also will be of practical importance for American readers. The dynamics governing waves of unrest are sufficiently similar for all capitalist industrialized countries to allow many insights and lessons to be drawn from the Italian experience for application here.

    This article is about the beginning of the struggles in the Fiat plants in Turin in the Spring of 1969. It is part of a taped interview with Vittorio Rieser, a labor organizer who participated in the 1968-1969 struggles at Fiat, and one of the key figures of the extra-parliamentary Italian left, associated with the groups of Lotta Continua at Turin. The interview was conducted in June, 1969, after the first round of work stoppages at Fait, and it first appeared in Quaderni Piacentini in July, 1969.

    Fiat is rapidly becoming the General Motors of Western Europe, outselling Volkswagen in the West European market. With a recent merger with the French Citroen and a major investment in the Soviet Union, a model factory city called Togliattigrad (the Russians’ and Fiat’s homage to the memory of the Italian Communist Party boss), Fiat is moving beyond its parochial but dominant role in the Italian economy to a commanding position in all of Europe. A crucial ingredient in its success was the skillful manipulation of its 140,000 man work force. Since the early 50's, the Fiat workers were passive, isolated and atomized, largely es die result of a two-pronged strategy of management: the weeding out of militants and the massive recruitment of cheap, unskilled labor from the South, uprooted and atomized by their new life in the North.

    In 1969, this pattern of labor relations was shattered irrevocably. The explosion was brought on by many factors: inflation that aggravated the already miserable living conditions in a city overcrowded by Southem immigrants; speed-up along the assembly lines that insured Fiat’s ability to fill the expanding market; freshly arrived immigrants seasoned by struggles in the South; the example of the student movement. No longer could Fiat exercise control as the social crisis deepened in Italy. After years of dealing with a quiet, disciplined labor force—there were only 34 strike days between 1962 and 1968—the storm-clouds burst. Due to a continuous series of strikes and slowdowns, Fiat was producing 50,000 less cars per month by the summer of 1969.

    As the workers became less intimidated and more hostile and openly assertive, the traditional paternalistic approach of management lost all effect and meaning. The central problem for Fiat became how to control and channel the workers’ militancy in order to defuse the explosive situation. Concretely, this meant that the company, in violation of its traditional policy, had to accept the existence of a workers' movement, at least for the time being, and deal with it as an independent force. To crush it or ignore it would have exacerbated the situation because the workers were too strong and defiant. Instead, the choice was to foster an institutionalized labor movement that would harness, dissolve, and dissipate the elan and enthusiasm of the workers through a drawn-out process of negotiations.

    The trade unions were made to order for this purpose. The main theme of this article is how the unions tried to muscle themselves into a position of authority and strength among the workers so as to have a strong bargaining position vis-a-vis the company. As late as the beginning of 1969, Fiat had kept union membership down to 6000, but under the impact of the workers’ insurgence, the company hastened to recognize and negotiate with the unions.

    This pattern happens over and over again. As workers pull together and begin to challenge the boss, the unions appear from without seeking to mediate. Today, in Western Europe and in the U.S., the unions, regardless of their political stripe, are centralized national bureaucracies that step into the worker-capitalist conflict as a third party. In earlier times, this was not true: the unions were often genuine rank-and-file organizations that were only as strong as the workers’ sense of solidarity. It is an important question whether such unions naturally evolve bureaucratic structures, but it is a question that only relates to new organizations that workers may create now. The existing unions, as a matter of fact, have reached that stage when they enter a nonunion workplace, they think foremost of their own interests as mediators; they do not operate as the voice or representative of the workers. They inject themselves as buffers between the workers and their employers, offering benefits to each to justify their role. For the company, they guarantee smooth labor relations by removing the locus of conflict from the oppressive workplace–the arena of “unruly" mass direct action–to the more pleasant and manageable bargaining table and the slowly grinding grievance-setting machinery. They offer themselves to the workers as instruments that win concessions from the capitalists. Their appeal centers on the claim that only they have the ability, organization, and influence to win. The workers should hire the unions to be their agents, and the unions will accept dues as payment for valuable services rendered. All over Western Europe and the U.S. this cynical attitude is quite common; the gap between the rank-and-file and the union has become so great that one rarely hears of talk of “our unions” by the workers.

    Any self-respecting hired agent will try to limit the constraints placed on his or her initiative in order to freely exercise his or her judgment, even when carrying out someone else's purpose or intention. Not being so honorable, the unions invariably dermnd a monopoly of initiative and authority from the workers. These hired agents are really threatened by the active agency of the workers: it denies their usefulness to the capitalists if they don't have control over the workers and there is no need for their presence if the workers rely on themselves. Hence the invariable efforts of the unions to sabotage and destroy the confidence and initiative of the workers. This article discusses in very concrete terms how the unions actively fought the emerging solidarity of me workers by attempting to limit the strikes to certain shops and time periods, how they attempted to set in motion controlled strikes that weaken and ebb naturally, showing the workers, when the excitement has died down, that the unions are me only available weapons they have.

    The company and the unions have failed to bring a trade union regime to Fiat. The situation was never in their hands to control. The struggles began under worker initiative and swept past the limits set by the unions. Since the beginning of 1969, the Fiat workers have broadened the struggle involving all of Turin. How the workers structured and organized themselves and the struggles, how these experiences have been assimilated, digested, and analyzed, what lessons have been drawn, and how the struggle is generalizing and spreading will be topics for future articles.

    Steven Sapolsky

    What was the situation at Fait about two months ago before this cycle of struggles began? What were the major internal tensions? How were they different from a yeer ago? What was the reaction of the trade unions? What was different about the composition of the Fiat working class with respect to the past?

    It is perhaps necessary to begin this chronicle with an account of last year’s struggles. They centered on two principal demands: an annual distribution of the work week with alternating Saturdays off and the regulation of assembly-line speeds. In fact, this conflict marked a new moment, a step ahead both for the Fiat working class and obviously for the trade union line–actually the line of the trade unions since the three trade unions conducted this battle together1 . From the workers’ point of view, this conflict saw a compactness of participation, a level of political discussion, a capacity for organization, and an organizational solidarity, which in themselves were important elements with respect to preceding experiences at Fiat. From the trade union point of view, this was to be the first important struggle in which the trade unions concretely tried to assert themselves In a unified manner in the factory, both within the workers’ organizations and as the recognized bargaining agent with respect to the pedrone (boss). Trade union unity was attained for the first time on an important question by all four of the trade unions (including the SIDA2 . As such it was the first step toward the formation of a trade union regime at Fiat divided into two parts: a large powerful trade union (even if formally divided in four) and a management sector recognizing the latter's importance. This respect was confirmed quite clearly by the spokesmen of Fiat’s: management (various interviews with Agnelli, etc.).

    However, this struggle pointed to an unresolved contradiction, and one that is still unresolved concerning the entente between trade union and management. In order to effectively root itself in the factory and obtain a certain hold on their workus, the trade unions would have to carry the struggle much further than they were willing to do, both in terms of tactics and demands, and ultimately the results obtained. But this was not acceptable to Fiat’s management and therefore not to the time unions either. Once again the trade unions had to launch an apparently radical struggle, prepared on the basis of genuine consultations with the workers and built on issues they strongly felt. The outcome was three days of strikes distributed over a three week period and then followed up by long negotiations so that things could cool off again. The trade union organization then had to content itself with an unsatisfactory work week compromise, a twenty lire (3 cents) piece work raise, and purely formal concessions with regard to speed-up, i.e., communication of assembly line speed by means of cards and bulletin boards. And the whole thing is still in unresolved problem in the sense that the trade union for political reasons, in order not to break the rules of the “democratic political game” with Fiat, always had to begin genuine struggles and then break them off before they can actually reestablish an effective and organized relationship in the factory between the trade union and the workers.

    For some time this struggle did not have an important following. The situation of the workers inside the factory degenerated, the productive growth of Fiat, above all in its export market, required increasing assembly-line speed-up. And here in fact, the trade unions lost face; the fact that the assembly line speeds were handed out on cards and posted on bulletin boards (the big victory of the year before) was useless.

    In fact, often on the cards and bulletin boards were written speeds that were even faster than the ones the workers were doing. If the workers complained about excessive speeds and asked the foreman to check the cards, he would simply note that it would be better to keep quiet. If he were to go by the card, they would have to do ten-twenty-fifty cars an hour more. This, then was the first tangible trace of the trade union in the factory. The struggle had finished leaving deep traces of disillusionment in the workers instead of building the new support which the trade unions had hoped for. Even if the FIOMS3 is making some progress right now at the level of the internal commission elections, it's only because at that level other solutions just don't exist. In the meantime, other things changed at Fiat. The steady worsening internal conditions worked together with the struggle experience (during which the workers on the whole had acquired a certain confidence in their own initiative) to frustrate the workers intensely, but stimulating them to action as well.

    The other important phenomenon, in addition to the growth of productivity and the tensions thus created within the factory, was the inflow of new manpower and above all of the large number of immigrants from the south. This was a particularly important fact, I believe, since this new wave of immigration could be paralleled to that of 1960-2 which seemed to have a decisive effect in determining the agitation of 1962, the occurrences such as Piazza Statuto and so on. In certain respects that experience repeats itself for the present immigrants: the arrival in a factory situation where the work is much harder than they had been led to expect; settling in an urban situation where both social and economic conditions are miserable; where the rent (if one can find a place) carries away a good part of the salary. In this sense their condition is exactly similar to that of previous immigrants. There is an enormous difference, however: the political conditions, both in the situations from which they have come as well as those they are entering are much more advanced. The new immigrants have behind them a series of recent struggles in the South with a genuinely radical political content. At Turin, they’ve found not simply an organizationally atomized situation which could erupt as in ‘62 into spontaneous outbursts (which quickly returned to an atomized situation) but a situation of much greater ferment within the factory itself.

    Contact with the student struggles also contributed, if only in a general way, to the growth of the struggles of this year. This in part through direct contact with the students, but perhaps more importantly through an awareness, sometimes a bit mythicized, of the tactics and style of the student struggles. Both the uses of the assembly organization and violent and/or illegal tactics were important. With regard to the capacity for social penetration, the struggles of the high school students were very important because they touched directly a wide range of working class families. However, as far as direct contact with mass movements in terms of the direct impact of the student movement on the working class during its struggles, in the first year of the student struggle (1967-8) had perhaps a more important effect.

    Two significant demonstrations were of primary importance: First, following the February general strike for higher pensions, which in reality was accepted and planned by the ruling class itself, came the strike protesting the deaths during the Battipaglia insurrection 4 which had a particularly strong impact. The latter was obviously a political strike, the first outright rupture of the barrier which purportedly existed between the Fiat workers and politics. The isolation and the resistance against trade union organizing on the part of the Fiat workers had, at least on the surface, elements of apathy and disinterest in politics which many took literally as an indication that the Fiat workers were interested only In their own problems5 . And when the political significance of a conflict at Fiat was seen, it was thought that any reference to general political struggles was useless, and that if relevant at all, political issues would develop as a result of, not as a premise for, Fiat strikes.

    Instead, the Battipaglia protest strike demonstrates above all that the Fiat workers felt these general problems and they were ready to move. And here, I think, the presence of workers from Southern Italy played the decisive role. Faced with the Battipaglia events, the trade unions merely declared a three hour strike. But, this stroke of treachery and opportunism turned into a positive event. For it meant going to work for five hours and then leaving, not simply standing outside the factory gates. In sum, it meant challenging the internal factory mechanisms of control and repression for the first time. The strike had varying degrees of success and
    was not in fact a massive and homogeneous walkout. But where it succeeded it was an extremely important experience. As could be seen from in front of the gates and, above all, at the end of the second shift, there was immense confusion and agitation in the factory. The workers were excited with a sense of liberation, and of having acquired a new kind of battle experience.

    The other important strike which passed almost unnoticed, occurred earlier, at the beginning of the year (1969) when Fiat's management tried to eliminate a regular Saturday afternoon off. On that occasion the true unions, on the spur of the moment, proclaimed a strike, and practically all of the Fiat workers stayed outside the gates with unusual solidarity. It was not a well-organized strike and it involved a rather delicate issue, since the factory would have paid overtime for the Saturday work. It brought a strange reaction from the Fiat management which immediately closed the factory gates fearing perhaps an occupation of the factory. In this way, stealthily, the strike forces grew. In reality, it demonstrated a surprising potential explosiveness among the workers.

    These were the two most important events before this last wave of strikes. We must not forget that, if this first wave was and is dominated by worker initiative, it was formally launched by an official trade union strike declaration.

    These struggles correspond therefore to a plan decided on by the trade unions’ upper echelons, a plan which has back-fired because of the combativity of the workers. The trade union plan was relaunched on the same path that had been left half-way in the contract struggles of last Spring because of the political conflicts within the trade unions.The plan is to attempt to establish for the first time organization and power within the factory by means of a series of negotiations on secondary although important themes relative to economic and everyday issues. This was to be done through a series of intemel strikes which, it was justly thought, would have heavily affected Fiat's production and would have been able therefore to produce rapid negotiations and settlements of these issues. The issues were typical of integrative bargaining: the regulation of the advancement from one category to the next, the recognition of assembly line delegates, with, in reality, only consultative powers on assembly line speeds and work-squad grievances. These latter two were the most typical demands, together with certain work shift regulations, and were therefore demands which at the level of the national contract negotiations could be met only in very general terms. At Fiat, the trade union wanted to face them immediately for several reasons: first, because it was the most favorable occasion for rapidly obtaining modest demands; secondly, because these demands could be negotiated only at the individual company level in a sufficiently precise way; thirdly, because getting these things at Fiat would have already given a certain direction to the national contract and would have made it possible there to codify as general rights what already had been won at Fiat and was being won at various other factories.

    In summary, the trade unions’ plan appeared to be quite rational. They hoped to put into motion between May, June and July a series of confrontations with relatively controlled instances of struggle that would heavily influence Fiat’s production output. But at the same time, they hoped to rapidly arrive at negotiations and important concessions. The trade unions were also disposed to carry out, provided it was under control and confined to a carefully limited area, relatively radical tactics: that is, they were ready to use a more militant style than before precisely because it was sure that the trade unions could, in fact, obtain these new concessions. At the political level, Fiat management had already decided to make them, although these ‘privileges’ could not be taken for granted at the outset, in part because of the resistance of lower echelons of the Fiat management who would have to deal daily with these new gains in the factory. Therefore, it was assumed that a certain dialectical game between union and management would be necessary.

    In reality, right from the start of the conflict, the trade unions appeared to be thrust aside. Fitting in with the trade union plans, the first phase began, not accidentally with the maintenance and repairs shops. These are shops of relatively, skilled workers–for the most part natives of the Turin region (Piedmont) and fairly highly unionized–and the issues were limited to questions of job qualifications. But even here the agitation began In a way that the trade unions had not foreseen, i.e., directly on a political level. On the day of the Battipaglia protest, a strike assembly was held in the factory. One worker had spoken out with considerable energy. Soon after the worker was transferred. Shortly thereafter the workers spontaneously organized another assembly. They demanded that the worker be returned to his old place or they would strike. Fiat was forced to concede, and the worker won back to his old job. This kind of ferment was present in the shops when the trade union entered to call a strike. These were the premises.

    Before moving to an examination of the political responses a week by week chronology of the struggle would seem helpful.

    The first men to go out on strike were the workers in the maintenance and repair shops which constitute a large complex of workshops: in all there are some six or eight thousand workers assigned to the construction and maintenance of the presses, the machines, etc. Shortly after that strike had begun, the workers at the large presses, also under the instigation of the trade unions, began to strike. Here we find a new element. Together with those on the large presses, the workers on the small and middle-sized presses began to strike. In addition, after a little while, shop 13, the lastroferratura operation right after the lavorazioni di stampaggio lamiere walked out. These workers walked out on their own, without any orders from the trade unions, and apparently without formulating any demands. In reality, it is quite likely that they had formulated demands but that none of the traditional trade union channels were opened up to them. And therefore the strike of the press workers was, for most of its duration, accompanied by strikes of workshops close by and completely out off from the trade unions. They had also had little contact with our own political work.

    This strike which cut off the basic process had practically blocked the terminal operations at the Fiat plant, i.e., along the assembly lines. For in addition there was a strike of the carrellisti (responsible for the transportation of materials) a category limited in numbers but essential to the internal linkage of the operations. In a majority of cases, the strikes were not for eight hours per shift but were rather articulated inside the factory. In general, the trade unions tended to call for two-hour strikes and the workers tended to do more, four and sometimes even eight. Sometimes they cut back production during the hours when they did work. Basically they tended to extend the length and intensity of the confusion. The situation in the maintenance and repair shops was more regular since the strike calendar of the trade unions was more or less respected. All in all the stoppages paralyze production on the assembly lines giving way to a curious situation: there was a great deal of political ferment but active struggle seemed held up with the halt in production, as internal struggle was correlated with time on the job. In addition, if the political tension was increasing, above all in the vanguards, the immediate dissatisfaction wasn't too high because for the first time life was relatively easy. The trade union plan was clearly intended to cut off agitation in the maintenance and repair shops and on the presses before initiating the struggle at the assembly line where the tension was high. In fact, the trade unions were able to stop the action despite the opposition and difficulties. They were able to prevent any new sectors at Fiat, and particularly Fiat Mirafiori from entering the struggle soon enough and compactly enough to provide support for the battle at the maintenance and repair shops and the presses. The mechanics shop tried to strike but the trade unionists were able to dissuade them.

    With strong disagreements among the workers, the agitation of the maintenance and repair shops came to a close with the concession of some rather paltry pay raises. There was an interesting aspect, however, in that there was a base raise which was differentiated by category (although within the categories merit raises tended to maintain the divisions created by the padrone): those with lower minimum salaries got higher raises, and those with higher minimums, lower raises. The agreement at the auxiliary presses was on the wage theme rather than on any advancement of category. At the presses, the results of the negotiations were genuinely paltry, with 9 lire (1.5 cents) obtained on the piece work rate and the night shift requirement reduced from every third week to every fifth week. In addition, l think there was a 7 lire raise on the base pay. At this point the trade unions issued a ridiculous propaganda leaflet, which attempted to make the increase look much larger than it was. This statement was immediately and totally rejected by the workers. And in both cases, the decision was then approved by worker assemblies, in the midst of great confusion and a certain fatigue, with very precarious majorities. In fact, however, the union action helped curb the struggles in these situations and, obviously, in others where the struggles were completely spontaneous. The same thing happened in the carrellisti. From the trade unionists point of view, this action was aimed at re-establishing a certain production normalcy, and therefore preventing the Fiat management line from hardening and posing general political problems. Thus, new negotiations could be initiated calmly. The most important of these were the assembly line negotiations. Here the trade unions hoped to have accepted in principle the establishment of line delegates with certain consultative powers, power to open negotiations, and knowledge of certain aspects of the productive process–this principle could be generalized to the rest of Fiat and then outside of Fiat. However, the assembly line began to strike before the trade unions wanted them to, two Thursdays ago at the end of May. That Thursday afternoon and then Friday and Saturday there was a series of work stoppages and internal ferment which forced me trade unions to intervene on Monday with the declaration of an official two hour strike. This was the beginning: after the trade unionists had succeeded in controlling the presses, both maintenance and repairs and the arrellisti began to slip out of their control.

    The trade union intervention at this point was quite timely, helped by the fact that since there was little production, the situation was not immediately explosive. Therefore, the trade unions did manage more or less to bring the situation under control with a call for two hour strikes along the assembly lines. The strikes were called for both on those lines which were already blocked and for those that weren’t. They were called generally with no attention to whether there was production during those hours or not. Finally, they were based on demands which were of little interest to the workers such as the line delegates, when the workers were more interested in economic issues, that is “more money”, and with the speed-up. Therefore, the two days of strikes proclaimed by the trade unions actually say a rather partial, somewhat sluggish participation on the part of the workers. They assumed a certain passivity saying: O.K., let’s see what the trade unions are up to.

    Unfortunately, this passivity lasted even when the trade unions stopped calling strikes in order to negotiate. Finally a leaflet was issued which explained some of the initial results of the negotiations. Now there was a notable discontent on the lines, a certain distrust among the workers. The production continues to be extremely low except on the Fiat 500 line, which, in any case, has always been a peculiarly composed line, difficult to involve in the conflict, or at least so the other workers say. Therefore at this moment the situation on the lines, even if it could re-explode at any minute, is somewhat in decline. However, the fact that the trade unions have got this situation under control, at least within certain limits, does not mean that once more they have got effective control of the whole situation. Because in the meantime a strike has exploded in the foundries.

    This strike at the foundry, I would say, is the most clamorous yet. lt is a strike of which L’Unita 6 had never spoken, and the veil of silence has been particularly heavy on the part of the trade unions. Even la Stamps has talked about it more than the official left, first announcing and then denying that an agreement had been reached. The strike exploded with great violence. After a work stoppage of two hours two Fridays ago, it passed directly to eight hour and has continued like that, at least until yesterday. The strike began at shop 2, North forge, and then rapidly spread to the shops of the South forge. Next it spread to shops 3 and 4 of the foundries. It was an extremely compact strike, with little politicization and internal organization–in the sense of any articulated issue, discussed in depth, around which specific preparations are made. The demands are very simple and clear: either a 260 lire (32 cents) increase of the base pay or promotion to the metal-workers classification which would bring a series of advantages in terms of both wages and work hours, and so on.

    This strike developed completely outside of the trade unions and is taking place eight hours per shift. After a couple of days, the trade unions themselves went to the management with their own proposals. This was an extremely opportunistic act, not only because these proposals asked for differentiated raises (ranging from 0 to 67 lire) in order to break up the worker solidarity, but also from the very viewpoint of the unions themselves. The raises were to be linked to the working conditions on the jobs: higher raises for workers with the poorest working conditions. The FIOM (Federazione italiana operai metallurgici–the CP metalworkers union) had boasted that it was the first to have framed health problems in a political contest, the first to have refused any buying off of health problems. Actually, in the moment in which a workers struggle must be halted, any means is good including the division and buying off of health problems with money offered by the Fiat management. This time the Fiat management’s move was quite skillful, at least in comparison with previous moves, precisely because of the amount of money it offered to the several groups of workers.

    When the Fiat management had offered differential wage raises from 3 to 2 lire, they were immediately told where to go by the workers. The fact that some groups of workers who actually do work under worse conditions (the magli for example) would receive raises of about 6 lire an hour has created problems. In fact, yesterday the magli didn't strike. This fact produced extreme tension. The magli continued working, surrounded by a protective ring of plant guards, who in turn were surrounded by the other workers. In fact the tense situation and long discussions with the other workers may bring the magli today to join the struggle again. The magli have already refused an earlier management offer, together with the other workers, but now, there is a certain weariness, a certain possibility of giving in. The struggle at the foundries at any rate is still on its feet and I don't think that it's about to collapse from one day to the next.

    In the meantime, there is also enormous tension in the mechanics shops which is the only large section of Fiat Miarafiori which is as yet untouched by this wave of agitation. There the trade unions have used a delaying tactic. They had promised to come yesterday with a specific response to the mechanical workers demands and they didn’t do it. There is considerable anger and I think that it’s bound to grow since the trade union response does in fact arrive, it will no doubt propose the trade union demands and not the workers’. Here there are important differences: the trade unions as usual want the line delegates and the workers want a category promotion for everybody. As you can see, the situation is anything but under control.

    What meaning does this type of struggle have from a more general political perspective with regard to management and the trade unions?

    Already for more than a month, the Fiat production at Mirafiori has been reduced to below normal. These articulated strikes, by alternating the various phases of the productive cycle that are shut down, provoke an enormous drop in production and a general mix-up in the production phases. When there is a 24 hour or even much longer continuous strike some production is lost. But when the strike is over you can begin again and everything is coordinated like before the strike began. Here instead, the articulated sirike means that you are left with enormous unusable reserves of certain automobile parts and a complete lack of others. Thus, it will take a lot of effort to restore production normalcy. This, we can already see now: the end of the strike at the presses has not signaled yet the return to normal production on the assembly lines.

    This strike had put Fiat in hot water, and its management must come up with a rapid solution. It constitutes an extremely worrisome political phenomenon since it demonstrates conclusively that the internal tension which the management knew existed has gotten out of control. They had been counting on the fact that it would be channeled into an organised struggle, and have hastened to accept strong trade unions as the bargaining agents precisely so they would channel and control these internal tensions. But the internal strains are no longer repressed and atomized as they were before, nor are they gathered up and controlled by the trade unions. The Fiat workers have found the organizational capacity to struggle inside the factory, in some cases formally to gather with the trade unionists, but in reality by themselves through their own initiative. From the Fiat management’s point of view, it is difficult to predict the end of this conflict. Even if it ceases physically at a determined moment, it can re-explode at any other. Fiat's political and disciplinary control over its working class has been suddenly reduced. And the apparent political alternative of a strong trade union organization now seems to be an extremely unreliable alternative. The tactics of the Fiat management up to now have reflected this uncertainty on the course of action. By committing itself politically to a solution based on a strong trade union organization in the factory, Fiat has followed, at least for the moment, the trade union dynamic of the struggle and what the trade unions have demanded. It has bargained quickly, and is continually more willing to negotiate as soon as a confrontation arises, hoping to conclude the whole affair with a fixed agreement.

    At this point Fiat obviously had to begin to consider more radical solutions. Some of these would require going over the head of the trade unions. This is a rather frightening prospect to Fiat. One set of solutions would aim at conceding directly to the workers and passing over the trade unions by choosing the UIL or SIDA as bargaining agents. For example, they might concede wage raises as a down payment on the contract, to make an advance agreement without the trade unions in order to halt worker agitation. However, it would be difficult to know how the workers would react. But in any case, it would constitute a large political problem since it would mean returning to the old Fiat trade union policy in order to forge a step ahead in controlling the workers. The other possibility is even riskier: moving to more militant tactics, laying off the workers and calling a partial or total lockout of the factory. This threat has constantly been used by Fiat land the trade unions as a scarecrow, but it has never been put into action since it would mean risking a general social uprising in which a whole series of tensions, which the Fiat management knows full well are in the city, would be released in uncontrolled forms. This would have enormous and immediate political repercussions, at the national as well as the local level.

    Fiat has therefore played another, preferable card: to unite all these partial confrontations into a large, comprehensive contract-type agreement in advance of the regular contract, but subject to the acceptance of the trade unions.

    And the relation of the trade unions?

    Up to now, there have been many uncertainties and divisions within the FlM 6 and in the FlOM, as well as in the play between the national and local organizations. There were those who were ready to repeat the experience of 1962, although in a new phase–to make an advance agreement with Fiat. But for the moment, the trade unionists have been negative. At least for the moment, Fiat is not in a position to produce a large package-deal with trade union agreement, in order to put the lid on the conflict. And the situation remains completely uncertain. It is therefore probable that Fiat is intently examining the situation to see if, at this point, certain signs of the easing off permit them to keep the situation under control without having resort to more desperate solutions which could have serious political repercussions. Otherwise the Fiat management might try main for an advance settlement with the trade unions, perhaps in a more suitable industry-wide form which would involve other companies and include the whole auto industry. Right now this is rather difficult to foresee.

    From the trade union point of view the problems are somewhat the same. The trade unions helped revitalize a mechanism which has gotten out of their control. Now struggles begin where the unions don’t want them to. And even where the struggle arise as a result of trade union initiative, they actually contribute little to re-enforcing them organizationally and increasing their hold on the workers. Often the struggles signal a new breaking away and even deeper laceration. On the other hand the actual goal toward which the trade unions have been moving with some success (though it is necessary to see the deeper meaning of this) is the establishment of certain new institutions in the factory.They now hope for the struggle to ebb so that these institutions will appear to the workers as the only instruments they can utilize. The unions are banking on the fact that they are passing through an episode of acute struggle which signals the maximum break with the working class but which can be used to establish such new institutions.

    But here already several further contradictions are manifesting themselves because Fiat's response to the line delegate question has been particularly embarrassing for the trade unions. Fundamentally what Fiat is willing to concede is not very different from what the trade unions are asking. In substance the unions want worker representatives who have full rights at the information level and time off from their jobs to regularly obtain that information. But in fact they would have no decision making power and instead would serve to mediate worker response to speed-up (passing discontent on to the level of bureaucratic negotiation). This is in fact what was contained in both the union requests and the Fiat response. But the Fiat response has been made in such a way to remove all ambiguity from this situation. In the union proposal every work squat would elect its delegate inside the factory and there would be a delegate for every 70 workers with, in addition, a vague hint at the possibility of delegate recall. There was a pretence to worker democracy fed above all by PSIUP7 , which stated: These delegates–who would not be useful to us in the trade union negotiation mechanism–in fact are, or could be, the representatives of the workers; therefore the best workers must be chosen, they must be subject to recall at any time and so on. The very tangible ambiguity has had the effect–as one can notice with regard to many good on the spot militants–of creating in some a certain belief, certain illusions that this structure can be used by the workers. The way Fiat is conceding it, however, makes clear instead that such use will not be possible. This in the sense that Fiat is willing to accept a committee of four persons, which further would be composed of four members of the Internal Commission–one for each trade union; in addition there would be a complete trade union style separation: the four are paid by Fiat to do the work fulltime. Therefore, among other things, they wouldn’t work any more on the assembly line and would be comfortably detached from the production process. This then is the central organism to which would be furnished all the data that the trade unions would have had made available to the line delegates. Supplementing these there would be 48 people who would not be called line delegates, but rather “experts”-one for every 250 workers. These “experts” would be nominated by the trade union who afterward could consult the workers. In this way one is not dealing with worker representatives but rather experts or consultants who could be blamed by the line committee whenever there were problems that involved the sector where those workers worked. In this case Fiat management would give these experts permission to take the time necessary (paid) to get certain information, to make certain contacts, and to participate in certain meetings.

    It is therefore clear that this is a mechanism which, in addition to having only consultative power, is highly centralized and controlled by the trade unions with absolutely no possibility of even formal control by the workers. Above all it's rather difficult to understand why Fiat responded in this way: in terms of the trade unions’ goal to develop a strong base, Fiat has done them a disservice. The most plausible explanation is that inside Fiat there exists fairly strong resistance to full concession to the institution of line delegates, above all at the low and lower middle management levels; even if in the long run in terms of Fiat’s fundamental political plans it would be quite useful to Fiat, in the short run for the individual foreman it would be quite inconvenient. If the trade unions were able to show themselves to be strong, skillful and able to control the workers’ struggles, the political advantages of these concessions would have been so evident that they would have put the higher levels of Fiat’s management in the position of being able to impose these proposals in their most radical form.

    The other possibility is that this is the first warning to the trade unions; either you show yourselves able to effectively serve as an instrument of control over the workers or Fiat will simply begin to ignore you. At this point the fundamental trade union strategy is to successfully overcome this extremely difficult phase of worker tension (which has fled out of their control) using it to obtain certain institutions.

    The unions are at present trying a delaying tactic: attempting over a period of time to dilute the response through a long series of negotiations so that in the meantime the tension of the struggle has a chance to dissolve. This in addition to another tactic commonly used throughout the struggles of these weeks: direct repressive intervention of the trade unionists wherever a struggle broke out without trade union permission or went beyond the limits imposed by them. They went as far as actual threats: “We won’t worry ourselves anymore with you; management will make reprisals and if you propose demands we won't support them anymore” and so on.

    One could even note the following: at the level of physical presence in front of the factory gates, there has been a certain differentiation between the intervention of the Communist Party (CP) and that of the trade unions: this seems to me to correspond to a more fundamental differentiation, not strategic but tactical, between the CP and the trade unions. The CP at this point has a great need for intense struggles as do the trade unions; but for the CP the problem is that these struggles constitute an instrument of political pressure toward its long term insertion into the official power structure while for the trade unions they are the instrument for obtaining certain instruments and certain forms of insertion immediately. Because of this the CP can permit the struggles to go beyond certain limits because this serves it as additional pressure. The trade unions cannot permit it. This explains why, for example, in front of the gates the youth of the FGCI have a line that is somewhat different and more “to the left” of that of the trade unions. However, this kind of dialectic is quite difficult to pull off even for the CP: for this reason L’Unita8 after having for a while participated in the conspiracy of silence, has tried to give more prominence to the Fiat struggles. But it has revealed an extreme uncertainty as to what political line to follow: that is, the CP officially can't exploit very far this tactical space to the left of the trade unions.

    Vittorio Rieser
    Translated by Vicky DeGrazia and
    John Sollenberger

    • 1These include the CGlL, Communist dominated, the CISL, Christian-democrat (left wing) and UlL, an independent union.
    • 2SIDA–company union of the Fiat
    • 3FIOM–Cornmunist union of metalworkers.
    • 4Bettipeglia insurrection–insurrection of working class in southern town–south of Naples, suppressed by Carabinieri with several killed and wounded.
    • 5Fiat workers have a low rate of unionization.
    • 6FlM–Christian democrat union of metalworkers.
    • 7PSlUP–Pertito socialists di units proletarie– Maximalist Socialist party–split off from Socialists (PSI) in 1956 over position to adopt on Hungary. Usually works with PCI in Parliament, although independent at grass-roots level.
    • 8L'Unita–a national daily of the Italian Communist Party.

    Comments

    Italy: women in the Fiat factory

    The following article was written by a Turin collective working on the problems of women employed by Fiat. It was published in Lotta Continua, February 1970.

    Submitted by klas batalo on August 8, 2010

    Underlying this article is the idea that the significance of a fight in one department within a factory, for instance, or strata within the working class, in this case women, can only be understood in terms of the relationship between this particular point of struggle and others.

    The importance of such an analysis is particularly visible in the case of a town like Turin, in which every aspect of social life is determined by the strategy of Fiat. An overwhelming majority of the labor force is employed directly by Fiat, or by companies like Alfa-Romeo, which are Fiat-owned. The public transportation system is run by The Company, in whose hands is a decisive part if not most of the town's real estate. The hospitals are owned by Fiat; the newspapers are under its thumb. Turin is Fiat. One might even say that the North of Italy as a whole is under the dictatorship of the automobile, with industries and huge corporations like Pirelli (tires, rubber) strictly correlated with the auto industry, or the chemical plants at Porto Marghera (near Venice) controlled by the Fiat group. This dictatorship extends, moreover, to the South of Italy, by its control of the level of immigration to the "rich" industrial North.

    In these circumstances, in which capital can attempt to coordinate its domination of the totality of life in a whole area, it is clearly necessary to understand and diffuse information about the interrelation not only between different sectors of production and even between the apparently separate but in fact connected workplace and "private" aspects of the worker's life. But the same task imposes itself in social/economic situations of greater complexity, and/or ones in which the capitalists are less able or willing to coordinate their attempts to make profits, than the one just described. The significance of recent Teamster wildcats, for instance, cannot be understood without reference to the relations between different and competing transportation industries; the role of transportation in the present-day economy; not to mention the general conditions of the American economy. Consideration of the struggles of blacks in a Northern city demands an understanding of the mechanization of agriculture in the South, the extent and types of employment of blacks in the North, etc., etc. The document which follows is an attempt to apply this kind of analysis to the struggles of women workers in Turin.

    It starts by showing how Fiat tries to use the women to break the fight that workers - mostly men - have been carrying on in the factories, especially since 1968. It then describes the growing importance of women within the fight of the working class as a whole, both in the shops and in social life generally (family, housing, health, transportation, school, etc.).

    This way of looking at the situation derives from and leads to a definite viewpoint on the way in which the militants of Lotta Continua wish to help the struggle develop: By showing how within the specific interests of men and women, old and young, skilled and unskilled, employed and jobless, the same common interest can be found, the basis for a class unity which does not suppress but which expresses the particular situations of different groups in the class which can be understood and acted upon.

    Double Exploitation

    At the present time, women are being hired in great numbers in the Fiat factories at Mirafiori, Giggotto and Rivolta. They work together with men on the assembly lines, in the preparation department and stock rooms, executing tasks which had previously been done by men.

    These women are used by Fiat as a reserve army of labor in extreme need of work at a time when workers coming from the South are beginning to refuse to work at Fiat. Since January, 1969, 11,000 men have quit work there, and the supply of labor from the South has decreased considerably.

    Moreover, the owner does not want to run the risk of repeating the mistakes of Spring 1969 when he counted on the supposed passivity of the Southern workers. Now he knows that these workers, arriving with an experience of fights in the South, will no longer stand for his domination. In the struggles at the factory, they are often the most willing to fight and the most decided. Moreover the importing of new labor power from the South aggravates the social contradictions in Turin such as housing and schools whose explosive character contributed in a high degree to lead the Fiat workers to an understanding that they are exploited as workers both inside and outside the factory.

    At this time, the owners and government cannot afford to institute badly needed social reforms although they must do so as soon as possible to proceed to the technological restructuring of the productive apparatus. The women who work at Fiat are, from the owners' point of view, technically and physically less efficient than male workers, but the owner does not expect maximum productive efficiency from them. What he is looking for at this time is an extremely docile labor force needing work very badly and therefore disposed to undergo physical and economical over-exploitation without revolt; a sure and loyal working force, who will break the unity and the solidarity of the Fiat working class which has been reinforced by the experience of autonomous struggle in May and June 1969.

    Are the Women More Docile?

    There are many reasons which cause the owner to think he can use the women for these purposes. Most of the women are recently hired and many are still in a trial period. As with most recently hired people, they are afraid to be fired and feel themselves to be in a very precarious position. Only a restricted minority among them went through the struggles of Summer and Autumn 1969, and they therefore generally lack experience, unity, and organization in opposition to the boss. However, the reasons that make them less disposed to fight derive ultimately from their condition as women.

    The women who work at Fiat are a small number out of many women who are willing to work there. Those who want to work in Fiat plants include not only the women who are now working in other smaller factories, where they are in situations even worse than that of Fiat, and where they are very often hired without contract; but also the housewives, workers' wives who are disposed to submit to a double work, in the factory as well as in the home, to supplement the continually less adequate wage of their husbands. Those women who succeeded in obtaining jobs tend, then, to consider themselves to be privileged and are afraid to fight because of the enormous quantity of women who will take their jobs if they are fired. This fear is easy to understand because the women are working not to get for themselves and their families superfluous things, as the bosses pretend. Starting from the assumption, in total contradiction with reality, that women work not out of absolute necessity but simply to get out of the routine and round out the already sufficient wages of their husbands, Pirelli, for example, proposed a four-hour day - but for four hours' wages - since "this way the women have time to do the housework." This means that they want to institutionalize the unpaid work of women in the home, to exploit to the limit all the energies of the women workers with extreme speed-up in the factory, and then to discharge themselves of the social responsibility for social services like daycare, hospitals, etc. In reality, the women work because the father's and husband's wage is not even enough to satisfy the fundamental needs of the family.

    Besides the objective pressures, the owner relies above all on the general subjective submissiveness of women towards work, which has its origin in their education and the role imposed on them in the family. The women continue to think of themselves as daughters, as fiances, and as wives rather than as workers. They feel destined to affirm themselves and to develop something which one might call their congenital goals, not in the workplace but in the family. The strictly familial framework in which they see themselves makes them accept every condition of exploitation, factory work, as a parenthesis, its violence and exploitation a sacrifice to which they must submit in order to resolve the problems of the family. The women go on in the hope that they will be able to stop working as soon as possible: a wish in contradiction with the reality of the men's insufficient wages. In addition, they have lived from childhood on within the familial structure in which they are brought up on an individualistic basis (rather than the collective experience of the factory). When they escape from this to the factory they assume in their relationships with their fellow workers - men and women - the suspicious and closed off attitude they were taught to have towards the exterior world. It's much more difficult for them to unite with other workers and to feel solidarity with them than it is for men who have been raised since childhood with much wider contacts with the world outside the family.

    Women in Factory Struggles

    In the framework of the family the woman directly feels the effect of the struggles that her husband fights in the factory. At home, it is she who makes ends meet when the money is less and less.

    But she was taught to think that the struggle in the factory, the direct struggle against the bosses and the decision about when and how these struggles are to be led, belongs to the man. During the struggle over the contracts in Autumn '69, the women workers of Fiat in general were very conscious of the responsibility not to break the solidarity of the workers and were convinced that they were fighting also in their own interest. But decisions about the struggles were always left to the men. This practice derives not so much from an illusion that politics is a masculine activity; but rather from the whole material condition of the woman. For instance, the husbands can meet together, discuss, organize the struggle, but the women, because of the role in which they are enclosed must run to take care of the house and kids. In fact, a very strong obstacle to the political emancipation of women is constituted in the internal division of labor in the proletarian family itself.

    Another aspect distinguishing the political attitude and practice of women from that of men workers is their relationship with the union. They have nothing at all to do with it as a political and organizational reality; they feel it to be completely foreign to them, an institution which is, like the government and the political parties, totally unintelligible. This is both because women don't have the experience in general of work within the unions and because of the constant tendency of parties and unions to exclude the women from the tasks of organization and political direction.

    During the last struggles at Fiat, the union called a meeting for the women who work on the drill presses, inviting them to accept the unions as representing them before the boss for the solution of some problems specific to women, such as classifications and excessive speed-up, (something which the unions can no longer get away with with men). Nevertheless, in the last few days in the place where car interiors are made in the Fivolta plant, a department with a large majority of women, the women stopped work in a protest against speed-up, demonstrating their full capacity to fight in their own name.

    The political goal of the boss in hiring women is to divide the workers. At this point the men workers reproach the women with taking their jobs away. In fact it is not by chance that the boss substitutes women for men in many jobs, putting the latter into jobs still more difficult than they had before. For example, moving women from small and medium sized presses to the big ones, or from Mirafiori (which is in the town) to plants which, being outside of Turin, pose greater transportation problems. But all the workers reproach the women with being too hesitant in confrontations with their bosses and less capable of fighting. Where the women are mixed with men in many cases it has happened that they break the unity of workers by submitting to the rhythms and conditions of work without participating in the struggles against these conditions initiated by their brothers.

    The present contradictions between men and women workers can be solved in a way that damages the owner.

    In the factory the women escape the control of their fathers and their husbands and are becoming able to fight the problems of their working conditions in their own name, in equality with their brother workers.

    The factory can be to the women the first place of her socialization, the place where she identifies the problems of the others as identical with hers, and acquires the knowledge necessary to fight beside her brothers for the same objectives.

    Women do work which is ever more identical to that done by men. Men and women workers now recognize that it is absurd that the women can be paid less than men since they do the same work. The men workers know that the women are less capable of doing certain types of work, yet they see these women working to the limits of their physical ability. So they understand that both sexes are equally exploited. The discussion that now develops among men workers about the problem of the low wages for women brings to the fore the necessity of fighting for the suppression of all types of job classifications.

    Finally, the women - precisely because it is on their shoulders that the weight of the problem of children, housework, etc. mainly falls - still more than men are led to introduce the themes of the social condition of the proletariat into political discussions.

    Root & Branch No. 2 (1971), pp. 19-21

    Comments

    Living conditions in the united states - Joe Eyer

    Joe Eyer, a biology student at the time, writes about social causes and health effects of stress under capitalism in the US for Root and Branch in 1975. Blacks suffered the worst, followed by women and the young. The current crisis affected young the most whereas the great depression affected young the least. The fragmented working class leads to inability to act. Mortality rate, suicide rate etc all track with the economy. WW2 lessened unemployment but taxation and inflation rose - Keynes is a failure in this respect...

    Submitted by UseValueNotExc… on December 10, 2021

    Why has social unrest grown in American society in the 1960s? What conditions is this unrest responding to, and what are the relations between these conditions and the forms of unrest? For some, the answer to these questions is obvious: the social movement arose when people looked around and discovered wrong and injustice everywhere, and decided to do something about it. But what made people aware of this injustice? Why didn't they do anything about it in the 1950s, when by all the standard indicators, poverty and oppression were worse in America than in the 1960s? Or have things gotten worse in the 1960s?

    The main content of this article is a demonstration that in fact living conditions have deteriorated for several parts of the working class since the mid-1950s. These include youth, women, and blacks. In contrast, conditions for whites, now middle aged, male workers have improved, at least until very recently. These conclusions are reached by examining not only the standard wage and employment statistics, but vital and social statistics as well. Hence I argue that the unrest has grown out of a deterioration of living conditions.

    Different conditions in different parts of the present and future working class have led to movements which are distinct in aims, rhetoric, and style of action; the student-youth revolution; the black and brown liberation movements; the wildcat strikes, led to a considerable extent by young workers; and the women's liberation movement. Since actual conditions have divided the workers, the people suffering the deterioration tend to see their problems not growing out of their social position as workers, but centering on their youth, sex, or race. The existence of a group of older white male workers, whose conditions continued to improve through the decade, re-enforces these tendencies and provides the background for the concept that the "working class" has "become reactionary."

    From this picture of the present, I try to discuss the conditions under which a general class movement might emerge. Without the growth of such a movement, the rulers will be able to divide and conquer as before, despite the deterioration of conditions and the rise of general but fragmented unrest. This discussion involves comparison with the statistics of past revolutionary situations. The present looks a lot like past revolutionary situations. But it has many of the same critical imbalances which made those situations abortive, the most important of which is the widening division within the working class.

    What has produced these changes in living conditions? These changes are the inescapable results and the essential preconditions of the course of economic change. But by this I don't imply a mechanical relation, which is assumed by most leftists; deterioration of conditions comes only during depressions. For some parts of the working class, conditions get worse straight through the boom. This experience of depression within boom is now more widespread than in the earlier history of capitalism.

    The treatment of economic movements here is just a sketch. What I try to describe are the relations between these movements and their social and biological consequences. I intend to develop an analysis of these economic movements themselves from their own proper perspective in greater detail in a future article.

    Conditions have improved for white, middle-aged, male workers.

    To understand the position of white, middle-aged men now, we must go back to the end of the 'twenties and the Depression. At that time, young labor market entrants were few in number compared to the rest of the labor force, due to the cutoff of immigration and the long fall of the birth rate through the '30s. These young workers also had an educational advantage over the less literate older workers, due to the great upswing of high school education of the workforce which extended through the '20s and '30s. In the wave of unionization that emerged in response to the Depression, the young workers often led in the struggle and became more organized than the older.

    This contrast between young and old is evident in the vital and social statistics. Going into the Depression, the older workers suffered a specially disastrous decline of living standards. Their suicide rates reached a huge peak as unem­ployment rose, and those admitted to mental hospitals, drug addiction- and alcoholism-treatment centers were primarily these older workers. Younger workers suffered a rather mild deterioration in the Depression. Their suicide rates rose to less than half the rate reached in the slowdown before the First World War, and other indicators of stress show only moderate rises.

    As unemployment was sharply reduced by the Second World War, the young workers were in great demand, due to their superior education and their relatively small numbers, which were further reduced by the draft. This group is at the core of the great surge of unionization which made its greatest gains in membership during the 1940s. Unions then served to win gains for their members and the tight labor market made it easy to extend unionization widely.

    After the war, young workers benefited not only from unusually high wages, but from the lowering of interest rates and easy availability of credit which comes at the end of long cycle depressions. Many were veterans, and have benefitted through the postwar period from this fact, by VA mortgages and other benefits. Within this group, the inequality of income distribution has been reduced through the upswing and most of the postwar period, as income for the lowest ranks rises more rapidly than for the higher-paid workers.

    Thus this group had an exceptionally favorable labor market position, due to its relative numbers, education, organization, and timing relative to demand for labor in reaching labor market and marriageable ages. As a result, they were able to marry younger, and their wives, after the war, could remain out of the labor force, at home having children. Many more young people married as well (1940-57), bringing proportions married at ages 20-24 back to levels reached in rural America before the impact of industrialization in delaying and breaking down marriage. The birth rate reversed its historical trend downward and peaked in the baby boom of the midfifties.

    The conditions for reproduction improved rapidly, as the infant mortality rate declined more swiftly than in any previous period, the fetal death rate fell, and the proportion of infants born at low birth weights and unfavorable gestational periods reached lows in the midfifties. Age-specific death rates, particularly death rates reflecting stress (suicide, cirrhosis of the liver, ulcers) fell rapidly for this group as well.

    Higher wages and low mortgage interest rates enable the white workers of this age group to move out of the central cities to the fringes, powering the housing boom of the postwar period, which peaked in 1950. This movement contributed to the rapid fall of death rates from infectious diseases, as people escaped the crowded old central cities. But the conditions in the cities improved at this time as well, reflecting a great boom in hospital building, active public health programs, and the general upswing of production for people's needs. This is evident in the conditions of the blacks who migrated to the cities from the South at this time. In contrast to the second great period of massive black migration, the '60s, conditions improved in the late forties for urban blacks.

    As political repression and a slowly rising trend of unemployment developed after the war, the unions became more and more organs for protecting the position of workers already organized, rather than aiming at great new gains in either standard of living or scope of organization. After the midfifties, the proportion of the labor force unionized levels off and declines, as new labor market entrants are not organized. This pattern repeats the experience of the First World War and the '20s.

    We will discuss the slowdown of the economy, 1957-63, and the boom, 1965-69, more later, but here we must note that the conditions for the whites of this small, highly unionized group continue to be good through this whole period. Their real after-tax wages continue to rise, and the trend toward equalization of income within the group goes on, though at a slower pace. However, this improvement is won only at increasing costs. To keep ahead of inflation, higher costs of education for their children, rising medical expenses and finally taxation, the wives have been sent to work after having three or so children, increasing family income from this side. Death rates for this group, now aged 30-45, have leveled since the midfifties.

    Against the background of these real conditions, the patriotism and lack of social or political consciousness among these workers is not hard to understand. Their conscious lives begin in the midst of a great collapse of the economy, but they have reaped a greater increase of standard of living on the upswing of the cycle than any other group of workers in the history of American capitalism. Because of their special position, they have been able to maintain or increase this standard until very recently. With homes and families already established, they are no longer free to try out new social arrangements to deal with new problems, and to them there seems to be no necessity for this innovation.

    Conditions for young people are deteriorating.

    In sharp contrast with this favored group, however, younger workers entering the labor market and marriageable ages since the mid-fifties have suffered a deterioration of living conditions. This reversal grows out of the slump in the production of things for people's needs after the early '50s. There are definite reasons, as we shall see, why this slump affected young people more than older people.

    Housing construction peaked in the early 1950s, and has declined, with cyclical variations, since then. The housing that has been constructed is more and more high-priced, responding to the demand of the middle-aged workers and the uppermost part of the young income distribution. Three quarters of the new housing priced under $15,000 is now mobile homes, recreating in a more affluent style the automobile camps of the Depression. Per capita protein, vitamin, and calorie consumption peaked during the Second World War or the late 1940s and have declined since then. Nutrition surveys show a rise of malnutrition in the postwar period, resulting in worse nutritional deficiencies among the American poor in the 1960s than in underdeveloped countries. The rapid expansion of medical facilities from the midthirties through the late forties slowed its pace thereafter and in many large cities, facilities have deteriorated to the present.

    This decline in production for people's needs is part of the change in the composition of the social product which marks the fifties and the early sixties. The profit rate in productive investment declined steadily from the peak in the early fifties, slowing investment and producing a trend rise in unemployment rates. From 1957 to 1963, there was no net accumulation of capital in manufacturing. More and more of surplus went into military spending, consumption of the rich, advertising, and other forms of waste. These changes, punctuated by the rising trend of interest rates, speculation in stocks and land values, fit perfectly well into a classical model of the end of a long cycle. Had they continued without any compensating influences, the economy would have been in depression by the mid-1960's. As it was, the economy went through a slowdown similar in many respects to that just before the First World War, with unemployment averaging 6 percent, 1958-63.

    But at this point, a number of influences came to operate which kept the economy from collapse. The returns of US imperialism abroad, including profits and cheapening of resources, were coming in at a greater rate, supporting profits here; a sharp upsurge of credit expansion in the private sector allowed new investment to proceed with increasing external financing, after the period of major reliance on profits for investments. After 1965, large government deficits resulting from the Vietnam War spending also stimulated the economy, as did redistribution of taxation through tax cuts on invested profits.

    But perhaps most important of all in preventing the collapse of profits in production were certain labor market developments which have resulted in the deterioration of living conditions for youth, women, and blacks. For reasons which we will analyze, each of these groups has developed as an enlarging source of cheap labor for the capitalists, reducing labor costs and temporarily staving off the down­ trend in the profit rate.

    While the long decline of the birth rate up to 1935 resulted in proportionally declining numbers of workers coming to labor market entry ages through the midfifties, the sixties see the children of the baby boom, 1935-57, begin entering labor market and marriageable ages. The first flood of their numbers swells the ranks of teenagers in the midfifties, and this movement combined with the stagnation of the economy results in a sudden large jump of teenage unemployment rates after 1957. Thereafter, successively larger numbers of youth reach labor market ages, completely reversing the previous demographic history of American capitalism. The unemployment rate of young workers goes from very low in the late '40s and early '50s to consistently high, 1958-64.

    While the slowdown of the economy resulted in a slowing of income rise for the highly-organized white group, for the majority of young labor market entrants, real after tax income falls from 1957 to 1964. Also, in contrast with the age group preceding it, inequality is growing rapidly in the young age group, reflecting the divergence of college-educated workers from high-school educated blacks and whites. The allocation of surplus to war and the running-out of the educational advantage for college-trained workers after 1967 have confronted recent BA, MA and PhD graduates with a growing glut of their labor market as well.

    The special position of the favored labor group had allowed it to gain greater and greater proportions of the social product through struggle as it moved into prime working ages in the midfifties. Sharp recessions, following one on another with greater frequency and at higher unemployment levels, 1949-61, did not suffice to break this power. With the influx of unorganized young labor in the '60s, more effective competition was introduced onto the labor market. Whole new areas of employment were created outside union lines, reducing labor costs for the capitalists in some jobs to make up for the rising costs in others.

    Although the repeated recessions and political repression did not suffice to achieve a cut in labor costs, these measures did serve to beat down the surge of unionization of new parts of the working class. By the midfifties, the union organization had been integrated into the lower levels of the control structure of the ruling class. With fewer gains possible, the leaders of the unions concentrated on getting job security for those already employed, against the risk of rising unemployment. Such security within the system depended on the creation of distinctions between different kinds of workers: middle aged against young (seniority), male against female, white against black, despite the performance of equal work. The other hierarchical structures of the workplace also took on this conservative, divisive character in the period of stagnation of the economy. This is a fundamental reason for the labor market weakness of new labor market entrants in the sixties.

    These changes have also given a new lease of life to divide-and-rule tactics, as the eyes of new labor market entrants (especially blacks) are focused on the fact that a small part of the workforce is able to defend its position by excluding new members, rather than on the slowdown of job growth which lies behind this organizational change.

    The drop in income and rise of unemployment for young workers resulted in a fall in proportions married among young people, which began for teenagers in the midfifties and extends to young adults in the '60s. Over age 30, proportions of women married are still increasing; under age 30, there is a decrease more rapid than in any previous depression. The decline in marriage is accomplished by the characteristic rise in illegitimacy, venereal disease, and even prosti­tution, again repeating the experience of past depressions. Birth rates come down at an accelerating pace from the peak reached in 1957, touching a point by 1969 well below the low of the 1930s.

    Conditions for reproduction deteriorates as well, as evident in the rise of low-birth-weight infants, the shift of birth timing away from optimal periods of gestation, the rise of the fetal death rate, and the slowing of the decline of the infant mortality rate, from the midfifties through 1964. These changes come about both among whites and blacks, "middle­ class" youth as well as the poor, although at a greater rate for the low-income workers.

    Associated with the stagnation of the economy, 1957-63, infectious disease case rates rose from lows reached in the early '50s, peaking around 1963. At first, the incidence rises for all age groups, but increasingly in the '60s, as rates have come down for the middle-aged group, they have remained high for young people. This shift in age composition is also evident in mental hospital admissions and drug treatment center admissions rates, crime rates, imprisonment rates and death rates reflecting stress. For young people these rates are rising rapidly from low levels attained on the upswing of the long cycle; while for the relatively small, now middle-aged white male group, these rates remain low or have fallen recently.

    The deterioration of conditions is evident in death rates as well. Since 1961, death rates in the age group 15-24 have turned up in trend, for both blacks and whites, after falling rapidly on the upswing of the long cycle. This upturn is more serious for males—a 25 percent increase to 1968—but occurs among females as well. War deaths and other deaths outside the United States are not included in this account. li they were, the upturn at 15-24 for males would be a 70 percent increase. This increase in death rate reflects the strong rise of suicide, homicide, accidents and some infectious diseases such as pneumonia and influenza. The level of the suicide rate for young people has now risen well above what it was for this age group in the Depression, and is approaching previous historical highs.

    This deterioration of conditions is concentrated in the large cities, particularly in the areas of the country, such as the Northeast, which have not received great shares of military spending. In contrast, the situation in the South and South­west has improved through this period, though relatively more slowly for young people, because of the large concentration of military spending in these areas.

    The expansion of education and the draft have absorbed the numbers and delayed the entry of the baby-boom children to some extent. To this extent, the competition from this source has been less effective in sustaining the profit rate through depressing labor costs. But the political consequences of an even more rapid collapse of living conditions for a whole generation have been avoided by the rulers as well. The cost in taxation has been paid by the already employed workers.

    Part-time and temporary employment have also risen, especially for the greater numbers of teenagers and young adults “kept off the streets” by high school and college. Again, this provides a convenient, flexible and cheap new addition to the labor force; but will there be full-time jobs for these youth when school is over? Young people are increasingly conscious of the fact that nothing special, and perhaps nothing at all, is waiting for them outside of school. The army trains them to kill and cannot guarantee a job when they get back. This growing uncertainty about their future combines with the industrialization of education and the proletarianization of their future work to make the schools an opening battleground for the struggle which is emerging from the conditions we have described.

    Women.

    We have pointed out how in the boom of the long cycle, women in reproductive ages withdraw from the labor force and get married, stay at home and have children. As income rise slows, and as the burden of taxation increases, more wives past peak reproductive ages are sent to work to maintain the already established family's position. But as more and more women under age 30 are single, the labor force participation rate of young women has gone up even more rapidly. This rise reflects both the rise in single women and the increased competition in the young labor market as a whole, forcing young families to send the wife to work as well. Thus the economic forces of the evolving long cycle have resulted in a great upsurge of women's labor force participation in the 1960s.

    Women workers have the advantage, from the capitalist point of view, of being a low wage group. In general, women receive little better than half what men do for the same work. The experience of the '60s repeats, on a larger scale, the experience of the twenties for women. Toward the end of the boom phase of the long cycle, women of all ages are brought into the labor force, while the labor force participation rate of men goes down. This trend continues right through the depression of the cycle, and is only reversed on the (postwar) upswing as women in reproductive ages withdraw from the labor market to have children. Like young people, women now serve to hold down labor costs and stave off a falling profit rate.

    The present cycle has a unique twist in this aspect. The labor force participation rate of white, middle-aged men, the small group, has not fallen. The labor force participation of young men, black or white, has fallen rapidly since the late '50s; while the labor force participation rates of young women have gone shooting up. In addition to the effect of higher unemployment in depressing wages in the young labor market, increasingly sizable proportions of young men are without income altogether. Meanwhile, the influx of female labor of all ages has meant a rising trend of female unemployment rates. Like youth, women form an increasingly large proportion of total unemployment.

    In contrast to the situation for men, there are only small differences in the deterioration of conditions for younger or middle-aged women. Suicide rates for women of all labor market ages have increased dramatically, the fall of age­ specific birth rates is only a little more rapid at younger ages than at older, and the deterioration of birth conditions is similarly only a little more marked for young women than older women. Income has risen less rapidly, on the average, for full-time employed women than for men since the late fifties, and again there is increasing inequality of the female income distribution, growing out of greater labor market competition.

    Past capitalist experience is repeated in the 1960s.

    If we put these trends into historical perspective, we find that they repeat--over a short time span—past capitalist experience. About 1830 death rates began to rise in the growing industrial cities, especially at labor market entry ages, and continued to do so until around 1875. The influx of immigrants—aged 20 to 30—depressed the labor market and prevented large cyclical increases in wages. Living standards deteriorated as cities grew without adequate sewer systems, water supply, transportation, or housing, and death rates from infectious diseases and stress deaths rose. The proportion of females married and the birth rate declined; the rise in women's participation in the industrial labor force begins at this time.

    After 1880 this trend in urban areas is reversed. Death rates start to fall, particularly in childhood ages, as a result of immunization against specific diseases, installation of sewers, trash collection and other sanitary measures, purification of city water supplies, and a trend rise in real wages of city workers. After the depression of the 1890s this improvement of conditions becomes particularly marked. The proportion of women marrying at young ages rises, the birth rates in industrial areas go up, and the decline of infant mortality begins. These trends continue through the twentieth century, interrupted by the depression before the First World War and the great Depression of the 1930s, modified by the special factors affecting particular cohorts that we have discussed.

    The changes of reproduction on the farm follow a different course. Through the 19th century, farm death rates were about half urban death rates; women married earlier and more women married than in the cities; birth rates were higher and infant survival better. The areas of most rapid rural settlement—the North Central—had higher incomes for people of migratory ages as well. Migration from the farm to the industrial cities did not become a large-scale phenomenon in America until the 20th century; up to that time the growth of the industrial labor force was largely supplied by increasing immigration and declining natural increase in the urban areas. (1)

    (1) The immigrants most often came from countries where a past rise in natural increase had combined with agricultural depression and slow capital accumulation to make a large part of the emerging labor force superfluous.

    Despite these favorable conditions, however, farm birth rates fall steadily through the nineteenth century. This reflects two things. First, land for expansion eventually got used up; the closing of the frontier comes gradually through the late nineteenth century, and with it, a change in the farmer's attitudes about how many sons he could produce with some hope of a good life. Also important was the creation of the national and international market for agricultural commodities. In the context of competition from ever-larger commercial farming and growing productivity, the family farm was squeezed out. In the initial phases of this process, more and more family income had to be spent on improving equipment and land, and less could thus be spent on children. Another way of seeing this same development is to note that the market moved in such a way as to extract a growing surplus from agriculture to support the growing industrial cities.

    Up to 1910, per capita farm income generally rose, with cyclical fluctuations in response to the booms of urban demand for food and materials in the long cycles. But after that time, increased productivity and world competition caused it to fall, more or less steadily, through the teens and the twenties to the low reached in the depths of the Depression. This prolonged fall was accompanied by an even more rapid fall of farm birth rates. 1910 marks the cessation of net migration to the farm area in America: after that time, the rapid demise of the family farm supplies an ever-increasing internal source of industrial labor force growth. Responding as it does not just to the increase of employment and wages in the cities, but to the forces eliminating the family farm, this source of labor power also can be out of step with labor demand emerging from capital accumulation.

    Blacks have suffered the worst decline of living standard.

    This is especially true of the blacks. They were first squeezed out of the South by the establishment of the racist system there in the late nineteenth century, and migrated to the Northern cities during the First World War and the 1920s, in response to the demand for labor. This is the period of rise of venereal disease and precipitous decline of the black birth rate. The Depression sees the beginning of the breakdown of black marriage as well. While for whites, the fluctuation of birth rates has a large component of planning, for blacks, the change in birth rates have been proportionally larger than for whites and much of this change has evidently been due to increase of sterility arising from disease and malnutrition.

    Large government subsidies to agriculture and increasing prices on the upswing of the long cycle made farming once again profitable, and after the 1930s there was a large and continuing increase of agricultural productivity. But in the competition, both black and white small farmers were eliminated as viable units; and large capitalist farms increasingly reaped the benefits. Now less than 5 percent of the work­force is on farms. The people forced off farms supplied a big addition to city labor force growth on the boom. As we have pointed out, their conditions improved at this time, as is evident in the rapid decline of the black infant mortality rate, the upswing of black marriage and births, and the rapid decline of black death rates through this period, particularly for urban blacks.

    But the early '50s mark the turning point to leveling or decline of conditions for the blacks, some five years before the turn for whites, and at a higher level of death rates. This is the point at which black infant mortality levels and in the Northern cities starts to rise. The proportion of infants of low birth weight rises continuously through the '50s and '60s for blacks, to the point where it is now comparable to the proportions prevalent in the colonies of the free world empire—15 percent as opposed to the suburban white rate of 6 percent. This rise is most serious in the Northern cities. The increase of death rates at labor market ages is also greater for blacks than whites since the early '60s, and has a larger component of infectious diseases. Black death rates are now comparable at most ages to the death rates of blacks in South Africa.

    The fall of the black birth rate is as rapid as the white, and once again there is evidence that in many places, this is due to a rise in sterility. The breakdown of marriage and the rise of illegitimacy and venereal disease have accelerated for blacks in the '60s.

    As among women, this deterioration of conditions is not confined to the young age group, although this is the group with the greatest deterioration. In many respects, conditions are now worse in many Northern cities for blacks than in the South. It is ironical that the only states in which black infant mortality has continued to decline rapidly are the states with development resulting from military spending. After the '40s, when black labor made great advances, the flow of labor out of the South has continued, but in an economy not generating sufficient jobs to keep up with their rising numbers. The blacks now move into central cities in decay, where death rates are rising. They suffer unemployment at twice the white rate, and income in all occupations for blacks is little more than half what it is for whites. Welfare payments, taxed away from employed workers, allow some of them to exist, when in the South they might have starved for lack of work.

    The welfare payments also sustain blacks as a large unemployed pool, and their emergence as a sizable low-wage urban labor force has made profitable the performance of many tasks that would have otherwise been eliminated or mechanized. To this extent they also serve to sustain the profit rate by counterbalancing with their losses the gains made by unionized white male workers. Much the same analysis applies to the Puerto Ricans that have immigrated to the big cities and the Mexican migrant workers whose importation was essential to the profitability of large agriculture until the latest wave of mechanization got under way.

    The boom of the '60s.

    The result of this reduction of labor costs was a temporary reversal of the downtrend of the profit rate, and thus an extension of the long cycle beyond the point at which it would normally have collapsed into depression. While I have pointed out that this extension was at the expense of growing parts of the labor force, it is important to evaluate the achievements of this expansion, if only because they represent to many the evidence of the triumph of Keynesian economics in controlling the economy.

    This expansion has two parts: before and after the beginning of heavy Vietnam war spending. From 1961-65, unemployment averaged 5.5 percent, and all the trends in living conditions that we have described worsened. From 1966-69, unemployment averaged 3.7 percent. (Unemployment came down most rapidly for the small, highly unionized age group, less rapidly for women and youth, and hardly at all for black teenagers.) But as unemployment fell, inflation and taxation rose, abolishing the normal wage gains made after 1965. The total unemployment rates achieved even with the huge government deficits of the Korean war (3.0 per­cent) or World War II (1.6 percent). Thus the Keynesian triumph has amounted to a moderate reduction in unemployment and a falling real wage.

    The picture is vital and social statistics is equally equivocal. From 1965 to 1969, the infant mortality rate, the fetal death rate, and the infectious disease case rates (except for the young) have declined. The infant mortality rate remains above that in many other countries, for which the declines of mortality have been continuous through the '60s and at a greater rate. The proportion of infants of low birth weight stops increasing, but does not decline, in this second period. Housing production appears to be leveling through the '60s, but with the pricing shift I have referred to. Per capita nutrient consumption has moved up, but it would require the continuation of this trend for five or more years to reverse the effects of the previous downtrend.

    However, the movement of age-specific birth rates, death rates, and marriage patterns continues the trends established in the late '50s. The major deterioration evident in vital and social statistics continued unbroken, with a slowing or reversal in a few indicators. When these indicators are looked at in various regions of the country, we find that in the parts that had the worst deterioration through the early sixties, there are no reversals.

    The result of the saving in labor costs has been the extension of the long cycle beyond the point at which a depression would normally occur. Thus after the boom of the '60s, interest rates are higher, the profit rate lower, and the debt-dependence of capital expansion greater than before. The weaknessess of debt expansion are evident in the collapse of the Penn Central and the troubles of the Ling-Temco-Vought empire. In general, those parts of capital which expanded most rapidly through the '60s—those associated with war production—are now the most overextended and in danger financially. Special measures by the government, such as the proposed $750 million loan to ailing industries, may help to avert a general financial collapse. But these measures will further increase taxation and along with the unchecked development of the long cyclic trends, will more and more choke off production for people's needs.

    Although a general depression will probably be averted, even government advisers project an economy limping along at unemployment rates above 5 percent for a year or more, with the inevitable worsening of all the trends of deterioration that I have discussed. It is this prospect, of depression for part of the working class, combined with slow decline of conditions for the rest, rather than full-scale depression, which should be the focus of attention.

    This is especially true since the influx of youth, women and blacks will continue unbroken at least through the next decade, as past birth rate changes, decline of marriage, rising living costs for families and the elimination of blacks from the South continue to exert their effects on the labor market. As in the sixties, this will be a factor favorable to profits through continued cheapening of labor. But this means a more rapid decline of living standards for those who are the cheap laborers.

    Comparison to past revolutionary situations.

    How do these prospects compare to the situations in the past when working people have organized themselves to do something about the capitalist system? Examination of the statistics for Germany and Italy during and after the First World War, and France during the revolution of 1848 and the Commune of 1871 reveals certain common characteristics of past revolutionary situations. The economy is generally in chaos, not producing for people's needs, because of a crisis: war, depression, or both. Stress has risen for a period of years to high levels, as evident in the rise of death rates and particularly suicide and other stress rates. In all of these situations, this deterioration is most concentrated on the younger age group of workers. While in all the situations referred to, the worsening of conditions was much more dramatic than what has happened in the last decade in America, there are evident similarities, which will probably develop further in the 1970s in the same direction.

    This experience is in contrast to that of the Depression in America. Then, the older workers had the worst shock, while for younger workers, the worsening of conditions was only moderate and rapidly followed by the development of very favorable conditions. Now this picture is reversed. The part of the population-the young-which is most free to take an active part in struggle has already suffered a decline for over a decade, and if a depression occurs, will undergo an unprecedented increase of stress. If there is no depression, the same result will come more slowly.

    There are other similarities as well. In all of these past revolutionary situations, the deterioration of conditions was less for middle-aged people than for the young. In Germany, for example, the death rates for middle-aged people rise only very little or fall, through the crisis, 1913-23; while for young people, death rates nearly double their prewar value through this period. This divergence corresponds to the widely differ­ent forms of political action taken by old and young at this time. The young swelled the ranks of the "crazy" left com­munists, against whom Lenin wrote his famous pamphlet, Left Wing Communism, an Infantile Disorder. They rejected all activity within the electoral machinery or the trade unions, and were ready in spirit, but not in numbers, organization, or means, to seize power immediately and proclaim the soviet republic. The middle-aged workers, on the other hand, followed the trade unions, which led general strikes against right-wing military takeover of the already existing parliamentary government. While they were ready to use the most powerful tactics, these aimed essentially at preserving the bourgeois system which they hoped could yield them further gains.

    The depression within boom that has developed in America in the '60s has created a similar divergence, which is only thrown into higher relief by the impact of the draft on youth, particularly black youth. At various points, parts of the population feel themselves driven to rise against the system, unorganized, unprepared, and without any chance of success. The central question, for which there is no clearcut answer now, is whether the sluggish continuation of “growth” without depression will result in a sharp decline of living standards for the “protected” group of workers as well. If it does, the prospects of more unified class activity open up­ prospects which may be suggested by the wildcat strike movement now developing.

    Root & Branch: The Rise of the Workers' Movements (1975), pp. 94-110.

    Comments

    Root & Branch # 3

    Issue 3 of the US libertarian marxist journal. Published in 1971.

    Submitted by UseValueNotExc… on November 6, 2021

    Philadelphia Wildcat - Jorge M.E.

    May 1971 article by Jorge M.E. for Root & Branch #3 on the wildcat strike of the Southeastern Pennsylvania Transportation Authority in Philadelphia.

    Submitted by UseValueNotExc… on November 6, 2021

    The public transportation system of Philadelphia employs about 5,200 drivers, mechanics and maintenance personnel. The average wage of a worker is $148 a week, $100 after taxes: a level which gives him the “right” to apply for food stamps at the Public Assistance Office, all for 40 hours a week of work. A few years ago, this was considered well-paid work, not only because the real wage was higher at that point (before inflation), but also because with overtime, now non-existent, the money-wage was itself higher (about $90 additional a week). Today, the SEPTA — South Eastern Pennsylvania Transit Authority - workers can only add to their meager wages the $15 that they can receive from Public Assistance as “individuals living in a state of poverty"! 1

    The wildcat strike of the SEPTA workers, which lasted from the 12th to the 21st of April, demonstrates the increasing level of activity of the American working class within the context of American capitalism’s increasing difficulties, the changing forms of this activity (wildcats, confrontations with the State institutions) and the changing subjects of this activity (namely young workers). It is interesting to note that while workers were acting on their own against the unions, the police, the city and state administrations and the judiciary system, the so- called Left mobilized itself for the demonstrations against the Vietnam War. Only some more “workerist" groups turned their attention toward the strike, and even there, their activity never got beyond a fairly reactionary level.

    One of the groups (the Labor Committee) even dared to distribute a leaflet calling for a United Front of the Left with the workers for “. . . for the defense of the union!” Naturally none of the workers in the WILDCAT strike responded to the call, no doubt due to a lack of class consciousness. . .

    On April 8th the local union leadership of the national TWU - Transport Workers Union - presented to the rank-and-file a contract for the next two years. This included a wage raise of $.75/hour over a 21-month period and a raise in retirement pensions. In spite of the fact that the union advised acceptance of the contract, and the "public" (i. e. the press) already assumed it would be accepted, the rank-and-tile voted against the contract by a 2-to-1 majority and voted for a strike. This produced a great deal of confusion: the union and the bosses immediately agreed to continue negotiations, hoping that in the additional time the workers would calm down.

    The union also published a communique, in which it warned against “all forms of wildcat activity which is illegal (sic), foolish, and can only create confusion”2 . Knowing that the workers were divided over the attitude they should have toward the union, the management of the company announced that: “. . . the strike is not only against the public but also against their own union leadership."3 In this way they tried to isolate the anti-union militants from those who were still faithful to the union. But it had no such results.

    On April 12th the 5000 and some employees of the public transport system of the city went out on strike. Strong pickets were formed at the depots and a majority of the lines in the city were halted.4 The international (of the union) disavowed the strikers and called the strike “irresponsible,” thus denying the strikers access to the strike fund in order to weaken their capacity to struggle. On the local level, however, the leadership supported the strike in spite of themselves as the only means of maintaining contact with the workers and eventually regaining control. This type of scheming between the intemational and the locals is becoming more and more frequent as a means to smash the workers’ initiative.

    The Strike Spreads

    On April 13th there was a new development: the workers of Red Arrow, working under another contract (see note 4) joined the action and went out on strike, thereby blocking the entire public transport system for the city and suburbs. About a million people a day were affected, business suffered heavy losses, and the overuse of cars caused massive traffic jams in the center of the city throughout most of the day.

    It should be added here that the transportation system in American cities is characterized increasingly by total anarchy, due to both the saturation of private cars and the financial crisis in the public transportation system. In Philadelphia, for example, the number of private vehicles has grown by 30% in the last seven years while public transportation has suffered a lowering of its profitability and therefore its efficiency. About 70% of the public transportation vehicles in Philadelphia are more than 14 years old, and successive price hikes proved insufficient to balance costs and maintain even a constant level of profitability. American capitalism’s refusal to nationalize these sectors can be explained only in terms of the fear amused for the future of private corporate capitalism by the steady growth of the state-controlled sector of the economy. However, as the current low levels of profitability and of growth continue, the political weight of the anarchy of the cities (transportation, health, education) will necessarily force the State to take charge of these sectors totally or partially.

    On the 13th and 14th of April it became evident that the strike was very solid. A Committee for the Refusal of the Contract was formed among rank-and-file picketers and took a public position against the union policies. Contacts were established between the SEPTA pickets and the 300 workers on strike in the other company.

    The workers knew very well their power - “If we disturb things that much it’s because we're important”- and that the company and the city administration couldn’t allow this situation to continue. Events were in fact precipitated by the intervention of the State governor, the city administration and the Federal Courts which obtained an injunction against the continuation of the strike. The injunction was used immediately and two local union leaders were jailed. This measure caused much agitation amongst the workers: the picket lines were reinforced by masses of workers and the general feeling was against the administrative machine and against the system of “justice.”

    As the strike continued the press threw itself against these workers who don't respect the “public.” The workers acted aggressively against the newspaper reporters, seeing them as the expression of the anti-strike campaign. Workers interviewed on the picket line refused to give their names, saying they didn’t trust the reporters. One newspaper received a threatening phone call: “if other strikers are jailed we’ll stop life in this city; we’ll ask the truckers to block it and the dockers to go out on strike."5 The imprisonment of the union leaders acted at first to unify the workers behind their union leaders. But this effect was short-lived. After a few hours in prison the two union leaders were freed, according to the very word; of the judges, in order to convince their men to return to work. This effort completely backfired. In the eyes of the workers, these tough leaders had become sell-outs who went over to the other side to save their own skin. Against the International, against the State, and, from then on, against its own local, the wildcat strike continued over the next six days. Those who had seen the worker reaction against the judiciary system as a defense of the union were now totally confused. In reality the arrests had been taken as an attack against the workers’ movement (which many workers still identified with the union): "The labor movement is 60 years old. If we return to work under this pressure we’ll bring it back several years," one worker on the picket line said6 .

    The union then took up the massive task of breaking the strike. Local bureaucrats called for a back-to-work movement on the pretext that the company would only negotiate after the strike was over. The workers answered: "No contract, no work!" The same night scabs entered the depots and got the busses in running order in preparation for a return to work, but, discovered by the strikers, they were chased and thrown out of the depots The press then stepped up its attacks on the workers, characterizing them in an editorial by an insubordination to justice that could lead to “TOTAL chaos". Under these pressures the workers of the small Red Arrow company, also under the threat of a Federal Court injunction, returned to work. But the workers quickly understood that if they passively waited for the "solution", they would be obliged to accept the Union proposals and they therefore acted on their own to get out of the impasse in which the Union had enclosed them. The picket lines were reinforced and organized by several shopstewards who had broken with the Union. On April 16th picket lines formed almost entirely by young workers moved toward the depots of the Red Arrow company and prevented the busses from leaving; right away the workers there went out on strike for a second time, and again the entire public transportation system was blocked.

    The Injunction Goes Down the Toilet

    Throughout this time the union leaders went to depot after depot calling for a return to work. Physically protected by union functionaries they cried: “I tell you you've got to return. What's your answer?” - “No.” answer the picketers. A poster that the workers carried on the picket lines showed the injunction being thrown into a toflet. The night of the 16th, on TV, the leadership called on the workers to return, but the latter continued their refusal. The picket lines in front of the Red Arrow were scattered by the police. In other depots workers fought with the police and one depot was cordoned off by the police. In order to isolate the strikers, the Union then began talking about “lots of workers" who were ready to go back to work. Nevertheless they recognized that the scabs that they supported were not strong enough to face the pickets: as one union bureaucrat said, “We told them [the scabs] not to get killed."7 In the face of this determination the Federal government announced the possibility of sending in the National Guard, On the picket lines, the workers answered: “Let them send us the National Guard. There will be at least 100 wounded or dead the first day.” Others threatened to sabotage the machinery8 .

    On April 17th SEPTA, going back on its previous position, agreed to a wage increase which would be retroactive to before the strike. Meanwhile the leaders continued to “visit” the depots, calling for a return to work but ....“they no longer hear us!" they say.9 in the three largest terminals, at which resistance to the union was the greatest, they were even physically threatened and had eggs thrown at them. Appalled, the bureaucrats blamed the wildcat on “radical dissenters."

    In this strike the most active participants were the young black and white workers, and racism was, as in many previous actions, overcome by the necessity of workers' unity in confrontation with the union, the bosses. and the State. This new social composition of the American working class (youth and blacks) showed itself in this strike in the new militancy. It is obviously not a question of a generation conflict, but simply of the material conditions of this young part of the working class which is more strongly affected by the problems of capitalism (inflation, unemployment) than the older workers with years of’ seniority10 . The unions use and reinforce this differentiation between the youthful part of the working class and the "old-timers" frequently. In fact one of the demands to which the unions are giving more importance today is that of a pension fund (see the “30-and-out” during the GM strike), with the goal of assuring control over the workers with a certain seniority and thereby opposing them to the young workers who don’t give a shit about this kind of demand. ln SEPTA more than half of the workers are young: “it is the young who are less afraid of expressing themselves, less inclined to accept what is offered to them as the old workers in the past had done."11

    On April 19th the wildcat strike was still solid. In the three main depots the picket lines were manned by about 200 men each. Once again the pickets blocked the Red Arrow depots (the workers there had again returned to work), and once again they succeeded in involving the rest of the workers. By their persistence in blocking the few lines of this company the workers showed how well they understood that their force depended on their unity. Towards the evening of the 20th the union decided to break the strike once and for all. Starting at 2am on the morning of April 21st, groups of scabs escorted by union bureaucrats confronted the picket lines. According to the press, the union had set up a communications network between the depots and, it seems. they had not refused technical assistance from the police! Nevertheless, even at that hour of the morning the picketers were there in greater numbers than the scabs, amongst whom there were even some who still had doubts about what they were doing and wouldn’t be the first to cross the strikers’ picket lines. Faced with this situation, the union leadership once again tried persuasion:

    "You can't do anything to me that hasn’t already been done,” the Union president said, with tears in his eyes. “You're hurting yourselves. You’ve been out nine days. You've got families. There's no way in the world we can beat them.“

    “No contract, no work!" the men chanted, drowning on his words.

    Another bureaucrat told them if they didn't go back to work, "Your employer will send you notice of immediate dismissal."

    The men cheered.

    “He's our president," the bureaucrat cried, “Are you going to follow him or not?”

    "No!"

    “I don’t want to see the membership of the union go to jail,” the president insisted.

    “I'll go to jail," a worker shouted. “Tell us what time to be there, we'll be there. The judge can have 4,200 of us brought in tomorrow."12

    The Union Breaks the Strike

    At 6 am the union leaders and 15 older drivers tried to cross the picket lines at one of the depots. In response to the aggressiveness of the workers who stood in front of the busses, the union once again threatened them with the intervention of the police who were waiting at a distance.

    The workers cried: “Nothing can be jammed down our throats, we've proved that we're unified and this is the only thing that counts now. After seven days, they can’t stop us from going out if we’re not satisfied."13 When one or two busses tried to leave the depots, young workers resisted once again, physically, and fighting broke out. Someone suggested to the union leadership that they demand the intervention of the police. The leadership answered: “No, we want to do this properly."14 “Properly” seems to mean doing the police’s job themselves.

    After the first busses finally managed to leave, more workers crossed the picket lines, which fell apart little by little, the workers disgusted and demoralized. A few of the workers still drove around the city in cars to urge the other workers not to return to work. But it was too late, as many workers had already followed the back-to-work order. Nonetheless, the transit lines were only in full operation by the evening the following day. A week late it was found that there were still 1,300 “radical dissenters” who voted against the new contract which was practically the same as the first one.

    The combativity of the workers in this wildcat strike can be measured by the fact that it lasted 9 days against the State (the administration, the judicial system. the police) and the Union (International and local). beaten down daily by the radio, the TV, and the Press. By the crucial nature of the position that they hold in the social organization of capitalist production---transportation - these workers would necessarily run up against an enormous resistance on the part of capitalism, all the more aggressive because they had gone beyond the organization which, within capitalism. is supposed to control them: i.e. the union. But if this explains to a certain degree, the vulnerability and defeat of the strike, it was this same fact (their position in the social process of production) that allowed the development of this strike towards levels of radicality not reached by “normal” wildcat strikes in other sectors of production. Thus above and beyond the bitter resistance with which the workers opposed the union, the dynamism of the struggle brought it into clear opposition to the judicial system, thus demystifying its "neutral" role in society. "This strike is no longer that of the union against the company, but that of the rank-and-file workers against the Judicial bully.” said one worker15 . The strike was a struggle against inflation, which is one of the forms in which the American working class is becoming conscious of capitalism’s difficulties. Finally, the anti-union struggle took on here a character that went way beyond that of a simple wildcat strike. The gap between the rank-and-file and the local union bureaucrats was widened and reinforced here again in physical confrontation. The workers’ demonstrated their capacity to organize themselves, not only in the setting up of picket lines -- normally a characteristic of the self-isolation of the strike -- but above all in the workers’ refusal to be confined to their own workplaces in their attempts to widen the strike to the other local and workers (the Red Arrow Company). However, in spite of the clearly repressive police role of the union, which went as far as organizing scabs, the workers remained surprised and paralysed; this was no doubt one of the immediate reasons for the failure of their action. In the post-war period the wildcat movements that have developed have often remained on the level of attempts to exert pressure on the unions and thus have been open to immediate cooptation by them.

    Today American capitalism's efforts to reduce the paid part of the work day -- either through inflation or through an increase in productivity of labor -- thus increasing the part of unpaid labor (i. e. surplus value), are necessary to maintain profits which are threatened by increasing difficulties. In this context, the role of the union is be- coming more and more limited. Obliged to fulfill the workers’ demands in order to get their confidence and control them, the union is now faced with the fact that capitalism itself can’t fulfil these demands because of its problems. But these same problems oblige the workers to fight (inflation, unemployment), and the workers are thus obliged to fight more and more beyond the union's limits, which are the same as those of capitalism. In other words, the material basis of union reformism is disappearing with the increasing economic stagnation. The wildcat struggles tend to become not only pressure on the unions, but destruction of the union: control and development of the workers capacity to act and organize for themselves. The struggle of the Philadelphia SEPTA workers is only a small part of this process.

    Jorge M.E.
    Philadelphia
    May 1971

    From Root & Branch No. 3 (1971), pp. 1-6

    • 1SEPTA is a public authority with a public board of representatives from the Philadelphia area and other counties. It was created in the 60's to take over and reorganize a private enterprise that ran the transportation system. The take-over was the result of the loss of profitability of the enterprise. Today the public authority gets some subsidies from the city and other counties, but not enough to offset the costs of its functioning.
    • 2The Philadelphia Inquirer, April 9, 1971.
    • 3TPI, April 11, 1971.
    • 4The Red Arrow is another small division of SEPTA that operates a few lines in the suburban areas. The workers there have another union. In the days that followed, this line was affected as the strike widened.
    • 5TPI, April 15, 1971.
    • 6TPI, April 16, 1971.
    • 7The Evening Bulletin, April 16, 1971.
    • 8TPI APril 18, 1971.
    • 9TPI APril 18, 1971.
    • 10see Living Conditions in the US in Root and Branch No. 2
    • 11TPI, April 16, 1971.
    • 12TEB, April 21, 1971.
    • 13TEB, April 21, 1971.
    • 14TEB, April 21, 1971.
    • 15TPI, April 21, 1971.

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    Revolution and Violence: A Few Reflections - ICO

    Article on the need for autonomous organizations by the ICO (Informations et correspondances ouvrières). Translated for Root & Branch #3 in 1971.

    Submitted by UseValueNotExc… on November 8, 2021

    Revolution & Violence: A Few Reflections

    The following article was written by a French comrade a year ago. To the extent that it describes the development of various currents in the left, mostly student groups in France, it is still mostly accurate. We are publishing it, however, not so much for this reason as for its discussion of certain problems of action and organization faced by would-be revolutionaries everywhere.

    Since May 1968 things have developed quite a bit in France within the revolutionary (or supposedly revolutionary) groups. During a first period, for about the first year after the "events", the movement as a whole waited for a renewal of operations. At the end of July 1968 the word was, “as always, the revolution will take place in October." The reopening of the universities appeared full of promise. After that, everyone waited for May 1969. When this anniversary passed, however, it became clear to everyone that history never reproduces itself twice in the same way and that it is useless to await the repetition of events and action already behind us.

    In the university this situation was reflected in the students’ progressive loss of interest in the struggle. Mostly they fell back into reformist illusions. As time passed, these illusions wore through a bit and gave way to a sort of openly displayed disgust and apathy. The students figured out that their passage through the Faculties doesn’t (if it ever did) open up a route to the upper strata of the ruling class, and most often they saw it simply as a way to delay their entry into the world of production. Studies appear to them as a way to prolong the “freedom” of adolescence. Such is the ideological expression of the material condition of the students. Of course, this situation is not at all against the interests of the ruling class. If university enrollment was seriously decreased through some new system of selection, the result would be the entrance of a large number of young people onto the labor market, with a dangerous increase in unemployment. On the other hand, keeping the students at school, a sort of unemployed relief, has two advantages: it permits the damming up of this flood of labor-power and preserves it as a threat to other workers; and it concentrates the dissidents of every stripe in regular ghettos. When their time is up, the students will have learned something more or less useful and, with age, will be calmer and more easily directed.

    During this time the politically-minded students found themselves reduced to near powerlessness within the Faculties. While certainly tolerated by their fellows and not without their sympathy, they neither carried the mass of the students with them nor really even touched them. In such a situation, sectarianization could only accelerate. Divided because they were weak, splitting more and more, the students were compelled to accentuate the divergences among themselves. Unable to be embodied in real action on things, these divisions necessarily took the ideological form of a radicalization of positions of principle. But it is only fair to say that in this process a certain number of basic political problems were posed and that this resulted in profound divisions within the left movement.

    The first serious break occurred at the time of the 1969 presidential campaign. While Rouge* didn't hesitate to present a candidate, Alain Krivine, and the AIS† limited itself to supporting Duclos (the PC candidate), the other groups — maoist or anarchist — came out against the elections, which they recognized quite correctly as one of the classic weapons with which the bourgeoisie interests and involves the whole population in its affairs. From this fundamental division — and it should be emphasized that on this point the Leninist groups that came out against participation in the elections broke with a very important part of their master's doctrine — others had to follow.

    All the little grouplets agreed on one point: that it was necessary to get out of the Faculties, the ghetto where they were supposed to be confined. “The march to the people" became the general slogan. But how to march? The march to the people requires some response on the part of the people. But today the “people” are still kept well in hand both by the PC (of which much is said) and by the Gaullists (whom people tend too much to forget). This is not to say that the people oppose neither the PC and CGT nor Gaullism, but that it does this only sporadically and temporarily just for limited actions in concrete situations. From this point of view the class struggle has remained on a very low level compared with the pre-war period.

    It is, however, undeniable that these limited actions take on a more violent, a more “wildcat” character than before. This undeniable State of affairs is not accidental: it results from the evolution of the capitalist system itself. Its reorganization, its increasing concentration, the necessary destruction of former loci of compromise (parliaments. etc.), further developed integration, leave to the producers and the other layers of the population crushed by this evolution only the resource of brutal revolts which those in power can only repress by force. This was already happening before May 1968, which from this point of view can be seen as a point at which accumulated forces found necessary release. The workers no longer hesitate to go out on wildcats, to go beyond the pale set by the unions, to lock the bosses up in their offices; petty shopkeepers tackle the cops violently, truckers block the roads, etc., just as the students didn't hesitate to fight in May 1968.

    The students reacted to this situation in two ways.

    For those who followed the traditional schema, it was necessary to pursue the usual sorts of political actions: enter the trade unions to transform them and toughen them up, make alliances with parties of similar positions, etc. This approach met some people's needs. This explains the relative success of this type of leftism in certain workplaces as a certain radicalization of the bread-and-butter struggle got under way.

    For others, the creation of a new union. pure and tough, was or is necessary. But attempts in this direction didn't (and can't) get anywhere. If you're going in for union-building, thinks the average worker, mostly non-unionized anyway, you may as well keep the old ones.

    The other group started from an analysis of the union in action, or rather of its negative role. These comrades have practically stopped talking about the “treason” of the trade unions, and see them as tied to the capitalist system and thus as instruments of integration. Let us note that in these analyses the other side of the dialectical story is missing. It is necessary to pick out in what respects the unions remain useful to the working class in its daily life. Otherwise the analysis of the real role of the unions vis-a-vis capital is incomplete, making it impossible to understand the attitude of the workers and the facility with which the unions co-opt every wildcat movement by legally consecrating the gains they win.

    The recognition of the unions’ negative rule in the revolutionary Struggle and of the uselessness of wishing to transform or make use of them, has constituted a second division among the politicized students. We should stress that the refusal to participate in union activity signifies for the Leninist groups which have adopted it another fundamental break with the teaching of their master. An analogous break with old forms of thought occurred in the case of the anarchists who were forced to recognize that anarcho-syndicalism no longer has any meaning.

    II

    The problem of violence has always held a veritable fascination for the intellectuals of the developed nations. The word action tends to have meaning for them only when coupled with the adjective violent and “violent action” means fighting the police, brutality, etc. After May 1968, when streetlights played a not negligible role in opening things up, many people came to think of violence as an end in itself. Instead of seeing in the brutal violence which goes on today the expression of the need of groups (students, shopkeepers. even workers) to make their voices heard in the system, they see it as pure action against the system. This Sorelian point of view leads very quickly to the greatest of political confusions: that of defending in the name of violence alliances between classes and social strata whose roles in the capitalist system are at the very least disparate.**

    On this question a new division within the movement takes shape, one which ought to lead to a conception of revolutionary violence more profound than that of violence as an end in itself. It is this point that I wish to develop in what follows.

    It is a banality to say that bourgeois society exudes brutal violence from all its pores. Not only does violence appear, exalted or attacked, at all levels of culture, but it can be found in everyday life, where it has become so habitual that it appears normal. The pool of blood is part of the decor of daily life. Car accidents and industrial accidents, veritable assassinations, are naturally assimilated with destiny, meet only with general indifference, and reveal themselves objectively as media for the emergence of a violence which is always there in latent form. Not to speak of past wars, the remembrance of which continues to mark generations, memories — and also perspectives — which vivify the images of massacre and genocide of the present wars. But against this conditioning to bourgeois violence develop, like a by-product, reactions — individual or collective — opposed to the bourgeois world: terrorism. strikes, wild demonstrations, even insurrections. The multiplicity and diversity of these reactions prove that we are dealing here with inevitable phenomena, and the truth of the slogan: we are right to rebel.

    But faced with the inevitability of these revolts, the attitude of many comrades is not to investigate things more deeply but to echo Chairman Mao's phrase, "Power flows from the barrel of a gun." Out of this they construct a regular theory of urban guerrilla warfare in the developed countries of which the least one can say is that its foundation is not very sure. This theory only illustrates a romantic attitude to violence.

    For the largest group of these comrades, the Gauche Proletarienne, the armed struggle begins tomorrow if not today. Whence the GP’s commando operations, attempts to stir up factories by breaking into them and painting slogans, beating up foremen, etc., the proclamations of triumph in their newspaper, La Cause du Peuple. It is quite remarkable that the GP has produced no real theoretical position, no definition of the ends sought. One could say that from this point of view they join the revisionists (the real ones, from pre-1914) who said with Bernstein: the end is nothing, the movement everything.

    The GP is undeniably attractive to everyone, anarchists and council communists included. All of us who are intellectuals admire the well struck blow, the exhibition of cool in the face of repression, self-sacrifice, etc. The intellectual trades do not predispose to moral courage — quite the contrary. So everyone is attracted to “heavies“, and feels ready to accord them a political OK, as if physical courage was in itself a proof of political truth. On this ground one would have to support the Nazis and the fascists, or the bolsheviks who were undeniably heavies in the good old days.

    On this point there ought to be a new break. For a certain number of comrades the analysis of the GP is erroneous. It is not that they question the phrase “power flows from the barrel of a gun" but simply that they feel that the times have not yet reached this point. In taking this position they are thrown towards those of us who think that armed struggle, while it will someday be inevitable, is not the essence of revolutionary violence.

    It is thus necessary to pose the question, what is revolutionary violence? The way in which we answer this question strongly determines the style of actions which we wish to carry out.

    Revolutionary violence is in essence the opposition of the class of producers to the bourgeois class, the class which, individually or collectively***, controls the means of production. This violence must culminate in the dispossession of the bourgeois class and the appropriation of the means of production by the producers themselves.

    In general, every attempt, however weak, to organize production by and for ourselves is more violent than any destroying a machine or taking a boss prisoner. It is obvious that this organization of production by and for ourselves cannot do without holding bosses captive or eventually armed struggle, but the kind of revolutionary struggle we carry out depends essentially on the aspect — armed struggle or control of production — we wish to emphasize.

    lf we stress armed struggle, if we see social transformation in terms of a simple “seizure of power", then the old Leninist arguments are irrefutable. The bourgeoisie meets the class of producers in motion with a united front and a unified command, and we must oppose it with our own united front. Faced with the bourgeois strategies we must develop strategies “of the people,” and as making war, even guerrilla war, is an operation demanding constant decision-making, we must set up a commanding group which is to decide everything and which is called to account, if at all, only in the course of more or less cultural revolutions.

    This short analysis brings out the ultra-leftist character, in its consequences on the plane of organization, of the phrase, “power flows from the barrel of a gun.” More, one sees clearly its bourgeois and even quasi-fascist and stalinist character, which leads straight to the cult of the leader, respect for his decisions, obedience perinde ac cadaver, even to his thought.

    This position, which maintains one of the fundamental distinctions of the bourgeois order, that between leaders and led, is particularly adapted to the backward countries where national capital has yet to be formed. lt has shown its efficacy in the Russia of 1917, and in the China 1946. In both cases it made possible the installation of state capitalism, which it prefigured in its division between those who know and think and those who carry out orders. It must however be noted that in both cases the ruling system had been shaken by a war with an external enemy (Germany in the case of Russia, Japan in that of China) leading to a collapse of the state apparatus. The other countries in which the gun succeeded in beating the power structure are certain former French colonies and Cuba. But even in these cases, the guerrilla victories cannot be attributed simply to the success of armed struggle. ln Cuba Castro’s action benefited, at least in an early stage, from the aid or tacit accord of a certain fringe of American capital. ln the case of the French colonies, the necessary decolonization — i.e., change in the mode of exploiting one or another backward country — could not take the form which it took (for example) in the English colonies because of the imbecility of the French bourgeoisie, always loath to lose a little in the short run to gain more in the long. In both Indochina and Algeria the French occupation was torn to bits, faced with insurrection (undeniably more serious and farther developed in the former case), caught between the desire to leave and the desire to crush the revolt at its base like in the good old days. In both cases outside aid (Japanese, American, Nationalist Chinese, then Russian and Communist Chinese for VN, American and Russian for Algeria) was not without its influence on the evolution of these conflicts, which took on the character of rivalries between different capitalist states and economic interests. On the other hand, the OAS, a guerrilla movement undeniably “of the people” and like a fish in the water of the European population in North Africa, was bound to lose as soon as the French ruling class, strong and not in a state of collapse, made its choice and decided to impose it.

    The theory of “power from the barrel of a gun” works, therefore, at best in the underdeveloped countries because — by its resemblance to the hierarchical system, by the facts that armed struggle allows the formation of the cadres or administrators of the future society and that guerrilla warfare allows the combination of a "democratization" at the local level with a centralization at the general level — it is adapted to the transformation of feudal society into state capitalism, to the replacement of the old ruling classes by new ones.

    These few lines only skim the surface of this subject. We must return to it at greater length on some other occasion, for the clarification of ideas and the determination of differences between the Leninist groups and the others necessitates a critique of the Russian, Chinese, and Cuban regimes.

    To return to the developed countries — developed, that is, from the viewpoint of national capital. If we see in physical violence and in the eventual armed struggle a by-product of the more profound violence which is the class struggle for the expropriation of the bourgeois class, we have quite a different position with respect to the immediate and future situation.

    We see, to begin with, that change in the way the producers think is fundamental and that the role of any revolutionary “organization” is to do everything possible to aid this change. Without doubt it is essentially in their struggles that the producers acquire new ways of thinking, and it is vain to hope to “produce” such a change, especially when the “objective”, material conditions are lacking. Still the role, negative or positive, of ideology in the development of consciousness is not negligible. To spread the word on the real struggles of the producers, to show in what way they break with bourgeois tradition, to underline that in them which presages a new organization of society — this must be the work of a group if it wishes to be really revolutionary. lt is not a matter of constituting oneself as an avant-garde in exclusive possession of the truth and trying to impose it on the producers, but, simply, of becoming an echo of the totality of the thinking and practice of the group’s members, thinking and practice which themselves also are part of the class struggle. Spreading ideas does not mean using only "peaceful" means, or simply theoretical articles. Sometimes a well-timed action can play an important role in raising consciousness, even a very important role. (For example, the theft and distribution of 30,000 subway tickets by the GP may help people understand the absurdity of the urban transport system, etc.) What is essential, however, is to keep in mind that our actions, our positions, are only a little part of the social process, and for the most part are important only for ourselves. This is why it is essential not to get locked into one type of action, into one organizational form, or into one-upping other groups.

    III

    This leads us to the question of "revolutionary action". To deal with this seriously we must distinguish certain characteristics of the producers’ movement for the control of social reality, characteristics which depend on the development of the struggle.

    In fact — to adopt a "triadic" mode, reasoning in the Maoist style — we can distinguish three phases in the revolutionary process, three phases which cover many years — for the revolution itself, while it is an acceleration and a qualitative transformation of history, cannot be reduced to some great day, even the longest of the year. These three phases correspond to three different levels of development.

    (a) ln the first phase, the producer understands that he/she is exploited. This consciousness is now reached by everyone. Nearly always the producer sees that he/she is exploited even if the factors of integration push him/her to forget it and if — as is mostly the case — he/she finds this exploitation normal and seeks only to enter the group of exploiters.

    (h) ln a second phase, the producer understands that he/she is exploited in common with other producers, that is to say, that he/she is part of an exploited class facing an exploiting class. This second phase of consciousness exists at the moment in a latent state. Most often it is masked by trade union and (in France) Stalinist phraseology. It speeds up and becomes manifest in collective struggles, strikes, riots, etc., in which the solidarity of the producers in the face of the common enemy begins to assert itself.

    (c) Finally, in the third phase, the producer understands that with his/her class he/she can transform society and suppress exploitation. This last phase (which can occur only in the developed countries for simple “objective”, material reasons) is by far the most difficult and in fact, historically, has never been reached. At most we have taken part in a few weak steps in this direction. In fact this task is a formidable one, not only in view of the counter-revolution it threatens to unleash, but also and above all because capitalist society has reached such a degree of complexity that it may appear impossible to master it by and for ourselves.

    It is besides symptomatic and normal that while political groups and political theories exist corresponding to stages (a) and (b), those corresponding to the last phase don‘t exist, or barely do. The theories which we have only serve up again, with a sauce more or less reheated and spiced up, the social-democratic ideas left over from the last century, according to which the transformation of society will take the form of a “seizure of power” by “labor” organizations of the union or party variety. Far from posing the formidable problems raised by the possibility of the direction of production by “associated, free, and equal producers,” by the domination of work by humanity, by the necessary appropriation of technical skills by the mass of producers for their own use, by the transmission of knowledge, most of the "thinkers" limit themselves to contemplating or patching up the old fashions. For the most part they find that the socialist society will be realized as soon as competent people are in charge, especially if we are careful to make a little cultural revolution from time to time, which will put the really competent people in their rightful place. A fringe group revives the old myth of the “noble savage", the isolated producer reconciled with his/her work and producing for his/her own needs. Others think in terms of the total abolition of labor, which becomes unnecessary thanks to the development (by whom?) of an imaginary automation, an idea which in reality is equivalent to extolling a return to the stone age. Others, finally, are partisans of the “workers councils", the content of which is never made clear, and which is their Deus ex machina, like the party or "democracy" for others.

    Without a doubt, as the first historical experiences show, the “council” form seems to he the one which will insure production and distribution in the new society, which will permit the development of the solidarity of all the producers and the realization of the satisfaction of the egoism of each in the satisfaction of the egoism of all. But one cannot escape the problem of how they are to be federated and coordinated. The only attempt at a theoretical solution of this problem is the book of the Dutch comrades: Grundprinzipien Kommunistischer Production und Verteilung, but this leaves the theory at an embryonic level, as does Pannekoek’s Workers Councils****.

    Since a solution of this problem— or even a sketch of one— doesn‘t exist, one cannot be surprised if the most conscious militants, who are unwilling to remain at stages (a) and (b), are caught up in a sort of shit, not knowing what to do. The activity of any revolutionary group demands theoretical reflection. The absence of this reflection matches the weakness of the basic class struggle.

    This theoretical work ought to take many forms, because the task to be accomplished is immense and has as many forms as life. It is for this reason that it is essential that there be thousands and thousands of autonomous groups all over the place, dealing seriously with the problems of theoretical and practical work. What we need is as much theory and as many actions as possible— far from the one correct political line dear to all Leninists (real or disguised), which is the spitting image of bourgeois sclerosis and death. This does not imply scattering the struggle-— much to the contrary— but an attempt to deal with social realities, and the recognition that the transformation of society will be the work not of some one political group but of the mass of producers themselves, because the basic struggle goes on at the workplace.

    There is no need for groups to have a form determined in advance, to copy a specific model, to exist for eternity. Dissolutions, recombinations, reamalagations, fusions, clusters. etc. ought to go on. All of this is the condition of progress, as is the confrontation of ideas and experience, as is the action of each group or of each individual, as is also the collective actions and reflections of different groups or individuals. This is what went on during the revolutionary periods in Russia, Germany, and Spain (and even in China during certain phases of the cultural revolution), when real social ferment could be seen in the flowering of autonomous groups.

    The problem of “political organization" cannot be posed a priori. lt must take many forms: there is no need to set up guidelines. What is important is not to set up fetishes, to remain modest and to see oneself as a part, no more and no less essential than others in the development of revolutionary society, to be aware that if one transcends bourgeois society on certain points one remains still determined by it on many others, to seek as far as possible for actions which above all try to develop class consciousness and one’s own consciousness at the same time, to support the the autonomous action of the masses. By the development of our consciousness we can participate in the development of the struggle at our workplaces with our fellow producers. No place in society is privileged— neither the university nor the factory. The struggle against bourgeois society must go on at all levels.

    “We are not lost and we will win if we have not unlearned how to learn.”

    Reprinted from ICO (Informations et correspondances ouvrières)

    *Rogue is the paper of the Ligue Communiste, one of the two most important Trotskyist groups. The Ligue Communiste succeeded to the J.C.R. (Jeneusse Communiste Revolutionnaire) prohibited after May 1968. It advocates a “revolutionary line" in the tradition of Lenin and Trotsky. It amounts to an alliance with the left wing of the P.S.U. (Parti Socialist Unifié, a small social-democratic party with many tendencies) and also to defend a stronger class struggle in factories. Its principal leaders are Franck and A. Krivine. Krivine was arrested by the French police for his participation in May '68, but he was nevertheless one of the candidates in the elections for presidency in '69.

    †The A.J.S. (Alliance des Jeunes pour le Socialisme) succeeded to the F.E.R. (Federation des Etudiants Revolutionnaire) prohibited after May ‘68. This is another important Trotskyist French group. More “rightest” than Rouge (in May ‘68 they did not participate in the barricades) these Trotskyists advocate an alliance with the traditional P.C. (Communist Party). It’s main leaders are Lambert and P. Broue. Their paper is [i[Jeune Revolutionnaire.[/i]

    **It is this fundamentally unthinking position with regard to violence which explains how the Gauche Proletarienne (a Maoist group, recently suppressed, inclined toward terroristic activity) and other Maoist groups advocate monstrous couplings between workers and shopkeepers simply because they express their — quite different - problems within the system through violence.

    ***Individually, in part, in Western capitalism, collectively in the state capitalism of the so-called socialist states.

    ****Parts 1 and 2 were published as Root and Branch Pamphlet 1 ($1).

    From Root & Branch No. 3 (1971), pp. 7-13

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    The American Economy: Crisis and Policy - Paul Mattick

    Submitted by UseValueNotExc… on December 5, 2021

    Since capitalist economic policy must make no mention of the exploitation relations underlying the capitalist mode of production, economists and politicians must seek “solutions” to economic problems in terms of market phenomena. It all seems quite simple. The periodic shortage of profit which results from the laws of capitalist development appears on the market as a lack of demand, which hinders the expansion of production and so of new investments. When this state of affairs takes on a protracted character, the state jumps in to increase demand through public spending.

    This indeed revives production, but has no effect on the profit situation itself. Goods produced in the “public” sector are paid for by the government with funds taxed or borrowed from the private sector; so that what appear as new profits for the businesses with government contracts are subtracted from the profits already realized on the private market by other businesses1 . Nevertheless, the economists measure capitalist “progress” by the increase of production as a whole, lumping together profitable and unprofitable production. Although only the profitable part of production makes possible the accumulation of additional capital, growing total production simulates the conditions of a general upswing. The conditions experienced since the second world war can thus be celebrated as a boom, and taken as proof that capitalism has succeeded in abolishing the crisis cycle through state interventions in the economy.

    This optimism was to an extent borne out by the facts, thanks to a rapid rise in the productivity of labor resulting from the extended application of science to technique during and after the war. However, unprofitable production has grown more quickly than profitable. The diversion of profits to the former has led to a further decline in accumulation, and the “solution” to this problem is now in turn sought in a restriction of public expenditures. The increased production based on governmental deficit financing which is, on the one hand, held to be a solution to crisis, is on the other, also held responsible for a continuing crisis situation, perceived in the form of growing inflation.

    The bourgeois economists cannot understand their own economy. Just as they see insufficient demand as the cause of stagnation, they see inflation as the result of an increased demand, effected by the state-induced production, meeting a supply which ostensibly has not grown. Prices rise, it is said, because too much money seeks too few goods. It follows that a decline in demand through the restriction of public spending will end the inflation, if at the cost of growing unemployment. If public spending cannot be reduced, demand for new private capital must be diminished through higher interest rates, which also brings unemployment. Nothing can be done about this. For under today’s conditions there is only the choice between inflation and unemployment. To be sure a market equilibrium could be produced through a general reduction of wages and a further increase in labor productivity. But this solution is blocked by the wages policy of the trade unions and the prices policy of the monopolies; such a solution would require bringing prices and wages under government control.

    The facts, however, contradict such explanations. That prices are not determined by impossibly high labor costs is shown by the fact that despite increasing productivity workers’ real wages have not risen since 1967. That the problem is not one of an excessive demand is implicit in the fact that almost a fourth of American productive capacity lies unused. (If more goods aren’t produced it’s because they couldn’t be profitably sold.) Supply has exceeded Demand and nevertheless prices have risen yearly by around 7.2%. The deflationist policy of the last two years has not affected this situation in the least, though hope springs eternal that it will slow the tempo of inflation. In reality supply and demand have nothing to do with the inflation, just as monopolistic price and wage policies are not causes of the inflation but its results.

    Inflation and deflation have always been forced on capital as means by which workers’ wages may be adjusted to meet profit requirements. The capitalist ideal is stability; this, however, comes into conflict with the necessities of accumulation, so that capitalism develops through a crisis cycle. Up to the second world war capitalist crises were principally characterized by deflation: production would be curtailed, workers fired, wages cut, capital values destroyed, and prices lowered. Through this process of decline and ruin a new balance would be struck between the profit requirements of the surviving (and now more highly concentrated) capital and the actual production. The increasing intensity of these crises led to attempts to neutralize them by means of inflation. With inflation, prices can be made to rise faster than wages. This reduces labor’s share of the social product and so augments profits and furthers capital accumulation.

    With the growth of the public sector inflation acquires another role: as the means by which the non-profitable character of government-induced production finds partial compensation in higher prices for goods produced in the private sector. The unproductive expenditures of the state are financed in part through loans and in part through taxes. The government money- and credit-expansion in itself implies rising commodity prices and the depreciation of money. As the capitalists see it, lack of profit derives on the one hand from existing wage levels and on the other from the imposition of taxes on capital. The burden of unprofitable on profitable production, then, appears to the individual capitalist as a decrease in his earnings, which he seeks to offset by raising his prices. What is really happening is that total production is growing faster than total profit; this shows up in the fall of the average rate of profit. Under these conditions, a monopolistic price policy secures the needed profit at the expense of competitive capitals. (Its ability to do this must however disappear in the course of time as total profits continue to shrink.) The workers, finally, only try to adjust their wages to the higher prices.

    If private capital does not succeed in outstripping the expansion of the unprofitable state sector through a relatively faster private capital accumulation, then what lies behind the continuing inflationary trend is the slow decline of the profit-oriented market economy. In the absence of an accelerated capital accumulation, a renewed deflation seems required as the basis for a new prosperity. The novelty of the present situation lies in the fact that deflation and inflation are being applied at the same time. Higher prices accompany diminishing production, the appearance of prosperity that of crisis. This double attack on the existing wage and working conditions expresses American capital’s need for accelerated accumulation within its own borders and in the framework of the world economy. The sharpened international competition, including the imperialist policy, requires as basis the greater exploitation of workers in this country.

    Since the capitalist state is not to compete in the market with the private capitalists it serves, its contribution to production must take the form of public spending which is useful to capital. This means first of all paying the expenses of imperialist power politics, which works in the best interests of private capital. The costs involved can be considered a kind of “social investment,” which may open up new profit possibilities or keep existing ones safe. It must be remembered that America has through two world wars become the strongest imperialist power. American capital has to a great extent replaced European capital in Canada and South America, made large investments in nearly all European countries, and brought colonies formerly under European control under its own. The oil of the Middle East is now for the most part in American hands, and in SE Asia American capital is trying to win supremacy over this area of great promise. Without imperialist competition America would not have become what it is today. Capital’s need to expand makes imperialism as necessary as it is desirous, and the power already won determines the degree of imperialist aggressiveness.

    PROBLEMS OF IMPERIALISM

    To be sure, the imperialist policy contains its own contradictions, which in the end can be traced back to those of capitalist production. While imperialism is a necessity, it is also a danger which can lead to deeper economic disorder. Public spending can somehow be controlled within a national framework; this is no longer possible in the case of war, since the enemy has a share in the decision-making. In the great wars of the past everything, so to speak, was at stake; they ended after a couple of years with the destruction of one side and the victory of the other, permitting rearrangements of international economic and political power. In the era of the atomic bomb, however, the imperialist powers themselves draw back in fright from such a war, with the result that their actual war activities threaten to take on a permanent character, and therefore yield no visible fruits. The American war in Indochina has led to the disappointment of imperialist expectations. Instead of creating possibilities for further expansion it has only deepened the difficulties of profit production and has enlarged public expenditures.

    Since the individual corporations do not participate equally in the state-controlled production, one part of capital subsidizes another part. The capitals which do not profit from the war turn, if not on ideological then on economic grounds, against the apparently unsuccessful war policy. Since the war involves continuing inflation, a part of the middle class has also lost interest in it. The workers have up to now been the least opposed to it, perhaps since many fear that their jobs depend on war and armaments. Obviously opposition to or acceptance of the war are not determined only by economic motives, but such considerations are bound to give one attitude or the other particularly expressive force. At any rate a growing war-weariness is developing which under certain circumstances can be dangerous for the imperialist policy.

    It would however be incorrect to trace America’s economic difficulties exclusively back to the war in Indochina. They are due, as pointed out above, to a tendency to crisis inherent in the capitalist mode of production and relatively independent of this war. The success achieved through the Second World War is already a thing of the past. The capital increased through this success now requires a correspondingly greater mass of profit in order to continue to expand at the same tempo. Thus yesterday’s success itself becomes tomorrow’s obstacle. When the mass of profit adequate to the expansion of the existing capital can no longer be obtained expansion transforms itself into stagnation. That the gains made through the World War and its aftermath are not sufficient to solve the accumulation problem of American capital is visible in the very fact that it has been necessary throughout the whole post-war period to ward off unemployment through growing public expenditures.

    Since the capitalist economy is not centrally coordinated, it is naturally unable to frame policies to control its development: to decide at one time on a rising and at another on a declining state of business. Rather, production expands when profits grow, and contracts when profits shrink. When we speak of economic policy we refer only to measures taken by the state to influence the economy in one direction or another, within the limits imposed by the cyclical nature of capitalist development. The state can use the tax system, state credit, and control of the money supply to affect business conditions. Through the scarcity of money and the rise in the interest rate that goes with it production and investments are slowed down. The same end is accomplished through the raising of direct or indirect taxes on capital. With the limitation of production in general, the profitability of weaker capital is especially lowered, and the resulting restrictions in business activity and bankruptcies produce unemployment which is no longer absorbed by additional public expenditure. The final aim of the whole process is also the primary goal of all capitalist production, namely the increase of profits, in order to achieve a new prosperity on the basis of a changed capital structure.

    The deflationary course introduced by the Nixon administration was in this regard successful. According to Arthur F. Burns, head of the Federal Reserve System,

    Reductions in employment have occurred among all classes of workers – blue collar, white collar, and professional workers alike. Indeed, employment of so-called non-production workers in manufacturing has shown a decline since March that is unparalleled in the post-war period.

    Because of these vigorous efforts to cut costs, the growth of productivity has resumed, after two years of stagnation. In the second quarter of this year, output per man-hour in the private nonfarm economy rose at a 4 per cent annual rate, and the rate advanced to 5 per cent in the third quarter. These productivity gains have served as a sharp brake on the rise in unit labor costs, despite rapid increases in wage rates. [New York Times, Dec. 8, 1970]

    Although it has escaped this expert that real wages already ceased to rise since 1967, it cannot be doubted that unemployment, which according to official data affected 6% of all wage workers at the end of 1970, made possible greater exploitation and lowered production costs. But this cost-cutting has had little effect on the continuing rise in prices.

    Nixon’s policy was thus a “disappointment” while it indeed slowed the pace of the economy, it did not end inflation. Inflation without unemployment, it is now said, has only given way to inflation with unemployment. But capital must make profits in all situations, and that of inflation with unemployment suits it well. Solomon Fabricant, another expert, drew these conclusions:

    In fact, to have maintained an inflationary policy in 1969 would, I believe, have postponed the recession only at the cost of a far worse recession later, when the rate of inflation had accelerated to an altogether intolerable level. [New York Times, Nov. 8, 1970]

    The interruption of the inflationary trend appears to be not only a national; but also an international necessity, since the American situation is closely bound to that of the world economy. The dollar is a reserve currency. On its stability hangs that of the international currency system, and so that of the world market. International agreements set the relations of other currencies to the dollar, which itself is – at least theoretically – based on a fixed gold price. During the last ten years, the buying power of the dollar has fallen by more than one fourth. With this the dollar reserves of other countries have also depreciated, and the preference for exchanging dollars for gold has risen. The constantly increasing loss of its gold backing makes the dollar continually more problematic as world money and reserve currency, and with it the world’s money system. Thus, while the depreciation of the dollar makes

    for higher profitability in so far as prices rise faster than wages, it tends to undermine the existing international money system, which rests on the parity of the dollar with other currencies. A greater efficiency in international competition has up to now granted American capital a positive balance of trade, which however has been accompanied by a negative balance of payments because of great capital exports and the war in Indochina. The dollars spent by the government found their way abroad, since profits promised to be greater there than in America, and an increasing part of the world economy was brought under the control of American exploitation. The acceleration of international economic activity was thus in part tied to America’s inflationary policy and for a long time met with no serious opposition. But with the increasing competitive capability of European and Japanese capital, these countries turned against the American capital export advanced by inflationary means. It is not to be expected that these countries will forever submit their own capitalist interests to the inflationary necessities of America, just in order to preserve the dollar standard.

    At all events, the accelerating inflation, national and international, appears to slip from the control of the American regime and to harm capital more than profit it. In addition to de- and re-evaluations of other currencies, it has forced an international inflation. This has undermined the international agreements reached anyway only with difficulty, and points to a general financial crises2 . In addition the rapidly climbing dollar prices decrease the international competitive ability of American capital and its commodity exports have fallen in relationship to imports. Between 1962 and 1968 American exports grew from $21.4 billion to $34.2 billion. In the same period however, imports climbed from 16.4 to 32.4 billion dollars, so that the positive balance of trade was rapidly disappearing. That it still exists to a small degree is due not to the commodity exchange between Europe and America but to that between America and the underdeveloped countries. With the disappearance of the trade surplus, the pressure is on the payments balance through greater capital exports and the costs of imperialism continued to grow, and thus contributed to the decision to halt the inflationary trend.

    This decision came the more easily as the war situations in Indochina and in the Middle East had seemingly lost much of their menace, allowing America to stabilize the costs involved. The temporary limitation of capital exports poses no great problems for the capital already invested, since the latter can now make use of a newly developed European capital market to find funds for further growth. An artificial reserve forced on the International Monetary Fund, the so-called Paper Gold, serves as backup to the American gold reserves, and resumed European capital exports to America aid the payments balance. In the breathing space produced by this conjunction of factors it appeared quite possible to brake the inflation. The social consequences – such as unemployment – will be put up with as a necessary price to pay in order to push forward from the inflationary to a more stable form of capital production.

    PRODUCTION GOES DOWN

    This appears to be an illusion. Indeed, total production fell in 1970 for the first time since 1958 – but without change in the price level. By the end of the year there were 5 million unemployed and nearly 15 million on welfare. Every week around 300 firms and more than 3,000 independent businessmen declare bankruptcy. The increasing productivity of labor has certainly improved profitability, but not by enough to make new investments attractive. Orders in the machine tool industry are lower today than they have been for twelve years. The “calculated” reduction of economic activity has turned into a general decline, the social consequences of which cannot be foreseen. The Nixon administration’s first response was an attempt to push the economy up again by means of a greater reduction of taxes on capital, and a lowering of the interest rate; but it was quickly compelled to return to the inflationary tactics of the past. For 1971 a deficit of between 15 and 20 billion dollars and a corresponding expansion of the money supply is foreseen in order to return to full employment.

    To be sure, “full employment” is defined as allowing up to 4% unemployment. But in order to do justice even to this definition, according to economic experts, yearly production must climb by 6% in real values. But in view of the decline in production at the year’s end, even this 6% growth rate – itself unrealistic – would not suffice to produce full employment, and this the less so as, in so far as planned new investments are known, all industries are striving to lower their investments for 1971 by between 5% and 9%. The unemployed will not find jobs in the private sector of the economy, so that the full employment program can be realized only through a new wave of inflation (i.e., government-induced production).

    Inflation, war, and unemployment lead to a general dissatisfaction which makes itself felt not only politically but also in the demoralization of the army. The return of part of the troops from Indochina is traceable not only to the desire to stabilize military expenditures but also to the growing unreliability of the soldiers stationed in Vietnam. Of course it is made possible only by the apparent inability of North Vietnam and the NLF to carry on the war on an expanding scale.’ The return of the troops, and the implied promise of a full withdrawal from Vietnam, awakened new illusions and brought the American antiwar movement, at the end of 1970, to a nearly full halt. In addition, the student movement, which focused its opposition nearly exclusively on American imperialism, without much concern with the capitalist system itself, became a victim of its own programmatic limitations and its present inability to have any real influence over the pace of events. Through the interventions into Cambodia and Laos it received a new impetus, which however lagged behind the activity developed earlier.

    The economic and political difficulties of American capital should not be overestimated. In general, the discontented are opposed not to the capitalist system but only to the policy of the present administration. Likewise, the Nixon administration is concerned not so much about

    the breakdown of capitalism as about its own continued existence, and constructs its policy, insofar as this is objectively possible, with an eye to the coming election. To be sure, this viewpoint is possible only with respect to domestic issues, but here it is quite feasible to increase total production and lower unemployment, if at the cost of greater governmental indebtedness. The resulting impairment of capitalist accumulation can not yet upset the system itself, since the sphere of state-induced waste production in the totality of production is still relatively small.

    Control over foreign policy does not, however, rest in America’s hands alone. Without doubt the Nixon regime would welcome an end to the war on America’s terms, particularly as a situation critical for American capital is beginning to develop in South America, and as the situation in the Middle East has not lost its explosiveness. The invasions into Cambodia and Laos show that for America the war in Indochina can end only with the defeat of the NLF and North Vietnam, i.e., with the end of the attempt to unite South and North Vietnam. It depends on the behavior of Russia and China, whether US military dominance of S.E. Asia will be followed by the consolidation of American power in that area. As things stand, the renewed inflationary trend coincides with sharpened imperialist aggressiveness. Both phenomena can only drive the internal social contradictions to extremes, so that American capitalism is bound to continue in its long standing condition of social crisis.

    From Root & Branch No. 3 (1971), pp. 14-18
    Text taken from https://www.marxists.org/archive/mattick-paul/1971/american-economy.htm

    • 1This is obviously the briefest form possible of a fairly controversial argument. For a detailed exposition of the latter, see Paul Mattick’s Marx and Keynes, Boston (Porter Sargent): 1969. – The Editors
    • 2This was written before the dollar crisis of May, 1971. – The Editors

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    America’s War in Indochina - Paul Mattick

    Submitted by UseValueNotExc… on December 5, 2021

    The origins of the war in Indochina are to be found in the results of the second world war. Waged in Europe, Africa, and East Asia, World War II turned America into the strongest capitalist power in both the Atlantic and the Pacific areas of the world. The defeat of the imperialist ambitions of Germany and Japan promised the opening up of new imperialist opportunities for the United States, which emerged from the conflict not only unimpaired but enormously strengthened. America’s opportunities were not limitless, however; concessions had to be made to the Russian war-time ally, which formed the basis for new imperialistic rivalries and for the ensuing “cold war.” The post-war years were marked by the two great powers’ attempts to consolidate their gains. This excluded further unilateral expansion that would destroy the new power relationships. To that end, America assisted in the reconstruction of the West European economies and the revival of their military capacities, as well as in the rebuilding of Japan under her tutelage.

    The second world war provided an opportunity for the colonial and semi-colonial nations of East Asia to gain their political independence. The British, French, Dutch, and Japanese colonizers lost their possessions. At first, the national liberation movement was welcomed by the Americans as an aid in the struggle against Japan, just as at first the Japanese had supported this movement as a means to destroy the European colonizers. Even after the Japanese defeat, the United States displayed no serious intentions to help the European nations to regain their colonies. The Americans were fully convinced that they would inherit what their European allies had lost, if not in the political then in an economic sense.

    The Chinese revolution altered the whole situation, particularly because at that time it appeared as an extension of the power of the new Russian adversary and as the expansion of a socio-economic system no longer susceptible to foreign exploitation through the ruling world market relations. The needs of the American imperialists were clear: short of war, they would have to contain China in Asia, as they contained Russia in Europe. This necessitated a system of Asian alliances such as the Atlantic Pact provided for Europe.

    Capital is international. The fact that its historical development paralleled that of the nation state did not prevent the establishment of the capitalist world market. However, due to political interventions in defense of one national bourgeoisie against competitor nations, the concentration of capital was, and is, more difficult to achieve on an international than on a national scale. Even capitalist crises, world-embracing accelerators of the concentration process, needed the additional measures of imperialistic wars to extend the national concentration process to the international scene. The capitalistic organization of the world economy is thus a contradictory process. What it brings about is not the final accomplishment of capitalist world unity but capital entities competing more and more destructively for the control of always larger parts of the world economy.

    This process is inherent in capital accumulation, which reproduces the fundamental capitalist contradictions on an always larger scale. With capital accumulation still the determining factor of social development, we re-experience more extensively and more intensely the experiences of the past with respect to both competition and the internationalization of capital. To regard the world as destined for private exploitation is what capitalism is all about. If, at the beginning, it was predominantly a question of exporting commodities and importing cheap raw materials, it soon turned into the export of capital for the direct exploitation of the labor power of other nations and therewith to colonization in order to monopolize the new profit sources.

    The end of the colonial system did not remove the twofold capitalist need to expand internationally and to concentrate the profits thereby gained into the hands of the dominant national capital entities. Because capitalism is both national and international it is by its very nature imperialistic. Imperialism serves as the instrumentality for bridging national limitations in the face of pressing international needs. It is therefore silly to assume the possibility of a capitalism which is not imperialistic.

    Of course, there are small capitalist nations which flourish without directly engaging in imperialistic activities. But such nations, operating within the frame of the capitalistic world market, partake, albeit indirectly, in the imperialistic exploits of the larger capitalist nations, just as – on the domestic scale – many small sub-contractors profit from business given to them by the large prime contractors producing for the war economy. Not all capitalist countries can expand imperialistically. They find themselves more or less under the control of those nations which can, even if this control is restricted to the economic sphere. It is for this reason that some European observers see a form of neo-colonialism in the recent expansion of American capital in Europe, and others press for a more integrated Europe able to act as a “third force” in a world dominated by imperialist powers.

    The contradiction between the national form of capital and its need for expansion, which recognizes no boundaries, is intertwined with the contradiction between its competitive nature and its urge for monopolization. In theory, a competitive economy flourishes best in a free world market. Actually, however, competition leads to monopoly and monopolistic competition, and the free world market leads to protected markets monopolized by political means. Monopolistic competition implies imperialistic struggles to break existing monopolies in favor of new ones. The economic form of competition takes on political expressions and therefore ideological forms, which come to overshadow the economic pressures which are their source.

    This transformation of economic into political-ideological issues has become still more confounded through the modifications of capital production brought about by way of social revolution. The planned economies of Russia, China, and their satellites not only disturbed the monopolistically controlled world market but tended to prevent its further expansion under private-capitalist auspices. To be sure, there was not much capitalization in the underdeveloped parts of the world. International capital concentration resulted in the rapid development of existing capital at the expense of potential capital in subjugated countries. Lucrative markets, and cheap foodstuffs and raw materials increased the profit rates in the manufacturing nations and therewith hastened their capital accumulation. Beyond that, however, it was expected that a time would come when further expansion of capital would include its intensified extension in the underdeveloped parts of the world.

    Capital is not interested in the continued existence of industrially-underdeveloped nations per se. It is interested only to the extent that this state of affairs proves to be the most profitable. If a further development of backward countries should be more, ‘or equally, profitable than investments in advanced nations, capitalists will not hesitate to foster their capitalist development just as they hastened it in their own countries. Whether or not this could ever become a reality under the conditions of private-capital production is a question the capitalists cannot raise for their own continued existence is clearly bound up with the capitalization of the underdeveloped nations. They thus cannot help seeing in the formation and expansion of state-controlled systems a limitation of their own possibilities of expansion and a threat to their control of the world market. For them “communism” means the formation of super-monopolies which cannot be dealt with by way of monopolistic competition and have to be combatted by political-ideological means and, where opportune, by military measures.

    In their opposition to “communism” the capitalists do not merely object to a different economic system. They also condemn it for political and ideological reasons especially since, convinced that the economic principles of capitalism are universal principles of economic behavior, their violation seems a violation of human nature itself. They do not and cannot afford to understand the dynamics and limitations of their own social system. They see the reasons for its difficulties not in the system itself but in causes external to it. From this point of view, it is the erroneous and depraved creed of communism which subverts society and robs it of the possibility of working itself out of whatever difficulties arise. It is thus not necessary that the capitalists, their apologists, and all the people who accept the capitalist ideology be aware of the fact that it is the ordinary business of profit-making which determines the national and international capitalist policies.

    Neither is it necessary for the capitalist-decision-makers to comprehend all the implications of their activities in the defense of and, therefore, the expansion of their economic and political powers. They know in a general way that whatever lies outside their control endangers their interests and perhaps their existence and they react almost “instinctively” to any danger to their privileged positions. Because they are the ruling class, they determine the ruling ideology, which suffices to explain their own behavior, as it covers their special class interests and nothing else. They will thus explain all their actions in strictly ideological terms, taking their economic content for granted and as something not debatable. Indeed, they may never make a conscious connection between their political convictions and their underlying economic considerations, and may inadvertently violate the latter in satisfying their ideological notions.

    The capitalists are not Marxists, which is to say that they must defend, not criticise, existing social relationships. Defense does not require a proper understanding of the system; it merely demands actions which support the status quo. Marxist rationality, which includes criticism of existing conditions, often assumes that all capitalistic activities are directly determined by its capitalistic rationality, that is, by its immediate need to make profit and to accumulate capital. They will look for directly-observable economic motives behind the political activities of capitalist states, particularly in the international field. When such obvious reasons are not directly discernible, they are somewhat at a loss to account for imperialist aggression. In the case of Indochina, for example, the apparent absence of important economic incentives for American intervention has been a troublesome fact for Marxist war critics. This was seemingly mitigated only by the recent discovery of offshore oil potentials, which are supposed to explain, at least in part, the continued interest of big business in a victorious conclusion of the war. It is clear, however, that the Indochina war was there, and would be there, without this discovery and explanations must be found other than some definite but isolated capitalistic interests.

    The apologists of capitalism utilize this situation to demonstrate that it is not the capitalist system as such which leads to imperialism, but some aberration thrust upon it by forces external to itself. They speak of a “military-industrial complex,” conspiring within the system, to serve its particularistic interests at the expense of society as a whole. In their views, it is one of the institutions of society, not capitalism itself, which is responsible for the war through it usurpation of the decision-making powers of government. Whereas the war – far from being waged for profits, current or expected – is an enormous expense to the American taxpayers and therefore senseless, it does directly benefit the particular group of war profiteers in control of government. Specific people, not the system, are to blame, for which reason all that is necessary to end the aberration is a change of government and the emasculation of the “industrial-military complex.”

    There is, of course, truth in both these assertions, namely, that imperialism is economically motivated and that it is spearheaded by groups particularly favored by war. But by failing to relate these explanations to the fundamental contradictions of capital production, they fail to do justice to the complexity of the problem of war and imperialism. Neither the production nor the accumulation of capital is a consciously-controlled process on the social level. Each capitalist entity, be it an entrepreneur, corporation, conglomerate, or multinational enterprise, necessarily limits its activities to the enlargement of its capital, without regard to or even the possibility of having regard for social needs and the course of social development. They are blind to the national and international social consequences of their relentless need to enlarge their capital. The profit motive is their only motive. It is what determines the direction of their expansion. Their enormous weight within society determines social policies and therewith the policies of the government. This implies, however, that government and society itself operate just as blindly with respect to its development as each separate capital entity with regard to its profit needs. They know what they are doing, but not where it will lead them; they cannot comprehend the consequences of their activities.

    These consequences may include war and war may be initiated not because of some definite economic expectations, such as possession of specific raw materials, entry into new markets, or the export of capital, but because of past economic policies whose consequences were not foreseeable. This is quite clear, of course, in the case of imperialistic interventions in defense of capitalist property which stands in danger of being expropriated, or has been expropriated, in nations which try to gain, or regain, some measure of independence in economic as well as in political terms. This explains recent interventions such as those in Guatemala, Cuba, the Dominican Republic, the Congo and so forth. It is not clear with respect to the intervention in Indochina, where the United State’s economic interests were minimal and their possible loss of no consequence to her economy. Yet this intervention, too, was the unforeseen outcome of past economic developments, even though it cannot be related to any immediate and specific economic needs or opportunity on the part of American capitalism.

    There is only one way to secure the capitalist market economy and that is through the continuous expansion of capital. It is this expansion which is the secret of its prosperous stages of development, just as lack of expansion results in its periods of depression. Capital development has been an alternation between prosperity and depression, the so-called business-cycle. For American capital, however, the last big depression, that of 1929, did not lead to a new period of prosperity but to an era of relative stagnation and decline, which was overcome only through the transformation of the economy into a war economy, that is, the growth of production not by way of capital accumulation, but through the accumulation of the national debt and production for “public consumption” such as is required by war and preparation for war. But just like the Great Depression before, the war failed to restore a rate of capital expansion sufficient to assure the full utilization of productive resources and the available labor power. The government saw itself forced to continue its support of the economy by way of deficit-financed public expenditures which, given the nature of the capitalist system, are necessarily non-competitive with private capital and therefore largely arms expenditures. The “cold war” in the wake of the real war provided the rationale for this type of compensatory production.

    To be sure, private capital continued its expansion at home and abroad, but not to the extent which would have allowed a significant curtailment of non-profitable government-induced production. Indeed, in spite of both types of production – that is, for the market and for extra-market “public consumption” – full employment and full use of productive resources could not be reached. Despite the great expenditures connected with the war in Indochina, at the end of 1970 America counted six million unemployed and an 80% utilization of her productive resources. War expenditures are, of course, a deduction from the national income and can neither be capitalized nor be consumed in the usual sense of the term. A steady growth of expenditures for war is possible only at the expense of capital accumulation and living standards. It is, therefore, no solution for the problems caused by an insufficient rate of capital expansion; instead it makes a solution harder to achieve. Capitalistically, war makes “sense” only if it serves as an instrument for bringing about conditions more favorable for a further expansion and extension of capital. Yet at the same time, under prevailing conditions, absence of the war in Indochina would merely increase the number of unemployed and increase the unused part of the productive resources.

    War or no war, short of an accelerated rate of private capital expansion, there is only the choice between a deepening depression and the amelioration of conditions through the further extension of non-profitable “public” expenditures. But whereas the war may eventually yield the preconditions or an American penetration of East Asia, and its present expense be recompensed by future profits, public expenditures for other purposes do not have such effects. Experience shows that war does open up possibilities for further capital expansion. From a consistent capitalistic standpoint a successfully waged war is more “rational” than a steady drift into economic decline.

    Even if the “mixed economy” has found acceptance as a probably unavoidable modification of the capitalist system, the “mix,” that is, governmental interventions in the economy, are supposed to be only such as benefit private capital. To keep it that way, interferences in market relations must be limited on the national as well as on the international level. A general expansion of government production internally would spell the certain end of corporate capitalist property relations, just as the extension of a state-determined social system of production within the world economy points toward the contraction of the free-enterprise economies. The necessity of containing the spread of “communism,” that is, of state-controlled systems, is thus related to the necessity of restricting governmental interventions in the economy within each private-capitalist nation. With more nations adopting the state-controlled form of capital production and thereby limiting the expansion of private capital, insufficient expansion of the latter calls forth more intensive government interventions in the private-capitalist nations. To halt the trend toward state-capitalism in the market economies requires the containment and possibly the “roll-back” of the already-established state-capitalist systems. But while at home the capitalists control their governments and thus determine the kind and degree of the latter’s economic interventions, they can only halt the dreaded transformation abroad either by gaining control of the governments of other nations or by imperialistic military measures.

    There is, then, no special reason for America’s intervention in Indochina, apart from her general policy of intervening anywhere in the world in order to prevent political and social changes that would be detrimental to the so-called ‘free world,” and particularly to the power which dominates it. Like an octopus, America extends her tentacles into all the underdeveloped countries still under the sway of private-capitalist property relations to assure their continued adherence to the free enterprise principle or, at least, to the old world market relations which make them into appendages of Western capitalism. She tries to rally all pro-capitalist forces into various regional alliances, arms and finances the most reactionary regimes, penetrates governments, and offers aid, all to halt any social movement which might strive for the illusory goal of political and economic self-determination. Because self-determination is not a real possibility, the United States recognizes that attempts to attain it could only result in nations’ leaving the orbit of Western capitalism to fall into that of the Eastern powers. By fighting self-determination and national liberation, America is simply continuing her war against the Russian and Chinese adversaries. Although no longer a “cold war,” it is as yet fought only on the periphery of the real power issues involved.

    Separately, none of the small nations which experienced American intervention endangered the United States’s hegemony in world affairs to any noticeable extent. If they were hindered in their attempts to rid themselves of foreign domination and of their own collaborating ruling classes, this was because America recognizes that their revolutionary activities are not accidental phenomena, but so many expressions of an as yet weak but world-wide trend to challenge the capitalist monopolies of power and exploitation. They must, therefore, be suppressed wherever they arise and conditions that will prevent their return must be created, quite apart from all immediate profit considerations. In this respect, the present differs from the past in that while imperialist interventions used to serve to create empires within a world system, such interventions today serve the defense of capitalism itself.

    At first glance, America’s gains in Asia are quite impressive. She has not only regained the Philippines and destroyed Japan’s “co-prosperity sphere,” but found entry into nations that only a few years ago had been monopolized by European powers. With the aid of a reconstructed Japan, now allied to the United States, it seemed relatively easy to keep China out of Southeast Asia and secure this part of the globe for the “free world” in general and the United States in particular. But the “communist” enemy was to be found not only in China but to a greater or lesser extent in all the countries of the region, achieving by subversion what could ostensibly no longer be achieved by more direct procedures. Securing America’s newly-won position in Southeast Asia thus required the destruction of native national forces which saw themselves also as communist movements and wished to emulate the Russian and Chinese examples rather than adapt themselves to the ways of Western capitalism.

    Like all countries, the emerging states in Southeast Asia were divided by different class interests. Different social groups fought for special aims by way of and within the struggle for national liberation, which was thus at the same time a civil war. Its results would determine whether the liberated nations would have societies keeping them within the fold of Western capitalism. It became necessary to influence the outcome of the civil war by outside intervention. For the United States it was essential that whatever the results of the liberation movements they must not lead to new “communist” regimes willing to side with the Chinese adversary. America’s politicians rightly surmised that notwithstanding the most exaggerated nationalism, which would tend to oppose a new Chinese domination as it had opposed that of the old colonial powers, China by sheer weight alone would dominate the smaller nations at her boundaries, disguised though this domination would be by ideological camouflage. The surge of nationalism was to be channeled into anti-communism, which meant the upholding or creation of governments and institutions friendly to the United States and Western capitalism.

    Political decisions are left to the decision-makers; so long as they are successful they find some kind of general support. Even if the decisions involve war, they will be accepted not only because of the generally-shared ideology, but also because of the practical inability on the part of the population to affect the decision-making process in any way. People will try to make the best of a bad situation – which also has its advantages. Certainly, the armaments producers will not object to the extra profits made through war. Neither will the arms production workers object to it, if it provides them with job security and steady incomes, which might be less certain under other circumstances. The military will see the war as a boon to their profession; war is their business and they will encourage business to make war. Because the mixed economy has become a war economy, many new professions have arisen which are tied to war conditions or to preparation for such conditions. A growing government bureaucracy relies for its existence on the perpetuation of the war machinery and of imperialistic activities. Wide-spread interests vested in war and imperialism ally themselves with those specific to the large corporations and their dependency on foreign exploitation.

    While for some war and imperialism spell death, then, for many more they constitute a way of life, not as an exceptional situation but as a permanent condition. Their existence is based on a form of cannibalism, which costs the lives of friend and foe alike. Once this state of affairs exists, it tends to reproduce itself and it becomes increasingly difficult to return to the “normal” state of capitalist production. War itself increases the propensity for war. The American decision-makers, who decided to enter the Indochina conflicts (or for that matter any other) have thus been able to count on the consensus of a large part of the population, a consensus which was by no means purely ideological in nature.

    Even so, the United States did not, and has not as yet, declared war against North Vietnam. Allegedly, she still is only defending the endangered self-determination of South Vietnam. The Korean War indicated that, short of risking a new world war, already established “communist” regimes could not be detached from their protector states, Russia and China. In other respects, however, the situation was still fluid. Apart from North Vietnam, other Southeast Asian nations were either anti-communist, or declared themselves “neutralist” or “non-aligned,” meaning that their civil wars, clandestine or open, were still undecided. In the case of Laos, this led to a tripartite arrangement, engineered by the great powers, with “neutralist"-, “communist"-, and “western"-oriented forces dividing the country between them. This too was thought of as a temporary solution which would perhaps be resolved at some future date. Cambodia maintained a precarious “independence” by catering to both sides of the overshadowing larger power conflict. Only in Thailand, where America had replaced Britain as the major foreign influence was the commitment to the West almost complete. Here the United States States sent more than 30,000 troops and much aid to build this kingdom into a bastion of the “free world.” (It has become the most important American airbase for the Vietnam war.)’

    Because of the flexibility of the situation, it seemed essential to the United States to stop any further change in Southeast Asia by assisting all “anti-communist” forces in that region. This has been a consistent policy, from which none of[ the successive American administrations has deviated. Objecting to the Geneva Agreements of 1954, the American-installed regime of South Vietnam refused to consider the proposed elections, which were to decide the question of unification of South and North Vietnam. To assure the continued existence of South Vietnam, the United States poured money and soon troops into the country. The resumed civil war in the South found support from North Vietnam, turning the American intervention into a war against both the national liberation forces in the South and the North Vietnamese government. This intervention has often been found unjustified, because it concerned itself with a civil war instead of, as claimed, with the national independence of South Vietnam. However (as was pointed out above) in the context of Indochina no distinction can be made between international war and civil war, because here all wars for national liberation are at the same time civil wars for social change. It was precisely because of the civil-war character of the national liberation movements that the United States entered the fray.

    America’s determination to retain influence in Indochina at all costs did check a possible further extension of social transformations such as occurred in North Vietnam and in a part of Laos. As it became evident that neither Russia nor China would actively intervene in the Vietnamese war, the “anti-communist” forces in Southeast Asia were greatly strengthened and, aided by the United States, began to destroy their own “communist"-oriented movements, the most gruesome of these undertakings being that in Indonesia. But while neither Russia nor China was ready to risk war with the United States to drive the latter out of Southeast Asia, they tried to prevent the consolidation of American power in that region by enabling the Vietnamese to carry on the war. The military aid given to the Vietnamese by Russia and China could not lead to the defeat of the Americans, but promised a prolonged war which would deprive the United States of enjoying the spoils of an early victory. The immediate and growing expenses of the war would, instead, loom ever larger in comparison with its possible positive results, which would recede always further to the indeterminate future. By bleeding the people of Indochina America would in increasing measure bleed herself, and perhaps lose confidence in her ability to conclude the war on her own terms.

    It seems quite clear that the Americans expected less resistance to their intervention than they actually came to face. They aspired to no more than a repetition of the outcome of the Korean conflict – a mutual retreat to previously demarcated frontiers, which meant halting the “communist” penetration at the Seventeenth Parallel in the case of Vietnam, and at the agreed-upon zones in Laos. As in Korea, in Vietnam too they had no desire to turn the war into a new world war by bringing Russia, China, or both into the conflict. A war of the great powers, possessing atomic weapons, could easily lead to mutual destruction. The fear of such a war has until now set limits to the war in Vietnam. It has prevented a concentrated, all-out American onslaught on North Vietnam to bring the war to a victorious conclusion, since neither Russia nor China, like the United States herself, can be expected to allow any territory already under their control or in their sphere of interests to be lost, without encouraging further encroachments on their power positions. It was for this reason that the Western powers did not intervene on the occasions of the Russian invasions of Hungary and Czechoslovakia, and that America now hesitates to attempt the complete destruction of North Vietnam.

    Of course, a nation’s determination to hold on to what it has, or has gained, is not absolute. The overriding fear of a possible atomic war, for instance, kept the United States from re-conquering Cuba. Nations tend to avoid actions which have a very high probability of leading to undesired results. Uncertainty is the rule, however, and it is the presumed job of diplomacy to weigh the pros and cons of any particular policy with regard to long-run national and imperialistic interests. This may incorporate short-run decisions which need not have a direct logical connection with long-run goals. The latter are, of course, illusory, since the dynamics of capitalism imply an ever-changing general situation which escapes political comprehension. The imperialist strategy remains a policy with regard to long-run national and imperialist interests. Since the dynamics of capitalism imply an ever-changing general situation which escapes political comprehension, long-run imperialist strategy put into practice remains a matter of blindly executed activity, in which all diplomatic expectations may come to naught. Actually, the political decision-makers can affect only immediate, short-run goals (which need not have a direct logical connection with the long-run goals). They try to attain a definite and obvious objective. They may reach it or not; if they lose, it will be through the action of an adversary. Until stopped, they will see their course of action as the only “rational” one and will try to follow it up to the end. In the case of Indochina, the simple goal was to secure this part of the world for Western capitalism without initiating a new world war. The unexpectedly effective resistance of the adversaries led to a continuous escalation of the war effort and a growing discrepancy between the limited objective and the costs involved in reaching it.

    In one sense, to be sure, the American intervention proved successful, in that it not only prevented the unification of South and North Vietnam but also sustained Western influence in Southeast Asia in general. Confidence in the ability to maintain this situation is reflected in new extensive and predominantly private American and Japanese direct investments in oil, timber, and mineral resources in Taiwan, Indonesia, Thailand, and even South Vietnam. Still, the war goes on, because the North Vietnamese and the National Liberation Front in the South are not willing to acknowledge defeat and to accept peace on American terms. Short of a successful invasion of the North or an internal collapse of the “communists” there is no reason to expect a change in this situation, though an apparent loss of offensive power on the part of the North Vietnamese and NLF forces is allowing a reduction in the number of American troops in Vietnam.

    There is no reason to doubt that at this juncture the United States would prefer a negotiated peace, which would honor her main objectives, to the continuation of the war, if only to stall the growing unrest at home. Opposition to the war has begun to affect the military situation through an increasing demoralization of the armed forces. The anti-war movement displays a variety of motivations, but has gained its present strength and dangerous possibilities because of deteriorating economic conditions. It is also the long duration of the war, and the lack of any recognizable advantages gained by it, which turn more and more people against it. There existed from the war’s beginning a moral opposition, based on pacifist and anti-imperialist ideologies, which has now found more general adherence – large enough to induce opportunistic politicians to enter the movement to further their personal aims and to keep it within the framework of existing political institutions. But even though war protests are as yet of a merely verbal nature, with ah occasional firebomb thrown in, they contain the potentiality of more decisive actions in the near future. In any case, the present administration finds itself obliged to placate the anti-war movement, even though it has no more to offer than the demagoguery of promises which it is in no position to keep.

    However, one should neither under- nor over-estimate the anti-war movement. While it is true that its existence has forced the government to masquerade its continued and intensified war activities as so many attempts to reach an “honorable” peace, in its broad majority the opposition to the war directs itself not against the capitalist system, which is necessarily imperialistic, but merely against this particular and apparently unsuccessful war (now viewed as a “big mistake” that needs being undone). And while it is true that the hitherto-displayed apathy about the war on the part of the working population is apparently giving way to a critical attitude, this does not in itself imply independent working-class actions such as could bring the war to an end. Even among the bourgeoisie, not directly favored by the war, dissatisfaction with its course and its internal consequences is visibly rising. But this amorphous anti-war sentiment, affecting all layers of the population, does not as yet constitute a real threat to the Administration’s war policy; especially because the government still commands the unswerving loyalty of perhaps a majority of the population, which would no doubt come to its aid should this become necessary. The developing polarization of pro- and anti-war forces points in the direction of civil strife rather than to the government’s capitulation to the opposition.

    Meanwhile, the government’s demagoguery is taken quite seriously – namely, that the war is being “wound down” by way of “Vietnamization” in accordance with the “Nixon doctrine,” which wants to leave the (capitalist) defense of Asia to the Asians. This demagoguery is seemingly substantiated by a partial withdrawal of American troops and the simultaneous increase of the Vietnamese army, as well as by the intensification of the American air war in Laos, Cambodia, North and South Vietnam. Withdrawal has in fact meant, first of all, the extension of the war into Cambodia and Laos to prepare the conditions under which the Asians themselves will be enabled to take care of all “communist aggression.” It would indeed be an “ideal” situation to have Asians fight Asians to secure Indochina for capitalist exploitation. But as matters stand, it is more likely that a real American withdrawal would also be the end of “Vietnamization” and the “Nixon doctrine.”

    The “ideal” situation is admittedly unrealizable, however, even though an approximation is held to be possible, provided the enemy adapts itself to the American strategy. If it does not, then, of course, the Americans must return in greater numbers to defend their endangered occupation troops. The deterrent strategy of a large naval and air presence will be maintained in any case. Even this strategy assumes the continuation of the present military stalemate, which favors the Americans, since it can be utilized for the systematic destruction of enemy forces within the areas under American control. A resurgence of resistance to the Americans and their Indochinese allies becomes increasingly more problematical, as ever greater masses of the population are driven into controlled “refugee” centers and as the countryside is laid waste. If Russia and China continue to stay out of the conflict, the aid they provide by itself will not enable North Vietnam and the NLF to win a war of attrition with the United States.

    Clearly, the war will go on as long as the North Vietnamese continue to defy the American will. They will be able to do so as long as they receive sufficient aid from either Russia, China, or both. In this sense, the war is still a war between these Eastern powers and the United States, even though only the latter has engaged her military forces due to the weakness of her Indochinese allies, who were no match for the national-revolutionary forces they set out to combat. The rift between Russia and China has not altered this situation, as each of these nations has its own reasons for opposing the American advance in Asia. Whatever national interests and rivalries divide Russia and China, these interests cannot be furthered for either side through an alliance with the United States, which cannot help treating both as implacable enemies because of their socio-economic structures and their own desires to make themselves secure by gaining greater power and more influence within the world economy.

    In summing up, it must be said that the Indochina war has to be seen not as an isolated conflict between America and North Vietnam, but as an aspect of an unfolding wider struggle concerning the whole of Asia and the nature of its further development. Beyond that, it is a special case of a general struggle going on in many parts of the world against the imperialist forms of private capital production. Objectively and subjectively, this struggle can as yet take on no other form than that of national liberation, even though this is not a real solution to the social and economic problems that beset the countries subjugated to the double yoke of native and foreign exploitation. However, this struggle is itself a sign of an ongoing dissolution of the capitalist mode of production and will, in time, find support in class struggles to be waged in the imperialist nations. For it is more than doubtful that capitalism will be able to overcome its deepening structural crisis by way of outward expansion, since it is certain that all attempts in that direction will meet ever more effective resistance. Whatever the outcome of the struggle in Indochina, it will not affect this general situation.

    From Root & Branch No. 3 (1971), pp. 19-26
    Text taken from https://www.marxists.org/archive/mattick-paul/1971/indochina-war.htm

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    Notes on the War in Vietnam and American Capitalism - Jorge M.E.

    Jorge M.E. defends the revolutionary subject as the working class in "developed" countries and the need to connect class struggle with war as opposed to the “moralism” of the anti-war movement, the bourgeois of the NLF, and the state capitalist nature of the Communist Party. Published in issue 3 of Root and Branch, a US libertarian marxist journal.

    Submitted by UseValueNotExc… on December 5, 2021

    Notes on the War in Vietnam and American Capitalism

    l. The War and the Agrarian Economy

    In the period following World War ll, there were widespread spontaneous peasant struggles in South Vietnam aimed at appropriation of land. The Viet Minh and then the NLF tried to base its political force on this peasantry by developing agrarian reform policies. (I) The Viet Minh recognized the appropriation of land by the peasants and at the same time instituted a tax in the form of part of the harvest in order to provide for its troops. In 1955 the Diem government in its turn, instituted a “Rent Reduction Law". Theoretically, this law reduced rent on land to 25% of the harvest, from 50% before the war. However, in practice, this “reduction” in fact meant an increase of 25%, since during the war no constant rent had been collected and the law gave the land that had been taken over by the peasants back to the former landowners.

    This measure thus caused increasing unrest and revolt among much of the rural population. In response to his government's progressive loss of control in the countryside in 1957 Diem instituted another law concerning land distribution, Ordinance No.57. According to this law a large landowner could only hold up to 284 acres, the excess to be distributed among the peasants. However, since the peasants had in practice already taken over the land (even though the Diem government continued not to recognize this ownership) the measure only benefited about 10% of the peasants, while the other 90% would have lost land to the landowners if the measure had been put into effect. (2) From this point Saigon’s administrative cadres became increasingly the representatives of these land owners, and corruption spread throughout the rural areas. During 1960-1967 the Saigon government completely lost its political and military hold on the countryside, while the NLF built up its political organization in the regions it occupied. 1965-66 represented the turning point in the war, with the massive American involvement and the increasing logistical and political dependence of the NLF on North Vietnam.

    In 1964, with the increase in military operations, the NLF policy towards the peasantry underwent some changes. A deemphasis of guerrilla warfare in favor of larger confrontations caused a greater need for funds. Thus since 1964 it has increased its taxes to more than 20% of the peasant‘s income (at the same time Saigon’s average taxes were about 40%). In order to collect these taxes, the NLF was forced to allow the peasantry in the areas that it controlled to sell its agricultural surplus on the market controlled by the Saigon regime. To a certain extent this was the first compromise between the two forces. (3)

    Around 1966, the American high command in Saigon began to question the view that political stability was to be found in the support of the large landowners.

    At the same time, profound changes in the conduct of the war altered the material conditions of the agrarian economy. Entire provinces in the Center and North, areas of low agricultural production and mainly producing lumber and rubber (the central highlands), were destroyed by bombing raids and military operations. But military operations could not be conducted the same way in the South, the Delta provinces, the traditional base of the agricultural economy in South Vietnam in which 75% of the rice production occurs. (4) While it was possible to totally destroy the Northern and Central regions, the destruction of the Delta would result in the rapid and total collapse of the feeble economy of the Saigon regime. At this point American technicians and military began their “pacification” programs, but soon they realized that it could not succeed because it did not even face the question of land ownership. Finally, for the first time since 1957, the Americans and the Saigon regime intervened politically in the agrarian question. After long internal debate, the Land-to-the-Tiller Law was finally instituted in March 1970. Against the projects of some American technicians, who had proposed an obligatory sale of the land to the peasants, the law calls for:
    immediate cessation of rent payments simply by application of the tenant operator to his village council; free grant of land to the tenant, with payment to the former owner to be absorbed by the government; no retention of land not cultivated by the owner or his family except for limited amounts devoted to ancestor worship. (5)

    This law is "hardly more than Saigon's stamp of approval on the land redistribution already carried out by the communists.” (6) The Saigon “technocrats” think that the peasants should be allowed to stay where they are, and that control of them should be won through programs for technical aid and for the creation of cooperatives. (The US has already loaned $3million for the latter. (7)

    It is important to remember that up until now most of the peasantry, above all in the Delta, paid their rent twice: once to the NLF, in the form of commodities and logistical support; and a second time when Saigon‘s troops reoccupied the area. While previously the occupation of land had seemed insecure to the peasants, now not only are they officially landowners, but they no longer — at least in theory — have to make rent payments to Sagon’s troops. In the long run, this fact may create some problems for the NLF because it now appears to be the only rent collector. Of course this will depend on Saigon‘s ability and determination to clean out the corruption in its rural administration.

    I would be false, however, to give too much importance to this so-called Land Reform. It’s main significance is that it expresses a change in the Saigon governments (and US capitalism’s) tactics in attempting to win political control over the countryside. It would be at least as large an error to ignore this new trend as it would be to speak of the land reform as an achieved goal.

    The legalization of the agrarian reform isn‘t the only new element in the social conditions of South Vietnam's agrarian economy. The war has produced profound changes in the rural conditions of production. Towards 1965-66 food production fell 7% and South Vietnam, a rice exporting country, began to import. (8) According to the so called experts, this deterioration of food production, which has been a continuing trend, was caused by the following factors:
    1. Less land planted in rice because of the severity of the hostilities;
    2. A decreasing farm labor supply as a result of the increasing build up of both the RVN and NLF military forces;
    3. The massive increase of free-world forces which has drawn many persons away from farm production and into construction work and general logistical support at wages above the existing farm wage. (9)

    Other forms of agricultural production have also undergone a serious falling off. Rubber production fell by 80% during 1965. (10) The rubber plantations are mainly in the Central region of the country where the bombings were particularly intense during this period of the war. Lumber production was almost entirely destroyed: “One curious effect of the saturation ‘pacification’ efforts made in the Central Highlands two or three years ago, it seems, was that numerous metal fragments lodged in the trunks of trees and remained embedded there. These ruin saw-blades and make the processing of lumber uneconomic." (11)

    Thus it is clear that the material base of much of traditional agricultural production was progressively destroyed by the war. “The attempt to deprive the guerrillas of jungle cover and food supplies by dumping chemical poisons over vast areas of the countryside means the balance of nature in Vietnam has been destroyed for decades to come. The ruthless bombardment of suspected communist positions has devastated villages and irrigation scheme — the essential capital of the peasant community." (12) The stability of the family unit was severely damaged, its members occupied in tasks other than the traditional (mainly the military service): “The war has prevented two-thirds of South Vietnam's able-bodied men 20 to 30 years of age from filling their normal occupations." (13) In addition, “the current hostilities in rural areas have caused many rural workers to seek safety in the cities and towns, which, as a result, have increased in population.“ (14) In 1965, 25% of South Vietnam population lived in urban areas (15); in 1971, according to Le Monde of 2/2/71, more than 50% of the total population is living in urban areas. Thus, in the regions in which there is still considerable agricultural production (the Delta) the decline of population and the destruction of the family unit both necessitate and make possible the development of the agricultural production process (an increase in agricultural productivity based on more agricultural machinery and production on a larger scale than the family).

    Thus the development of the war after the turning point in 1965-66 had serious effects on the rural economy and so on the political situation. The material basis of traditional agriculture has been destroyed in a large part of the country (the North and Center) and with it the political base of the NLF in the peasants. And in the Delta the balance of power between the NLF and the Saigon regime has been changed by the latter’s ability to control the countryside militarily on a larger scale and its attempts to develop a political base through land reform.

    II. Vietnamization

    During and since the phase of its heavy involvement in the war (1965-66) American capital has been constantly increasing its investments in South Vietnam, mainly in industries producing the logistical basis of the war — provisioning, infrastructure, etc. In fact, the
    US Government has consistently helped big business move into Southeast Asia. There are no longer import duties on machine equipment sent to Vietnam. There is a 25% exemption on taxation on capital investment used for expansion. There are no taxes on the profits of US business for five years after investment, and no real estate tax for three years. The Insurance Act of 1967 protects 100% of business assets against expropriation and damage during the war. It further protects debts up to 75% of value. (16)

    In 1964 only 13% of the South Vietnamese GNP came from the industrial sector (17), mainly in industries processing agricultural products: rice, sugar, tobacco, rubber and paper. Since then, Americans have built up several light industries: textiles, plastics, cigarettes, printing, construction material, pharmaceutical production, electrical materials. etc. Since 1966 heavy industry has begun to develop slowly with an importation of about $17 million worth of industrial machinery through the Commercial Import Program which plans the construction of an auto tire plant, a steel tube plant, an auto battery plant, and pharmaceutical, plastic, glass, and ceramic product plants. (18) Also during this period a generator and a large electrical diesel plant were built in the Saigon area with Japanese private capital.

    Some specific examples of American investment in S. Vietnam are: the American Trading Corp. and Brownell Lane Engineering Corp. (heavy machinery tied to the war); Esso and Caltex (construction of a refinery valued at $16 million). In addition, the US Defense Department has made a loan to four American civil construction companies for airports, ports, power plants, hospitals, bridges, roads, warehouses. etc. (19) Financial channels have been opened in order to facilitate investment: both the Chase Manhattan Bank and the Bank of America have opened branches in Saigon.

    In the course of this development of the South Vietnamese economy, the labor force has undergone some important changes. Migration toward the urban areas, particularly of the young, has allowed the creation of a large extremely mobile labor force that could easily be oriented towards new industrial projects. (20) Military service has provided some training for a large portion of the young manpower, in addition, several enterprises have “provided considerable language and on-the-job training.” (21) Still, this labor force at present has largely a so-called lumpen character. However, the urbanization and industrialization of South Vietnam are only tendencies, as the rate of investment is still fairly low due to the lack of economic stability.

    This unstable economy is above all characterized by inflation. Between 1967 and 1970, prices went up 30% a year. (Since then, the government has succeeded in stabilizing the inflation at a lower rate.) This inflation is the result of a war economy in which a large percentage of the population is in the military or para-military sector. (22) Relative to very little real industrial production, an enormous amount of money is being created to pay for non-productive military expenditures. Thus, from 1965 to the first quarter of 1968 the governmental deficit grew from 900 million piasters to 2,000 million. (23)

    The increase in the political stability of the Saigon regime during the past few years, mainly through military gains over the NLF, has resulted in the passage of two laws in Saigon. One concerns the research and exploitation of a huge oil field, one of the richest in the world, just discovered in South Vietnam: companies assured that “goods and rights will not be nationalized.... there will be no tax on exportation…. and it will be possible to expatriate profits freely.” (24) The second law is intended to establish a system of easy profit expatriation in order to attract foreign investment. Immediately following the announcement of these laws, the Ford Company of Australia began studying the future construction of an auto-assembly plant in Saigon and the British Leyland Motor Company announced its intention of starting to produce tractors and other agricultural machinery. (25)

    The Bank of Asiatic Development has just published a study on the economic future of Southeast Asia. The whole report stresses the need for fuller integration of the area into the Westem market (i.e. Western investment and flow of Western goods onto the market). For South Vietnam, the Bank states that industrialization must be based on a “green revolution" — i.e. on an increase of agricultural productivity through the modernization of agriculture. This would reduce the prices of agricultural products and thus hold down the level of wages in the urban areas. Also tied in with this "revolution" would be the creation of the industry to produce the necessary agricultural machines and fertilizers. (26)

    The war has had a large impact on the other countries of Southeast Asia. Since 1967 South Vietnamese imports from Southeast Asian countries have grown at the expense of those from the US. (27) The RVN Share of the total exports of Japan, Taiwan, South Korea, Singapore, and Hong-Kong has also increased greatly. The war has created a demand for two types of products: those necessary to the provisioning of an increasing urban population (textiles, food, etc.); and those necessary to the War infrastructures (cement, steel, aluminum, gas, etc). In many cases these can be more profitably produced in Southeast Asia than in the US. Most of the countries, except Japan, which already had a fairly well diversified economy, have thus gone through “economic booms” only in a given sector of production, a fact which leaves their economies particularly vulnerable to any change in capitalist strategy in this area.

    Thus the war in Vietnam has opened up the possibility of the “modernization” of the Vietnamese economy through foreign investment — particularly America of course. In this context, what is the immediate effect of the withdrawal of American troops?

    First, “vietnamization” necessitates an increase in the military effort of the Saigon government in terms of both men and material. From an economic point of view, this "increased spending for military purposes would increase significantly the demand for locally produced goods and services and for imports, and. . . the reduction of US forces in South Vietnam would have the effect of reducing the Saigon government's foreign exchange earnings.” (28) Thus vietnamization means an increase in the amount of money on the market, an increase in imports, and a growing dependency of the Vietnamese economy on the general Southeast Asian economy. To prevent the collapse of S. Vietnam’s economy, the US will have to pay through the nose for the withdrawal of its troops. Fifty-three percent of the Saigon government budget is already paid by the US, and Nixon has asked Congress to add to the “normal” aid an addition of about $100 million in order to balance the economic effects of Vietnamization. (The Saigon government claims to need $200 million.) (29) The withdrawal of the troops and the financial aid can only continue the dependence of the South Vietnamese economy on that of the US, its integration into the framework of “free market capitalism” and private investment. This was of course the original goal of the war; vietnamization and troop withdrawals in no sense imply that the US is abandoning its basic goals for the area.

    lll. Capitalism. War and Peace

    The explanation of the change in American strategy from massive military involvement to vietnamization does not lie solely in the current situation in Vietnam, but is rooted in the internal situation of American capitalism as well. In the US the problem of economic stagnation has become increasingly evident. Its ideological and institutional aspects, as well as the “economic” ones (expressed in the constant changes in the monetary policies) are rooted in the capitalist production process itself and its contradictions — i.e. in the increased incapacity of American capitalism to raise its rate of profitable capital formation. This incapacity has not found any solution in these monetary policies. These attempts to reduce labor costs through unemployment have only added to the already great social misery (housing conditions, transportation, health-services, etc.). The low rate of capital accumulation has in fact existed since World War ll and the high level of unemployment (averaging about 5%) has only been reduced during the war periods (during the Korean War, from 1951-3, it was 3%, and at the height of the Vietnam War, 1966-9, it was 3.6%) through an increased State intervention in the economy in the form of war expenditures. (30)

    The current situation is thus centered on the question of State intervention in the economy. Because the largest manifestation of that intervention is the war expenditures, the entire political anti-war movement is necessarily brought into direct confrontation with the question of the economic role of the State, in spite of the fact that its heterogeneous composition causes it to arrive at differing conclusions about the issues of war expenditures and capitalist system.

    The stagnation of the economy and the waste production for war are two sides of the same systemic coin. Yet this situation suggests to the liberals the idea that state expenditure should be shifted from waste production to attempts to deal with social needs at home. The liberals assumption is that the war is a mistake which is preventing the use of America’s productive capacities for the creation of an economy of “abundance for all.” This conception is based on a refusal to recognize the fact that in a private corporate capitalist economy, state intervention can only have the function of maintaining the necessary conditions for the existence of private capital.

    A total end to war production and total reorientation of State intervention in the economy, in order to deal with the social poverty that capitalism itself has produced, is not possible in the present private capital oriented economy, simply because it would enormously increase the importance of the public sector over the private one. The strongest sectors of private capital in particular would be greatly affected by the end of State subsidies allocated through war production. While if these limits on State intervention are constantly present and determine the conflict within capitalism, nonetheless the social consequences of the economic stagnation, the increasingly difficult situation of working people, produces political pressure for more State intervention in such sectors as housing, mass transportation, health, education, etc. However, even where the public sector intervenes, it tries to limit its own action and to maintain its general aim of constructing for private capital the conditions for a new profitable cycle (cf. Nixon‘s health plan, as well as the fight against pollution). The government is playing a greater and greater role in the economy (government spending covers 22% of the total GNP in 1910 compared with 14% in 1935 (31)), but the economy remains a private-oriented one. Given this orientation, the war is more necessary than ever in order to create abroad the conditions for profitable investments of private capital. It is in fact only the continuing profitability of private capital, at home and abroad, that will allow a greater State intervention at home. War abroad and State intervention at home are thus two inseparable parts of the same situation; and there is no real choice between the two as long as the survival of private capital is the main goal.*

    *It should be remembered that, as pointed out above, withdrawal of troops from Vietnam does not mean a great decrease in the war economy.

    But if the question is profitable investment in the Third World, can’t that be done through cooperation with the State capitalist bloc (Russia and (China)? The Vietnam war might seem to be an exception to a situation in which private and State capitalism are developing an increasing “coexistence” in the backward areas, as in Latin America. In fact these are only different situations in the same conflict between western capitalism and State capitalism. The Vietnam War expresses the level of this conflict in an area contested by the two blocs since WWII (and complicated by the additional conflicts existing between China and Russia). ln Latin America, on the contrary, US capitalism has until now controlled the whole area, while the introducfion of European, Japanese and Russian capital on a large scale is just beginning. While this still poses no major threat to US capitalism, it confirms nevertheless its decline in international competetibility. This is due not only to its internal situation but also to the progressive integration of the State capitalist block into the world market. This has just been completed by the steps made by China; after the restructuring of its productive apparatus, realized under the romantic name of “Cultural Revolution”, it too has begun to turn toward this integration into the world market (see the recent agreements with Canada, the importance of Japanese capitalism in its trade, and the recent moves towards a "normalization" of relations with the US.) None of this means that the antagonism between the two economic forms of capital production has come to an end. Just as conflict exists at home between State and private capital, so it exists on a world scale between the two capitalist blocks.

    IV. Working Class Struggle and the War

    In a period of capitalist expansion, working class struggle can be integrated into the developing system. Thus in the nineteenth and early twentieth centuries, the rate of economic growth made it possible for capital to meet both its needs for profit and the workers’ demands for a better life. Today, with the economy in a period of stagnation, workers‘ struggles to maintain and improve their living standards act as a limit to profitability and the accumulation of capital. It is this fact which has made the workers movement, after a long period of hibernation, reappear in broad daylight on a world scale.

    It is on this scale that the labor movement, like capitalism itself, should be analyzed. Workers’ struggles spread all over Europe in a series of eruptions beginning with the mass strike of 1968 in France; in Italy, strikes and worker agitation since 1969; in Sweden, the Kiruna and Volvo strikes in December 1969-January 1970; in Belgium the Limbourg strikes of January-February 1970; in England the continuous agitation and wildcat actions of the last few years; in Holland the big strikes at the end of 1970; in Germany the steel and auto strikes in October 1970. These struggles all reflect the beginning of economic stagnation following the period of rapid and strong capital formation after WW ll. throughout Europe. They were unified into a whole movement by the development of capitalism itself, no longer within the narrow limits of each European country but on the level of all Europe. But the spread of the struggles within each social and economic area is a product of the class activity. By the violence of its eruption and by the forms of struggle it takes (wildcat actions, autonomy of organization vis-a-vis the traditional organizations), the objectives of the struggles were rapidly taken up by a large number of workers (cf. the Swedish strikes following Kiruna, the Belgian strikes following Limbourg, the Italian strikes. May 1968 in France).

    The present struggles of the American working class against inflation, unemployment, and increasing exploitation are part of this movement (even though they have developed within the context of an already existing lack of profitability for capital): an important part, considering the position of American Capitalism in the world capitalist equilibrium. In the US, as elsewhere, the workers are not very worried about the conflict between private capital and the State, which is visible only in the form of contradictory attempts to maintain the exploitation of the workers. Class struggle in America is expressed mainly through autonomous factory revolt: sabotage, absenteeism, rapid turnover, and more and more fights against the union apparatus. Wildcat strikes are causing increasing problems for capitalism. The unions’ incapacity to control the working class is itself a product of the current phase of capitalist development: they are unable to obtain the demands that the workers are now making the need for which has been created by the economic situation also.

    At its present level, what is the relation of these working class struggles to the so-called peace movement? First, it is important to realize that this peace movement itself has gone through different phases. During the first phase, which ended with the invasion of Cambodia and the Kent State assassinations, the activity was based on the assumption that this heterogenous movement would be able to stop the war by putting pressure on the State apparatus. During the second phase, now beginning, the participants have a much clearer notion of its limits, even if the peace-bureaucrats still say, as they have for years, “stop the war or we'll stop the government.” Nevertheless this peace movement, mainly student-oriented, in general continues not to see the war as part of the system of exploitation within this society. Thus, unable to tie the struggle against the war to the struggle going on on the level of production (where the basis of all exploitation is), they are brought under the control of the liberal reformist politicians, for whom the peace movement is a way of keeping capitalism intact.

    But since the war is not an accident, the fight against the war as such is not enough to bring it to an end. The peace movement sees the struggles of the working people in their work places either as completely separated from itself or as an opportunity to make ideological propaganda — of ideas that must appear to the workers as completely separated from their position and life in production: “Victory to the NLF!”, “anti-imperialist struggle!” and so forth. For working people the War is, on the contrary, part of their exploitation. They are paying for it through the profits they create, through inflation and through their lives on the battle field. Unemployment and wage cuts are as much related to the crisis of capitalism as the war itself. Thus it is not their struggles that should be oriented toward the war issue (normally those who “represent” workers in the anti-war demonstrations are those who repress the workers in production — the union bureaucrats who have the free time to go to demonstrations while workers stay in the factories); but it's the war issue that should be brought to the working people's struggles.

    Only the struggles of working people against exploitation and war (as further exploitation) can bring an end to the war; only on this basis could the peace movement be integrated into a social movement of working people. Until then the only workers who show up in the movement will be there as individuals, “morally concerned”, but not as workers struggling against the system that exploits them and creates war to maintain or increase this exploitation. Beyond the fact that only a socialist mass movement can end all the wars, by ending the system that produces them, the present peace movement will only become a real burden for capitalism when it goes far beyond the strict end-the-war issue. Only then, also, will the peace movement be cleared of all “progressive bosses" and GOOD liberal politicians who currently see in it a good channel for their class interests: i.e. the perpetuation of the present system of exploitation and social misery.

    Jorge M.E. and friends

    Notes

    (1) A crucial account of the Viet Minh’s and the NLF’s origins, its relationship with the peasantry and its role in the smashing of the mass movement in Saigon in September 1945, is given in the pamphlet The Rape of Vietnam, published in England by London Solidarity in 1967 and just
    reprinted in the US by: Philadelphia Solidarity, GPO Box 13011, Philadelphia, PA, 19150.
    (2) Far East Economic Review (FEER), August 20, 1970- South Vietnam — The battle over land. p 19.
    (3) The Economics of insurgency in rlie Mekong Delta of Vietnam, by Robert Samsom, published by MIT Press, Cambridge, 1970.
    (4) Bureau of Labor Statistiques, (BLS) Report No. 327, 1968. Labor Law and Practice in RVN, p. 4.
    (5) and (6) FEER, August 20, 1970, p. 20.
    (7) Asian Survey, vol. X, No. 8. The broadening base of Land Reform in RVN, p. 731.
    (8), (9), and (10) BLS 327, 1968, p. 5.
    (11) FEER, July 16, 1970, South Vietnam — a need to revalue, p. 26-7.
    (12) FEER, July 16, 1970, The rape of Indochina, p. 21.
    (13) BLS 327, 1968. p. 5.
    (14) and (15) BLS 327, 1968. p. 22.
    (16) US News and World Report, April 1969.
    (17) and (18) BLS 327, 1968, p. 6.
    (19) Fortune, September 1966.
    (20) BLS 327, 1968. p. 24.
    (21) BLS 327, 1968. p. 17.
    (22) BLS 327, 1968. p. 23.
    (23) Economic Survey of Asia and the Far East, United Nations 1967.
    (24) and (25) Le Monde, March 9, 1971, french edition. Feu vert de Saigon pour les Investissements Etrangers.
    (26) Southeast Asia’s Economy in the 1970’s, Bank of Asia Development, Manila, Philippines, 1971.
    (27) Economic Survey of Asia and the Far East, United Nations 1967.
    (28) FEER, July 16, 1970, p. 26.
    (29) FEER, July 16, 1970, p. 27.
    (30) Wall Street Journal (WSJ) April 5, 1971.
    (31) WSJ February 1, 1971.
    (32) Perhaps a few comments on the nature of the NLF would be in order at this point. Looking at the NLF program, we find, as with all political programs ol united fronts with the bourgeoisie (here "national" there “progressive”) that the interests of the working class are put below those of the ruling class. The Association of Workers for Liberation, the working class organization of the NLF, says on this question:
    In order to assure ourselves of the forces capable of bringing the revolution to a triumph, the wage-earners are determined to unite with the owners; we will discuss together, we will make mutual concessions, in such a viray as to guarantee the interests of the two parties and to concentrate our forces, to fight with the whole people against the common enemy of the nation.
    If this is necessary to "achieve the revolution" lets have a picture of the situation of working people after the “revolution”:
    [we, the NLF, will], institute a Labor Code; apply the 8-hour day and institute a system of paid vacations. Establish rational wages and a system of bonuses that favor an increase in production. Ameliorate the living conditions of the blue- and white-collar workers. Institute a regime of adequate remuneration for apprentices. Give work to poor workers; struggle actively for the end of unemployment. Institute social security to watch over the health of workers and to come to their aid in case of illness, incapacity, or old age and retirement. [/i]Regulate the difference between owner and worker by means of negotiation and mediation by the democratic national administration[/i]. Formally prevent bodily infliction of wounds on workers as well as fines taken out of wages and lay-offs without cause. [our emphasis] (The NLF symbol of Independence, Democracy and Peace in Vietnam. Hanoi, 1967, pp. 80-81, quoted in the Solidarity Pamphlet.

    In other words, nothing that the Ford Motor Company and George Meany would disagree with.

    Of course the NLF fans will say: “That’s just a program; after the victory the power will go to the communists in the NLF.” Although this is probably true, it does not mean that the problems of Vietnamese working people will be solved. For them, an NLF victory would mean the creation of a sort of socialism not very different from that which already exists in Russia, China, or Cuba: i.e., State Capitalist system in which the working class has a part of its own labor expropriated in the form of “socialist” capital. Whether done under state capitalism or under an economic system more closely lied to Western “free market” capitalism, development means accumulation of capital under the same social relations of production — i.e. one group of people does all the work, and another group of people decides what to do with the products of the labor. So accumulation means exploitation of working people. The end of all forms of exploitation can only be brought about by the working class of the developed countries: when it abolishes its exploitation it will abolish the domination of its capitalism over the backward areas and the population there.

    Root & Branch No. 3 (1971), pp. 27-33.

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    What Kids Think - Marcia Butman

    Marcia Butman, a teacher at East Boston High, writes about what her students think about the Vietnam War, for the Red Pencil in March 1971. Republished in issue 3 of Root and Branch, a libertarian marxist journal based in the U.S.

    Submitted by UseValueNotExc… on December 5, 2021

    What should happen is the two leaders should fight it out. If they are too chicken to have a fist fight then they should play a game of checkers. Whichever leader wins, wins the war. The war has nothing to do with us so why should we fight it.

    During my two years teaching at East Boston High, I've learned a lot about what kids think about the war in Vietnam and why they have the opinions they do. If we, as teachers, want to help kids think critically and understand the real reasons for the war, then it’s very important that we understand why they think the way they do. Without understanding what in their backgrounds—both economic and social—makes them have these opinions, we can't even begin to have conversations with them, much less open them up to new ideas and ways of thinking.

    l. Macho vs Victim

    I think we should have a military victory in Vietnam because it’s too late to have immediate withdrawal so I think we should stay in Vietnam until we win. What I mean by too late is that it’s too late to draw back because there are over 1,000,000,000 people already killed from the United States.
    E.B.. High student (boy)

    I think we should have immediate withdrawal from Vietnam. We can’t afford to lose more lives of those we love. Planned withdrawal is too slow and winning the war will prove nothing except more death and trouble.
    E.B. High student (girl)

    Boys and girls often have very different views on the war, and they have different solutions. Boys in working class communities are brought up tough; often their life, or at least their reputation depends on it. They know they have to be tough to make it in the world they will soon face—the draft, lousy jobs, a competitive world. They have to be rough to earn the respect of their friends and most important, themselves. Until recently, when drugs, hippie culture and music reached the working class, there were no alternatives for a boy at all. Ifyou weren’t tough, you were "queer". Boys were not expected to show emotions or feelings or be concerned about anybody but themselves. Therefore, a boy’s solution to the war is to bomb Vietnam off the map, to fight and win, to never give in. In a classroom, a teacher will never get anywhere arguing logically about why bombing is wrong until she/he reaches the root of the problem: the boy's attitudes towards toughness and violence, and why these attitudes are necessary for them in the world today.

    Girls do not have to be tough to make it. Just the opposite. They expect to grow up and be somebody’s wife, take care of the kids and provide some warmth and emotion in their husband‘s otherwise brutal existence. They are victims; they have little to say about their lives, but always depend on someone else for their happiness and well being. Because they are “allowed” to express emotion and are expected to provide comfort and solace, they can identify with human suffering, and with other people who are victims. They usually think we should get out of Vietnam right away to end all the death and suffering. They see their son, brothers, boy friends and fathers being hurt all the time. They want to prevent any more sorrow than is absolutely necessary.

    ll. Hearing vs. Knowing: The Media vs. Real Experience

    l want military victory because I think we should win in Vietnam because America is the most powerful nation. it will effect the honor of the United States. Also I Think if we don't win then North Vietnam will start spreading to other countries.

    I also want immediate withdrawal because a lot of people are dying there and taxes have been raised up to our necks, but the people don't earn enough because there are so many factories that are closing and people can't pay the tax.

    P.S. Miss Butman I had to vote for two solutions because there are two sides to this.

    Working class kids believe a lot of what the media and the government officials tell them. They think we are in Vietnam to stop North Vietnam from invading the south, to stop communism (instead of continuing imperialism) and to preserve the honor of the United States. They believe that it is necessary for the United States to be fighting in Vietnam. They accept all this because they have never been expected to think critically. The public schools they go to don’t even give critical thinking and independence token support. (That‘s not what they kids are supposed to learn: they’ll never have to use their brains.) The communities they live in are closed off from new information and different ideas and life-styles. They never get a chance to hear or think about different opinions. They don’t live on college campuses. They don't have the tools to challenge the information they are given.

    On the other hand, they know real things about the war that contradict all that they have read. They get very confused when their real information conflicts with the information the media feeds them every day. They know that the war is bad for them and their families. Men are getting killed, taxes are going up. Kids don’t like the war because it is bad for them. Their attitude is very different than middle class kids who don't like the war because it is killing the Vietnamese or is morally wrong. The kids at East Boston rarely think about the Vietnamese. They don't know what is happening the the Vietnamese people. That information never reaches them. All they know is that the war is hurting them and they don’t like it.

    The kids carry both what they know and what they hear around in their heads. Instead of realizing that the war is bad for them and then trying to figure out why we are there since it is bad, they believe both things. They don't always have enough confidence in themselves and in their own ability and intelligence to really trust their own feelings. (After all, they've always been told they were dumb.) When they begin to trust themselves and their experience (and a lot of them are beginning to) instead of what other people tell them, then they will want to figure out why we are really fighting this war. Now, many of them carry around confusion and contradiction in their heads.

    lll. Anti-Communism vs. Self-confidence

    What we need is one man to run the whole world. Then there will be peace. Unless there is a dictator then people will always be fighting and no-one will ever be able to get along.

    But why can't we run free—and do what we want and get along with everybody?
    from a conversation in a U.S. history class

    Kids ideas about everything stem from their beliefs about human nature. They don‘t trust themselves or anybody around them. They can't, or they won’t survive in the dog-eat-dog world. They believe that human nature is inevitably bad and has to be controlled. People can’t possibly control themselves. After all, everything in their life is solved by repression and authority. Teachers have to be tough or the kids will go crazy. When I asked kids to write about their idea of a good parent, a lot of them said parents have to be strict and hard, even though many were fighting with their parents every night. When there's a disagreement in the neighborhood, call the cops.

    They have never seen non-authoritarian solutions work. Often nice teachers with liberal ideas about freedom get trampled on by the kids. Even among friends, things aren’t usually talked out. Emotions are never expressed openly to each other. Thifl belief in human nature—what they see proven in themselves and their life every day—makes it impossible for them to see non-repressive, nonauthoritarian solutions. When we discuss "ideal" communism, the kids say it would never work because people are bad and can't work together. They can't work together, they’ve never had that freedom. So why should they expect other people to do it. When a kid wants to “run free”, he is bombarded with questions like “who would work? who would grow the food? wouldn’t everyone just sit around?”

    These kids have less feeling of control and power than any other group in society (except the blacks). They have been controlled all their lives. They have only an authoritarian relationship to the government and the society. They have no trust in themselves in their ability to work things out together, because they have bever had an opportunity to try it.

    WHAT SHOULD WE DO?

    As teachers. In the classroom kids need to know their opinions are respected, that they can think, that they are smart, that their experience is valid. If they begin to believe in themselves, everything else follows. Our country is built on people believing in everybody but themselves.

    The classroom can also be a place Where new information is brought to the kids. My kids asked me what was happening to the Vietnamese people after I showed them some pictures of napalmed kids. They had never considered the question before and were shocked when they found out what was really happening. As a teacher, we can give them information with which to challenge the authority of the media and the government's version as complete truth.

    As people. We are not only what we are in the classroom. We need to be much more than that if kids are really going to change, grow, and trust themselves. Before anyone can begin to believe in themselves, they have to have some vision of an alternative way of acting. Until they see something else working, they have no reason to believe that something else can work. We can begin to show them that something else can work.

    Last year kids were very much influenced by our living collective which shared money and personal decisions. They began to act more collectively themselves. We have to be able to point out things that work: collectives, food co-ops, free health clinics, free schools.

    We have to take ourselves and what we believe seriously if we expect the kids to take us and themselves seriously. This means taking risks and speaking out about what we think is wrong with the schools. It also means trying to change and grow and challenge ourselves to live in the way we think is right: combating chauvinism, racism, individualism, competitiveness and self-hate. It means actively trying to change the society that makes this difficult. We can't just be teachers, or we will never teach our kids anything.

    Root & Branch No. 3 (1971), pp. 34-36.

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    Root & Branch # 4

    Root and Branch Issue #4 Cover

    Issue number 4 of the libertarian socialist journal.

    Submitted by Juan Conatz on January 11, 2014

    Vietnam - Root & Branch

    Article by Root and Branch on the cease-fire called in the Vietnam war.

    Submitted by klas batalo on August 8, 2010

    On Tuesday evening, January 23, it was announced simultaneously in Washington, Hanoi, and Saigon that a cease-fire agreement had been reached and that peace was at hand in Indochina. Of course, there would be a week of fierce fighting throughout South Vietnam before the settlement would go into effect, each side struggling as in a football game to gain more ground before the whistle blew. And the fighting would go on, though on a reduced scale, and without the American bombing of Vietnam, indefinitely. But the situation in Indochina has indeed taken a new turn.

    The American anti-war movement, having just demonstrated over inauguration weekend for Nixon to Sign now! has had its wish granted. As Nixon promised, American troops and planes will leave Vietnam, American P.O.W.s will be reunited with their families, a full tally of the American dead will be drawn up, and the Vietnamese will be allowed to settle their affairs among themselves -- which, as Dr. Kissinger pointed out on January 24th, has always been the American goal.

    If the peace thus represents the achievement of American goals, the North Vietnamese in turn have proclaimed a great victory for the Vietnamese people. One thing that is clear is that what's goin on ain't exactly clear. Nonetheless, some elements of the situation should be apparent to all.

    The U.S. government has opted for the cease-fire in pursuit of its own objectives, not as a result of pressure from the anti-war movement. Throughout the war, that movement has influenced the manner in which the U.S. government carried out its policy, but the objectives of policy remained unaffected. The movement was unable to root opposition to the war in people's real daily oppression by the system that created the war. This narrowness was not so much a tactical error as a reflection of the real limits of the movement. Largely composed of students and professionals (inclulding would-be professional revolutionists), in the absence of a radical workingclass movement, the New Left as a whole was in no position to understand the system it could analyze only in terms of its own "middle class" experience.

    Against the image of American madness or imperialism, the movement posed the image of the force of national liberation as the other factor of the situation, in which the Spirit of the People was bound to triumph over the Technology of Man. It was mostly forgotten that the Spirit fortified itself with Russian and Chinese rockets, guns, ammunition, Migs, tanks, oil, and food. Seen as the classic example of a small nation holding off a great power, the fate of Vietnam has in truth always been determined by the needs of the great powers. As World War II opened the possibility for the anticolonial struggle, the Cold War made possible its continuation, as a battle by proxy between capitalism and the state-controlled economic systems of the East. Today, the rapprochement between the U.S. and both China and Russia has spelled the end of the ability of North Vietnam and the N.L.F. to continue their fight on its previous level.

    The basis for the current "cooling" of the Vietnamese civil war is thus to be found in the current needs of the major powers involved. America, driven by the logic of capitalism to lay claim to the underdeveloped world liberated from European control by the last World War, has shown its unwillingness to let the extent of that control be diminished. The state-run systems, in the meantime, have accumulated economic problems of their own -- expressed in a slowdown of economic growth -- which makes greater participation in the capitalist world market and access to Western technology a worthwhile trade for a temporary lowering of the level of conflict. In addition, the division between the two major Eastern powers put America in an especially strong position. While Laird, in his farewell news conference as Secretary of Defense, pointed out that "our strongest weapon is the Russians' desire for trade," W.H. Sullivan, Deputy Assistant Secretary of State for East Asian and Pacific Affairs, expressed "the prevailing view" in the State Department "that China pushed for an accord to curb Moscow's and Hanoi's influence in Indochina." Speaking on Meet the Press on January 28, Sullivan explained Nixon's strategy in mining North Vietnamese waters in this context, as producing "a situation in which North Vietnam became 100 per cent dependent on China for the provision of its equipment . . . Nothing could go through the waters and come into Haiphong overseas. This means that China's proccupation with Soviet encirclement came into play. This means that China's feeling that it would rather have four Balkanized states in Indochina rather than an Indochina that was dominated by Hanoi and possibly susceptible to Moscow came into play." (New York Times, 31 Jan.)

    It would be pointless to bemoan the limitation of national liberation struggles by the needs of the big powers. National liberation means the struggle for entry into the world of nation-states -- a world dominated by big power interests. This has always been understood by anti-colonial governments and forces -- hence the North Vietnamese (and Cuban) support for the Russian invasion of Czechoslovakia. Imperialism -- of the Western or the Eastern variety -- is an integral aspect of the social systems which have organized their political life in the form of the nationstate. National independence, on the level of world politics, can only mean the choice between varying degrees of integration into the spheres of influence of the state-controlled economies of Russia and China.

    For this reason also we can be sure that the war in Indochina, however long the current truce may last, has not come to an end, and that it will take its place as one of a series of similar conflicts all over the globe. Corporate capitalism and the state-run systems of Russia and China -- whatever their current needs for entente -- continue to confront each other as antagonistic systems striving to secure and to expand their mutually exclusive spheres of exploitation of labor and resources. The limited conflicts known also as brushfire wars in the parlance of the masters of the world are less threatening to the great powers than a direct confrontation between them (though this too is not an impossibility).

    What this means is that the cease-fire in Vietnam can be welcomed only as a temporary diminution of the slaughter to which the population of the world is condemned until the rival systems of exploitation -- in whose struggles for control of them they serve as cannon fodder -- are destroyed. The real tragedy of Vietnam is not its failure to achieve national self-determination, but the physical destruction of its cities and countryside, the deaths and dislocation of the people who live there. It must be remembered that the nation or the people in Vietnam as everywhere consists of several groups, with distinct and often incompatible interests -- workers struggling for better pay and conditions, peasants for control of the land and its product, the intelligentsia and native bourgeoisie for political and economic control over their country. The tragedy of the exploited people of Indochina is that they are forced to struggle and die for a better life -- and even for survival -- within the meager possibilities set by the dominating structures of class oppression.

    The system which has wreaked so much terror and pain on the Indochinese has increased pain and deprivation in store for the working populations of the developed countries too. As at the time of the first imperialist world war, the choice is between socialism and a barbarism now expanded by a new technology of destruction. Hopefully the world will not have to be reduced to a total shambles before we join the common people of Vietnam to destroy the system which is our common oppressor.

    Root & Branch No. 4 (1973), pp. 1-2

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    A very great year? - Eve Smith

    Eve Smith discusses the aims and effectiveness of Nixon's economic policies on the working class in the America.

    Submitted by klas batalo on August 8, 2010

    Each year, the Economic Report of the President allows America's economic managers to reflect upon the glories of the past year and the triumphs of the year to come. This document provides us, too, an admirable opportunity to evaluate what is going on in the American economy.

    The past few years have provided new proof of the effectiveness of Keynsian techniques of expanding and contracting the economy by expanding and contracting government budget deficits. In 1965, a massive deficit to finance the Vietnam War was followed by massive inflation. Nixon, on entering office in 1969, cut military spending, maintained special war taxes, and reduced government deficits, thus deliberately bringing on recession. This policy, with a little additional help from wage-price controls, brought inflation down to just over 3% with an official unemployment rate of over 6%.

    To overcome this recession, a budget deficit of roughly $25 billion was allowed for the current fiscal year, resulting in the current economic expansion. This is a somewhat peculiar expansion, however; unemployment has been reduced by only 1%, remaining over 5%. Nonetheless, the budget planners are already planning to "slow down" the economy by June. They believe this is essential to "prevent this expansion from becoming an inflationary boom." Nixon, fully realizing the relation between budget deficits and inflation, says he has "put restraining Federal expenditures at the top of the list of economic policies for 1973." Nor is this policy alarmist; very substantial inflationary pressure had already developed by January, when the report was issued, even though unemployment was over 5%. In January alone, wholesale food prices increased 5%, indicating rising wage demands to follow.

    All this makes the meaning of Keynsian techniques clearer. All they mean in practice is that the economic managers can shuttle the economy back and forth between inflation and recession. The entire period of "post-war prosperity" -- alleged to prove that the business cycle was a thing of the past -- can now be seen as a period of ever shorter and ever wilder swings between these two extremes. The triumph of modern economics is that it can reduce unemployment to 4% by raising inflation to 6% or, conversely, it can reduce inflation to 3% by raising unemployment to 6%. (The increasing inability to have both full employment and price stability is politely called the shift in the Phillips curve.)

    Liberals propose a straightforward solution to this problem. Why not simply keep budget deficits high, the economy booming, and accept the consequent inflation? This was essentially the approach of the Johnson Administration. The result of such inflation, however, was to price American goods out of the world market and create the balance of payments deficit that led to the collapse of first the Bretton Woods Agreement and then the Smithsonian Agreement through the devaluation of the American dollar. As repeated currency crises have shown, this problem has deepened; the American trade deficit is currently $6.4 billion. The problem grows constantly worse with economic "recovery": every increase in U.S. economic activity increases imports; every increase in U.S. inflation undermines exports. Inflation is not an available solution.

    Nixon's plan is more "realistic." He proposes to reduce government spending by eliminating those social programs which are supposed to contribute to the education, housing, medical care, or survival of the impoverished. He thus plans to limit the expansionary effect of government spending, bringing it as close to balance as he dares. His current budget proposes to retain a $12 billion deficit only in order to maintain American military supremacy and to ward off the threat of a complete collapse of the economy. (Footnote: The international face of Nixon's policy is to liquidate the American trade deficit by expanding trade with Communist countries and forcing American goods on other capitalist countries by means of tarriff and devaluation pressures. These approaches, however, have their limits. Russia and China are relatively poor countries with little but raw materials to exchange for American goods; in the short run at least they are likely to contribute little to overcoming America's trade deficit. The other capitalist countries have economic problems of their own which American policy, if successful, can only make worse, turning a national crisis into an international crisis.)

    What does all this mean for the future? It means simply that the "New Economics," like the "Old Economics," has not found a way to overcome the basic economic processes of capitalist society. Economic expansion throughout the history of capitalism has never been unlimited; each cycle has reached its limits and then contraction has set in. The attempt to stave this off with deficit spending has merely created "inflationary recession." We may expect it to continue indefinitely, with economic planners proving their mettle by sometimes increasing the inflation, sometimes the recession.

    Short of full-scale depression, there is only one way the system can improve this situation. That is to raise profits by lowering labor costs. If it could do this, it would be able to expand profitably without raising prices. And it could regain international markets, both by the direct savings on labor costs and by modernizing the antiquated American industrial plant with the proceeds. To the extent that the system's economic problems in the coming few years are severe, it is bound to attempt this strategy.

    Such a strategy is of course nothing new. The continuing expansion of the late 1960s was in part made possible by the continuing decline in workers' real wages as substantial wage increases lagged behind even faster price increases. On taking office, Nixon provoked an economic contraction and rise in unemployment, explicitly in order to loosen the labor market and thereby bring down labor costs. When this approach proved inadequate, he applied government wage-price controls. Government officials explicitly stated that the central purpose of these was to control wages -- the price controls were merely to make the wage controls acceptable to the workers. Thus we see that the economic managers are capable of using either inflation or unemployment, not to mention direct controls, as a weapon to reduce workers' incomes.

    At the same time, the government has tried to stimulate a national drive to increase "productivity." Of course, the primary reason for low American productivity is that American industry has been very backward in modernizing its productive plant. The vast modernization that is needed to remain internationally competitive is too extensive in most cases to carry out profitably. But productivity can also be raised simply by forcing workers to work harder and faster. The attempts to break down work rules and speed up production -- resulting in a number of strikes in the past year -- are the natural result.

    Unfortunately for the system, it has not been overwhelmingly successful so far in reducing workers' conditions. Productivity drives have had marginal effect. The contracts established by the last big round of wage negotiations in 1970 greatly exceeded the Nixon Administration guidelines, even though they came in the midst of a recession Nixon had stimulated precisely to hold down labor costs. The 1970 Teamster wildcat set the pattern for successful rank-and-file resistance to union-proposed settlements within the Nixon guidelines in the major industries. Direct wage controls had only marginal impact, an impact which would have been even less had they not been imposed in the pit of a recession. As the President's economic report pointed out, without previous deflationary moves, "the subsequent success of price and wage controls would have been impossible." In the end, their effectiveness was so marginal that Nixon has been willing to give them up in exchange for the political support he is receiving from George Meany.

    Nixon dreams of an electoral alliance between the traditional Republican business constituency and the more affluent parts of the working class. (It is no accident that he has been reading up on Disraeli.) He aims especially for those older workers who are protected from unemployment by their accumulated seniority but who are threatened by inflation, tax increases, and the incursions of the impoverished. To the extent that he makes genuine concessions to organized labor, however, he will only make worse the overall economic problems he faces.

    In short, the system's margins for manoeuver are growing steadily narrower. It needs to maintain military supremacy, fund social programs to allow urban survival, provide full employment, maintain price stability, permit a slow, steady rise in real wages, and steadily expand profits -- all at the same time. It can't. That is why politicians from George McGovern to Richard Nixon define the central issue as one of "national priorities." We may expect official politics for years ahead to be preoccupied with the question: which of the system's needs are not to be fulfilled?

    If the system could fulfill all its needs, it would win universal support save for a handful of ideological malcontents. But it can't. This year's budget jetissoned all attempts to maintain urban life at the level of survival, despite the fact that a series of official commissions have repeatedly found that this problem threatens the life of the nation. Likewise it jetissoned any attempt to bring unemployment much below current levels; the "neighborhood" of 4.5% is its most optimistic prediction. The probable result will be to generate discontent throughout society. Whether and how this discontent can make itself effective will be our central problem for the years ahead.

    Root & Branch No. 4 (1973), pp. 3-6

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    A post-affluence critique - Jeremy Brecher

    Post-Scarcity Anarchism by Murray Bookchin (Ramparts Press, 1971) reviewed by Jeremy Brecher Root & Branch No. 4 (1973), pp. 7-22.

    Submitted by klas batalo on August 8, 2010

    I

    Throughout the 1960's, the themes of a return to nature, hostility to synthetics, anti-"consumerism," dissolution of sexual restrictions and roles, community and tribalism, internal exploration through drugs and other means, all became widespread among college and dropout youth, and were echoed by many young professionals -- all underpinned by a discontent with the established roles assigned them by present-day society. Their experimentation was made possible by their relative affluence and economic security. This put them in direct contrast with the generation which had been scarred by the economic rigors of the Great Depression, and to those of their contemporaries for whom labor was a prerequisite to survival.

    By the end of the 1960s, the discontent remained, but much of the opportunity for experimentation had vanished. Students began to knuckle down for grades and eschewed political activity that might get them thrown out of school; dropouts, no longer able to live off the scraps of a booming economy, were forced to look for work and face the problems of any other workers. The romantic exuberance and sense of possibility that marked the 1960s became a matter of history.

    Murray Bookchin's essays, published in Anarchos magazine from 1965 to 1970 and collected here, form one of the best products of that history. A careful look at them will reveal much about both the limits of radical thought in that period, and about those of its contributions which will still be useful in the grimmer times ahead.

    Bookchin's central argument runs as follows. The last three decades, and especially the late 1950s, mark a technological turning point that negates all values and social programs of previous history, by making possible an era at once materially abundant and virtually free from toil. Young people, realizing this, have begun to adopt a whole new lifestyle, eliminating all the repressive attitudes and hierarchical institutions previously necessitated by scarcity and the need to work. A new vision of what society could be like is making the toil and renunciation of present-day society increasingly intolerable to people of every class, especially the young. Riots, crime, and other forms of rebellion by the declasses who intuitively reject the values, forms, aspirations, and institutions of the established order become chronic. Simultaneously, the destruction of the natural environment by a hierarchical society threatens to destroy the entire "biotic pyramid" on which human life depends.

    Bookchin looks to a massive popular revolution, somewhat like an extended version of the French upheaval of May, 1968, to emerge from these contradictions. Neighborhood assemblies, stimulated by dropout youth, would thereupon take over direction of society on a decentralized basis. People would leave the cities and factories to found autonomous, face-to-face communities in the countryside, which would become the new unit of society. They would be carefully adapted to the local ecology, and would utilize new, small-scale automated technology to provide for the needs of the community while eliminating toil. Human beings in the process would not only become free, but would become rounded members of a rounded society, fulfilling their desires in all realms of life.

    Bookchin's argument superimposes a revolutionary dialectic on a number of themes that were "in the air" during the 1960s. These ideas were reflected in many of the bestsellers of the period. The idea that we live for the first time in a society where the problem of material scarcity has been largely overcome was popularized in J.K. Galbraith's The Affluent Society. The idea that in response, youth have developed a new lifestyle that is completely transforming society received wide circulation in Charles Reich's The Greening of America. The threat of ecological disaster has been increasingly borne in upon public consciousness since the publication of Rachel Carson's Silent Spring. Post-Scarcity Anarchism is an attempt to integrate this matrix of ideas into the tradition of left-wing anarchism.

    There is much in this book that is valid, useful, and important. Bookchin argues persuasively that the various socialist and communist parties have become a major prop to hierarchical society, and that internally they promote both an institutional and a character structure that reproduces the worst aspects of the society they claim to oppose. He shows how limited the vision of radicals has generally been, and how they have failed to provide a real alternative to the present oppression of life. Equally important, he makes many proposals which at least will stimulate much discussion on the real possibilities of eliminating toil, domination, hierarchy, authority, and repression. This review is intended as a contribution to that discussion. It will focus on two of Bookchin's arguments: that an alternative society must be based on independent, face-to-face communities, and that we can no longer think about revolution in terms of the working class.
    II

    One of Bookchin's most important objectives in this book is to introduce an ecological dimension into social theory. He does this in "Ecology and Revolutionary Thought," an essay published in Anarchos before any other in this volume. Since it also gives one of his main arguments for a society of decentralized communities, it will serve as a useful starting point for our discussion of the latter.

    Human development has often been seen as a steady increase of humanity's power to dominate nature. Yet this power is self-defeating if it destroys the very aspects of nature on which human life depends. Indeed, the idea of power over nature is inherently illusory, for no matter what we do, nature follows its own laws. Human progress actually lies in ever more perfect cooperation with nature, integrating its laws with our own purposes. To the extent that we ignore this -- and Bookchin shows that extent to be very great -- nature revenges itself upon us. If humanity is to survive, it must reverse direction and foster rather than destroy the natural systems on which it depends.

    Bookchin argues that the way to do so is to eliminate cities, factories, and economic specialization and centralization, and replace them with "ecological communities," based on the natural resources of the locality concerned. Husbandry and intensive garden-style agriculture carefully adopted to the soils and contours of the last would replace the vast factory farms of today. Small factories which did not disturb the environment would provide for local needs without vast national industries. In all this Bookchin reflects the hostility toward large-scale production and desire to get "back to nature" which marked the youth culture of the 1960s.

    Many of Bookchin's concrete proposals for improving humanity's balance with nature have merit, but he misses one basic aspect of the problem. He sensibly proposes that our objective be to "manage" (as contrasted with dominating) the biosphere. But this simply cannot be done by separate, isolated communities. One of the key principles of ecology -- indeed of all biology -- is that all biological systems have multiple levels of organization. For example, the organisms of a particular micro-environment are directly dependent on each other for food supply and regulation of population size. But at an entirely different level, all organisms are dependent on the transformation of carbon dioxide into oxygen by the entire plant population of the earth, and the revers transformation of oxygen into carbon dioxide by the animals. The maintenance of a viable biosphere depends not only on a balanced local ecology, but on a total balance among the various elements of nature, including humanity as a whole. If, as Bookchin argues, we are to "manage" the biosphere, this cannot be done merely on the basis of separate, independent communities. Indeed, it requires coordination on a worldwide scale.

    There is little reason to think that such communities would refrain from activities whose baneful ecological consequences would fall on others rather than themselves. What would prevent the continuation of the present situation, described by the Tom Leher song, in which

    The breakfast garbage
    They dump in Troy
    You'll drink with lunch
    In Perth Amboy.

    For in reality, no community can be an island, entire unto itself. There is no escaping from the consequences of other's actions. Indeed, this interdependence is the central lesson of ecology: Bookchin stresses it at some points, but ignores it where it contradicts his program. His proposals would reestablish the present situation, in which special groups can take actions which affect us, but over which we have no control.

    This power of separate groups would also permeate economic relations. The natural resources of different areas are very uneven, so that the inevitable result of Bookchin's proposals would be a new stratification of rich and poor communities. This in turn would generate a new struggle among communities for a claim on resources or the social product. Bookchin relies on the improved morality of an anarchist society to prevent the resurgence of inequality. "Free men will not be greedy," he writes, "one liberated community will not try to dominate another because it has a potential monopoly of copper, computer experts will not try to enslave grease monkeys." It seems a slender reed on which to base a free and equal society, especially since a large proportion of communities would lack absolutely essential resources and would be forced into either severe privation or plunder were the others less generous than Bookchin hopes. Interestingly, it is precisely the differences between resources and development in various regions which has led to the resurgence of conflict among the disparate nationalities of the "decentralized" economy of Yugoslavia.

    Leaving aside such possible side effects, the question remains whether a society of independent communities is feasible at an acceptable standard of living. Any society must organize natural resources, labor, and technology so as to provide for its continuing life -- otherwise it ceases to exist. We have already pointed out some of the difficulties such a society would have with resources. We will next turn to the organization of labor, then to the problem of technology.

    One critical problem with Bookchin's proposal lies in the interdependence of the production process. To make any product, it is necessary to have dozens or in many cases thousands of items that are the product of a previous production process. Indeed, Bookchin recognizes that, for example, behind "a single yard of high quality electrical wiring lies a copper mine, the machinery needed to operate it, a plant for producing insulating material, a copper smelting and shaping complex, a transportation system for distributing the wiring -- and behind each of these complexes other mines, plants, machine shops and so forth." But hundreds of the objects which make up a civilized standard of life are created through processes just as complex and in many cases far more so -- after all, copper wire is a relatively simple product. The immense range of products needed for life cannot possibly be provided by Bookchin's face-to-face communities unless he is willing to replace toilets with privies, pianos with tom-toms, refrigeration with putrefaction, and surgical equipment with suffering and death. Further, such small communities would eliminate one of the greatest tools for reducing toil, since as Bookchin himself recognizes, "one of the most effective means of increasing output" is "the extending and sophisticating division of labor."

    Of course, Bookchin argues that it is this very division which has made work so dehumanizing. His opposition to "workers councils" coordinating production over a wide area comes largely from his fear that they would perpetuate this condition. This I think is based on a misapprehension. There is little to criticize in Bookchin's desire that individuals have an opportunity to engage in a wide range of activities, including manufacturing, agriculture, and management -- in contrast to the mutilating specialization of labor today. But this does not require that the enormous range of productive functions that are exercised today must be abolished. That specialization can continue and even be extended, while the actual activity of the individual producers themselves becomes more and more varied. Indeed, Bookchin's proposal would eliminate much of the diversity he claims as his objective, since every community would be forced to concentrate its limited resources on producing the same basic necessities by a uniformly simple division of labor. The variety of modern life, its range of alternatives, is made possible by the greatly differentiated activities that make it up.

    The real road to abolishing the mutilating aspects of the division of labor lies in a different direction. First, it requires a rational application of the division of labor to lower the necessary labor time of each individual as much as possible, so that life can become predominantly time that is free for activities conducted for their own sake, not out of need. Bookchin of course agrees with this in principle, but his program would make it impossible in practice because he ignores the economic realities on which such freedom must be based. Second, it requires complete reorganization of the work process and division of labor within the production units, so that the producers participate in and direct a complete process, rather than mindlessly carrying out one repeated task. Third, it requires an end to the identification of the individual with a single role in production, through the opportunity to engage in a variety of activities during any period, and to change areas of work in the course of a lifetime. These are exactly the kinds of possibilities opened up by workers self-management of production.

    Such a pattern, incidentally, would greatly perfect the division of labor, at the same time that it suppressed that horror of all modern societies, capitalist or socialist, the labor market. No doubt there would be universal responsibility to put in a certain minimum number of hours of work. (Whether this would be enforced by law or merely by a universal understanding of its necessity will certainly be an important question.) Each productive unit would prepare a roster of its additional labor needs, and those looking for new work could essentially take their choice among the alternatives available. With the individual no longer molded to fit the job, not only would his own freedom increase, but the flexibility of the entire system.

    Bookchin devotes an extended chapter to the technological developments he asserts make his small communities viable. Its tone is eminently practical, but its contents are in the tradition of science fiction -- taking genuine scientific advances and projecting them far beyond what actually exists. For example, one of the main problems with separate communities as we have seen is that natural resources are not found evenly distributed throughout the earth, but rather in concentrated deposits. Bookchin proposes to solve this by extracting the traces of uranium, magnesium, zinc, copper, sulphur, chlorine, and other industrially-needed substances that exist in common rock, soil, and sea water. He argues that if they can be detected in the laboratory they may also be extracted for industry. We might argue with equal logic that since they can be produced atom by atom in the laboratory, they can be produced that way for industry.

    Bookchin admits that such extraction would take so much energy as to make it impractical with conventional energy sources. He then suggests solar energy as the solution, since solar energy striking the earth is 3,000 times the annual energy consumption of humanity. Yet he holds up for his model as "one of the largest" examples of using solar energy for industry a solar furnace that will only melt 100 lbs. of metal at a time; by way of comparison, even the miniaturized electric pig-iron furnaces he recommends for decentralized communities produce 100 to 250 tons of iron a day, and would require corresponding quantities of power. (His other proposals for energy sources are even more speculative: tidal dams, temperature differentials in bodies of water, and wind power, none of which are presently in use for industrial purposes.) There is no reason to doubt that solar energy can contribute to heating houses and running stoves, but there is equally little reason to believe that it can provide power at the level required even for decentralized industries, let alone for resource extraction processes for which even existing energy sources are insufficient. Bookchin takes his final dive into science fiction when he envisions "humans of the future" who will simply forget about the problems of technology and "stand at the end of a cybernated assembly line with baskets to cart the goods home."

    Bookchin asks whether "a future society will be organized around technology or whether technology is now sufficiently malleable so that it can be organized around society." He points out that we can design a machine to do almost anything if we are willing to commit the resources; from this he draws the conclusion that we can develop the technological basis for any kind of society we want. Indeed, this is the key assumption that underlies his statement that we are on the threshold of a post-scarcity society. But the unfortunate fact is that, even with the full application of recent discoveries, limitations of technology will continue to exist, and will continue to put limits on the alternatives available to human society. Of course, further technological revolutions are not only possible but probable in the future, opening an ever wider set of possibilities. But if we are advocating a social revolution today, we must base our social alternative on possibilities which are real today, or our proposals will be taken as the science fiction they in fact are.

    Bookchin's belief that modern technology allows small communities to be self-sufficient is in the end unconvincing. But his discussion of alternative technologies does contribute to an important process. We tend to think of the existing pattern of production (like the existing pattern of society) as a fixed structure, which we may perhaps modify but which we cannot fundamentally alter. One of the most important aspects of human freedom, however, is the power to change that structure, to use technology as we want. Bookchin shows us that we do in fact have that power, and that within limits we can restructure the technical base of society as we choose. The consciousness of this fact is essential to a free and rational society; its development is an important part of the revolutionary process. By ignoring its limits, Bookchin unfortunately makes the very real freedom we have appear a utopian dream.

    Bookchin's emphasis on small, face-to-face communities grows in large part out of his desire to use technology to "carry man beyond the realm of freedom into the realm of life and desire." Indeed, one whole dimension of his thought is aimed at constructing a society which will realize such values as community, erotic fulfillment, well-roundedness, etc. Personally, I have my doubts about proposals for social reorganization that go "beyond the realm of freedom" and try to prescribe values for the future. If some people in a free society want to live in communes that is fine with me, but I see no reason to oppose someone who wants to be a hermit, who wants to live in a nuclear family, or who likes the anonymity an urban life allows. Similarly, I see every advantage in polymorphous sexuality, but I see no reason to reject the exclusive homo- or heterosexual or celibate. And while I myself enjoy a variety in my activities, I see no reason to discourage an individual from a single-minded pursuit of a particular calling in the name of well-roundedness. Bookchin uses ancient Greece to illustrate his ideas of community and all-round activity. [Footnote: It is a bit unnerving to hear him defend Athens against the charge of being "a slave economy which built its civilization and generous humanistic outlook on the backs of human chattels ..." One might expect a revolutionary to wonder how Athenian democracy looked from the point of view of a slave.] For all his talk about taking our poetry from the future, it seems he partakes of the classic fault of utopianism: projecting as the development of the future the "good" side of the past.

    I am particularly bothered by his conception of people as citizens of a community, a concept he draws from ancient Athens and the radical democratic tradition of the 18th and 19th centuries. It is not clear what he means to imply by this, but it disturbs me somewhat, especially if he takes his Athenian precedent seriously; for this "community," which he describes as "so successfully libertarian in character," among its powers "banished undesirable citizens" -- or, as we know in the case of Socrates, put them to death. Of course, Bookchin is not advocating this sort of thing, but anyone with personal experience with small communities knows that they can exercise tremendous power over the lives of their members. Indeed, his total community, with its complete control over every aspect of the individual's existence, has a disturbing totalitarian potential, whatever humanistic rhetoric of the rounded individual in the rounded community is wrapped around it. I wish Bookchin would devote as much attention to this potential threat to freedom as he does to those which come from economic coordination.

    Further, the concept of "citizen" seems to me to be exactly the kind of abstract identity Bookchin is so adamant in attacking when it comes to considering people as workers. I believe that in a free society, people will be neither "workers" nor "citizens," but simply people -- people who cooperate in a variety of ways to produce the kind of life they desire to lead. I think a society based on multiple networks for achieving a variety of objectives may well offer a greater protection for freedom than a total community, whose assembly holds total power over all facets of social life. Bookchin's approach at times seems closer to the "popular sovereignty" of democratic theory than to the combination of individual liberty and cooperative activity of the anarchist tradition at its best.

    Bookchin is of course right in attacking those who would see the good society solely in terms of a reorganization of what is now considered "the economy." We need new concepts in which "economic planning " is no longer a separate sphere, but rather completely merged with urban planning, environmental planning, residential planning and the like. All of these involve ordering the material world through the organization of our own activity. Bookchin argues that this organization should aim to make peoples' dependence on nature perfectly transparent. I would add other goals that are equally important. One is to make human interdependence evident and understandable, so that people can both grasp social necessities as they arise, and can see their own power to affect social development. Another is to make the physical objects and processes we create -- buildings, machines, cities, roads, and whatever -- feel subject to our control because in fact they are subject to our control. All three objectives require social coordination on the widest possible scale as well as the freedom and power of individuals and small groups.

    In his section on technology, Bookchin pulls back a bit from his image of economically independent communities. "I do not claim that all of man's economic activities can be completely decentralized." "Depending upon the resources and uniqueness of regions, a rational, humanistic balance could be struck between autarchy, industrial confederation, and a national division of labor." In the end he admits that there will be a "sizable category of material that can only be furnished by a nationwide system of distribution." Such distribution, he concedes, would be possible "without the mediation of centralized bureaucratic institutions." This approach, so different from the main thrust of his book, is clearly the direction we must go in thinking about an alternative society, but he nowhere tries to deal with the problems of economic coordination this would seem to imply.

    The key to combining such large- and medium-scale coordination with power at the base lies in distinguishing two distinct, though related issues. One is whether a special group -- the state, the planning bureaucracy, the leadership, the party, or even the workers' representatives in workers councils -- separate from the rest of us makes social decisions. The other is the size of the unit in which decision-making occurs. Bookchin and decentralists in general talk as if the second determined the first. But we know that small, face-to-face communities are no guarantee against control by a minority. In many parts of the world, small communities are ruled as private fiefdoms; elsewhere they are dominated by a small group of powerful elders, landlords, clan leaders, or the like. Nor is there proof that if any truly democratic organization is possible, it cannot be a large one.

    The whole issue of scale of social organization has been obscured by this confusion. The alternatives have been posed as centralized planning by a separate group on the one hand, and independent self-managed local groups on the other. These have been the terms of the traditional debate between state socialists and decentralists.

    If we start with the aim of establishing maximum power over our lives, we have to oppose any special group of decision-makers who are separate from us. But this tells us nothing about what scale of organization will maximize our power and our freedom.

    One central aspect of this question is missed by advocates of both central planning and of autonomous communities, namely, that different levels of organization are appropriate to different kinds of problems. Let us take two historical examples which reveal the chaos caused by ignoring this principle. In the speech in which he announced Cuba's failure to reach its sugar production goals, Fidel Castro admitted the chaos that had resulted from the over-centralized control of the Cuban economy. Bricks would be made in one place, but no transportation would be arranged to take them to another site where workers were all ready to build houses and schools. Machines were made, but no tools or spare parts were available to repair them when they broke down. The attempt to manage everything from the center, far from leading to rational coordination, resulted in catastrophic inefficiency and disorder. However, local independence is no guarantee against this fate, as the first American railroads suggest. In the early stages of railroad construction in the U.S., a great many towns raised money and built their own railroads. The result was a totally unworkable system of short stretches of track following labyrinthine courses and almost impossible to coordinate in operation. Some of them did not even connect to anything. Only with the organization of large-scale companies was any kind of usable transportation system developed out of this chaos.

    Fortunately, we are not, I believe, really faced with a choice between separate, independent communities on the one hand and central dictatorial authority on the other. For the model of various interacting levels of organization we have discussed above in connection with ecology can be applied to society as well.

    A multileveled council system allows the various groups affected by different decisions to participate in making them. The level at which each type of decision is made will no doubt be arrived at by taking the existing pattern, modifying it experimentally, and evaluating the results. We can see a few principles, however, which are likely to affect the ultimate pattern. Resources which are not evenly distributed throughout the earth like copper or petroleum will require worldwide distribution and coordination. Products needed in small quantities but requiring complex activities will no doubt be produced on a national or international basis -- the world may well need only one plant producing left-handed scalpels. A national transportation system may well have to be planned nationally; but the exact local course of a road is of great importance to any community, and localities could have great power over it within the framework of a national plan. The architecture and location of a building have so much impact locally that decisions about them might rest completely in local hands, even for a plant producing goods on a worldwide scale. The internal design and actual process of a plant or office affect no one so much as those who work there, and there is no reason they should not have complete power over it within the technical limitations of the task to be accomplished. Of course, such a system can never eliminate conflict among the various levels and interests -- but that is because it reflects so well all the various interests and needs of people, which at times come into conflict even in a context of abundance. The objective of such a system -- and the criterion by which decision-making levels would be allotted -- is to establish for ourselves as much control over the conditions of our lives as we can, and therefore as much freedom as possible.

    This is the general approach of many of those who advocate a society based on workers councils, and we must digress for a moment to discuss Bookchin's objections to such a system as anything more than a transitional form. We may start with his useful critique of the type of Soviet organization that emerged in Russia in the revolution of 1917. These were bodies of delegates elected by groups of workers, peasants, and soldiers, which initially coordinated the revolutionary struggle and, after the October revolution, became the new government. Their national congresses, as Bookchin points out, became increasingly unrepresentative bodies, as local soviets elected regional representatives who in turn elected national representatives. Actual power passed first from an unwieldy national congress of over 1,000 delegates, to an executive committee of 200 to 300, and finally to the Council of People's Commissars -- the Bolshevik cabinet -- as sessions of the larger groups became more infrequent and pro forma.

    Bookchin offers several explanations for this process. First, it was encouraged by the hierarchical structure of the soviets themselves; presumably he is here referring to their indirect elections and the fact that (as in parliamentary democracy) orders flowed down from the top, justified by the representative nature attributed to the regime. Second,, the "social roots" of the Soviets were too limited for a "true popular democracy." By this, Bookchin seems to mean that the Russian people were not committed to ruling themselves. He says that the military battalions which went over to the revolution were too unstable, the new Red Army too well controlled by the Bolsheviks, the regular military too politically inert, and the peasant villages too preoccupied with local concerns to keep the soviets alive.

    So far his analysis seems acceptable. The problem comes when he tries to explain why the industrial workers, who were left as the main base of the Soviets, were unable to resist the establishment of central Bolshevik authority. Bookchin argues that the basic weakness lay in the nature of the factory itself. The social power of a particular factory is limited since it is dependent for its existence on other factories and sources of raw material. According to Bookchin, this makes it impossible for power to stay at the base. The conclusion is central for all Bookchin's thought: a revolution based on workers organized at the point of production "creates the conditions for a centralized, hierarchical political structure."

    What Bookchin fails to see is that it is precisely this interdependence which makes workplaces powerful. In the early days of the revolution, factories were taken over by factory committees of the workers, which were moving rapidly toward their own direct coordination of production. (For a full, documented discussion of this process, see Bolsheviks and Workers Control by Maurice Brinton, published by Solidarity and available from Root & Branch.) The railway workers, who represented the essence of the interrelation of production, provide one important example. The day after the Bolshevik seizure of power, the All-Russian Executive Committee of Railwaymen, a union E.H. Carr describes as "a mammoth factory committee exercizing workers' control" in running the railways, announced its opposition to "the seizure of power by any one political party" and threatened a general strike. Its power was sufficient to force the Bolsheviks to reverse themselves and include the Left Social Revolutionaries in the Soviet government. The Bolsheviks thereupon tried to undermine their position by creating a rival organization and giving it the authority to run the railroads, backed by state power. Once the railway workers were thus split, the Bolsheviks decreed "dictatorial powers in matters relating to railway transport." Yet in August 1920, political opposition by the railway workers was still so strong -- and so crippling to the economy -- that Trotsky was only able to suppress it through martial law and the summary ousting of their leaders. It was precisely to break this rising power of the workers at the workplace that the Bolsheviks moved against the factory committees. They succeeded in crushing them not because of some inherently centralist tendency of industry, but because of total disorganization caused by the war, because the Russian working class represented only a miniscule part of the population, and because a large proportion of workers were willing to accept Bolshevik rule.

    Bookchin concedes that in the Spanish revolution, "working-class self-management succeeded." This he attributes to the conscious effort of the anarcho-syndicalist union, the C.N.T., to limit the tendency toward centralization, and the continuous power exercised by local assemblies over their representatives and delegates. The higher bodies of the C.N.T. functioned essentially as coordinating organs, and every individual, he states, felt personally responsible and personally influential in its policies and activities. This highly idealized view of events in Spain contradicts Bookchin's argument that factories imply a national centralization of power.

    Indeed, this argument doesn't hold water, unless any national coordination is considered as centralization. But this is just what Bookchin does. He contrasts sharply what he terms "mediated" and "unmediated" forms of social relations. Face-to-face relations are unmediated and good; all others are mediated and bad. Thus for Bookchin, our enemy is not merely any social power we do not control; it is any form of social organization too large to meet face-to-face. Even a system coordinated by delegates who were nothing more than messengers for face-to-face groups would be mediated and therefore bad.

    Bookchin concedes that communities cannot be small enough to meet face-to-face and yet large enough to be economically autarchic at a civilized standard of living. Coordination among groups too large to meet face-to-face -- mediated relationships in Bookchin's terms -- are inevitable unless we return to the primitive standard of living advocated by those anti-technologists Bookchin has elsewhere stigmatized as "paleolithic food-gatherers." The problem is how those at the base can keep the coordination process in their own hands -- for unless they do the coordinating themselves, someone else surely will, and thus seize social power. Bookchin leaves the door dangerously open for those who would argue that, since coordination is necessary, a central bureaucracy or state to conduct it is necessary too. Libertarians would do better to focus their attention on how this coordination can be conducted from below, rather than attacking it altogether.

    Indeed, Bookchin has modified an earlier version of one essay to admit that such coordinating councils need not become focusses of power, if they are "limited by direct relationships" of the face-to-face group, "leaving policy decisions to the latter." In discussing the specialized committees and boards in a neighborhood, Bookchin suggests the means by which this can be done. "They must be answerable at every point to the assembly; they and their work must be under continual review by the assembly; and finally, their members must be subject to immediate recall by the assembly." It is precisely such principles that "mediated" coordinating organs too can function without becoming central bureaucratic authorities.

    In addition to multiple levels of organization, one other principle of biological and other systems is essential for conceiving a society with coordination but no authority, the principle of feedback. In the classical model of centralized socialist planning, a group of Planners sits around a table and draws up the Plan, listing everything that is to be produced for the next five or however many years. Such planning is, as Bookchin would argue, inherently centralist, bureaucratic, and authoritarian; experience has shown that it is also hideously inefficient, producing anarchy in the most derogatory sense. But there are other types of systems which provide for the disperate needs of their sub-units by a very different type of coordination -- mutual regulation through feedback. The systems of computerized inventory control used by large companies today -- regulating hundreds of stores and plants and thousands of products -- illustrate the essential simplicity of this approach. In one system, for example, a punch-card accompanies each item produced. When that item is sold, the card is returned to a central computer, which adds up the needs of all the stores for replacement of each product. This information is then conveyed to the various plants, which expand or contract their output accordingly. Their own inventory -- the parts and material they need for their work -- is coordinated with their suppliers in exactly the same manner. This information network allows the various factories and stores to coordinate their activities, maintaining a stable level of needed materials, without any one of them holding general authority over the others.

    We can envision the entire productive process of a socialist society as a system designed to provide a steady flow of those things individuals and sub-units need and want. Economic coordination at any given level of production requires little more than adjusting the level of flow of the various products, which can be done simply by feeding back information on needs and comparing them with present flow. A constant monitoring of inventory fluctuation provides an additional check.

    Of course, the process becomes more complex when a change in the system is desired -- for example a new product or process, a change in location, a combination or subdivision of units, or whatever. Before making changes in the production process, people would no doubt try to simulate their effects, using computerized models of the entire economy to test their ramifications. With the economy itself run on a continuous feedback principle, the economic effects of any proposed change would be relatively easy to trace. All those affected by the change could thereby be assured of an opportunity to participate in deciding on it -- after their own discussion and vote -- through mandated representatives. Then the change could be tried experimentally, its effects on the entire system carefully monitored, and the necessary adjustments made throughout. By such an approach it is possible to have a coordinated economy with continuous planning but no Central Plan or Plan Authority.
    III

    Bookchin expresses one of the most characteristic themes of 1960s radicalism, that the working class is a conservative supporter of the existing society, while the "middle class" is so psychologically manipulated and oppressed that it is potentially revolutionary. "The proletariat" writes Bookchin, "instead of developing into a revolutionary class within the womb of capitalism, turns out to be an organ within the body of bourgeois society." On the other hand, "Capitalism, far from affording ‘privileges’ to the middle classes, tends to degrade them more abjectly than any other stratum in society … there is nothing more oppressive than ‘privilege’ today, for the deepest recesses of the ‘privileged’ man's psyche are fair game for exploitation and domination." [Footnote: It seems that no one is so unhappy as the poor little rich kid. The solution to the misery of the privileged, however, can be found without resort to revolution if Bookchin is correct. All that is needed is to enlighten the unprivileged workers about the miseries of the affluent, and I confidently predict that streams of workers will step forward of their own free will to take on themselves the burden of these false "privileges," relieving the middle classes of their pain and allowing them to occupy the workers's place in the factory, secure in that happy organ of bourgeois society. In their new-found leisure and misery, the workers might then even experience the "exploitation and domination" of their psyches which would make them at long last ripe for revolution.]

    Of course, Bookchin's point of view reflects the empirical facts of the time in which it was written. During the 1960s, affluent youth were in visible revolt; industrial workers by and large were not. But it is a great mistake to extrapolate too directly from this kind of short-range alignment of social forces to the more fundimental power conflicts that come out in a genuinely revolutionary struggle. Two years before the Russian revolution aristocrats were conspiring to assassinate top members of the government while workers were threatening to lynch Bolsheviks in the shops for their stand against the war. If the radical movement of middle-class youth in the 1960s cannot be dismissed as merely petty-bourgeois dilettantism, neither can it now be seen as a serious revolutionary movement determined to overthrow capitalism and all hierarchy. Perhaps it can best be seen as the revolt of a segment of society resisting its reduction from free professionals to hired workers if in the process it made a valuable challenge to the values of capitalist society, it hardly possessed the understanding, the commitment, and above all the social power to reverse that proletarianization, let alone eliminate its source. The post-1968 recession has not made this stratum any happier with their lot, but it is successfully forcing them to accept it. We may expect that this stratum will not revolt again until they realize that they too are condemned to a life of toil, and can only escape it by eliminating any separate group that would control and exploit the labor of others. At that point they will see their interests as identical with those of the rest of the working class.

    Bookchin's conception of the working class rests on three bases. One is the undoubted fact that working class struggle was at a low ebb during the years in which the current generation grew up -- roughly 1950 to 1965, years also marked by the relative stabilization of the capitalist economy. Social theorists of the "end of ideology" school interpreted this as indicating a fundimental change in Western society. Many radicals, notably C. Wright Mills and Herbert Marcuse, while attacking the "end of ideology" rhetoric, accepted the premise that the working class was no longer a potentially revolutionary force in economically developed societies. This assumption dominated the thinking of the New Left until roughly the time of the May 1968 general strike in France. Since that time, the assumption has been largely shattered by the resurgence of working class revolt and direct action not only in France but in Italy, England, Chechosolvakia, Poland, and to a lesser extent the U.S. and other countries. We can now see this theory in historical context. Every period of capitalist expansion and relative quiescence of the class struggle has produced theories of the same sort, which have held wide public acceptance until their factual basis crumbled under their feet. We are witnessing another such collapse today.

    The second base of Bookchin's attitude echoes another idea popularized by the "end of ideology" school, the theory of working class "authoritarianism." Through the 1950s, many sociologists and historians argued that the conditions of working class life made workers a group with an authoritarian personality structure, prone to following fascistic leaders and trampling on liberty. Bookchin argues that "our enemies" include an outlook supported by "the worker dominated by the factory hierarchy, by the industrial routine, and by the work ethic." He views the worker as someone who must shed "his work ethic, his character-structure derived from industrial discipline, his respect for hierarchy, his obedience to leaders, his consumerism, his vestiges of puritanism." This statement expresses perfectly the moral contempt with which the New Left generally regarded workers, and goes far to explain why it had so little appeal to them. The New Left hated and feared the working class, and considered it an enemy. Such self-righteousness is hardly becoming in radical students whom capitalism provides the privilege of living off the labor of others, pursuing a life relatively free from the factory hierarchy, industrial routine, and, in short, the need to sell their labor. Workers, like others, accept the exercise of power over them in many areas of life. They share many of the racist and sexist attitudes of our society. But anyone who thinks workers like the factory hierarchy or the industrial routine has ample opportunity to learn otherwise by lining up at the nearest factory employment line.

    We come to the third base of Bookchin's argument when he chooses to "flatly deny" that "workers are driven by their interests as workers to revolutionary measures against hierarchical society." Unless Bookchin is using "interests as workers" in some peculiar and idiosyncratic manner [Footnote: Perhaps he means "interests as workers" as contrasted with "interests as human beings." Perhaps he means that the interests in freedom, plentiful goods and services, self-direction, etc., are "interests as humans" rather than "interests as workers." But then all interests would be "interests as humans" and the concept of "interests of members of a class" would be meaningless. I would maintain, however, that the concept of the common interests of a class is extremely useful, since groups of individuals do in fact have common interests growing out of a common situation in society which differs from that of other groups. Their interests are of course "human" in that they are the interests of human beings -- but decidedly not in the sense that they are the interests of all human beings.], this statement is, I believe, false. Anyone familiar with the day-to-day conflict with authority of workers in a plant or office, let alone the history of spontaneous rebellions against it in strikes, occupations, and attempts to establish self-management, would surely be sceptical of Bookchin's assertion. Workers as workers have an interest in eliminating the power of anyone who can direct and exploit their labor; for only by eliminating that power can they gain control of their own time and their own share of social resources. The difference between workers -- those who have no share in society's means of production -- and other classes who do, is that workers have no means of escape from the power of authority except to eliminate that authority. In this their interests are far more opposed to hierarchy than the affluent youth Bookchin celebrates, who can achieve a life of relative freedom by buying a piece of land in the country or living without having to work full-time in the city -- all on the basis of parental subsidy, educational advantage, personal connections, and other forms of privilege. Of course, such people may favor revolution. (In the eyes of many working class people this is only another aspect of their privileged position; affluent youth needn't worry about losing their jobs, if they get arrested they can hire fancy lawyers who get them off, and they have funds and contacts to travel around the country accumulating prestige and attracting publicity -- not to mention all-expenses paid visits to Hanoi.) Revolution is undoubtedly in their interest in as much as it would create a better life for most of them as people. But unlike the working class, they are not faced with revolution as the only alternative to a daily life of exhausting and brutalizing labor under the total domination of the employer, with an income just enough to keep going, punctuated by periods of unemployment without even this. If that is not enough for Bookchin to give people an interest in abolishing hierarchical control of their lives, I wonder what is.

    There is one other aspect of the situation of the working class that deserves mention. In a society of independent owners of productive property, an individual naturally views the road to freedom as gaining sufficient private property to support himself. In a modern economy, however, most work is done collectively, indeed, is part of an overall collaboration of the entire working class. A worker can hardly conceive the basis of his freedom as lying in his individual ownership of his own stretch of the assembly line. Thus the only road to freedom for the working class is collective rather than individual ownership of the means of production. The problem of moving from individual to collective solutions to our problems -- the critical need to surpass economic individualism -- Bookchin ignores. It is precisely the situation of the workers as a class which provides the basis of a solution to this problem. It is this, not as Bookchin implies the regimentation of the capitalist factory, which made Marx see the working class as the basis of an alternative, collective society. [Footnote: Bookchin makes a telling critique of the socialist movement; it is unfortunate that he has perpetuated the traditional anarchist habit of holding Marx responsible for the sins of all those who would speak in his name. This is exactly as fair as the traditional Marxist habit of portraying anarchism as nothing but the irrational bomb throwing occasionally perpetrated in its name. The entire revolutionary movement has been weakened for a century by the irresponsibility of both sides in this debate; both have systematically distorted each others' positions. Historical experience, far from vindicating either party, has shown that each was weakest precisely where it failed to learn from the other. Surely we can now foregoe the sterile polemics and synthesize the insights of both traditions.]

    Certain other Bookchin distortions of Marx cannot pass without comment:

    According to Bookchin, Marx believed that after the revolution, basic social decisions would be left to "a state power … a coercive body, established above society." But this interpretation is a complete distortion of Marx, who held that the "dictatorship of the proletariat" was nothing but the armed working population itself. (Marx undoubtedly distorted the anarchist position just as unfairly in his attacks on them.) Marx's writing on the Paris Commune and his Critique of the Gotha Program certainly do not call for a state "established above society." The worst we can say is that he failed to separate himself completely from the earlier tradition of revolutionary democracy represented by the Jacobins, although his evolution was steadily away from this approach. The most we can indict him for is failing to recognize in advance the danger of a state "above society" developing out of the revolutionary process, and thus failing to preclude the development of a state socialism established in his name. But although he failed to preclude the state socialism of today, it is simply false to assert that this was what he had in mind.

    Bookchin repeatedly states that Marx's thought is obsolete because we now live in an era of potential abundance and leisure, while in his own time Marx could only conceive of a world of scarcity and want, even under socialism. But at the core of Marx's view of modern history was his understanding of the tremendous and continuing growth of productivity and the potential it gave for the drastic reduction of impoverishment and toil. While Marx did not of course predict the specific technological developments of the past 100 years, he made the general trend his most basic assumption. Indeed, Bookchin even cites a statement by Marx and Engels showing they believed communist society would be based on the overcoming of scarcity. A development of the productive forces, they wrote, is necessary for a communist society, "because without it want is generalized, and with want the struggle for necessities and all the old filthy business would necessarily be reproduced." This is hardly the statement of theorists unable to see beyond the realm of scarcity! The fact that for Marx the realm of freedom had yet to be achieved by no means implies that he could not see its possibility; even Bookchin admits that we still are only on the threshold of post-scarcity. Bookchin gives the coup de grace to his own argument when he admits that the revolution in industrial technology of Marx's own time meant "to the revolutionary theorist that for the first time in history he could anchor his dream of a liberatory society in the visible prospect of material abundance and increased leisure for the mass of humanity."

    Bookchin's discussion of Marx's definition of the proletariat is too obscure even to be declared definitively false. He starts by offering to dispose of the notion that for Marx "anyone is a ‘proletarian’ who has nothing to sell but his labor power." But he immediately adds that "Marx defined the proletariat in these terms." He then states that for Marx the proletariat developed to its most advanced form in the industrial proletariat. He concludes his case by stating that Marx preferred the more disciplined German workers to those in the Parisian luxury trades. It seems to me we can "dispose of" Bookchin's argument by saying that for Marx, "anyone is a ‘proletarian’ who has nothing to sell but his labor power." Of course the working class has "developed," both before Marx's day and after, along with the development of the capitalist economy; today it includes the overwhelming majority of the population. But that development, unfortunately, has hardly made the great majority who have nothing to sell but their labor power cease to be workers.

    I am not making these points to defend Marxism as holy writ. There is enough to criticize in what Marx said, however, without attacking him for things he didn't say.

    Bookchin to his credit specifically recognizes that no revolution is possible in America without the participation of the working class. But the very way in which he analyzes the polarization of society makes that participation less likely, and ends reenforcement to those who identify the working class as an enemy of the revolution. For instance, I once heard Tom Hayden, perhaps the closest we have to a prototype of 60s radicals, say in private that the revolution would consist of violent struggle by youths, blacks, and other minorities against the rest of society, including the mainstream working class; the latter he thought might possibly come over, but only after violence was used against it. This state of mind and its disasterous implications are caught brilliantly in Marge Percy's recent novel, Dance the Eagle to Sleep. In it she projects an uprising of alienated youth which breaks out in Bookchin's beloved Lower East Side and spreads through the country, only to be exterminated by planes and tanks with the support of the majority of the population. The polarization advocated by many 60s radicals, if pushed to the point of revolution, could only have led to such a catastrophe. For as Percy's leader recognized in despair at the end, "He had only thought to get the kids out of the system … Yet you could not win a violent revolution in the center of the empire with rifles against tanks and planes, if the Army would fight against you. You could not win with an isolated minority." The collapse of the radical movement of the 1960s has at least averted such a holocaust. If a successful revolution ever occurs, it will be based on the problems and experiences of the great majority who make up the working class, not of those whose privileged position already allows them to simulate "post-scarcity." The contribution of the latter is at best prophetic.

    The underlying problem with Bookchin's approach to class is that he substitutes values for social relationships. Thus he writes, "All who live in bourgeois society have ‘bourgeois roots,’ be they workers or students, young or old, black people or white. How much of a bourgeois one becomes depends exclusively upon what one accepts from bourgeois society. If young people reject consumerism, the work ethic, hierarchy, and authority, they are more ‘proletarian’ than the proletariat …." This view of social questions as essentially about attitudes or values pervaded the radicalism of the 1960s. [Footnote: It also curiously parallels Lenin's view that the working class is unable to fight for anything beyond gains within capitalism, unless a revolutionary consciousness is brought to it by the more enlightened middle class revolutionaries, who have rejected middle class society and joined the self-proclaimed bearers of "revolutionary consciousness."] Bookchin considers it a great advance, which would allow us to "inter the threadbare elements of socialist ideology together with the archaic past from which they derive." In fact, it is no advance at all, but a retreat to the kind of idealism in which ideas and values are conceived as the motive force of history, with social institutions and attitudes their outward manifestation. It simply ignores the very real differences in life situations different classes face. How much of a bourgeois one is depends not on one's lifestyle but on the extent to which one is in a position to exploit the labor of others or rather must oneself be exploited; a millionaire-hippy is not one whit less bourgeois for all his contempt for work ethic, hierarchy, and authority; nor can workers become bourgeois by putting on costume jewelry modeled on the real stuff of the rich.

    It is no surprise that with such an approach, Bookchin revives the utopian socialism of the 19th century, complete with ideal communities founded in the wilderness with the support of well-intentioned people of all classes on the basis of a vision of a perfect society from which all would gain. Bookchin writes of the 19th century that "the realm of necessity was brutally present; it could not be conjured away by mere theory and speculation." The same, unfortunately, remains true today. Bookchin's contribution is in reminding us that we possess the means to conquer that situation, in suggesting ways to do so, and above all in raising questions about alternatives to the present set-up which have too long remained unasked.

    Comments

    Listen Marxist: a reply - Murray Bookchin

    Murray Bookchin replies to Jeremy Brecher's review of Post-Scarcity Anarchism.

    Submitted by klas batalo on August 8, 2010

    I take Jeremy Brecher to be a decent, intelligent, and honest guy whom I know personally and like very much. Hence when Jeremy comes out with a 37-page (typescript) review of my book, Post-Scarcity Anarchism, that misinterprets important aspects of the book, I must work with the assumption that he wears blinders that restrict his vision and is burdened by prejudgements that make it difficult for him to evaluate its contents. The review is one of those shot-gun blasts that scatters pellets all over the place. To pick out each pellet and examine it carefully would require a work at least five times the size of Jeremy's, which time (and I suspect, space) make prohibitive. So I shall have to content myself with a critical overall evaluation of the review and cite a few examples of Jeremy's misinterpretations.

    The review in high Marxist fashion begins with an attempt to locate the "social origins" of my outlook -- the youth revolt and the counterculture of the sixties -- which for Jeremy is already pretty much of a "dead dog." "By the end of the 1960s," we are told, "the discontent remained, but much of the opportunity for experimentation vanished. Students began to knuckle down for grades and eschewed political activities that might get them thrown out of school; dropouts, no longer able to live off the scraps of a booming economy, were forced to look for work and face the problems of any other workers. The romantic exuberence and sense of possibility that marked the 1960s became a matter of history."

    This shallow treatment of what is happening today among students and dropouts could easily be culled from Time and Life articles on the demise of the sixties. I would hate to explode Jeremy's illusions, but the majority of students even in the sixties were always looking for good grades and "eschewed political activity that might get them thrown out of school." As to the radical minority of students who fomented most of the activity on the campuses, the "romantic exuberence and sense of possibility" they created was built on a suicidal, arrogant polarization politics that, in turn, was based on the myth that the "revolution" was a year or two away. That the majority of students did not fall for this political insanity is much to their credit. That many radical students have now returned to school to do some serious thinking about the role of campuses, education, and theory generally after a career of guilting students with the sickening insult that "students are shit" is also creditable. What the seventies have learned from the "radical" politics of the sixties is that the revolution is not around the corner with each trashing of an ROTC building and that some serious theory had better be learned -- whether on campuses or off them -- to deal with the decades-long development that lies ahead. What should be regarded as a very important aspect of a larger development, one which opens new potentialities for the future, is treated by Jeremy as the demise of a period and development he never understood in the first place.

    As to dropout youth, I would remind Jeremy that the counterculture as a whole has been a much more complex development than he cares to think. Having lived it to a large extent, I can remember when it survived during the mid-sixties on a diet of candy bars (literally!) in two small urban enclaves (N.Y.'s Lower Eastside and San Francisco's Haight district), when it shared a rabidly anti-technological outlook, and when it lived in an ambience of apolitical adolescent irresponsibility. Since them, I've seen it spread all over the country, graduate from candy bars to organic foods and farming, turn from political indifference to almost impatient political action, replace its anti-technological attitude by a serious ecotechnological one, learn skills that would have amazed its middle-class progenitors, increasingly acquire a new sense of responsibility, maturity, and self-respect, and most importantly, raise problems of subjective relationships that far and away overshadow the anemic, economistic "class consciousness" fostered by the Marxian sects with such notable lack of success for over a half century among the proletariat. For once, these dropouts have posed the problems of self-management and self-activity so intrinsic to a communist consciousness not merely as issues of "management" and "activity" but of the new self that could make management and activity existentially and humanly meaningful. I have emphasized repeatedly that the forging of this new self that will be capable of self-management and self-activity occurs very unevenly and cannot be fully actualized under conditions of unfreedom. But to struggle for the development of this new self, and to attempt to raise the subjective issues it must deal with, are vitally important even in advance of the communist revolution we all seek -- or else the revolution will never be a communist one. In raising the issues of a new self and in struggling to actualize it, the counterculture stands head and shoulders over the arid sects of the Marxian "left" whose "class consciousness" has never left the factory domain at best or the ballot box at worst. And I deeply resent their denunciatory attitude toward a development that they never anticipated, that they preyed on like vultures to fill the ranks of their demonstrations and cadres, and on whose presumed "grave" they now gleefully dance.

    I'm not much concerned with whether Post-Scarcity Anarchism is a "product" or a dialectical superimposition "on a number of themes that were ‘in the air’ during the 1960s" (as Jeremy puts it) or an anticipation of many of the counterculture's essential elements. I would simply remind Jeremy that I was writing on ecology, post-scarcity, and utopian problems of social reconstruction and decentralization in the early 1950s in Contemporary Issues, long before such "themes" were taken up by Galbraith, Reich, and Carson. The publication of my book, Our Synthetic Environment, which already deals with all the issues raised by "Ecology and Revolutionary Thought" precedes Silent Spring by half a year. What seriously concerns me is the fact that the student movement and the counterculture of the sixties fell on the Marxist sects (including the Council Communists) like a ton of bricks and left them completely bewildered. Root and Branch has not been around long enough for me to assess the degree to which it shares in the poverty of this attitude. But I feel it shares the economistic bias of most Marxian groups and what I have to say applies at least partly to it as to other Marxian groups.

    The Marxists of the early sixties never expected white middle-class suburban kids, "overgorged" by "affluence," to do precisely what they had predicted workers would do owing to "immiseration" and "pauperization." And I'll be damned if they know what to do with it yet, all their re-interpretations of Marx's theory of alienation notwithstanding. Saddled with a perspective that was hot news in 1848, they were "prepared" for a growing unemployed reserve army, for the "relative" pauperization of the proletariat, for a "chronic economic crisis" (as we called it in the thirties), for an increasingly politicized and revolutionary proletariat, all of which was to culminate in a proletarian revolution. This is no mere "vulgarization" of Marxism; it formed the foundations of proletarian socialism, an epochal perspective that cannot be erased with incidental quotations from Marx's "early" or "middle" writings. With the sixties, the Marxists found not factory workers but rather moderately well-to-do "privileged" kids moving into rebellion on a wide cultural, humanistic, and even personalistic front against all aspects of the established system -- not merely against class society but hierarchical society; not merely against economic exploitation, but domination in every form; not merely for happiness but for pleasure; not merely for "social justice" but for freedom on a multidimensional scale (women's liberation, sexual liberation, children's liberation, control from below in every phase of life, communal living, mutual aid, counterinstitutions to the existing ones, etc., as well as economic and social liberation.) Where Marxism had led its disciples to expect a social upheaval to stem primarily from the struggle of wage labor against capital motivated by the material immiseration of the proletariat, they found themselves face-to-face with a rebellious movement of "petty bourgeois" youth who had tasted of the "American Dream" and rejected it as odious. The truth must be stated: every Marxist group, to my knowledge, alternately castigated this movement, downgraded it with Olympian arrogance, later parasitized and divided it, and now is trying to bury it. First, the movement was condemned as "petty bourgeois hedonosm" or "middle-class escapism." When it began to get serious, it was arrogantly described as a "children's crusade" (to use Marcuse's memorable words). As it grew even more serious, it was characterized as "co-optable." At every point in its complex development, the movement was taken by Marxists for what it was at the given time and either condemned or shrugged off. But as "flower power" gave way to "student power," as "student power" gave way to "control over the streets," and as immense street demonstrations and campus uprisings began to shout "power to the people" and raise clenched fists, our beloved Marxists began to search into the sacred texts -- to the "early writings" and "middle writings" of the Holy One -- to ferret out a formula that would explain how it all happened. Today we are in the Grundrisse stage; yesterday, it was the 1844 Economic and Philosophical Manuscripts; and if I read Jeremy's views accurately, tomorrow it will be the Capital stage.

    Well, it's turning into a deathly bore. And with the latest developments in "praxis Marxism," into academic scholasticism -- as the current Gramsci and Lukacs craze seems to indicate. The real issue between Jeremy and myself is that, in my view, none of these neo-Marxian or orthodox Marxian stages suffices -- that we must transcend Marxism itself in Hegel's sense of aufhebung. This means that we must incorporate the best of Marx (as we have the best of Hegel and others) -- and go further. My Post-Scarcity Anarchism makes a stab in this direction. People who are interested in following the same direction would do well to read the book itself without Jeremy's blinders. And I would ask that they read not only Post-Scarcity Anarchism but my essay "On Organization and Spontaneity" which appears in the current issue of Anarchos and my "Toward a Philosophy of Spirit" in a forthcoming issue of Telos.

    For the rest, my dispute with Jeremy's review boils down to a host of logistical and administrative problems -- incredibly, as though these problems could be discussed merely as matters of "management" without dealing with the changed self that must be hyphenated by the term. Accordingly, Jeremy gets involved in the preposterous problem of who would dump the garbage in Troy that people in Perth Amboy will drink. I would have expected this kind of "problem" from the laissez-faire "anarchists" of the Murray Rothbard school, but hardly from a Council Communist who professes to carry on the Organizationsgeists tradition of Anton Pannekoek.

    I will not get into this kind of nonsense. Considering the level of this order of criticism, Jeremy will have to deal in his own mind with whether he has merely assimilated a structure from Pannekoek (i.e. a mechanism called "workers councils" which, if my memory serves me well, Pannekoek never regarded as the permanent form of a communist society) or the problem of geistige relations (which, in my view, represents Pannekoek's noblest contribution to communist theory.) It is the discussion of the latter problem -- of communist subjectivity and relations -- that I find so notably absent in Jeremy's review. And until this problem is seriously taken up in the full recognition that Pannekoek was one of the earliest Marxists to open it in the dismal history of European socialism, Jeremy and I are simply talking away from each other.

    As to the details of Jeremy's review, I'd like to bring into question the polemical methods that seem to guide it. Jeremy is obviously out to establish that, as a "product" of the counterculture, I am a crypto-"naturalist," who would prefer to a lost Golden Age of isolated, self-sufficient autarchical communities. Only from this perspective can I explain the outright distortion in Jeremy's presentation of my views. He unerringly fails to note that when I speak of a "self-sufficient community" in "Ecology and Revolutionary Thought" (p. 80), I precede it with the adjective "relatively." Obviously, I mean more than autarchy when I use the adjective, but Jeremy is out to nail me as an "autarchist." Having committed this distortion, Jeremy proceeds to compound it by viewing my thesis in support of regional integration as something I "concede." You see, it is not that I believe in regional integration, but rather that I "concede" it is necessary. I must, alas, abide with it. Unless the reader goes beyond Jeremy's rather shady account, here, and reads Post-Scarcity Anarchism, she or he would never know that for several pages of my essay on "Toward a Liberatory Technology" I argue for regional integration and the need to interlink resources between ecocommunities. Jeremy's entire treatment of this area of discussion is tinged by a certain intellectual dishonesty. But Jeremy doesn't know when to stop. Having turned an argument for integration into a mere "concession," he proceeds still further to compound his distortion by inverting my very view of the relationship between work and technology to the point of utter absurdity. "Bookchin," he declares with a grand flourish, "takes his final dive into science fiction when he envisions ‘humans of the future’ who simply forget about technology and ‘stand at the end of cybernated assembly line with baskets to cart the goods home." (p. 133)

    Now, this could be called the art of "selective quoting" that verges on lying in one's teeth. The reader of Post-Scarcity Anarchism who consults pp. 133-35 will find that "Bookchin," in fact, regards such a notion -- so popular in many circles when the essay was written -- is exactly what must be avoided, quite aside from whether it is possible or not, if the "fracture separating man from machine" is to be healed. "Bookchin" is arguing against the very mentality that yields this sort of "science fiction." Indeed, in the ensuing page "Bookchin" proceeds to argue as forcefully as he can that a balanced relationship must be established between work and the machine, and the machine must be assimilated to artistic craftsmanship.

    Frankly, what am I to make of this kind of "misreading"? I don&39t want to think that Jeremy is a liar or a distorter -- merely, that he reads what he wants to believe. This mode of "reading," in effect, is a mode of thinking. Were I to critically examine Jeremy's review line by line, I could demonstrate that far from overstating the possibilities at hand -- technologically, culturally, and socially -- I have understated them. The amount of material I have amassed on ecotechnologies alone since "Toward a Liberatory Technology" was written would boggle Jeremy's rather limited imagination. The fact is that Jeremy is singularly conservative -- and this conservatism permeates his entire review. He takes things as they are -- from the relations of Troy and Perth Amboy to the national division of labor -- and merely adds a different structure ("workers councils") to the established order of things. He sees no significant change in the self that is to achieve this different structure of self-management nor does he see any changes that people will make in their needs as they change themselves and society. Jeremy, in short, reasons like a bourgeois sociologist who has bought communism as a good ideological product but never assimilated it dialectically or permitted it to change his outlook toward life.

    One could go on indefinitely unraveling the skein of hodgepodge criticism that Jeremy inflicts on Post-Scarcity Anarchism. I will not enter into Jeremy's attempt to dissolve ecological microenvironments into "worldwide" macroenvironments (surely Jeremy must know something about the ecosystem concept in ecology which stresses the need for a recognition of local uniqueness), nor will I deal with his silly analogy for the fascinating projections Jacob Rosin presents for molecular industrial chemistry. In my opinion, Jeremy just doesn't know what he is talking about. His observations on classical Athens and the work "citizen" are also silly. I would have hoped that Jeremy understood the whole thrust of my argument: namely, that Athens must be understood not merely in terms of its social limitations (limitations which I would hope we all understood) but as a polis whose attainments were all the more remarkable inspite of its limitations. Jeremy's attempt to link my attitude toward the working class with that of the "end of ideology" people and Tom Hayden is as crude as the Lower East Side "revolutionary" scenario he seems to impute to me. As a person who has spent ten years in heavy industry as a shop steward and union activist, I don't need a sermon about my "moral contempt" for the proletariat. Having acquired my knowledge of the proletariat from shops rather than university libraries, I know workers to be neither inferior nor superior to any other dominated section of the population. In addressing myself to the dubious "privileges" of the middle classes, I was not trying to say that they were more oppressed than workers but that both classes were now being oppressed in new ways and in a new social context.

    Another point is worth clarifying. My pamphlet "Listen, Marxist!" (of which some 40,000 copies have been published in separate printings and in anthologies) was the first sixties work that, to my knowledge, posed and predicted the changes that would occur in young workers' attitudes toward the work ethic and hierarchy. I did not suck this viewpoint from my thumb. It came from a personal knowledge of traditional working class attitudes toward work and hierarchy, and from a knowledge of the impact that the counterculture was having on present-day working class youth. Now that this prediction is being harvested in real life, I find it rather amusing that this view is being ripped off (without acknowledgement, of course) by many Marxists as evidence of an "upsurge" by "new" working class "types." I would be quite disturbed, however, to find that this viewpoint is used to re-establish the archaic cult of ouvrierisme and to vitiate the impact of the counterculture as a social force. There are signs that this is occurring. Let me make it clear, however, that I am not leveling this accusation against Jeremy; in fact, I wish I could. For Jeremy there seems to be no problem about the proletariat's psyche inasmuch as the issue hardly exists for him. Apparently, little has changed among workers since the 1860s, when Marx wrote Capital -- merely that they have become more or less "class conscious" during different periods of history.

    As to Marx's writings on the Paris Commune as evidence of his attitude toward a "proletarian dictatorship," the less said, the better. It is a notorious fact that Marx's Civil War in France, from which Marxists cull the most libertarian conceptions of the "proletarian dictatorship," was a "theoretical lapse" (shall we say an "anarchist deviation"?) which he "rectified" with very snide remarks about the Commune and the Communards in the last years of his life. (For a comprehensive discussion of this "theoretical lapse," see Ron Suny's The Baku Commune, which I think was published by Princeton University Press a year or two ago.) Marx's comments on the state in the Critique of the Gotha Program are much too spotty to be taken as definitive statements of his views. For reasons I explain in "Listen, Marxist!" Marx was essentially a centralist and more often than not modeled his views of a post-revolutionary period on the Jacobin dictatorship -- that is, in moments when he did not concede that socialism in England and America (Engels later added France and might just as well have added Germany) could be introduced by parliamentary means. The truth is that Marx's views were guided by the "opportunity" at hand: preferably a Jacobin-type dictatorship in his more revolutionary moments, a Commune-type "state" between 1871-75, and when he conceived it possible, a socialist republic led by a workers' party and based on a nationalized economy.

    But all of this is secondary to what concerns me even more deeply -- the mentality that permeates Jeremy's review. Marx, owing to his attempt to produce a "scientific" socialism, at once devalued and denatured the libertarian and imaginative elements of early European socialism. Martin Buber discusses this regressive development with considerable insight and sensitivity in his Paths in Utopia. But at least Marx and Engels retained the high tradition of Hegelian thought and the French utopists in their vision of communism. One can still find in Engels' Anti-Duhring, for all its shortcomings, the concept of the rounded individual in a rounded society, based on decentralized communities and on a transcendence of the contradiction between town and country, mental and physical work, and humanity and nature. Engels does not accept urban life, the national division of labor, and the industrial structure as it is. He radically challenges the entire ensemble -- not, like Jeremy, offers cutsy modifications that will "improve" things once workers' councils take over. Engels retains the love of the polis-type society that so profoundly influenced Hegel and German classical philosophy. One senses in Anti-Duhring the influence of the best in Hellenism and Fourierism, the desire for a new sensibility and for new geistige relations between human beings.

    In the years following the death of Marx and Engels, we have seen the emergence of a new type of "Marxist": one whose outlook is operational rather than speculative, sociological (and "socialist") rather than communist, structural rather than dialectical, intellectually colorless rather than imaginative. I'm sorry to say that the thinking of this type of "Marxist" is typified by Jeremy's review. Perhaps the kindest name I can give it is "assembly-line socialism." Jeremy, to tell the truth, writes like a social engineer. He is basically concerned not with self-management but with "management," and workers councils happen to be the most democratic way of "administering" the what-is. He raises virtually every mediocre argument that one could expect from a street heckler or a bourgeois sociologist -- and the two are merely the opposite sides of the same "commonsensical" coin. Who will clean up the garbage? Who will do the dirty work? Won't "self-sufficient communities" behave like parochial small towns in Indiana? Won't people be greedy? How will the majority be prevented from oppressing the minority. Won't Peoria try to oppress Oshkosh by withholding materials from it -- or whatever ad nauseum? It matters little that Jeremy raises all of these questions as such, but this is the way he thinks.

    I find this mentality all the more disquieting when it appears in a comrade and a friend who is likely to invoke the name of Anton Pannekoek as a teacher. It is only recently in an article by Russell Jacoby (see Telos No. 10, Winter 1971) that I learned how earnestly Pannekoek had occupied himself as far back as 1912 with the geistige nature of the proletariat and its organizations -- how he attempted to uproot bourgeois subjectivity not only from the socialist movement but from the working class as a whole. As one who feels closer to the Council Communists than any other organized group in the Marxist movement, I would even more earnestly ask them to explore the emergence of the geistige issue as it appears today -- to advance the work which Pannekoek began into their own era, not to denature it with an economistic sensibility. We have had enough of this sensibility in the dismal seventy years that have poisoned European socialism and led to so many tragic defeats. The work Geist (Spirit) is a good one. As a comrade and friend, I would hope that it is taken seriously by the Root and Branch people with due respect to the memory of Pannekoek as well as to the issues he raised.

    Root & Branch No. 4 (1973), pp. 23-29

    Comments

    Jeremy Brecher responds

    Jeremy Brecher responds to Murray Bookchin's critical response of Brecher's review of Bookchin's book. Phew!

    Submitted by klas batalo on August 8, 2010

    We all face the same problem of getting from the kind of society we have to the kind of society we want. I had hoped that Murray would try to answer some of the questions I raised about his approach to this problem. Instead, he seems to have applied the principle that the best defense is a good offense. He makes little attempt to answer the criticisms of his book, and instead attacks the presumed positions of the reviewer, of his presumed tradition, or even of the "Marxist sects" to which he is presumed to belong. This may be a good debating tactic, but I wish Murray's reply did more to clarify the issues I tried to raise.

    Murray states that the "real issue between Jeremy and myself" is whether Marxism is sufficient, or whether it must be transcended, and "for the rest, my dispute with Jeremy's review boils down to a host of logistical and administrative problems." Murray thus neatly ignores all the concrete problems of social organization (not "administration") which were the core of my critique. His unwillingness to deal with these issues is indicated by his constant use of such phrases as "I will not get into this kind of nonsense," [etc.]. This is how to duck questions instead of answering them.

    I am sorry Murray feels I have distorted his position; I took considerable pains to present it accurately. I agree with him that readers should look at his book and judge themselves whether I have done so. The only two specific distortions he charges me with hardly support the charge, however:

    1. Murray says I distort his position by portraying him as a believer in independent communities, whereas he specifically argues for regional integration. But this is exactly the contradiction I was trying to bring out in my review. On the one hand, Murray opposes all but "face-to-face" groups as "mediated." (This is the basis of his critique of workers' councils.) On the other hand, he says he does not believe in autarchic communities, but in regional integration. Whenever he feels accused of believing in one side of this contradiction, he points to his statements in favor of the other. But by his own definition the two are mutually exclusive: you cannot have large-scale cooperation without "mediated" relations. I had hoped Murray would clear up this central ambiguity of his approach in replying to my review; I still hope he will do so elsewhere.

    2. Murray says I make him appear to advocate a society in which a fully automatic technology would turn out all needed products and people would simply collect them. Murray points out that in fact he considers such a state of affairs something to be avoided. Readers of my review will recall, however, that I never said he advocated such a thing; indeed, that was not even the issue. The issue was his belief that this is one of the social options made possible by the development of technology. If Murray doesn't believe it is possible, why does he make such a point of warning against it? This is what Murray calls carrying the art of "selective quotation" to the point that it verges on "lying in one's teeth."

    I made what I thought were some rather commonsense criticisms of Murray's expectations for technology. I thought in his reply he might try to correct me, drawing on his considerable knowledge. Instead he promises still further marvels: "The amount of material I have amassed on ecotechnologies alone … would boggle Jeremy's rather limited imagination." I am ready to have my imagination boggled, but I hope the new marvels are somewhat more convincing than the last batch.

    Murray seems to make a basic change in his approach when he states that he doesn't believe that the "middle classes" are "more oppressed than the workers." In Post-Scarcity Anarchism, in contrast, he states that capitalism "tends to degrade them more abjectly than any other stratum in society." I hope he will clarify his view, and whether he has changed it, at some future point.

    As for the matter of "Geist," the question is not whether one believes in it, but where it comes from. Pannekoek's conception of the "spiritual" transformation of the working class is rooted very explicitly in the social relations of workers to each other and to capital. (Indeed, I am surprised to see Murray's advice to learn from Pannekoek on this point, since I have always considered him if anything too mechanical in his view of how economic conditions produce working class "Geist.") It is just the lack of this kind of grounding in the actual conditions of life that I argued Murray's theory lacks. Instead of trying to deal with this criticism, however, Murray simply calls the criticism "Marxist" and therefore bad.

    Throughout Murray's piece I had the odd sensation that he was really attacking someone else, not me. I am not now, nor have I ever been, an orthodox, neo-, Lukacian, or Gramscian Marxist. Far from having stood aloof from the radical movement and culture of the 1960s in some presumed Marxist scorn, I have been an active participant in most of its phases; it constituted my basic political experience. But just as Murray thinks we must "transcend" Marxism in the sense of incorporating the best of it and going further (a thought with which I wholeheartedly agree), so I think we have to transcend that movement in just the same way. My review was in part an attempt to start that process. I do not describe Murray as a crypto-naturalist or charge him with advocating an uprising on the Lower East Side; on the contrary I indicated that he differentiates himself from the anti-technologists, and specifically praised him for recognizing that no revolution is possible in the U.S. without the participation of the working class. Far from denying that people change themselves and their relationships as they change their society -- I assume this is what Murray means by the "new self" -- I wrote a book recently with this as the central theme. Far from believing that there has been little change in worker's consciousness since the 1860s, I am currently working on a book whose aim is to show how worker's attitudes are changing and why. The only function I can see for the charicature Murray has drawn of me is to reinforce his contention that my questions need not be taken seriously. Such ad hominem argument is again good debating tactics, but not too helpful in getting out of this sink we live in into some kind of decent society.

    Root & Branch No. 4 (1973), pp. 30-31

    Comments

    Intellectuals and Class Consciousness - Root & Branch

    Review

    Review of Georg Lukacs' History and Class Consciousness for issue #4 of Root & Branch, a U.S. libertarian socialist journal. Published in 1973.

    Author
    Submitted by UseValueNotExc… on March 15, 2022

    [Editors note: Can't make out the author's last name, Stu Porzan? Leave a comment if you can confirm]

    History and Class Consciousness
    Studies in Marxist Dialectics
    By Georg Lukacs
    MIT Press, 1971

    For nearly half a century, History and Class Consciousness by Georg Lukacs has been considered a sort of underground Marxist Classic. When an ENglish translation finally appeared last year, it was greeted by a frontpage review in the New York Times Book Review -- an old compliment for a musty collection of revolutionary essays. The pleasurable suppleness of Lakacs’ mind notwithstanding, his Hegelianized Marxism makes this book quite difficult to read. Why then, instead of moldering on the shelves of a few university libraries, has it become a sort of Bible for a certain type of radical intellectual?

    The central theme of the book is that modern society has become too confusing for workers to understand, and that therefore they can only achieve “class consciousness” when it is inculcated in them by a special font of knowledge, the Communist Party. The appeal of this position to the would-be fonts of knowledge is not difficult to discern. For those who can resist the flattery and glory of holding a pivotal place in world history, however, Lukacs’ book will prove to be nothing other than an attack on fundamental principles of Marxism, and a defense of the basic principles of class society.

    The fundamental idea of the Marxian theory of capitalism is that the development of the relation between capitalists and workers in capitalist society puts the working class in a position where it can and must itself take control of production. The liberation of the working class, Marx held, is the taks of the working class alone.

    Kautsky and Lenin, chief fonts of wisdom for the Socialist Second and Communist Third Internationals respectively, disagreed with Marx. They held that by itself, working class struggle could never pass beyond the framework of capitalism; that on their own, workers would only make “trade union” demands. Workers could only achieve “revolutionary consciousness” if it was brought to them by intellectuals of the middle class. Lenin cites Kautsky approvingly on this point in What is to be Done? Lukacs agrees; he writes in the preface to the new (1967) edition that by his concept of “class consciousness” he meant the same thing that Lenin did “when he maintained that socialist class consciousness . . . would be implanted in the workers ‘from outside,’ i.e. ‘from outside the economic struggle and the sphere of relations between workers and employers.’” History and Class Consciousness is essentially a new justification for this position. Lukacs points out that under capitalism, things are not what they seem. One instance of this is the “fetishism of commodities” analyzed by Marx, by virtue of which workers experience the products of their own labor as something independent of and antagonistic to themselves. Lukacs expands this notion: while in fact all social phenomena are the products of people’s activity, they appear to people as foreign, alien forces. From this, Lukacs draws the conclusion that the working class is unable to achieve a true conception of its position in society by itself; that conception must be brought to it by the intervention of the Comunist Party.

    The first thing to note about this position is its opposition to the Marxian theory of consciousness. For Marx, ideas grow out of real social relations and conditions. Lukacs seems to use this approach in explaining why the working class is unable to form a true conception of its position in society. But when he tries to formulate the means by which revolutionary consciousness can be achieved, he falls back on an entirely idealistic solution -- the superior wisdom of the Party, which presumably sees all and knows all. Indeed, if we lift the Marxist disguise, we can see in Lukacs’ conception of the Party which comprehends history in its totality -- the Hegelian philosopher who comprehends history in its entirety and therefore discovers its “truth”! It should be no surprise that more orthodox Leninists felt embarrassed by Lukacs’ defense -- it exposed their own abandonment of Marxism all too clearly.

    Nonetheless, Lukacs put his finger on one of the most important problems of revolutionary theory -- how people come to grasp the social basis of their individual situations. For it is undoubtedly true that in capitalist society our life problems are at first experienced as particular problems, rather than as products of the organization of society as a whole. As a result, we look at first for individual, partial solutions, rather than for a revolutionary reconstruction of the whole society.

    To understand how such approaches can change, we have to look at why people hold some ideas rather than others. Ideas, insofar as they are relevant to action, are essentially maps of the environment and plans for how to operate in it. They are generally accepted or rejected on the basis of how well the predictions based on them allow people to function in the world. Thus, for example, as long as people have to deal with capitalism as individuals, such absurd, fetishistic ideas as “the power of money” are useful, indeed essential, for survival; anyone can see that you can’t eat money, but just try feeding a family without it. On the other hand, ideas about the general transformation of society are of little use to people in their daily lives until they are joined with others as part of a social force potentially able to bring them about.

    This helps explain why in normal times the working class does not exhibit “revolutionary consciousness.'' When capitalism is functioning well, revolutionary ideas can be more of a hindrance than a help in getting through life. More conservative ideas may be full of distortions and contradictions, they may even conflict with known facts, but they give at least some guidance for day-to-day activities -- making a living, maintaining a home, staying out of trouble. Indeed, up to a certain point, people may cling all the tighter to old ideas when they begin to fail; it is natural to consider even a poor guide to action better than none at all, especially if it has worked in the past.

    But if capitalism encourages such individual adaptation, it simultaneously generates a process which tends in the opposite direction. This is the point Lukacs ignores: that the development of working class struggle itself overcomes the fragmentation of bourgeois society. Marx makes the process quite clear as early as the Comunist Manifesto. At first, the workers “form an Incoherent mass scattered over the whole country, and broken up by their mutual competition.” Because of their oppression, the class struggle begins, carried out first by “individual laborers, then by the work people of a factory, then by the operatives of one trade, in one locality . . .” Win or lose, “the real fruit of their battle lies . . . in the ever expanding union of the workers.”

    It is this process of class formation which provides the solution to the problem Lukacs poses. For this struggle itself constitutes a series of social experiments through which the working class clarifies for itself the actual structure of society and the real nature of the problems it faces. At first, individual workers try to solve their problems individually and fail; they soon come to see that they must cooperate with those they work with to win anything. These groups in turn see that they must support one another or be defeated one by one. It gradually becomes clear that workers are powerless when they are isolated, but that the more closely they cooperate, the stronger they become. The fragmentation created by capitalism is overcome at the point where individual workers see that their individual problems are the problems of the class as a whole, and can only be eliminated by solving them for the class as a whole.

    This process can be observed empirically at various different levels. For example, E.P. Thompson’s classic Making of the English Working Class shows how, over a forty year period, English workers changed from thinking of themselves as a collection of disparate individuals and groups to seeing themselves as the working class. At another leveI, Rosa Luxemburg in The Mass Strike shows how during the Russian revolution of 1905 the workers of entire regions would strike to protest the firing of a single worker, whereas a few months before they had been apathetic in the face of the most extreme attacks; in the intense intervening struggles they had come to see the relation between their own position and that of every other worker -- of the working class as a whole. For all of his talk about praxis, Lukacs is so preoccupied with the praxis of the Party that he fails to understand the real development of working class praxis -- how the conditions of the working class force it to act, and how this action and its results provide the basis for understanding the workers’ position in society.

    There is another side to this process of clarification through the class struggle itself. At first the various institutions of capitalist society seem to operate independently and even in conflict with each other -- another of the mystifications of bourgeois society. The various employers, the different strata of capital, the state, the army, the schools and churches, all seem in confilict with each other. The workers appear as simply another such group. As the class struggle intensifies, however, a polarization of society takes place. In a revolutionary situation, when the working class threatens to take over the means of production and run them itself, all the forces which want to perpetuate a class society will unify against it. The employers, the state, and their allies lose their appearance of diversity and stand revealed as the force maintaining present social relations and present social misery. And this without any tutelage of the workers by any font of wisdom “from outside.”

    Of course, such situations do not occur every day. During the long stretches when the class war is muted or suppressed, when the working class appears integrated into capitalism, they are difficult even to imagine. But the magic want of the Party and its superior knowledge is of no use in whisking away this situation. For if the Party’s arguments are truly revolutionary, they will be of no practical use and make little sense to the majority of workers, and the Party will remain only an isolated sect. History has shown that in order to avoid this fate, most self-proclaimed revolutionary parties in practice become reformist, whatever their rhetoric, and become a barrier to the next revolutionary upsurge.

    What the working class needs in a non-revolutionary period is not the sophisticated tutelage of radical intellectuals bemoaning the workers’ incapacity, but a sense of how its immediate struggles relate to the long-term historical struggle of the working class to take control of production. This relation is extremely difficult to grasp as an abstract intellectual argument -- no matter how brilliant the intellectuals who are presenting it. But as George Sorel points out in his Reflections on Violence, it can be clearly and vividly seen if we take the present strikes and other class struggles and envision their development into a general strike and general war against capitalism. Revolution can best be understood as the expansion and completion or the workers’ daily struggle against their immediate oppression. Such a universalised struggle is the totality the working class must grasp. A consciousness based on it leaps over all the problems of “reified consciousness” posed by Lukacs by presenting their solution -- people taking conscious control of their social activity. If even this consciousness is difficult to maintain during periods of social peace, we should hardly expect more success with the subtle dialectics of Lukacs’ revelation of reification.

    In a revolutionary situation, “revolutionary consciousness” develops directly out of the practical problem the working class faces -- namely, the unified opposition of the capitalists, the state, and their allies. It is the old ruling class which presents the workers with the choice between submitting or taking over society, in other words, which leads than to be revolutionary. Thus in Russia in 1917, the factory owners tried to break the workers’ drive for “immediate demands” by declaring massive lockouts; the workers responded by taking over the factories and running them themselves. This action -- the essence of socialist revolution -- required no tutelage from a revolutionary party: it grew out of the practical situation in which the workers found themselves. In fact even the most radical party, the Bolsheviks, opposed workers management of production and eventually succeeded in destroying it. In Italy in 1920, it was similarly a management counter-offensive in the form of a lockout which triggered the great factory occupations and the reopening of production under direction of the workers. This development too was opposed by the socialists. The highly touted role of the maverick socialist Gramsci was essentially to clarify the significance of what the Turin workers were already doing by arguing that their factory committees could in fact become the cells of a new society. In Spain, the revolt of the generals and their attempt to suppress the working class forced the working class to take over production and to combat the revolt with armed force. In all these cases we can see that the jump from struggle within capitalism to struggle against capitalism does not come from the teachings of a revolutionary party, but from the practical problems faced by the working class itself. In this at least history vindicates Marx’s theory, and refutes Lukscas’ view that “revolutionary consciousness” is impossible without the education of the workers by a revolutionary party.

    Lukacs gives an important clue to the origin of his position in his 1922 attack on Rosa Luxemburg's “Critique of the Russian Revolution.” Her error in evaluating the Russian Revolution, he argues, “consists in the overestimation of its purely proletarian character,” “the underestimation of the importance of the non-proletarian elements in the revolution,” and her consequent “underplayinging of the role of the party in the revolution.” Since the revolution depended as much on the peasantry and the lower middle class as on the working class, it followed as a consequence that only a revolutionary party could draw together and lead these disparate elements. This is of course identical with Lenin’s analysis of the class forces in Russia. It reveals how closely Lukacs’ theory -- indeed, Leninism itself -- was tied to the underdeveloped conditions of capitalism in Eastern Europe. The inappropriateness of this policy in the industrial countries of Western Europe was the point made by the Left Communists who were expelled from the Third International, and against when Lenin wrote his pamphlet Left-Wing Communism, an Infantile Disorder. Leninism was in essence an abandonment of working class revolution both in theory and practice, in favor of an alliance of disparate social elements -- many of which had no interest in working-class rule of society -- led by the Communist party.

    In an era when imperialism has made private capitalist development impossible in backward countries, this has proved to be a formula through which many nations have been able to achieve development through state capitalism. But it has precious little to do with socialism -- the direction of the production process by the producers themselves. Only socialism was and is revolutionary for the industrially advanced countries -- indeed, state capitalism was the reactionary solution to the problems of capitalism, as the rise of fascism revealed.

    Even more concretely, Lukacs’ theory reflects the conditions of the Hungarian “Revolution” of 1919, in which he played a leading part and achieved the supreme tutorial position of Commissar of Education. A general strike by the workers led to the collapse of the monarchy, which was followed by an inept bourgeois republic. When the new government in turn collapsed, Bela Kun and his small band of Conummist cadres stepped into the vacuum and declared a Soviet Republic, in alliance with the Socialist Party. They operated completely from above, establishing a government of their own officials, promulgating a constitution, and issuing a multitude of directives for nationalization and reform -- much in the manner of benevolent despots. Apparently the masses were not appreciative. In his capitulation speech at the and of his 133-day rule, Bela Kun attributed his government’s collapse to the abandonment of the leaders by the masses, who he claimed lacked revolutionary class consciousness. We can see this experience of would-be revolutionary leaders unappreciated by the masses recapitulated in sophisticated theoretical form in Lukacs’ book.

    This leads us to a final consequence of Lukacs’ non-marxian premises. Marx postulates that it is their real social conditions and relations which determine peoples’ consciousness. If this is so, then any group which is separate in its life conditions from the working class will develop ideas and interests that grow out of its own situations and needs, in contrast to those of the working class itself. Examples of this process are described in detail in Michels’ Political Parties. It can be seen in the consistency with which self-proclaimed revolutionary parties have followed their own interests by either supporting capitalist governments or establishing themselves as a new ruling class. Here at least the Marxian theory seems to be borne out by the historical evidence. Those who would form a “real” revolutionary party without the defects and corruptions of the old ones: please note.

    Lukacs seems to regard the revolutionary party as immune to this process because of the purity of its ideas. Because it can comprehend the totality, it can point out the interests of the working class as a whole. Here again, under the disguise of Marxism we can see the idealist philosopher, who has no interests of his own and therefore can see the interests of the whole. But it is one function of Marxism precisely to unmask such illusions -- to show the specific social interests that lie hidden behind such formulations. For every ruling class proclaims that its rule reflects not its own interests but the general good. We must apply the Marxian postulates to Lukacs himself and to the Leninism he defends.

    In this light, Lukacs’ theory is clearly revealed as a brilliant argument for the control of society by an ‘enlightened’ minority of organized radicals. For them it provides the two great justifications needed by any ruling group: that it alone has the understanding needed to direct society, and that the masses are incapable of directing society themselves. Thus his theory not only flatters radical intellectuals, but provides a perfect excuse for them to take power themselves -- naturally “for the good of” a working class “too ignorant” to know its own interests. While Lukacs’ theory can never hope for mass appeal, it is perfectly suited to be the in-group faith, the “esoteric doctrine” of those who, in a time of social crisis, may well be the “last, best hope” of class society.

    Stu Porzan

    Comments

    Strike!: A Review - Root & Branch

    Jeremy Brecher's Strike!, reviewed by Steven Sapolsky in Root & Branch No. 4, 1973

    Submitted by Steven. on January 20, 2011

    There is a growing awareness among the left that we are approaching a fateful turning point in our history. The apocalyptic expectations of the 60s have dissolved away, leaving remarkably little profound disillusionment. Instead, there are many radicals throughout the country quietly taking stock of their personal needs to earn a living and plan their adult lives, while continuing to search for ways to help build a viable movement. Of course, there is no guarantee that the left will not dissipate as more and more people try to find a place for themselves in the everyday, workaday world. The next few years, however, offer tremendous possibilities because for the first time in more than a generation, the working people of this country are in a mood that the left, living and working in their midst, can resonate with and thrive upon. Things are very fluid, and it is wrong to assume that large groups of workers have anything like a "post-scarcity consciousness." But just for that reason, the left can play a decisive role in helping people define and articulate their dissatisfaction. Rapid and fundamental shifts in popular attitudes have happened many times in the past. To facilitate one in the next few years, radicals are going to have to find ways to encourage the self-education of the working class, thus creating an atmosphere in which people can specify their problems, propose solutions, and focus their actions. One of the basic tasks is to provide agitational and educational literature. Fortunately, this is getting underway, and one example is the recent publication of Jeremy Brecher's Strike!

    The book is about mass strikes in American history. A brief introduction sets the theme -- working people have a long history of marshalling their strength and asserting their power in a society that condemns them to be powerless. The bulk of the book is given over to a well-paced narrative of the strikes of 1877, 1886, the early 1890s, 1919, the 1930s and early 40s, and 1946. After a clear explanation of the meaning of these events, there is a fine summary of current on-the-shop-floor struggles which suggests that we have not seen the last of the mass strikes. The book ends with a short account of how mass strikes generated the germs of a new society in Russia in 1917, Italy in 1920, and Spain in 1936. It comes as no surprise after reading the book and absorbing its message, that people can create a society in which all share responsibility for the well-being of all when they exercise their self-organized power without limitation.

    Brecher belongs to the school of writers who believe that the fewest and simplest words say it best, and that makes for excellent popular writing. Despite its length and scope, Strike! is a very accessible book, and for this reason alone, it will be a valuable educational tool. But the style is not its only virtue. Strike! is a very important book because it is not the usual kind of radical popular history. It is not a cheering account of heroic episodes or a hymn for "progressive" trends. It is most unlike Boyer and Morals' Labor's Untold Story, for example, whose basic virtue is that it warms the heart while documenting some of the harsh realities of American life. Strike! is very different because, along with the economy of style, there is an economy of purpose. Jeremy Brecher makes it explicit from the beginning that he didn't write a catch-all history of mass strikes. He focused specifically on the way workers organized and spread the strikes. The book, therefore, is an exploration of the wondrous process by which people, released from the isolation and subservience of daily life, learn to cooperate with one another, while challenging the forces that rule them. The analysis is set up as an induction from the historical episodes, and the power of the book's style is such that the inductive machinery grinds very smoothly. The conclusions emerge out of the immense detail effortlessly, and the reader is left with a powerful impression of the general dynamics of mass self-activity. This is an impressive achievement and it is in marked contrast to the standard popular histories. They rarely convey any of the inner workings of history and usually leave the reader in a dazed state of mind, basking in the afterglow of magnificent struggles.

    Strike! is about mass strikes because they are the events that most perfectly reveal the extent of mass self-activity. But underlying this focus is a grand theme that runs through the entire book -- the only thorough antidote to powerlessness is the self-initiative of a self-reliant people. To my mind, the greatest merit of Strike! is that it makes this ideological statement with convincing concreteness. It demonstrates its truth in the past and suggests its possibility in the present. Schooling, the means of communication, the manipulations of leaders all conspire together to convince working people that they are not capable of running their own lives. They are not brainwashed by all this fuss, but their self-confidence is blunted, while their cynicism and passivity is fostered. Strike! does as well as any piece of literature can to counter this situation.

    So far, I've considered Strike! as propaganda suitable for our times. But it is also an ambitious work of history, something few popular histories are. Jeremy Brecher has strong opinions on the touchy problems of spontaneity, organization, and leadership, and he doesn't hesitate to interpret history accordingly. But his politics are up-front and he applies them consistently, with ample regard for the facts. Consequently, Strike! offers a well-argued interpretation of the significance of mass strikes, and it deserves to be considered as a valuable contribution to labor history. I want to move on to a discussion of it in these terms. I agree with much of the book, but I think that it suffers from the utilization of preconceived categories that do not do justice to the complexities of history. For the sake of debate, I will emphasize their limitations. I am not sure what I would use in their place, however, and I will not offer any definite opinions on the questions raised.

    Once, during the long feud with the followers of Lasalle, Marx challenged their willingness to deal with Bismarck in a striking passage: "The working class is revolutionary or it is nothing." The thought has been echoed since in the writings of people like Paul Mattick, and Strike!, in many ways, is a favorable commentary upon it. The book is structured by many such either/or's -- either the working class is powerful or powerless, self-active or passive, engaged in mass strikes or integrated into the system, self-organized spontaneously or unorganized by leaders, self-conscious or laboring under false consciousness. Usually, radicals employ more familiar opposites like reform or revolution and defensive or offensive action, and I'm sure that many are going to be grated by the uncompromising dialectic of Strike!. In my opinion, both kinds of dialectic have their place in the analytic tool box. In Europe at the present time, for example, the working class is certainly neither revolutionary nor nothing, but here, because of the decline of class traditions since the 1920s, how much more than nothing is it? But once this is said we haven't said much, and the problem, to my mind, with any dialectic is that it is a very crude instrument of analysis. By this I mean two things. 1) The working class is described by a range of possible conditions that barely captures the richness and variety of its presence throughout modern history. 2) The dialectic has a way of mystifying the dynamics of the transition that the working class often makes from one condition to another. The net result of an overdependence on the dialectic is a heavy-handed manipulation of its categories at the expense of a sensitive study of reality, and ultimately, a stifling of the historical imagination.

    To a certain extent, Strike! suffers from this sort of distortion. First of all, each strike seems to be like every other strike, and labor history is reduced to a story of endless risings over more or less the same issues. Since there are over 200 pages of detail, much of it sounding repetitive, the book borders on being monotonous at places, and then it is saved only by its vigorous sense of purpose. Labor history, however, does not consist of so many episodes of the class struggle, all more or less alike. Over time, given particular industries and localities, the issues at stake in particular strikes have changed, and the significance of those strikes for the labor movement cannot be evaluated except in that context. It is true that Jeremy Brecher attempts to provide some of this changing background, especially from the 1930s on, but he does it only as an aside. There is very little investigation of the goals and aspirations of the strikers, and instead, they seem to be robots, propelled into action with unfailing regularity by the relentless course of history. Each strike, instead of erupting out of particular environments and structured by particular intentions, emerges courtesy of the Spirit of the Proletariat, kind enough to reveal itself as it makes its way through the world. To the extent that the book doesn't explore what the strikers are up to, it can't evaluate the effectiveness of their actions. And since it is not anchored in the specific density of events, it cannot suggest what might have happened. Floating in the company of Hegelian Spirits, Strike! sometimes approaches the fantastic, as when it implies that the American working class frequently came to the brink of revolution, only to be betrayed by its leadership. In 1894, for example, Brecher writes that "we are presented with the spectacle of Eugene Victor Debs, perhaps the greatest example of a courageous, radical, and uncorruptable trade union official in American history, trying to end the strike in order to prevent it from becoming an insurrection" (p. 95). Was revolution in the air, was it conceivable at all, and if so, was it feasible, or was the strike exhausted and decisively defeated by the Federal troops? Strike! rarely gets into this kind of question, and to the extent that it doesn't, it fails to fulfill its ambition to weigh the capacity of common people to shape their destiny. With the dialectic in command, it can only hint at some of the possibilities.

    Jeremy Brecher limited himself to the history of mass strikes because, he argues, they are the most important means that workers have in exerting their power. If mass strikes are demythologized and carefully located in the proper context, this turns out to be false. Often, mass strikes are simply the most dramatic means of protest. Great Episodes of Struggle can shadow out more significant expressions of class power, and the whole range must be considered before evaluating the significance of any one of them. Take the riots of 1877. At the time, many working class communities rose up in anger because the political and job control that they had exercised previously was being undermined. Mass action had been used before to keep the boss in line when he threatened to eliminate their long-standing power. It had been a demonstration of strength before, based on the organized power of the community, but when the latter was dissolved by the depression of 1873, mass action alone was just a futile gesture of protest. To stretch a phrase, the working class in 1877 (in some places) was revolutionary and nothing.

    Jeremy Brecher takes some inspiration from Rosa Luxemburg's writings on mass strikes, and when she turned her attention to them after the 1905 revolution in Russia, they were, indeed, major expressions of workers' power throughout the industrial world. But by then, they were determined and frequently well-organized struggles, not desperate risings, and they were fostered and justified by elaborate theories of direct political action. Hand in hand with these struggles, however, was a struggle for political power, which Brecher ignores altogether. And just as important was the bitter struggle by skilled workers to retain control over their work-time. That was waged daily and often with no fireworks, and yet it was a struggle over the most significant form of power the working class possessed, short of outright revolution.

    These brief comments don't begin to suggest what a history of working class power would be like, but it is clear, I hope, that it is not possible to restrict the story to the Great Events. The continuous development of the web of working class life must be mapped before any conclusions can be drawn. In a sense, Jeremy Brecher cannot be faulted for not doing this; there is little good labor history that he could have based his book upon. He seems to realize the problem, because the chapters on recent times, for which there are better sources, do justice to the relation of mass strikes to daily life, and they are the best parts of the book.

    My second qualm about the dialectic concerns the way it mystifies the ability of the working class to shift gears. In Strike!, the process in question is the rapid development of events during mass strikes. Armed with the dialectic, Jeremy Brecher zeroes in on the general dynamic of mass self-activity. But why do mass strikes follow such a variety of courses? Why do some fizzle (1877), why are others determined struggles (1886, 1894, 1919), and why are still others so easily co-opted and channeled (1930s and 1940s). Basically, it is a function of the degree to which the working class has arrived at self-awareness and acquired self-confidence, both before and during each strike. By limiting his attention to the events of the strike, Brecher seems to be saying that workers can develop a mature sense of self-initiative during any episode of spontaneous action, providing they are not repressed too soon. But surely, the degree to which workers are organized and tempered by experience before they swing into action is just as important a determinant of how far they go once in motion. Spontaneity, when not sustained by prior organization and not disciplined by experience, is a very fragile thing. It requires preparation and direction to flourish in all its power. Strike! destroys the case of those who harp on the need for organization and program to get a rise out of the masses, but it doesn't prove its own case for trusting exclusively in the fruits of spontaneity.

    A crucial factor in the ability of the working class to organize itself during mass strikes (or any time) is the quality of leadership. In Strike!, the only thing leaders do is inhibit the rank-and-file's capacity for self-action. Jeremy Brecher is perfectly correct in emphasizing their role in containing the strikes. But often, they have little trouble doing so because the rank-and-file depends on them for inspiration and services like communication. This kind of dependence is not necessarily repressive, however, as long as leaders do their best to transfer their responsibilities downwards. In fact, the working class has never cultivated its self-initiative without the example and leadership of militants. Usually, they have been trade union officials or members of radical organizations, and their experience and contacts made in organizational affairs have been instrumental in enabling them to educate, advise, inspire, and lead those around them. Strike! fudges their role in mass strikes by insisting that their contribution derives "not as a result of their organizational connections" (p. 257). But mass strikes spread and maintain their coherence through the network of militants which exists thanks to their organizational ties. And it is not true that radical organizations "have done little to clarify the possible revolutionary significance of mass actions or to develop their more radical potentialities" (p. 257). The C.P. is simply not the standard to generalize from. On the opposite extreme from the C.P. is the example of Albert Parsons and the Chicago anarchists, and in between there have been many local SLP, SP, IWW, and other groups that did as much as possible to clarify what was at stake. I agree with much of what Jeremy Brecher has to say about the repressive role of trade unions and the pettiness of radical groups. But they are the organizations that militants must work through, and consequently, their contribution is far more ambiguous than he makes it out to be.

    There is not much to say in summary. The dialectic is not much help in dissecting the involved interaction of spontaneity, organization, and leadership, let alone in making sense of the overall pattern of labor history. We must remove the either/or from its traditional central place and face up the both/and and the neither/nor. Perhaps then we may arrive at a more refined sense of what it takes for the working class to become self-reliant and powerful.

    From Root & Branch No. 4 (1973), pp. 39-44

    Comments

    Black Magic - Peter Rachleff

    Peter Rachleff reviews George Rawick's From Sundown to Sunup for issue #4 of Root & Branch, a U.S. libertarian socialist journal. Published in 1973.
    The full book is available on libcom.org here.

    Submitted by UseValueNotExc… on March 11, 2022

    George P. Rawick, The American Slave: A Composite Autobiography, Vol. I: From Sundown to Sunup; The Making of the Black Community, Greenwood Press, Westport, Conn., 1972, $2.95.

    This book is undoubtedly one of the finest volumes yet to appear in the area of American social history. Its contribution to an understanding of American society is two-fold: 1) It is the most insightful and penetrating analysis of slavery now available, and 2) its methodology can serve as a fruitful model for future studies of other aspects of this society, be they of an historical or a contemporary nature. Due to its function as the introduction to nineteen volumes of slave narratives (upon which it draws for its interpretation of slavery), there is a great danger that it will become known only to scholars and academicians, becoming safely encapsulated within the walls of university libraries or professors’ offices. In this brief review l hope to demonstrate the importance of this book -- as well as its weaknesses -- for all who hope to change American society and recognize the need to understand its complexity as a step toward its transcendence.

    Rawick's introductory remarks offer us a critique of the majority of previous analyses of American history and society and suggest some fresh directions in which we should head in our efforts to understand the dynamics of American society which both maintain it and indicate the possibilities of its revolutionary transformation. Our entire focus must change. Mainstream and “radical” historians have, for the most part, shared a common approach to their subject matter. That is, for them,

    the history of American society has been subordinated to the history of the American state; the reality of the American people has been subordinated to the history of industrial technology, of capitalism, and of related values and institutional arrangements. (p. xiii)

    Such an approach is seriously inadequate for understanding the dynamics of our society. Although it may offer us a penetrating analysis of how the bourgeoisie rules (e.g., Miliband, The State in Capitalist Society), it cannot contribute to a comprehension of the internal contradictions, class conflict, and the growing potentiality for self-transformation existing at the heart of American society. As such tendencies develop more fully, a new approach is demanded by the course of events itself. “In a world consistently racked with disorder, few things are more precious than a sense of method enabling us to see the same world with new vision.” (W. Gorman, “Black History,” The South End, Jan.18, 1972, p. 4). Rawick's contribution to a methodology for such an undertaking is immense, providing the reader with such a “new vision”, one of how the masses -- in this case, the slaves -- who have been primarily portrayed as the passive objects of ruling class manipulation, sought collectively to confront their social situation and develop new institutions and strengths which enabled them to resist their oppression and support individual and collective acts of rebellion.

    He also stresses -- quite rightly -- the need to come to grips with black history if we are to understand American society as a whole. Indeed, the “proletariat” is neither all white, nor we should add, all male, and until we comprehend the socio-historical situation of blacks and women and its relation to society in general and the rest of the working class in particular, our understanding of the dynamics at work within American society must remain fragmentary.

    Black history in the United States must be viewed as an integral, if usually antagonistic, part of the history of the American people. Without understanding the historical development of black society, culture, and community, comprehension of the totality of America’s development is impossible. (p. xiii)

    A further general point made at the outset of this book may, if true, have very serious ramifications for existing theories of social change. Rawick discusses the process by which new cultures and “new people” develop out of existing cultures and personality structures. By no means does a revolution mean that we can immediately start anew with a clean slate. Rather,

    [i]Culture and personality are not like old clothes that can be taken off and thrown away. The ability of anyone to learn even the simplest thing is dependent upon utilizing the existing cultural apparatus. “New” cultures emerge out of older cultures gradually and never completely lose all traces of the old and the past. Human society is a cumulative process in which the past is never totally obliterated. Even revolutions do not destroy the past. Indeed, at their best, they liberate that which is alive from that which stifles human progress, growth, and development. Culture is a historical reality, not an ahistorical, static abstraction.

    This book can be understood as an argument that “black culture” and the “black community” developed as a new social form out of the old society, slavery in the American South. Rawick’s attempt to understand slavery is unique. He neither chastizes any group involved or glorifies anyone -- slaves, slaveholders, poor whites, abolitionists. Rather, he seeks to portray their interaction and the contribution of such interaction to the development of the black community, He starts out this effort by necessarily focusing on aspects of slavery which have hitherto been misunderstood by traditional analysis.

    The emphasis throughout this work will be on the creation of the black community under slavery, a process which largely went on outside of work relations. Up until now the focus in the discussion of American slavery has been on what went on from sunup to sundown. It is hoped that this work will shift the emphasis to the full life of the slaves, to those aspects of their reality in which they had greater autonomy than at work. While from sunup to sundown the American slave worked for another and was harshly exploited, from sundown to sunup he lived for himself and created a behavioral basis which prevented him from becoming the absolute victim. (p. xix)

    Rawick rejects all the present theories concerning slavery -- 1) the myth that the slaves were well-treated and happy; 2) the notion that slaves were “dehumanized victims, without culture, history, community, change, or development” (p. 3); and 3) that “slavery was so bad that the slaves were almost always plotting insurrection or actually at the barricades,” (p. 54) Rather, relying on the slave narratives, which “enable us to see maltreatment of slaves within the context of the total life of the slaves, who, while oppressed and exploited, were not turned into brutalized victims, but found enough social living space to allow them to survive as whole human beings.” Rawick contends that “there were certain areas of autonomy carved out by the slaves in a situation which usually produced neither absolute victims nor instand revolutionaries.” (p. 55) What developed was the black community, which enabled the slaves to deal with their daily existence and to resist their oppression. “This reality of community was the major adaptive process for the black man in America.” (p. 10) How was this black community formed?

    Rawick stresses the importance of African cultural traditions. Indeed, much of the text is devoted to a discussion of their nature and their transformation under slavery. However, it must be recognized that there was not merely one culture involved, but several.

    Slaves in the U.S. had come from many different African cultures. They were thus faced with the difficult task of adjusting not only to their new environment and their new social relationships, but also to each other: they had to build a culture out of the interactions of Africans with other Africans. Therefore, while all Africans were slaves and slaves were supposed to act in a specific way, none knew what that way was. There was no model to follow, only one to build . . . (p. 8)

    Moreover, these traditions were not simply retained, but were transformed to meet the new social situation which confronted the slaves. They were utilized -- out of necessity -- as the foundation for new modes of behavior and new institutional arrangements. “We will not look for the simple retention of African traits, but rather seek out the processes whereby one set of cultural tools was used to build other, more adequate tools. A living people does not carry the past on its back if it is able to transcend it in order to meet the present and prepare for the future.” (p. 30) These African traditions have been systematically ignored by historians ever since white people began studying slavery. In fact, until the recent rebirth of black awareness, they were largely unknown among black people as well. “The heritage of racism had nowhere more obscured reality than in this area of an image of the African past.” (p. 14) Rawick presents us with a picture of this past reality. Firstly, he attacks the myth that Africans made good slaves because they were used to being slaves to other Africans before the arrival of the Europeans. There was slavery in West Africa, but it was qualitatively different from the chattel slavery of North America. Slaves in Africa were treated as servants and often had full human and political rights. They were never dehumanized to the point of becoming merely a piece of property. However, interaction with the Europeans led to an increased demand for slaves which was met primarily by waging war and raiding other tribes for captives. Also, political opponents were sold into slavery. Those who had been slaves in the first place were seldom sold to the Europeans. Rawick goes on to destroy the myth that Africans were imported because they made such “good” slaves -- that the native Indian population was "nobler and prouder and braver in their opposition.” The question really boils down to the nature of the society from which the potential slave was taken. Those who came from “self-sufficient subsistence economies without elaborate social structures and state forms” often made poor slaves (many Africans shared this background with the native Indians) because

    more than the whip of a master is required to make a slave work regularly. There must be an integral social organization of work and the constant internalization of values and attitudes conducive to work, an internalization that both comes from and reinforces traditions of daily, steady, regular work on a co-operative basis but with a need and room for individual initiative. (p. 27)

    Those West Africans from more complex societies were thus more accustomed to such a social structure and organization of work and thus were more capable of adaptation. However, Rawick emphasizes that they were far from quiescent. In fact, slaves with such backgrounds were often the leaders of revolts. Here he gives an example of a dialectical analysis, arguing that the slave personality must be viewed as a unity of opposites. “After all,” Rawick states, “accomodation is not antithetical to rebellion; indeed it is rebellion by other means.” (p. 28) He develops ths argument more fully in his chapter “Master and Slave: Resistance,” drawing also on the work of Franz Fanon.

    Unless the slave has a tendency to be Sambo he can never become Nat Turner. One who has never feared becoming Sambo, never need to maintain his humanity. Unless we understand the contradictory nature of the rebel personality, we can never portray this reality. (pp. 95-6)

    Religion played a vital part in this development of community. In this area, the importance of West African culture is clear: religion was not “otherworldly” in that “there was no distinction between sacred and secular activities… For people from such a world, religious activities were areas of considerable potential creativity and social strength. The slaves in the New World used religion as the central area for the creation and re-creation of community.” (p. 32) Rawick recognizes how much such statements seem to deviate from Marxist orthodoxy and he thus attempts to elaborate further the complexity of the problem. “While religion certainly may at times be an opiate, the religion of the oppressed usually gives them the sustenance necessary for developing a resistance to their own oppression.” (p. 33) The religion discussed here is not that foistered on the slaves by their owners, but of their own cultural background. As the attempted suppression by slaveholders of such autonomous expressions of religion on the part of the slaves is depicted, it becomes clear that the owners themselves perceived such behavior as a threat to their hegemony. From the narratives it is apparent that “the slaves understood the official religion was being used as a method of social control and it is clear that for many slaves it simply didn’t work.” (p. 36) Black religion, due to its thisworldliness and its function as a mode of self-expression and self-development, played a crucial role in the formation of the community.

    Because the black religious expression contained the most significant forms of black culture in North America, the form which most preserved the West African impulse and identity, it provided the basis for an independent struggle against slavery and racism. It was out of the religion of the oppressed, the damned of the earth, that came the daily resistance to slavery, the significant slave strikes, and the Underground Railway, all of which constantly wore away at the ability of the slave masters to establish their own pre-eminent society. (p. 51)

    Such a picture of the role of black religion during slavery may help us better understand the complex role played in the struggles of the last two decades by black clergymen, who have served both as the embodiment of the genuine desires of black people for a better life here on earth and as a means of channelling such desires in non-revolutionary directions.

    Rawick attacks “the myth that slaves had no normal, significant family life, that for the most part they lived promiscuously, jumbled all together, with no male having a regular relationship with his children. (p. 78) Rather than providing a picture of promiscuity and irresponsibility, the narratives indicate that “the Afro-American family under slavery was part of a distinct, viable, black culture, adapted to slavery and deprivation.” (p. 79) The nature of the family under slavery was a further means to develop institutions to support daily life and resistance, building the community. Moreover, by understanding this development of the family structure under slavery, we can better understand the contemporary forms of the black family.

    The slave community acted like a generalized extended kinship system in which all adults looked after all children and there was little division between “my children for whom I'm responsible” and “your children for whom you're responsible.” I would suggest that such an extended kinship system was more functionally useful and integrative under the conditions of slavery under which both mother and father usually worked in the fields than would be one which emphasized the exclusive rights and duties of biological parents, the parents of the nuclear family. (p. 93)

    The West African cultural traditions also provided models of folk characters who played major roles in the development of the community. The West African Anansi was a forefunner of the Afro-American Br'er Rabbit, who was utilized in the tales told by the slaves to their children as a means of self-expression and building up strength.

    In myth and folktale the slave not only acted out his desires, he accomplished much more than that. In his laughter and pleasure at the exploits of Anansi or Br‘er Rabbit, he created for himself, out of his own being, that necessary self-confidence denied to him by so much of his environment. Anansi-Br'er Rabbit is both Sambo and Nat Turner, both the victim and the revolutionary, who manages to assert himself and his humanity and overcome his own inner victimization, the internalized reflection of his objective circumstances . . . These stories were part of the process by which the slaves gained enough footing to allow them to rebel. (p. 100)

    These then were the major factors in the development of the black community -- various West African cultural traditions, familial network religion, folktales -- all functioned as modes of self-expression and interaction. Above all, they were means of carving out an autonomous social living space which allowed them to develop such a community and a set of institutions which provided “support and social confirmation” for acts of revolt and daily resistance by members and groups within that community. As Rawick writes:

    “Either the oppressed continuously struggle in forms of their own choosing or they are defeated by life. Only they can know what they can and must do. The black community, slave and free, South and North, made itself, and in so doing brought about the abolition of slavery. It did this not out of a belief in ideological abstraction, but out of a felt inner necessity. (p. 96)

    Slave revolts grew out of the development of this community, drawing courage and strength from its supportive function. Slaves and free blacks played vital roles in the abolitionist movement, the Underground Railway, and the Civil War. The black community was crucial in supporting and inspiring the activities of blacks and white Northerners against slavery. There were work stoppages, slowdowns, and sabotage among the slaves in the South, and some 200,000 fought in the Union Army. Rawick emphasizes that not only did blacks build their own community but that without their activity, in the various forms it took, their liberation could not have become a reality.

    In the last part of the book, he develops a theory of the interconnection between the growth of racism and the spread of capitalism. He draws on notions from Winthrop Jordan (White Over Black), Reich (he Mass Psychology of Fascism, and Foucault (Madness and Civilization), in arguing that the rise of capitalism in Europe was accompanied by the repression of self-expression, sexuality, etc., in the name of rationality. Thus, when the Europeans first met West Africans they were struck more by the similarities of their lifestyles to those that they had once been accustomed to but were now denied -- i.e., subsistence farming, relatively unrepressed behavior and attitudes, etc. -- rather than any great differences.

    The Englishman met the West African as a reformed sinner meets a comrade of his previous debaucheries. The reformed sinner very often creates a pornography of his former life. He must suppress even his knowledge that he has acted in that way or that he wanted to act that way. Prompted by his uneasiness at this great act of repression, he cannot leave alone those who live as he once did or as he still unconsciously desires to live. He must devote himself to their conversion or repression. (p. 132)

    Such a situation was further exacerbated in the American South where whites had to confront and deal with blacks daily and where white women were the epitome of repressed sexuality. Racism cannot be explained then in vulgar economistic terms as a mere rationale for exploitation but can be better understood as the result of the confrontation of a culture formed with capitalist “rationality” with one as yet untouched by such development. This indicates to us that racism will not disappear with the nationalization or even the socialization of the means of production alone. Rather, its disappearance can only be concomitant with the total human liberation, the overthrowing of all forms of repression, both external and internal, which have grown out of the capitalist mode of production. The unified struggle of the working class for control of its own activity is the necessary starting point for such total liberation. As Marx wrote in the German Ideology:

    . . . the alteration of men on a mass scale is necessary, an alteration which can only take place in a practical movement, a revolution; this revolution is necessary, therefore, not only because the ruling class cannot be overthrown in any other way, but also because the class overthrowing it can only in a revolution succeed in ridding itself of all the muck of ages and become fitted to found society anew. (p. 69)

    Despite its contributions, there are some weak points in the book, particularly in Rawick's evaluation of the material at hand. He seems to interpret all self-activity as part of a revolutionary process, overlooking in this case the possible implications of, for instance, his use of the notion of “adaptation.” Indeed, the black community under slavery -- and now -- was and is supportive of individual and collective acts of rebellion. However, the community itself is structured more for adaptation -- that is, not assimilation or simple integration -- to American society, and, despite its serious differences in cultural tradition and sanctioned modes of behavior, its overall content need not be antithetical to the development of American capitalism. Today, the black community is allowed -- not without constant struggle -- considerable cultural autonomy as long as it allows the dominant economic institutions to further sink their tentacles into its very life-blood, to exploit its supply of labor-power and take advantage of its captive market. (c.f. Robert Allen, Black Awakening in Capitalist America for an analysis of the American corporate response to black cultural nationalism.) Thus, Rawick emphasizes the supportive function of the black community for the rebellious aspects of slave behavior without asking for example why the slaves didn't rise up en masse in the South when their masters were off fighting the war, but rather chose to “liberate” themselves through fighting in the Union Army or engaging in strikes and slowdowns. Such questions are of importance today, especially in light of the growing interest in “working class self-activity” within the structure of capitalist society. Such activity is of no small importance because of the knowledge and solidarity it can develop among workers. But it cannot be seen as revolutionary in and of itself. “Adaptation” through self-activity, the carving of a “social living space,” may be a necessary prerequisite for a sustained frontal attack on the capitalist system itself, but it is no substitute for it.

    Pete Rachleff

    Root & Branch No. 4 (1973), pp. 45-52

    Comments

    Other dimensions - Peter Rachleff

    Paul Mattick's critique of Marcuse reviewed by Peter Rachleff in Root & Branch No. 4 (1973), pp. 52-55

    Submitted by klas batalo on August 8, 2010

    Herbert Marcuse was one of the writers who most influenced the thinking of the American New Left in the 1960s. His analysis of American society, despite its total rejection of that society, is deeply pessimistic. In One-Dimensional Man, Marcuse presents a picture of American capitalism as being capable of totally integrating all forms of opposition, because of its ability to reach into the depths of the minds of its citizens and not only meet their material needs, but create and control the development of those needs. For this reason, although he is in favor of a truly liberating, total revolution, he is extremely doubtful that one will ever take place, at least in the foreseeable future.

    Rather than dealing with Marcuse on the abstract, ideological level of most of his analysis, Mattick attempts to criticize the concrete foundations upon which Marcuse has based his theory of "one-dimensional society." That is, "Marcuse bases his pessimism on what appears to him to be capitalism's newly gained ability to solve economic problems by political means" (p. 11). (Marcuse writes in the introduction to One-Dimensional Man that "Our society distinguishes itself by conquering the centrifugal social forces with Technology rather than Terror, on the dual basis of an overwhelming efficiency and an increasing standard of living," p. x). In other words, Keynesianism, i.e., state intervention in the economy to prevent the perpetual crises of laissez-faire capitalism, has solved the economic contradictions of capitalism, and hence removed the possibility for severe crisis. Mattick then devotes most of this little book to demonstrating that in no way can state intervention be seen as a solution to the contradictions of the capitalist mode of production. In fact, the growth of the state sector will itself lead to crisis, because it is unable to deal with the fundamental problem of capitalist production, the inability to generate sufficient profits to ensure an expanding accumulation of capital. That is, capitalist "prosperity" is dependent upon the expansion of profitability, without which it will lapse into stagnation and crisis. (For a more thorough exposition of this point, and Mattick's entire analysis of the capitalist economy, see his book, Marx and Keynes: The Limits of the Mixed Economy, Boston, 1969). Mattick demonstrates quite clearly and simply what the nature of government and government-induced production must be. Since the government is not about to intervene against the interests of the bourgeoisie, "government-induced production must be non-competitive. If the government would purchase consumption goods and durables in order to give them away, it would, to the extent of its purchases, reduce the private market demand for these commodities. If it would produce either of these commodities in government-owned enterprises and offer them for sale, it would increase the difficulties of its private competitors by reducing their shares of a limited market demand. Government purchases, and the production it entails, must fall out of the market system; it must be supplementary to market production" (p. 17).

    Therefore, "one can speak of the division of the economy into a profit-determined private sector and a smaller, nonprofitable public sector" (p. 17-18). Since the productive activities of the government can generate no value of their own, and thus no surplus-value and no profits for accumulation, their financing must come from other sources. "In other words, the products which the government ‘purchases’ are not really purchased, but given to the government free, for the government has nothing to give in return but its credit standing, which, in turn, has no other base than the government's taxing power and its ability to increase the supply of credit-money" (p. 19). Thus, the financing for the public sector must come from the surplus-value generated in the private sector. This immediately constitutes a drain on profits and capital accumulation in the private sector.

    One might argue that the purpose of state intervention is nevertheless to aid this very process of private capital accumulation, by stimulating demand and creating necessary infrastructure for private capital. In the short run it may seem to have this effect. In fact, this is one of the reasons -- i.e., that private capital "is not profitable enough to assure its self-expansion" (p. 19) -- given for increasing the economic activity of the state. However, as Mattick quite correctly argues, "profitability cannot be increased by way of non-profitable production" (p. 20). Thus, "because government-induced production is itself a sign of a declining rate of capital formation in the traditional sense, it cannot be expected to serve as the vehicle for the expansion of private capital effective enough to assure conditions of full employment and general prosperity. It rather turns into an obstacle to such expansion, as the demands of government on the economy, and the old and new claims on the government, divert an increasing part of the newly-produced profit from its capitalization to private account" (p. 20).

    The implications of the growth of government intervention in the economy are thus far, far different from what Marcuse assumes. By no means has state intervention prevented potential crises -- although it has undeniably helped to postpone them -- or can it. As Mattick shows, state intervention is both a symptom of the continuing crisis of American capitalism, and, more and more, is itself contributing to that crisis. "The interventions themselves point to the persistency of the crisis of capital production, and the growth of government-determined production is a sure sign of the continuing decay of the private enterprise economy. To arrest that decay would mean to halt the vast expansion of government-induced production and to restore the self-expansive powers of capital production; in short, it implies a reversal of the general developmental trend of twentieth century capitalism. As this is highly improbable, the state will be forced to extend its economic inroads into the private sectors of the economy and thus become itself the vehicle for the destruction of the market economy. But where the state represents private capital, it will do so only with great hesitation and against growing opposition on the part of private capital. This hesitation may be enough to change the conditions of an apparent ‘prosperity’ into conditions of economic crisis" (p. 21-22). Mattick also shows that technology and/or monopolization are unable to solve the problem of decreasing profitability for the economy as a whole. Moreover, war and depression, which were at one time possible choices for the capitalist class in the case of a declining profitability, are no longer feasible. The danger of war now -- that everything and everyone might be destroyed -- rules out its deliberate utilization. The political dangers of depression severe enough to make private accumulation again profitable enough to maintain growth are such as to militate against its use as well. Thus, increasing state intervention, seeking to postpone as long as possible a severe crisis, is the only real alternative for the capitalist class.

    Having shown that the "stability" on which Marcuse bases his argument is in fact a tension-filled dynamic situation of only transitory historical significance, Mattick turns his attention to the possible outcomes of these dynamics. It is highly unlikely that the "mixed economy" will evolve smoothly into "state capitalism," since such a change would be revolutionary, although non-socialist. Such a revolution, i.e., turning from the mixed economy to one in which all productive property had been nationalized and was under the direction of the state, is a possible outcome of the crisis of private capitalist production. Another alternative would be a genuine proletarian revolution, based on the socialization of productive property and the reconstruction of the economy based on self-management by the producers and production based on satisfying the needs of society. Both these possibilities today exist as just that, as possibilities.

    Meanwhile, "there is not enough dissatisfaction in present-day prosperous society, even if it is a false prosperity. Consequently there is one-dimensional thought, a society without opposition. As nothing else can be expected under such conditions, we have not gone into Marcuse's penetrating critical analysis of the advanced industrial society's ruling ideology. Here we agree with all his observations and are thankful for them" (p. 91-92). Indeed, although Mattick generously agrees with the observations made by Marcuse, "what is true today is not necessarily true tomorrow, and will, in any case, be less so if the trend of capitalist development proceeds as it has in the past" (p. 94).

    However, there are important questions which do not enter into this Marcuse-Mattick exchange. Neither addresses himself to the problem of how the nature of the present society -- its one-dimensionality -- may condition the nature of the future society that may grow out of it. Mattick is quite right when he says of Marcuse's analysis that "the whole idea stands or falls with the assumed ability of capitalism to maintain present standards of living for the working population. By all that has been said before, we denied capitalism this ability" (p. 101). But, because Marcuse is only concerned with examining present society and Mattick is here most concerned with demonstrating the fallacies of what Marcuse has done, the possible limiting effects of "one-dimensional society" on the individual potentiality to change -- or whether there are in fact any limits at all -- does not receive the serious consideration that it merits.

    An understanding of which of the two alternatives -- state capitalism or genuine socialism -- delineated above is the probable outcome of the dynamics of contemporary capitalist society and how -- or if -- we can intervene in this dynamic to secure the one outcome as opposed to the other requires a great deal of serious thought and analysis. Indeed, the future will not be constructed out of whole cloth; not only will the material base inherited by a new society set limits on its immediate development, but so may the nature of present society as a whole limit the potentialities for individual and social personality change. Most analysis from the "left" on this question has been extremely abstract. There has been a great deal of pessimism about the ability of masses of people to transform themselves. Thus Sweezy, for example, argues that a "cultural revolution" a la China, directed by a state, would be necessary after a revolution in order to create "socialist man." Others, on the other hand, such as Pannekoek, hold that the nature of current society is to be surpassed through the struggle against it. However, both sides remain at too abstract a level, ignoring the possible insights psychology may have to offer in this area.

    For those who desire a genuine socialist society -- "the free and equal association of the producers" on the basis of total self-management -- such questions deserve much more consideration than they have received in the past. It is through disregarding such questions and failing to come to grips with the problems that they represent, due to an aversion to psychology, a belief in the infinite malleability of human nature overnight, or whatever, that an adequate understanding of the dynamics of contemporary society may never be attained. Although Mattick's critique of Marcuse is a valuable contribution to an understanding of society in refuting his pessimistic and mistaken analysis, it in itself does not take the reader far enough. Rather, it lays the basis from which a more total analysis can develop. This calls for a critical effort of immense difficulty on our part -- the effort to understand the social psychology of American capitalist society and the limits it may bring to bear on the content of a future society.

    Comments

    Root & Branch # 5

    Issue 5 of the libertarian socialist journal, published circa 1978.

    Submitted by Fozzie on November 30, 2021

    Common Perspectives and Introduction to Issue 5 - Root & Branch

    Root & Branch, a US Libertarian Socialist journal, relaunched in 1978.
    Here they outline their common perspectives and introduce the latest issue.

    Submitted by UseValueNotExc… on February 6, 2022

    After eight years of sporadic publication, Root & Branch will now appear quarterly. Since its inception, Root & Branch has undergone both growth and contraction as people who worked with us for a while left to pursue interests elsewhere. At one time it was nearly defunct. During the past two years, however, a more or less stable group of about 12 people have coalesced and breathed new life into Root & Branch. At first our purpose was simply to discuss among ourselves what we saw as important ideas and new political developments, topics such as: is there an energy crisis, is housework surplus value-producing labor, the strikes in Spain and Portugal, the value-price transformation problem, what is Socialism, the occupation at Seabrook, N.H., the current state of the economy, what does “class” mean, and many more. As one would expect, these discussions led to disagreement and controversy about basic points as well as incidental ones. They were as ultimately invigorating as they were often frustrating. Through these discussions, many of us, mainly for purposes of self-clarification, were encouraged to write down our own ideas about these and many other topics. From this, the idea of renewing publication of Root & Branch emerged quite naturally. It was the growing belief that we could contribute fruitfully to ongoing debates on social issues, however, that finally provided the impetus to actually produce this inaugural issue of the new Root & Branch.

    During the past several years it has become increasingly clear that the capitalist world is entering a period of profound social crisis. This is evident through the gradual emergence of myriad phenomena: simultaneous high levels of inflation and unemployment, the spread of urban decay, economic stagnation, currency turmoil, trade imbalances, an increase in social violence, farmers’ strikes, the replacement of a common notion of the general good by uncountable special interest lobbies, etc. This deepening crisis brings with it renewed possibilities of revolutionary activity. In this context, discussions about the nature of capitalist society, the origins of the present crisis, and the future possibilities of creating a new socialist society take on a more concrete and practical meaning than they would otherwise. The desire to participate in such discussions, and in the activities which will emerge from them, is, ultimately our principal reason for wanting to publish Root & Branch once again.

    We have, as you will see in this and subsequent issues, conflicting opinions concerning these topics. But there are several basic ideas which we share and which will give a common perspective to the articles that appear on these pages:

    • in our attempt to understand current and past crises, we make use of Marx's theory of capital accumulation;

    • we believe that the development of social relations in capitalism creates the practical possibility of socialism, since capitalism creates both individual producers who have no formal bond (i.e., master-slave) tying them together, and the mutual interdependence of each on the other for the material necessities of survival;

    • we believe that the transformation of capitalism into socialism can occur not through hierarchical forms of organization, but only through the direct cooperation among workers; and

    • we believe that such cooperation will arise from necessity in the common attempt to survive a capitalist crisis rather than from a shared ideology. In our opinion, this viewpoint provides the most fruitful approach to discussing and solving the problems we all face.

    In the current issue we discuss several important topics: the “revolt against work” ideology popularized by John Zerzan, Zerowork, and others; the revival of the Confederacion Nacional de Trabajo (CNT) in the context of the reemergence of working class movements in Spain; the current economic crisis and the possibility of revolution; and the question of whether professionals, technicians, etc., constitute a new class.

    The notion of a revolt against work itself had its origins in the spread of industrial sabotage and absenteeism in the early 1970’s, as well as in the popular debates concerning the “blue collar blues.” These events were seen as marking a fundamental change in working class attitudes and activities which would quickly lead to new working class organizations struggling, not just to kick the capitalists out of the work place, but to abolish work. In part at least, this new theory represents another attempt to explain the absence of revolutionary movements in the past while maintaining the basis for hope in their possible emergence in the future. In his critique of the ‘revolt against work’ theory, Charles Reeve shows that, far from being a new phenomena, sabotage and absenteeism are as old as the working class itself. Reeve further contends that today such activities are manifestations of workers’ weakness,and have grown out of an economic situation which is now disappearing. On the other hand, D.J.'s brief essay, “The weakening of the Work Ethic,” points out that large numbers of the younger generation of workers have rejected their parents’ belief in the intrinsic virtue of work, taking jobs only because they need an income to survive. Together, these articles point to a complex reality in which today's workers engage in activities similar to those of previous generations of workers, but for different reasons.

    With the ending of the Franco era, Spain has entered a period of intensified political activity, including the development of numerous strike movements, the expansion and legalization of vanguardist/reformist parties of differing political persuasion, and the revival of the CNT In “Spain: Some Aspects of the New Workers’ Movement,” Jorge and Paco describe some of the dimensions of the recent strike movements in Madrid, Barcelona, and elsewhere, the attempts of the Spanish Communist Party and other parties of the left to contain the strikes, and some possible consequences of these multi-sided conflicts. They conclude that while the Communists and other reformist parties will probably succeed in directing worker activities toward traditional trade union demands, the striking workers have gained invaluable experience in autonomous radical action. In addition, Jorge and Paco examine the re-emergence of the CNT as a political force among the working class, but they note the growing dispute within the CNT between the old-time syndicalists and the younger anarchists. Two interviews, [one] with J. Gomez Casas of the national committee of the CNT, and the other with two CNT militants from Barcelona, further illustrate this controversy. A third interview with several members of Mujeres Libres shows how some CNT women are attempting to integrate their struggles as women and workers. Although the interviews are a year old and don’t necessarily reflect the current state or problems of the CNT, this collection presents an interesting picture of the convoluted development of some Spanish workers’ movements.

    In an interview for the Italian newspaper Lotta Continua, Paul Mattick discusses the current economic crisis and its causes, the reformism of the so-called Communist parties, and the possibilities for revolutionary activity. The roots of the current crisis, Mattick argues, are to be found in the inability of Keynesian inflationary techniques to restore capital's lost profitability and thus permit a renewed period of expansion and accumulation. The prospects, in his view, are for continued decline. The chances for revolutionary upheavals in the major capitalist centers remain slim, however, since necessity, not ideology, “bring the masses into revolutionary motion.” The necessity for revolution arises when the crisis has produced widespread social disintegration. The ideas outlined in this interview follow the major themes developed in his writing over the past fifty years. American readers can most readily find a more detailed discussion of these ideas in his book, Marx and Keynes: The Limits of the Mixed Economy (Boston: Porter Sargent, 1969).

    Leftists always seem to be inventing new class theories or revising old ones. Recently, Barbara and John Ehrenreich have attempted to show that professionals, managers and technicians constitute a new class that has emerged in the 20th century. In criticizing their argument, Gary Roth, a Root & Branch member, draws a clear distinction between Marx’s notion of class based on the relation to the means of production and modern sociological definitions of class based on categories of income, culture, heritage and ideology.

    We said above that Root & Branch would appear quarterly. We believe that this is a realistic goal; the next issue, due in mid-May, is already on the drawing board. But we certainly can use your help. First of all, let us know what you think of this issue, both positive and negative. Secondly, if you have written, are writing, or planning to write an article which you would like to see printed in Root & Branch, send it to us and we'll consider it. Thirdly, we need money to continue doing this. If you can contribute anything, please do. Ultimately, Root & Branch, like any other small leftist publication, depends on your intellectual and financial support for survival. Thanks.

    Root & Branch
    Box 236 Somerville, MA
    02143

    Comments

    The Revolt Against Work, or Fight for the Right to be Lazy? - Charles Reeve

    Submitted by UseValueNotExc… on December 5, 2021

    Have you ever heard of a boss satisfied with his employee’s labor? Certainly not and, if we are to believe John Zerzan’s text on “The Critical Contest,”1 this even holds for today’s American capitalists as well as for their faithful servants, the unions.

    According to its author, the aim of this text is to discuss

    “the conservative nature of official strikes, the growth of union centralization and autocracy, and the increasing institutionalization of business-labor-government collusion and cooperation…against the backdrop of such manifestations of heightened workers’ resistance as rising absenteeism and turnover rates, declining productivity, and a much greater anti-union tendency.”2

    However, after reading it, one feels the absence of a critical analysis of these questions. In its place one finds a long list of quotations and thoughts of the American ruling class and its faithful sociologists.

    Of course, the author tries to use all this “thought” of the ruling class to show how the revolt of the American working class is today reaching a critical point[!?]. These are the limits imposed by the academic approach of the author. The article was originally published in a radical journal of an American university. Neither the text added to the English publication, and certainly not the quotation from A. Pannekoek inserted among pounds of reflections of industrial sociologists, can compensate for the absence of reference to the experiences of struggle and to the way in which they are perceived by American workers.3 And when the author promises to say something about the “state of mind of the American wage-earner,” we remain hungry.

    In short, the objective of the text—to show how the revolt against work constitutes the new, radical tendency of the class struggle—appears to me to be far from achieved. Uncritical confidence in the opinions of the ruling class on this subject don’t seem to me to be a sufficient argument for accepting such a thesis.

    Nevertheless, this text presents, in my opinion, two interesting points. First of all, in a condensed but clear form it refers to the most recent struggles of American workers and shows the existence of ever closer relations between the union machines and the capitalist state apparatus. Secondly, with reference to tendencies which it claims to discern in the current phase of struggles in the USA, “The Critical Contest” provokes a discussion of some questions now fashionable in a number of radical circles.

    This “revolt against work,” absenteeism, sabotage—are these new tendencies within the workers’ movement? Does the absence of the work ethic ideology among young workers imply a radical attack on the system? Do these forms of revolt go beyond the traditional forms of struggle to call into question the very functioning of the system? Today there exist everywhere little leftist tendencies who would answer “yes” to these questions and who erect the “revolt against work” as the principle of the new revolutionary movement.

    II

    First of all, is sabotage of production a new aspect of the class struggle, or is it one of the forms of resistance which workers have always used against the violence of wage-labor from the very beginnings of industrialization? In Dynamite, his extraordinary book on class violence in America, Louis Adamic (a former Wobbly) describes how sabotage became one of the favorite forms of action of revolutionary American workers around the turn of the century.

    For American and European revolutionary syndicalists sabotage was a conscious class response to capitalist barbarism. In addition to the IWW’s black cat, we remember the famous text on Sabotage by Pouget, the vice-secretary of the French CGT union when it was a revolutionary syndicalist organization. To present sabotage as something new in the working-class movement can only suggest little acquaintance with that movement’s history.

    It is nonetheless true that with the integration of the unions into capitalism, that which was a principle of union action now appears only in wildcat actions. Sabotage has changed its form and also its meaning, while other forms of “revolt” appear. With the transformations of capitalism, with the end of liberal capitalism and the development of the modern form of state intervention, the union movement takes on a new function, that of managing the “social services” permitted by this new development.

    The violence of wage labor increases together with the integration of the workers by the setting up of systems of social security and various sorts of relief. All this has the aim of reducing conflict in the process of reproduction. But these systems of social aid (the “social wage,” as they’ve been called) also offer the workers new possibilities for resistance to work. (Absenteeism, use of unemployment insurance, etc., appear to a growing number of workers as new possibilities for resistance.) The system permits this as long as capital accumulation continues without serious disjunctures, for these forms of resistance are lesser evils for capitalists. After all, isn’t the struggle against capitalism superfluous as long as one can “profit” from unemployment and welfare?

    It appears to me very questionable to claim, as Zerzan along with many others of the “revolt against work” school do, that absenteeism and other anti-work activities are the principal source of capitalism’s current crisis of productivity. The falling profitability of capital, the low level of investment in new productive capital, the low rate of utilization of existing productive capacity are so many sources of the productivity crisis.

    The strike at the Lordstown GM factory, of which Zerzan speaks, is a good example. Driven to the wall by a drop in profitability, the automobile sector, in which Taylorism pushed the division of manual labor the furthest, still sought, by means of a sizable investment in new machinery, to increase the division of manual tasks, that violence of labor. It is this capitalist need to surpass a formerly sufficient level of productivity that preceded and provoked the revolt of the workers at Lordstown. The failure of this attempt shows the limits of Taylorism and poses as a question fundamental to the survival of the system: whether or not it has the capacity to completely reorganize industrial labor on new bases.

    From another point of view, one can say that the apparent permanence of the present day crisis of profitability will not fail to call into question the famous “social wage” which, like all state expenditures, depends on the steady functioning of productive capital. In all capitalist countries, the necessity of tightening the social welfare belt is freely discussed with appropriate steps being taken as they are politically feasible.

    Once the possibility of drawing on the “social wage” is reduced, we will see the collapse of the myth of absenteeism as a radical form of struggle, in the same way as today already the slogan of the “revolt against work” is collapsing in the face of rising unemployment. As always there will then remain for the workers only an open struggle against the wage system or else submission to it and to the barbarism it engenders.

    III

    This leads us back to the question of absenteeism and sabotage as forms of struggle. Where these have become in the last few years mass phenomena (as in the automobile industry in Italy), some revolutionary militants, after a period of euphoria, are beginning to draw some critical conclusions. Thus, in an analysis of mass absenteeism, we discover that:

    “Although it represents an important form of labor action, it has contradictory consequences on the level of organization. To stay away the workers must establish an informal organization; but once they are out of the plant, they find themselves isolated in their neighborhoods and in practice they lead individual existences. It is common, for example, for absenteeism to be allied with holding down two jobs…or for it to isolate workers who practice it spontaneously from their shop and thus open the way to employer repression….This form of action should not be confused with the revolt against wage labor, a revolt which can express itself only inside the factory in a collective fashion and the action of the proletariat as a whole.”4

    This poses in a clear way the essential question raised by these forms of refusal: their relation to the collective and conscious action of the workers. Certainly the productivist ideology and the work ethic are in crisis, a crisis inseparable from the development of the division of labor. This attitude can have revolutionary significance if it is expressed in connection with collective and autonomous working class action.

    But it is also true that this revolt often manifests a privatistic desire to “take it easy” (itself a product of the increasing division of the workers by modern organization of the labor process), a desire which, while understandable, is without any consciously radical meaning. Ultimately, what counts is the desire and determination to fight capitalism and, in this regard, the attitude towards work is not, to start with, decisive.

    If for the revolutionary worker at the beginning of the century sabotage went hand in hand with a “craft pride,” today the absence of the work ethic often accompanies a rebirth of working class privatism. Already in the late 1920s survivors of the American revolutionary syndicalist movement stressed the privatistic content of the new forms of sabotage, the loss of what they called the “social vision of sabotage.”

    Adamic notes in this connection that sabotage then became the expression of “individual radicalism,” “forms of vengeance that the American working class used blindly, unconsciously, desperately “…” and no longer “a force controlled by those who practiced it and the consequences of which did not escape them.”

    Rather than a new form of struggle, sabotage and the rest of the “revolt against work” are in fact the result, the manifestation of weakness of the workers, a demonstration of their incapacity to take on capitalism in a conscious, independent and collective fashion.

    IV

    Its privatist content marks the “revolt against work” as an inevitable consequence of the violence of the wage system, a product of the defeat and division of workers in capitalism. The principles of revolutionary action remain unchanged. Only the collective, organized, autonomous and conscious action of the producers can lead to the end of wage labor. Such action alone creates solidarity, the spirit of initiative and imagination, a readiness to frame desires and to make decisions, the mental qualities necessary to get rid of the world we know.

    When someone says, as John Zerzan does, that workers today exhibit a tendency in their struggles to aim at taking control over the forces of production, it’s hard to see how the “revolt against work” and sabotage can be “critical” forms of the modern revolutionary struggle! In fact, it’s only from collective struggle that these new tendencies to re-appropriate power over the productive apparatus can arise. (However, struggles in which these tendencies show themselves, in a more or less confused way, don't seem to inspire the worshippers of the "revolt against work" with much more than paternalistic scorn, see for example Negation, Lip and the Self-Managed Counter-Revolution, Detroit: Black & Red, 1975. For contrasting views see Lip, Une Breche dans le Vieux Movement Ouvrier, Mise-au-Point, Paris, 1974, and La Greve de Lip, Echanges, Paris 1975.)

    The confusion made in the slogan “revolt against work,” between work as labor, human activity indispensable to the functioning of any society, and work as wage labor, only conjures away the real issue of the revolutionary transformation of society. The “revolt against work” (or “zero work”) has no originality as a slogan—it has been that of the bourgeois class and its flunkies since the beginning! How not to smile when John Zerzan teaches us that the “contempt for work” is “nearly unanimous” “from welders to editors to former executives”‘ (p. 3). Overworked bosses are certainly a new feature in working class solidarity!

    Among revolutionary workers, the daily horror of wage labor only reinforces their conviction that the radical transformation of society consists essentially in the reorganization of production and in the putting to productive work of that whole mass of people who now live off our exploitation; bourgeois, bureaucrats, cops of all sorts, military men and women, and other parasites.

    For, contrary to what goes on in capitalist society, it will be on the basis of participation in socially necessary labor that we will be able to work out principles of production and distribution in the new society. Only in this way will we realize the old desire of the working class movement, whose meaning is today much clearer—the abolition of wage labor and…the right to be lazy.

    Charles Reeve, Paris 1976.

    NOTES

    This article originally appeared as “ ‘Rufus du Travial’ ou Lutte pour le Droit a la Paresse” in Spartacus, juillet-aout 1976 (5, rue Ste-Croix-de-la-Bretonnerie, Paris IV).

    From Root & Branch No. 5, pp. 5-7
    Text taken from https://www.fifthestate.org/archive/279-december-1976/the-revolt-against-work-or-fight-for-the-right-to-be-lazy/

    • 1John Zerzan, “Organized Labor versus ‘The Revolt against work’: The Critical Contest,” Telos 21 (Fall 1974): reprinted by Black and Red, Detroit.
    • 2John Zerzan, “More on ‘Organized Labor versus “The Revolt Against Work” ‘ “' in J. Zerzan, Trade Unionism or Socialism, Solidarity Pamphlet 47, London, 1976.
    • 3A number of new books can be recommended to the reader looking for a serious and critical analysis of the American workers‘ movement today: J. Brecher, Strike!, Fawcett, 1974; J. Brecher & T. Costello, Common Sense for Hard Times, Two Continents/IPS, 1976; Root a Branch, eds., Root & Branch, Fawcett, 1975.
    • 4Collegamenti No. 7, bulletin of the "Communist Center for Research on Proletarian Autonomy" (c/o M. Maiolani, CP 4046, Milano 20100, Italy).

    Comments

    The Weakening of the Work Ethic - Root & Branch

    A short 1978 article looking at the anti-work attitudes of Blacks, vets, and “freaks.”
    Published in issue #5 of Root & Branch, a US Libertarian Socialist journal.

    Submitted by UseValueNotExc… on February 6, 2022

    The work ethic, like all other ethics, grows out of peoples’ living situations. In societies where most peoples’ choices boil down to either starvation or being worked like a beast of burden, work comes to be seen as a virtue as well as an absolute necessity. That people must spend most of their lives numbed by both the routine and regimen of work as well as by physical exhaustion appears normal. When the capitalist system in this country began to afford some upward mobility to large numbers of workers so they could rise to the level of prosperity the ideologues of sociology see fit to describe as “middle class,” the work ethic was strengthened. Now hard work was not only a necessity but also was seen by most workers as a means to a truly better life, if not for themselves at least for their children. The capitalist class, the employers whose system is held together from day to day by the acceptance of hard work with long hours as both a necessity and a virtue, might have thought this rosy situation would last forever. Sure, the workers sometimes went on strike. Sometimes they even rebelled, but only under unusual and exceptional circumstances. As a norm they acquiesced and obeyed from day to day and saw it as in their interest to do so. Why should a new generation of workers rock the boat? Three different groups each had their own reasons.

    For some layers of the American working class, minorities in particular, the American dream was too unrealistic to get the majority dreaming. Blacks never did get that mule and forty acres. Before the Great Depression, when work and mere survival went hand and hand, because social benefits were nonexistent, one can speculate that the work ethic was even stronger among blacks than whites. Blacks had to work even harder than whites merely to survive. But in the post-depression era when hard work meant a sharp rise in the standard of living for many white workers, black workers were overwhelmingly kept in the less desirable and lower paying positions. Not surprisingly, enthusiasm for hard work among many blacks dropped in proportion to their being excluded from its supposed rewards. The strong work ethic of black parents was frequently transformed into a strong anti-work ethic among their disillusioned children. When the Black Pride movement became widespread, accepting discipline from (mostly white) supervisors became not only more difficult, but was seen by many as a sign of cowardice or betrayal.

    Soldiers never happily accept discipline whether or not they are in a combat situation. Obedience is a pain in the ass and gets old fast for even the most gung-ho. But however evil military regimentation and discipline might have been, they used to be accepted because they were seen as absolutely necessary evils by World War II and Korean War era troops. And why not? The overwhelming majority of the troops during World War II believed that an Axis victory would mean conquest and enslavement of the U.S. and with it them, their families and loved ones. Similarly, in the Korean War the enemy was seen as monolithic “Communism” which had just conquered Eastern Europe and China and was steadily marching toward our shores. After years of voluntarily accepting discipline soldiers got used to it. And when they returned to civilian life they were considered by prospective employers to be ideal recruits for the discipline of the workplace. Then came the Vietnam War and people responded differently. The war was unpopular from the beginning and soon there was massive resistance to it and the draft within the U.S. itself. With individuals being drafted not for the duration but rather for only two years, it wasn’t long before thousands of anti-war youths were drafted and spreading their ideas inside the military. The more the war dragged on, the more dissatisfaction grew among increasing numbers of troops, who began to see the war as unwinnable, wrong, or both and certainly not worth killing for. Even those soldiers who continued to support the government's objectives in theory became rebellious in practice. While the much ballyhooed "fraggings" (assassinations of NCOs and officers) were rare, virtually every other kind of indiscipline, whether subtle or blatant, both individual and collective, became common. And like their fathers before them, returning vets continued to bring attitudes learned in the military home with them to civilian life and the workplace.

    Youth culture and youth rebellion began around the same time as the anti-war movement and overlapped and grew with it. “Freaks” as they came to be known, proudly adopting the slur directed against them by “straight” society, were by no means a homogeneous group. But most had in common several likes, including rock music, marijuana, a non-acquisitive lifestyle based on various forms of sharing, and several dislikes including the war, sexual constraint, and in general work, discipline, and especially work discipline. Many freaks had parents who were success stories, and this was the reason that they rejected the American dream and the way of life necessary for achieving it. Their parents worked hard, sacrificed, and got the house in the suburbs, color TV, and two cars that they thought would bring them security and happiness. Yet often they had neither. Success looked a lot like failure to the young who saw their parents as being tight-assed, isolated, docile, and afraid to live even on the weekends. Success to the freaks meant living happily, with many meaningful relationships, and doing it seven days a week. Taking flack from authority of any kind was out of the question. Time never stands still however, and even the freaks grew up, got married and raised families, as well as accepted their own form of commercialism. This meant accepting jobs and to some extent discipline, and eventually fading away as a separate group. But they left their imprint on the work place with their rejection of the lifestyle of obedience.

    I have briefly dealt with three groups of people and why they tended in the late 1960’s and through the 1970’s to be less willing to accept the work-related norms of the larger society. In fact these were not distinctly separate groups as one can be both black and a Vietnam veteran, both a vet and a freak, etc. There was rather a mesh of people, generally young, who identified with one another for many reasons including a shared hatred for authority, externally imposed rules, and discipline, who merged together and who remain as a mass of discontented workers who have infected others on the job with their discontent. This is not surprising since the standard of living has been dropping for years. While few workers are in any type of open rebellion, many do resist the regimen of the work place, and many more, who once took pride in their work and accepted their place, now frankly don't give a shit.

    While conclusions must remain tentative, several points of interest emerge from this situation. (1) Anti-work ethic and work discipline attitudes have manifested themselves in a partial rejection of work. Living off of unemployment or welfare checks, once strongly stigmatized, is now increasingly acceptable. Absenteeism is rising sharply for those who do have a full-time job. The control that the bosses have over workers on the job has been greatly weakened. (2) It is not clear how the present economic crisis will affect this situation. The cutbacks in social services and lowered standard of living in general, make it much more difficult for even people supporting just themselves to live without working a forty hour week. Hard times make losing one’s job a much more serious affair. The balance of power is gradually shifting back in favor of the bosses (3) But in spite of these setbacks, workers continue to resist and will continue to modify their resistance to keep it appropriate for the situation as it changes. (4) The acceptance of hard work and long hours without complaint as natural and the acceptance of “pride in one's work” ideology are things of the past for millions of workers.

    D.J.
    February 1978

    Comments

    Spain: Some Aspects of the New Workers’ Movement

    Feature article on workers' struggles in Spain after the death of Franco for Root & Branch issue #5.
    Root & Branch was a 1970s libertarian socialist publication out of the U.S.

    Submitted by UseValueNotExc… on January 16, 2022

    [Note: see list of party and union abbreviations at the end of the article.]

    In Spain today, an obsolete fascist regime, incapable of adapting to the dynamic of modern capitalism, is being dismantled, to be replaced by a modern parliamentary democracy. But this transformation of political institutions is not without its perils--the recent example of Portugal stands as a warning to the Spanish bourgeoisie. For several reasons, however, the risks of a complete social breakdown are less in Spain than in Portugal: the absence of a stalemated colonial war capable of demoralizing the military apparatus, the existence of real economic development since the world war, and most importantly the political ascendancy of a vigorous modern bourgeoisie determined to push forward with political reforms.

    The object of the following text, however, is not to analyze this transformation of the Spanish state to meet the requirements of modern capital. Rather, we are concerned here with another consequence of these social developments: the formation of a proletarian mass whose growing militancy has become, in the 1970's, a new political factor, not only destructive of the fascist regime but also a serious obstacle to the plans of the bourgeois reformers and their occasional allies among the opposition parties. Not that it is a matter of indifference to the workers whether they live under a democratic or fascist state, but it seems increasingly unlikely that their aspirations can be reduced to the programs of the more or less ‘clandestine’ ‘oppositions.’ If they take account during their struggles of the political crisis, they do so not--as the Leninist theory of necessary stages has it--by fighting for the benefit of bourgeois democracy, but by conducting their strike movements in accord with the principles of direct workers’ democracy. For the organizations of the opposition, this poses a challenge: their ability to channel and restrain the workers’ movement is their passport to a secure position within the new political arrangement.

    Coming out into the open after a decade of quiescence, the Spanish labor movement is regathering its forces and renewing its class consciousness through the ups and downs of the struggles that break out from time to time. The massive strike wave in the Madrid region in January 1976 was one of the most powerful of the post-war movements, remarkable for the forms of organization which arose in the course of the struggle and for the problems it raised concerning the relations between the workers and the political underground. Information on the political life of Spain is abundant; when it comes to the social movement, however, there has been very little news. It is no surprise, then, that it is only after a year of silence that one can begin to lift the veil a little. For this purpose, a small book, Trabajadores en huelga, published in Madrid by a group of journalists who seem close to the USO (Union Sindical Obrera),is of great interest. It offers an analysis of the causes of the movement, a fairly comprehensive chronology of a month of struggles and, the richest part of the book, a discussion between two rank and file union militants of different political tendencies who participated in the strikes. Starting with this book, and making use of other documents and information, we will discuss some of the issues raised by the new workers’ movement in Spain. The following is not, of course, a definitive analysis, but a contribution to what we hope will be an ongoing discussion.

    Starting with the Madrid strikes, we will go on to examine some new organizational aspects of the recent struggles, the strategies of the opposition (focussing on the PCE [Partido Communista Espagnol]) and the difficulties they are currently encountering, and, finally, the rise of the new CNT (Confederacion Nacional de Traballadores).

    1. Madrid, January 1976: The Vanguard Left Behind

    The crisis of world capitalism struck the Spanish economy especially hard, for its new industries were completely tied to the foreign capital which had been attracted by the high post-war profit rate. By the end of 1975 the unemployment rate was 8% in Spain, and the rate of inflation was the highest in Europe. If we add to this the fact that labor contracts (signed every other year) were up for renewal, it's easy to see why the social situation appeared ‘strained,’ why the government continually repeated that ‘this is a grave moment,’ that ‘the country is living beyond its means.’

    In mid-December 1975, the ‘clandestine organizations’ called for a ‘day of struggle’ for amnesty and against the wage freeze; in most of the country, there was little response (The “opposition organizations” group the CC.OO., USO, UGT, PCE, PSOE and PSUC, the Socialist and Commmnist parties and unions). Such calls had become commonplace, and served not so much to invigorate the social movement as to keep the apparatchiki occupied and to dissipate the workers’ sense of grievance harmlessly. But in the Madrid region, where strikes had already been going on for several days, the mobilization was extensive, amounting to some 70,000 strikers--too extensive, in fact: far from being absorbed by the ‘day of struggle,’ the movement took on a momentum of its own.

    From January 4 on, strikes broke out everywhere, starting in the large metal-working enterprises of the Madrid region: Chrysler, Helvinator, Electromecanica, etc. On the 5th and 6th, the Métro was paralized, the stations occupied by thousands of workers. The police drove them out, but the meetings continued in the churches. The activity of the Métro workers was to be the barometer of the strike movement. The Métro is essential for the functioning of industry, since it transports the workforce: when it stops, the strike becomes an inescapable daily fact. It was here, and in other sectors where workers’ struggles have the most decisive consequences for social life (PTT = communications, Renfé = railroads), that the rulers of Spanish capital concentrated their efforts in attempting to halt the spread of the movement.

    The strikes extended to the post office, the banks, ITT, and Standard Electric. On the 12th, the construction workers struck; they were at the forefront of autonomous organization. In Madrid alone there were, between the 12th and the 17th, 100,000 strikers in construction, 180,000 in metallurgy, 15,000 in banking and insurance, and 20,000 in public services. The initial demands, very egalitarian, were essentially salarial, “the defense of working-class purchasing power.”(1) However, political instability--the end of the Franco period--favored the widening of the struggles; it was the right moment to ‘take to the streets.’

    “I've never seen anything like the capacity for struggle which I observed in this strike. . . . Concretely, on two occasions at Casa and I think several times at Standard, the vanguard was left behind. That demonstrated an impressive will to struggle, which frightened not only the employers but also the vanguard, who asked themselves at a certain point where all this was leading, for the workers themselves became the vanguard and, at a certain point, the strike escaped the control of the leaders.”(2) These words of a union militant sum up the situation. Just when the illegal organizations thought they had gotten control of the workers, the latter spontaneously set themselves into motion, took the initiative and carried out a course of actions independent of the plans of the organizations, and did so in a much more affirmative way than before. “The fundamental characteristic of this strike--one worker said--was that there was no general strike order, but that it was a process which spread little by little with the incorporation of new sectors and factories.”(3)

    The industrial suburbs of Madrid--Getafe, Vallecas, Alcala, Torrejon--were totally paralized, and in these new workers’ towns the strike went from the factories to the streets, in demonstrations and confrontations with the police. Despite a boycott by the ‘clandestine’ organizations, the movement also reached other regions: Barcelona, Bajo Llobregat, the Asturias, the construction industry of Valencia, the Renault factories at Valladolid. The extent of the movement was new, as was the fact that it reached not only the large plants where the illegal organizations are entrenched and where there is a tradition of struggle, but also the small factories dominated by passivity and paternalism, which had always been untouched by the ‘days of action’ called by the illegal unions.

    On January 12, when “in almost all sectors, the workers showed themselves ready to go on strike”(4) and a general strike seemed possible, the illegal union organizations persuaded the Métro workers to go back to work without any of their demands having been met. (The frustration and rebelliousness which such practices on the part of the reformist organizations have provoked among a significant number of workers will no doubt have its effects.) At the same time, repression came down hard and fast. The army intervened in the Métro, PTT and Renfé; eight PTT workers were brought before a military court, and there were mass arrests and about 1,300 firings. The earlier wage demands were replaced by new slogans: rehiring of the fired, an end to police pursuits, freeing of the imprisoned. The turning-point came around the 20th, when the return to work began, though it did not proceed perfectly smoothly. In many cases, penalties were revoked and firings restrained, but wage demands went unanswered. Only in the construction industry did the workers obtain wage increases (on the order of 38%) and improvements in working conditions. The militancy and unity demonstrated in this sector, and the forms of direct action employed by the workers, certainly had something to do with this outcome.

    The Madrid strike wave was the first social upheaval on such a scale of the postwar period. Several months later the insurrectional strike at Vitoria, and more recently the struggle of the Roca workers in Barcelona, showed that Madrid was not an isolated case but a sign of a fundamental change in the relations between the Spanish workers’ movement and the illegal organizations, the latter being no longer able to contain the former.

    2. Organization and Solidarity in the New Spanish Workers‘ Movement

    For the reformists, the PCE, the political content of any struggle is measured above all by the response which its party slogans (amnesty, democracy) evoke among the workers. But the recent workers’ struggles, from the January strike movement in Madrid to the dock workers’ and Roca strikes in Barcelona, express a political content, a class consciousness, which goes well beyond party slogans and simple economism. This is especially evident in the area of organization. A new tendency is coming into view, a tendency to make the workers’ assemblies the deliberative and directing organ of the struggle, with control over all the actions and decisions of the “workers’ representatives.”

    It has been said of the Madrid strikes: “In general, according to all the information we have received or directly observed, decisions were made in open and democratic General Assemblies (AGs), the union representatives or workers’ agents acting as emissaries and negotiators without any definitive decision-making power. Several leaders of union organizations (banks, construction, metallurgy and public sector) were in agreement in affirming that, ‘In every case, the assemblies had the prerogative of ratifying or refusing the final decisions.’”(5) A Métro delegate confirms the point: “For me, what was good about this struggle was that the rank and file made an important leap forward in understanding; it was always the masses who negotiated, and it was they who set the pace. We did nothing but negotiate in their name and according to their directives.”(6) In the Roca strike, which began in November 1976 and rapidly moved towards a violent confrontation with state power, the use of sovereign assemblies was the crux of the movement. The delegating of power was done exclusively through the AGs, and all the delegates were revocable by them.

    “The strike committee was formed by the elected representatives; its function was to develop and apply all the agreements and decisions made by the workers in their periodic Assemblies. The Committee proposed initiatives which were then discussed in the Assemblies. This was scrupulously respected during the conflict, and more than once the Assembly limited, made precise, or disavowed the role and functions of the delegates.”(7)

    One of the main consequences of this control of the struggle by the rank and file has been to short-circuit the vanguardist organizations which have habitually manipulated the delegates, who often are more their representatives than the workers’. “It is the assemblies which are the vanguard; they are the only real vanguard that I have known in this strike,” said a Madrid worker in January 1976. But the danger is far from over, for the traditionalistic groups are capable of adapting to the new situation, redirecting their manipulative activity towards the assemblies. It is important to avoid taking the tempting step of making a new fetish of the General Assemblies. In the most radical struggles, it is true, they have served as an organizational form which prefigures the emancipation of the working class under socialism. On the other hand, in those movements which proceed along the path marked out by traditional unionism, neither the bourgeoisie nor the ‘leftist’ parties has anything to fear from the GAs--a fact which has been recognized by the current government which in its newly-proposed law on union activity, institutionalizes the Assembly as a union organ.

    Today, even a Stalinist leader of the CC.OO. isn't afraid to say, “Everyone accepts the principle that one must negotiate with the workers elected by the AGs . . . whether they hold union posts or not. . . .”(8) No organizational form, including the GA, can guarantee workers’ autonomy. What is essential is the application of certain principles--open discussion, democratic decision-making, revocability of delegates, direct responsibility of all representative bodies to the workers--and for these purposes, appropriate organizational forms such as the Assembly are a necessary but not sufficient condition.

    Besides the assemblies, other organizational forms have appeared, always based on the same principles. These ‘unofficial representative organs,’ as they are called, are elected by the rank-and-file: the ‘Committee of Eight’ in the postal service, the ‘Committee of Seven’ for the hospital workers, the ‘Leading Committee’ in construction and in the banks, the strike committees of the dock workers and the Roca workers. Created in the struggle, these organizations exist only during the struggle. In January 1976, the bank workers were organized on a national scale. Each assembly elected a delegate: these in turn elected a regional committee (15-20 members, in Madrid). The delegates of the various regional committees constituted a national committee, which included “official [union] delegates as well as rank-and-file workers; that is, all those who were elected by the AGs.”(9) Similar organizations appeared in November, at Barcelona, with the United Workers’ Collectives (CUT). The Madrid construction workers organized for direct action. They elected ‘workshop delegates’ and formed mobile strike pickets, capable of spreading the strike, of opposing the scabs and the employers’ maneuvers at each building site.

    At Vittoria, the situation was similar: “Vittoria, in these months from January to March 1976, was a great school of working class unity and solidarity, but above all Vittoria represented for the rest of the working class a movement which brought new ideas. . . . [T]he political structures which appeared here went beyond the orthodox projects of traditional syndicalism. The Workers’ Assembly elects its representatives and can revoke them. The Representative Committees are constituted exclusively by these delegates. . . . From the beginning many political militants were part of the committees, but one could see that, at any moment, no political organization had a sufficient following to impose its analysis and strategy. . . .Soon after the conflicts began, the strictly economist positions were already abandoned. . . .[The workers] went so far as to refuse individual solutions for the various factories.

    “Factory assemblies met in the churches and working class neighborhoods; womens' and neighborhood assemblies also proliferated. At a certain point, a situation was reached where the entire population was organized in assemblies, in a type of democracy totally different from formal bourgeois democracy. It was this which Fraga Iribane, then a Minister, underlined when he declared to Le Monde, ‘What happened then at Vittoria was not simple demonstrations by the workers; it was an insurrection similar to that of May ‘68.’ “(10)

    Solidarity between workers from different factories was frequently manifested on a local, and even national, level. In the Madrid movement, solidarity was demonstrated by the way the strikes spread in a chain reaction. Then it appeared in the streets of the working-class suburbs, where demonstrations, occupations, mutual aid and confrontations with the police became daily occurrences. Even in factories where the demands had been met, the workers went back on strike, realizing that more was at stake than their own immediate interests. Entire urban regions experienced moments of social revolt; the most extreme case occurred at Vittoria. Often, strikes broke out in solidarity with fired workers: “All or none,” said the strikers at the Roca factories. In this latter instance, the workers explicitly posed the problem of the powerlessness of an isolated struggle. Addressing themselves to their entire class, the Roca workers proposed in their strike bulletin an organizational model based on the assemblies and on coordinated strike action.*

    Such political consciousness is limited, however, to a minority of the workers; the majority show no signs of wanting a revolution and remain in the final analysis amenable to the ‘reasonable’ arguments of the reformists. But it is one thing to acknowledge the minority character of the radical tendencies, and quite another to pretend that movements of such breadth, such thorough-going radicalism, are nothing more than economic conflicts, invested with political significance only by the parties’ slogans. For these were not struggles against individual bosses, but against an entire system of social relations, as is made clear in the vivid account of the January movement contained in Trabajadores en huelga. Likewise, in Barcelona at the time of the Roca strikes, an entire working-class suburb (Gafa) was thrown into turmoil. The significance of these events should not be minimized.

    3. The Communists, the Workers’ Commissions and the Fascist Syndicate

    The Spanish workers’ movement did not remain inactive for long after the end of the civil war. Already, in the immediate post-war years, powerful strike movements broke out in Catalonia--most notably, the CNT-led general strike of 1951--and the Asturias. But it was the development of Spanish capitalism in the 1950's and 1960's, the expansion of modern industry, which was to permit the opening up of a new phase of struggle and factory organization.

    The first Workers‘ Commissions (CC.OO.) were created spontaneously during the 1962 strikes; they were strongest in Barcelona, Madrid, the Basque country, and the Seville construction trades. At first, they were a product of the workers’ autonomous activity.(11) However, they immediately became a battleground for inter-party struggles, with the PCE in the vanguard. “In 1965, the Party was the organization best prepared to take control of the Commissions and, through them, of the entire workers’ movement throughout the country. . . .The only group then organized on a national level was the PCE and as a result, the national coordination of this new organization was not able to escape its control.” (12)

    The ease with which the Party took over the CC.OO. is explained in large part by the limitations of the movement itself. The Commissions existed only in the large-scale modern industries. In this sector, the employers had adopted the European system of collective agreements by plant.† The factory-level workers’ organizations were a response to this new policy; they arose out of unconnected struggles to win gains specific to a particular factory. Hence the CC.OO. often expressed purely localist demands, and suffered from a certain corporate egotism. They did not become a general movement of the type that exists in periods of all-out social struggle, like the Factory Council movement in Hungary 1956 or the Workers‘ Commission movement in Portugal after 25 April 1974. Instead, they were captured by the PCB and subordinated to its over-all strategy.

    Little by little, the constant shifts in the Party's policy--shifts which were not responses to the immediate situation facing the workers, but to the political needs of the Party--destroyed the hopes which the workers had placed in the CC.OO. and deprived them of any mass base. At one point, the PCE suddenly adopted a legalist line: ‘The CC.OO. cannot be clandestine.’ The consequences were grave: “The contortions of the organizational nucleus caused the best cadres to fall into the hands of the police, facilitated repression and alienated the majority of the workers from that frantic activism which bore no fruits except a propaganda bluff whose sole objective was to serve a particular policy.” Then the policy was changed to total clandestinity, “making barren any possibility of action or development.” (13) And so forth...

    Still, in each new period of struggle the CC.OO. were reborn, most of the time independently of the political organizations. As a result of a growing awareness of the PCE's manipulations, new political tendencies were able to find a response among the workers. Thus the USO was set up, led by cadres of the Catholic Juventude Obreros Catolicos (JOC). Later, around 1974, the social-democratic (UGT) reappeared (along with the Partido Socialista Obrera Espagnol [PSOE]); by that time the influence of the PCB “among the workers [had] diminished perceptibly by comparison with the period when the Commissions were born, when it enjoyed a near-total monopoly of the market.”(14) Two orthodox Maoist groups Organizacion Revolucionaria de Traballadores (ORT) and Partido del Trabajo de Espana (PTE) have also gained a foothold, the former even sharing power, for a time at least, in a few CC.OO. Finally, there is the new CNT--of which we will have more to say below.

    From the start, the PCB strove to assimilate the CC.OO. to its own strategy. In 1948 the Communists adopted the tactic of infiltrating its militants into the fascist CNS, the ‘vertical syndicate,‘ as it is called.‡ In the aftermath of destalinization, Carillo launched the new slogan of ‘national reconciliation,’ and the Party threw itself into the task of forming ‘democratic fronts,’ of which today's is only the latest incarnation. Among the groups to whom the PCE extended its hand was a dissident ‘leftist’ minority of Falangists in the CNS; “Those who wear the blue shirt,” said La Pasionaria, “can defend openly, within the enemy camp, the interests of the working class.” When the fascist regime introduced the system of election of CNS delegates,§ it was only logical that the PCE seized upon the opportunity and put the CC.OO. to work in the syndical elections. After 1966, the activity of the Commissions was practically reduced to participating in these elections. The other clandestine organizations eventually followed suit, likewise presenting their candidates as ‘democratic delegates.’ The participation of these organizations helped to legitimate the syndicate, and in fact it was now their militants who made up the base of the CNS.

    For the Party, then, control of the CC.OO. and “boring from within” were complementary. “The key positions obtained [in the elections] were the legal arm of the CC.OO.”(15) The objective behind both tactics was clear: to gain a dominant position in the syndical apparatus, making use of the CC.OO., in order to bargain later for the legalization of the Party [achieved since these words were written]. Once the ‘democratic regime’ is installed, it will then be easy for the PCB to maintain its grip on the unions. In pursuit of the same goal the Portuguese CP appeared in 1974 at the head of the Intersyndical. In Portugal, the relative weakness of the workers’ movement before the military putsch--there had never been a mass movement comparable to the CC.OO.--allowed the Party to appear immediately afterwards as the sole force operating within the fascist syndicate. In Spain, by contrast, the strength of the workers’ struggles during the last years of fascism has produced organizations outside the official syndicate, wherein diverse tendencies have grown up. The recent strikes favor the growth of opposition unionism and the end of the PCE's monopoly.

    4. A Modern Unionism in an Obsolete Regime

    Spanish unionism functions--despite the clandestine organizations’ claims that there is no ‘true unionism’ in Spain--just as in the capitalist democracies. (To be sure, it is restricted to the enterprise level--the syndical apparatus remaining, though not for long, in the hands of the Francoist old guard--and even more narrowly to the level of the modern enterprise, as the small employers are intransigently opposed to union negotiations. But these limitations apply equally to unionism elsewhere.) For years, the ‘democratic delegates’ have been playing the role of traditional unionists in the signing of collective agreements. At Siemens (Bajo Llobregat, Catalonia) in the early 1970's, “the delegates, who have considerable prestige, . . . can mobilise the workers whenever they choose. . . .They do so once a year, when the contract is being discussed, thanks to which they win the largest raises in the region. Then, during the rest of the year, they strike for ten or twelve hours in solidarity with the most important struggles. In exchange, the delegates guarantee to the enterprise that production will proceed as planned, that there will be no wildcats. If an unforeseen conflict breaks out, the Personnel Manager calls one of the delegates to resolve it. Each year the company enters on its books the acceptable hours of strikes and the raises to which it will consent in the next contract, as a result of ‘the great struggle conducted by the workers under the leadership of the militant delegates.’ These latter, of course, are worth their weight in gold to the directors, for thanks to them, Siemens has had fewer strikes than any other enterprise in Bajo Llobregat since 1962, despite the size of its workforce (2,000). The biggest problem for management consists in convincing the police to keep their hands off the delegates because for the cops an illegal meeting is illegal, and that's that. If they are arrested, the company intervenes in their behalf, and keeps their jobs open for them."(16)

    The situation is the same in many other modern factories: the system of collective agreements has become the best means for maintaining ‘social peace.’ A delegate from Standard Electric in Madrid explains that the syndicate there had already signed five agreements before the January strike. Before signing the last one, the ‘democratic delegates’ made comprehensive studies on “the company's ability to yield to the workers’ demands without endangering its financial position.”(17) Even before being legalized, even while still distant from the centers of power, the Party already includes the interests of the bosses--baptized for the occasion ‘the general interest’--as a basic principle of its negotiations! Something to break us in for the future... And if the workers refuse the bargain and proceed resolutely to strike, as happened in this case, the delegates are astonished. “We thought that it was a good contract.”(18)

    As the example suggests, the participation of the illegal organizations in the ‘vertical syndicate‘ has had contradictory effects. No doubt it helps, in periods of calm, to improve the image of the organizations, which can take credit for any improvements. But when a broadscale struggle breaks out, the representatives

    are left behind by the workers; and when they place themselves on the side of the bosses and try to rein in the movement, as they often do, they can only suffer a loss of prestige. At such moments, their collusion with the employers, and even with the state, appears most clearly. What happened in Madrid is a good example. In the Métro, well before the January strike, the delegates forewarned the officials of the syndicate and even the Minister of Labor. “Something is going to happen in the Métro--we sindical representatives know it and we want you to know it--since the company refuses to negotiate.”(19) Once the movement started, it was these same ‘democratic' delegates, and not the syndicalists of the official apparatus, with whom the state and the employers conducted their talks. Unable to prevent the strike from occurring, the clandestine organizations continued to oppose it. On 25 January, when the movement was still growing, they met in Madrid. Representatives of the CC.OO., USO, UGT, PTE and ORT were present. “The majority preferred to negotiate, rather than push on with the struggle.” (20) Such a broad anti-strike coalition, extending from the Maoists to the social democrats, is no accident; it is to be explained in terms of the goals and tactics of the clandestine organizations.

    5. The Political Opposition: Projects and Difficulties

    For all of the opposition organizations, the development of democracy provides opportunities which they would like to see realized as quickly as possible. If capitalism is to grant them their place in the sun, they must establish control over the workforce; they must show themselves capable of containing workers’ struggles within the bounds of respect for capitalist institutions, emptying them of all political content and reducing them to simple and predictable unionism, with which the bosses can negotiate. On this point, the goals of the reformists and of the partisans of a modernized capitalism coincide--and both groups, in opposing spontaneous actions by the workers, invoke the same enemy: the Francoist right. For the ‘modernizers,’ the point is to avoid weakening their position relative to the forces supporting the ancien regime. The Party shares this concern, and also wishes to demonstrate to the entire bourgeoisie that it has retained its hold on the workers. In January 1976, the Minister of Labor pressed for a speedy resolution of the negotiations because the ‘bunker’ [Franco's entourage] is trying to profit from the strike.”(21) At the same time, the PCB claimed that “the intransigent right is trying to prolong the conflict” (22) and deplored the sad lot of the small employers, to whom the strike was doing an injustice.‖ A year later, with the events of Tocha Street in Madrid, the logic of these strategies created a new situation: faced with the ultra-Rights, the democratic opposition joined with the modernizing bourgeoisie in a new “Sacred Union.” ¶

    While all of the oppositionists, and even a section of the bourgeoisie, are in agreement on the need to channel workers’ struggles within parliamentary-democratic institutions, they are at the same time in competition for control of these institutions. In this regard, the most important recent development is the resurrection (with the financial aid, as in Portugal, of the German social-democrats) of the social-democratic party, with which international capitalism hopes to counter the PCB. In a matter of months, the PSOE, once practically extinct, became a political force capable of competing with the Communists for control of the State apparatus.

    On the local level, as well, the PCE's plans are running into obstacles--but in this case, from a quite different source. The Party would like to repeat its success with the CC.OO. by appropriating the function of coordinating the Neighborhood Committees, which have been developing (often in a spontaneous and politically independent manner) since 1976 in the working-class districts. The goal is to use these organizations as stepping stones to governmental posts at the local or municipal level. However, there is a strong federalist tendency within the Neighborhood Committees, which identifies itself with the CNT and is resisting the PCE's centralizing tactics.

    In the field of unionism, too, the Party's successes have been partially cancelled by its failures. As we have seen above, the PCE has pursued the tactic of participation in the ‘vertical syndicate.’ In 1974, the PCE called for the formation of a ‘sindicato obrero unico’ (‘one big union,’ as it were) crystallized around the positions won in the vertical syndicate, in order to strengthen the working class. Needless to say, it would also serve to bolster the Party's hegemony, since it already has a head start in this direction. Wishing to preserve the system of the single union, it has opposed the legalization of a plurality of unions; this position is to be seen in the light of the Party's state-capitalist ambitions. Like a fascist regime, the state-capitalist project calls for centralized, planned control of the workforce.# For the social-democratic opposition, the goal is just the opposite--to dismantle the single-union system, as the Soares government is doing in Portugal.

    On this terrain, the PCE has already been stalemated, despite its initial gains. The strategy of ‘entrism’ has, as we have seen, had its benefits for both the syndicate and the Party; the latter even succeeded in taking full command of a few syndicate locals, for instance, in the Madrid suburb of Getafe. But the CNS itself is now in crisis, and during the recent struggles the PCE's predominance in the syndicate was of no use in steering the strikes into acceptable channels. The movement set itself in motion and organized itself outside the syndicate, and the only role which the Party could play via the CNS was that of strikebreaker. As the USO and UGT pointed out, workers supported the opposition militants only when the latter acted outside the official organization; for example, the strike committees set up by the PCB in Getafe and elsewhere in January 1976 remained “totally inoperative” (23) because of their connection with the UTT. The workers’ attitude towards the ‘vertical syndicate’ was amply demonstrated by their repeated sacking of its offices. Its deterioration is so far advanced that even a CC.OO. leader has called it “practically destroyed” and has stated that “Neither the workers nor the bosses want to hear another word about the CNS; everything happens outside of this monster.” (24) Its local offices are no longer open, and opportunism and corruption have reached the point of selling off the office furniture.

    Faced with the collapse of the CNS and the impossibility of preserving a single-union system, the Party decided in late 1976 to make of the CC.OO. its own union, in competition with the USO and UGT. The Party launched a membership drive for the CC.OO., federations of CC.OO. by branch of industry were set up, and the first Congress of the Syndical Confederation of Workers’ Commissions was held. “The democratic union organizations have entered, without doubt, upon a new phase of their history. The time of clandestinity and systematic repression is past. The virtual disappearance of the CNS, the relative tolerance which our organizations enjoy permit an enlargement of their field of action and an accelerated process of organization.”(25) While thus obliged to accept ‘union pluralism,’ the PCE has still refused to give up the ground it has gained within the syndicate; it prefers to hold on to its right of inheritance, for whatever it may be worth.

    6. ‘Eurocommunism’ and the Working Class
    The abandonment of the concept of the ‘dictatorship of the proletariat’--i.e., the promise to respect the rules of the parliamentary game--is the hallmark of the new phenomenon known as ‘Eurocommunism.’ This new line is often compared to Social-democracy; in both cases, we find a mass party claiming to be engaged in transforming capitalist society by using the bourgeois state apparatus, proposing a peaceful road to state socialism. Like their social-democratic counterparts, the Eurocommunist CPs accept private enterprise as an essential element of the ‘new society’ they wish to build. On this point, of course, the bourgeoisie has its suspicions, knowing well that the relationship between the private and state sectors is antagonistic. And they are right to doubt, for the CPs still ultimately hold to the state-capitalist project. Under pressure from growing leftist tendencies among the working class, the Eurocommunists find it difficult to openly adopt the corollary of social-democratic respect for capitalist private property, i.e., the co-management of wage exploitation. Their response to pressure from the left can only be the replacement of private employers by the state as employer.

    For the working class, the turn to Eurocommunism brings nothing new. The PCE must periodically demonstrate its ‘responsibility’ by restraining the movement. It will encourage mobilization only in support of its own goals; aside from that, it will offer the workers only as much support as is needed to prevent mass defection from its ranks. All of this follows naturally from the political strategy which the PCB has chosen to adopt. In the preceeding pages we have frequently touched upon the demoralizing effect which Party policy has had upon the Spanish working class. In the next few pages, we will deal more specifically with this aspect of the situation, by examining two particular instances: La Roca and Sabadell.

    The Roca strike, along with the Vitoria movement, marked the high point of last year's struggles. It was over the issue of election of representatives that the Roca conflict broke out: management refused to recognize the delegates chosen by the Workers’ Assembly. The Assembly also insisted that all delegates resign any positions they held in the official syndicate, a demand that clashed with the tactics of the union leadership. The unionists opposed the strike from the start; only the CNT lent its support. Given the influence that the party/union leaders wielded in Bajo Llobregat, their support could have been decisive in winning the strike.

    The government, acting through the CNS, openly tried to force the strikers to accept the leadership of the ‘democratic unionists’ by refusing to begin negotiations until the workers accepted two conditions: election of delegates by secret ballot and the presence of leaders of the union opposition on the Representative Committee. To this the workers replied, “According to the CNS, members of the union headquarters must be included on the Committee, while these very unions never cease to criticize our delegate movement and our methods of struggle. This Committee would be something exterior to the workers, a totally bureaucratized organ would thus be created, eliminating the dynamic of self-organization....” They saw the proposed secret ballot as a ruse designed to undermine the more radical forms of organization already in use: “As far as the secret ballot goes, it will lead to the end of the principles of democratic election and of revocability, at all times, by the Assembly.”(26)

    From November 1976 to February 1977, the regime and the democratic opposition were engaged in working out a modus vivendi; hence the government's enthusiastic promotion of the unions. Hence also the opposition's coolness to the strike, for any struggle “dissociated from union control, outside of its sphere of influence, could be an obstacle to the dialogue between government and opposition.” Legalization of the unions and parties was on the agenda, but in return the workers’ demands had to be set aside. This explains why “during the period between the last months of 1976 and the moment when the government and the opposition concluded the first formal accords, the response of the unions to the economic measures decreed by the government and to the provisions concerning the freedom to lay off workers was so indecisive, and even practically nonexistent.” There was nothing new or unsettling in this for the parties; they have always believed that the workers‘ movement ought to adapt itself to the requirements of their strategies in the waiting rooms of the bourgeois state. Nonetheless, in the face of worker militancy, the parties cannot go too far in placating the bourgeoisie, lest they lose their mass base. The two goals which they must pursue simultaneously, recruiting workers and gaining a foothold in the state, "have come into contradiction with each other more than once (at Sabadell, in the Madrid transport strike, and at the Ford plant in Valencia)."(27) Reconciling these conflicting goals has not always been easy.

    After 95 days of strike, the Roca workers, unable to overcome the isolation contrived by the parties, had to give in and accept the settlement arranged for them by union and management. The role played by the unionists was expressed clearly in the bourgeois press: “We don't think--said a Bajo Llobregat employer--that the conflict at La Roca can degenerate into a general solidarity strike. The agreement obtained in the negotiations for the metalworkers' contract was the means to stop the extension of the movement. The good will of the labor leaders made this agreement possible.”(28)

    The same pattern is evident in the Sabadell strike movement. In November and December 1976, 20,000 metal-workers from the Sabadell region of Barcelona went on strike. The movement united, for the first time, workers from both large and small enterprises. The CC.OO. had the largest following among the workers; the USO was also present, but only tagged along behind the CC.OO. Some of the most militant activists came from the Anti-Capitalist Workers’ Commissions, a predominantly Maoist opposition tendency which existed at that time within the CC.OO.

    The struggle was characterized by a high level of solidarity between shops, attempts to spread the movement beyond the metal-working sector, and the use of General Assemblies as decision-making bodies. Through the Assemblies, a significant number of non-party radical workers were able to take an active part in the struggle. “It must be emphasized that, throughout the strike, many scrapping workers, independent of every existing organization, took part and played an important role in the struggle. . . . The rank-and-file workers, unorganized, ensured that the Assemblies were not just window-dressing: they insisted that their opinions, their voices be respected, so that the labor organizations were forced to respond to the workers’ determination. . . .”(29) While accepting the Assemblies, however, the organizations succeeded in getting the workers to accept the bureaucratic autonomy of the directing organ, the delegates’ assembly. In order for this committee to exercise real leadership, said one Sabadell worker, it “would have had to be transformed, enlarged with delegates elected in the shops and elsewhere; the mandates of the delegates already elected would have had to be revoked to allow us to reaffirm our confidence in them, or to dismiss them. . . . The main problem was the fact that the working rank-and-file did not really control the delegates’ assembly and the representative committee charged with negotiating.”(30)

    The actions of the CC.OO. and the USO were determined by the same political calculations which guided them at La Roca. “The Sabadell strike is . . . the first to suffer the consequences of the policy of the ‘social contract’ proposed by the Suarez government.” Mass mobilization had to be blocked, for it not only “aggravated the crisis of the capitalist system,” but also “threatened to create a dangerous element of instability for the project of political reform.”(31) And so the unions opposed the workers’ attempts to spread the strike and condemned the formation of strike pickets.(32) At the same time, the Eurocommunists tried to safeguard their support among the bourgeoisie, especially the small businessmen. In an open letter to the Catalan bourgeoisie, the Partido Socialista Unificado de Catalonia (PSUC, under PCE control) reassured them that the strike was no threat to them, attributed worker dissatisfaction to “the absence of democratic liberties,” and asked the employers to be generous to the workers and accept negotiations. Given the behavior of the democratic opposition, and the workers’ ultimate dependence on them, it comes as no surprise that the Sabadell strike ended in total defeat: none of the demands were met, and about 500 strikers were fired.

    As we have seen from these two examples, the consequences of the Eurocommunists’ strategy have been quite grim for the working class. But it is by no means certain that the PCE will succeed in carrying out its plans, for while its goals have remained constant throughout recent years, the environment in which it must act has changed. The deepening world economic crisis has made the technocratic dreams of the ‘Work of God’--dreams which the PCE shares--seem more and more utopian. And the smoldering militancy of the Spanish working class, expressed most powerfully in the rise of the new CNT, may prove too much for the PCE to handle. Faced with these new realities, however, the Spanish Communists (like their Italian counterparts) remain fixated on old strategies.

    7. Revolutionary Tendencies Among the Workers: the ‘New CNT’

    The CNT meeting in Madrid on 27 March 1977, which drew a crowd of more than 20,000, forced people's attention to this new element specific to the Spanish political scene. None can deny it, the CNT is once more a real presence in Spain; the most convincing proof of its existence is that the other opposition organizations are obliged to accept its participation in strike committees and unitary meetings. From Vigo to Ténérife, from Alicante to Santander, in the factories and in the offices, cells of militants spring up, proclaiming their fealty to the CNT. The local activities of these groups, their meetings and debates, attract large and excited crowds, made up mostly of young people. The movement is all the richer for the fact that its cells and organizations are not the creation of an apparatus but arise from the rank-and-file: as a member of the Catalonia committee stated apropos of the neighborhood groups, “we can't keep up with them.”(33) The publications of these groups, diverse and rich in discussion, can be found scattered everywhere, in the neighborhoods as well as places of work. Union branches are being organized--for the moment, in a not too centralized fashion--in metallurgy, graphic arts, the building trade, the banks, the entertainment industry, education and textiles; even among the agricultural proletariat of Andalusia, CNT cells are reappearing. It is here, among wage workers, that the libertarian mass movement has its firmest roots, and it is through their actions in this sphere that the militants are best known.

    During the most important recent strikes, from Madrid in January to Barcelona in December, this revolutionary current has been in the forefront of the struggle. The rejuvenation of the CNT (as well as the rise of cells of revolutionaries linked to the USO and UGT) is the result of a new content of the workers’ struggles, in search of organizational forms permitting direct action and the refusal to delegate power. The militants of the CNT identify most readily with these principles. The CNTists' way of approaching workers’ struggles--and not the ‘correctness’ of sone program or platform--is the source of their appeal to the most militant workers. A few examples will suffice to illustrate the principles of action of the CNTists.

    When the labor contracts for the building trades in Aragon were being discussed, the two CNT members elected to the Joint Labor/Management Committee refused to sign anything, demanding that all decisions be ratified by mass meetings of the workers concerned.(34) During the 2 November 1976 ‘day of strike’ against the government's economic policies, CNT members were part of the Committee of delegates in Barcelona which was to ‘direct’ the strike, side by side with representatives of the USO, UGT and CC.OO. The CNTists began by publicly declaring that they did not recognize the legitimacy of the Committee, and advocated its replacement by local strike committees elected by the rank-and-file. Moreover, they denounced the manoeuverings of the Committee and of the political organizations. In the long run, in a situation of acute social crisis, such practices will draw the most determined militants into the CNT. About 90% of the new members are young people, and according to the national secretary, “many of our best militants come from the PCE.”(35)

    Is this renascent CNT a faithful copy of the CNT of the 1930's, the memory of which has been religiously embalmed by the clandestine cells within Spain and the nostalgics in exile? For the moment, it seems more accurate to see the CNT as “not a mass organization, but rather a large movement uniting libertarians.”(35) As one militant put it, “Most of the time, the CNT acts as an autonomous movement rather than a structured union.”(37)

    The CNT movement is distinguished from the other political groupings by three essential characteristics: “Above all, this unifying dynamic [of the CNT] is not frontist, in the sense that the debate on the nature of the new organization is not closed. Anarchist, certainly, but of very diverse groups and origins: formerly autonomous anarchist groups, more or less councilist fractions, traditional anarcho-syndicalists, . . . groups formed during the students’ and workers’ struggles of 1968-72.” Secondly, “it is the only union organization which has refused any compromise not only with Francoism but even with its new monarchist variant, which has refused to play the game of collaboration with the bourgeoisie, refused to trade off its legalization against its entry into a united front government, refused to calmly prepare ‘the passage to democracy.’” Finally, the CNT has not fallen into the trap of parliamentarism, which conceals the problems raised by the social struggle and absorbs all of the energies of the political opposition. Against parliamentarism, the CNT proposes a subversive alternative: “What must be discussed today among the workers is the problem of workers’ autonomy.”(38)

    This approach--the negation of the principles of unionism--cannot help but create contradictions for an organization which some members would like to transform into a union. It is precisely on this question that disagreements are arising within the CNT, between a traditionalist tendency supporting the immediate formation of a central mass union and a group which opposes this project and points to the errors of the past. And in fact, it's hard to see how the revolutionary principles of direct-action, class struggle, and refusal of permanent delegation of power can survive the requirements of the daily tasks imposed on unions by their role within the capitalist system. “We are practicing anti-syndicalism,” says one militant, justly noting that, “All unions are established according to capitalist structures.”(39) For the survivors of the old, pre-War directing bureaucracy, however, it is the syndicalist perspective which must prevail, and they are already on the offensive against a reluctant rank-and-file. “It is time to construct, seriously and in a responsible fashion, majority unions of laborers, whose strength and ability can obtain the best results. Let us not fall into the error of reducing the unions to minorities of theoreticians. . . . We must not be identified with separatist attitudes.”(40) Juan Casas, National Secretary of the CNT, puts the argument more strongly: “These young militants, through lack of experience and through ignorance of the nature of anarcho-syndicalism, because they have not lived through it, are creating problems. . . . The CNT cannot function in the same manner as an anarchist group. . . .[T]here has even been a certain revulsion against all representative organs such as the national or regional committees.”(41) Notice how political questions of representation and organizational forms are sidestepped--in purest bureaucratic style!--through a paternalistic appeal to 'experience'--as if it weren't precisely the experiences of the past which force the new militants to pose these issues.

    A concrete example of the confrontation between the two currents within the CNT is provided by the recent debates in Valencia and Catalonia on the question of alliances between the CNT and UGT. On 5 December 1976 a proposal by the traditionalists on this issue was discussed in a regional meeting in Catalonia, in which more than 150 organizations were represented. The majority declared against the proposal. Without rejecting the principle of alliances, they stressed that it was up to the rank-and-file and not the leaders to decide, taking each particular situation into account, to create unitary ties between workers of different organizations.(42)

    8. A New Kind of Unionism?

    In the 1940's, Anton Pannekoek described the ambiguities of the workers’ movement in the following terms: "Whereas in their conscious thinking old watchwords and theories play a role in determining their arguments and opinions, at the moment of decision on which weal and woe depend, a strong intuition of real conditions breaks forth, determining their actions. . . .[T]wo forms of organization and struggle stand opposed, the old one of trade unions and regulated strikes, and the new one of spontaneous strikes and workers’ councils. This does not mean that the former at some time will simply be replaced by the latter. Intermediate forms may be conceived, attempts to correct the evils and weaknesses of trade unionism while preserving its valid principles. . . . An example of such a union may be found in the great American union, ‘Industrial Workers of the World’ . . . Similar forms of struggle and organization may arise elsewhere, when in big strikes the workers stand up, without as yet having the necessary self-confidence to take matters entirely into their hands. But only as temporary transitional forms.”(43)

    Pannekoek might just as well be describing the current situation in Spain. The spontaneous action of the rank-and-file and their consistent refusal to submit to outside leadership permit us to see in today's movement the germs of a more radical future. In the Madrid region, in shops where there was no tradition of struggle and where the workforce was often young and female, the workers use the term ‘union’ to describe any organization which functions on the basis of rank-and-file democracy and revocability of delegates, in a sort of modern renaissance of revolutionary syndicalism.

    But for those who believe in the potentially revolutionary character of those forms of organization which stand halfway between the union and the autonomous rank-and-file group, for those who believe in the possibility of ‘building a new unionism,’ failure is certain-just as certain as it was in Portugal, where the majority of the leftist political movement tried to set up non-reformist ‘class unions’ starting from the Workers’ Commissions. The new forms of organization could flourish only in the context of wide-scale social conflict; when this period came to a close, it was once again the problems of day-to-day survival which preoccupied the workers. Such daily issues can be handled most easily by a traditional union, whose functioning is based on class conciliation, permanent delegation of power, and absence of rank-and-file democracy: and the ‘new unions’ were forced to adapt themselves to these imperatives. In this game, the CP-controlled unions, with their tight organization and high degree of centralization, hold the winning hand. Those who would organize the CNT as a mass union should be aware that they can only create an insignificant miniature replica of the great reformist unions.

    Perhaps for some the PCE'S success is appealing. But such ‘success’ has nothing to offer the revolutionary, for it is predicated on the workers’ defeat. Today in Spain, as yesterday in Portugal, Communist reformism develops only after the labor struggles have been smashed. The Party recruits on the basis of defeatism: ‘To be a revolutionary gets you nowhere, come to us....’ Lest the reader think this an exaggeration, I want to point out an incident that occurred during the December 1976 Renfé strikes: the Communists brought workers fired during other strikes to the mass meetings of the Madrid railroad men . . . to illustrate the consequences of ‘irresponsible’ and ‘thoughtless’ action! In the future, we can expect more of the same from the reformist organizations: they will try to keep ‘politics’ and ‘unionism’ strictly separated, placate revolutionary desires with reforms, and isolate the movements shop by shop, breaking that sentiment of class solidarity which was so evident in the recent struggles.

    For the present, the reformists, whose strength derives from the material and ideological integration of the majority of the workers into capitalism, are in a strong position. The workers’ frustration and lack of confidence in their own power may open the way for the ‘social peace’ desired by the reform bourgeoisie and for the parliamentary democracy desired by the political opposition. Yet we should not write off the prospects for renewed revolutionary struggles. All observers agree that in the conflicts of the last few years the workers have demonstrated a strong capacity for autonomous action, going beyond the bounds of the oppositional apparatus. And there is a radical tendency, small but determined, with a rich tradition and clear anti-capitalist goals, which has firm roots in Spanish society and a significant impact on the workers’ struggles. The result of the conflict between this tendency and the reformists will have an importance which is not limited to Spain alone.

    List of Abbreviations

    Parties
    ORT Organizacion Revolucionaria de Traballadores, Revolutionary workers Organization: orthodox Maoist.

    PCE Partido Communists Espagnol, Spanish Communist Party.

    PSOE Partido Socialista Obrera Espagnol, Spanish Socialist Workers Party: the social-democratic party, under strong control of the European social democrats.

    PSUC Partido Socialista Unificado de Cataluna, Catalan United Socialist Party; the Carillo-tendency CP of Catalonia.

    PTE Partido del Trabajo de Espafia, Labor Party of Spain: orthodox Maoist.

    [b]Unions[/b]

    CC.OO. Comissiones Obreras, Workers Comissions: now completely controlled by the PCE.

    CNS Confederacion Nacional Sindical, National Syndical Federation: the official union under Franco, organized on a corporatist basis, i.e., bosses and workers in an industry belong to the same organization. The workers‘ dues were taken directly from their wages by the bosses or the state. At the end of the old regime, the apparatus was practically part of the state, while the lower levels were much controlled by the CC.O0. and the USO, which worked within the CNS, presenting candidates for stewards, during the fascist period. The CNS has now been dissolved by the new regime, and the bosses have had to create their own organizations. As the CNS was a powerful and rich bureaucracy, controlling banks, real estate, etc., there is now a big struggle going on among the left unions for control of the financial and material remains.

    CNT Confederacion Nacional de Trabajo, National Federation of Labor: the anarcho-syndicalist union federation, founded in 1910.

    COS Cordinacion Organisaciones Sindicales, Union Organizations Coordination: organized collaboration between the CC.OO., USO, and UGT in the period just after Franco died; now disintegrating.

    JOC Juventude Obreros Catolicos, Catholic Worker Youth: socialist-influenced group during the Franco period, helped to create the USO.

    SU Sindicatos Unitarios, Unity Unions: unions created by Maoists expelled from the CC.OO., strong in some areas and very active; they sometimes work with the CNT in strikes, as in last summer's hotel strike.

    UGT Union Generale de Traballadores; General Union of Workers: the old socialist union from the Civil War, when it was controlled by the PCB; now under strong control of the PSOE; growing quickly.

    USO Union Sindical Obrera, Workers Syndical Union: socialist, for "self-management," close to the French CFDT.

    Notes

    * The new CNT movement played an important role in spreading the news about the Roca strike, both inside Spain and outside; a meeting was held in Paris in January 1977, in which strikers participated. Such behavior is sufficiently rare to be worthy of special mention.

    † The 1958 Law of Collective Contracts allowed each employer to negotiate directly with the workers in his factory; this measure was introduced on the initiative of the modernizing bourgeoisie. On the political plane, the modernizers were organized in a quasi-religious body known as the ‘Work of God.’ When the post-war economic quarantine was lifted and Spain was re-integrated into the ‘community of nations,’ Franco jilted the Falange and invited members of the ‘Work of God’ into the government. Collective bargaining was part of the program of limited reforms with which the modernizers hoped to meet the complementary goals of appeasing the gods of international finance and liberating the invisible hand from the shackles of Francoist economics. When the world economic crisis revealed the impracticability of their technocratic vision, the ‘Work of God’ ministers were thrown out of the government, one by one.

    Confederacion National Sindical: the ‘vertical syndicate’ is a corporative body on the usual fascist model; workers and employers both belong to it. Up to 1958 wages were set, at subsistence level, by state decree. Employers had autocratic powers within the plant, for while worker representatives were present on the lowest level of the syndical apparatus, the ‘plant council,’ they were bribed or coerced into submission. The higher levels of the CNS bureaucracy were staffed by Falangists; the syndicate was one of their last strongholds.

    § The first elections were held in 1963. The PCE led the way in participating in the 1966 round of elections, against the initial opposition of the other clandestine parties.

    ‖ Again, this is reminiscent of the situation in Portugal in 1974, when the PCP took up the defense of small capital and argued that strikes were against the general interest.

    ¶ This phrase was originally used by Maurice Thorez to describe the French Popular Front of the 1930's.

    # In the same vein, the Maoist organizations also demand a single union. The ORT and PTE, which together broke with the CC.OO. late in 1976, split in March 1977, each creating its own single union. This parting of the ways was carried out with the usual Maoist-Stalinist folklore, with armed commando groups, headbreaking and reciprocal accusations.

    (1) Trabajadores en huelga (Madrid: Editorial popular, 1976).

    (2) Ibid., p. 127.

    (3) Ibid., p. 121.

    (4) Ibid., p. 32.

    (5) Ibid., p. 37.

    (6) Ibid., p. 113.

    (7) Dionisio Giminez Plaza, Roca: organización obrera y desinformación (Madrid: Ediciones de la Torre, 1977), p. 22.

    (8) N. Sartorius, "Panoramica Sindical," Triunfo, 18 December 1976.

    (9) Trabajadores en huelga, p. 140.

    (10) Giminez Plaza, op. cit., P. 6. See also, [Collective;] Informe Vitoria, Ed.
    Alternative: Vitoria, 1976, a very complete work with analyses and documents.

    (11) Senz Oller, one of the founders of the C.O. at the SEAT auto plants in Barcelona, describes this period in his book, Entre el frande y la esperanza (Paris: Ruedo Iberico, 1972)

    (12) Oller, op. cit., p. 67.

    (13) Ibid., pp. 77, 80.

    (14) Ibid., p. 250.

    (15) Ibid., p. 284.

    (16) Ibid., p. 287.

    (17) Trabajadores en huelga, p. 95.

    (18) Ibid., p. 114.

    (19) Ibid., p. 112.

    (20) Ibid., p. 39.

    (21) Ibid., p. 125.

    (22) Ibid., p. 39.

    (23) Ibid., p. 92.

    (24) Sartorius, op. cit.

    (25) Ibid.

    (26) Manifesto of the Strike Committee, cited in Gimenez Plaza, op. cit.

    (27) Gimenez Plaza, op. cit.

    (28) El Correo Catalan, 11 December 1976, cited in Gimenez Plaza, op. cit.

    (29) Diego Fábregas and Dionisio Giménez, La huelga y la reforma (Madrid: Ediciones de la Torre, 1977), p. 31.

    (30) Ibid., p. 46.

    (31) Ibid., p. 22.

    (32) Ibid., p. 34.

    (33) Luis Bddo, interview in Libération (Paris), 15 April 1977.

    (34) Frente Libertario, December 1976.

    (35) Juan G. Casas, interview in Sindicalismo, April 1977.

    (36) Martin, "La reconstruction de la CNT," La Lanterne Noire, November 1977.

    (37) Eddo, op. cit.

    (39) Ibid.

    (39) Ibid.

    (40) Editorial, Solidaridad obrera, Catalonian Regional Committee of the CNT, November 1976.

    (41) See the interview in this issue of Root & Branch.

    (42) Frente Libertario, January 1977.

    (43) Workers Councils, Root & Branch Pamphlet 1, pp. 70-71; in Root & Branch (Fawcett, 1975): pp. 458-460.

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    Three interviews: CNT and Mujeres Libres Manifesto [1977]

    Interviews from members of the CNT and Mujeres Libres- a women's anarchist group in post-Franco Spain.
    Translated into English for the libertarian socialist journal Root & Branch issue #5.

    Submitted by UseValueNotExc… on January 19, 2022

    Three interviews: CNT and Mujeres Libres Manifesto [1977]

    J. Gomez Casas, CNT National Committee

    Luis Andeés Edo and Luis Burro, Barcelona CNT

    Mujeres Libres

    Manifesto: Mujeres Libres


    Luis Andeés Edo and Luis Burro, Barcelona CNT

    QUESTION: How do things stand today with the CNT, in Madrid in particular and in Spain generally?

    ANSWER: It can't be said that things are the same in Madrid and the Central region as in Valencia, Andalusia, and Catalonia; each area has its own situation which derives from its particular history, the different aspects of the current scene, and the political organizations present. This was true when the CNT was started up, primarily thanks to the impetus of young libertarian militants, especially anarchists. Until two months ago, the CNT existed only in the form of a national committee which was such in name only. With the rebirth of anarchism and the immediate objective of reconstituting the CNT, anarcho-syndicalist groups began to develop all over Spain, giving the first real life to local, then regional, and finally national organizations. A meeting of 300 comrades in Madrid in December 1975 was the beginning of the development of the CNT in Madrid; then the unions began to develop. The first was the construction workers’, formed by young, very dynamic people, very combative. The process of reconstitution was the same in all the regions, in Andalusia, the Basque country, in Cantabria, Asturias, Estremadura. It is going on now in Galicia and Aragon, where regional committees have not been formed but where there are many groups. In effect, the collective memory dating from the civil war still exists: the young people understand our history and the old remember it. The reorganization process culminated in the nomination of the national committee last September [1976]. The national plenum decided on the election of a national committee composed of one delegate from each region and a permanent secretariat composed of five members.

    QUESTION: What problems have you encountered?

    ANSWER: I would say, the problems of an extremely young organization. In fact, we can say that 90% of the members of the CNT are young, and that this is very lucky; but these young people lack experience. They don't know what anarcho-syndicalism really is because they haven't lived it. This creates problems, which, however, are easily resolved. One of the major problems with which we have had to deal was with young people coming from anarchist groups, who entered the CNT with an anarchist mentality, thinking that a union can be run by the same rules and in the same way as their little groups. But to the extent that the CNT is an organization which involves many workers, it cannot function like an anarchist group. The young people must learn this from their own experience--they have now, and this difficulty has been overcome. There is also a kind of revulsion at any sort of representative structure; thus the regional or the national committee was seen as a sort of bureaucracy. But those who had such worries have seen that the committee made no decisions but only followed the decisions made by the various unions. There was a generation gap between the old and the young; but today a process of clarification, of discussion, of the confrontation of views is going on. In this way difficulties are resolved little by little. The CNT today is thus much more radical in its content than it ever was, thanks to the enormous quantity of anarchists inside it. This constitutes the guarantee that the CNT of today will become what the classical CNT was, but adapted to the present day historical situation and therefore very different from the organization of ‘36--and yet with its content, its anti-state and anti-parliamentary philosophy.

    To sum up, you can say that the CNT is a new CNT, young, vintage 1977, but connected directly to the whole of its past history. At present, in this process of clarification which implies both confusions and tensions, we have a difficult and complex organization in which not everything runs smoothly but which is very lively and very dynamic.

    QUESTION: What is the spectrum of political organizations? How does the CNT fit into this spectrum? What problems are there in the CNT’s relations with the other organizations?

    ANSWER: We have been disorganized and dispersed as a result of the repression of the last 40 years, and we started in a weak position, significantly behind the other left groups. In addition, we have never had a professional apparatus, unlike the others. At present, the CNT has no paid officials, and all those who fill representative positions live from their labor. Thus we don't have the efficiency of the professional apparatus of the Workers’ Commissions, or of the PCE with its 50 or 100 full-time workers. But this gives us a position of moral superiority because we don't live from the organization. It must not be forgotten that the other political forces have been able to enjoy some continuity even in clandestinity; a continuity constituted by their professional apparatus which could count on economic support from the great powers: the USSR, the German Social Democrats, etc.

    But while the Workers’ Commissions thus had an initial advantage over us, the image which the CC.OO. enjoy abroad as the only workers’ organization is a myth, because the UGT exists as the second largest organization of the Spanish proletariat, and the CNT also exists. The Spanish Communist Party wished to use the Workers’ Commissions as a basis for realizing their idea of union unity, which would mean, as in Portugal, a single central union. But they did not succeed in this, thanks to the opposition of the UGT and the CNT. We, in particular, fought for a plurality of tendencies and organizations, based on the real differences which exist. This battle ended in victory, and now the Workers’ Commissions have had to abandon their plan and deal with the fact that there are other forces which they cannot overpower: the UGT and the CNT. For the moment, the CC.OO. still have the majority position even if in Catalonia, for example, the CNT is beginning to have some influence. But we believe that in a while the relations of strength will change.

    On the other hand, we have one great advantage over the other forces: they claim to be autonomous, independent of political parties, and this is false; the UGT depends directly on the Socialist Party, the CC.OO. on the Communist Party, the USO is tied to several socialist groups connected to the PSOE, and the only organization tied to no one is the CNT. This gives us a great theoretical advantage, because we call attention to the fact that no one imposes a line on us, and the workers have no trouble understanding this. When we say that we have no leaders, that the mass meeting is sovereign, that everyone has the power of decision, they understand what we are talking about.

    Today in Spain, after 40 years of dictatorship, there is a rediscovery of Proudhonian concepts of federalism, regionalism, and autonomy. There exists a real revolutionary fervor, all the groups talk about self-management, including the PCE. Evidently all this gives us an advantage, since we are the only coherent spokespeople for self-management, and we can demonstrate it in the facts. All the groups or parties which talk of self-management have a hierarchical structure, all wish to integrate themselves into the state and the parliament--which has nothing to do with self-management. Self-management means self-government, and that means anarchy; and this people understand very well. Even the autonomist demands of the Spanish regions, and not only of Catalonia and the Basque country but also of regions which have never advanced such ideas, are favorable for us because this means movement towards decentralization, towards Proudhonian federalism. Of course, our job is to push these demands further, giving them a libertarian socialist content. It is obvious that we can't be interested in replacing one government with six or seven; but we must defend the concepts of autonomy and of regionalization from the point of view of libertarian federalism. All of what I have said here means that despite the thousand difficulties, we find ourselves in a favorable situation, in which our coherence puts us in a position to unmask, before the workers’ eyes, the contradictions and the mystifications of the other parties.

    QUESTION: What specifically anarchist groups exist, and what are the relations between them and the CNT?

    ANSWER: I can begin by saying that we don't recognize the official existence of the FAI at this moment; we know that a multitude of specific groups exist almost everywhere, and that some are FAI groups, but the FAI is not organized nationally. There are many anarchisms in the country, with many forms: collectives, cultural groups, student and youth groups. All this anarchism cannot be integrated under one label, not even that of the FAI. I have just finished a book on the history of the FAI, and I conclude it with the thought that what is important to the anarchists is not the FAI, but anarchism.

    Many anarchists are active in neighborhood organization. There are a hundred such here; some work with us, others not, for there is an anti-union tendency--anarchism in Spain has many sides. It must be said that the development of anarchism in this country is very closely connected with the development of the CNT. The CNT is a kind of bulwark; we neither ought nor wish to lose our influence over the labor movement. If we were to lose our battle in the workers‘ movement we would suffer the hegemony of the Marxists and the Communists for many years. The movement is extremely important at this moment because not only manual workers but all who play a part in the general relations of production are part of it: from university professors to technicians of various skill grades, to laborers --all those people who are not parasites and who fill a more or less productive function. And if we were to lose our influence on this movement, in the narrow sense, even anarchism, in all its aspects, would experience a defeat, because the existence of a strong and numerically large CNT is necessary to the development of the specifically anarchist movement. If we lose our battle as the CNT in the world of labor, we will only be able to get together with other anarchists in the bars, to drink a beer and talk about anarchism: what then would be our influence on reality?

    QUESTION: I would like to know whether, during the reconstruction of the CNT, there have been attempts at infiltration by the Communists or, worse, by members of the (fascist) vertical syndicates?

    ANSWER: The CGT was created by anarchists and anarcho-syndicalists: now many people come out to us of the Marxist groups, disgusted by the political leaders of the Workers’ Commissions. Many of our best militants, now convinced anarchists, come from the PCE. Up to now, there has thus been no Conmunist infiltration, also because our current form of organization doesn't permit this. As far as infiltration by verticalist elements goes, there is even less. In Catalonia there were people who had been in the vertical syndicate in that they were elected by the workers as their representatives, but without ever sharing the political line of the syndicate. There are many Communists who were and still are in the syndicate because they have the practical possibility to infiltrate it, but there is no verticalist influence inside the CNT. What we defend today is trade union liberty, which will permit open activity--today we are still illegal, though tolerated. The police and the government know we exist; indeed the minister of social relations invited the CNT to a meeting--which of course we refused.

    QUESTION: What are the strongest unions in the CNT?

    ANSWER: At this time, in Madrid, the strongest union is the teachers’, with 200 members, including teachers, students, school workers in general. Another very strong sector is that of the graphic arts, with many journalists and writers; the metalworkers’ union and construction, and the bank workers’ and woodworkers’ unions, are strong.

    QUESTION: What is the strategy of the CNT?

    ANSWER: I would say, to begin with, that we ought to affirm the autonomy and the independence of our movement, and our historical characteristics: anti-capitalism, anti-statism, and anti-parliamentarism; direct action, self-management, implacable struggle against those in power. And then we ought to make maximum use of an irreversible phenomenon now in progress: the integration into the bourgeois democratic system of all the political groups, without exception, which up to now have been regarded as a political opposition. Everyone is waiting for the general elections to join the fray, on the national or on the municipal level, and their behavior will do nothing but prove that we are the only revolutionary and autonomous organization in the country, and that we are the opposition even to the opposition.

    QUESTION: When I asked about the strategy of the CNT, you answered with very clear principles, but I wanted to know something else. The Spain of 1977 is not that of 1936; it has become an industrialized, advanced country, with a new social structure linked to the development of industrial capitalism; this evolution is reflected in the structure of the workers’ movement. Given all this, what is the strategy of the CNT?

    ANSWER: I would say that the economic and social situation of Spain has changed, and it is true that the situation of the working classes is not the same as in '36, but in the months to come the conditions of the working class will become very hard as a result of the economic crisis. The workers’ living conditions are very bad, and their worsening points towards social conflict. I do not believe that there is a real possibility that the working class will be lulled to sleep by living too well, since such a prosperity does not exist and will not exist in the future. The workers will have to fight hard to survive, and this opens the possibility for us to get into contact with them and to offer them our ideas. We have a real alternative to offer. For example, when the process of democratization is completed, the political organizations will fight each other for the nationalization of the deficit-producing sectors of the Spanish economy, like coal. Our duty, as I see it, will be to fight against statification and for workers’ management of this sector, and to begin to create rank-and-file structures already now, in this society, for we cannot wait for the arrival of libertarian communism. we must already now give very precise ideas of it. For example, the Madrid subway runs a heavy deficit and there is talk of nationalizing it. We ought to propose, in contrast, that the subway should be run by the workers and the users, through the creation of a new type of self-managed administration. We know very well that real self-management can exist only in a libertarian society, but this society can certainly not be created magically from one day to the next. It is with such proposals that we can, starting now, advance in this direction.

    Finally, I believe that our strategy ought to be continually to weaken the state, by taking all we can from it, till we come to a direct clash. This differentiates us from all the other political forces which, on the contrary, tend to reinforce the state by giving it new powers, such as the nationalization of private enterprises.

    Madrid, 5 January 1977


    LUIS ANDRÉS EDO and LUIS BURRO, Barcelona CNT

    QUESTION: What is the situation in Barcelona today?

    EDO: To begin with, it must be said that at this time all the organizational levels of the CNT both exist formally and at the same time don't exist. The National Committee doesn't function, nor do the regional committees and the local federations, nor even the unions, and nevertheless, all these organs certainly exist. This holds for all levels, in all the regions, in all the provinces, and it is not a problem due to particular people or to a particular form of organization. It is a phenomenon in itself. Each level of the organization, from the assembly delegate up to the National Committee, does what it can, but we are powerless to overcome something which will not be resolved in assemblies or plenums, necessary though they are, but only through the process, now beginning, of actually constructing the organization. This is the background to the session of the Catalan regional plenum--the only one in Spain, as the others are plenums only in name. Another factor to be kept in mind is the political situation, which is going through a process of rapid democratization which can't be stopped, and which no one can control. We must thus start from the CNT as it is today, well aware that the problems it encounters have aspects similar to those encountered by all organizations and parties in this type of phase. The regional plenum of Catalonia, which took place after two and a half months of weekly meetings of about 250 delegates from the unions, was a very important event because out of it came a very clear statement of the will of the militants, mostly young, to fight any attempt at manipulation, and thus the will to control all decisions directly. The government itself hoped to use a few agents to manipulate the CNT. But this plenum destroyed illusions and hopes of this type. There were hundreds of hours of discussion, of committee work, and all this means that the organization is functioning even if it doesn't function as an organization. In effect, the new militants, authentically libertarian, wish to control an organization not run by anyone. It is out of this that the mechanisms and forms of organization will develop, by a natural and spontaneous process.

    BURRO: One could say that 29 February 1976 was the date when the CNT began to function in an organic way; this functioning, more or less effective, continued until the plenum of which comrade Edo was speaking. It was a plenum which looked to the long term, and which today is bearing fruit. I would like to speak of the period before the plenum. In my opinion, the reconstitution of the CNT on 29 February was carried out from the top down by elements who had things as they wished until this plenum. That is to say that a few people set up a prefabricated organization, and afterwards welcomed others, the militants, into it. From this came a committee of contacts which became a regional committee without really being one, and which functioned without any control by the militants. This is typically authoritarian organization; it's not at all libertarian and even less anarcho-syndicalist. During all these months, therefore, the CNT was run vertically and not horizontally as it ought to be. The regional plenum broke with this practice. The government hoped that we would become a simply anti-communist organization, but this maneuver didn't succeed. After 29 February there was also a maneuver by the state syndicate to infiltrate the CNT by having various prestigious individuals enter it, but this also didn't succeed: we threw these people out. A few have remained, but their ability to maneuver has become derisory. Now I would say that we are engaged in gathering the fruits of the plenum. After two months of very heavy discussions, the militants have come to terms with the stagnation due to our collective incapacity: aside from two unions which function perfectly, the others are undergoing a process of transformation. A certain number of CNT unions are shadow-unions without any real meaning; they produce well made newsletters but they represent only a handful of nobodies who one sees nowhere. This is a contradiction within the CNT. But we must not forget that we are emerging from 40 years of dictatorship and that 80% of the militants have an average age of 22 years, and that they are therefore neither mature nor prepared. The function of the plenum was exactly that of educating the young militants.

    QUESTION: What you say is rather different from what Gomez Casas told me in Madrid; he said that the organizations functions very well, even if there are some practical problems. You, on the contrary, say that the organization does not function very well, but that the militants function. This seems to me to indicate that the process of reconstructing the CNT differs from one city to another, and that, therefore, there exists a spectrum of militants and of organizations.

    EDO: I respect every comrade's opinions and also that of Gomez Casas, who has been my friend for many years, but I don't agree with his opinions, and that also is the richness of the CNT. I have just returned from Madrid where there was a meeting of the National Committee at which we debated (Gomez Casas participating) at great length the theses I've put forward to you. My theses were accepted by the majority. In fact, the problem of the non-functioning of the CNT mechanism exists throughout Spain to a greater or lesser degree, depending on the size and influence of the CNT. Catalonia is the region where things are going the best; on the other hand it's absolutely normal that after 40 years, in a new organization, and a non-authoritarian one, we have such problems.

    QUESTION: What are the activities you say are going so well here?

    EDO: In Catalonia, in the last three months, the universities, trade schools, workers from different firms and neighborhood groups asked the various union organizations to give presentation of their positions and activities. We have already made over a hundred such presentations and we'll be doing more. There are also presentations together with the Workers’ Commissions, the USO, the UGT, with great polemics and discussions.

    QUESTION: Since you're talking about these forces, can you say what are the strongest unions in Barcelona, and what are the relations between the CNT and the other unions?

    EDO: First of all, today no one has any real influence over the labor movement. Many labor organizations, with their apparatuses, are trying to fool the workers, but at the moment they haven't succeeded. It is, therefore, impossible to speak of numerically stronger unions. On the other hand, one can talk about influence, and from this point of view I would say that the influence of the CNT has begun to develop in various regions, because it is organized from the bottom up, and not the other way around like the other political organizations; because of its refusal of union unity, which means the hegemony of the Spanish Communist Party (it must be said that all the forces in the labor movement--including the Workers’ Commissions--have been forced to come out for union pluralism); and, finally, because of the CNT's refusal to make deals with the bosses, or sign a social pact with the government.

    QUESTION: what is the situation of the specifically anarchist movement in Barcelona, and what are its relations with the CNT?

    EDO: In general, the majority of anarchists support the reconstruction of the CNT. Personally, and unlike some other comrades, I believe that the CNT ought to become more and more anarchist in its content not by having this imposed on it in some way, but through a continuing dialogue, a permanent confrontation between the different tendencies within it, just as happened for the CNT in ‘36, because it is exactly in being this kind of organization that the Confederation has its strength.

    Without this character, there would not have been actualizations of our ideas like the collectives in the past, and today we wouldn't succeed in doing anything. Without this confrontation between the different anarchist tendencies, the CNT could have no influence on the workers’ movement and would fall into ordinary unionism. But this organization with its strategy, its content, its history, is essentially anti-syndicalist, that is, precisely against all the schemas of traditional unionism. The fact that today the CNT contains many active comrades who come from a new, anti-syndicalist anarchism is, in my view, an absolutely necessary condition for the very life of the CNT. It must, however, be added that there are also purely syndicalist currents in the CNT. I think they are wrong, because it is really from the confrontation and the synthesis between anarchism and syndicalism that the anarcho-syndicalist movement was born.

    QUESTION: What are the strongest unions of the CNT in Barcelona?

    EDO: That depends on what you mean by “strongest”: the number of militants or their quality. Numerically the two strongest unions, with more than 200 militants, are the entertainment union and the textile union; on the other hand, those which are strong in combativeness are those of the metalurgical, teaching, and graphic arts workers.

    QUESTION: And neighborhood work?

    BURRO: At this time there is an attempt to create a federation of neighborhood committees. There exist groups which work not on the anarcho-syndicalist level, but on the anarchist level; many anarchists are not in the CNT and prefer to center their activity in the neighborhoods where they live and which offer enormous potential for the diffusion of anarchist ideas. Where I live, for example, at Santa Colloma de Gramanet, a vast working class dormitory-city, the anarchists are the main political force, both qualitatively and quantitatively, but they have no form of coordination with people in other neighborhoods. This is why we are trying to create a federation of neighborhood committees.

    EDO: I would like to make clear that when I said that the CNT has broken all the traditional union schemas I also meant to say that there exists no organization which extends its activity beyond the workplace to the places where people live after work, i.e., the neighborhoods. We think the neighborhoods are enormously important and we believe that if the CNT really wants to become a union different from the others it must unify the two areas of life, for the activity of a working class organization ought not be limited to bread-and-butter demands. but ought also to cover all aspects of the workers’ life.

    BURRO: I personally believe that the CNT shouldn't have been started up on 29 February for a particular reason: its statutes date from 1910 and since then many things have happened. Multinational companies have come into existence, a capitalism with completely new characteristics has developed; it is thus necessary to verify if the structures adopted by the CNT are still valid. Personally, I have doubts about this, because I have noticed that many unions only make demands of the regular trade union type, while I think that the goal of the CNT is to insist on the different aspects of life. We ought to begin building another society right now, and thus the CNT ought to be the organization which contains the premises of this new society in embryo. But given that the CNT is structured by unions, it seems to me very difficult to succeed in this. I am a member of the health workers’ union and I can say that at the present time this union is in crisis; one part of the militants think they are in the CNT to defend their professional and wage interests while others think they are in the CNT to construct a new society. These two tendencies have given rise to a division of the union into two parallel sections with different aims. The section to which I belong thinks that a health workers’ union, in an organization like the CNT, which ought to fight for social change, doesn't make much sense. Even the very name, “health” workers, is restrictive and implies demands on our employers, while we think that it would be more significant to create a “Public Health and Hygiene” union, which would fight for preventative medicine such as one could certainly not do in hospitals, while we work only in hospitals. Our work ought to go on in the neighborhoods, because it's just there that illnesses arise, because of living conditions and overwork.

    Barcelona, 10 January 1977


    MUJERES LIBRES

    QUESTION: I would like to know first of all if a feminist movement exists in Spain; if so, what are its positions, and what are your relations, if any, with the feminist groups?

    ANTONIA: The Spanish feminist movement is very young, for obvious reasons. The movement began a year and a half ago. It has no unified positions because it contains many tendencies: there are more radical groups of feminists which see men as the principal enemy and for whom women constitute a well-defined class which ought to defend its interests by detaching the special problem of women from social reality as a whole. Other groups have relatively moderate positions, others yet are formed by libertarian women. The majority of these feminist groups, however, use the Marxist method of analysis. The feminist movement had its first great public moment with the “Catalan Women's Days” organized in a series of meetings in which nearly 4,000 women participated, and which concluded with the unanimous approval of a platform of demands. with this as a starting point, the different groups expressed a need for links and created the Cordinadora, a weekly coordination meeting, in which we anarchists participate only as observers.

    With respect to our relations with this movement, I would say that, at least for the moment, they are non-existent because we find ourselves in total disagreement on basic issues: the struggle against men, looking at women as a class, the inter-classism which characterizes many groups, and the Marxist analysis. This doesn't mean that if in the future we should see that it is possible to carry out some specific and time-bound action with these groups, we wouldn't consider this.

    QUESTION: Before turning to Mujeres Libres, I would like to know how your organization deals with the woman question from the anarchist point of view. To whom do you address yourselves?

    CLARA: Above all we don't define ourselves as feminists, because of the deep and important differences that separate us from the feminist movement. Obviously we are women and so want to fight for women’s emancipation, but we are also anarchists and we are quite aware that if we really want to change the totality of life we can’t stop at a single aspect of inequality but have to remember that there is a whole series of social categories excluded and discriminated against. You only have to think of children, old people, homosexuals, lesbians, invalids; these people have problems that don’t seem to exist for the feminists. Besides, we think that men are exploited, conditioned, and alienated like us, and that’s the reason why we wonder what sense there is in fighting against them instead of with them. Always, of course, if we wish to change all of society in its structures and the mentality it produces. It is necessary to destroy this hierarchical society which is based on antagonism, on divisions, and on competition. We ask if it makes sense to fight for sexual equality in the job hierarchy. It seems to us in fact that to succeed in having as many female as male executives or government officials means reinforcing hierarchical structures and the division of labor instead of destroying them, and therefore ultimately means strengthening the credibility of this exploitative society.

    With respect to the people we address ourselves to, I would say that we would choose as comrades in struggle, exploited women, those at the bottom of the social pyramid since they are exploited economically as well as oppressed sexually. Bourgeois women, who are only sexually oppressed, don’t interest us, as long as they don't make a choice of class and renounce their privileges. We understand that that is very difficult to do.

    QUESTION: What type of activity have you been engaged in up to now?

    KATIE: Presently, we are doing some support work for the La Roca workers, who have been on strike for two months now. We are doing this in collaboration with libertarians from different neighborhoods, collecting money and other stuff to help the families to live, toys for the children, and we try to give our solidarity as many forms as possible. The first thing we did was a pamphlet called The Women of La Roca Speak in which we collected first-person accounts by these women about the situation they confront, and the problems they have lived through during this time. We are distributing this pamphlet. In this connection, I'd like to tell a revealing story: some women from La Roca went to a feminist meeting where more than 400 women were present and tried to speak on La Roca. Well, they were refused the floor and none of the women present spoke up for them.... We have a program and a series of writings on various subjects--marriage, divorce, abortion--and we try to explain what Mujeres Libres is in the various neighborhoods. Besides this, we are setting up a clinic.

    QUESTION: What are your relations with the specifically anarchist groups and with the CNT?

    TERESA: As a group, Mujeres Libres is completely autonomous, but since we are anarchists or libertarians, some of us are also in the CNT. They do anarcho-syndicalist work there, because the ideological framework is the same as ours.

    QUESTICN: Do you have a program and any activities around abortion?

    CHRISTINA: The problem of abortion is certainly very important, but in our opinion the problem of prevention is even more so. That is, we think it is very urgent to give people the knowledge necessary to use contraceptives so that they won't need abortions. At a time like today, the problem is strongly felt. We think that our task is not to campaign for legalized abortion, because we're not interested in making deals with the state, but we think we ought to create illegal structures to which proletarian women can go for abortions without risking their lives. And this is what we are in the process of setting up in collaboration with some doctors. The problem of abortion is a little like that of divorce, we don't believe in the state, we fight the state, so it would be simply absurd to demand the legalization of anything. All our initiatives ought to be undertaken outside of the logic of the state and with our own forces, under our control and by those women who identify with our struggle. As far as abortion goes, we believe concretely that with the Karman method, anybody can practice it. Thus the problem is to take from the doctors the knowledge which they have engrossed in order to have power over our bodies.

    QUESTION: Do you intend to put out a journal, Mujeres Libres, later?

    ANTONIA: Yes, it's a project we have, but evidently this magazine will be very different from that of 1936.

    Barcelona, 10 January 1977

    Edited translations of interviews published in A. Rivista Anarchica (Editrice A., Case Postale 3240, 20100 Milano, Italy), and published in French in La Lanterne Noire 8 (P. Blachier, B.P. 14, 92360 Meudon-La-Foret, France: if you write, don't mention L.N. on the envelope!).


    MUJERES LIBRES MANIFESTO

    Mujeres Libres,* a libertarian organization which began shortly before July 1936 and developed its activities up to 1939, has returned to activity with the appearance of a group of women who, as libertarian as ever, wish to continue, actualize, and widen the work of women's advancement and emancipation,with the goal of a restructuring of society which would permit men and women to live as persons, with total equality of rights and obligations.

    For Mujeres Libres the fundamental question is not the liberation of women per se, but the placing of this liberation in the widest framework of the emancipation of the laboring class in a libertarian perspective.

    This group proposes:
    - to create a conscious and responsible feminine force, that is to say, to sensitize all those women presently alienated in their complete acceptance of the role of dependence on men and of the social habits determined by an unjust class society;

    - to establish to this end schools, lecture series, courses, journals, etc., with the aim of the liberation of woman and of her emancipation from the three-fold slavery to which she has been and continues to be subjected: slavery of ignorance, slavery as a woman, slavery as a producer;

    - to fight against the economic and social inequality of women, which is the primary cause of the sexual problem whose victims we are;

    -to fight not against men but against the structures, both political and mental, responsible for the clashes between men and women;

    -to modify the socio-legal norms of work, education, and human relations; this being only a means to our real end: that of changing the norms, behaviors, usages, customs, social forms, fashions and beliefs of people with respect to men and women;

    -to eliminate every sort of rulers (political, cultural, economic, etc.) even if they are women, for we think that the hierarchy has never been a way for the emancipation of the individual, whether man or woman;

    -to refuse every sort of particular culture, whether feminist, macho, bourgeois, etc.

    With respect to political parties, we think that every "female section" of a party, or every feminist movement whose leaders are party figures, is condemned to serve the interests of that party, before that of the women for which it pretends to fight. We therefore accept no sort of leadership or of manipulation from parties, nor any sort of compromise with them, except for tactical reasons in a particular struggle, and if our participation is in conditions of total freedom.

    This movement (ML) exists at Madrid, Valencia, Andalusia and other regions of the peninsula; it is little by little structuring itself as a federation of local groups in order to arrive at a complete coordination for the peninsula as a whole.

    *Mujeres Libres
    c/o Mendez Nuñez 14, I, 24
    Barcelona 3 -- Spain

    Comments

    Lotta Continua Interview with Paul Mattick

    Interviewed in 1977 by Italian radicals, the late veteran council communist speaks on crisis, politics, organisation and revolution.

    This English translation first appeared in the US libertarian socialist journal Root & Branch (No 5) in 1978.

    Submitted by libcom on July 27, 2005

    Lotta Continua Interview with Paul Mattick - 1977

    [hr]

    WE SEEM TO BE ENTERING INTO A NEW PERIOD OF SERIOUS ECONOMIC AND SOCIAL CRISIS. WHAT ARE THE NEW FEATURES OF THIS PERIOD, IN COMPARISON WITH THE 1930's?

    ANSWER: The basic reasons for the current crisis are the same as those which caused all previous capitalist crises. But all crises have also specific features with respect to their initiation, the reactions released by them, and their outcome. The changing capital structure accounts for these peculiarities.

    Generally, a crisis follows in the wake of a period of successful capital accumulation, wherein the profits produced and realized are sufficient to maintain a given rate of expansion. This state of capitalistic prosperity requires a steadily increasing productivity of labor, large enough to offset the relative decline of profitability resulting from the changing capital structure. The competitive and therefore blind pursuit of profit on the part of individual capitalists cannot help but ignore the changing capital/labor composition of the social capital. The crisis erupts, when an arising disproportionality between a required rate of profit for the social capital and its necessary rate of accumulation forbids its further expansion. This underlying but empirically unascertainable discrepancy comes to the fore in terms of market relations as a lack of effective demand, which is only another expression for a lack of accumulation on which the effective demand depends.

    Prior to 1930 periods of depression were answered by deflationary procedures, that is, by letting the "laws of the market" run their course in the expectation that sooner or later the declining economic activity would restore the lost equilibrium of supply and demand and thus revive the profitability of capital. The crisis of 1930, however, was too deep and too extensive to allow for this traditional way of coping with it. It was answered by inflationary procedures—that is, by governmental interventions in the market mechanism, up to the point of international warfare, for the restructuring of the world economy through a forced centralization of capital at the expense of weaker national capitals, and by t he outright destruction of capital in both its monetary and physical forms. Financed by way of government deficits, that is, by inflationary methods, the results were still deflationary, but on a far larger scale than had been accomplished previously by passive reliance on the "laws of the market." The long depression period and the second world war, and the attendant enormous destruction of capital, created conditions for an extraordinarily long period of capital expansion in the leading Western nations.

    Both deflation and inflation led then to the same result, to a new upswing of capital, and ere subsequently and alternatingly utilized in the attempt to secure the newly-won economic and social stability. Undoubtedly, it is possible by way of deficit-financing, that is, by way of credit, to enliven a stagnant economy. But it is not possible to maintain the rate of profit on capital in this manner and thereby perpetuate the conditions of prosperity. It was then only a question of time until the crisis-mechanism of capital production would reassert itself. By no. it is obvious that the mere availability of credit to expand production is no solution to crisis, but a fleeting make-shift policy with only temporary "positive" effects. if not followed up by a genuine upswing of capital, based on larger profits, it must collapse in itself. The "Keynesian remedy" has led merely to a new crisis situation with growing unemployment and growing inflation—both equally detrimental to the capitalist system.

    The present crisis has not as yet reached that degree of devastation which, in the 1930's, led from depression to war. Although unable to overcome the current crisis, the anti-depression measures alleviate to some extent the social misery caused by the decline of economic activity. But in a stagnating capitalist economy, these measures become themselves elements in its further deterioration. They make it more difficult to regain a starting-point for a new upswing. Also the degree of international "integration" of the capitalist economy, by way of liberal trade policies and monetary arrangements, is steadily undermined by the deepening depression. Protectionist tendencies disturb the world market still further. As the depression cannot be overcome, except at the expense of the working population, the bourgeoisie must try all available means, economic as well as political, to reduce the living standard of the workers. The increase of unemployment, though of some help, is not enough to cut wages sufficiently to increase the profitability of capital. The incomes of all non-capitalist layers of society must be reduced, the so-called welfare measures diminished, in an attempt to reach that profitability of capital which allows for its further expansion. Although a rapid rate of inflation has this effect, it also finds its limitations in the increasing anarchy of capitalist production and in society in general. As a permanent policy it threatens the existence of the system itself.

    IN THIS CONNECTION, HOW DO YOU SEE THE ROLE OF THE LEFT, ESPECIALLY THE COMMUNIST PARTY; WHAT IS THE MEANING OF EUROCOMMUNISM?

    ANSWER: One must distinguish between the "objective left" in society, that is, the proletariat as such, and the organized left, which is not strictly of a proletarian nature. Within the organized left, at any rate in Italy, the Communist Party holds the dominating position. At this particular time, it most probably determines "left policies" despite opposition from other organizations either to its left or to its right. But the Communist Party is not a communist organization in the traditional sense. Long since it turned into a social-democratic formation, a reformist party, at home within the capitalist system and therefore offering itself as a supporting instrument. Practically, it exists to satisfy the bourgeois aspirations of Its leadership and the need, of its bureaucracy, by mediating between labor and capital in order to secure the social status quo. The fact of its large working class following owing indicates the worker's unreadiness, or unwillingness, to overthrow the capitalist system and their desire to find, instead, accommodation within it. The illusion that this is possible supports the opportunist policies of the Communist Party. Because a prolonged depression, threatens to destroy the capitalist system, it is essential for the Communist Party, as well as for other reformist organizations, to help the bourgeoisie. to overcome the crisis conditions. They must therefore try to prevent working-class actions which may delay, or prevent a capitalist recovery. Their reformist and opportunist policies take on an open counter revolutionary character as soon as the system finds Itself endangered by working-class activities that cannot be satisfied within the crisis-ridden capitalist system.

    The "Eurocommunism" sported by the Communist Party has no meaning because communism is not a geographic but a social category. This empty term marks an attempt on the part of European communist parties to differentiate their present attitudes from past policies; it is a declaration that the former, albeit long forgotten, state-capitalist goal has, been given up in favor of the mixed economy of present-day capitalism. "Eurocommunism" is a request for official recognition and for full integration into the capitalist system, which implies, of course, an Integration into the various nation-states that comprise the European territory. It is a quest for larger "responsibilities" within the capitalist system and its governments, and a promise not to disrupt the limited degree of cooperation reached by capitalist nations in the European context, and to abstain from all activities that may disturb the apparent consensus between the East and the West. It does not imply a radical break with the state-capitalist part of the world, but merely the recognition, that this part, too, is not interested in the extension of state-capitalist system by revolutionary means, but rather into a fuller integration into the capitalist world-market, despite the remaining socio-economic differences between the private- and the state-capitalist systems.

    WHAT POSSIBILITIES ARE THERE FOR REVOLUTIONARY ACTION, OR ACTION WHICH WANTS TO PREPARE FOR A FUTURE REVOLUTION? WHAT POSSIBILITIES DO YOU SEE FOR WORKERS, UNEMPLOYED, STUDENTS, THE LEFT-WING GROUPS?

    ANSWER: Revolutionary actions are directed against the system as a whole—for its overthrow. This presupposes a general disruption of society which escapes political control. Thus far, such revolutionary actions have occurred only in connection with social catastrophe, such as were released by lost wars and the associated economic dislocations. This does not mean that such situations are an absolute precondition for revolution, but it indicates the extent of social disintegration that precedes revolutionary upheavals. Revolution must involve a majority of the active population. Not ideology but necessity brings the masses into revolutionary motion. The resulting activities produce their own revolutionary ideology, namely an understanding of what has to be done to emerge victoriously out of the struggle against the system's defenders. At the present time the possibilities for revolutionary action are extremely dim, because the chances of success are practically nil. Because of previous experiences, the ruling classes expect revolutionary activities and have armed themselves accordingly. Their military power is not as yet threatened by internal dissention; politically they still have the support of the large labor organizations and of the majority of the population; they have not as yet exhausted the mechanisms for manipulating the economy, and, despite an increasing international competition for the shrinking profits of the work economy, they are united world-wide against proletarian upheavals wherever they may occur. In this common front are also to be found the so-called socialist regimes; in the defence of their own exploitative class relations.

    While a socialist revolution at this stage of development seems more than doubtful, all working-class activities in defense of their own interests possess a potential revolutionary character because capitalism finds itself in a state of decay that might last for a long time. No one is able to predict the dimensions of the depression for lack of relevant data. But everyone faces the actual crisis and has to react to it, the bourgeoisie in its way, the working class in opposite ways In periods of relative economic stability the worker's struggle itself hastens the accumulation of capital, by forcing the bourgeoisie to adopt more effective ways to increase the productivity of labor, so as to retain a necessary rate of profit. Wages and profits may rise together without disturbing the expansion of capital. A depression, however, brings this simultaneous (though unequal) rise of profits and wages to an end. The profitability of capital must be restored before the accumulation process can be resumed. The struggle between labor and capital now involves the system's very existence, bound as it is to its continuous expansion. Objectively, the ordinary economic struggle takes on revolutionary implications and thus, political forms, because one class can only succeed at the expense of the other. The working class does not need to conceive of its struggle as the road to revolution, within a state of persistent capitalistic decline its struggles take on revolutionary connotations quite apart from all awareness.

    Of course, the workers might be prepared to accept, within limits, a decreasing share of the social product, if only to avoid the miseries of drawn-out confrontations with the bourgeoisie and its state. But this might not be sufficient to bring about a new economic upswing and therewith not enough to halt the growing unemployment. The division between employed and unemployed, while a capitalist necessity, turns into a capitalist dilemma with a steadily growing unemployment under conditions of economic stagnation and decline. If one wishes to suggest to the workers how to react to the deepening crisis, all that could be said is to organize both employed and unemployed into organizations under their own direct control, and to fight for immediate needs, regardless of the state of the economy and the class-collaborationism of the official labor movement. In other words to fight the class struggle as it is fought by the bourgeoisie. The advantage on the part of the bourgeoisie, its state apparatus, must be matched by a greater power, which, at first, can only by the continuous disruption of the production process, which is the basis of all capitalist power, and by relentless activities of the unemployed to force from the bourgeoisie the means of existence. As far as the radical students and revolutionary groups are concerned, in order to be effective at all they must submerge themselves in the movements of the workers and unemployed; not to realize any special program of their own, but to articulate the meaning of the impending class struggle and the directions it has to take due to the imminent laws of capital production.

    WHAT ROLE DO YOU SEE FOR VIOLENCE, AND IN PARTICULAR FOR ARMED STRUGGLE, IN RADICAL ACTIVITY?

    ANSWER: This is not a question which can be answered by allotting to violence either a positive or negative role. Violence is imminent to the system and thus a necessity for both labor and capital. Just as the bourgeoisie can only exist by virtue of its control over the means of production, so it must defend this control by extra-economic means, through its monopoly over the means of suppression. Already a refusal to work makes the possession of the means of production meaningless, for It is only the laboring process which yields the capitalist profit. A "purely economic" struggle between labor and capital is therefore out of the question; the bourgeoisie will always supplement this struggle with violence wherever it threatens its existence by seriously threatening the profitability of capital. It does not allow the workers to choose between non-violent and violent methods of class struggle. It Is the bourgeoisie, in possession of the state apparatus, which determines which one it will be on any particular occasion. Violence can only be answered by violence, even if the weapons employed are unequal to the extreme. No question of principle enters here, but merely the reality of the social class structure.

    However, the question posed is whether or not the radical elements in anti-capitalist struggles should take the initiative in the use of violence, instead of leaving the decision to the bourgeoisie and its mercenaries. There might be situations, of course, which find the bourgeoisie unprepared and where a violent clash with its armed forces might favor the revolutionaires. But the whole history of radical movements shows clearly that such accidental occurrences are of no avail. In military terms, the bourgeoisie will always have the upper hand, unless the revolutionary movement takes on such proportions as to affect the state-apparatus itself, by splitting or dissolving its armed forces. It is only in conjunction with great mass movements, which totally disrupt the social fabric, that it becomes possible to wrest the means of suppression and therewith the means of production from the ruling classes.

    The futility of badly-matched military confrontations has not been able to prevent them. There do arise situations, moreover, where such confrontations release the trigger for greater things and may lead to mass movements, such as are generally the preconditions for revolutionary violence. It is for this reason that it is so dangerous to insist upon non-violence and to make violence the exclusive privilege of the ruling class. But here we speak of highly critical situations, not such as exist presently in the capitalist countries, and also about large and sufficiently armed forces able to wage their struggle for a considerable length of time. In the absence of such highly critical situations, such actions amount to no more than collective suicide, not unwelcome to the bourgeoisie. They may be appreciated in moral or even aesthetic term, but they do not serve the course of the proletarian revolution, except by entering into revolutionary folklore.

    For revolutionaries it is psychologically quite difficult, if not impossible, to raise their voices against the futile application of "revolutionary justice" by terroristic groups and individuals. Even Marx, who despised all forms of nihilistic actions, could not help being elated by the terroristic feats of the Russian "Peoples' Will". As a matter of fact, the counter-terror of revolutionary groups cannot be prevented by mere recognition of its futility. Their perpetrators are not moved by the conviction that their actions will lead directly to social change, but by their inability to accept the unchallenged, the perpetual terror of the bourgeoisie unchallenged. And once engaged in illegal terror, the legal terror forces them to continue their activities until the bitter end. This type of people is itself a product of the class-ridden society and a response to its increasing brutalization. There is no sense in forming a consensus with the bourgeoisie and condemning their activities from a proletarian point of view. It is enough to recognize their futility and to look for more effective ways to overcome the ever-present capitalist terror by the class actions of the proletariat.

    Paul Mattick
    October, 1977

    Comments

    A New Class Theory - Gary Roth

    Gary Roth responds to Barbara and John Ehrenreich's proposal for a "Professional-Managerial Class"

    Published in issue #5 of Root & Branch, a US Libertarian Socialist journal.

    Submitted by UseValueNotExc… on February 6, 2022

    Before the turn of the century, no one predicted the appearance of a distinct and large stratum of professionals and managers. Bourgeois social scientists were quick to see in this new ‘middle class’ a confirmation that social classes would eventually evolve out of existence. The tremendous technological and material progress which accompanied capital accumulation meant an improved living standard for most despite the fits-and-starts of economic cycles and continued inequalities in the distribution of wealth.

    Marxists, though, because they saw the persistence of a working class in the industrialized countries and its constant creation in all newly-capitalized areas of the world, were slower to pay attention to the new trends. The growth through the century in size and power of this new group created a debate and crisis for Marxist theoreticians, for it seemed that Marx's theory could only account for a society with a growing division into capitalists and wage-laborers. In the last several decades, one major debate between bourgeois social science and Marxism has been over whether the new stratum represents a ‘new middle class’ or a ‘new working class.’

    Barbara and John Ehrenreich follow this debate, and attempt to synthesize the results in a new Marxist theory which accords the professional-managerial stratum a class status alongside the two traditional groupings. The North American New Left, from whose perspective they wish to view the new conditions, had some influence on, but little support from the working class. This, they think, is because the Left shares with the professional-managerial class a common social position and a common view of socialism in which technical efficiency and technological rationality play the role of the future ideal. In turn, this explains the confusion of many leftists about their own class position, since many of them come from professional and upper-class backgrounds. While the Ehrenreichs applaud the Left for its attempt to overcome this position, they remain disturbed because their analysis implies that the Left’s isolation is not merely historical. It is not that the Left has a consciousness which the working class has yet to develop; rather, the divergence in consciousness comes from fundamental social and theoretical differences.

    In order to orient the Left towards an alliance with the working class, which they see as essential for a successful revolution, they show that professional-managerial conceptions of socialism are different from and opposed to working class conceptions. Unfortunately, the Ehrenreichs do not describe working class perceptions of socialism except to mention in passing that they are concerned with ‘cultural’ as well as ‘bread and butter‘ issues. To prove their thesis, they have drawn on the appropriate theory and history, all of which is accomplished in two short magazine articles1 .

    According to the Ehrenreichs, “a class is characterized by a common relation to the economic foundations of society” which “arise from the place occupied by groups in the broad social division of labor, and from the basic patterns of control over access to the means of production and of appropriation of the social surplus.” (Part I, page 12) Unlike the petty bourgeoisie, which existed at the beginnings of capitalism and then declined in stature due to its uncompetitive position, the professional-managerial class has “taken form in monopoly capitalist society” (I,12); that is, it is a creation of the 20th century. The new class differs from the working class in that its role is “the reproduction of capitalist culture and capitalist class relations” (I,13) while the working class has been left with the physical task of producing goods. The new class is, furthermore, “predicated on the atomization of working class life and culture and the appropriation of skills once vested in the working class.” (II,19) In other words, the Ehrenreichs supply a theoretical basis to the recognized division of the work force into mental and manual workers, or white-collar and blue-collar employees, only they see the distinction as between reproductive and productive work.

    Marx's conceptual use of class already accounted for the Ehrenreich's ideas. Class referred not to a ‘social division of labor,’ but to the division in society between workers and the users of workers. Marx was interested in the conditions which would lead to the creation, the development, and the abolition of the working class. To explain these phenomena, he used the concept of abstract labor because it described the general relationship through which laboring activity is used and directed in capitalist society. The capital/wage-labor relation explained the production of wealth, its necessary uses, and the evolution of the system through prosperity and collapse. Abstract labor had an empirical meaning since the possible exchange of every commodity for every other commodity implied that every type of labor was being equated with all other labor. Only labor produced wealth, and wealth in capitalism had importance for the system solely in the form of exchangable commodities.

    Because all labor was equated and also equalized to one standard kind through the market mechanism, and because all laborers had an identical relationship to the means of production, the economic reality of capitalism meant the existence of a unified and homogeneous working class regardless of the more observable differences due to the division of labor. Socialism was to overcome the split between the owners and the creators of the social wealth. For the working class, this meant taking direct control over its own creation.

    Marx used the separation of society into capitalists and wage-laborers because it answered many questions about the functioning of capitalism, and because it provided some clues for overcoming working class problems--problems which grew in magnitude and importance as the working class came to include a larger and larger proportion of the population. For Marx, it was the generalization of these problems which concerned him.

    The Ehrenreichs have not addressed any of these questions about accumulation and revolution in their proposed theory. Instead, they have focused on a segment of the population to which the capitalists have turned over the day to day management of their firms and social system, and which has grown because of the evermore severe separation of mental from manual work. In summary, Marx examined the overall features which characterized and motivated the capitalist system. Its exact evolution over time, however, could only be estimated. The Ehrenreichs are bothered by the inexactness of his estimations, particularly as they apply to the appearance and growth of the professional/managerial stratum. To overcome what they see as vagueness in Marx's predictions, they have redefined the concept of class.

    Marx, of course, was well aware of the technical and social divisions within the working population. Capital is full of references to the “separation of the workers into skilled and unskilled.”2 It also contains sections on some of the special ways in which women and children are used by capital. When Marx wrote the draft of Capital, he simultaneously worked as a newspaper journalist where he wrote on topics such as the American Civil War, describing, for instance, the race prejudice of the Northern population, and the reasons for the confusing results in the 1862 elections. At the beginning of his career, Marx has been encouraged by Engels to study economic theory and the working class. These were studies which Engels had already begun and from which he gained the respect of Marx and his notoriety as a left-wing critic3 . When Marx published Capital twenty-five years later, he still praised Engels for his detailed discussions of working class life.

    The Ehrenreichs are correct, though, to say that Marx spent little time analyzing the difference between the managers and the producers of capital. Throughout the 19th century this difference was only one among many which characterized the working population. Marx mentioned this distinction, for instance in the closing pages of Capital where he says that even in the most developed capitalist nation, England, “the stratification of classes does not appear in its pure form” as “middle and intermediate strata obliterate lines of demarcation everywhere.”4 But because it did not have the visual and technical importance that it has today, he saw no need to dwell on it at any length. Marx did not expect that capitalism would continue in existence as long as it has, and for many 20th century developments he proved to be no soothsayer. Marx, however, provided a theory of capitalism in which this distinction was not crucial, but was merely a further and specific elaboration of a trend within the system.

    Even though the Ehrenreichs acknowledge that the professional-managerial class is “a derivative class” in that it is an outgrowth of the capital/wage-labor relation; nonetheless, they claim that it is a class because it is “specializing in the reproduction of capitalist class relationships.” (I,15) Here too, Marx used the notion of production and reproduction for purposes which make their definitions arbitrary and one-sided. The working class does produce physical goods, but because the product is owned by the capitalists the workers must once again sell their working abilities if they are to survive. The act of production is simultaneously one of reproduction, for when workers produce goods they reproduce themselves as wage-laborers.

    It is also misleading for the Ehrenreichs to view managerial and professional work as merely ‘reproductive’ and “essentially nonproductive.” (I,15) Human activity is involved, and this requires work, regardless of whether it contributes to the procreation of profit. Bourgeois standards on the definition of work are no reason to pooh-pooh someone's place in society.

    Feminist theory popularized some of the cultural implications of production and reproduction. Their purpose was to show that one need not work directly for capital to perform an essential and necessary part in the social system. By doing so, they corrected a bias which has characterised much of the history of Marxism. The Ehrenreichs have used these popular notions, but have adapted them for different purposes. While feminists criticized the Left’s fixation on the bourgeois conception of work in order to show the importance of women in the social system, the Ehrenreichs accept the bourgeois definition straight-forwardly to defend their ideas on class.

    When Marx used the concepts of productive and unproductive labor, they had nothing to do with a person's class position or their political allegiances. Only workers perform labor, and they do so regardless of the ultimate usefulness of their labor to the system. These concepts referred to the production of value and surplus-value, which were the keys to understanding the success of the system as well as its falterings. An exact definition was needed in order to indicate the future possibilities for capitalism, but not to classify the population.

    As a corollary to their definition of class, the Ehrenreichs say that “a class is characterized by a coherent social and cultural existence; members of a class share a common life style, educational background, kinship networks, consumption patterns, work habits, beliefs.” (I,12) E.P. Thompson pioneered this approach in his description of the formation of the English working class in the early 1800's. He wrote that “class happens when some men, as a result of common experiences (inherited or shared), feel and articulate the identity of their interests as between themselves, and as against other men whose interests are different from (and usually opposed to) theirs.”5 Thompson, however, admitted that a homogeneous English working class culture was possible only if the Scotch, Welsh, and Irish workers were “neglected,”6 even though these workers were directly connected to the economic developments in England.
    Cultural and national differences continue to this day in Great Britain, for instance, with the nationalist movements in both Ireland and Scotland.

    Cultural differences are even more complicated in the United States, which began with almost no indigenous population. There are few cultural similarities between Chicano agricultural workers who have a 6th grade education and white, skilled trade unionists who live in the suburbs of Boston. At the very least, they are unified by an economic interdependence and by a common relation to the means of production; and while this is a form of culture, the similarity need not extend further. If an all-embracing culture defined a class, there would be some thirty or forty social classes in the United States today.

    The Ehrenreichs go on to explain the lack of a common working class culture by recognizing that “culture has a memory,” (I,12) and thus may be a holdover from previous social conditions. It is true that with time working class culture becomes more and more alike, as capitalist production generates work disciplines and consumption patterns which are established throughout the system. If, however, a homogeneous culture is the trademark of a class, it can be said that the United States is still without a working class. At best, this cultural definition holds true only for the ruling and the professional-managerial segments of the population.

    The Ehrenreichs claim that they can explain phenomena which Marx's ‘two-class model’ never took into account, but with which many leftists are concerned--like the rise in power and size of professionals and managers, the gulf separating the Left from the working class, and the appeal of technocratic conceptions of socialism. In itself, this is not a critique of Marx’s theory, which the Ehrenreichs seem to have little familiarity with except in broad, generalized terms. Marxism was never meant as a replacement for sociological insight and detailed descriptions of people and social movements, a point which the Ehrenreichs confuse. In fact, the European population of the 1800’s already accepted the analysis of capitalists versus workers before the field of sociology was developed as an academic discipline. “It would be more correct to say that ‘sociology’ is a reaction against modern socialism,”7 a means to discuss social problems without the harsh conclusions of a class theory.

    Marxism provides the context, the system-wide analysis, within which sociology can help explain the day-to-day realities of working class life, the economic and cultural differences, and many other tangents of social existence. The theory addresses the overall trends and features of the system. For Marx, the capital/wage-labor relation produces the system, a system which evolves along many avenues, destroying some features while creating others, including the difference between mental and manual work.

    The Ehrenreichs have taken this particular division of labor to be a class distinction, and have revised Marx's theory in order to draw attention to it. In other words, they have taken the sociological concepts of middle and working class, altered their definitions slightly, and supplied them with a Marxist terminology--an ironic undertaking for Marxists. At the present time, it is difficult to understand what anyone in the United States has to gain, either personally or scientifically, by following suit.

    Gary Roth
    7 January 1978

    • 1Radical America, Part I, “The Professional-Managerial Class,” March-April 1977; Part II, “The New Left and the Professional-Managerial Class,” May-June 1977.
    • 2Capital, Vol. l, p. 470, Penguin Books Edition, 1976.
    • 3The Condition of the Working Class in England, Friedrich Engels, published in 1845.
    • 4Capital, Vol. III, p. 885, Progress Publishers Edition.
    • 5The Making of the English Working Class, E.P. Thompson, p. 9, Vintage Books, 1966.
    • 6Ibid., p. 13.
    • 7Three Essays on Marxism, Karl Korsch, p. 12, Monthly Review Press, 1971.

    Comments

    adri

    2 years 4 months ago

    In reply to by libcom.org

    Submitted by adri on February 11, 2022

    A useful critique of the Ehrenreichs from Roth, especially this bit dealing with the Ehrenreichs' understanding of reproduction,

    Roth

    Even though the Ehrenreichs acknowledge that the professional-managerial class is “a derivative class” in that it is an outgrowth of the capital/wage-labor relation; nonetheless, they claim that it is a class because it is “specializing in the reproduction of capitalist class relationships.” (I,15) Here too, Marx used the notion of production and reproduction for purposes which make their definitions arbitrary and one-sided. The working class does produce physical goods, but because the product is owned by the capitalists the workers must once again sell their working abilities if they are to survive. The act of production is simultaneously one of reproduction, for when workers produce goods they reproduce themselves as wage-laborers.

    The Ehrenreichs' use of "reproduction" is pretty remote from the economic sense Marx used the term, which he himself borrowed from Francois Quesnay's economic system/analysis. Marx's use simply refers to the fact that capitalists don't just produce commodities once, but again and again; capitalist production is a repeated process of reproduction (an end-in-itself where people's needs are by no means the guiding factor, but rather the pursuit of profit for profit's sake). Marx's ideas of simple reproduction (where surplus value is not reinvested) and expanded reproduction are likewise connected to an economic analysis of capitalism as a whole (which everyone contributes to reproducing), and have nothing to do with the Ehrenreichs' invention of some PMC who "single-handedly sustain capitalism."

    Root & Branch # 6

    Issue number 6 of the libertarian socialist journal

    2/5/2022: Updated higher resolution scan.

    Submitted by Juan Conatz on January 11, 2014

    Introduction to Issue #6 - Root & Branch

    Introduction to issue #6 of Root & Branch, published in 1978.
    Root & Branch was a libertarian socialist journal from the U.S.

    Submitted by UseValueNotExc… on February 13, 2022

    As a journal of libertarian socialism, Root & Branch intends to examine present-day social activity from a political viewpoint that focuses on the relationship of the working class to capitalist society and on social movements that may lead to a reordering of human affairs. The material we print will address these themes, both as they relate to the legacy of past history and in the contemporary situation. While Root & Branch has strong opinions on the analysis of capitalism and on the forms of organization appropriate to the proletariat's revolutionary task, we have no set program. We are interested in publishing material compatible with the idea that the control of society must pass into the hands of those who produce it, which for us means the self-determination of the working class. Since libertarian socialists disagree on how this may be achieved in practice, Root & Branch plans to present these debates with a combination of theoretical, historical, and factual information. Finally, since we are sympathetic to several mutually contradictory strands of radical social thought, Root & Branch hopes to present, criticize, debate, and elaborate those ideas (whether developed by Marx, council communists, anarchists, libertarians, or other socialists) that offer guidelines for analyzing the evermore dire circumstances facing us and suggest strategies for creating a revolutionary solution.

    This issue contains three articles on unions, articles on Rosa Luxemburg’s Marxism and On the economic crisis of the 1970’s, and a review of Guy Routh’s The Origin of Economic Ideas.

    During the 150 years of their existence, trade unions have played an ambiguous role in capitalist society. On the one hand, workers’ efforts to improve their lot have often centered around unions, which at times have proved quite successful in securing economic and political gains. On the other hand, unions have also proved to be a source of constant frustration by helping capitalists increase productivity, thwart strikes, and adjust workers to periodic layoffs. In addition to supporting reactionary political movements, the unions, regardless of their more or less militant origins, have become organizations beyond the control of workers.

    The Congress of Industrial Organizations (CIO) has been singled out by many historians as a federation that in its early years avoided many of the negative aspects of unionism. Only in the 1940’s, it is thought, did the CIO, under the direction of its conservative leaders, return to the fold of traditional unionism as American society found a legitimate place for industrial unions. Elizabeth Jones disputes this tacit periodization of the CIO’s history by liberal and radical historians alike. While the changing needs and moods of capitalists workers, and the state eventually gave dominance to what has seemed to many radicals a minor theme In the 1930’s, the CIO's later conservatism was evident from its conception. Tracing the development of the CIO-brand of “business unionism,” she emphasizes the often ignored contradictions implied by the oxymoron, “revolutionary unionism.”

    Anton Pannekoek's “Trade Unionism” is an edited version of his article that appeared originally in International Council Correspondence 2(2): 10-20, January 1936. We are reprinting it here because we think it provides a good summary of the purposes and roles of unions. Pannekoek outlines in general terms both the benefits of union activities and the inherent limitations on the extent of their operations. Also, since the radical critique of unionism has a long, but largely unknown history, we are reprinting Pannekoek as a representative of that tradition.

    Picking up where Pannekoek left off, Don Johnson brings these issues into the 1970’s. In particular, he disputes some of the notions that leftists still have about “progressive unionism.” As he puts it, “unions are businesses;” and, no matter how democratic they might become, their need to survive as organizations leads them in a conservative direction. He suggests an alternative model of workers’ organization, which could either grow or disappear depending on the needs of its members as they respond to the changing phases of capitalist development. Successes would no longer be defined in terms of survival, but in the ability of workers to generate and control their own organizational forms. American leftists have limited themselves almost exclusively to the forms of working-class organization that have proven successful in the industrialized countries since the last world war or to vanguard parties. As the economic crisis deepens, interest in the critique of unions may emerge as alternative forms of organization are sought.

    Rosa Luxemburg was one of the few Marxists to perceive the breakdown of the European labor movement at the beginning of this century. Her views, consequently, put her in opposition to the practices of both the Social Democrats and the Bolsheviks. In “Rosa Luxemburg in Retrospect,” Paul Mattick regards Luxemburg as the most outstanding Marxist theoretician of the old labor movement. Mattick divides her ideas into three areas: economic theory, her views on nationalism, and her conception of political organization; and, while he disagrees on several specific points, he praises her attempt to uphold a left-wing internationalism against the more conciliatory ideas of the Social Democrats and Bolsheviks alike. Because of this, her views, if not in detail, then in intention, are still of importance today.

    Contrary to the expectations of the bourgeoisie and the economists during the 1950s and 1960s, the international market system now finds itself in a deep crisis, and every move to correct the problems only leads to a deepening of some other problem. The new optimism of the economists consists of their hoping that this bad situation will somehow stabilize itself, and not deteriorate further. This economic and moral dilemma of capitalism is described by Fred Moseley in his article, “The Obsolescence of Modern Economics.” As Moseley illustrates with numerous quotes, the economists and state planners can only hope, at this point, that the market mechanism itself discovers a means to recovery. The “state of the profession” is so pathetic that the “invisible hand” is now being revived as a valid economic concept, since direct economic intervention by the state is incapable of restoring profitable conditions.

    We hope that Root & Branch will prove to be a worthwhile contribution to political debate. Forthcoming issues will include articles on feminism, China, computers, and economic theory. We will consider any articles that are sent to us, so send what you are working on. Also, we welcome letters on the ideas in the articles and/or the politics put forth in the journal.

    We have been raising funds through forums, parties, friends, and sales of past issues, but this hasn't covered our production costs (around $750 per issue). Therefore we are starting a sustainer's subscription for supporters who can pledge to give $10, $25, or more as each issue appears. If you cannot afford to contribute in this way, please encourage friends, or anyone for that matter, to subscribe. Regular subscriptions are $6 for four issues, $8 for foreign subscriptions, and $15 for institutions. Also, please encourage bookstores to carry us. Bulk orders of any size can be gotten directly from us or through the CARRIER PIDGEON DISTRIBUTION NETWORK, 88 Fisher Ave., Boston, MA 02120.

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    The Obsolescence of Modern Economics - Fred Moseley

    Fred Moseley writes about the inability of modern economics to address the crises of capitalism.
    Published in 1978 for Root & Branch, a U.S. libertarian socialist journal.

    Submitted by UseValueNotExc… on February 13, 2022

    The U.S. economy is now going through its most serious crisis since the horrible days of the Great Depression. The “recession” of 1973-75 was the most severe decline in production and employment since the early 1930’s. Economists now refer to this most recent recession as “the Great Recession.” Furthermore, the ‘recovery’ from the Great Recession has been the slowest of the post-war period. As a result, unemployment remains significantly higher than the 4% rate that is usually considered “full employment.” The most optimistic economists forecast that the rate of unemployment will decline 1/2% a year until we finally reach the promised land of four percent in 1983 (just before you-know-what). Most economists are not so optimistic. The majority are counting the months to the next recession (will it begin in late 1978 or early 1979?) which will send the official unemployment rates back up to the 8-9% range and possibly even into double digits.

    The situation in Europe is, if anything, worse than in the U.S. Europe already appears to be in the early stages of another recession. Unemployment in Europe increased last year, in contrast to declining rates in the U.S., and is expected to rise still further in 1978. The only question is by how much. A feature article in the New York Times Magazine (4/2/78), entitled “The Trouble with Europe,” reported recently that:

    Europeans have a sense of being at the beginning of a downhill slide....There is a pervading sense of crisis....People are disillusioned and preoccupied. The notion of progress, once so stirring, now rings hollow.

    One aspect of the current high levels of unemployment that is particularly disturbing to political leaders is that this unemployment is highly concentrated among young people. Roughly half of the people counted as unemployed in the major capitalist nations are under 25. This percentage is up from 30% in the 1950’s, and is expected to increase still further. The rate of unemployment for those under 25 is in the 15-20% range, over twice as high as the overall average.

    The problem of unemployment among young people was the main topic of conversation at the economic summit meeting last May (1977) in London. This meeting of the leaders of the seven largest capitalist nations took place soon after the riots of unemployed young people in several major cities in Italy in March of last year. These events were a highly visible reminder of the “explosive” nature of the current situation. President Valery Giscard d’Estaing of France called upon his fellow leaders to “beat back the ideological challenge of pervasive and persistent Unemployment.”

    The New York Times (5/9/77) described the concern of the leaders as follows:

    The lack of jobs and the frustrations of recession have alerted these politicians to the menace a loss of prosperity would be to existing political systems. That is why they put such special emphasis on the unemployment of youth, which they feel threatens to create a whole new generation tending toward restless discontent and perhaps ultimately toward angry irresponsibility.

    What is to be done to recover the optimism, the momentum, the lost sense of security of a period in which people were able to take their improving wellbeing for granted?

    Another feature of the current economic crisis, and one which distinguishes this crisis from previous periods of prolonged high unemployment is that prices are rising at the same time. The rate of price increases in the U.S. has slowed somewhat from the double-digit days of 1973-74, but has remained "stuck" at around 6%. Moreover, most economists are forecasting that inflation has already “bottomed out” at this historically high level and is likely to accelerate in the coming year, Jimmy Carter's pleas for “voluntary restraint” notwithstanding. The price index reports for the first three months of 1978 indicate that another round of accelerating inflation is indeed on the way. Business Week (5/78) began a recent “Special Report” on inflation with the warning:

    Anyone who is not at least mildly panicked about the inflation outlook for the U.S. does not recognize the seriousness of the situation.

    * * * * *

    This kind of serious economic crisis was not supposed to happen anymore. Throughout the more prosperous days of the 50’s and 60’s, economists claimed that they had made a great discovery which had solved the problem of economic crises. Economists proclaimed to all who would listen (including a generation of undergraduates who had no choice) that “the business cycle has been rendered obsolete.” Great depressions, they assured us, were a thing of the past. The discovery of modern economics meant that we need never--indeed shall never--incur the widespread suffering occasioned by periods of depression. Increasingly, economists talked not only about obliterating depressions, but also about “fine-tuning” economic activity to ensure a perpetual state of full employment.

    The alleged discovery of modern economics was the use of government economic policies to eliminate whatever unemployment might occur. Whenever unemployment threatened, the economists suggested, the federal government should simply spend more money--or reduce taxes so that consumers would have more money to spend. At the same time, the Federal Reserve Board should print more money to pay for the budget deficits resulting from the expansionary fiscal policy. In effect, the discovery of modern economics was to print more money and spend it, in one way or another.

    Economists argued that the skillful use of these fiscal and monetary policies would maintain a high and steady level of demand, which would eliminate the periods of depression that had in the past threatened the existence of capitalist economies. The ability of the government to regulate and control economic activity had ushered in a new era of permanent prosperity, the economists promised, which would make capitalism secure, once and for all.

    Paul Samuelson, dean of economists in the U.S., likened the discovery of modern economics to the life-saving discoveries of modern medicine. Just as modern medicine had discovered the cure for smallpox and polio, Samuelson suggested, modern economics had discovered the cure for the economic disease of depression.

    Unfortunately, there was one undesirable side-effect of this fiscal and monetary medicine which soon became apparent: if the medicine were applied in sufficient doses to bring the economy close to full employment, inflation would usually accelerate as unemployment declined. Charles Schultze, Carter’s chief economist, has expressed the problem as follows:

    [i]The problem is that every time we push the rate of unemployment toward acceptably low levels, by whatever means, we set off a new inflation. (NYT, 7/18/76)

    The explanation of this inflationary side-effect of modern economics, in brief, goes something like this: when the government tries to “push” the economy toward full employment by spending more money and thereby increasing the demand for the products of capitalist enterprises, the businessmen who run these enterprises respond, at least in part, by raising their prices rather than by expanding their output. This perfectly obvious and reasonable response by businessmen surprises and perplexes economists to this day. In the academic world of the economists, prices rise only when demand exceeds the capacity of the economy to produce; in other words, prices rise only in a situation of full employment and the full use of productive capacity. On the basis of this assumption, economists conclude that in a situation of high unemployment and substantial idle productive capacity, businessmen will respond to the government stimulus of demand by expanding output and employment, rather than by raising prices.

    The businessmen, of course, refuse to play the game by these textbook rules. They experience the government stimulus of demand as an increase in their sales. This increase in sales provides the businessmen with an opportunity to increase their profits by simply raising their prices, without the additional expense and risk required to expand output. It would be bad business to pass up such an opportunity. Thus, businessmen typically respond to the increase in their sales by some combination of increased output and higher prices, depending on the particular circumstances.

    In the 50's and 60's (which the Wall Street Journal described recently as “the good old days when problems had solutions”) nobody worried much about this inflationary side-effect of modern economics. The average rate of inflation during those years was less than 2%. In these favorable circumstances, economists and politicians were sometimes willing to “trade” a slightly higher rate of inflation for a reduction in unemployment. Economists called this policy option the “trade-off” between unemployment and inflation, and argued endlessly about the precise terms of the “trade-off” that were acceptable in a “democratic society.”

    However, in the 1970’s, the rate at which busineenen are raising their prices has increased dramatically from the more tranquil days of the 50’s and 60’s. The rate of inflation in the U.S. since 1973 has averaged 8% a year. All nations have had double-digit rates of inflation for at least part of the 1970’s; some nations for most of the decade.

    Very briefly, the main reason for this sharp increase in the rate of inflation is that the rate of profit has declined significantly since the mid-1960’s. The many different measures used to estimate the rate of profit all show a remarkably similar decline after 1965 (more on the reasons for this in future issues). Businessmen everywhere are well aware of and much concerned about this decline in the rate of profit. They are diligently searching for ways to increase the rate of profit back up to what they consider an “adequate return” on their invested capital. One obvious way to increase the rate of profit is to raise prices whenever the opportunity arises--and the government stimulus of demand provides just such an opportunity.

    One leading investment banker summed up the current inflationary situation as follows:

    The industrial order of the day is this: whenever you can, raise the price. Businessmen are now rushing to raise their prices because they think they can get away with it and because they see a chance to raise their profits. And with unemployment still high, they expect wages to lag a bit behind.

    In these less than favorable circumstances, economists and politicians are reluctant to apply the medicine of modern economics to the disease of unemployment. The inflationary side-effect of this medicine makes it no longer acceptable at a time when inflation is already a serious problem in itself. This explains why most governments have not adopted strong expansionary policies in recent years, in spite of the highest rates of unemployment since the Great Depression. They are too worried that such policies would set off a new round of accelerating inflation which would take off from an already high level. They fear further that such an inflationary spiral, like the last one in 1973-74, would eventually topple the economy back into recession, thus making unemployment worse rather than better “in the long run” (which means next year or the year after). This fear has been expressed most strongly by Alan Greenspan, chief economic adviser to former President Ford, and has come to be known as the Greenspan Thesis.

    Thus, history has dealt the economists a cruel and ironic blow. Economists thought that modern economics had rendered the business cycle obsolete. Instead, the new form of the business cycle, in which high unemployment coexists with high inflation, has rendered modern economics obsolete. (1)

    * * * * *

    The obsolescence of modern economics has been widely discussed in the business press in recent years. The following excerpts are a small sample from this discussion.

    In March, 1976, Business Week ran a feature article under the heading: “Conventional Fiscal Policies Don't Work.” The article began as follows:

    Despite encouraging news about the strength of the U.S. economic recovery; one critical problem stubbornly persists. Even with recovery, unemployment will stick at a very high level: at least 5% through 1980. In Europe, economists and politicians anticipate that unemployment will not drop back to the rates of the early 1970’s again in this decade. In the western world, something has changed radically in political economics. Economists and politicians now agree that the traditional modes of stimulating economies by government spending or increasing the money supply will not end high unemployment. There conventional policies will only create additional inflation in economies that have suffered too much inflation for years.

    The fear is that high unemployment rates will trigger severe political upheavals….

    More recently, Business Week complained about the “soporific atmosphere” of the latest meeting of the American Economic Association and criticized the economists for their failure to come up with any new remedies for the business cycle:

    [i]The sessions of the ABA boringly demonstrated to anyone who could flog himself into listening that the economics profession faces intellectual bankruptcy. There were simply no important new ideas for proceeding with the nation's most pressing economic task: pushing inflation down and employment up at the same time. [i]

    The New York Times is also upset about what it has called the “bankruptcy of modern economic theory.” In a recent editorial (9/24/77) entitled “Paralyzed Economists, Stagnant Economy,” the Times lamented:

    A decade ago if unemployment were frozen at a high rate and the economy appeared headed for a slowdown, a Democratic President surely would have called for major economic stimulus - a tax cut, a spending increase, or both. But not now. Despite the unsatisfactory performance of the economy, policy is paralyzed here and elsewhere in the industrialized world because economists fear that faster growth would generate more inflation and, ultimately, sink us into another recession. We are left with uncommon inflation, high unemployment, and fearful economists.

    Perhaps the clearest expression of the obsolescence of modern economics comes from the politicians. Chancellor Helmut Schmidt of West Germany has confided to friends (according to the New York Times) that “he feels an utter loss in the face of a situation for which economists no longer have solutions. Nobody, he complained, even thinks he knows what to do.”

    Prime Minister James Callaghan of England had publicly acknowledged the failure of fiscal policies. In a speech to the British Labor Party conference in September 1976, Mr. Callaghan spoke frankly:

    We used to think you could just spend your way out of a recession and increase employment by cutting taxes and raising government spending. I tell you, in all candor, that the option no longer exists. It only worked in the past by injecting bigger doses of inflation into the economy, followed by higher levels of unemployment as the next step....The cozy world, which we were told would last forever, where full employment could be guaranteed by a stroke of the Chancellor's pen, is gone.

    The New York Times reprinted excerpts from this speech with the title: “Mr. Callaghan Talks Business.”

    * * * * *

    Recognition of the obsolescence of modern economics reveals the emptiness of the promises contained in the Humphrey-Hawkins Full Employment Bill, which passed the House last fall and which will soon be taken up by the Senate. This bill requires the President to prepare programs designed to reduce unemployment to 4% by 1983 and keep it there. But the bill itself legislates no specific programs, the task of devising new strategies that will reduce unemployment without making inflation worse is left to the President and to future legislation. Furthermore, the bill allows the President to recommend delays in the timetable for reaching full employment “as circumstances dictate.”

    As this bill was being considered in the House last fall, the New York Times ran an editorial entitled “The Hollow Promise of Humphrey-Hawkins.” In this editorial, the Times remarked that this bill is a “mandate without a method” and that “the problem is not a lack of will to reduce unemployment: the problem is that the government simply does not know the way to reach the goal.”

    A.H. Raskin, veteran commentator on “labor affairs” for the Times had this to say about the Humphrey-Hawkins Bill:

    This bill arrives at a time when there is scant public belief in the government's ability to deal effectively with any major economic problem. This skepticism is strengthened by the meager accomplishments of past attempts to reduce uneaployulent.

    More recently, the Times used even stronger language. This time, the title of the editorial was: “The Cruel Hoax of Humphrey-Hawkins”--perhaps inspired by ex-President Ford’s remark that the promise of a quick return to full employment was a “cruel illusion.” The editorial argued that this bill

    [i]would legislate wishful thinking.... The bill would not create one new job; it would merely legislate a good intention…. The riddle no one can answer is how to use government economic policies to drive unemployment down in the promised land of 4 percent without triggering a worse inflation, and, perhaps, an accompanying recession.

    The Humphrey-Hawkins Bill does not resolve that issue. It ducks it by proclaiming a promise that no one knows how to keep: let the goal be set and then someone will somehow figure out how to meet it. If not, the goal can always be changed.

    The bill would play a cruel hoax on the hardcore unemployed, holding before them the promise--but not the reality--of a job.

    * * * * *

    Hollow promises were also the main events at the London summit meeting last May. The seven leaders acknowledged the unprecedented numbers of people unemployed in the advanced capitalist countries and pledged to create jobs for them. And yet no one there suggested any new policies as a means of accomplishing this task.

    Prime Minister Callaghan sounded a familiar theme when he pointed out that “nobody quite knows any more why the economic ills of our countries no longer respond to the same old medication, nor how to prescribe correctly for simultaneous ailments that used to be opposites”

    The New York Times, as you remember, asked in an article about this summit meeting:

    What is to be done to recover the optimism, the momentum, the lost sense of security of a period in which people were able to take their improving wellbeing for granted?

    The Times answered :

    Nobody has been able to devise a simple overall formula. So the leaders have taken to grouping, experimenting with one measure at a time, hoping that a new system of stability will eventually evolve.... There are no guarantees that the effort will work….

    The leaders are fighting a losing battle. In my opinion, we are in the initial stages of yet another worldwide capitalist depression, which no amount of government tinkering will be able to avoid. It is still too early to say much about the length and severity of this depression, but there is no reason to believe that it will be any less severe than the last one. It could be worse. (More on this in coming issues.)

    Like all capitalist depressions, this depression will eventually be characterized by widespread bankruptcy of business firms and drastic reductions in the living standards of most of us. While economists and politicians “grope” for ways to avoid this outcome without disturbing the ownership and control Of the world’s productive resources by a small percentage of the population, the rest of us will probably have to devise more drastic solutions of our own.

    F.M.
    [Fred Moseley]

    (1) For anyone interested in a more thorough analysis of all this, the best starting point is the writings of Paul Mattick, especially Marx and Keynes: The Limits of the Mixed Economy (available through Root & Branch). Long before the “limits of the mixed economy” became so painfully obvious, Mattick argued that those limits would sooner or later be reached, after which capitalism would fall once more into a period of depression. Well, here we are.

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    The CIO: from reform to reaction - E. Jones

    First Convention of CIO, Pittsburgh 1938
    First Constitutional Convention of the Congress of Industrial Organizations, Pittsburgh, PA, 1938

    In popular mythology, the CIO was a revolutionary union in the tradition of the IWW. In actuality, the CIO was created by those opposed to the kind of working class self-activity best embodied in the U.S. by the IWW. This article by E. Jones, from Root & Branch: A Libertarian Socialist Journal (number 6; n.d.; c. 1970s), critiques the CIO's reactionary role in containing class struggle militancy.

    Submitted by IDP on August 15, 2012

    The story of the Congress of Industrial Organizations (CIO) has generally been seen by American leftists as one of glorious struggle, as that of a revolutionary movement that might have been. By and large, liberal historians have celebrated the CIO as the harbinger of enlightened labor relations. Most radicals, while decrying this modernized form of exploitation, have glossed over important aspects of the history that conflict with their political analyses and hopes. Would-be organizers of various persuasions have been quick to blame CIO leaders for its decline in militance. Social democrats have either claimed the CIO as an evolutionary advance toward socialism or bemoaned its failure to develop independent political action along the lines of European labor parties. While Trotskyists have accused the Communist Party (CP) of destroying radical initiative in the CIO, other Leninists have deplored the CP’s adherence to the Soviet line, which they think dampened militance during the war and hampered the trade-union work of dedicated Communist organizers. Unable to deny the CIO’s failures as a revolutionary movement, some New Left historians have turned from an examination of its objective record in action (which after all was determined by elites) to focus on the more encouraging subjective aspects of the rank and file. Debates over when the CIO lost its revolutionary potential have alternated with applause for “labor’s giant step” to trade-union consciousness, but the ideology of revolutionary unionism has remained unscathed. Indicating the resilience of American capitalism despite the severe crisis conditions of the 1930’s and 1940’s, significant numbers of workers never consciously experienced nor surpassed the constraints of unions on their movement. Perhaps because of this, most American leftists have not considered the contradictions inherent in revolutionary unionism, and the critique of this concept (elaborated by Luxemburg, Rühle, Pannekoek et al. in the context of the social upheavals following the first world war) has remained unknown. The following interpretation applies this critique of unionism to the history of the American labor movement’s response to the last world crisis in the hope that, by objectively analyzing this disappointing history, we might anticipate the role of unions in the current depression and more surely direct our efforts to break capital-labor relations and create a classless society. 1

    THE GREAT DEPRESSION

    Since the CIO emerged in response to protracted depression conditions, the failure of previous political combinations to solve the Great Depression to their advantage should be examined not only to situate the CIO in its historical context, but also to provide a basis for comparison with the futile attempts of capitalists, governments, unions, et al. to halt the present economic decline. By 1933, after a decade of defensive decline, the American Federation of Labor (AFL) had lost most of its money and much of its membership, which had fallen by half to include only 5.2% of the total (or 11.3% of the nonfarm) workforce.2 The AFL faced the depression with resignation and no effective strategy as its monopoly on skilled labor-power was undermined by rising unemployment, which left 24.9% of workers jobless and most union members without regular work.3 Despite its traditional opposition to government interference, a policy that matched pre-depression production relations and the laissez-faire ideology of the bourgeoisie, the AFL did go so far in early 1933 as to support a Congressional thirty-hours bill, which aimed to spread employment by reducing the workweek and wages. Since this bill was vehemently opposed by business and vetoed by President Franklin D. Roosevelt (FDR), Secretary of Labor Frances Perkins proposed a compromise plan that called for a 35-hour week, a minimum wage, and a relaxation of the antitrust laws to permit trade association agreements. The AFL, however, rejected her plan on the grounds that the minimum wage would tend to become the maximum. Fearing that minimum-wage and social-insurance legislation might rival the benefits offered organized workers under existing contracts, the AFL was to continue to withhold its support from such protective legislation throughout the decade.

    The AFL’s passive strategy was opposed by the leaders of the industrial unions, whose territories in the highly competitive textile and coal mining industries had been threatened by a harbinger slump during the “prosperity decade” of the twenties. Sidney Hillman of the Amalgamated Clothing Workers (ACW) and John L. Lewis of the United Mine Workers (UMW) were early advocates of state intervention to save the economy, particularly through the promotion of unionization, which the depression was threatening with extinction. Owing his success to the ACW’s spectacular growth during the first world war (under the protection of the War Labor Board’s collective bargaining policy in the Army-uniform business), Hillman championed national economic planning as the solution to this equally serious national emergency. He urged the government to intervene through tripartite (i.e., business-union-government) planning councils, before private industry’s ineptitude allowed misery to create forces out of political control. He envisioned these councils extending on a national scale social-insurance programs pioneered by the ACW in the 1920’s, which had included payroll deductions for unemployment insurance, guaranteed savings banks and housing, work sharing, minimum wage rates, and even loans to floundering firms.4

    Not only labor statesmen had experienced the efficacy of unions in equalizing wages in the highly competitive, over-extended industries. As employers’ trade associations failed to guarantee profits by regulating wages and production, some capitalists began to reconsider unionization. Gabriel Kolko describes the change in attitude of some Northern bituminous coal operators:5

    Only the UMW, which both the association members and independent coal operators tended to unite to oppose, advocated the use of public authority to introduce order in an industry which invariably sought first to solve its problems by wage cuts, thereby decimating the union. By the time the Depression brought yet new disasters, many industry leaders and larger firms acknowledged the failure of voluntary trade association efforts and were increasingly prepared to impose stability and cooperation on the unprofitable, competitive industry. Indeed, in such industries only unions provided the remaining nonpolitical hope for coordinating and restraining competitive conditions on a national scale, a fact that won the employers associations to the union cause in garments before the war and was eventually to influence labor relations in coal and many other industries.

    Whereas industries with high capital concentrations could rely on trusts and oligopolistic leaders to police their agreements to reduce costly competition, smaller capitalists often turned to outside organizations--such as rackets, unions, and governments--as the most effective means of enforcing regulation beneficial to the trade’s more powerful firms.6 When successful, these regulating agents reduced competition in fields of easy capital entry by exacting tribute in the form of protection premiums, union dues, or taxes. But the inroads of runaway shops and new mines during the 1920’s, followed by the depression, so weakened the hegemony of the textile and mining unions that they needed government backing to eliminate “sweating” and shake down firms that wouldn’t see reason.

    Since before the first world war, Northern textile manufacturers had augmented their economic attack on the cheap labor supply of their Southern competitors by seeking legislation to establish a national minimum wage, prohibit child labor and women’s nightwork, and promote unionization. In the depths of the depression they found political support in the recovery proposals of former members of the War Industries Board--Bernard Baruch, General Hugh Johnson, and Gerard Swope. U.S. Chamber of Commerce President Henry Harriman’s voice mingled with these Northern liberals’ lament over the disruptive effects of “uneconomic competition” in his call for the suspension of the Sherman and Clayton Anti-Trust Acts, which, to the annoyance of big business, had been enacted in a futile attempt by small capitalists to halt the advancing concentration of capital that threatened to expropriate them. While Harriman and Swope urged business to take the initiative in stabilizing production to avoid government interference, Swope’s plan included employee and possible union participation. Fondly recalling the “efficiency” of their economic planning during the war, when former antagonists were encouraged to join hands to share the spoils, Baruch and Johnson implied that a return to the good old days would follow the formation of “trade associations for mutual help” and business’ self-regulation under government supervision.7

    The blatant lack of profits to share, however, did not escape some of FDR’s advisors and various labor sympathizers, who, on the basis of an underconsumption theory of crisis, called for government intervention to halt the downward spiral of prices, wages, and production. In addition to relief measures and public work programs, they supported unionization as a means to boost consumption and the production it would engender. The powers behind these various strains of thought combined under the New Deal to produce the National Industrial Recovery Act (NIRA), which in June 1933 replaced ex-President Hoover’s inadequate voluntary schemes with six hundred industry-wide “Codes of Fair Competition.” Trade association agreements would now be legally enforced by FDR’s National Recovery Administration (NRA), directed by General Johnson.

    Lobbied for by Lewis, Hillman, and Senator Robert F. Wagner, the NIRA included a “Section 7a,” which outlawed yellow-dog contracts (i.e., promises not to join a union as a condition of employment), provided “that employees shall have the right to organize and bargain collectively through representatives of their own choosing,” and gave the President power through the NRA to prescribe maximum hours, minimum pay, and working conditions. With this legislation the New Deal’s mutually antagonistic coalition of big business, smaller capitalists, farmers, and unions, while groping for a solution to the crises, took its first faltering step toward managing the social unrest. Blindly seeking to restore a profitable basis for further capital accumulation, they were stymied by the political power of economically weaker capitals, who resisted the expropriation essential for national recovery. Their mutual struggle to shift the burden of loss onto others exemplified Marx's description of the depression’s healing process:8

    So long as things go well, competition effects an operating fraternity of the capitalist class, as we have seen in the case of the equalization of the general rate of profit, so that each shares in the common loot in proportion to the size of his respective investment. But as soon as it no longer is a question of sharing profits, but of sharing losses, everyone tries to reduce his own share to a minimum and to shove it off upon another. The class, as such, must inevitably lose. How much the individual capitalist must bear of the loss, i.e., to what extent he must share in it at all, is decided by strength and cunning, and competition then becomes a fight among hostile brothers. The antagonism between each individual capitalist’s interests and those of the capitalist class as a whole, then comes to the surface, just as previously the identity of these interests operated in practice through competition.

    How is this conflict settled and the conditions restored which correspond to the “sound” operation of capitalist production? The mode of settlement is already indicated in the very emergence of the conflict whose settlement is under discussion. It implies the withdrawal and even the partial destruction of capital.

    Although the NIRA soon proved inadequate, the New Deal was able to hold the economy together until the second world war externalized the competitive struggle and the American victory temporarily solved the nation’s economic problems, thus allowing the liberal, Keynesian explanation of the New Deal’s success some false advertising.9

    THE NIRA PERIOD

    As industry counted on the President and the courts to favor capital in their interpretations of the law's ambiguities, the NIRA soon ran upon the rocks of resistance hit by previous attempts at voluntary regulation. Even in those industries where unions had the support of stronger firms, their efforts to force recalcitrants to terms through strikes and boycotts were hampered by the lack of government backing. Nonetheless, massive organizing drives in coal mining and textiles managed to have increased wage minimums incorporated into the NRA codes for their industries. Another temporary triumph for the unions grew out of a dressmakers’ strike in Reading, Pennsylvania. The FDR-appointed National Labor Board (NLB) (precursor of the National Labor Relations Board [NLRB]) in July 1933 settled the strike with the “Reading Formula,” an interpretation of Section 7a that provided for majority-rule, secret-ballot elections of exclusive agents to represent a group of workers ambiguously known as a bargaining unit (an ambiguity that would later be ironed out by the NLRB). Southern sweatshops, however, evaded NRA code provisions with the “Stretchout” (i.e., labor intensification) blatantly ignored Section 7a by firing union members, and refused to hold Reading Formula elections.

    Rather than oppose unionization outright, most mass-production manufacturers, who regarded unions as unnecessary expenses and threats to their absolute control of production, expanded their “employee representation plans” developed in the 1920’s or established new company unions, which by the end of the NIRA period gained three times more members than the AFL unions did.10 In September 1933, miners challenged the company unions in the “captive” mines (owned by steel corporations) with a strike for UMW recognition despite Lewis’ efforts to restrain them while he negotiated the NRA code with the less resistant, smaller operators of the “commercial” mines. By late October, after withstanding considerable violence, the 100,000 strikers compelled FDR to enforce their NIRA given right to form independent unions. Several giant electrical concerns also accepted union advances when persuaded by strikes, as Philco, or by economic reason, as was General Electric (GE) President Gerard Swope, who since 1926 had sought an industrial “organization with which we could work on a businesslike basis.”11 Irving Bernstein’s description of the settlement won by a nascent AFL union reveals an attempt by the largest radio manufacturer to use the union to reduce labor disruption and equalize labor costs with its competitors:12

    To the fledgling organization’s amazement, Philco on 15 July [1933] signed an agreement providing for the eight-hour day, the forty-hour week, time and one half for overtime, abolition of penalties for bad work, payment for waiting time between jobs, shop committees to handle grievances, and minimum wages of 45 cents for men and 36 cents for women . . . . The management, hoping to eliminate its “labor problems,” granted the union shop on August 17, requiring new employees to join within two weeks of hire. Finally, it obtained a commitment from the local, underwritten by [AFL President] Green that no other radio union chartered by the AFL would accept wages lower than Philco's and that the union would not demand higher rates unless they were incorporated in the
    NRA radio code or were paid by a competitive firm.

    In defeating these electrical and steel company unions, industrial unionism thus established beachheads on the anti-union shores of basic industry.

    Most large corporations, however, managed to avoid unionization--some by defeating strikes, others by nipping union organization in the bud with elaborate labor-spy and strong-arm operations, and others by increasing defiance of the NLB’s orders. As depression conditions doomed most strikes to failure, even the militant autoworkers failed to establish industrial unions under the NIRA. The Industrial Workers of the World (IWW) appealed to some workers as a rank-and-file controlled, direct-action industrial union with low dues and no contracts. Its organizing campaign in Detroit, however, was decimated by the loss of its strike at Murray Body in the fall of 1933, later analyzed by strike committee chairman Fred Thompson:13

    The process of organizing or trying to get workers to organize endured through the summer with little results, until at Murray Body, just before changeover of model and consequent reduction of company operations; as workers belatedly began to “hive” around the IWW they found themselves laid off the next week and attributed this to the fact they had joined; this forced the IWW to act; we sought some workable compromise as rotation of work, etc.; and the Murray board refused to go along, though they did meet with us. We pulled the plant. It was a strike we could not win, and it cramped our efforts at various other plants. Through that winter we did our utmost to visit those workers and retain a base, but our “eggs were in one basket” and were smashed.

    Business defiance of the NLB spread after December 1933, when Weirton Steel’s refusal to hold representation elections brought the Reading Formula to a legal stalemate while this test case awaited judicial review. Soon after FDR's February proclamation of support for his tottering NLB, the NRA announced its competing 7a-interpretation that safeguarded company unions behind the principle of “proportional representation,” which preserved “minority bargaining rights” by allowing several unions per bargaining unit (as opposed to the NLB’s certification of “exclusive bargaining agents” elected by majority vote). In March 1934, FDR applied the NRA’s interpretation in his NRA auto-code settlement, which by sanctioning the auto company unions decimated the weak AFL locals. Autoworkers deserting the AFL after this defeat were soon joined by rubber- and steel-workers exasperated with the “National Run Around” and the AFL’s defeatist stalling maneuvers. While the frustrated NLB chairman, Senator Wagner, started his campaign for legislation to resuscitate the Reading Formula and reaffirm workers’ right to organize independent unions, some workers began resorting to the law of “might makes right.”

    Spring of 1934 brought industrial warfare as local unions broke through the fetters of the inert AFL to test their strength against their employers and the various government forces arrayed against them. In May a losing strike for union recognition at Electric AutoLite escalated into the Battle of Toledo (Ohio) as the local, radically-influenced unemployed league joined the strikers in defiance of court injunctions against mass picketing. After two days of rioting in which two men were shot dead by National Guardsmen, the factory was shut down. Although they won only a small wage increase and union recognition, Toledo strikers and their supporters showed that class action could force concessions from the staunchly anti-union auto industry. Shortly thereafter, a well-organized teamster strike in Minneapolis underlined the importance of military tactics as roving pickets stopped commercial traffic for days and a club-carrying crowd foiled a strikebreaking attempt by police and deputized citizens. Although sympathetic to the strikers, Governor Olson of Minnesota responded to the deaths of two socialites in this Battle of Deputies Run with a declaration of martial law, whose supposed maintenance of the status quo soon eroded the strikers' position by permitting a gradual restoration of commercial traffic. Only by disregarding the strikebreaking martial law did strikers pressure the Governor to turn the table on the employers, who eventually conceded a minimum wage and union recognition according to Reading Formula elections.14

    The NRA’s principle of proportional representation was challenged in the West Coast waterfront strike. In May, when the damaging strike was three weeks old, the Waterfront Employers of San Francisco signed an agreement with the corrupt president of the International Longshoremen’s Association (ILA) granting wage increases but preserving the daily hiring system aptly described as a slave market. Angry strikers rallied behind radical caucus leader Harry Bridges to reject the ILA “sweetheart” deal and renew their demand for a union hiring hall, which the bosses refused as a closed shop outlawed by the NRA's interpretation of 7a. In July, after the killing of two strikers in a brutal attack on pickets by police attempting to open the port, pressure rose for a general strike, which the city’s AFL Central Labor Council called reluctantly, coordinated poorly, and terminated at the earliest possible moment. Although the longshoremen won a de facto union hiring hall and wage increases, the weaker maritime unions did not gain recognition because of their reliance on the conservative strike committee.

    That not all tests of strength in the NRA period brought union advances was evidenced by the terrible defeat of the textile strike in September 1934. Exasperated with a NRA cotton textile board that had failed to enforce Section 7a, workers struck for higher wages, an end to the nerve-racking stretchout, and recognition of the United Textile Workers (UTW). In desperate attempts by flying squadrons and picketing crowds to shutdown strikebreaking mills from New England to the small towns of the hysterically anti-union south, strikers, who by 18 September numbered 420,000, soon met the resistance of scabs protected by troops, who in the South alone numbered over 25,000. With a death toll of fifteen, mass arrests, evictions, and seizures of relief funds, the UTW called off the strike on 22 September with nothing offered but massive reprisals.15 Not only was the UTW decimated, but memories of this disaster lingered and contributed to the South’s continuing resistance to unionization.

    The state’s response to these upheavals had a major impact on their outcomes. Local governments invariably sided with the bosses by providing police and special deputies to maintain law and order; and, when these strikebreaking efforts provoked violence, state governors called out their National Guards. Capitalists could also rely on the courts to issue injunctions to halt picketing and other strike activities. Both capital and labor, however, appealed to the President in their hours of need. Since FDR always sided with strength when forced off his political fence, union pleas for Reading-Formula-style justice were answered with requests for strike postponements, mediators, disastrous settlements (such as in autos and textiles), and feeble recommendations of amnesty for strikers.

    While they usually relied on local law enforcement and shunned federal intervention in their affairs, embattled capitalists and regional politicians in fear of insurrection occasionally turned to federal authorities for support. Not only had governors always received troops whenever they thought strikes threatened their authority (e.g., the Great Upheaval of 1877, the 1892 and 1897 Coeur d’Alenes mine strikes, and the 1919 Seattle General Strike), but also presidents sometimes pressured, preempted, or overruled those governors who failed to intervene in strikes threatening the national interest (e.g., the 1894 Pullman strike, IWW strikes during the first world war, and the 1922 UMW strike).

    FDR became the first president to refuse to send the army immediately to quell labor disputes. Assessing the textile strike form the more detached viewpoint of the general (capitalist) interest, he held troops in abeyance despite the Rhode Island governor’s plea for “drastic action” to prevent “riotous mobs” from storming his statehouse.16 As the longshoremen’s strike heated up, San Francisco newspapers screamed about endangered sacred American traditions, while Oregon’s governor claimed the strike was “beyond the reach of state authorities” in his request for army intervention. While California’s governor petitioned the U.S. Immigration Service to deport alien strikers, its U.S. Senator Hiram Johnson called for FDR’s aid saying, “Here is revolution not only in the making but with the initial actualities. . . . Not alone is this San Francisco’s disaster but it is [the] possible ruin of the Pacific Coast.”17 A Los Angeles Times editorial epitomized West Coast business’ alarm:18

    The situation in San Francisco is not correctly described by the phrase “general strike.” What is actually in progress there is an insurrection, a Communist-inspired and led revolt against organized government. There is but one thing to be done--put down the revolt with any force necessary.

    Advised, however, by Secretary of Labor Perkins that the general strike committee was “in charge of the whole strike . . . and represents conservative leadership,” FDR, biding his time on a Pacific cruise, won his gamble that the strike would resolve itself at the expense of the Republican shipowners, who, in his judgment, exaggerated the threat to the nation posed by a dispute over union security.19

    Though circumspect in handling major strikes, FDR did not promote unionization. While like all twentieth-century American presidents he accepted the principle of collective bargaining,20 his labor policy concentrated on relief measures, minimum wages and standards for working conditions, and social insurance programs. Murray Edelman provides a good summary of FDR’s record with organized labor:21

    He invariably failed to support labor legislation actively until he was convinced it had adequate political support, and he sometimes sabotaged pro-labor policies already declared to be the law because of strong business pressures. In killing the Black thirty-hours bill, in his occasional pro-business interventions in NRA, in his long delays in supporting the 1934 and 1935 Wagner bills, the 1934 unemployment insurance bills, and the 1934 Railway Labor Act amendments, in his order to cut relief sharply just before the 1937 recession, and in his ambivalent statements during the sitdown strikes, he showed himself less the proponent of the things labor was demanding than a consummate politician interested in a program that would have maximum effectiveness and popularity. He showed it again in viewing the NLRB from 1935 to 1939 as unduly independent in its policies, unpredictable, and often embarrassing politically.

    THE WAGNER ACT AND THE RISE OF THE CIO

    Amid fresh memories of the summer’s violent strikes, the more liberal Democratic Congress elected in November 1934 proved more receptive to Senator Wagner’s efforts to replace the NIRA, whose failure as a depression cure and guarantee of collective bargaining was obvious. Since the March auto settlement, Wagner had sought legislation to strengthen the NLB’s power to curtail employers’ union-busting privileges, which had enabled them to circumvent workers’ right to join unions (granted almost a century earlier). In July 1935, Wagner’s National Labor Relations Act finally outlawed employers’ “unfair labor practices,” including company support of unions, and required them to “bargain in good faith” with freely chosen representatives of the majority of workers in bargaining units to be delimited by the NLRB. The Wagner Act also empowered the NLRB to supervise representation elections, certify exclusive bargaining agents so elected, investigate and prosecute employer interference, and seek court injunctions to enforce its decisions. In short, proportional representation was rejected in favor of the Reading Formula, which was given the force of law.

    Interpretations of the Wagner Act as a conscious plan of capital to reintegrate potentially revolutionary workers into the system via unionization ignore the complexity and uncertainty of the situation. As with the NIRA, a coalition of mutually conflicting interests produced legislation whose application would be determined by a dynamic interaction of political and economic forces as the depression took its course. Although the more conservative NIRA backers, whose influence centered in the NRA, dropped from the coalition, most interests behind the NIRA (e.g., Northern textile manufacturers, retail magnates, organized labor, et al.) rallied behind Wagner in their continued search for an amenable solution to the depression. The NIRA's rationale of business self-regulation to eliminate unfair competition was now supplanted by arguments that economic recovery was thwarted by the underconsumption of workers and the disruption of commerce due to strikes. Collective bargaining, it was argued, would eliminate most strikes; and, unionization would boost mass purchasing power by redressing the imbalance in the economy caused by the disproportionate power of concentrated capital. Calling for “industrial democracy” to supplement political democracy, many Democrats from industrial regions sought labor support and promoted unions as sources of a new breed of junior statesmen, who would defend workers’ economic interests and democratic rights on the job against the abuses of corporate totalitarian rule.

    Passage of the Act was facilitated by its ambiguity and the uncertainty of its application. To secure the AFL’s approval, Wagner vaguely left to the NLRB’s discretion the jurisdiction of bargaining units (i.e., the specific designation of which workers would be eligible to vote for NLRB-certified bargaining agents for a craft-, plant-, or industry-wide bargaining unit). Since the Supreme Court had declared the NIRA unconstitutional in May 1935, business relaxed its opposition to the Wagner Act in anticipation of lax enforcement and eventual judicial invalidation. Because neither business nor the AFL could foresee the development of the CIO and its encouragement by the NLRB’s preference for industrial bargaining units, the law passed without the vehement opposition that was to develop later.

    While signaling to liberals a need for “industrial democracy” and collective bargaining machinery to handle labor disputes, the 1934 strikes also had demonstrated concretely the limits of workers’ militancy, their strike power in various industries, and government reactions, and had elucidated the possibilities for establishing industrial unions under the new legal protection of the Wagner Act. The AFL, however, hesitated to take advantage of the improved climate for organizing. At the peak of NIRA agitation, teamster boss Dan Tobin had still maintained that the semi-skilled mass production workers were too weak to warrant a union leader’s attention:22

    The scramble for admittance to the union is on. We do not want to charter the riff-raff or good-for-nothings, or those for whom we cannot make wages or conditions . . . . We do not want the men today if they are going on strike tomorrow.

    At least in terms of money and membership his judgment that unskilled workers were “unfit for unionism” had been supported by historical evidence. Up to 1934 unskilled workers had been too easily replaced, too isolated and divided, and too poorly paid to threaten or pull off the strikes necessary to establish and maintain a union domain and to extract the wage increases necessary to sustain dues payments and union officials. Previous attempts to organize permanent unions of semi-and un-skilled workers had failed except in coal mining and the needle trades. The idea of One Big Union had been introduced by the populist Knights of Labor in the 1870’s, narrowed for application to the railways in the early 1890’s by Eugene Debs, and developed as “revolutionary industrial unionism” by the IWW during the decade before the first world war.23 While the Knights had lost significance as a workers’ movement because of its opposition to the eight-hour-day agitation, Deb’s American Railway Union might have succeeded as an industrial union for the railroads (as this strategic, early capitalized sector has elsewhere spawned early organizations of this type) had it not been wiped out by the military repression of the Pullman strike in 1894. The IWW had used defiant direct action to further spontaneous strikes of textile millhands, steelworkers, migrant farmworkers, lumberjacks, hardrock miners, and other “marginal” workers. While they received a lot of notoriety for several spectacular victories and for their revolutionary propaganda, their unions did not maintain large numbers of dues-paying members even before their suppression as an unpatriotic thorn in the side of the American bourgeoisie.

    Ignoring the difficulties unions had encountered during the early phase of industrialization,
    John L. Lewis criticized the IWW on the grounds that “it never attempted to consolidate its gains. It continually bled itself white by the vigor of its struggles and was always vulnerable from the rear.”24 While the IWW’s aversion to contracts, and business unionism generally, may have contributed to its failure as a union, the UMW’s prudence in response to milder government repression of its vigorous tactics during and after the second world war would also backfire (as can be seen in its current struggle to preserve its gains, if not itself, within its shrinking share of bituminous coal production). Nevertheless, Lewis concluded from his analysis of past organizing failures and of the brightening climate under the Wagner Act that industrial unionism was no longer a revolutionary but a business proposition, one with good prospects if properly financed by the AFL and managed by practical union leaders like himself. In opposition to the cautious craft-union bosses, he contended that the mass-production industries were ripe for unionization along industrial lines and that the AFL would profit by mounting a massive organizing campaign. Both he and Sidney Hillman, as heads of embattled industrial unions, sensed that unless the industries closest to them—steel and cotton textiles respectively—were unionized, they would soon lose their precarious footholds as had the industrial unions before them. Pressuring the AFL to support his cause financially, Lewis warned that not only the UMW’s but also the AFL’s survival was at stake:25

    The failure of the American Federation of Labor to organize the workers in the mass-production industries creates a hazardous situation as far as the future of the Federation is concerned. If the Wagner Bill is enacted there is going to be increasing organization and if the workers are organized in independent unions we are facing the merging of these independent unions in some form of national organization.

    Exasperated with the AFL’s morbid conservatism and having “read the revolutionary handwriting on the walls of American industry” (as his biographer ironically put it),26 Lewis seized the opportunity offered by the passage of the Wagner Act to fulfill his own prophecy by founding the CIO in December 1935. Of the CIO’s seven charter unions, the most important in terms of membership and resources were the UMW, the ACW, and the International Ladies Garment Workers Union (ILGWU). Although the CIO founders hoped to remain within and obtain support from the AFL, the latter responded to the threat of CIO success by expelling a third of the AFL membership from its November 1936 convention. The most significant of the emerging industrial unions that affiliated with the CIO were the United Rubber Workers (URW), the United Auto Workers (UAW), and several Communist unions--the United Electrical and Radio Workers (UE), Harry Bridges’ International Longshoremen’s and Warehousemen’s Union
    (ILWU), and the National Maritime Union (NMU). Two weak unions--the Amalgamated Association of Iron, Steel and Tin Workers (AA) and the UTW-formed the basis of the CIO’s two main projects--the Steel Workers Organizing Committee (SWOC), led by Philip Murray of the UMW, and the Textile Workers Organizing Committee (TWOC), led by Hillman of the ACW. Although the CIO provided organizers and advised the developing unions in the mass-production industries, most of its money and energy were devoted to organizing steel and textiles, the industries most crucial for its principal founders.

    Anti-union companies remained as unfazed by the Wagner Act as they had been by Section 7a of the NIRA. But, aided by a slight upswing in the economy between 1935 and mid-1937, workers once again flexed their economic muscles, this time demonstrating their “fitness for unionism” in certain mass-production industries. The NIRA pattern of union breakthroughs with the largest firms in various industries was to be repeated (e.g., U.S. Steel, G.E., and large Northern textile manufactures) and extended (e.g., Goodyear Rubber and General Motors), while their smaller competitors were to resist until it became too costly in terms of bad publicity, law suits, or government contracts.

    Early in 1936, rubberworkers in Akron, Ohio began demonstrating their power to bring reluctant bosses to terms through their repeated use of the sitdown strike, an adaptation of the IWW folded-arms tactic that proved very effective in shutting down assembly lines and idling entire plants. Although it would eventually benefit from these sitdowns, the URW (which in 1935 claimed only 3,000 members among about 100,000 rubberworkers) initially disapproved of this form of direct action. Not only did the URW seriously weaken the February Goodyear strike by convincing strikers to march out of the occupied plant to the union hall and, consequently, to bitter-cold, vulnerable picket lines, but it also refused to recognize the strike until CIO organizers arrived on its sixth day. Shrewder than some of their local leaders, the CIO national officials would for a while support, although rarely initiate, sitdowns whose goals included CIO recognition. Visiting Akron in 1936, Louis Adamic described the URW organizing drive that pulled 75,000 members by 1938:27

    In November I was told in Akron that nearly every serious sitdown boosted the membership by as much as five hundred. Organizers signed up men while they “sat.”

    In his efforts to reassure the public in 1937 that the sitdown did not pose a revolutionary threat but would lead to industrial democracy, Joel Seidman accurately predicted the replacement of direct action with grievance arbitration once the URW solidified its control:28

    The rubber workers are new and enthusiastic unionists. The sitdown technique works, so they use it as soon as an issue arises. Their officers are urging them not to stop production without first bringing their grievance to the attention of the union and the company through the regular channels. . . . As the rubber workers become more experienced and more disciplined unionists, the sitdowns over petty issues will doubtless disappear.

    Having pulled short sitdowns known as “quickies” since 1933, autoworkers in 1936 began to “stay-in” demanding union recognition, wage increases, reduction of hours to prevent layoffs during model changes, abolition of piecework, reinstatement of union members, etc. Learning from Akron workers the effectiveness of the sitdown in enabling a minority to halt production, preventing strikebreaking, and rallying workers to the union, the UAW sanctioned organizational sitdowns, the most dramatic of which would occur at Flint during the General Motors (GM) strike. From April to December 1936, however, the UAW had gained only an average membership of 27,000--or about ten percent of the industry’s workforce.29 While Lewis concentrated on negotiations with US Steel, his advisor to the UAW, Adolph Germer, thwarted UAW President Homer Martin’s attempts to spread a strike (begun on 18 November) at the Atlanta Fisher Body plant to the rest of the parent company. Germer advocated postponement of a companywide strike until after the New Year, when a New Deal governor would be inaugurated in Michigan and the Christmas period with its scheduled bonus would have passed. Although momentum for a strike against the entire GM system increased as the Libby-Owens-Ford glassworks and the Kansas City Fisher plant were shutdown by mid-December, sitdowns at the strategic Cleveland and Flint Fisher assembly plants (on 28 and 30 December respectively), coordinated by the Communist vice-president of the UAW, Wyndham Mortimer, finally precipitated the CIO’s greatest strike.

    By the end of January 1937, about a dozen more sitdowns and conventional strikes coupled with spreading lockouts for lack of parts had shut down fifty GM plants and idled 125,000 workers, most of whom were not striking.30 Although Martin had prematurely evacuated the other occupied GM factories by 16 January, the Flint sitdown strikers, upon advice from CIO organizers and the Mortimer faction, saved the strike by holding out for GM’s recognition of the UAW as exclusive bargaining agent, a status which could not be achieved through NLRB elections due to union weakness. Helpless to prevent a return to work at many plants on 27 January, the strikers in Flint once again rescued the waning strike, this time with a brilliant military operation orchestrated by strike leaders around Mortimer and the Reuther brothers. This spectacular capture of a strategic Chevrolet engine plant finally crippled GM production on 1 February and relieved the pressure on the occupiers at Fisher Body, who, however, were to remain under the governor’s threat of forced eviction for another week. After this demonstration of union strength, previously reluctant workers flooded into the UAW and public opinion swung to the strikers, who, despite “their unconventional behavior,” after all were only “pursuing objectives sanctioned by law but denied them by their employer.”31

    As the pressure mounted, FDR, a weathervane for public opinion, announced on 5 February his intent to push legislation to defend the Wagner Act by packing the hostile Supreme Court with New Deal judges. He even expressed momentary lenience toward the sitdown, which by 1939 was to be outlawed by the Supreme Court:32

    Well it is illegal. But shooting it out and killing a lot of people because they have violated the laws of trespass . . . . [is not] the answer . . . . There must be another way. Why can’t those fellows in GM meet with a committee of the workers?

    Under the greatest pressure ever applied by the CIO, GM on 11 February accepted the defeat of its proportional representation scheme, recognized the UAW as de facto exclusive bargaining agent for seventeen struck plants, and granted a five-cents-per-hour increase to all 150,000 GM workers.33

    Meanwhile, impressed by the CIO’s show of force, GE and US Steel moved to expand the limited relations they had established with industrial unions during the NIRA period. Because of Gerard Swope’s unusual acceptance of unions, GE had already agreed to NLRB elections when so requested by the UE, which had narrowly defeated the company union in GE’s main plant. On 24 February 1937, Swope without a fight granted the UE company-wide recognition. A week later, President Myron Taylor of US Steel (known as Big Steel because of its dominant position in the industry) agreed to replace his failing company union with Lewis’ SWOC. The Big Steel agreement of 2 March granted wage increases, overtime pay after forty hours, and recognition of the SWOC (but only as bargaining agent for its members, not as sole bargaining agent for the company). Although Little Steel (viz. Bethlehem, Jones and Laughlin, Republic, Inland, Youngstown Sheet and Tube, et al.) and other observers were shocked, Taylor’s consent to unionization made economic sense. With US Steel’s profits picking up and British armaments orders in the offing, he figured that “the cost of a strike would have been incalculable,” as Little Steel would have hastened to fill his orders.34 In his decision to yield to what he sensed was a political drift toward unionization, Taylor also was influenced by his experience with Lewis as a responsible enforcer of their captive mines agreement. Other factors that may have affected him included: the recent passage of a law instituting a forty-hour workweek with overtime pay on all government contracts, the election of a New Deal governor in Pennsylvania who could not be trusted to provide strikebreaking troops, and the threat of adverse public opinion in the event of a fight. Taylor’s assessment of the political climate was to be confirmed by the March sitdown wave and the Supreme Court’s unexpected validation of the Wagner Act on 12 April. In the wake of this court victory, which forced Jones and Laughlin Steel to deal with the SWOC, several large corporations (e.g., Firestone Rubber and Westinghouse Electric) were to follow US Steel’s lead in recognizing CIO unions as bargaining agents for their members.

    In the midst of these victories, however, appeared an evil omen. In March the UAW’S attempt to extend its status as exclusive bargaining agent from GM to the second largest automaker, Chrysler, failed. Bernstein describes the situation that developed as the Michigan governor seriously threatened to force evacuation of the nine occupied Chrysler plants:35

    Lewis realized that the UAW had overreached itself. On March 24, he agreed to evacuation of the plants, recognition for members only, and a grace period for bargaining on the substance of the agreement . . . . Some of the men in the factories balked at these terms since the strike now became purposeless [since Chrysler had accepted the other terms of the GM agreement before the strike].

    While the 1937 strike wave yielded recognition of CIO unions as bargaining agents for their members, the security of exclusive-bargaining agent status, conceived in the Reading Formula, was not to be achieved until the second world war.

    THE ROOSEVELT RECESSION

    Feeling the harbinger effects of the coming economic downturn by May 1937, Little Steel refused to recognize the SWOC and undermined its organizing drive by granting the wage conditions of the Big Steel agreement. The SWOC was biding its time in hopes of amassing members before attempting to make a deal with the anti-union Little Steel firms. This strategy of accumulating power before a showdown backfired as Republic Steel took the offensive by locking out workers in its plants in Canton and Massillon, Ohio, where the SWOC was particularly strong. The SWOC on May 26 reluctantly responded to this provocation by calling out its members at Republic, Inland, and Youngstown Sheet and Tube, where its organizing drives had been partially successful. Lacking the strategic advantage of factory occupations, strikers faced strikebreaking and vigilante attacks on pickets, which resulted in ten dead and ninety wounded at Republic Steel’s Memorial Day Massacre in Chicago and two more killed in
    Youngstown, Ohio. Much to SWOC’s surprise, two-thirds of the poorly organized workers at
    Bethlehem Steel’s Cambria Works in Johnstown, Pa. reacted by walking out on 11 June. But rather than appeal to all steel-workers for similar protest strikes, or call a general CIO strike, or even allow local protests, the SWOC demonstrated its sense of responsibility by depending on government mediation rather than workers’ revenge. Government authorities vacillated as the balance of power shifted. While the governor of Pennsylvania had sent the National Guard to shut down Bethlehem Steel, he was to rescind his martial law decree under business pressure and facilitate a return to work on 27 June. Having declared martial law as thousands poured into Youngstown to avenge the shootings there, Ohio Governor Davey lifted his decree on 25 June. SWOC leader Philip Murray, who had respected the law all along, then feebly appealed to FDR for support of the collapsing strike. Although the President had sent mediators and criticized Little Steel for not signing, he sealed the SWOC defeat with his famous condemnation: “A plague on both your houses!”

    As the Roosevelt Recession commenced in earnest in August 1937, the CIO’s other major organizing effort, the TWOC, was also to meet defeat. Although there were a few sitdowns (e.g., at Apex Hosiery in Philadelphia in May/June 1937, which ended in forced eviction and a Supreme Court case over property damage), the TWOC relied mainly on NLRB representation elections as the basis for recognition. Though the TWOC claimed 215,000 under contract by September, they could only organize 7% of the important Southern region, which continued the resistance that had wrecked the UTW in 1934. The TWOC was soon to be decimated as even its gains with large Northern manufacturers were wiped out by drastic wage cuts and widespread layoffs.

    That the CIO’s acceleration had been slowed was evidenced not only by the SWOC and TWOC failures but also by its membership figures, which reached their peak vis-a-vis the AFL in October 1937. Just as any business must accumulate capital or go to the dogs, the eventual decline of the CIO as a new type of union could be predicted even then, as it was by one executive interviewed in a Fortune survey:36

    The CIO has gone hog-wild because Lewis bit off more than he can chew. In his own trade he is intelligent; we’ve had no trouble in our coal mines with the CIO. The whole strike business, of course, moves in cycles, and I predict that Lewis will eventually shake things down, get rid of the Communists and hotheads, and probably have a trade union.

    Most executives in this survey agreed that the tide of unionization had turned:37

    Elements considered to have checked the wave at a dangerous point were the following: (1) The loss of the Little Strike. . . . (2) The Chicago Memorial Day riot. . . . (3) The action of Gov. Davey in protecting the “right to work” in the Little Steel Strike. (4) The waning of enthusiasm of many workers for the CIO now that John L. Lewis has declared the “honeymoon over” and is “trying to collect dues from his new unions.” “In another six months the workers will be tired of paying tribute to a dictator.” (5) Above all (in their belief), the general revulsion of US public opinion against the excesses of the CIO.

    While Lewis had criticized the IWW for too much vigor and no self-preservation instinct, the CIO survived in spite of its inability to preserve its vigor in the face of adversity. In the first place, only a militant minority of workers had defied public opinion, strikebreaking fellow workers, and the state’s might, in order to force the advances that the CIO had capitalized on. As previously mentioned, Lewis had to reject GM’s proposal for NLRB elections in February. Lee Pressman, counsel for the CIO, described a similar situation in steel in 1937:38

    There is no question that [the SWOC] could not have filed for a petition through the NLRB . . . . for an election. We could not have won an election for collective bargaining on the basis of our own membership or the results of the organizing campaign to date. This certainly applied not only to Little Steel but also to Big Steel.

    “Labor’s giant step” notwithstanding, revolutionary class consciousness did not prevail in the CIO. Communists, acting as unionists par excellence, initially ambivalent toward “undisciplined” sitdowns, actively opposed them after union recognition had been won.39 A prevalent patriotic spirit could be glimpsed in the American flags draping strikers’ caskets and flown at CIO demonstrations and sitdowns, in strike placards such as, “We’re with you, Mr. Chrysler, if you’re with us!” and in such pronouncements as the following by UAW President Martin:40

    What more sacred property right is there in the world than the right of a man in his job? . . . . It is the most sacred, most fundamental property right in America. It means more to the stabilization of American life, morally, socially and economically, than any other property right.

    As Seidman pointed out, the implicitly revolutionary aspect of the sitdown was usually masked by the reformist goal of union recognition:41

    It is precisely because such strikes seem to challenge the rights of property ownership that such controversy has been aroused over them. And yet it should be clear that sitdown strikers are not challenging the ownership of the plant, but merely the employer’s right to dismiss them and operate the plant with strikebreakers . . . . Nor is the sitdown a revolutionary weapon, as some have proclaimed. It asserts, not the right to the factory, but the right to the job . . . . The sit-down should be sharply distinguished from the seizures of Italian factories by workers following the World War, for there is no attempt to operate the plant.

    Since most strikers thought they were fighting for a better life under capitalism and not for the system’s abolition, it is hardly surprising that when union organizing drives ran into difficulties, the militant minority of workers did not take desperate steps to force events beyond the barriers of reform, but chose to bide their time in hopes of recouping their losses in the future.

    Unfortunately, because they have no political interest in the question of the limits of union organizing, most historians gloss over the decline of the sitdown wave after March 1937 and the subsequent arrest of CIO expansion. Standard labor histories usually mention “adverse public opinion” as a factor in this decline, while a few historians like Professor Witte give credit to the CIO leadership:42

    Conservatism on the part of labor will come with recognition and responsibility. Already the principal executives in the CIO movement have come to realize that the sitdown is completely destructive to union discipline, that the unions lose control of their own members if they have many sitdowns. These labor leaders are worried just as much as management about the sitdown strikes, and that is the main reason why the sitdowns are getting less frequent.

    While public opinion and the CIO chiefs did turn against the sitdowns, these explanations fail to show why the rank-and-file, who initiated many of the occupations, ceased to use this dramatically successful tactic. It might be that both workers and unions abandoned the technique because the limits on what bosses would concede were reached as the economy turned sharply downward in mid-1937. As unemployment rose to 19% by 1938, workers’ economic power was weakened in the face of wage cuts, layoffs, and threats to union survival reminiscent of the early 1930’s. These difficulties were presaged by the unsuccessful strikes at Chrysler and Little Steel as well as by several forced evictions of strikers at smaller sitdowns in Detroit and elsewhere in late March. In the absence of studies of the outcomes of the post-March strikes and of the workforce that remained unorganized, one can only conclude that the CIO temporarily ran out of workers “fit for unionism” to organize.

    Just as young business ventures figure prominently among the early casualties of recessions, the precariousness of the CIO’s foothold in the mass-production industries was revealed as the failing economy hit it harder than the AFL. Particularly attributing its weakness relative to the AFL to the CIO’s greater dependence on appealing to the rank and file, labor historian David Brody aptly describes the dilemma the CIO faced during this period:43

    Declining membership and, in some cases, internal dissension rendered uncertain the organizational viability of the industrial unions. And their weakness in turn further undermined their effectiveness in collective bargaining. They faced a fearful choice. If they became quiescent, they would sacrifice the support of the membership. If they pressed for further concessions, they would unavoidably become involved in strikes. By so doing, they would expose their weakened ranks in one area in which labor legislation permitted the full expression of employer hostility.

    As possibilities for achieving material gains through strikes diminished, the CIO increasingly concentrated on NLRB election campaigns and lawsuits as NLRB certification became the most feasible advance. Even with NLRB victories, however, the CIO ran into organizing difficulties such as those described at the time by labor economist Robert R.R. Brooks:44

    Late in 1939, however, the indications were that the spectacular success of the US Steel campaign could not be repeated against Bethlehem. For one thing, the Bethlehem Employee Representation Plan, even though outlawed by the NLRB, was much older and more firmly established than the employee representation plans in US Steel subsidiaries. But even more important than this was the fact that the methods used in early SWOC campaigns had become stale. The enthusiasm built up by the whirlwind successes of the 1937 campaign had been dissipated in the futile and unplanned strike against Bethlehem’s Cambria plant. Disillusion and disinterest were the inevitable aftermath. Early in 1940 there were no signs of anything like the almost hysterical enthusiasm of 1937. Consequently, the organizing campaign against Bethlehem was settling down to a long-run educational program.

    CIO reliance on the NLRB, however, did pay off in decisions that favored the UE and Bridges’ ILWU against the AFL, which had wasted no time once the CIO had demonstrated (as venture capital often does) that union gains were waiting to be harvested along industrial lines. Not only did AFL competition dampen the CIO’s growth, but also conflicts over union boundaries and political policy arose causing industrial unions to refuse CIO affiliation and major CIO founders to desert. For example, Lundeberg’s Sailor’s Union of the Pacific never joined the CIO because he could not agree on the division of the maritime pie with the Communist leaders of the ILWU and the NMU. Having denounced the ILGWU for its 1938 defection from the CIO ranks, Lewis would also abandon his child in 1942, because of mounting friction with Philip Murray, who had succeeded him as CIO president in 1940.

    As the AFL continued to “organize the unorganized” into industrial unions, the interunion competition exposed this CIO rallying cry as propagandistic cover for its ambitions for “pure and simple” self-expansion. Workers who fought for recognition of their local organizations and increased control over production were soon dismayed as national union headquarters consolidated their control over dissenting locals on the grounds that only unified unions could match the power of concentrated capital. Having always been ruled as dictatorially as any AFL fiefdom, the SWOC mocked those who believed “industrial democracy” implied workers’ control of their union. Brooks described the SWOC policy of centralized finances in blatant terms:45

    Discipline as well as economy is served by this policy since the relatively limited funds of the local unions do not permit them to flout the authority of the national officers. The SWOC has, for example, laid down a policy that no strike shall be called without the approval of the national office. A local violating this rule would find itself denied financial support from the national treasury and dependent upon its own slim resources.

    When financial punishment did not deter workers under contract from pulling wildcat strikes, CIO leaders resorted to public denunciation, strongarm enforcers, scabbing, collusive manipulations resulting in lockouts, firings, fines, and blacklisting. Brecher quotes an interesting New York Times article on this topic, entitled, “Unauthorized Sit-downs Fought by CIO,” dated 11 April 1937:46

    ,blockquote>(1) As soon as an unauthorized strike occurs or impends, international officers or representatives of the UAW are rushed to the scene to end or prevent it, get the man back to work and bring about an orderly adjustment of the grievances.
    (2) Strict orders have been issued to all organizers and representatives that they will be dismissed if they authorize any stoppages of work without the consent of the international officers, and that local unions will not receive any money or financial support from the international union for any unauthorized stoppage of, or interference with, production.
    (3) The shop stewards are being “educated” in the procedure for settling grievances set up in the General Motors contract, and a system is being worked out which the union believes will convince the rank-and-file that strikes are unnecessary.
    (4) In certain instances there has been a “purge” of officers, organizers and representatives who have appeared to be “hot-heads” or “trouble-makers” by dismissing, transferring or demoting them.

    THE SECOND WORLD WAR

    The CIO not only failed to be an “instrument of the workers” but also thwarted those who tried to use it for independent political action. During the period of the Hitler-Stalin pact, the Communist Party switched from its Popular Front strategy of cooperation with the CIO to opposition to its class collaboration. The Mortimer faction of the UAW in this period fomented strikes to organize war-production workers in California and Wisconsin. These strikes met with hostility from FDR, Hillman, and the other UAW factions and climaxed in June 1941 with military strikebreaking reminiscent of the IWW’s fate during the first world war. Two weeks later, with the Nazi invasion of Russia, the CP reversed to total support of the war. But despite their zealous promotion of productivity throughout the war, the Communist CIO officials and unions were to be purged as soon as they opposed union and government policies as the Cold War commenced.

    Defending his toleration of CIO communists in asking, “Who gets the bird, the hunter or the dog,” Lewis ironically foretold the defeat of not only their ambitions but also his own. Having hoped for an offer of the 1940 vice presidency from his fellow-huntsmen, Lewis howled when instead FDR not only made him swallow the Little Steel defeat but also got reelected despite his opposition. Lewis’ refusal to accept his underdog status resulted in his petulant resignation as CIO president and subsequent defiance of the patriotic wartime strike prohibition.

    Sidney Hillman, on the other hand, never forgot that FDR and the capitalists were labor’s bosses. Despite his desires for a labor party and for greater union participation in extended government economic planning, Hillman never ignored the realities of American politics, which only offered organized labor a junior partnership in the Democratic Party. Because of his loyalty to FDR and his position as CIO vice-president, he was appointed to represent labor on the successive federal planning bodies in charge of coordinating war production, which by 1942 took final form as the National War Labor Board (NWLB). Since the power of American industrialists had not been seriously challenged during the depression, they dominated these tripartite planning agencies, dictated how war production was to be organized, and sought only confirmation of their plans by the AFL and CIO, who responded according to their weak positions by agreeing to the NWLB’s no-strike policy.

    As the war effort replaced the New Deal, however, Hillman’s prescription for curing the depression with expanded government economic intervention and social planning was finally implemented. As private industry received military supply orders in 1941, for the first time profits surpassed their 1929 level and unemployment dropped below 10%.47 Brody accurately identifies this turning point in CIO fortunes:48

    ,blockquote>Industry’s desire to capitalize on a business upswing was particularly acute now; and rising job opportunities and prices created a new militancy in the laboring ranks. The open shop strongholds began to crumble. Organization came to the four Little Steel companies, to Ford, and to their lesser counterparts. The resistance to collective bargaining, where it had been a line of conflict, was also breaking down. First contracts were finally being signed by such companies as Goodyear, Armour, Cudahy, Westinghouse, Union Switch and Signal. Above all, collective bargaining after a three-year gap began to produce positive results. On 14 April 1941, US Steel set the pattern for its industry with an increase of ten cents an hour. For manufacturing generally, average hourly earnings from 1940 to 1941 increased over 10% and weekly earnings 17%; living costs rose only 5%. More than wages was involved. Generally, initial contracts were thoroughly renegotiated for the first time, and this produced a wide range of improvements in vacation, holiday, and seniority provisions and in grievance procedure. Mass production workers could now see the tangible benefits flowing from their union membership. These results of the defense prosperity were reflected in union growth: CIO membership jumped from 1,350,000 in 1940 to 2,850,000 in 1941.

    Thus, only under wartime conditions, which brought increased government spending and consequently greater influence in labor relations, did independent unions defeat company unions and become firmly established in the mass-production industries. Eager to profit from war production and facing a labor shortage, capitalists finally began to accept the cornerstone of the present labor relations system, the written contract covering a corporation’s or industry’s entire workforce, not just voluntary union members. Until the war, this form of capital-union cooperation existed mainly in craft unions’ closed shop agreements, which allowed only union members to be hired, usually through union hiring halls. During the 1930’s, the American open shop system had been cracked by the modified union hiring halls for seamen and West Coast longshoremen, the GM settlement, and industrywide agreements in the commercial coal mines and in Minneapolis trucking. But when Henry Ford, forced to accept the UAW in May 1941, replaced his vigilante apparatus with industry’s first closed shop, this lifelong opponent of unionism ironically became a trendsetter in labor relations. That fall, a UMW captive mines strike wrung a union shop agreement (i.e., a closed shop modified to allow anyone to be hired providing he joined the union thereafter) from the steel companies, whom FDR had pressured to settle for fear of sparking further interruptions in war production. In July 1942, in hopes of maintaining production while insuring labor peace, the NWLB announced in its Little Steel Formula a further improvisation on the closed shop--its “maintenance-of-membership” policy, which required that voluntary union members “shall, during the life of the agreement as a condition of employment, remain members of the union in good standing” by not striking and by paying dues through a payroll deduction system known as "the voluntary,” binding checkoff.49

    The Little Steel Formula also proclaimed the NWLB’s “equal sacrifice” policy, whose real-wage freeze was legislatively confirmed in September 1942. Having already achieved a union shop without the NWLB’s help, the UMW rejected its wage controls in this inflationary period in a series of strikes throughout 1943, which proved ultimately rewarding despite CIO condemnation and FDR’s seizure of the mines. Although threatened with being drafted into the army under the War Labor Disputes Act of June 1943, workers elsewhere followed the UMW’s example with a wildcat strike wave that by 1944 surpassed all previous years in strike frequency.

    Having always depended on government assistance in its drive to unionize the mass-production industries, the CIO did not at this late data bite the hand that fed it. When faced with loss of union security through revocation of their NWLB-granted maintenance-of-membership privileges, the CIO leaders once again proved themselves responsible unionists by disciplining wildcatting workers and locals. As national CIO leadership under NWLB protection became more independent of rank-and-file pressure, local leaders had to play an increasingly shrewd game of union politics in order to avoid expulsion by the national leaders, on the one hand, and replacement by popular leaders of forbidden wildcats, on the other. This conflict reached the national CIO leaders as the end of the war and government guarantees of membership approached. For example, in late 1944 Walter Reuther, by cleverly throwing his support to wildcatting UAW locals, managed to unseat the ruling faction, which had advocated a post-war settlement of accumulated grievances without a strike.

    The CIO establishment’s desire to extent government-union-industry cooperation into the post-war period was epitomized in March 1945 by President Murray’s signing a mutual “Charter of Industrial Peace” with AFL President Green and the head of the US Chamber of Commerce. But no sooner was the war over, than so many workers walked out in expectation of wage increases that the CIO leaders had to recognize and call strikes to retain control of what became the nation’s largest strike wave. President Truman introduced “fact-finding boards” to arbitrate settlements once strikers returned to work. When workers refused to end strikes, he used wartime powers to order direct seizures of oil refineries, packinghouses, railroads, and bituminous coal mines. Brecher analyses the cresting strike wave:50

    The unions made little effort to combat the government’s attack, despite their demonstrated power virtually to stop the entire economy. Except for the miners [who were fined $3.5 million for contempt of an anti-strike injunction], they returned to work when the government seized their industries, and in most cases they accepted the recommendations of the fact-finding boards, even though these admittedly meant a decline in workers’ incomes below wartime levels . . . . Nor did the unions generally attempt to combine their strength, even within the AFL or CIO, each union made settlements without consideration of others on strike. Thus the division of the working class that had been the source of so much criticism of craft unionism was reproduced on a larger scale by industrial unionism.

    Far from trying to break the unions, management in the large corporations had learned how to use them to control the workers; GM’s number one demand in 1946 auto negotiations was “union responsibility for uninterrupted production.” The unions were more than willing to continue their role in disciplining the labor force, 92% of contracts in 1945 provided automatic arbitration of grievances, and by 1947 90% of contracts pledge no strikes during the course of the agreement.

    This resolution of America’s greatest strike wave ever left the CIO unions firmly established in basic industry. CIO membership peaked at 4,451,000 in 1947, just as the Taft-Hartley Act extended the President’s wartime strike-intervention powers and affirmed the government policy of union containment by prohibiting certain organizing practices deemed unfair to employers. In casting their fate with the world-conquering American economy, the CIO unions found that NLRB certification combined with corporate acceptance allowed them enough independence from rank-and-file pressure to survive unpopular disciplinary actions, lost strikes, and economic recessions. Following the expulsion of the Communists from the CIO (1947-1950) and the Korean War, unionization peaked in 1954 at 25.5% of the total workforce (or 34.7%of the non-agricultural workforce),51 and the AFL officially welcomed the return of its prodigal son to business unionism in 1955. Since unionization has fallen over the last decade from 22.7% to 20.1% of the workforce (by 1974 to 26.2% of the non-agricultural workforce),52 the AFL-CIO now faces another depression with the same resignation and ineffectiveness the AFL displayed in the early 1930’s.

    What lessons can be gleaned from this story of the CIO? First of all, the CIO never challenged, nor intended to challenge, the foundations of the economy within which it operated. Organized to fight for better conditions for a strong minority of the total workforce, the CIO under government protection extended unionism beyond its former craft domains to cover mass-production workers, but it did not oppose wage-labor or purport to fight for the working class as a whole. Secondly, its achievements as a union were always limited by the vicissitudes of the American economy. The economic balance swung in the CIO’s favor with the return of full employment during the second world war and the expansion of the economy that eventually followed the American victory. But the CIO never provided a solution to the crisis of the 1930’s; it proved as helpless as the AFL in attempting to wring concessions from capitalists as the depression returned full force in the late 1930’s. With its prudent acceptance of the defeat of its organizing committees and strikes in mid-1937, the CIO showed its union rather than revolutionary colors by failing to break through even inter-union limits with general strikes that might have threatened the national interest and the CIO’s own precarious territory. On the other hand, unions that forgot their subordinate place in the capitalist economy (e.g., the IWW during the first world war, the Communist UAW faction during the Hitler-Stalin Pact, and the UMW during the second world war) were easily isolated and restrained, if not suppressed, by military and legal means. Finally, the CIO has suffered the emasculating fate of successful movements to reform capitalism. By leaving the fundamental capital-labor relation intact, the labor movement of the 1930’s allowed its destiny to be determined by the demands of profitability and capital accumulation. No sooner were its contracts accepted by industrialists during the war, than the CIO dropped its radical posture and settled down to the business of unionism, the brokerage of labor-power. The verdict that subsequent history has passed on the CIO might best be captured by Marx’s maxim, “The proletariat is revolutionary or it is nothing!”

    As union strength is once again eroding in the face of shrinking profits, increased capitalist competition on an international scale, runaway shops, declining wages, and rising unemployment, most unions can be expected to acquiesce in their fate in the hope of riding out another depression by helping capital manage the developing misery. Where rank-and-file unrest pressures weaker unions to take arms against their sea of troubles, governments can be expected to revoke their legal privileges and to repress them militarily as in the past. While suited to legal wrangling with particular capitalist interests, the union form of organization will probably prove to be too slow, conservative, and inflexible to deal effectively with the rapid changes of crisis situations; resistant to extensions of struggles beyond boundaries which can be defended under capitalism, and generally unsuited for launching attacks on capital in general. As this depression develops, let us no longer waste our energies beating the dead horse of revolutionary unionism, but organize ourselves directly to meet the demands of the hopefully revolutionary situation.

    - E. Jones

    [scanned May 2012 by Insane Dialectical Posse]

    • 1Since a critical review of specific works on this period is beyond the scope of this article, those interested in historiography and the spectrum of opinion on the CIO are referred to the following sources: for a clear exposition of the principles of a scientific approach to history in general, see Edward H. Carr, What Is History? (N.Y.: Vintage, 1961); for a libertarian socialist critique of various schools of thought on American labor history, see Jeremy Brecher, "A Challenge to Historians," Strike! (San Francisco: Straight Arrow, 1972) pp. 314-9; for a criticism of the social-democratic and New Left (Ronald Radosh in particular) historians from a liberal "consensus" perspective, whose view of the CIO (as an extension of business unionism finally institutionalized as a result of the war) resembles mine in fact but not in interpretation, see David Brody, "Labor and the Great Depression: The Interpretative Prospects," Labor History 13: 231-244, 1972; for an extensive annotated bibliography and a comprehensive narrative account by a liberal, see Irving Bernstein, The Turbulent Years: A History of the American Worker, 1933-1941(Boston: Houghton Mifflin, 1970); for an account sympathetic to the Communist Party, see Richard O. Boyer and Herbert M. Morais, Labor's Untold Story (N.Y.: UE, 1955); for Trotskyist interpretations, see Benjamin Stolberg, The Story of the CIO (N.Y.: Viking, 1938) and Art Preis, Labor's Giant Step: Twenty Years of the CIO (N.Y.: Pathfinder, 1964); for a collection ~essays from the New Left perspective of Staughton Lynd, Jim Green, et al., see Radical America 6(6), 1972, on the 1930's, and Radical America 9(4/5), 1975: American Labor in the 1940’s.
    • 2U.S. Bureau of the Census. Historical Statistics of the United States, Colonial Times to 1970 [hereafter cited as HSUS] (Washington, D.C.: U.S. Government Printing Office, 1975), Series D 943, 949, and 951.
    • 3HSUS, Series D 86.
    • 4Matthew Josephson, Sidney Hillman, Statesman of American Labor (Garden City, N.Y.: Doubleday, 1952), pp. 340-358.
    • 5Gabriel Kolko, Main Currents in Modern American History (N.Y.: Harper and Row, 1976) , p. 113.
    • 6For further explanation of the similarity in services provided to capitalists by unions, governments, and the rackets, see Louis Adamic, Dynamite: The Story of Class Violence in America (N.Y.: Harper and Row, 1931), pp. 325-373; “Racketeering: A Phase of Class Conflict,” International Council Correspondence 3(7): 30-45, 1937 (reprinted in New Essays, v. 3, Westport, Conn.: Greenwood, 1970); and John Hutchinson, The Imperfect Union: A History of Corruption in American Trade Unions (N.Y.: Dutton, 1972).
    • 7Bernstein, op. cit., pp. 19-21.
    • 8Karl Marx, Capital, v. 3 (Moscow: Progress Publishers, 1966 translation of 1894 German edition), p. 253.
    • 9For a critique of the Keynesian theory, see Paul Mattick, Marx and Keynes (Boston: Porter Sargent, 1969).
    • 10Millis and Montgomery, Economic of Labor, v. 3: Organized Labor (N.Y.: McGraw, 1945), v. 4, p. 194n; noted in Josephson, op. cit., p. 382n.
    • 11Gerard Swope quoted in Bernstein, op. cit., p. 603.
    • 12Bernstein, op. cit., p. 103.
    • 13Fred Thompson, letter to Frank Marquart, in Marquart, An Auto Worker's Journal (University Park, Pa.: Pennsylvania State University Press, 1975), pp. 60-61.
    • 14For an excellent account of the events in Minneapolis, see Charles R. Walker, American City, A Rank-and-File History (N.Y.: Farrar and Rhinehart, 1937).
    • 15Brecher, op. cit., pp. 175-6.
    • 16Bernstein, op. cit., p. 313.
    • 17Ibid. pp. 287-8.
    • 18>Los Angeles Times cited in Brecher, op. cit., p. 156.
    • 19Bernstein, op. cit., pp. 288-9.
    • 20Hugh D. Graham and Ted R. Gurr, The History of Violence in America, A Report to the National Commission on the Causes and Prevention of Violence (N.Y.: Bantam, 1969), p. 387.
    • 21Murray Edelman, “New Deal Sensitivity to Labor Interests,” in Labor and the New Deal, ed. Edwin Young and Milton Derber (Madison, Wis.: University of Wisconsin Press, 1957), p. 181.
    • 22Daniel Tobin quoted in Edward Levinson, Labor on the March, (N.Y.: Harper, 1938), pp. 13-14.
    • 23For further reading on the early labor movement, see Herbert Harris, American Labor (New Haven, Conn.: Yale University Press, 1939) and Melvyn Dubofsky, We Shall Be All: A History of the IWW (N.Y.: Quadrangle, 1974).
    • 24John L. Lewis quoted in Louis Adamic, My America, 1928-1938 (N.Y.: Harper, 1938), p. 401.
    • 25John L. Lewis quoted in Bernstein, op. cit., p. 386.
    • 26Saul Alinsky, John L. Lewis: An Unauthorized Biography (N.Y.: Putnam, 1949), p. 72.
    • 27Adamic, My America, p. 413.
    • 28Joel Seidman, Sit-Down (N.Y.: League for Industrial Democracy, 1937), p. 10.
    • 29Brecher, op. cit., p. 193 for union membership figures HSUS, Series 0507 & 623 for estimate of the size of the semi-skilled workforce in automaking.
    • 30Sidney Fine, Sit-Down: The General Motors Strike of 1936-1937 (Ann Arbor, Mich.: University of Michigan Press, 1969), p. 210.
    • 31Ibid., p. 339.
    • 32FDR quoted in Frances Perkins, The Roosevelt I Knew (N.Y.: Viking, 1946) p. 322.
    • 33Fine, op. cit., p. 305.
    • 34Bernstein, op. cit., p. 468.
    • 35Ibid., p. 184
    • 36“In Our Own Experience: An Informal Sampling of Employer Opinion on Industrial Warfare,” Fortune 16(5): 180, November 1937.
    • 37Ibid., p. 184.
    • 38Lee Pressman quoted in Saul Alinsky, op. cit., p. 149.
    • 39Brecher, op. cit., p. 204.
    • 40Homer Martin quoted in Seidman, op. cit., p. 39.
    • 41Ibid., pp. 9-10.
    • 42Professor Witte quoted in “Much Ado about Nothing: The Future of the CIO,” International Council Correspondence 3(7/8): 8, 1937.
    • 43David Brody, “The Emergence of Mass Production Unionism,” in Change and Continuity in Twentieth Century America, ed. John Braeman et al. (Columbus, Ohio: Ohio State University Press; 1964), p. 257.
    • 44Robert R. R. Brooks, As Steel Goes (New Haven, Conn.: Yale University Press, 1940), p. 147.
    • 45Ibid., p. 157.
    • 46Brecher, op. cit., pp. 204-5.
    • 47HSUS, Series F178, F181, and D86.
    • 48Brody, op. cit., pp. 258-9.
    • 49Bernstein, op. cit., pp. 730-1.
    • 50 Brecher, op. cit., pp. 229-30.
    • 51HSUS, Series D 949 and 951.
    • 52Figure for total workforce from: Jerry Flint, “Reed Larson vs. the Union Shop,” New York Times 4 December 1977, p. F5. 1974 figure from: U.S. Bureau of the Census, Statistical Abstract of the United States: 1977 (Washington D.C.: U.S. Government Printing Office, 1977), Chart no. 679, p. 418.

    Comments

    IDP

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by IDP on August 22, 2012

    Fixed.

    Thanks

    Juan Conatz

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Juan Conatz on August 15, 2012

    Do you not have edit rights? I'd PM one of the admins, I can't grant you those I'm afraid.

    Juan Conatz

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Juan Conatz on August 15, 2012

    BTW, thanks for putting this up. Looks crazy interesting and it just jumped que on my reading list.

    Joseph Kay

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Joseph Kay on August 15, 2012

    there was an orphaned fn tag which was messing everything up. i've removed it and it looks better, but i'm still not sure if it's right without an original to check against. you should have edit permission, so you can edit it yourself (though a mod will need to approve the change).

    IDP

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by IDP on August 22, 2012

    Fixed.

    Thanks

    Joseph Kay

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Joseph Kay on August 15, 2012

    think i've done it now? (closed the fn tag on footnote 5)

    IDP

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by IDP on August 22, 2012

    Fixed again.

    Thanks

    Joseph Kay

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Joseph Kay on August 15, 2012

    done i think, 12 was missing a closing tag

    IDP

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by IDP on August 22, 2012

    Fixed.

    Thanks

    Juan Conatz

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Juan Conatz on August 16, 2012

    I don't think there is any need to delete. Typos are not a big deal and footnotes can be fixed. I'd rather have this online imperfectly then have it only offline perfectly...

    Joseph Kay

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Joseph Kay on August 16, 2012

    Can you not see the edit tab at the top? You should be able to edit it yourself (changes go into an approval queue, but that's just the press of a button).

    klas batalo

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by klas batalo on August 16, 2012

    stoked about this, thanks!

    IDP

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by IDP on August 22, 2012

    Thanks

    Joseph Kay

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Joseph Kay on August 16, 2012

    Ok, edit tab should be back. I changed the input format to make the footnotes work, but picked the wrong one so it was only letting admins edit it.

    Steven.

    11 years 10 months ago

    In reply to by libcom.org

    Submitted by Steven. on August 16, 2012

    Joseph Kay

    Ok, edit tab should be back. I changed the input format to make the footnotes work, but picked the wrong one so it was only letting admins edit it.

    the problem with this is that there is a bug so that footnotes with formatted text in them only display properly when the article is in full HTML mode.

    So now the first couple of footnotes at least are not displaying properly.

    I have reverted the article to full HTML, but I've given IDP permission to edit articles in full HTML mode, and have given all bloggers and contributors the ability to approve their own revisions.

    So hopefully this will sort the problems. Sorry about that IDP

    Chilli Sauce

    11 years 8 months ago

    In reply to by libcom.org

    Submitted by Chilli Sauce on October 6, 2012

    this was awesome.. Many thanks to IDP for posting it. Do we know anything else about the original author?

    Trade unionism - Anton Pannekoek

    "... there comes a disparity between the working class and trade unionism. The working class has to look beyond capitalism. Trade unionism lives entirely within capitalism and cannot look beyond it. Trade unionism can only represent a part, a necessary but narrow part, in the class struggle. And it develops aspects which bring it into conflict with the greater aims of the working class."

    Submitted by libcom on July 28, 2005

    Pannekoek's text first appeared under his pen name "J Harper" in the American journal International Council Correspondence, (Vol II No 2, Jan 1936).

    This edited version is taken from the American journal Root & Branch (No 6 1978)
    ==========

    Trade Unionism
    (Anton Pannekoek - 1936)

    How must the working class fight capitalism in order to win? This is the all important question facing the workers every day. What efficient means of action, what tactics can they use to conquer power and defeat the enemy?

    No science, no theory, could tell them exactly what to do. But spontaneously and instinctively, by feeling out, by sensing the possibilities, they found their ways of action. And as capitalism grew and conquered the earth and increased its power, the power of the workers also increased. New modes of action, wider and more efficient, came up beside the old ones. It is evident that with changing conditions, the forms of action, the tactics of the class struggle have to change also. Trade unionism is the primary form of labour movement in fixed capitalism. The isolated worker is powerless against the capitalistic employer. To overcome this handicap, the workers organise into unions. The union binds the workers together into common action, with the strike as their weapon. Then the balance of power is relatively equal, or is sometimes even heaviest on the side of the workers, so that the isolated small employer is weak against the mighty union. Hence in developed capitalism trade unions and employers' unions (Associations, Trusts, Corporations, etc.), stand as fighting powers against each other.

    Trade unionism first arose in England, where industrial capitalism first developed. Afterward it spread to other countries, as a natural companion of capitalist industry. In the United States there were very special conditions. In the beginning, the abundance of free unoccupied land, open to settlers, made for a shortage of workers in the towns and relatively high wages and good conditions. The American Federation of Labour became a power in the country, and generally was able to uphold a relatively high standard of living for the workers who were organised in its unions.

    It is clear that under such conditions the idea of overthrowing capitalism could not for a moment arise in the minds of the workers. Capitalism offered them a sufficient and fairly secure living. They did not feel themselves a separate class whose interests were hostile to the existing order; they were part of it; they were conscious of partaking in all the possibilities of an ascending capitalism in a new continent. There was room for millions of people, coming mostly from Europe. For these increasing millions of farmers, a rapidly increasing industry was necessary, where, with energy and good luck, workmen could rise to become free artisans, small business men, even rich capitalists. It is natural that here a true capitalist spirit prevailed in the working class.

    The same was the case in England. Here it was due to England's monopoly of world commerce and big industry, to the lack of competitors on the foreign markets, and to the possession of rich colonies, which brought enormous wealth to England. The capitalist class had no need to fight for its profits and could allow the workers a reasonable living. Of course, at first, fighting was necessary to urge this truth upon them; but then they could allow unions and grant wages in exchange for industrial peace. So here also the working class was imbued with the capitalist spirit.

    Now this is entirely in harmony with the innermost character of trade unionism. Trade unionism is an action of the workers, which does not go beyond the limit of capitalism. Its aim is not to replace capitalism by another form of production, but to secure good living conditions within capitalism. Its character is not revolutionary, but conservative.

    Certainly, trade union action is class struggle. There is a class antagonism in capitalism -- capitalists and workers have opposing interests. Not only on the question of conservation of capitalism, but also within capitalism itself, with regard to the division of the total product. The capitalists attempt to increase their profits, the surplus value, as much as possible, by cutting down wages and increasing the hours or the intensity of labour. On the other hand, the workers attempt to increase their wages and to shorten their hours of work.

    The price of labour power is not a fixed quantity, though it must exceed a certain hunger minimum; and it is not paid by the capitalists of their own free will. Thus this antagonism becomes the object of a contest, the real class struggle. It is the task, the function of the trade unions to carry on this fight.

    Trade unionism was the first training school in proletarian virtue, in solidarity as the spirit of organised fighting. It embodied the first form of proletarian organised power. In the early English and American trade unions this virtue often petrified and degenerated into a narrow craft-corporation, a true capitalistic state of mind. It was different, however, where the workers had to fight for their very existence, where the utmost efforts of their unions could hardly uphold their standard of living, where the full force of an energetic, fighting, and expanding capitalism attacked them. There they had to learn the wisdom that only the revolution could definitely save them.

    So there comes a disparity between the working class and trade unionism. The working class has to look beyond capitalism. Trade unionism lives entirely within capitalism and cannot look beyond it. Trade unionism can only represent a part, a necessary but narrow part, in the class struggle. And it develops aspects which bring it into conflict with the greater aims of the working class.

    With the growth of capitalism and big industry the unions too must grow. They become big corporations with thousands of members, extending over the whole country, with sections in every town and every factory. Officials must be appointed: presidents, secretaries, treasurers, to conduct the affairs, to manage the finances, locally and centrally. They are the leaders, who negotiate with the capitalists and who by this practice have acquired a special skill. The president of a union is a big shot, as big as the capitalist employer himself, and he discusses with him, on equal terms, the interests of his members. The officials are specialists in trade union work, which the members, entirely occupied by their factory work, cannot judge or direct themselves.

    So large a corporation as a union is not simply an assembly of single workers; it becomes an organised body, like a living organism, with its own policy, its own character, its own mentality, its own traditions, its own functions. It is a body with its own interests, which are separate from the interests of the working class. It has a will to live and to fight for its existence. If it should come to pass that unions were no longer necessary for the workers, then they would not simply disappear. Their funds, their members, and their officials: all of these are realities that will not disappear at once, but continue their existence as elements of the organisation.

    The union officials, the labour leaders, are the bearers of the special union interests. Originally workmen from the shop, they acquire, by long practice at the head of the organisation, a new social character. In each social group, once it is big enough to form a special group, the nature of its work moulds and determines its social character, its mode of thinking and acting. The officials' function is entirely different from that of the workers. They do not work in factories, they are not exploited by capitalists, their existence is not threatened continually by unemployment. They sit in offices, in fairly secure positions. They have to manage corporation affairs and to speak at workers meetings and discuss with employers. Of course, they have to stand for the workers, and to defend their interests and wishes against the capitalists. This is, however, not very different from the position of the lawyer who, appointed secretary of an organisation, will stand for its members and defend their interests to the full of his capacity.

    However, there is a difference. Because many of the labour leaders came from the ranks of workers, they have experienced for themselves what wage slavery and exploitation means. They feel as members of the working class and the proletarian spirit often acts as a strong tradition in them. But the new reality of their life continually tends to weaken this tradition. Economically they are not proletarians any more. They sit in conferences with the capitalists, bargaining over wages and hours, pitting interests against interests, just as the opposing interests of the capitalist corporations are weighed one against another. They learn to understand the capitalist's position just as well as the worker's position; they have an eye for "the needs of industry"; they try to mediate. Personal exceptions occur, of course, but as a rule they cannot have that elementary class feeling of the workers, who do not understand and weigh capitalist interests against their own, but will fight for their proper interests. Thus they get into conflict with the workers.

    The labour leaders in advanced capitalism are numerous enough to form a special group or class with a special class character and interests. As representatives and leaders of the unions they embody the character and the interests of the unions. The unions are necessary elements of capitalism, so the leaders feel necessary too, as useful citizens in capitalist society. The capitalist function of unions is to regulate class conflicts and to secure industrial peace. So labour leaders see it as their duty as citizens to work for industrial peace and mediate in conflicts. The test of the union lies entirely within capitalism; so labour leaders do not look beyond it. The instinct of self-preservation, the will of the unions to live and to fight for existence, is embodied in the will of the labour leaders to fight for the existence of the unions. Their own existence is indissolubly connected with the existence of the unions. This is not meant in a petty sense, that they only think of their personal jobs when fighting for the unions. It means that primary necessities of life and social functions determine opinions. Their whole life is concentrated in the unions, only here have they a task. So the most necessary organ of society, the only source of security and power is to them the unions; hence they must be preserved and defended by all possible means, even when the realities of capitalist society undermine this position. This happens when capitalism's expansion class conflicts become sharper.

    The concentration of capital in powerful concerns and their connection with big finance renders the position of the capitalist employers much stronger than the workers'. Powerful industrial magnates reign as monarchs over large masses of workers; they keep them in absolute subjection and do not allow "their" men to go into unions. Now and then the heavily exploited wage slaves break out in revolt, in a big strike. They hope to enforce better terms, shorter hours, more humane conditions, the right to organise. Union organisers come to aid them. But then the capitalist masters use their social and political power. The strikers are driven from their homes; they are shot by militia or hired thugs; their spokesmen are railroaded into jail; their relief actions are prohibited by court injunctions. The capitalist press denounces their cause as disorder, murder and revolution; public opinion is aroused against them. Then, after months of standing firm and of heroic suffering, exhausted by misery and disappointment, unable to make a dent on the ironclad capitalist structure, they have to submit and to postpone their claims to more opportune times.

    In the trades where unions exist as mighty organisations, their position is weakened by this same concentration of capital. The large funds they had collected for strike support are insignificant in comparison to the money power of their adversaries. A couple of lock-outs may completely drain them. No matter how hard the capitalist employer presses upon the worker by cutting wages and intensifying their hours of labour, the union cannot wage a fight. When contracts have to be renewed, the union feels itself the weaker party. It has to accept the bad terms the capitalists offer; no skill in bargaining avails. But now the trouble with the rank and file members begins. The men want to fight; they will not submit before they have fought; and they have not much to lose by fighting. The leaders, however, have much to lose -- the financial power of the union, perhaps its existence. They try to avoid the fight, which they consider hopeless. They have to convince the men that it is better to come to terms. So, in the final analysis, they must act as spokesmen of the employers to force the capitalists' terms upon the workers. It is even worse when the workers insist on fighting in opposition to the decision of the unions. Then the union' s power must be used as a weapon to subdue the workers.

    So the labour leader has become the slave of his capitalistic task of securing industrial peace -- now at the cost of the workers, though he meant to serve them as best he could. He cannot look beyond capitalism, and within the horizon of capitalism with a capitalist outlook, he is right when he thinks that fighting is of no use. To criticise him can only mean that trade unionism stands here at the limit of its power.

    Is there another way out then? Could the workers win anything by fighting? Probably they will lose the immediate issue of the fight; but they will gain something else. By not submitting without having fought, they rouse the spirit of revolt against capitalism. They proclaim a new issue. But here the whole working class must join in. To the whole class, to all their fellow workers, they must show that in capitalism there is no future for them, and that only by fighting, not as a trade union, but as a united class, they can win. This means the beginning of a revolutionary struggle. And when their fellow workers understand this lesson, when simultaneous strikes break out in other trades, when a wave of rebellion goes over the country, then in the arrogant hearts of the capitalists there may appear some doubt as to their omnipotence and some willingness to make concessions.

    The trade union leader does not understand this point of view, because trade unionism cannot reach beyond capitalism. He opposes this kind of fight. Fighting capitalism in this way means at the same time rebellion against the trade unions. The labor leader stands beside the capitalist in their common fear of the workers' rebellion.

    When the trade unions fought against the capitalist class for better working conditions, the capitalist class hated them, but it had not the power to destroy them completely. If the trade unions would try to raise all the forces of the working class in their fight, the capitalist class would persecute them with all its means. They may see their actions repressed as rebellion, their offices destroyed by militia, their leaders thrown in jail and fined, their funds confiscated. On the other hand, if they keep their members from fighting, the capitalist class may consider them as valuable institutions, to be preserved and protected, and their leaders as deserving citizens. So the trade unions find themselves between the devil and the deep blue sea; on the one side persecution, which is a tough thing to bear for people who meant to be peaceful citizens; on the other side, the rebellion of the members, which may undermine the unions. The capitalist class, if it is wise, will recognize that a bit of sham fighting must be allowed to uphold the influence of the labor leaders over the members.

    The conflicts arising here are not anyone's fault; they are an inevitable consequence of capitalist development. Capitalism exists, but it is at the same time on the way to ruin. It must be fought as a living thing, and at the same time, as a transitory thing. The workers must wage a steady fight for wages and working conditions, while at the same time communistic ideas, more or less clear and conscious, awaken in their minds. They cling to the unions, feeling that these are still necessary, trying now and then to transform them into better fighting institutions. But the spirit of trade unionism, which is in its pure form a capitalist spirit, is not in the workers. The divergence between these two tendencies in capitalism and in the class struggle appears now as a rift between the trade union spirit, mainly embodied in their leaders, and the growing revolutionary feeling of the members. This rift becomes apparent in the opposite positions they take on various important social and political questions.

    Trade unionism is bound to capitalism; it has its best chances to obtain good wages when capitalism flourishes. So in times of depression it must hope that prosperity will be restored, and it must try to further it. To the workers as a class, the prosperity of capitalism is not at all important. When it is weakened by crisis or depression, they have the best chance to attack it, to strengthen the forces of the revolution, and to take the first steps towards freedom.

    Capitalism extends its dominion over foreign continents, seizing their natural treasures in order to make big profits. It conquers colonies, subjugates the primitive population and exploits them, often with horrible cruelties. The working class denounces colonial exploitation and opposes it, but trade unionism often supports colonial politics as a way to capitalist prosperity.

    With the enormous increases of capital in modern times, colonies and foreign countries are being used as places in which to invest large sums of capital. They become valuable possessions as markets for big industry and as producers of raw materials. A race for getting colonies, a fierce conflict of interests over the dividing up of the world arises between the great capitalist states. In these politics of imperialism the middle classes are whirled along in a common exaltation of national greatness. Then the trade unions side with the master class, because they consider the prosperity of their own national capitalism to be dependent on its success in the imperialist struggle. For the working class, imperialism means increasing power and brutality of their exploiters.

    These conflicts of interests between the national capitalisms explode into wars. World war is the crowning of the policy of imperialism. For the workers, war is not only the destruction of all their feelings of international brotherhood, it also means the most violent exploitation of their class for capitalist profit. The working class, as the most numerous and the most oppressed class of society, has to bear all the horrors of war. The workers have to give not only their labour power, but also their health and their lives.

    Trade unions, however, in war must stand upon the side of the capitalist. Its interests are bound up with national capitalism, the victory of which it must wish with all its heart. Hence it assists in arousing strong national feelings and national hatred. It helps the capitalist class to drive the workers into war and to beat down all opposition.

    Trade unionism abhors communism. Communism takes away the very basis of its existence. In communism, in the absence of capitalist employers, there is no room for the trade union and labour leaders. It is true that in countries with a strong socialist movement, where the bulk of the workers are socialists, the labour leaders must be socialists too, by origin as well as by environment. But then they are right-wing socialists; and their socialism is restricted to the idea of a commonwealth where instead of greedy capitalists honest labour leaders will manage industrial production.

    Trade unionism hates revolution. Revolution upsets all the ordinary relations between capitalists and workers. In its violent clashings, all those careful tariff regulations are swept away; in the strife of its gigantic forces the modest skill of the bargaining labour leaders loses its value. With all its power, trade unionism opposes the ideas of revolution and communism.

    This opposition is not without significance. Trade unionism is a power in itself. It has considerable funds at its disposal, as material element of power. It has its spiritual influence, upheld and propagated by its periodical papers as mental element of power. It is a power in the hands of leaders, who make use of it wherever the special interests of trade unions come into conflict with the revolutionary interests of the working class. Trade unionism, though built up by the workers and consisting of workers, has turned into a power over and above the workers, just as government is a power over and above the people.

    The forms of trade unionism are different for different countries, owing to the different forms of development in capitalism. Nor do they always remain the same in every country. When they seem to be slowly dying away, the fighting spirit of the workers is sometimes able to transform them, or to build up new types of unionism. Thus in England, in the years 1880-90, the "new unionism" sprang up from the masses of poor dockers and the other badly paid, unskilled workers, bringing a new spirit into the old craft unions. It is a consequence of capitalist development, that in founding new industries and in replacing skilled labour by machine power, it accumulates large bodies of unskilled workers, living in the worst of conditions. Forced at last into a wave of rebellion, into big strikes, they find the way to unity and class consciousness. They mould unionism into a new form, adapted to a more highly developed capitalism. Of course, when afterwards capitalism grows to still mightier forms, the new unionism cannot escape the fate of all unionism, and then it produces the same inner contradictions.

    The most notable form sprang up in America, in the "Industrial Workers of the World." The I.W.W. originated from two forms of capitalist expansion. In the enormous forests and plains of the West, capitalism reaped the natural riches by Wild West methods of fierce and brutal exploitation; and the worker-adventurers responded with as wild and jealous a defence. And in the eastern states new industries were founded upon the exploitation of millions of poor immigrants, coming from countries with a low standard of living and now subjected to sweatshop labour or other most miserable working conditions .

    Against the narrow craft spirit of the old unionism, of the A.F. of L., which divided the workers of one industrial plant into a number of separate unions, the I.W.W. put the principle: all workers of one factory, as comrades against one master, must form one union, to act as a strong unity against the employer. Against the multitude of often jealous and bickering trade unions, the I.W.W. raised the slogan: one big union for all the workers. The fight of one group is the cause of all. Solidarity extends over the entire class. Contrary to the haughty disdain of the well-paid old American skilled labour towards the unorganised immigrants, it was these worst-paid proletarians that the I.W.W. led into the fight. They were too poor to pay high fees and build up ordinary trade unions. But when they broke out and revolted in big strikes, it was the I.W.W. who taught them how to fight, who raised relief funds all over the country, and who defended their cause in its papers and before the courts. By a glorious series of big battles it infused the spirit of organisation and self-reliance into the hearts of these masses. Contrary to the trust in the big funds of the old unions, the Industrial Workers put their confidence in the living solidarity and the force of endurance, upheld by a burning enthusiasm. Instead of the heavy stone-masoned buildings of the old unions, they represented the principle of flexible construction, with a fluctuating membership, contracting in time of peace, swelling and growing in the fight itself. Contrary to the conservative capitalist spirit of trade unionism, the Industrial Workers were anti-capitalist and stood for Revolution. Therefore they were persecuted with intense hatred by the whole capitalist world. They were thrown into jail and tortured on false accusations; a new crime was even invented on their behalf: that of "criminal syndicalism."

    Industrial unionism alone as a method of fighting the capitalist class is not sufficient to overthrow capitalist society and to conquer the world for the working class. It fights the capitalists as employers on the economic field of production, but it has not the means to overthrow their political stronghold, the state power. Nevertheless, the I.W.W. so far has been the most revolutionary organisation in America. More than any other it contributed to rouse class consciousness and insight, solidarity and unity in the working class, to turn its eyes toward communism, and to prepare its fighting power.

    The lesson of all these fights is that against big capitalism, trade unionism cannot win. And if at times it wins, such victories give only temporary relief. And yet, these fights are necessary and must be fought. To the bitter end? -- no, to the better end.

    The reason is obvious. An isolated group of workers might be equal to a fight against an isolated capitalist employer. But an isolated group of workers against an employer backed by the whole capitalist class is powerless. And such is the case here: the state power, the money power of capitalism, public opinion of the middle class, excited by the capitalist press, all attack the group of fighting workers.

    But does the working class back the strikers? The millions of other workers do not consider this fight as their own cause. Certainly they sympathise, and may often collect money for the strikers, and this may give some relief, provided its distribution is not forbidden by a judge's injunction. But this easygoing sympathy leaves the real fight to the striking group alone. The millions stand aloof, passive. So the fight cannot be won (except in some special cases, when the capitalists, for business reasons, prefer to grant concessions), because the working class does not fight as one undivided unit.

    The matter will be different, of course, when the mass of the workers really consider such a contest as directly concerning them; when they find that their own future is at stake. If they go into the fight themselves and extend the strike to other factories, to ever more branches of industry, then the state power, the capitalist power, has to be divided and cannot be used entirely against the separate group of workers. It has to face the collective power of the working class.

    Extension of the strike, ever more widely, into, finally, a general strike, has often been advised as a means to avert defeat. But to be sure, this is not to be taken as a truly expedient pattern, accidentally hit upon, and ensuring victory. If such were the case, trade unions certainly would have made use of it repeatedly as regular tactics. It cannot be proclaimed at will by union leaders, as a simple tactical measure. It must come forth from the deepest feelings of the masses, as the expression of their spontaneous initiative, and this is aroused only when the issue of the fight is or grows larger than a simple wage contest of one group. Only then will the workers put all their force, their enthusiasm, their solidarity, their power of endurance into it.

    And all these forces they will need. For capitalism also will bring into the field stronger forces than before. It may have been defeated and taken by surprise by the unexpected exhibition of proletarian force and thus have made concessions. But then, afterwards, it will gather new forces out of the deepest roots of its power and proceed to win back its position. So the victory of the workers is neither lasting nor certain. There is no clear and open road to victory; the road itself must be hewn and built through the capitalist jungle at the cost of immense efforts.

    But even so, it will mean great progress. A wave of solidarity has gone through the masses, they have felt the immense power of class unity, their self-confidence is raised, they have shaken off the narrow group egotism. Through their own deeds they have acquired new wisdom: what capitalism means and how they stand as a class against the capitalist class. They have seen a glimpse of their way to freedom.

    Thus the narrow field of trade union struggle widens into the broad field of class struggle. But now the workers themselves must change. They have to take a wider view of the world. From their trade, from their work within the factory walls, their mind must widen to encompass society as a whole. Their spirit must rise above the petty things around them. They have to face the state; they enter the realm of politics. The problems of revolution must be dealt with.

    Anton Pannekoek

    Comments

    Union Myths - Don Johnson

    Article discusses the role of unions in capitalism, the limits of union leadership within the larger economy and the importance self-directed struggles. Written in the late 70's for Root & Branch, a U.S. libertarian Marxist journal.

    Submitted by UseValueNotExc… on March 3, 2022

    It is understandable that there is a certain folklore surrounding unions. Many heroic struggles have been fought to achieve unionization, and just as our present government leaders can cash in on ideals two centuries old, so can present union enthusiasts tap the rich history of workers’ struggles.

    “Solidarity forever, for the union makes us strong” was once sung by labor militants who had a vision of the entire workforce unionized, daily growing in strength, and working as a collective whole for the benefit of all workers. Reality, however, has cruelly intruded, and unions have become a major barrier to worker solidarity. Union gains are made for members, not for the unorganized. As the total wage must always be limited by profit requirements, the greater the percentage of the workforce unionized, the less will be the relative gain of the organized sector. This is why unions are exclusive and must be in competition with the non-union sector.

    Unions divide workers by race and sex in several ways. Minorities and women are far less unionized; therefore, the conflict of unionized against non-unionized has race and sex aspects. The seniority system defended by unions (and frequently subject to legal challenge within the unions by those historically excluded from seniority) usually works against women and non-whites. And the existing union power structures are nearly always dominated by white males.

    Unions defend the narrow interests of their own members in competition with other unions. Sympathy strikes are almost unheard of, and in the recent coal miners’ strike the union, in order to demonstrate its “responsibility” to the bosses, kept the western miners on the job, in effect, scabbing.

    One current myth on the “Left” is that capitalists in general oppose unions. While this might have been true a hundred years ago, it didn't take too long for many bosses to realize that unionism, far from threatening capitalist authority, could be an extension of this authority if properly controlled. Unionism is a stabilizer and disciplinarian of the workforce, which insures that production will go on uninterrupted, and that grievances will be dealt with by the “proper” authorities through “correct” channels. Negotiations will be “reasonable” because the union has a vested interest not only in the continued existence of the company (for obvious reasons--no company, no union), but also in the continued growth of the company, which means the union's growth as well.

    Unions see themselves not as a rival class to the capitalists, but rather as rival businesses selling a particular kind of labor power, attempting to gain a monopoly on it, and sell that labor power at the most favorable price. Although most--but not all--companies would be happy to do without a union, it is generally the weaker ones which oppose them, especially in hard times when profits are squeezed and the workers are also in a weaker position. Sometimes small firms are even driven out of business by unions or union drives with the complicity of stronger firms which can then move in and take up the slack in the market.

    Another misconception is that unions invariably bring both better working conditions and large pay increases. Anyone who bothers to study the matter even superficially can verify that unions frequently trade off a regression in working conditions for pay raises. The fact that unionized labor is far better paid indicates primarily that those companies big and rich enough to be able to afford a union can also afford to pay higher wages. Another myth is that unions, irrespective of what the economy is doing, can fight layoffs as a matter of policy. While they are sometimes able to protect jobs in a narrow craft sort of way, in times of economic crisis, unions are more often in the forefront supporting layoffs. This is because of the fact that if a given industry isn’t allowed to modernize, it will be unable to survive competition with foreign or domestic rivals. This would result in the loss of even more jobs, and would destroy the union in the process. One need look no further than the steel industry in the U.S. and to the steelworkers’ union to see this.

    In addition, unions have distinct interests of their own. Today they are no longer merely an aid to capitalism they are an integral part of it. The scandals about union dues being invested in “shady” ways overshadow the more important fact that dues are invested in “legitimate” business, including, at times. the company unionized by that particular union. Unions, while selling “anti-strike” insurance to the boss, thus play the same role in the capitalist system as insurance companies--that of finance capital. Is it any wonder they don't want to threaten profits?

    But why must unions have vested interests separate from both the rank and file and from the non-unionized sector of the workforce? To the reformer it is a mere question of leadership. Corrupt or inept leaders must be replaced by honest and efficient leaders, preferably those coming up from the ranks. Those advocating union reform believe that with sincere leaders, unions will be able to consistently squeeze the bosses for higher wages and better working conditions, to organize the unorganized, and even to spread unionism to parts of the country and the world where it is weak or non-existent, in order to combat runaway shops.

    In times when an expanding economy makes it possible for the employers to include the workers in prosperity, the quality of the leadership of a union may have some bearing on what portion of the social wealth the workers in that union will receive. This is the basis for the false notion that it is the quality of union leaders and not the condition of a given industry or of the economy in general, which determine what workers will receive. The fact of the matter is that in times of economic stagnation or decline there is little, aside from refraining from outright thievery, that the “honest reformer” who wants to fight against “tuxedo unionism” and “for the rank and file” can do. The impetus for union reform is the illusion that real options continue to exist, that the present leaders can take either the right course of action or the wrong one, and choose the wrong one.

    Things become much more difficult once the reformer comes to power. Capitalists need a certain rate of profit in order to compete and therefore to survive. Contrary to leftist rhetoric, they don't exceed this rate of profit more than sporadically. Nothing’s for nothing, and if the capitalists agree to pay more, they will want some kind of payoff through increased productivity. If business becomes unprofitable at a given location, the weaker firms will fold while those which are part of a large conglomerate will be able to move to greener, non-unionized pastures. If the company wants to go overseas, the liberal union boss will have to not only try to get the workers to accept the company terms in order to avoid losing their jobs altogether, but will also probably have to join the reactionary nationalist chorus about keeping American jobs for Americans. The alternative of telling the workers that they should accept the loss of their jobs in the spirit of international unionism is usually not too agreeable. It is the natural trend of capital to expand and find new outlets. Even if the national or international union successfully unionizes the runaway shop (and that is a very big “if”), it will be little consolation to either the local union members or bosses who have lost their jobs.

    Unions, as noted above, are businesses. and it is this fact and not “sellout leaders” which stops them from organizing the unorganized. The strong companies which can afford a union normally are already unionized, and the weak ones would only be a liability to the union. they would sap its wealth through long and costly union drives, the need for more frequent strikes to bring wages to something approaching union scale and then keep them there, and in general, financially and organizatinally contribute the least to the union’s resources while needing it the most.

    The bankruptcy of union reform can perhaps be seen most clearly in the case of Arnold Miller. He was a miner for decades and is a victim of Black Lung Disease. If he “sold out,” then anyone will.

    To the so-called Marxist-Leninist (in my opinion Leninism doesn't even qualify as a perversion of Marxism) , the reformists misunderstand the leadership problem. As the Leninist sees it, the problem is not primarily one of character, but rather one of ideology. If only “Reds” ran the unions, they would know that unions are “supposed” to fight against capitalists, and not work harmoniously with them like the reformists.

    It is no surprise that Leninists should find unions attractive. The hierarchical structure seems ideal to them as a stepping stone towards controlling workers’ struggles and eventually bringing their Leninist party to power. What is surprising is that so many “Reds” really believe that the ruling class would just sit back and let them gradually get the upper hand.

    Even more mysterious is the illusion that “Reds” can somehow escape the contradictions of other union bosses cited above. Why, when, “Red” union bosses try to start “fighting for the workers’ needs in a really class-conscious way,” should the law of value be rendered obsolete?

    In times of relative social peace, workers have no use for a union that wants constantly to disrupt the work process in a programmatic way, and if the “Reds” merely sit back waiting for the balance of power between themselves and the ruling class to improve, there will be nothing to distinguish them from anyone else save their obnoxious rhetoric. In times of persecution, it is likely that they would have to be very conservative in deeds, if not words, just to survive; and in times of social upheaval, the workers will bypass them as one more obstacle to the unfolding struggle, when siering direct control over their lives, workers will have no more need for Leninist union bosses than they will for any other kind of boss.

    Another variant of militant unionism is revolutionary syndicalism. This method, favored by some anarchists, would make unions independent of political parties of all sorts. Structured democratically, without paid functionaries, they would fight for day-to-day demands for a social revolution at the same time. In times when there is relative social peace and no ascending workers’ movement, syndicalist “unions” can only be tiny propaganda groups. If the proper conditions produce an expanding militant workers’ movement, however, a loose syndicalist union might possibly come into being and be able to fight for workers’ needs in a tangible way. But unless syndicalism is redefined to mean only a broad, semi-structured movement as opposed to a rigidly structured organization, syndicalism will only become another obstacle to militant struggle. This will happen because (1) The struggle inevitably expands and contracts, and, just as the regular union cannot stop struggles from expanding, neither can the syndicalist union stop them from contracting. No one can dictate militance for good and or bad. (2) In order to survive the ebbing of militant activity, the syndicalist union must be able to guarantee some kind of concrete advantages for its members or they will all leave. It therefore develops a separate interest of its own, and furthermore, must become conservative to protect that interest. (3) When the next rising occurs, the syndicalist union will see this rising as reckless and a direct threat to the established syndicalist structure.

    Unions can only be destroyed by capitalist crisis. At that time, they may be destroyed by capitalists themselves because they have outlived their usefulness to capitalism, or by a revolutionary workers’ movement because they have outlived their limited usefulness to workers. It makes no sense to sloganeer abstractly that workers should destroy the unions or for that matter even passively leave them. That unions are “against the revolution” makes sense only when there is a revolution happening for them to be against. Anyone who thinks that this would in fact be the case if only there weren’t unions must explain why there is no revolution, or, for that matter, even much militance in the non-union sector.

    Unions, themselves arbitrary, at least stop much of the more arbitrary repression of the boss. Whether or not a given workplace would be better off with one than without one cannot be answered programmatically, but only by treating each case individually. Unions often safeguard concrete benefits (wage rates, insurance, pension pans, etc.) better than workers could without a union. Workers may hate the union, and usually do, but they feel that they need it. Some radicals may find “continuous struggle” very exciting, but there are reasons why most workers would rather have someone else handle their grievances. Most people are too preoccupied with or drained by the daily events of their lives to be up for constant struggle on the job.

    “Workers’ organizations” such as unions with a permanent structure to maintain must see struggles as a means to further the organization. The struggle must always remain subordinate. The only way workers’ self-organization appears at all, beyond a few individuals, is to further an ongoing struggle. Since it appears only when there is a felt need, and likewise disappears when that need is no longer apparent, the organization remains subordinate to the struggle. In the former, authority lies in the distant and usually inaccessible bureaucrats, while for the latter there is no authority other than the participants themselves.

    The loose shop floor networks that exist in most workplaces--sometimes strong, sometimes weak, ever expanding and contracting--have as their strengths that those workers who participate in them are constantly educating and strengthening themselves in their daily struggles. Self-directed struggles of workers can thus become an aid to their eventual emancipation, which can only be an act of the working class itself.

    Don Johnson
    May, 1978

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    Rosa Luxemburg in retrospect - Paul Mattick

    Mattick reconsiders the legacy of Rosa Luxemburg, particularly her critique of Bolshevism and her economic theory.

    Submitted by libcom on July 27, 2005

    It will soon be sixty years since the mercenaries of the German social-democratic leadership murdered Karl Liebknecht and Rosa Luxemburg. Although they are mentioned in the same breath, as they both symbolized the radical element within the German political revolution of 1918, Rosa Luxemburg's name carries greater weight because her theoretical work was of greater seminal power. In fact, it can be said that: she was the outstanding personality in the international labor movement after Marx and Engels; and that her work has not lost its political relevance despite the changes the capitalist system and the labor movement have undergone since her death.

    Just the same, like everyone else, Rosa Luxemburg was a child of her time and can only be understood in the context of the phase of the social-democratic movement of which she was a part. Whereas Marx's critique of bourgeois society evolved in a period of rapid capitalistic development, Rosa Luxemburg was active in a time of increasing instability for capitalism, wherein the abstractly formulated contradictions of capital production showed themselves in the concrete forms of imperialistic competition and in intensified class struggles. While the actual proletarian critique of political economy, according to Marx, consisted at first in the workers' fight for better working conditions and higher living standards, which would prepare the future struggles for the abolition of capitalism, in Rosa Luxemburg's view this 'final' struggle could no longer be relegated to a distant future but was already present in the extending class struggles. The daily fight for social reforms was inseparably connected with the historical necessity of the proletarian revolution.

    Without entering into Rosa Luxemburg's biography,(1) it should be said, that she came from a middle-class background and that she entered the socialist movement at an early age. Like others, she was forced to leave Russian Poland and went to Switzerland to study. Her main interest, as behooved a socialist influenced by Marxism, was political economy. Her early work in this field is now only of historical interest. There was her inaugural-dissertation, The Industrial Development of Poland (1898), which did for Poland, though in a less extensive manner, what Lenin's The Development of Capitalism in Russia, did for Czarist Russia a year later. And there were her popular lectures at the Social-Democratic Party School, posthumously published by Paul Levi (1925) under the title Introduction of National Economy. In the latter work, it should be noted, Rosa Luxemburg declared that the validity of political economy is specific to capitalism, and will cease to exist with the demise of this system. In her dissertation, she came to the conclusion that the development of the Polish economy would proceed in conjunction with that of Russia, would end in complete integration, and therewith would end the nationalist aspirations of the Polish bourgeoisie. But this development would also unify the Russian and Polish proletariat and lead to the eventual destruction of Polish-Russian capitalism. The main contradiction of capitalist production was seen by her as one between the capacity to produce and the limited capacity to consume within the capitalist relations of production. This contradiction leads to recurrent economic crises and the increasing misery of the working class and therewith, in the long run, to social revolution.

    It was only with her work on The Accumulation of Capital (1912) that Rosa Luxemburg's economic theories became controversial. Although she claimed that this book grew out of complications arising in the course of her popular lectures on National Economy, namely, her inability to relate the total capitalist reproduction process to the postulated objective limits of capital production, it is clear from the work itself that it was also a reaction to the emasculation of Marxian theory initiated by the "Revisionism' that swept the socialist movement around the turn of the century. Revisionism operated on two levels: the primitive empirical level personified by Eduard Bernstein, (2) who merely compared the actual capitalist development with that deducible from Marxian theory, and the more sophisticated theoretical turnabout of academic marxism, culminating in Tugan-Baranowsky's (3) Marx-interpretation and those of his various disciples.

    Only the first volume of Capital was published during Marx's lifetime, and the second and third were prepared by Friedrich Engels from unrevised papers left to his care, although they had been written prior to the publication of the first volume. Whereas the first volume deals with the capitalist process of production, the second concerns itself with the circulation process. The third volume, finally, deals with the capitalist system as a whole in its phenomenal form, as determined by its underlying value relations. Because the reproduction process necessarily controls the production process, Marx thought it useful to display this fact by means of some abstract reproduction diagrams in the second volume of Capital. The diagrams divide total social production into two sections: one producing means of production, the other means of consumption. The transactions between these two departments are imagined to be such as to enable the reproduction of the total social capital to proceed either on the same or on an enlarged scale. But what is a presupposition for the reproduction diagrams, namely, an allocation of the social labor as required for the reproduction process, must in reality first be brought about blindly, through the uncoordinated activities of the many individual capitals in their competitive pursuit of surplus-value.

    The reproduction diagrams do not distinguish between values and prices; that is, they treat values as if they were prices. For the purpose they were intended to serve, namely, to draw attention to the need for a certain proportionality between the different spheres of production, the diagrams fulfill their pedagogical function. They do not depict the real world, but are instrumental in aiding in its under- standing. Restricted in this sense, it does not matter whether the interrelations of production and exchange are dressed in value or price terms. because the price form of value, taken up in the third volume of Capital, refers to the actual capitalist production and exchange process, the imaginary equilibrium conditions of Marx's reproduction diagrams do not refer to the real capitalist world. Still, Marx found it quite necessary to view the process of reproduction in its fundamental simplicity, in order to get rid of all obscuring interferences and dispose of the false subterfuges, which assume the semblance of scientific analysis, but which cannot be removed so long as the process of social reproduction is immediately analyzed in its concrete and complicated form.(4)

    Actually, according to Marx, the reproduction process under capitalistic conditions pre cludes any kind of equilibrium and implies, instead, "the possibility of crises, since a balance is accidental under the conditions of this production... (5)Tugan-Baranowsky, however, read the reproduction diagrams differently because of their superficial resemblance to bourgeois equilibrium theory, the main tool of bourgeois price theory. He came to the conclusion that as long as the system develops proportionately with respect to its reproduction requirements, it does not have objective limits. Crises are caused by disproportionalities arising between the different spheres of production but can always be overcome through the restoration of that proportionality which assures the accumulation of capital. This was a disturbing idea, as far as Rosa Luxemburg was concerned, and this the more so as she could not deny the equilibrating implications of Marx's reproduction diagrams. If Tugan-Baranowsky interpreted them correctly, then Marx was wrong, because this interpretation denied the inevitable end of capitalism.

    The discussion around Marx's abstract reproduction diagrams was particularly vehement in Russia because of earlier differences between the Marxists and the Populists with regard to Russia's future in face of her backwardness and her peculiar socio-economic institutions. Whereas the Populists asserted that for Russia it was already too late to enter into world competition with the established capitalist powers, and that, furthermore, it was quite possible to construct a socialist society on the basis of the not yet dissolved collectivity of peasant production, the Marxists maintained that development on the Western pattern was inescapable and that this development itself would produce the markets it required within Russia and in the world at large. The Marxists emphasized that it is the production of capital, not the satisfaction of consumption, that determines capitalist production. There is, therefore, no reason to assume that a restriction of consumption would retard the accumulation of capital; on the contrary, the less there is consumed, the faster capital would grow.

    This "production for the sake of production" made no sense to Rosa Luxemburg -- not because she was unaware of the profit motive of capitalist production, which constantly strives to reduce the workers' share of social production, but because she could not see how the extracted surplus-value could be realized in money form in a market composed only of labor and capital, such as is depicted in the reproduction diagrams. Production has to go through the circulation process. It starts with money, invested in means of production and labor-power, and it ends with a greater amount of money in the hands of the capitalists, to be re-invested in another production cycle. Where would this additional money come from? In Rosa Luxemburg's view, it could not possibly come from the capitalists; for if it did, they would not be recipients of surplus-value but would pay with their own money for its commodity equivalent. Neither could it come from the purchases of the workers, who only receive the value of their labor power, leaving the surplus-value in its commodity form to the capitalists. To make the system workable, there must be a "third market,' apart from the exchange relations of labor and capital, in which the produced surplus-value could be transformed into additional money.

    This aspect of the matter Rosa Luxemburg found missing in Marx. She intended to close the gap and therewith substantiate Marx's conviction of capitalism's necessary collapse. Although The Accumulation of Capital approaches the realization problem historically -- starting with classical economy and ending with Tugan-Baranowsky and his many imitators -- so as to show that this problem has always been the Achilles heel of political economy, her own solution of the problem comprises, in essence, no more than a misunderstanding of the relation between money and capital and a misreading of the Marxian text. As she presents matters, however, everything seemingly falls in its proper place: the dialectical nature of the capital-expansion process, as one merging out of the destruction of pre-capitalist economies; the necessary extension of this process to the world at large, as illustrated by the creation of the world market and rampant imperialism in search of markets for the realization of surplus-value; the resulting transformation of the world economy into a system resembling Marx's closed system of the reproduction diagram; and therewith, finally, the inevitable collapse of capitalism for lack of opportunities to realize its surplus-value.

    Rosa Luxemburg was carried away by the logic of her own construction to the point of revising Marx more thoroughly than had been done by the Revisionists in their concept of a theoretically possible harmonious capital development, which, for them, turned socialism into a purely ethical problem and into one of social reform by political means. On the other hand, the Marxian reproduction diagrams, if read as a version of Say's Law of the identity of supply and demand, had to be rejected. Like her adversaries, Rosa Luxemburg failed to see that these diagrams have no connection at all with the question of the viability of the capitalist system, but are merely a methodologically determined, intermediary step in the analysis of the laws of motion of the capitalist system as a whole, which derives its dynamic from the production of surplus-value. Although capitalism is indeed afflicted with difficulties in the sphere of circulation and therewith in the realization of surplus-value, it is not here that Marx looked for, or found, the key to the understanding of capitalism's susceptibility to crises and to its inevitable end. Even on the assumption that there exists no problem at all with regard to the realization of surplus-value, capitalism finds its objective limits in those of the production of surplus-value.

    According to Marx, capitalism's basic contradiction, from which spring all its other difficulties, is to be found in the value and surplus-value relations of capital production. It is the production of exchange-value in its monetary form, derived from the use-value form of labor-power, which produces, besides its own exchange-value equivalent, a surplus-value for the capitalists. The drive for exchange-value turns into the accumulation of capital, which manifests itself in a growth of capital invented in means of production relatively faster than that invested in labor-power. While this process expands the capitalist system, through the increasing productivity of labor associated with it, it also tends to reduce the rate of profit on capital, as that part of capital invested in labor-power -- which is the only source of surplus-value -- diminishes relative to the total social capital. This long and complicated process cannot be dealt with satisfactorily in this short article, but must at least be mentioned in order to differentiate Marx's theory of accumulation from that Rosa Luxemburg. In Marx's abstract model of capital development, capitalist crises, as well as the inevitable end of the system, find their source in the temporary or, finally, total breakdown in the accumulation process due to a lack of surplus-value or profit.

    For Marx, then, the objective limits of capitalism are given by the social production relations as value relations, while for Rosa Luxemburg capitalism cannot exist at all, except through the absorption of its surplus-value by pro-capitalist economies. This implies the absurdity that these backward nations have a surplus in monetary form large enough to accommodate the surplus-value of the capitalistically advanced countries. But as already mentioned, this wrong idea was the unreflected consequence of Rosa Luxemburg's false notion that the whole of the surplus-value, earmarked for accumulation, must yield an equivalent in money form, in order to be realized as capital. Actually, of course, capital takes on the form of money at times and at other times that of commodities of all descriptions - all being expressed in money terms without simultaneously assuming the money form. Only a small and decreasing part of the capitalist wealth has to be in money form; the larger part,, although expressed in terms of money, remains in its commodity form and as such allows for the realization of surplus-value an additional capital.

    Rosa Luxemburg's theory was quite generally regarded as an aberration and an unjustified criticism of Marx. Yet her critics were just as far removed from Marx's position as was Rosa Luxemburg herself. Most of theme critics adhered either to a crude underconsumption theory, a theory of disproportionality, or a combination of them. Lenin, for example -- not to speak of the Revisionists -- saw the cause for crises in the disproportionalities due to the anarchic character of capitalist production, and merely added to Tagan-Baranowsky's arguments that of the underconsumption of the workers. But in any case he did not believe that capitalism was bound to collapse because of its immanent contradictions. It was only with the first world war and the revolutionary upheavals in its wake that Rosa Luxemburg's theory found a wider response in the radical section of the socialist movement. Not so much, however, because of her particular analysis of capital accumulation, as because of her insistence upon the objective limits of capitalism. The imperialistic war gave her theory some plausibility and the end of capitalism seemed indeed actually at hand. The collapse of capitalism became the revolutionary ideology of the time and supported the abortive attempts to turn the political upheavals into social revolutions.

    Of course, Rosa Luxemburg's theory was no less abstract than that of Marx. Marx's hypothesis of a tendency of the rate of profit to fall could not reveal at what particular point in time it would no longer be possible to compensate for this fall by an increasing exploitation of the relatively diminishing number of workers, which would increase the mass of surplus-value sufficiently to maintain a rate of profit assuring the further expansion of capital. Similarly, Rosa Luxemburg could not say at what time the completion of the capitalization of the world would exclude the realization of its surplus-value. The outward extension of capital was also only a tendency, implying a progressively more devastating imperialist competition for the diminishing territories in which surplus-value could be realized. The fact of imperialism showed the precariousness of the system, which could lead to revolutionary situations long before its objective limits were reached. For all practical purposes, then, both theories assumed the possibility of revolutionary actions, not because of the logical outcome of their abstract models of development, but because these theories pointed unmistakably to the increasing difficulties of the capitalist system, which could in any severe crisis transform the class struggle into a fight for the abolition of capitalism.

    Although undoubtedly erroneous, Rosa Luxemburg's theory retained a revolutionary character because, like that of Marx, it led to the conclusion of the historical untenability of capitalism. Although with dubious arguments, she nonetheless restored -- against Revisionism, Reformism, and Opportunism -- the lost Marxian proposition that capitalism is doomed to disappear because of its own unbridgeable contradiction and that this end, though objectively determined, will be brought about by the revolutionary actions of the working class.

    The overthrow of capitalism would make all theories of its development redundant. But while the system lasts, the realism of a theory may be judged by its own particular history. Whereas Marx's theory, despite attempts made in this direction, cannot be integrated into the body of bourgeois economic thought, Rosa Luxemburg's theory has found some recognition in bourgeois theory, albeit in a very distorted form. With the rejection by bourgeois economy itself of the conception of the market as an equilibrium mechanism, Rosa Luxemburg's theory found a kind of acceptance as a precursor of Keynesian economics. Her work has been interpreted, by Michael Kalecki (6) and Joan Robinson, (7) for example, as a theory of 'effective demand,' the lack of which presumably explains the recurrent capitalistic difficulties. Rosa Luxemburg imagined that imperialism, militarism, and preparation for war aided in the realization of surplus-value, via the transfer of purchasing power from the population at large to the hands of the state; just as modern Keynesianism attempted to reach full employment by way of deficit-financing and monetary manipulations. However, while it in no doubt possible, for a time, to achieve full employment in this fashion, it is not possible to maintain this state of bliss, as the laws of motion of capital production demand not a different distribution of the surplus-value but its constant increase. The lack of effective demand is only another term for the lack of accumulation, as the demand required for prosperous conditions is brought forth by nothing other than the expansion of capital. At any rate, the actual bankruptcy of Keynesianism makes it unnecessary to kill this theory theoretically. It suffices to say that its absurdity shows itself in the present-day unrelieved growth of both unemployment and inflation.

    While Rosa Luxemburg did not fare well with her theory of accumulation, she was more successful in her consistent Internationalism, which was, of course, connected with her concept of accumulation as the global extension of the capitalist mode of production. In her view, imperialist competition was rapidly transforming the world into a capitalist world and thereby developing the unhampered confrontation of labor and capital. Whereas the rise of the bourgeoisie coincided with the formation of the modern nation-state, creating the ideology of nationalism, the maturity and decline of capitalism implied the imperialistic 'internationalism' of the bourgeoisie and therewith also the internationalism of the working classes, if they were to make their class struggles effective. The reformist integration of proletarian aspirations into the capitalist system led to social-imperialism, as the other side of the nationalistic coin. Objectively, there was nothing behind the frantically growing nationalism but the imperialist imperative. To oppose imperialism demanded, then a total rejection of all forms of nationalism, even that of the victims of imperialist aggression. Nationalism and imperialism were inseparable and had to fought with equal fervor.

    In view of the at first covert but soon overt social-patriotism of the official labor movement, Rosa Luxemburg's internationalism represented the leftwing of this movement -- but not completely. In a way, it was a generalization of her specific experiences in the Polish socialist movement, which had been split on the question of national self-determination. As we already know from her work on the industrial development in Poland, Rosa Luxemburg expected a full integration of the Russian and Polish capitalism and a consequent unification of their respective socialist organizations, both as a practical and as a principled matter. She could not conceive of nationally oriented socialist movements and even less of a nationally restricted socialism. What was true for Russia and Poland also held for the world at large; national fissions had to be ended in the unity of international socialism.

    The Bolshevik section of the Russian Social-Democratic Party did not share Rosa Luxemburg's strict internationalism. For Lenin, the subjugation of nationalities by stronger capitalist countries brought additional cleavages into the basic social frictions, which could, perhaps, be turned against the dominating powers. It is quite beside the point, to consider whether Lenin's advocacy of the self-determination of nations reflected a subjective conviction, or democratic attitude, with regard to special national needs and cultural peculiarities, or was simply a revulsion against all forms of oppression. Lenin was, first of all, a practical politician, even though he could fulfill this role only at a late hour. As a practical politician, he realized that the different nationalities within the Russian empire presented a steady threat to the Czarist regime.

    To be sure, Lenin was also an internationalist and saw the socialist revolution in terms of the world revolution. But this revolution had to begin somewhere and he assumed that it would first break the weakest link in the chain of competing imperialist powers. In the Russian context, supporting the self-determination of nations, up to the point of secession, suggested the winning of "allies" in any attempt to overthrow Czarism. This strategy was supported by the hope that, once free, the different nationalities would elect to remain within the new Russian commonwealth, either out of self-interest, or through the urgings of their own socialist organizations.

    Until the Russian Revolution, however, this whole discussion around the national question remained purely academic. Even after the revolution, the granting of self-determination to the various nationalities within Russia was not very meaningful, for most of the territories involved were occupied by foreign powers. Still, the Bolshevik regime continued to press for self-determination in order to weaken other imperialist nations, particularly England, in an attempt to foster colonial revolutions against Western capitalism, which threatened to destroy the Bolshevik state.

    The Russian Revolution found Rosa Luxemburg in a German prison, where she remained until the overthrow of the German monarchy. But she was able to follow the progress of the Russian Revolution. Though delighted by the Bolshevik seizure of power, she could not accept Lenin's policies towards the peasants and with respect to the national minorities. In both cases she worried needlessly. Although her prediction that the granting of self-determination to the various nationalities within Russia would merely surround the new state with a cordon of reactionary counter-revolutionary countries, turned out to be correct, this was so only for the short run. Rosa Luxemburg failed to see that it was the principle of self-determination which dictated Bolshevik policy with regard to the Russian nationalities, than the force of circumstances over which the Bolsheviks had no control. At the first opportunity they began whittling away at the self-determination of nations, to end by incorporating all the new independent nations in a restored Russian empire, and, in addition, by forging for themselves spheres of interest in extra-Russian territories.

    On the strength of her own theory of nationalism and imperialism, Rosa Luxemburg should have realized that Lenin's theory could not be actualized, in a world of competing imperialist powers and would, most probably, not need to be put into practice should capitalist be brought down by an international revolution. The disintegration of the Russian empire was not due to or aided by the principle of self-determination, but was effected through the loss of the war; as it was the winning of another war, which led to the recovery of previously lost territory and to a revival of Russian imperialism. Capitalism is an expansive system and therefore necessarily imperialistic. It is the capitalistic way of overcoming national limitations to capital production and its centralization -- of gaining, or securing, privileged or dominating positions within the world economy. It in thus also a defense against this general trend; but in all cases, it is the inescapable result of capital accumulation.

    As Rosa Luxemburg pointed out, the contradictory capitalist 'integration' of the world economy cannot alter the domination of weaker by stronger nations through the latter's control of the world market. This situation makes real national independence illusory. what political independence can accomplish, at best, is no more than the subjugation of the workers under native instead of international control. Of course, proletarian internationalism cannot prevent, nor has it reason to prevent, movements for national self-determination within the colonial and imperialistic context. These movements are part of capitalist society just an imperialism is. But to 'utilize' these movements for socialism can only mean to try to deprive them of their nationalist character through a consistent internationalism on the part of the socialist movement. Although oppressed people have the sympathy of the socialists, it does not relate to their emergent nationalism but to their particular plight as twice-oppressed people, suffering from both native and foreign exploitation. The socialist task in the ending of capitalism, which includes the support of anti-imperialist forces; not, however, to create new capitalistic nation-states, but to make their emergence more difficult, or impossible, through proletarian revolutions in the advanced capitalist countries.

    The Bolshevik regime declared itself socialistic and by that token was to end all discrimination of national minorities. Under such conditions, national self-determination was, in Rosa Luxemburg's eyes, not only senseless but an invitation to revive, via the ideology of nationalism, the conditions for a capitalist restoration. In her view, Lenin and Trotsky mistakenly sacrificed the principle of internationalism for momentary tactical advantage. While perhaps unavoidable, it should not be elevated into a socialist virtue. Rosa Luxemburg was right, of course, in not questioning the Bolshevik's subjective sincerity as regards the establishment of socialism in Russia and the furthering of the world revolution. She herself thought it possible, by way of a westward extension of the revolution, to defy the objective unripeness of Russia for a socialist transformation. She blamed the West European socialists, and in particular the Germans, for the difficulties the Bolsheviks encountered, which forced them into concessions, compromises, and opportunist actions. And she assumed that the internationalization of the revolution would do away with Lenin's nationalistic demands and resurrect the principle of internationalism in the revolutionary movement.

    As the world revolution did not materialize, the nation-state remained the field of operation for economic development as well as for the class struggle. The "internationalism" of the Third International, under Russian dominance, served strictly Russian state interests, covered up by the idea that the defense of the first socialist state was a prerequisite for international socialism. Like national self-determination, this type of "internationalism" was designed to weaken the adversaries of the new Russian state. After 1920, however, the Bolsheviks no longer expected a resumption of the world-revolutionary process, and settled down for the consolidation of their own regime. Their 'internationalism' expressed now their own nationalism, just as the economic internationalism of the bourgeoisie serves no other end than the enrichment of nationally-organized capital entities.

    The result of the second world war and its aftermath ended the colonialism of the European powers and led to the formation of numerous 'independent' nations; while, at the same time, two great power blocs emerged, dominated by the victorious nations Russia and the United States. Within each bloc there was no real national independence but rather the subordination of the nominally self-determined countries to the imperialistic requirements of the leading powers. This subordination was enforced by both economic and political means and by the general necessity to adapt the economies and therewith the political life of the satellite nations to the realities of the capitalist world market.

    For the former colonies this implied a new form of subjugation and dependence, which found its expression in the term neo-colonialism; for the reborn, capitalistically more-advanced nations it implied the direct control of their political structure through the proven methods of military occupation and puppet governments. This situation led, of course, to new "liberation movements" not only in the capitalist but also in the so-called socialist camp, providing the proof that there is no such thing as national self-determination, either in the market-controlled or the state-controlled economies.

    That nationalism is really a vehicle upholding the ruling class was soon made evident in all liberated nations, as it provided political parvenus with an instrument for their own emergence as new ruling classes, in collaboration with the ruling classes of the dominating countries. Whether these now ruling classes adhere to the 'free world' or to the authoritarian part of the world, in either case the national form, on which their rule in based, precludes any stop towards a socialist society. Wherever possible, their nationalism implies a fervent, even if miniature, imperialism, which sets 'socialist nations' against other nations, including other 'socialist nations.' Thus we have the sorry spectacle of a threatening war between the great 'socialist countries' Russia and China, and, on a smaller scale, the open warfare between 'Marxist' Ethiopia and "Marxist' Somalia for the control of Ogaden.

    With some variations, this story can be prolonged almost endlessly, characterizing the present state of world politics, in which small nations act as proxies for the great imperialist powers, or fight on their own behalf, only to fall victim to one or another power bloc. All this substantiates Rosa Luxemburg's contention that all forms of nationalism are detrimental to socialism and that only a consistent internationalism can aid the emancipation of the working class. This unwavering internationalism is one of her greatest contributions to revolutionary theory and practice and sets her far apart from both the social-imperialism of Social Democracy and the Bolshevik opportunist concept of world revolution as advocated by its. great 'statesman' Lenin.

    Like Lenin, Rosa Luxemburg looked upon the October Revolution as a proletarian revolution which, however, depended fully upon international events. At the time this view was shared by all revolutionaries whether Marxist or not. After all, as she said, by seizing power the Bolsheviks had "for the first time proclaimed the final aim of socialism as the direct program of practical policies" (8) They had solved the "famous problem of winning a majority of the people, by revolutionary tactics that led to a majority, instead of waiting for the latter to evolve a revolutionary tactic." (9) In her view, Lenin's party had grasped the true interests of the urban masses by demanding all power for the Soviets in order to secure the revolution. Still, the agrarian question was the axis of the revolution and here the Bolsheviks showed themselves as opportunistic in their policies as with regard to the national minorities.

    In pre-revolutionary Russia the Bolsheviks had shared with Rosa Luxemburg the Marxist position that the land must be nationalized as a prerequisite for the organization of large-scale agricultural production in conformity with the socialization of industry. In order to gain the support of the peasants, Lenin abandoned the Marxist agricultural program in favor of that of the Social-Revolutionaries -- the heirs of the old Populist movement. Although Rosa Luxemburg recognized this turnabout as an 'excellent tactic,' for her it had nothing to do with the quest for socialism. Property rights must be turned over to the nation, or the state, for only then is it possible to organize agricultural production on a socialistic base. The Bolshevik slogan "immediate seizure and distribution of the land by the peasants" was not a socialist measure, but one which, by creating a new form of private property, cut off the way to such measures. "The Leninist agrarian reform," she wrote, "has created a now and powerful layer of popular enemies of socialism in the countryside, enemies whose resistance will be much more dangerous and stubborn than that of the noble large landowners." (10)

    This proved to be a fact, hampering both the restoration of the Russian economy and the socialization of industry. But, as in the case of national self-determination, here too the situation was determined not by the Bolsheviks' policy but by circumstances beyond their control. The Bolsheviks were prisoners of the peasant movement; they could not hold power except with its passive support, and they could not proceed towards socialism because of the peasants. Moreover, their sly opportunism did not initiate the peasants' seizure of the land, but merely ratified an accomplished fact, independent of their own attitude. While other parties hesitated to legalize the expropriation of land, the Bolsheviks favored it, in order to win the support of the peasants and thus to consolidate the power they had won by a coup d'etat in the urban centers. They hoped to maintain this support by a policy of low taxation, while the peasants required a government which would prevent a return of the landlords by way of counter-revolution.

    As far as the peasants were concerned, the revolution involved the extension of property rights and was, in this sense, a bourgeois revolution. It could only lead to a market-economy and the enhanced capitalization of Russia. For the industrial workers, as for Lenin and Luxemburg, it was a proletarian revolution even at this early stage of capitalist development. But as the industrial working class formed only a minuscule part of the population, it seemed clear that sooner or later the bourgeois element within the revolution would gain the upper hand. Bolshevik state-power could only be hold by arbitrating between these contrary interests but success in this endeavor would negate both the socialist and the bourgeois aspirations within the revolution.

    This was a situation not foreseen by the Marxist movement and not predictable in terms of Marxian theory, which held that the proletarian revolution presupposes a high capitalistic development in which the working class finds itself in the majority and thus able to determine the course of events. While Lenin was not interested in a bourgeois revolution, except as a preliminary to a socialist revolution, he was a bourgeois in that he was convinced that it was possible to change society by purely political means, that is, by the will of a political party. This idealistic reversal of Marxism, with consciousness determining the material development instead of being produced by it, implied in practice no more than a copying of the Czarist regime itself, in which the autocracy had ruled over the whole of society. In fact, Lenin insisted that if the Czar could govern Russia with the aid of a bureaucracy of a few hundred thousand men, the Bolsheviks should be able to do likewise and better with a Party exceeding this number. In any case, once in power the Bolsheviks had no choice but to try to maintain it in order to defend their sheer existence. In the course of time there emerged a state apparatus which took upon itself the authoritarian control not only of the population but also of economic development, by turning private property into state property without changing the social relations of production -- that is, by maintaining the capital-labor relations that allow for the exploitation of the working class. This new type of capitalism -- properly called state-capitalism -- persists to the present day in the ideological dress of 'socialism."

    In 1918, Rosa Luxemburg could not envision this development, as it lay outside of all Marxist assumptions. For her, the Bolsheviks were making various mistakes, which might endanger their socialist goal. And if these mistakes were unavoidable within the context of the isolated Russian Revolution, they should not be generalized into a revolutionary tactic for times to come and for all nations to follow. However helplessly, she opposed the Russian reality with Marxian principles, so as at least to save the Marxian theory. Bat it was all in vain, for it turned out that private-party capitalism is not necessarily followed by a socialist regime, but could be transformed into a state-controlled capitalism, wherein the old bourgeoisie was replaced by a new ruling class, whose power is based on its collective control of the state and the means of production. She knew as little as Lenin how to go about building a socialist society, but while the latter proceeded pragmatically from the experiences of wartime state-controls of capitalist nations and envisioned socialism as the state-monopoly over all economic activity, Rosa Luxemburg persisted in proclaiming that such a state of affairs could not emancipate the working class. She could not imagine that the emerging Bolshevik society represented a historically new social formation, but saw in it no more than a false application of socialist principles. And thus she feared a possible restoration of capitalism by way of the agrarian reforms of Bolshevism.

    As it turned out, the agrarian question agitated the Bolshevik state unceasingly, finally leading to the compulsory collectivization of the peasantry as an in-between solution between private-property relations on the land and the nationalization of agriculture. This was no real repudiation of Lenin's peasant policies, which had been based on necessity, not on conviction. Except on paper, Lenin simply did not dare to nationalize the land, and Stalin did not dare more than the forced collectivizations of the peasants, in order to increase their production and exploitation, without depriving them of all private initiative. Even so, this was a frightful undertaking which almost destroyed, the Bolshevik regime. If Rosa Luxemburg was right against Lenin with respect to the peasant question, her arguments were nonetheless beside the point, for it was just a question of time, and of the strength of the state apparatus before the peasants would lose their newly-won relative independence and fall once more under the control of an authoritarian regime.

    It should have been evident from Lenin's concept of the party and its role in the revolutionary process that, once in power, this party could only function in a dictatorial way. Quite apart from the specific Russian conditions, the idea of the party as the consciousness of the socialist revolution clearly relegated all decision-making power into the hands of the Bolshevik state apparatus. This general assumption found an even sharper accentuation in the Russian Revolution, divided, as it was, in its bourgeois and proletarian aspirations. If the proletariat was not able, according to Lenin, to develop more than a trade-union consciousness (that is, to fight for its interests within the capitalist system) it would certainly be even more unable to realize socialism, which presupposes an ideological break with all its previous experience. Echoing Karl Kautsky, Lenin was convinced that socialist consciousness had to be brought to the proletariat from the outside, through the knowledge of the educated middle class. The party was the organization of the socialist intelligentsia, representing revolutionary consciousness for the proletariat, even though it might also include a sprinkling of intelligent workers in its ranks. It was necessary that these specialists in revolutionary politics become the masters of the socialist state, if only to prevent the defeat of the working class through its own ignorance. And as the party was to lead the proletariat, so the leadership of the party was to lead its members by way of a semi-militaristic centralization.

    It was this arrogant attitude of Lenin, pressed upon HIS party, which made Rosa Luxemburg quite wary about the possible outcome of the Bolsheviks' seizure of power. Already in 1904 she had attacked the Bolshevik party concept for both its artificial separation of a revolutionary vanguard from the mass of the workers and for its ultra-centralization in general, as well as in party affairs in particular. "Nothing will more surely enslave a young labor movement to an intellectual elite hungry for power," she wrote, than this bureaucratic strait-jacket, which will immobilize the movement and turn it into an automaton manipulated Central Committee. (11) By denying the revolutionary character of Lenin's party concept, Rosa Luxemburg prefigured the actual course of Bolshevik rule down to the present day. To be sure, her indictment of Lenin's organizational ideas was based on their confrontation with the organizational structure of the Social Democratic Party, which, though highly centralized, aspired to a broad mass basis for its evolutionary work. This party did not think in terms of seizing power, but was satisfied with its electoral successes and the spreading of the socialist ideology as a basis for its: growth. In any case, Rosa Luxemburg not believe that any type of party could bring about a socialist revolution. The party could only be an aid to revolution, which remained the privilege and required the activities of the whole working class. She did not see the socialist party as an independent organizer of the proletariat, but as part of it, with no functions or interests differing from those of the working class.

    With this conviction, Rosa Luxemburg was only true to herself and to Marxism when she raised her voice against the dictatorial policies of the Bolshevik party. Although this party reached its dominating position via the demagogic demand for the sole rule of the Soviets, it had no intention of delegating any power to the Soviets, except, perhaps, where they were composed of Bolsheviks. It is true that the Bolsheviks in Petrograd and a few other cities held a majority of the Soviets, but this situation might change again and return the party to the minority position it had held during the first months after the February Revolution. The Bolsheviks did not look upon the soviets as organs of an emerging socialist society, but saw in them no more than a vehicle for the formation of a Bolshevik government. Already in 1905, which saw-the first rise of the Soviets, Lenin recognized their revolutionary potential, which, however, gave him only one more reason to strengthen his own party and prepare it for the reins of government. To Lenin, the latent revolutionary power of the Soviet form of organization did not change its spontaneous nature, which implied the danger of the dissipation of this power in fruitless activities. Although a part of social reality, spontaneous movements could, in Lenin's view, at best support but never supplant a goal-directed party. In October 1917, the question for the Bolsheviks was not one of choosing between Soviet- and party-rule, but between the latter and the Constituent Assembly. As there was no chance of winning a majority in the Assembly and thus gaining the it was necessary to dispense with realize the party dictatorship in the proletariat.

    Although Rosa Luxemburg held that in one fashion or another the whole mass of people must take part in the construction of socialism, she did not recognize the soviets as typifying the organizational form which would make this possible. Impressed as she was in 1905 by the great mass-strikes taking place in Russia, she paid little attention to their soviet form of organization. In her eyes, the soviets were merely strike committees in the absence of other more permanent labor organizations. Even after the 1917 Revolution she felt that "the practical realization of socialism and an economic, social and juridical system is something which lies completely hidden in the mists of the future." (12) Only the general direction in which to move was known, not the detailed concrete steps that had to be taken to consolidate and develop the new society. Socialism could not be derived from ready-made plans and realized by governmental decree. There must be the widest participation on the part of the workers, that is, a real democracy, and it was precisely this democracy which alone could be designated as the dictatorship of the proletariat. A party-dictatorship was for her no more than "a dictatorship in the bourgeois sense,, in the sense of the rule of the Jacobins." (13)

    All this is undoubtedly true, on the general level, but the bourgeois character of Bolshevik rule reflected -- ideologically as well as practically -- the objectively non-socialistic nature of this particular revolution, which simply could not proceed from the quasi-feudal conditions of Czarism to a socialist society. It was a sort of 'bourgeois revolution' without the bourgeoisie, as it was a proletarian revolution without a sufficiently large proletariat: a revolution in which the historical functions of the bourgeoisie were taken up by an apparently anti-bourgeois party by means of its assumption of political power. Under these conditions, the revolutionary content of Western marxism was not applicable, not even in a modified form. This may explain the vacuity of Rosa Luxemburg's arguments against the Bolsheviks, her complaints about their disrespect for the Constituent Assembly and their terroristic acts against all opposition whether from the right or the left. Her own suggestions as how to go about with the building of socialism, however correct and praiseworthy, would not fit in with a Constituent Assembly, which is itself a bourgeois institution. Her tolerance towards all points of view and their wishes to express themselves in order to influence the course of events, cannot be realized under civil-war conditions. The construction of socialism cannot be left to a leisurely trial-and-error method by which the future may be discerned in the 'mists' of the present, but is dictated by current necessities that call for definite actions.

    Rosa Luxemburg's lack of realism with regard to Bolshevism and the Russian Revolution may be traced to ambiguities of her own. On the one hand she was a social democrat and on the other a revolutionary, at a time when both positions had fallen apart. She looked upon Russia with social-democratic eyes and upon Social Democracy with revolutionary eyes; what she desired was a revolutionary-Social Democracy. Already in her famous debate with Eduard Bernstein, (14) she refused to choose between reform and revolution but endeavored to combine both activities in dialectical fashion in one and the same policy. In her view, it was possible to wage the class struggle in both the parliament and in the streets, not only through the party and the trade-unions but with the unorganized as well. The legal foothold gained within bourgeois democracy was to be secured by the direct actions of the masses in their everyday wage struggles. It was the masses' actions, however, which were most important, as they increased the masses' awareness of their class position and thereby their revolutionary consciousness. The direct struggle of the workers against the capitalists was the real 'school of socialism.' In the spreading of mass-strikes, in which the workers acted as a class, she saw the necessary precondition for the coming revolution, which would topple the bourgeoisie and install governments supported and controlled by the mature class -- conscious proletariat."

    Until the outbreak of the first world war, Rosa Luxemburg did not fully comprehend the true nature of Social Democracy. There was a right wing, a center, and a left wing, Liebknecht and Luxemburg representing the latter. There was an ideological struggle between these tendencies, tolerated by the party bureaucracy because it remained purely ideological. The practice of the party was reformist and opportunistic, untouched by the left-wing rhetoric, if not indirectly aided by it. But there was the illusion that the party could be changed and restored to the revolutionary character of its origins. Suggestions to split the party were rejected by Rosa Luxemburg, who feared to lose contact with the bulk of the socialist workers. Her confidence in these workers was not affected by her lack of confidence in their leaders. She was thus more than surprised that the social-chauvinism displayed in 1914 united leaders and led against the party's left. Even so, she was not ready to leave the party until its split in 1917 on the issue of war aims, which led to the formation of the Independent Socialist Party (USPD), in which the Spartacus League, composed of a circle of people around Liebknecht, Luxemburg, Mehring, and Jogiches, formed a small faction. In so far as this faction engaged in independent activities, these were a matter of propaganda against the war and the class-collaborationist policies of the old party. Only near the end of 1918 did Rosa Luxemburg recognize the need for a new revolutionary party and a new International.

    The German Revolution of 1918 was not the product of any left-wing organization, though members of all organizations played various parts in it. It was a strictly political upheaval to end the war and to remove the monarchy held responsible for it. It occurred as a consequence of the German military defeat and was not seriously opposed by the bourgeoisie and the military, for it allowed them to place the onus of the defeat upon the socialist movement. This revolution brought Social Democracy into the government, which then proceeded to ally itself with the military, in order to crush any attempt to turn the political into a social revolution. Still under the away of tradition and the old reformist ideology, the majority of the spontaneously-arising workers' and soldiers' councils supported the social-democratic government and declared their readiness to abdicate in favor of a National Assembly within the frame of bourgeois democracy. This revolution, it has been aptly said, "was a Social Democratic revolution, suppressed by the Social Democratic leaders: a process hardly paralleled in the history of the world." (16) There was also a revolutionary minority, to be sure, advocating and fighting for the formation of a social system of workers' councils as a permanent institution; but this was soon systematically subdued by the military forces arrayed against it. To organize this revolutionary minority for sustained actions, the Spartacus League, in collaboration with other revolutionary groups, transformed itself into the Communist Party of Germany. Its program was written by Rosa Luxemburg.

    Already at its founding congress, it became clear that the new party was internally split. Even at this late hour Rosa Luxemburg was not able to break totally with social-democratic traditions. Although she declared that the time for a minimum program short of socialism had passed, she still adhered to the politics of the double perspective, that in, to the view that the uncertainty of an early proletarian revolution demanded the consideration of policies defined within the given, social institutions and organizations. In practice this meant participation in the National Assembly and in trade unions. However, the majority of the congress voted in favor of anti-parliamentarism and for a struggle against the trade unions. Although reluctantly, Rosa Luxemburg bowed to this decision and wrote and acted in its spirit. As she was murdered only two weeks later, it is not possible to say whether or not she would have stuck to this position. In any cage, encouraged by Lenin, via his eminary Radek, her disciples soon split the new party and merged its parliamentary section with a part of the Independent Socialists to form a "truly Bolshevik Party;" this time, however, as a mass-organization in the social-democratic sense, competing with the old Social Democratic Party for the allegiance of the workers, in order to forge an instrument for the defense of Bolshevik Russia.

    But all this is history. The failed revolutions in Central Europe, and the state-capitalistic development in Russia, overcame the political crisis of capitalism that followed the first world war. Its economic difficulties were not so overcome, and led-to a now world-wide crisis and the second world war. Because the ruling classes -- old and now -- remembered the revolutionary repercussions in the wake of the first world war, they defeated their possible recurrence in advance by the direct means of military occupation. The enormous destruction of capital and its further centralization by way of war, an well as the raising of the productivity of labor, allowed for a great upswing of capital production after the second war. This implied an almost total eclipse of revolutionary aspirations, save those of a strictly nationalist and state-capitalist character.

    This effect was strengthened by the development of the 'mixed economy,' nationally as well as internationally, wherein governments influenced economic activities. Like all things of the past, Marxism became an academic discipline -- an indication of its decline as a theory of social change. Social Democracy ceased to see itself as a working class organization, but rather as a people's party, ready to fulfill governmental functions for capitalist society. Communist organizations took over the classic role of Social Democracy -- and also its readiness to form, or to partake in, governments upholding the capitalist system. The labor movement-divided into Bolshevism and Social Democracy, which had been Rosa Luxemburg's concern -- ceased to exist.

    Still, capitalism remains susceptible to crises and collapse. In view of present methods of destruction, it may destroy itself in another conflagration. But it may also be overcome by way of class struggles leading to its socialist transformation. The alternative enunciated by Rosa Luxemburg -- socialism or barbarism -- retains its validity. The current state of the labor movement, which lacks any revolutionary inclinations, makes it clear that a socialist future depends more on spontaneous actions of the working class as a whole, than on ideological anticipations of such a future which may find expression in newly-arising revolutionary organizations. In this situation, there is not much to be learned from previous experiences, except the negative lesson that neither Social Democracy nor Bolshevism had any bearing on the problems of the proletarian revolution. By opposing both, however, inconsistently, Rosa Luxemburg opened up another road towards the socialist revolution. Despite some false notions, with respect to theory and some illusions regarding socialist practice, her revolutionary impulse yielded the essential elements required for a socialist revolution: an unwavering internationalism and the principle of the self-determination of the working class within its organizations and within society. By taking seriously the dictum that the emancipation of the proletariat can only be its, own work, she bridged the revolutionary past with the revolutionary future. Her ideas thus remain as alive as the idea of revolution itself, while all her adversaries in the old labor movement have become part and parcel of the decaying capitalist society.

    Paul Mattick

    From Root and Branch #6, 1978

    FOOTNOTES

    1. For biographical information, see John P. Nettl, "Rosa Luxemburg", 2 vols. (London: Oxford University Press, 1966).

    2. Eduard Bernstein, "Die Voraussetzungen des Sozialismas und die Aufgaben der Sozialdemokratie", translated as "Evolutionary Socialism" (1899; NY: Schocken, 1961)

    3. Mikhail I. Tugan-Baranowsky, "Die Theoretischen Grundlagen des Marxismus" [The Theoretical Foundations of Marxism] (Leipzig: Duncker and Humblot, 1905).

    4. Karl Marx, Capital, vol. 2, "The Process of Circulation of Capital" (1885; Chicago: Charles Kerr, 1926), p. 532.

    5. ibid., p. 578.

    6. Michael Kalecki, 'The Problem of Effective Demand with Tagan-Baranowsky and Rosa Luxemburg.'

    7. Joan Robinson, Introduction to Rosa Luxemburg, "The Accumulation of Capital" (1913; London: Routledge and Kegan Paul, 1951).

    8. Luxemburg, "The Russian Revolution" (1922), in "The Russian Revolution and Leninism or Marxism?" (Ann Arbor: University of Michigan Press, 1961), p. 39.

    9. Ibid.

    10. Ibid.

    11. Luxemburg, "Organizational Questions of Russian Social Democracy" (1904), Ibid., p. 102.

    12. Luxemburg, "The Russian Revolution," Ibid.# p. 69.

    13. Ibid., p. 72

    14. Luxemburg, "Social Reform or Revolution" (1899; NY: Pathfinder, 1973).

    15. Luxemburg, "The Mass Strike, the Political Party, and the Trade Unions" (1906; NY: Harper and Row, 1971).

    16. Sebastian Haffner, "Failure of a Revolution" (NY: Library Press, 1972), p. 12.

    Comments

    Juan Conatz

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by Juan Conatz on January 11, 2014

    Was this Sr. or Jr.? I know Jr. was in Root & Branch, but Sr. also wrote for them?

    lurdan

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by lurdan on January 15, 2014

    Senior. There's a bibliography of his writings here.

    I think Paul Mattick Jr normally signed articles as such - that's the case for the book review he wrote in the same issue.

    lurdan

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by lurdan on January 16, 2014

    Oops - just realised the bibliography is already in the library - [link]

    Paul Mattick Sr's writings in Root and Branch :

    No 3 - 'The American economy: Crisis and policy'.
    Online here at marxists.org. [link]
    Available here in the library, as part of a compilation of his writings in ms word .doc format from the old kurasje site [link]
    (Its in 'Paul Mattick2.doc')

    No 3 - 'America's War in Indochina'.
    Online here at marxists.org. [link]
    Also in the same compilation document from kurasje,

    (A subsequent expanded version of this article is in the Root and Branch paperback anthology (Root & Branch: The Rise of the Workers' Movements) entitled 'The United States and Indochina').

    No 7 - 'Authority and democracy in the United States'.
    [EDIT: now in the library [link] ]

    No 10. - 'Marxism: Yesterday, today, and tomorrow'. A chapter from his book 'Marxism: Last refuge of the bourgeoisie?'.
    Online at marxists.org [link]

    There's also an interview with him in Root & Branch No. 5.

    Book Review: The Origin of Economic Ideas - Paul Mattick, Jr.

    Paul Mattick, Jr. reviews The Origin of Economic Ideas by Guy Routh for Root & Branch issue #6 published in 1978.
    Root & Branch was a libertarian socialist journal in the U.S.

    Submitted by UseValueNotExc… on February 13, 2022

    GUY ROUTH, THE ORIGIN OF ECONOMIC IDEAS, N.Y.: VINTAGE BOOKS, 1975

    In writing this book Guy Routh has done a service to those who feel they ought to study economics but never got around to it, and to those who have looked into the dismal science, only to find it stupefyingly confusing and unilluminating. It is the desire to find out how the world works--or at least that part of it dominated by economic principles--which leads people to economics; what is so bewildering is not so much the technical apparatus of the field as its apparent irrelevance to any understanding of reality. Routh demonstrates that this is not an appearance: it’s not the student's fault, but that of the “science.” Clearly and entertainingly written, The Origin of Economic Ideas continues and develops the charge brought against economics in 1815 by Sismondi, who warned humanity to “be on guard against all generalization of ideas that causes us to lose sight of the facts, and above all against the error of identifying the public good with wealth, abstracted from the sufferings of the human beings who created it.”

    The title of the book is misleading, for Routh tells the whole history of economics, from the 17th century to the present day. He situates this history in its context of the development of capitalist society, which helps both to explain why the theory developed as it did and to demonstrate its irrelevance to understanding reality. Routh’s indictment of economics falls under two main headings: the use of a method based on over-abstraction from the complexities of real life, and a content determined by apologetic rather than scientific ends. Throughout its history, Routh claims, from its origins in Petty (1623-87) through classical economics, the marginal revolution of the nineteenth century, and the Keynesian-neo-classical synthesis of the present day--the method of economics has been the deduction of consequences from highly abstract a Priori principles. This method, and these principles cannot be defended on scientific grounds.

    It is, after all, highly implausible that the whole sweaty, hardworking, money-grubbing capitalist world would have revealed its secrets to anyone sitting snugly in his study with no more equipment than a few preconceived axioms. And equally implausible that, if we were viewing that world for the first time we should exclaim, “What a miracle! There must surely be an invisible hand manipulating demand, supply and price to achieve the optimum allocation of resources for the maximization of profits and utility!” (p.297)

    In order to maintain this vision, in which the capitalist economy, if only left alone, will automatically regulate production and income in such a way that the self-interest of each promotes the good of all, elements of experience conflicting with it had to be ignored. Both Adam Smith, in the eighteenth century, and Keynes, in our day, included in their studies material which contradicted their own theoretical pronouncements. What is typical of economics is that only the latter lived on in the tradition of the “science.”

    A very interesting feature of Routh’s book, not shared by most other histories of economics, is its treatment of nineteenth-century popularizers. Translating theoretical formulations into moralistic tales, they make unmistakably clear the ideological content of the abstractions of the time. This content is admirably summed up in “The Rich and the Poor. A Fairy Tale” by Mrs. Marcet, who was praised by J.B Say as “the only woman who had written on Political Economy and shown herself superior even to men.” Her exemplary tale leads inescapably to the conclusion “that the comforts of the poor are derived from the riches of the rich.”

    The discussion of neo-classical economics is particularly well done. Routh begins by inquiring why the idea of the determination of value by marginal utility gained popularity when it did, and answers by agreeing with Marx’s proposition that it was the need to abandon the radical implications of the labor theory of value. He then explains how the combination of utilitarian psychology with the differential calculus enabled economists to prove that the market, if left to itself, operates so as to maximize consumer satisfaction. With this conceptual apparatus, Jevons (1835-1882) could prove the absurdity of the very idea of a “general glut” (i.e., depression) and Clark (1847-1938) could show that wages and interest measure exactly the contributions made to society by workers and by capitalists: as he put it, “we are to get what we produce--such is the dominant rule of life.”

    But no sooner had Walras (1834-1910), with his theory of general equilibrium, turned economics into a heavily mathematicized “exact science,” than the basic concepts and assumptions of marginalism began to disintegrate. The idea of “utility” as a psychological datum explaining market behavior gave way to the “preferences” revealed in the market. The crucial principle of diminishing returns had to be given up. In the 1930’s, Chamberlin and Joan Robinson discovered (!) that the pure competition on which the theory rested did not exist. In the face of this discovery, however, the economic “tool-box” of ideas was not abandoned: instead, “the apparatus of marginal analysis . . . was made to blossom with diagrams.” The neo-classical model was preserved--at a certain cost. It had been supposed to constitute an exact, predictive science, like physics; its relations were deterministic and maximizing. The spirit of the science as reformed, however, is that of Joan Robinson’s conclusion, in one context, that “as the amount demanded increases, the supply price may rise, remain constant, or fall.” But such results are of little moment to the economics professors--and, as Routh says, economics is predominantly a teaching order. They have after all only increased their stock “of theorems that lend themselves admirably to teaching and examination. So, as with utility and revealed preference, the modern textbooks blandly incorporate both the discredited theory of perfect competitive equilibrium and the theory of monopolistic competition that had been designed expressly to supersede it.” (pp. 256-7)

    The Great Depression swept away the marginalists’ equilibrium dreamworld. (Routh gives wonderful examples of the economists’ response to the reality that disproved their theories, rangin from claims that it wasn't really happening to the thought that all would be well if the workers would only eat less.) Enter Keynes, supposedly to create a new, realistic theory, on which an effective anti-crisis policy could be built. Routh shows, however, that Keynes’ theory exhibits the same divergence between theory and facts as those of other economists, as he takes us on a brief tour of its faulty logic, dubious assumptions, sell-contradictions, and factual errors. Aside from details, Keynes’ theory fails because it is an attempt to save the neo-classical theory of the economy as an equilibrating mechanism.

    How then, as Routh asks, could Keynesianism have succeeded in “saving capitalism,” as it has claimed to have done? As a matter of fact, the “Keynesian” methods were set to work by the New Deal and the Hitler regime long before the General Theory was published. Keynes merely developed the economic ideology into a form which could account for what was happening in the world with a minimum of basic changes. The final proof of the scientific irrelevance of Keynesian theory, as Routh says, is the state of affairs in acadalia, in the curriculum where Keynesianism “coexists happily with the fallacies it purported to refute.” (p. 293)

    Routh's history, as I have hoped to communicate, is convincing as well as informative. He gives the original texts enough space to more than justify his condemnation of them as delusionary and apologetic. As he says, his book comes at a time when the economists’ failure to control or even explain the turbulence of the world economy has produced a crisis in theory; in the tradition of Sismondi, Cliff Leslie, W.C. Mitchell, and other critics of economic orthodoxy, Routh offers the outlines of a new way of thinking about the economy.

    His recommendations, however, are disappointing. First of all, he suggests looking at the economy not as an "optimising," well-ordered system, but as one in which “almost anything can happen.” (p. 302) Economic decisions are made--by sellers, buyers, investors, etc.--not on the basis of rational knowledge, but on hunches, feelings of confidence or the lack thereof, especially on guesses as to what others will do. It is such self-fulfilling prophecies, Routh suggests, which explain the cyclical character of economic life.

    Secondly, offsetting this, there are stabilizing influences at work, due chiefly to “non-economic” institutions: custom, morality, law. There are “socio-psychological drives'' such as the desire for power, as well as “ideas of what is right and proper” (p. 308) which, for instance, Routh thinks are responsible for setting and maintaining wage rates (!). Finally, the economy as a whole is to be visualized not as a system dominated by some great principle (such as optimization or profitability) but as a congeries of systems and institutions, each with heterogeneous constituents and flexible modes of interaction. Particular corporations, for example, have their own characteristics, and must be studied as such if the economy as a whole is to be understood.

    The most striking feature of Routh's “alternative paradigm” for economics is the way in which it maintains, under yet another disguise, basic features of the economic idelogy he so well criticizes in the bulk of his book. Despite his picture of the system as involving “different forms of behavior at different times,” he views capitalism in a fundamentally ahistorical, non-developmental way. Some basics are permanent: “the herd characteristics of consumers and producers“ (p.310) which act as “protective devices and stabilizing influences” (p. 302) holding the system on its course. There is no discussion of the fact that these “herd characteristics,” however rooted in “socio-psychological drives,” have reference to historically particular structures of social relationship: in particular to the relation of capital and wage-labor, which forms a basis for all the others. Custom, competitiveness, and morality all define themselves in reference to these relations which set the possibilities of social action. It is striking that these givens make no appearance in Routh’s “alternative.” Instead we have only the usual list of “economic structures,” such as “the market,” plus the “non-economic” ones of the sociologists--all of them treated as givens, not in need of further analysis. The question of the nature of the system, in contrast to other systems before it (and possibly after it) is not raised; a fortiori it is not asked whether this system is changing over time and if so in what direction. Historical change can be due only to “sociological” or “political” factors outside “the economy.” The “economy” per se is permanent; though its tendency is to disequilibrium, the business cycle itself is “in fact a formula for survival. If (the system) is to be changed, it is no use waiting for it to collapse by its own irrevocable inner laws; whatever changes take place will have to be by design.” (p. 310) So, after all, there is an Invisible Hand. Only it doesn't work as the economists have thought, cleanly, efficiently, guided by rational motives. Instead it is through custom, morality, and individual quirks moderated by “herd” behavior that the market system is maintained, in principle forever.

    As Routh joins the economic tradition in proclaiming the essential stability of the system, he echoes it also in ignoring the one articulated challenge to that tradition, Karl Marx’s critique of political economy. One curious feature of Routh’s book is that, while it cites Marx extensively as an ally in the attack on orthodoxy, it leaves the theory of Capital--seemingly a logical place to look for an alternative approach--entirely undiscussed. We are told that the marginalists, by believing in the self-determining quality of economic variables, “had a great deal more in common with Marx than either they or he would have cared to admit,” (p. 262); but though further discussion of this point is promised for the last chapter of the book, it is not forthcoming.

    Routh’s comparison of Marx and the marginalists is quite mistaken. For the latter, economic variables (the prices and quantities of goods) form a mutually determining system, which can be formulated in terms of a “general equilibrium” of supply and demand. For Marx, however, “economic variables” are not determined at all in this sense, but are subject to pressures exercised by general characteristics of the system as a system of class exploitation. It is not the interaction of economic variables but the need of capitalists to accumulate capital through the extraction of surplus value which determines, in Marx's theory, not the ephemeral states of the system, but its long-term trend.

    Here again, Routh follows economic orthodoxy in treating Marx as an economist, albeit an underworld one. But this is an error. What it means to say that Marx was not an economist will be clearer if we take a quick look at a matter of detail, the Ricardian labor theory of value. Routh believes that this theory is weakened by the fact that there is no objective measure of skill and intensity of work, as there is for sheer labor-time. Therefore, the idea of labor-content, which is supposed to regulate exchange values, is indeterminate and imprecise, and “it is to sociology rather than to economics that we must turn to explore these mysteries.” (p.121) To begin with, it does not follow from the fact that labor-content cannot be measured that the concept is indeterminate or imprecise, or that commodities cannot be said to contain definite (though immeasurable) quantities of labor. As Marx pointed out, exactly this is the characteristic of labor as value, that social labor, since it is embodied in privately owned commodities, cannot be the subject of calculation except as represented in the prices established by the market. For this reason the (abstract) labor-content of commodities is not measurable at all, even aside from the problems of skill and intensity. The labor theory of value is not so much an explanation of value in terms of labor, as an expression in theoretical terms of the fact that in capitalism human productive activity is represented, organized, and controlled via the market.

    Thus Marx--and this is the most important point--takes neither the category of labor nor that of value as “natural,” but treats both as the products of a particular society, as cultural forms, in the anthropological sense of “culture,” for the organization of social life. For Routh, the content of classical economics, and so of the whole tradition which followed on it, is almost an historical accident: it happened to start with Petty, but “if it had been someone else with different ideas, it would have been different.” (p. 295) But for Marx, classical theory, in contrast with the “vulgar” systems that followed it, was of real scientific value because it laid bare, in the form of the economic categories, some basic characteristics of capitalism as a social system. It is no accident that only in capitalism did the discipline of economics develop; the fact that in this society people experience and understand their own social relations as a domain of “economic laws” is an important starting point for the comprehension of the system. Marx's development of the classical economists’ insight, however, involves a decisive break with economics as the science of these “laws.” What is required, if the attempt to understand reality is to be carried forward, is not the injection of sociological observation into economics but the replacement of the latter doctrine with a theory of capitalism that explains the classical theory in terms of the reality to which it was a response.

    Marx’s work thus fits one of Routh’s criteria for a new, more scientific theory of economic phenomena: it rejects the view of “ the economy” as a self-regulating world of phenomena, seeing this rather as the appearance of a developing, and changing, set of social relations. The theory in Capital meets Routh’s other criteria as well. Its basic concepts (labor, capital, value, surplus-value), while abstract, are clearly abstracted from reality; they are used not for deduction but with constant reference to empirical phenomena (at least half the bulk of Capital is historical material); they are testable, since they are mater used to formulate a set of historical predictions--the cyclical pattern of capitalist development, a rising productivity of labor, the increasing centralisation and concentration of capital--which have in fact been quite well confirmed.

    Whether or not he would agree with such a positive evaluation of Marx’s views, it is a pity that Routh does not deal with them. Routh says “we would not aspect career economists to subscribe to Marxist doctrine,” or, one must add, even to take it seriously enough to study it This is not just because of its subversive content, but also because its method and spirit are alien to those economics, heterodox as well as orthodox. Marxian theory is not a new, improved economics, but a critique of the field, an attempt to do away with it theoretically as a contribution to doing away with the phenomena it deals with practically. Marxian theory stands quite outside of and opposed to the dominant ideology. This is why radical economists, even most of those who call themselves Marxists, tend to abandon the theory of value and capital accumulation that forms the core of Marx’s work; just in as, conversely, so many radicals are ever again drawn to study bourgeois economics. For all his difficulty in stepping beyond the circle of economic thinking, Routh’s book has great value because it demonstrates thoroughly that this pseudo-science must be left behind if we are to understand, and change, the world we live in.

    Paul Mattick, Jr.
    June, 1978

    Comments

    Correspondence (Issue #6) - Root & Branch

    Kent Worcester writes and Root & Branch responds.
    Part of issue #6 of Root and Branch, a U.S. Libertarian Socialist Journal.

    Submitted by UseValueNotExc… on February 13, 2022

    Dear Friends,

    I'm not sure where to start. Root & Branch 5 was very interesting, in addition to being readable and well produced. It covered well the subjects Root & Branch is strong on--the working class (as an actuality), Marxism as viable theory, etc. But you had no articles, or even mention, of a whole range of issues and politics that you just don’t seem interested in--national and sexual oppression being the obvious examples. So if you're serious about “discussions about the nature of capitalist society, the origins of the present crisis, and the future possibilities of creating a new socialist society," then this should be changed. In fact, it seems to me that all of the articles have the same focus, the sane types of conclusions. Now I know how hard a first issue is, but doesn’t this reflect a certain political narrowness?

    Anyway, it also seems like this narrowness has produced the articles on the “Revolt Against Work” and “A New class Theory”--polemics really, and the latter reminded me of Trotsky! I think the important point, incidently, about the Ehrenreichs’ articles is their focus on the problem of the New Left, where it came from. Although their historical and class manipulations fell short of supporting their argument, there is something there of value for socialists in 1978. If I can quote from an introduction to Pannekoek’s Workers’ Councils that Root & Branch members wrote, “There is no discussion of problems raised for the movement by divisions between the sexes or races within the working class, nor the role of such growing sectors as students and white-collar administrative workers.” Is Comrade Roth writing to solve this problem, or to attack the Ehrenreichs as lousy Marxists?

    But the bulk of the first issue is devoted to the growth of the CNT in particular, and the “New Workers’ Movement” in general. Interesting enough. You’re wrong, of course, to say that the leninists think that the socialist revolution will come in stages, but I'll get back to that later. I think it's interesting that you devote half the issue to Spain. What about similar articles on other countries and the U.S.A.? I feel, actually, that the one thing that is needed in America is a journal talking about the U.S. working class in a concrete way. You have yet to do that.

    And of course this is a broader point: to quote from International Socialism 61, “People often talk about the need to ‘develop theory‘. In fact, Marxist theory is not developed on the basis of some general wish to theorize. It grows in response to actual problems facing Marxists.” Absolutely true. It's an easy out to rely on year-old material from Spain, when things like the coal miners’ strike are happening here in the U.S. But for you to criticize Leninists (a nice broad term) for not relating to the U.S. working class seems rather absurd.

    You haven't presented, either in this journal or at your forums in Boston, an overall critique of Leninism. I gather you feel the Bolshevik Revolution of 1917 was a putsch. This is an old argument. It isn't helped by your insistence that only those who are “neither leaders nor bystanders but . . . part of the struggle” are of consequence when, of course, leadership will come precisely out of those struggles! As a Marxist I believe the Bolsheviks faced certain material conditions that made it impossible to create a workers’ state (ravaged economy, civil war, etc.) and helped the growth of Stalinism. Stalin, I'll grant you, believed that stages were necessary, but Lenin and Trotsky both rejected it. All I can do, since neither of us will be convinced, is refer you to Deutscher’s biography of Trotsky and Tony Cliff’s biography of Lenin.

    I can’t seem to pull together a critique of Root & Branch only because there isn't enough there. I will always find Mattick's writing valuable, and the politics of “council communism” need to be pursued. But I feel it’s a good likelihood that events, always the final determiner, will leave you behind as you anxiously read obscurer Pannekoek. As Stevie Wonder said, “Trying to tell us from right and wrong . . . but you haven't done nothing.”

    Kent Worcester

    ROOT & BRANCH RESPONDS

    We wish you would “pull together a critique of Root & Branch” sometime; so far the charge of “political narrowness” seems to include: a lack of interest in nationalism and sexism, a lack of articles on the American working class, a polemical attitude towards the Ehrenreichs, and an unjustified dislike of Leninism. Our reactions to these points are, respectively:

    1. It's true that some of us are less interested in the issues of national, sexual, and racial oppression than are most leftists. In part this is because we feel that emphasis on such sectional struggles has obscured the general problem of the working class. We have therefore put our energies into exploring issues generally ignored, although we are aware of course that these sectional issues exist. Hence the interview with Mujeres Libres in R&B 5; and, it is partially for its discussion of the national question that we are publishing Paul Mattick’s article on Rosa Luxemburg in this issue. In general, however, as we are not claiming to be a vanguard party, we don’t find it necessary to have a line on every question of the day, nor to say something about everything in every issue.

    2. The other lacuna seems to us more serious. In fact it was easier for us to find out about the workers’ movement in Spain than the miners’ strike here. None of us here in Boston has access to information other than what anyone else could glean from the newspapers, and it seems pointless to present, in the venerable left tradition, the usual facts warmed over in an entirely predictable analysis. We used the space for Spain not as an “easy out,” but because this was material quie unavailable in the U.S.

    3. One reason we did not stress the Ehrenreichs’ thoughts on the New Left is that their novelty did not impress us since we published similar ideas in R&B 1 (1969, reprinted in our book in 1974). Comrade Roth describes his motives as follows:

    What I attempted in the review of the Ehrenreichs was to acknowledge the questions they raised while pulling apart the theoretical framework of their answers. It seems to me that Marx’s definition of class is more useful and more accurate than the one used by the Ehrenreichs; for, while his theory can be used to address the questions they ask, the Ehrenreichs’ framework cannot explain the overall functioning of the system unless one drops any pretense of logical consistency. Why use a three-class model to describe the division of labor and a two-class model for economics when Marx’s original theory can do both?

    The Ehrenreichs’ articles have received a fair amount of attention because they tried to explain some of the more depressing aspects of New Left politics--its isolation and its attention to technocratic versions of socialism. But their answers also proposed a new way of analysing capitalist society. It is just on this point that I wanted to agree with them, “How does one go about analysing capitalist society?”. I don’t consider this to be a narrow or simply polemical issue. To me, this is what political debate in particular, and thinking and consciousness in general, are all about: “How do we go about making sense of the world we live in?”.

    I also never suggested that we not bother with race, class, or job status issues, only that the Ehrenreichs’ discussion is not a very helpful contribution.

    4. Regarding Leninism, many good critiques (e.g., by Rosa Luxemburg, Anton Pannekoek, Otto Ruhle, Paul Mattick, and Claude Berger) have already been published, and old ideas can still hold true. (Those who impugn arguments on grounds of age should remember that Lenin’s arguments are of necessity even older than those of his critics!) On the minor issue of the “stages theory,” a glance at the fifth chapter of State and Revolution should end doubts that Lenin espoused it. Since we also are Marxists, K.W.’s sentence on the limits of the Russian revolution and so on Leninism in its original context sums up our position pretty well. We do agree, however, that Leninism will require thorough-going criticism as long as it is kept alive as a potential threat to workers taking social power themselves.

    To conclude, we hope that in view of the tasks required, K.W. will help fill some of the gaps he has indicated by writing articles for us or further polemics like his welcome letter. And this goes for the rest of you too! Thanks for writing.

    Comments

    Root & Branch # 7

    Issue 7 of the US libertarian marxist journal. Undated but published late 1978/early 1979.

    Submitted by lurdan on January 16, 2014

    [hr]

    Transcribers note : The strapline on this issue was 'A libertarian marxist journal'—on the previous issue it had been 'a libertarian socialist journal'.

    This issue contained a centre section, described as a mini-pamphlet, entitled 'Anarchism vs. Marxism'. (Presumably the intention was that extra copies could be printed and distributed separately, although I don't know if that was done). It reprinted two articles by Ulli Diemer from the Canadian paper Red Menace with a (somewhat critical) Root and Branch introduction. There was a debate about these articles in subsequent issues of Red Menace, involving Sam Dolgoff and the author, which can be found in the online Red Menace archive.

    [hr]

    CONTENTS

    Introduction

    On the Class Situation in Spain - Charles Reeve

    Are We Headed for Another Depression ? - 'Mose' (Fred Moseley)

    Authority and Democracy in the United States - Paul Mattick sr.

    Mini-Pamphlet: Anarchism vs. Marxism - R&B intro
    Anarchism vs. Marxism: A few notes on an old theme - Ulli Diemer
    Bakunin vs. Marx. The continuing debate - Ulli Diemer

    Root & Branch

    When Men Become Gods - Alan Wallach

    Reviews—
    Food First : Beyond the Myth of Scarcity - reviewed by Gary Roth
    Marx and Keynes : The Limits of the Mixed Economy - reviewed by Rick Burns
    Correspondence

    Introduction

    The economic prosperity of the sixties and the political stability that rested on it have eroded to such an extent that falling profits and inflation, on the one hand, and governmental crises and a distinct trend toward authoritarian politics, on the other, have now spread to the entire capitalist world. The developing crisis and its social implications are the focus of this issue.

    Mose's article examines the prospects for a full-scale depression as the outcome of the current economic downturn. Having previously discussed the economists' inability to control or even explain this situation (see Root & Branch 6, "The Obsolescence of Modern Economics"), he outlines Marx's theory of capitalism in order to demonstrate its usefulness in analyzing the current crisis. Summarizing from a Marxian perspective the most important factors determining the structure of the economy, Mose concludes that both the squeezing of workers' living standards and government economic interventions can, at best, only prevent a sudden collapse of the system.

    If then we can expect a continuing decline in the standard of living in each country accompanied by a heightening of international tensions, what are the consequences for American politics ? Paul Mattick shows that corresponding to the absence of a socialist movement in America is the absence of fascistic movements as attempted resolutions of extreme class conflict. The complacency of the American working class, however, depends upon continuing capitalist expansion. Thus, the limits imposed by the developing crisis create the possibility of a break with the belief that politics can be safely left to the bourgeoisie.

    Mattick's book, Marx and Keynes, is the subject of a lengthy review by Rick Burns, who focuses on its critique of Keynesian theory on the basis of Marx's theory of value. In his review of Lappe and Collins's Food First, Gary Roth deals with agriculture, as an example of the problems set by capitalism for the satisfaction of human needs.

    While Maoism seems to be on the wane in China, statues of the Great Helsman still standing in public places provide a starting point for a look at the intersection of politics and art. In a picture essay and an article by Alan Wallach the meaning of monumental figure sculpture in the western past is examined through its reflection in China's present.

    Finally, this issue includes our first "mini-pamphlet", a reprinting of two pieces on Anarchism and Marxism.

    [hr]

    On The Class Situation In Spain

    The balance of power between the unions and the ranks of workers in Spain is clearly shifting to the advantage of the former at the expense of every extra-union form of organization, especially the general assemblies. The recent practices of the Socialist (UGT) and Communist (CCOO) unions indicate a modification of their strategy toward the assemblies, whose status as a recognized and privileged form of the workers' movement appears to be waning. This at any rate is the conclusion of an analysis of two recent strikes by the comrades of the Barcelona collective publishing the journal, Bicicleta.

    Although the transport maintenance workers had controlled their strike through daily assemblies and had fought to the point where 400 were arrested, the UGT and CCOO managed to end the struggle by a mere decision of the negotiating committee. The rank-and-file opposition to this was so great that the bureaucrats had to appeal to the police for protection during the last general assembly; nevertheless, the unions succeeded : the majority returned to work. Then, in a strike in graphics arts, the UGT and CCOO left the strike committee and again negotiated a back-to-work. As Bicicleta put it :

    These experiences have been useful to the UGT and the CCOO. Finding it impossible to control the assemblies, they hastened to change the decision-making machinery before the metal-, construction-, and textile-workers' contract talks began. Decisions will no longer be made by general assemblies of the workers, but by assemblies of union stewards, either directly designated by the CCOO and the UGT or elected during the last union elections, which were held when acceptance of the State's version of union liberty set strict limits on things. Now the CCOO and the UGT criticize the general assemblies as manipulative and "anti-democratic" because they don't represent "the totality of the workers of each sector". (As if this totality had voted during the union elections !). These familiar arguments of the bosses under Franco are now used to run down every strike not controlled by the CCOO and the UGT.

    What is "correct" tor the unions is the "legal way", a way that increasingly resembles the old [fascist] vertical unions.

    But transferring the decision-making power from the general assemblies to the representatives hasn't been enough. Because not all representatives are controlled by these unions, the latter press harder whenever they can. Thus, for the national chemical contracts the UGT and the CCOO were the sole negotiators. As justification they claimed that an agreement with the employers had given negotiating rights to only those unions with more than ten percent of the votes.

    The truth is that the movimento assambleario, the CNT, and the organizations of the working-class left—perhaps as a result of their limited influence in the factories—have not been able to respond effectively to this control of the situation by integrative unionism and the parliamentary left.

    In this connection may it be said that to explain this predicament as the result of manipulation of the masses by the unions seems simplistic and insufficient. We are witnessing today the establishment of a balance of forces within capitalist Spain that favors the normalization of struggles and frustrates radical minorities of workers. The majority of workers accept and follow the line of the reformist unions. Some comrades (for example, those of Emancipacion) attribute this state of affairs to the revolutionaries failure to act in a clear way on the union question. This criticism is to a degree true, when addressed to the CNT militants who, despite their revolutionary spirit find themselves reduced more and more to just keeping a purely trade-unionist project alive. But, on the other hand, this explanation is too colored by a subjectivist and voluntarist image of the class struggle. The power of ideology does not explain everything : it is necessary to analyze the material conditions behind the support that Spanish proletarians render to the UGT and the CCOO. The strength of these unions is rooted in their capacity to respond successfully to the immediate needs, reformist but real, of wage-earners. As the economic crisis lays bare the inadequacy of the social infrastructure necessary to reproduce the labor force (education, housing, health, transportation etc.), the unions can present themselves as the managers of services indispensable to Spanish proletarians. Since they command significant funds (stemming partially from the massive financial aid received from the German Social Democrats), the UGT for example, can support such projects in the field of housing and food coops as were recently reported by Triunfo. These displays are aimed at convincing workers that unions, rather than direct action, offer the least risky means to ameliorate their immediation condition.

    Charles Reeve

    [hr]

    [Transcribers note : the two main articles in this issue appeared here]

    Are We Headed for Another Depression ?
    Authority and Democracy in the United States

    [hr]

    Root & Branch Mini-Pamphlet

    Anarchism vs Marxism

    We are here reprinting two articles by Ulli Diemer—Anarchism vs. Marxism and The Continuing Debate : Bakunin vs. Marx—which first appeared in The Red Menace 2 :2. 1 In a clear and concise way they confront the main anarchist misconceptions about Marxism and demonstrate the relevance of these issues for libertarian socialists today. However, there is a major weakness in the Bakunin vs. Marx article. In demonstrating that Marx is not an economic determinist, Diemer comes close to denying Marx's materialism. The conflict between materialism and idealism was central to the debate between Marx and Bakunin. More significantly, it remains important for our own attempts to clarify the difficulties and possibilities of revolutionary action.

    Idealism and what we may call vulgar materialism both disconnect ideas from the process of people's active transformation of their environment, natural and social. For the latter, people are the passive recipients of ideas forced on them from outside; for the former, conceptions evolve by their own logic, and here too "happen to" people, instead of being developed by people in the course of dealing with their problems and opportunities. As a result of this similarity, both orientations have tended to see world-changing ideas as the property of educated elites. As it has no explanation for the origin of ideas, except earlier ideas, idealism gives those who have the "correct" ideas at any time a key role in the making of history. On this terrain the idealist and the undialectical materialist shake hands on the necessity of placing the reins of action in the hands of the few who, for one reason or another, are in tune with the objective necessities of the situation.

    Thus Lenin, the philosophical materialist, was a complete idealist politically, believing that the idea of socialism could develop only in heads exposed to higher learning, and never among the workers, tied to their immediate needs, themselves. Similarly, Bakunin believed in the absolute necessity for an elite organization controlling and guiding the movement of the People, to whose unformed thoughts only the anarchist Alliance (and above all he, Bakunin) could give articulate form.

    While such views may be very inspiring to an intellectual elite, they are of no use to the rest of us. It is this problem that Marx was addressing when he wrote in the Theses on Feuerbach that "the educator himself needs educating". Marx, in contrast to the left wing idealists whom he criticized (Proudhon, Lassalle, Bakunin), did not see the problem of revolution as that of drawing up plans for others to carry out. His ideas and later theory developed out of his experiences and studies of movements of the emerging proletariat. He noted that this class, unlike the peasantry, was integrated over large areas because it produced for the national or world market instead of for local consumption. Consequently, what happened to workers in one area tended to affect workers in others. But this state of affairs was also relative. In times of capitalist expansion and prosperity, workers' struggles for higher wages, better working conditions, and even political goals could remain more or less localized. On the other hand, capitalist crises threw the working class in general into similar conditions, conditions (mass layoffs, wage-cutting, and generalized misery) which could neither be ignored nor fought on a small group level. They could only be fought collectively and cooperatively.

    Marx studied the origin and development of the proletariat in order to clarify the meaning of the ideal of socialism, advanced during periods of crisis. His analysis of capitalism led him to conclude that the system would become world-dominant, that the proletariat would become the large majority of the population in the capitalistically developed countries, and that the continuing crisis cycle would thus become more severe and involve larger numbers of people. At some point in history, he supposed, the world's working class would be so large and the crisis so deep that the direct, collective activity of the proletariat would move from resistance to revolution, expropriate the capitalists, and create a society on the basis of "the free and equal association of producers". These predictions were based in part on empirical observations and in part on scientific abstraction from such observations. Only in this way could theory be a guide to action, rather than an ideological justification or a program for others to carry out. It was in order to aid his comrades in changing the world—the workers—to realize their collective capabilities that Marx wanted to "lay bare the laws of motion of capitalist society" in Capital. He wanted to understand, and so help others understand, the social realities that make possible new forms of social action, and the new forms of thinking that such action involves. This was the content of Marx's materialism—the explanation of the origin and content of socialist ideas in terms of the structural dynamics of capitalism.

    The Marxian model is, if anything, more relevant today than it was in Marx's time, when large portions of the world were still untouched by capitalism and the working class was a small minority even in the most capitalistically developed countries. At the present time, it is true, the revolutionary workers' movement has reached a uniquely low point. The officially left organizations—parties and unions—have come to devote themselves to the interest of capitalism or its party-ruled analogue in the "socialist" nations. And yet the international working class, larger than ever, and more closely than ever linked through their domination by the world market, faces the very conditions and necessities that Marx discerned a century ago. The current economic decline indicates that government intervention in the economy has not rendered the capitalist crisis obsolete; it is rather the crisis which is rendering obsolete those theories—shared in the sixties by bourgeois ideologists and most of the left—that see crisis as a thing of the past. The Marxian analysis of capitalist development, clarifying the situation faced by the workers, provides no guarantee of a libertarian future. That depends now as before on the workers' response to their conditions. But Marxism does show that such a future is not just a utopian dream but a real possibility worth fighting for.

    Root & Branch

    "... From the first moment of victory, mistrust must be directed no longer against the conquered reactionary parties, but against the workers' previous allies, against the party that wishes to exploit the common victory for itself along. . . The workers must put themselves at the command not of the State authority but of the revolutionary community councils which the workers will have managed to get adopted. . . Arms and ammunition must not be surrendered on any pretext".
    K. Marx & F. Engels. Address to the Central Committee of the Communist League (1850).

    [Transcribers note : here there followed the two reprinted articles which are already in the library].

    Anarchism vs. Marxism : A few notes on an old theme
    Bakunin vs. Marx. The continuing debate

    [hr]

    Root & Branch

    With the 1960s the eternal prosperity, the managed economy, and the attendant "death of ideology" of the post-World War II period came to an end. The combination of unemployment and inflation in the capitalist West and the inability of the state-run systems of the East to satisfy their working classes are producing unsettling effects throughout "industrial society" : the deterioration of conditions in the big cities, which nonetheless draw an increasing proportion of the world's population; the brutalization of the seemingly permanent army of the unemployed, which has been accumulating in these urban centers; the instability of governments in the democracies, in the absence of any clear policy alternatives, inspiring a drift toward open authoritarianism; the development of opposition to the party dictatorships in the East, both in the form of liberalism among the intelligentsia and, more significantly, in that of strike movements among the working classes; and the continuing decay of ideologies and social norms. All this testifies to the basic character of the "limits of growth" that modern society is coming up against.

    Whatever disappointments Nature has in store for us in the future, the limits we are encountering now are not ecological but social ones. It is not even socially caused, environmental disaster but the third world war that most directly threatens our extinction. That a fascination with zero-growth has replaced the nineteenth century's discovery of eternal progressive development is only the ideological form of the experience of the bankruptcy as a social system of capitalism and its state-run analog.

    As yet we cannot speak of the existence anywhere in the world of forces or social movements which represent a real possibility of social revolution. But, while in no way inevitable, social revolution is clearly necessary if possibilities for an enjoyable and decent life are to be realized—and perhaps if human life is to be preserved at all. For this reason we see the overthrow of the present order of society as the goal to which we as a group wish to contribute. While the ideal we aim for has been called by a variety of names—communism, socialism, anarchism—what is important to us is the idea of a system in which social life is controlled by those whose activities make it up. Capitalism has created the basis of such a system by so interweaving the production and consumption of all producers that only collective solutions are possible to meet the producers' need to control the means and process of production and distribution. To eliminate the problems caused by the subordination of social production to capital's need for profit, the working class must take direct responsibility for what it already produces. This means opposition not only to the existing ruling class of capitalists and politicians but to any future managers or party leaders seeking to hold power in our name. Root & Branch, therefore, holds to the tradition of the workers' movement expressed in the Provisional Rules of the First International, beginning with the consideration "that the emanicipation of the working classes must be conquered by the working classes themselves".

    From the past we draw not only inspiration and still-meaningful ideas but also lessons on mistakes to be avoided. The fundamental idea of the old labor movement, that the working class can build up its forces in large organizations in preparation for the "final conflict" has proven false. Whether the organization was that of reformist or of revolutionary parties, producer or consumer cooperatives, or trade unions, its success has always turned out to be a success in adapting to the exigencies of survival within capitalism. The Bolshevik alternative of the small vanguard of revolutionaries preparing for the day when they would lead the masses to the conquest of state power has also proven useless for our purposes. Such parties have had a role to play only in the unindustrialized areas of the world, where they have provided the ruling class needed to carry out the work of forced economic development unrealized by the native bourgeoisie. In the developed countries they have been condemned either to sectarian insignificance or to transformation into reformist parties of the social-democratic type.

    While history has indicated that there can be no revolutionary movement except in periods of revolution, the principles of such a future movement must guide the activity of those who wish to contribute to its creation. These principles—in contrast to those of the old labor movement—must signify a total break with the foundation of capitalist society, the relation between wage-labor and capital. As our goal is that of workers' control over social life, our principles must be those of direct, collective action. Direct, because the struggle for control of society begins with the struggle to control our fight against the current order. Collective, because the only successes which have a future are those involving (if only in principle) the class as a whole. We recognize that the working class does not have one uniform identity, and thus experiences oppression under capitalism differently according to age, sex, race, nationality, etc. However, what defines and thus unites the working class is its exploitation by capital, even if the character of that exploitation varies giving the appearance of separate problems and thus separate solutions. While it is true that the struggle against capitalism will not by itself solve these problems, overcoming capitalist exploitation raises the possibility of their solutions. Thus, each working-class struggle, even if it does not address an issue experienced by the class as a whole, must be aimed at the real enemy, capital, and not other members of the class. In the same way, we think workers must overcome in action the division between employed and unemployed, between unionized and non-unionized members of their class. Such a view automatically brings us into opposition to existing organizations like trade unions, which exist by representing the short-term interests of particular groups of workers within the existing social structure. Similarly, we are in conflict with the parties and sects which see their own dominance over any future movement as the key to its success.

    We see ourselves as neither leaders nor bystanders but as part of the struggle. We are for a florescence of groups like ours and also for cooperation in common tasks. We initiate and participate in activity where we work, study, and live. As a group, we would like to be of some use in making information available about past and present struggles and in discussing the conclusions to be drawn from this history and its future extension. We organize lectures and study groups. Since 1969 we have published a journal and series of pamphlets. We hope others will join us to discuss the ideas and the materials we publish and that they will help us to develop new ideas and means to circulate and realize them.

    [hr]

    When Men Become Gods

    [Transcribers note : this was an illustrated essay—the illustrations can be seen in the pdf of this issue]

    Lincoln Borglum, whose father Gutzon began the massive faces of Washington, Jefferson, Lincoln and Teddy Roosevelt on Mount Rushmore in South Dakota, fears that in a thousand centuries man may conclude that they represent the gods or mark the tombs of heroes. The younger Borglum, who finished the job after his father died shortly before WW II, wants a hall of records carved into the mountainside, with the history of the U.S. inscribed on its walls—just to get the story straight. (The New York Post, 1 May 1978)

    In the West, the tradition of large-scale figure sculpture has come to an end. It is now unlikely that anything comparable to the great works of the tradition will again be made. A number of reasons might be cited to explain this decline : the scale of our cities, modern communications, our over-familiarity with the sight of our leaders, their obvious lack of heroism, the deepening disillusionment of the age. Because of our growing distance from the tradition it is perhaps possible to begin to assess what the tradition meant in the West—and also what it means in China, where it lives on.

    Despite an extraordinary cultural diversity, the subjects of monumental figure sculpture were generally limited to gods, heroes and rulers. The meanings associated with these subjects were, in a sense, equally limited. Monumental treatment endowed the subject with an aura of divinity. The superhuman size of the figure as well as the way it was exhibited on a pedestal or within a special precinct removed it from everyday life. The viewer could thus experience it only as part of a mythic realm—a realm exempt from mundane laws of time, change and human scale. In the long run it mattered little whether the subject was king, hero or god. All belonged to the same otherworldly domain.

    The power of monumental sculpture to elevate its subject to the timeless realm of the gods was recognized at the beginning of recorded history and exploited, although perhaps not always consciously, for political ends. Often the sculptor emphasized a ruler's special godly attributes or mission—the divine origin of his inspiration or his unique ability to communicate with the gods. For example, in the statue known as Augustus of Primaporta, the Roman emperor is accompanied by a tiny winged figure representing divine genius; or in the case of Girardon's equestrian Louis XIV—a prototype for statues of the king that were erected in all the major cities of France—the king looks to heaven for guidance.

    The monumental figure of the ruler made visible a claim of divinity and unassailable power that usually was part of a dominant system of religious and political beliefs. In other words, the statue extended into the realm of visual and spatial experience the dominant ideology of the society that produced it.

    By virtue of its physical presence, the statue forced its viewers to define themselves in relation to the abstract power it personified. That power was experienced subjectively in terms of the figure's size, expression and symbolic attributes. But it was also experienced in the way the figure's presence articulated and charged the surrounding space. The figure turned the surrounding space into a ideologically active environment—one in which the only appropriate response could be awed respect. In this sense, all monument figures might be thought of as cult objects since all demanded reverence from their viewers.

    What I am saying may become somewhat clearer if you imagine an open space and then add to it a monumental statue. Consider the way the statue, by becoming the focal point, transforms the meaning of the space and your relation to it.

    At first the feelings inspired by a monumental figure of a ruler may have been ambivalent—a wavering between the protection it offered and its inherent threat. With time, however, the statue and the aura of divinity surrounding it were accepted as a normal part of experience. To the extent the dominant ideology shaped experience, the meanings the statue embodied appeared consistent with and therefore as a continuation of other aspects of experience. Thus its ideological function generally went unnoticed even as it added to the force of the ideology. (If this seems paradoxical, try to imagine as ideological any large-scale figure sculpture that is normally part of your environment—for example, the sculptures in the garden of the Museum of Modern Art.) Only when the ideology as a whole was called into question, as in moments of revolutionary upheaval, would the supremely ideological character of the statue be fully revealed. This may explain why opposition to an ideology so often included iconoclasm—for example, in the French Revolution, or in anti-colonialist struggles.

    Yet if the statue survived the destruction of the ideology that had been its raison d'etre, it necessarily lost its original cult function. The museums are filled with monumental figure sculptures that are normally experienced as part of contemporary ideologies (Our Cultural Heritage, Civilization, etc.). In the context of the museum, or rather in the context of a culture in which the museum has become the primary art institution, the work has been placed in the service of a new cult—the modern, Western cult of art—which endows it with a new aura.

    What I have been attempting to describe are two ways of seeing monumental figure sculpture : in terms of the traditional relations between the figure and the ideology that gave it meaning; in terms mediated by the art institutions of modern, Western culture. These two ways of seeing, although they frequently coexist within a given society (e.g., religious shrines and archaeological museums), are mutually exclusive : each is unimaginable from the viewpoint of the other. For example, educated Europeans and Americans often react with horror when they first encounter idolatry. Horror results not because of intellectual or religious prohibitions but because, for the spectator, the worshipper's ritual activity in front of the statue appears absurd.

    In China, the authorities have set up thousands of over-life-size white marble statues of Mao Tse-tung. These statues are probably the most unobtrusive monumental figure sculptures ever made. With their compact shapes, immaculate, machine-tooled surfaces and limited repertory of poses—Mao in an overcoat holding rolled-up blueprints, Mao in a "Mao jacket" with arms behind back, etc.—they recapitulate the bureaucratic virtues of orderliness, uniformity, impersonality, efficiency, control. Impassive, aloof, Mao makes almost no claims upon the viewer. He is simply there, a ghostly, paternal presence.

    The term "cult of personality" partially expresses the meaning of these works. They contribute to a system of belief which is further supported by other forms of artistic celebration : poems, songs, paintings, embroideries, billboard portraits, etc. Mao is the central figure in a ubiquitous iconography of political power—an iconography that includes other leaders (Hua Kuo-feng, Chou En-lai, Chu Teh); heroes of production (e.g., Iron Man Wong, the Chinese Stakhanov); the People, usually represented genre-style, as types; political villains, always caricatured (e.g., the Gang of Four). And yet, with the exception of occasional monuments to the anonymous "heroes of the people", Mao is the only figure to be memorialized in stone. The strength of the Mao cult is further attested by the recently constructed tomb in Peking where his embalmed and painted body is solemnly displayed, as if to confirm Mao once was flesh.

    The cult of personality reflected Mao's enormous ambitions. With his death, the cult became purely an expression of the state power he had for so long dominated. The current leadership opposed Mao's policies while he was alive (and no doubt heaved an enormous sigh of relief at his passing). That it has chosen to maintain the cult—at least for the time being—reveals how irrevocably Mao symbolized the authority of the state at the time of his death.

    I remember now the statue I saw in January at the entrance to the People's Park in Loyang. It is not hard to imagine the park in spring : families crossing the narrow bridge over the Jin He River on their way to the menagerie and hothouses; the flowers; crowds of people enjoying a day off. The white figure on its pedestal, a distant, looming presence—above them yet in the midst of their lives. When men become gods. . .

    Alan Wallach
    May 1978
    A somewhat different version of this article is appearing in
    Art in America.

    [hr]

    Reviews :

    Francis Moore Lappe and Joseph Collins, Food First: Beyond the Myth of Scarcity, Boston: Houghton Mifflin; 1977.

    Francis Moore Lappe and Joseph Collins have written a book which provides one of the more detailed descriptions yet to appear of the capitalist division of labor as it applies to agriculture. While this is not the ostensible purpose of the book, it is one of the more important themes in it.

    Both capitalist production and the expansion of society in goods and population depend on the modern division of labor. This situation, however, also threatens people with hunger and starvation if the marketing system based on the division of labor ever breaks down; unless, that is, it can immediately be replaced by an alternative form of distribution. Natural disasters have always posed a threat to human society, but the division of labor created a new form of vulnerability toward nature. Never before have the industrial and agricultural capacities of society been greater, but also never before has society been faced with the possibility of extinction as a permanent facet of society's organization.

    A hundred years ago Marx speculated that a nation which ceased to work "even for a few weeks would perish". 2 If anything, the situation is more extreme today. Access to food depends on daily shipments of produce and the constant restocking of the merchandiser's shelves. In the cities, the food close at hand would hardly serve as a temporary buffer; the availability of processed foods depends on an extensive network for receiving raw materials and distributing the finished products. Even farmers and agricultural workers face this situation; the division of production into component parts extends into agriculture, and people cannot live long on a diet of strawberries, wheat, or soybeans alone. The ability to eat depends on the system of production and distribution remaining intact.

    Thus, the relationship between nature and culture has undergone a complete reversal. Where natural disasters still cannot be predicted and planned for, their negative effect can be counteracted through a quick reallocation of goods. Not nature, but the system of production and distribution now poses the biggest threat to human civilization. The opposition between nature and culture has been replaced by a situation in which the social organization is the greatest potential obstacle to the use of nature.

    Besides this potential horror, capitalism has also produced hunger and malnutrition as an automatic accompaniment to its accumulation process. During the last decade, more and more attention has been drawn to the number of hungry people in the world. The current recession has worsened this, but even before, there was a growing acknowledgement that hunger was widespread, and spreading. It is this crisis which Lappe and Collins address in their book, Food First : Beyond the Myth of Scarcity.

    What most alarms them is the tendency to view human miseries as due to the limits which nature is imposing on civilization's growth. In countering these ideas, they show in great detail how it would be possible to provide everyone with more than enough food. The obstacle, however, is the restraint placed on production and distribution by the profit criteria of the food producers.

    The ideology which they oppose is by no means without sophistication or superficial confirmation. The explanation usually goes something like this : the world's population has outstripped the earth's capacity to produce food, and not even the Green Revolution or Food Aid has been able to make much of a dent in the problem. Consequently, we must give up the goal of adequately feeding everyone, and instead, concentrate on solutions like birth control and setting limits to material growth, lest we deplete the earth at an even faster rate which will only exacerbate the problems. In the meantime, we need to steel ourselves and adjust to this new ethic.

    For believers in "lifeboat ethics", as it is appropriately called, survival is ensured only for those most capable of weathering the turbulence. Not surprisingly, this means that the industrialized countries survive at the expense of the underdeveloped, the working population at the expense of the unemployed, the rich at the expense of the poor. The utopian aspirations of capitalism—to increase productivity indefinitely—are to be replaced with a more realistic attitude. While it may seem obvious that this "ethic" is a convenient means to blame nature for the plight of the unfortunate, the growing popularity of these ideas makes the publication of Food First important.

    The book itself is organized into a series of 48 questions, each dealing with some aspect of the "lifeboat" ideology. Lappe and Collins point out, for instance, that high population density is not synonymous with a lack of food. "France has just about the same number of people for each cultivated acre as India". (p. 17) Nor does the problem stem from a lack of food production. "Half of Central America's agricultural land produces food for export while in several of its countries the poorest 50 percent of the population eat only half the necessary protein". (p. 15) In the same manner, the food scarcity is not imposed by nature. In the United States "the acreage allotment figure for 1970 was only 75 percent of that of 1967; less land was cultivated in 1970 than in 1948-1952. In both 1969 and 1970 the amount of grain that could have been grown, but was not, on land held out of production amounted to over seventy million metric tons—about double all the grain imported annually in the early seventies by the underdeveloped countries". (p. 23)

    These few examples give a sense of the information contained in the book. With 466 pages of information, the authors present material on overpopulation, agricultural output, education and birth control, foreign aid programs, the spread of the desert, trade relations, livestock and feed grain production, technology and the small farmer, nutrition, and other topics; the purpose of which is to explain the contradictions between agricultural production and human needs. As such, they provide an overall description of the development of agriculture as well as a detailed rebuttal of the specific arguments which explain hunger as a result of the "crisis of overpopulation".

    Agricultural production has become increasingly segmented, and large farms based upon export production have come to dominate the market. While this process began in colonial days, its development has been extremely rapid since World War II. The growth of the world market coincided with the interest in and possibility of profit-making through these channels. Different parts of the world began to specialize in one-crop, or monoculture, production, and thus became dependent on other parts of the world for their agricultural needs. The same process took place with the products of industry. Countries fostered agriculture for export as a means to gain money to buy other goods. Because the agricultural market was a lucrative one, corporations (and the multinationals in particular) took part in and encouraged this development, investing heavily in fertile lands, and, in the Third World, in cheap labor. In Ghana, for instance, "over half of [the] country's arable land is now planted with cocoa trees", (p. 185) and indeed, "over half of the 40 countries on the United Nations list of those most seriously affected by the food crisis of the 1970's depend on agricultural exports for at least 80 percent of their export earnings". (p. 186)

    International agencies which provide credit and technical assistance to farmers have also strengthened this trend. The majority of this aid goes to large farmers or to the multinationals and their affiliates. In Tunisia, one "agricultural program provided credit only to those owning a certain minimum acreage—usually 125 acres, a large holding indeed in that country". (p. 117) This bias can also be seen with the Green Revolution; the use of new, high-yield seeds which were to inaugurate a sort of food heaven on earth. Only farmers with large amounts of capital could afford to buy new seeds each season or the mechanized equipment which their use often required. The large farms then set the norms for market prices and are better able to withstand price fluctuations. More and more land comes under the domination of the large farms.

    The small farmers and peasants are unable to compete on the international markets, and the local markets are undercut when monoculture crops are imported. Because of these and other pressures, the ability of communities and nations to grow food for their own use is lost. In Mexico, due to the Green Revolution, "wheat yields tripled in only two decades", yet "there are also more hungry people than ever before". (p. 111) In West Malaysia, "by 1970, the bottom 20 percent of rural households had experienced a fall of over 40 percent in their average income since 1957, while the average income of the next 20 percent fell 16 percent. By contrast, the top 20 percent of rural households increased their mean income 21 percent". (p. 133)

    The populations of the industrialized countries have, for the most part, been isolated from this process during the twentieth century, having experienced it a century earlier. But because these countries were able to industrialize, the landless could find jobs in manufacturing. The increased consumption of the industrialized countries has made them the focus of export agriculture. The peoples of the Third World have not been so lucky. Industry, by preference, invests near markets and where transportation and communication facilities are already established. This favors the industrialized countries. When industrial establishments are created in the underdeveloped countries they are often capital-intensive; and when they are labor-intensive, the work can be brutal. In either case, not enough employment is available to the population. Production on the land and in the factories has increased, but unemployment and hunger remain major problems.

    On the basis of all this, Lappe and Collins conclude that "neither population growth nor the size of today's population is now the cause of hunger"; (p. 62) for while "there is scarcity... it is not a scarcity of food. The scarcity is of people who have either access to the means to grow their own food or the money to buy it". (p. 22) Overpopulation explains these problems only if it is assumed that the social structure is above examination.

    Because of the inability of people to feed themselves, Lappe and Collins see a solution in local, diversified agriculture. The means to avoid a market-induced scarcity is to stop producing for the market. They suggest that such a reversal is possible within the prevailing social order, particularly for the Third World countries. National revolutions could set a priority on self-reliant agriculture, and thus circumvent the problems of landless peasants, farmlands owned only by a few, the need for foreign exchange, and vulnerability to price fluctuations.

    Their own data, however, speaks against this solution. The underdeveloped countries are entangled in the market system to such a great extent that to withdraw from it would be akin to self-imposed genocide. Just to alter the agricultural techniques would require a massive quantity of new seeds, fertilizers, and machinery. In addition, those countries would then need to find a way to obtain the manufactured goods for which they now trade their crops. Lappe and Collins show with their statistics that it is conceivable for every country to feed its own population; but this is not the same as saying that this is a realistic possibility.

    In part, the authors opt for their solution because they believe it to be a practical step which any part of the world can immediately embark on. Cuba and China are cited as the outstanding examples for the rest of the Third World. Cuba, however, has extensive trade relations with both Western Europe and the Soviet bloc, and this has not undergone any significant changes because of its interest in self-reliant agriculture. The Soviet Union's support of Cuba's sugar prices, far above world market levels, is the most important means by which a livable standard of living is maintained for the population.

    China, on the other hand, was not completely dependent on the world market at the time of the 1949 Revolution, and the array of natural resources and land within its borders accounts for its stance of independence. For the rest of the Third World, it has been since World War II that international trade relations have become so entangled. Furthermore, only a few of the underdeveloped countries have a variety of resources to draw upon. From an economic point of view, neither China nor Cuba is a positive example for Third World countries—Cuba because it is not self-reliant and cannot become so in the near future, and China because its development began in circumstances which do not exist today in the other underdeveloped countries. And all this avoids discussion of what Lappe and Collins mean by "people's power" in those two countries.

    The note which ends Food First is all the more surprising since the authors show so well that social causes underly the crisis of "overpopulation". Yet, in offering solutions, they reverse their position. The evil is not, as Lappe and Collins imply, the division of labor itself, but the system of production and distribution presently attached to it. Large-scale monoculture would be feasible, perhaps even preferable, if the vulnerabilities caused by the market system were eliminated and replaced with a guaranteed system of food allocation. Farmers would not be subject to market fluctuations, and those not attached to the land could be guaranteed their livelihood through an international system of commitments. In the same manner, natural disasters could be anticipated, and everyone insured that in case of disaster other parts of the world would automatically come to their aid with relief and materials for rebuilding. Whatever vulnerability people experience today stems from the social structure. To posit a technological solution by restructuring the division of labor, in the end, skirts the problem.

    The authors' bias has one other negative aspect : they only present information which speaks against a large-scale and international division of labor. It would be useful to know what potentials this might contain if the social system was not structured according to profit criteria.

    But regardless of the bias, the book contains much useful information. The authors document the social reasons for hunger and support their ideas with data drawn from official sources—the reports of governments and international agencies. As such, it is a contribution to the ongoing critique of capitalistically-induced misery. Levi-Strauss, in Tristes Tropique, told about the perpetual holocaust which primitive people were subjected to upon contact with Western civilization; Lappe and Collins tell of the holocaust which the no-longer primitive people of the Third World are now experiencing, and which we will all face should the market system collapse and we not have an alternative immediately at hand to replace it with.

    Gary Roth
    September 1978

    [hr]

    Marx and Keynes: The Limits of the Mixed Economy, by Paul Mattick, Boston, Porter Sargent, 1969, 341 pp.

    Ten years have passed since the publication of Paul Mattick's Marx and Keynes, a decade in which we have all witnessed the collapse of the Keynesian "solution" to the boom-and-bust cycle of the capitalist economy. For several years now economists and politicians, as well as business and labor leaders, have not been able to devise any solutions to the pervasive and persistent problems of simultaneous high rates of inflation and unemployment, slow growth, lagging investment and productivity, and the social divisiveness that accompanies such economic difficulties. In the late 1960s, while neo-Keynesians were proclaiming a new era of permanent prosperity, Mattick was insisting that Keynesian policies do not resolve the fundamental contradictions of capitalist production which manifest themselves in periodic crises and that sooner or later the limits of these stabilization policies would be reached. In his own words : "It is my contention that the Keynesian solution to the economic problems that beset the capitalist world can be of only temporary avail, and the conditions under which it can be successful are in the process of dissolution". (viii) 3 Now, after ten years, the accuracy of Mattick's prediction warrants another look at his book.

    Mattick presents a twofold critique of Keynesian economics : first, he focuses on its major theoretical inconsistencies, then he points out the ineffectiveness of Keynesian-inspired policies throughout the capitalist world. Mattick argues persuasively that the mixed economy is still fundamentally a capitalist economy and is therefore still subject to its laws of development as presented by Marx. The existence of government intervention in the economy does not abolish these laws, rather, the effects of such intervention must be analyzed within the context of these constraints. The successful analysis of the dynamics of the mixed economy in terms of Marx's theory of capital accumulation is Mattick's most significant contribution to our understanding of the contemporary world economy. It sets him apart from more well-known American left wing theorists such as Sweezy, Baran, Magdoff, and O'Connor, who by and large claim that Marxist categories need to be revised in light of twentieth century economic developments. For this reason alone Marx and Keynes continues to deserve more serious consideration than it has received in the past decade.

    Mattick begins his critique of the Keynesian policy of government economic intervention by illuminating logical inconsistencies in Keynes's theory, as spelled out in The General Theory of Employment, Interest, and Money. For Keynes, governmental intervention was a necessary response to the inability of the capitalist economy to maintain equilibrium conditions at full employment on its own due to a lack of "effective demand". That a lack of adequate demand was not automatically self-correcting and could stabilize the economy at less than full employment was clearly revealed for the first time, according to Keynes, by the depression of 1929. Basing his analysis on the assumption that the sole purpose of economic activity is consumption, Keynes claimed that this insufficiency of effective demand was the result of two psychological factors, the "propensity to consume" and the "inducement to invest". Briefly, both the propensity of the population to consume and the inducement of entrepeneurs to invest decline with the growth of income and the decreasing marginal efficiency (profitability) of capital. This results in the slackening of effective demand and economic stagnation. Keynes believed that it was possible to remedy this deficient demand by government fiscal and monetary policies designed to increase the propensity to consume and to stimulate new capital investments.

    As Mattick shows, however, by admitting to "a difference between what he considers the community's chosen propensity to consume and the actually existing social consumption needs" (12) evidenced by the depression itself, and by linking the inducement to invest to expected profitability, Keynes cannot escape the contradictory conclusion that profit-making, not consumption, is the goal of economic activity in capitalism. If the object of economic activity were consumption, Mattick argues, "there would be no problem of effective demand". (12) Furthermore, if profit-making, not consumption, is the goal of capitalist production, the propensity to consume can no longer be regarded as an independent variable whose decline weakens the effective demand, thus halting economic growth. "A lack of effective demand", Mattick asserts, "is just another expression for a lack of capital accumulation and is not an explanation of it". (13) Thus, a consistent analysis of capitalist production and the government intervention it has called forth must lie elsewhere.

    After this brief review of Keynesian theory, Mattick summarizes the Marxian theory of capital accumulation. He stresses that prosperity in a capitalist economy depends on the maintenance of a rapid rate of capital accumulation and that crises occur when the accumulation process is retarded. Mattick, following Marx, locates the cause of the decline in accumulation in the economy's inability to produce enough surplus-value to maintain the vigorous rate of expansion achieved during the boom : "... the only possible reason why (capital accumulation) should suddenly be halted is a lack of surplus-value; and this lack must have arisen within and despite the accumulation process". (78) "The real problem of capitalism is a shortage, not an abundance, of surplus-value". (82) That a lack of surplus-value causes crises, is basic to the analysis of the mixed economy and differs fundamentally from the Keynesian viewpoint. Mattick's theory of the mixed economy is also radically different from Baran and Sweezy's argument, a variation on Keynesian themes, that today's economic problems derive from too much surplus, and from other under-consumptionist arguments to the effect that the central problem is a limited demand for consumer goods caused by the fact that the wages which workers receive are less than the value they produce and by the general inability to further extend foreign markets.

    Mattick's point that economic crises are breakdowns in the capital accumulation process, due, not to an overproduction of use-values, but rather to an underproduction of surplus-value in terms of the expansion needs of the existing production system, reflects the clearest understanding of Marx's argument in Capital to have appeared in the United States. For Mattick, "even on the assumption that no realization problem exists, it is possible that a discrepancy between material production and value production will arise which will have to be overcome before accumulation can go on". (69-70) In other words, within Marx's theory of Crisis problems of the sphere of circulation, or realization problems such as overproduction of capital and commodities, market disproportionalities, disequilibrium of supply and demand, etc., are not causal factors, but instead are the observable effects of underlying problems in the production of surplus-value.

    For Marx, Mattick argues, the fact that the resumption of accumulation which ends the crisis involves the expansion of production beyond what it was when the crisis occurred, proves that the overproduction of commodities in itself cannot cause a crisis. "For the overproduction of capital and commodities, instead of leading to a curtailment of productivity, only accelerates the latter, thereby indicating that the dicrepancy between the production of surplus-value and its realization arises because of a decline in the rate of accumulation". (74) While during the crisis the inability to sell all the commodities which have already been produced is certainly real, the saleability of a larger mass of commodities following the crisis is no less real. A theory of crisis must account for both; it must explain in one unified theory not only how and why crises occur but also how they are overcome. This point may seem too elementary to need repeating, but the fact remains that nearly one hundred years after his death, Marx is the only theorist, whether mainstream or left wing, to have constructed a cogent, unified theory of capitalist development. In this alone lies Marx's central importance for us.

    In Marxian theory, economic crises result from conflicts between the enlargement of material production and the expansion of value production occurring in a system where the appropriation and accumulation of surplus-value by private capital is the primary purpose of material production and the motive force of its growth. Capitalists attempt to expand material production without limit in order to accelerate the accumulation of surplus-value, through which new capital is produced and material production further expanded. Obstacles to continued expansion are encountered when, at a certain level of material production characterized by the mass of existing capital of a specific organic composition, the new surplus-value produced and appropriated is insufficient to fund additional expansion at the same rate. Expansion slows, compounding the problem of insufficient surplus-value, and accumulation finally stops. "When the expansion of production outruns its profitability, the accumulation process comes to a halt". (67)

    More concretely, the mass of newly produced surplus-value is not sufficient for its distribution among all the individual capitalists in portions large enough for them to achieve accustomed rates of profit. New investment slows and it becomes increasingly difficult for capitalists to meet their debt obligations. Overproduction, unemployment, and bankrupcy result. Prices, both of capital goods and of consumption goods, decline sharply and wage rates drop. Means of production and labor-power can be purchased more cheaply than at the peak of the preceding boom; eventually it becomes possible to once again produce profitably. In theoretical terms, Marx spoke of this process as a restructuring of value relations brought about through the depreciation or outright destruction of capital-values and the increase in the exploitation of labor-power (or rate of surplus-value). Obviously this description is only schematic and is incomplete on many points. Nonetheless it is just as obvious that much of the current stagnation can be characterized in these terms. Furthermore, those phenomena which are novel to postwar recessions, in Mattick's view, can also be incorporated into this framework.

    As oversimplified as the above outline is, it illustrates the flavor and importance of Marx's distinction between material and value production, i.e., between use-value and value. Hence, it is not caprice that led Marx to open Capital with a discussion of the use-value and the value aspects of the commodity form itself. The distinction, however, is among the least understood notions in all of Marx's writings. On this point Mattick's discussion of Marx's theory is most noteworthy. His clarity here allows him to clear away much of the intellectual deadwood that has comprised longstanding debates about the transformation problem, the realization problem, the cheapening of constant capital as a long term offset to the tendential fall of the rate of profit, the nature of the Soviet economy, and imperialism.

    The concept of use-value is straightforward enough; on the other hand, Marx's use of the concept of value is much more problematic. "When Marx speaks of the 'law of value' as relating to a deeper reality which underlies the capitalist economy", Mattick writes, "he refers to the 'life process of society based on the material process of production'. He was convinced that in all societies, including the hoped for socialist society, a proportioning of social labor in accordance with social needs and reproduction requirements is an inescapable necessity". (29) Quoting from Marx's famous letter to Kugelmann (see Selected Correspondence, p. 251), he continues; "That this necessity of the distribution of social labor in definite proportions cannot possibly be done away with by a particular form of social production but can only change the mode of its appearance, is self-evident. No natural law can be done away with. What can change in historically different circumstances is only the form in which these proportional distributions of labor asserts themselves. And the form in which this proportional distribution of labor asserts itself in a state of society where the interconnections of social labor are manifested in the private exchange of the individual products of labor, is precisely the exchange-value of these products". (29) That is to say that the concept of value is used to discuss the distribution of social labor in capitalism, where such determinations are made indirectly, through the profitable exchange of the products of labor in the marketplace. Value is the theoretical reflection of what the market, or the fact that all commodities are exchanged, accomplishes in practical activity through the trial-and-error efforts of individual capitalists to make a profit. As such value represents the societal recognition that labor is expended in the production of commodities and not the actual physical labor-time embodied in them.

    Expanding upon this, Mattick writes : "The whole social product enters the market in the form of commodities. Whatever part of it cannot be sold has no value, even though labor has been expended upon it. The unsold part of social labor would be a waste of surplus-labor; there simply would be less surplus-value than there was social labor. To realize all the produced surplus-value it is necessary to produce commodities for which there is sufficient demand". (38) "Social demand as revealed by the market is not identical with actually existing social needs but only with the needs within the framework of capitalist production"; (41) i.e., the need to accumulate capital. "As capitalism became the dominant mode of production and the tempo of accumulation increased, 'social demand' became in always greater measure a demand for capital. Supply and demand in the traditional sense ceased to determine the production process; the production of capital, as capital, determined the size and nature of the market demand". (76) Thus, demand is predetermined by the production system.

    Marx used the term "socially necessary labor-time" to express this indirect recognition through exchange transactions of expended social labor; he defined value as the socially necessary labor time embodied in commodities. Since this socially necessary aspect is tied to the allocation of total social labor through the profitable exchange of labor's products, "the value concept has meaning only with regard to total social capital". (43) In other words, the value produced by any given productive activity can be conceptualized only in its relation to the overall distribution of labor-power in society. Value is thus defined only in terms of the production system as a whole. Marx's theoretical discussion of the accumulation process is carried out at the level of society as a whole; the concepts he develops in the course of this discussion, the rate of surplus value, the organic composition of capital, and the rate of profit, express changing value relations for the total system, not for individual firms or particular industries. The crisis theory itself explains the dynamic relation between the growth of the total mass of surplus-value and the expansion of the total mass of capital, and the effect of changes in this relation on the development of material production.

    Once the distinction between actual labor-time and that labor-time recognized through the market as socially necessary is explained, it becomes clear that by the phrase "destruction of value" what Marx means is the repudiation by society of a part of the labor-time embodied in commodities through the mechanism of falling prices, not the destruction of embodied labor-time which could only be accomplished by destroying the commodities themselves. To restore the balance between the mass of surplus-value and the mass of capital, part of the capital-value is repudiated. "The crisis leaves the use-value side of capital largely unaffected except when the material means of production are actually destroyed, as in times of war. But it affects the value of the total constant capital through the destruction of capital-values during the crisis and ensuing period of depression. The same quantity of use-value now represents a smaller exchange-value". (70) Clearly it is the social form production as a value expansion process which inhibits the growth of material production rather than limits inherent in material production itself. The law of value "asserts itself by way of crises, which restore, not a lost balance between supply and demand in terms of production and consumption, but a temporarily lost but necessary 'equilibrium' between the material production process and the value expansion process". (56)

    The significance of the differences between the Marxian and the Keynesian explanation of crises is that the crucial factor which each theory suggests as the cause of the crisis is also the problem which must be overcome if the recovery is to occur (or perhaps, if the crisis is to be avoided in the first place). Thus, Keynesian theory suggests that the remedy for the tendency toward crises is government intervention to stimulate aggregate demand. If the fundamental cause of the crisis is not a lack of effective demand, but rather a lack of surplus value as Marx and Mattick suggest, then government attempts to overcome the crisis through fiscal and monetary policy will be at best misdirected, and ultimately futile. For Mattick, such attempts are counterproductive in the long run. Through government intervention, a portion of the profits of society is consumed rather than accumulated as additional capital, since such intervention is essentially a process whereby the government taxes or borrows a portion of the total profits in the economy, which may otherwise be lying idle because of the depression conditions, and then spends this revenue on armaments, public works, or social services. Even though production and employment may, for a time, be increased by such methods, "a larger share (of profits) now falls, as it were, in the sphere of consumption, and a correspondingly smaller share can be capitalized as additional profit-yielding capital". (159) Thus, "... government-induced production cannot add but can only subtract from the total profit of total social production". (154) Since a lack of surplus-value (or profits) is the cause of the crisis in the first place, the attempt by capital governments to avoid crises by increasing their spending results in a further reduction in the already insufficient profits available for accumulation and, therefore, can only exacerbate the profit shortage.

    The Keynesian policies end in a vicious cycle—a declining rate of accumulation makes it necessary for the government to increase its spending, but this increased spending is itself a further drain on the fund for accumulation, resulting in an added decline in accumulation and requiring ever-more government intervention. Mattick concludes, "How much can the government tax and borrow ? Obviously not the whole of the national income. . . there must be a limit to the expansion of the non-profitable part of the economy. When this limit is reached, deficit financing and government-induced production as policies to counteract the social consequences of a declining rate of accumulation must come to an end. The Keynesian solution will stand exposed as a pseudo-solution, capable of postponing but not preventing the contradictory course of capital accumulation as predicted by Marx". (163)

    Because the contention that government spending is an encroachment on surplus-value is the crucial point of the analysis of the mixed economy, Mattick's argument to support this formulation needs to be elaborated upon.

    Money, in the capitalist economy, serves as a form of capital in the process of being accumulated. In other words, the expansion of capital occurs through successive transformations in the form of capital during the process of production—newly produced surplus-value in money form is transformed into productive commodities, new means of production and labor-power, which are transformed in turn into new commodity products, and these, when sold, become new surplus value in money form, and so forth. Idle capital in money-form, i.e., money which for one reason or another is not presently being used for purposes of accumulation, nonetheless exists as a fund of potential capital. Government use of this idle money-capital, obtained either by taxation or oy borrowing on capital markets, is thus immediately a reduction of the fund for future accumulation. This is true unequivocally since the state offers no equivalent commodity in exchange for the idle money-capital it receives. For taxation this is obvious; it is not true of deficit spending only if the debt is repaid, and at present there is no evidence for believing that this will ever occur. From the vantage point of society as a whole, when the government spends this taxed or borrowed money-capital to stimulate production, it merely returns to private hands what it has previously taken.

    As a result, material production is indeed immediately expanded, since private capitalists were not employing this fund capitalistically. But although the state makes use of this potential capital, it too does not employ it as capital. "If the goal of government intervention", Mattick explains, "is the stabilization of the market economy, government-induced production must be non-competitive. Were the government to purchase consumption goods and durables in order to give them away it would reduce the private market demand for these commodities. If the government owned enterprises were to produce such commodities and offered them for sale, it would increase the difficulties of its private competitors by reducing their shares of a limited market demand. Government purchases must fall out of the market system; the production entailed must be supplementary to market production". (150) "Getting their money back through government orders", he continues, "the capitalists provide the government with an equivalent quantity of products. It is this quantity of products which the government 'expropriates' from capital", (161) since "the final product of government-induced production, resulting from a long chain of intermediary production processes, does not have the form of a commodity which could profitably be sold on the market. Whatever entered into its production counts as a production cost and cannot be recovered in a sales price, for there are no buyers of public works and waste production". (154) The cost-price of the final product thus constitutes an absolute deduction from the fund of new surplus-value annually produced for purposes of capital accumulation.

    The interest on the mounting national debt, now just under $25 billion annually, comprises an additional deduction from the fund of potential capital. In the Marxian schema, surplus-value is divided into three parts, profit of enterprise, interest on capital advanced and rent. Interest, in the private economy, is the newly produced surplus value which accrues to bank capital for the services it performs such as centralizing capital and extending credit. Government-induced production produces no profits, but the government must still pay interest on the money it borrows. As Mattick demonstrates, "the cost of the debt, that is, the interest paid to the bondholders, must come out of the profits of the relatively diminishing private sector of the economy" (160) through new taxes or additional borrowing. While the idle money-capital paid as interest thus returns to capitalists since this payment "transfers a portion of profits from productive to loan capital" (160), if this money is to be used for accumulation it must be borrowed back by industrial capital, and therefore, must be repaid with interest from the profits it is used to produce.

    Monetization of the national debt, that is, the purchase of government securities by the Federal Reserve with newly printed currency, as a deliberate inflationary policy, constitutes a third means by which government spending, in this case deficit-financed spending, reduces the fund of money-capital available for purposes of accumulation. Though deliberate, inflation must be controlled, since the money with which contractors are paid "must retain its value long enough for the private contractors to regain the value expended in the production of government orders and make the customary profit. If their returns were less than their expenditures because of a too rapid devaluation of money, they would find themselves in a state of disinvestment". (185) They would curtail future investments in government sponsored production, creating the opposite if the intended stimulative effect of deficit financing. Nonetheless, even "controlled inflation is already the continuous, if slow, repudiation of all debts, including the national debt. It spreads the expenses of non-profitable government-induced production over a long period of time and over the whole of society". (187) For an example of this one need only consider the frequent plight of bondholders during 1974. At that time a typical twelve month note with a face value of $10,000 was priced to yield approximately 9%. When redeemed one year later the bondholder received $10,000 on an initial investment of $9174 but, taking into account an inflation rate of 12%, a rather conservative estimate, the purchasing power of the $10,000 had decreased to about what $8,800 could have bought a year earlier—a $374 loss on the original investment. While this may seem an extreme case, even a one percent annual depreciation of the value of the national debt is no trifling matter in terms of the future possibilities of accumulation.

    While overall, the effect of deficit-spending and the concomitant monetary inflation it permits have decreased the fund of surplus-value available for future accumulation, these policies have been implemented in order to benefit certain sectors of society at the expense of others. At Mattick puts it, "If some prices rise faster than others under inflationary conditions, a situation of advantages and disadvantages will arise. . . Wages, for instance, rise less under inflation than do the prices of other commodities". (180) This happens because "the prices of commodities are set after the labor costs incorporated in them have been settled or paid", therefore "a rise in the cost of labor. . . cannot prevent a still faster rise in the prices of commodities", and "because wages are more sluggish in their movements than commodity prices, inflation leads to higher profits and. . . a higher rate of capital formation". (180-181) "Inflation", Mattick concludes, "is then another form of the subsidization of big business by government. It is merely one of the techniques by which income is transferred from the mass of the population into the hands of government favored corporations". (184)

    That inflation is a conscious policy to reduce real wages masked by increased money wages is revealed by Keynes himself. "Every trade union", he writes, "will put up some resistance to a cut in money wages, however small; (but) no trade union would dream of striking on every occasion of a rise in the cost of living". 4 The hoped-for result of this policy, of course, is to increase the rate of capital formation (similar to Marx's rate of accumulation) by redistributing income in favor of profits while simultaneously minimizing labor unrest. What then can one say about the notion, universally promulgated by post-Keynesian economists, that the cause of inflation is "too many dollars chasing too few goods ?" As Mattick points out, "In an economy requiring government-induced demand, the market demand could not possibly exceed the supply". (184) The mechanism by which government deficit spending, financed by monetizing the national debt, is translated into generalized inflation must be explained in a different manner.

    For Mattick, deficit spending per se is not inflationary. Capitalists constantly borrow to finance the purchase of more productive plants and equipment. The increased profits realized from the sale of commodities produced at this higher productivity allow them to both retire the debt incurred and set aside funds for future accumulation. Likewise for government deficit spending; if it somehow leads to increased productivity, the debt can be paid while accumulation is fostered. Much to the despair of Keynes and his epigones this has not occurred, rather the national debt has continually multiplied. While government has not yet created the environment for increased capital accumulation, deficit-spending is nonetheless continued to stave off further deterioration in the rate of private capital formation. This demands new tax receipts and additional borrowing. Both to float the new debt and to maintain confidence in the old, the Federal Reserve is forced to increase the money supply through the purchase of existing government bonds with newly printed currency. Not to do so would be to risk the collapse of the multi-trillion debt structure and the entire economic system along with it. The nominally independent Federal Reserve System is thus effectively tied to government fiscal policy.

    By increasing the money supply in this manner the Federal Reserve in fact treats government paper as a real commodity-value rather than what it actually is, promises contingent upon future accumulation. For each dollar of debt contracted and monetized, two dollars are substituted : the original one which was exchanged for government paper, representing real commodity-value, plus another which replaces the note when it is taken out of circulation by the Federal Reserve, and, having no backing save the security of the state, represents only fictitious commodity-value. The continual increase in the supply of money allows capitalists to raise the prices of the commodities they produce in order to maintain normal profits by offsetting the cost of taxes and other expenses of government, while it also supports the further extension of credit needed to pay the higher prices. In Mattick's view however, " 'profits' made in this way and 'capital' accumulated in this manner, are mere bookkeeping data relating to the national debt". (151) In other words, to the extent that they represent inflationary price increases these profits are fictitious. Real capitalist profits "can be increased only by increased productivity, and an increasing quantity of capital capable of functioning as capital, and not by the mere availability of means of payments manufactured by government". (187) In the long run this policy amounts to a not so subtle game of brinkmanship.

    Still it is generally maintained that the stimulative effects of government fiscal and monetary policy more than compensate for their expense. Arguments to this effect are couched in terms of the so-called "multiplier" effect. The idea is that "an increased income resulting from government expenditures will have subsequent income effects, which will add up to a sum greater than the original spending" with the result that "deficit-spending can be financed out of the savings it has itself created". (157-158) From Mattick's point of view, such statements based on the false assumption that consumption is the purpose of economic activity, simply misconceive the problem. Of course, Mattick grants, "All investments whether of a private or a public character, will increase the national income as they increase national production". (158) The real issue, however, is whether or not the mass of capital increases through the accumulation process. "Since it does not depend on profitability", Mattick argues, "government-induced production can enlarge total social production, but it cannot enlarge the total capital". (158) In other words, while consumption is in fact increased, no addition to the stock of profit-making means of production results. This point is crucial, since only an accelerated rate of accumulation can reverse the trends toward increased government intervention and growth of the national debt.

    Furthermore, the argument that the growth of the debt is harmless as long as the national income increases faster than the debt relies on a false logic. "The growing national debt cannot be related to the total national income", Mattick rebuts, "but only to that part of the total which has not been injected into the economy by the government. It is by counting an expense as an income that the illusion arises that the growing national debt is neutralized by a rising national income". (162)

    Nonetheless, it is conceivable "that the mere increase or maintenance of a given level of production regardless of profitability may arrest a downward business trend, and may even be instrumental in reversing the trend As deficit-spending reduces unemployment and increases production, it may, under special conditions, induce an acceleration of private investments. If this should be the case, it would increase total income by more than brought forth by deficit-spending, but this multiplication would be due directly to the additional profitable investments, not the additional spending". (159) That such occurrences have not reduced the dependence of the private sector on state intervention is revealed by the tremendous growth of the national debt since 1929, despite variations in the rate of capital formation. Further, such possible government-induced accelerated accumulation would be subject to the same crisis cycle as the apparently self-regulating accumulation process of the nineteenth century. "The fact remains", Mattick concludes, "that private capital formation finds itself in a seemingly insoluable crisis; or rather, that the crisis of capital production which characterizes the twentieth century has not as yet been solved : When viewed from the perspective of profit production, the present differs from the past in that deflationary depression conditions have been supplanted by inflationary depression conditions. In a deflationary depression, production declines because part of the producible commodities cannot be sold profitably, thus preventing the realization of profits and their transformation into additional capital; whereas in an inflationary depression production continues, despite its lack of profitability, by way of credit expansion". (186)

    Thus, the mixed economy is revealed to be essentially transient in nature. As the limits of increased government spending are reached, and they are apparently beginning to be reached in the current crisis, capitalists will be faced with a critical dilemma : either they will have to oppose any further increases in government intervention thereby leaving the capitalist economy vulnerable to its crisis tendencies, or they will have to support the destruction of private capital in favor of a state-run "planned economy". It is more and more evident from the current debates about the state of the economy that the choice is being seen in exactly these terms. And even though the latter course would require a revolution of sorts, it would still leave the capitalists as a class in control of social production, albeit collectively through the state rather than privately through individual firms

    Rick Burns
    Somerville, Massachusetts

    [hr]

    Correspondence

    Dear friends,

    In response to your request for feedback, I would like to limit myself to one point regarding Paul Mattick's remarks on violence and nonviolence [Interview, Root & Branch 5]. When Mattick states (on p. 35) that the bourgeoisie "does not allow the workers to choose between non-violent and violent methods of class struggle", I think he expresses a common but mistaken opinion long ago refuted by the historical development of methods of struggle. Out of the growing literature on nonviolent struggle, I need only refer to Gene Sharp's The Politics of Nonviolent Action (Boston: Porter Sargent, 1973), which in over 800 pages of well researched text establishes beyond a reasonable doubt that nonviolent action is a technique of struggle capable of winning victories against the violence of state and bourgeoisie, and that these methods have been resorted to frequently, not only with principled nonviolent leadership, but also innumerable times in the spontaneous activity of working people.

    There is certainly room for debate on the role of nonviolent campaigns in the revolutionary movement and on the feasibility of a nonviolent strategy for revolution. I and my comrades in Movement for a New Society look forward to increasing discussion of these issues in libertarian publications; but, it is essential that such debate be informed.

    In solidarity,

    Bob Irwin

    [hr]

    Publications of Interest to readers of Root & Branch :

    Synthesis
    P.O. Box 1858 San Pedro, CA 90733

    The New Socialist
    Box 18026 Denver, CO 80218

    Spartacus
    5, rue Ste-Croix-de-la-Bretonnerie Paris 4, France

    Collegamenti
    Per l'organizzazione dretta de classe Gianni Carrozza C.P. 1362
    50100 Firenze, Italy

    Marxiana
    C.P. 5, Bari-Palombaio 70036 Italy

    Red Menace
    P.O. Box 171 Station D Toronto, Ontario Canada

    Now and After
    A World to Win, P.O. Box 1587, San Francisco, CA 94101

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    • 1The Red Menace. P.O. Box 171, Station D, Toronto, Ontario, Canada
    • 2Letter to Kugelman, 11 July 1868; Marx-Engels Selected Correspondence p. 251.
    • 3Numbers in parentheses indicate page references to Marx and Keynes.
    • 4J.M. Keynes, The General Theory of Employment, Interest, and Money, Harcourt, Brace and World, New York, 1965, p. 15.

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    Comments

    Steven.

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by Steven. on January 16, 2014

    This is brilliant, thanks for scanning and putting this up!

    I am editing it to add it to the Root & Branch journal archive. For future reference, you can add things to it immediately by going to the main journal page and clicking "add child page"

    lurdan

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by lurdan on January 17, 2014

    Ah right - I was wondering how that was done. Next up No 5 - two of the articles from that turn out to be here already, although sadly that doesn't seem to be saving any time :confused:

    Steven.

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by Steven. on January 17, 2014

    lurdan

    Ah right - I was wondering how that was done. Next up No 5 - two of the articles from that turn out to be here already, although sadly that doesn't seem to be saving any time :confused:

    oh how come it's not saving any time? That's unfortunate

    If you add issue 5 as a child page, then you can edit the articles which are on here already, scroll down to book outline and put them into issue 5, so you don't have to OCR them again

    lurdan

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by lurdan on January 18, 2014

    Sorry I was just sighing to myself and burbling away really :)

    Much of the time spent OCR'ing something comes in proofing the result, and unfortunately you don't necessarily save much time because something's already here. The copy here may not be the same version. Authors sometimes produce (multiple) revised versions of things, magazines sometimes radically sub-edit stuff they publish and organizations sometimes 'amend' texts as their requirements change. And as I'm sure you're all too well aware, as texts circulate around the internet they can lose formatting and sometimes even whole chunks of themselves. (I recall that years ago virtually all the copies of one of Rühle's texts on the internet derived from an original copy which had lost several paragraphs).

    In the case of Root & Branch I posted the above after I'd just discovered that there appeared to be some minor differences in the text of the statement about themselves in issue 5 as opposed to issue 7. I'm pretty sure now having looked at it that this was because (pre-computer age) the text had to be re-typed each time they published. But obviously in other cases this might be because a group had changed position. If that HAD been the case and I'd simply copied the version I'd already scanned I'd have screwed up.

    (A more interesting Root & Branch case is their reprint of sections of Pannekoek's 'Workers' Councils'. Their pamphlet used a photolitho version of the original Australian edition, complete with the relevant bits of the errata sheet it had included. But when they included it in the Root & Branch paperback anthology, and it had to be newly typeset, they took the opportunity to sub-edit some of Pannekoek's idiosyncratic English. At least one of the other texts in that paperback anthology was a significantly expanded version of the one first published in the magazine, suggesting that it would be unwise to 'remix' missing copies of the magazine from the articles in the book without being able to check whether or not they had also been changed. And so on).

    Of the two articles from R&B 5 that are already here, one seemingly derives from a scan of this issue of Root and Branch since there were some minor errors that appear to relate to optional hyphens in the R&B layout, but it had also lost all of the emphases. Easy to fix but not much time saved. The other is here, but it's in the middle of a much longer compilation most of which is disagreeing with it, and (imo) it doesn't make a lot of sense to link to it in that form.

    Anyhow sorry to ramble on - I fear I must sound like one of those idiot music collectors who would dance up and down about flac's being converted to mp3's because it "polluted the collecting pool". I'm sure I'm unwittingly adding my own share of typo's and cock-ups, still I think it's worth attempting to avoid doing so.

    Steven.

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by Steven. on January 18, 2014

    Ha ha well we appreciate your thoroughness!

    lurdan

    10 years 5 months ago

    In reply to by libcom.org

    Submitted by lurdan on January 18, 2014

    I'm promising nuffink 8-)

    Juan Conatz

    9 years 9 months ago

    In reply to by libcom.org

    Submitted by Juan Conatz on October 5, 2014

    Hey lurdan, just wondering if you ever found time to work on the scans/OCR. I could help if needed.

    Juan Conatz

    9 years 9 months ago

    In reply to by libcom.org

    Submitted by Juan Conatz on October 5, 2014

    Hey lurdan, just wondering if you ever found time to work on the scans/OCR. I could help if needed.

    On the Class Situation in Spain - Charles Reeve

    Chares Reeve writes on the class situation in Spain for Issue 7 of the US libertarian marxist journal.
    Undated but published late 1978/early 1979.

    Submitted by UseValueNotExc… on March 3, 2022

    The balance of power between the unions and the ranks of workers in Spain is clearly shifting to the advantage of the former at the expense of every extra-union form of organization, especially the general assemblies. The recent practices of the Socialist (UGT) and Communist (CCOO) unions indicate a modification of their strategy toward the assemblies, whose status as a recognized and privileged form of the workers' movement appears to be waning. This at any rate is the conclusion of an analysis of two recent strikes by the comrades of the Barcelona collective publishing the journal, Bicicleta.

    Although the transport maintenance workers had controlled their strike through daily assemblies and had fought to the point where 400 were arrested, the UGT and CCOO managed to end the struggle by a mere decision of the negotiating committee. The rank-and-file opposition to this was so great that the bureaucrats had to appeal to the police for protection during the last general assembly; nevertheless, the unions succeeded : the majority returned to work. Then, in a strike in graphics arts, the UGT and CCOO left the strike committee and again negotiated a back-to-work. As Bicicleta put it :

    These experiences have been useful to the UGT and the CCOO. Finding it impossible to control the assemblies, they hastened to change the decision-making machinery before the metal-, construction-, and textile-workers' contract talks began. Decisions will no longer be made by general assemblies of the workers, but by assemblies of union stewards, either directly designated by the CCOO and the UGT or elected during the last union elections, which were held when acceptance of the State's version of union liberty set strict limits on things. Now the CCOO and the UGT criticize the general assemblies as manipulative and "anti-democratic" because they don't represent "the totality of the workers of each sector". (As if this totality had voted during the union elections !). These familiar arguments of the bosses under Franco are now used to run down every strike not controlled by the CCOO and the UGT.

    What is "correct" tor the unions is the "legal way", a way that increasingly resembles the old [fascist] vertical unions.

    But transferring the decision-making power from the general assemblies to the representatives hasn't been enough. Because not all representatives are controlled by these unions, the latter press harder whenever they can. Thus, for the national chemical contracts the UGT and the CCOO were the sole negotiators. As justification they claimed that an agreement with the employers had given negotiating rights to only those unions with more than ten percent of the votes.

    The truth is that the movimento assambleario, the CNT, and the organizations of the working-class left—perhaps as a result of their limited influence in the factories—have not been able to respond effectively to this control of the situation by integrative unionism and the parliamentary left.

    In this connection may it be said that to explain this predicament as the result of manipulation of the masses by the unions seems simplistic and insufficient. We are witnessing today the establishment of a balance of forces within capitalist Spain that favors the normalization of struggles and frustrates radical minorities of workers. The majority of workers accept and follow the line of the reformist unions. Some comrades (for example, those of Emancipacion) attribute this state of affairs to the revolutionaries failure to act in a clear way on the union question. This criticism is to a degree true, when addressed to the CNT militants who, despite their revolutionary spirit find themselves reduced more and more to just keeping a purely trade-unionist project alive. But, on the other hand, this explanation is too colored by a subjectivist and voluntarist image of the class struggle. The power of ideology does not explain everything : it is necessary to analyze the material conditions behind the support that Spanish proletarians render to the UGT and the CCOO. The strength of these unions is rooted in their capacity to respond successfully to the immediate needs, reformist but real, of wage-earners. As the economic crisis lays bare the inadequacy of the social infrastructure necessary to reproduce the labor force (education, housing, health, transportation etc.), the unions can present themselves as the managers of services indispensable to Spanish proletarians. Since they command significant funds (stemming partially from the massive financial aid received from the German Social Democrats), the UGT for example, can support such projects in the field of housing and food coops as were recently reported by Triunfo. These displays are aimed at convincing workers that unions, rather than direct action, offer the least risky means to ameliorate their immediation condition.

    Charles Reeve

    Comments

    Are we headed for another depression ? - Fred Moseley

    Are we headed for another depression ? - Fred Moseley
    Are we headed for another depression ? - Fred Moseley

    An article by 'Mose' (Fred Moseley) published late 1978/early 1979 in Root & Branch magazine (No. 7).

    Summarizing from a Marxian perspective the most important factors determining the structure of the economy, Mose concludes that both the squeezing of workers' living standards and government economic interventions can, at best, only prevent a sudden collapse of the system.

    Submitted by lurdan on January 16, 2014

    [hr]

    The world has been slow to realize that we are living this year in the shadow of one of the greatest economic catastrophes of modern history. But now that the man in the street has become aware of what is happening, he, not knowing the why and wherefore, is as full today of what may prove to be excessive fears as, previously, when the trouble was first coming on, he was lacking in what would have been a reasonable anxiety. He begins to doubt the future. Is he now awakening from a pleasant dream to face the darkness of facts ? Or dropping off into a nightmare which will pass away ?

    These words were written by John Maynard Keynes in 1930, at the beginning of the Great Depression. Unfortunately, the "darkness of facts" to which Mr. Keynes referred turned out to be far worse than anyone in 1930—either "the man in the street" or the wise Mr. Keynes himself—had imagined. No one expected the fifteen horrible years that lay ahead—ten years of deep and unremitting depression that finally resulted in another five years of global warfare. President Hoover confidently declared in a speech to the U.S. Chamber of Commerce on 1 May 1930: "I am convinced we have passed the worst". But, the striking feature of the Great Depression was that the "worst" continued to worsen. What looked one day like the end of it proved on the next day to have been only another beginning.

    Now the 1970s can be added to Keynes' list of modern economic catastrophes. The combination of the highest levels of unemployment since the 1930s and unprecedented double-digit rates of inflation has brought a sudden end to the "post-war prosperity" of the 1950s and 1960s. Instead of prosperity, we now have austerity. For most people in the 1970s, things are no longer getting better; living standards are no longer improving, as they did in the 1950s and 1960s. For some people, particularly those unemployed or with fixed incomes, things are clearly getting worse.

    Therefore, it seems reasonable and increasingly urgent for those of us who are standing in the street in the 1970s to consider the same question raised by Keynes in 1930. To paraphrase Keynes: Will the current nightmare soon pass away ? Or, are we awakening from a pleasant dream to face an ever greater darkness of facts ?

    In other words, are we headed for another depression, similar to that of the 1930s or even worse ? That possibility, unthinkable though it may be, should nonetheless be seriously considered. The misery that lay ahead for the man in the street in 1930 was no doubt just as unthinkable to him.

    In the following pages, I will discuss this question—are we headed for another depression ?—using the Marxian theory of capitalism as a general theoretical guide to the nature of the current crisis of world capitalism. What I have to say is divided into three parts. First, I will describe the most important features of the current crisis which must be explained if we are to assess whether this crisis will persist and deepen into yet another world capitalist depression. Then, I will present a brief summary of Marx's theory of capitalist crises. Finally, I will discuss what Marx's theory tells us about the severity of the current crisis and the likelihood of recovery.

    The Economic Crisis of the 1970s

    One very important characteristic of the 1970s, which is most responsible for the general economic malaise, is a world wide decline in the pace of capital investment (i.e., a decline in the rate at which money is invested in capitalist enterprise from year to year). The rate of capital investment is the single most important factor in determining whether capitalism is in a period of prosperity (as characterized by fuller employment) or in a period of depression. The number of jobs available rises and falls with the pace of capital investment.

    If capital is being invested at a faster than average rate (i.e., businesses are expanding their operations and hiring additional workers at a fairly brisk rate), then there will be relatively more jobs available and unemployment will decline. If, on the other hand, the rate of capital investment slows down or ceases altogether, unemployment will rise as fewer additional jobs are created and maybe even more jobs are eliminated (as happened in 1932, when there were 20% fewer jobs than in 1929).

    The fact that the alternating conditions of prosperity and depression in a capitalist society depend on the rate of capital investment is just another expression of the general dependence of the working population on the owners of capital. The best we can hope for, in capitalism, is that the owners will invest enough capital to hire us all.

    Of course, even when this is the case, we still have to spend eight hours a day, forty hours a week, working for the owners of capital, who have purchased our labor. This usually turns out to be unpleasant and sometimes downright dangerous; but, at least, then we have some money coming in and don't have to worry about month-to-month economic insecurity.

    In a depression, however, even these few carrots are taken away and nothing is left but the stick. In such "hard times", the majority of the population suffers drastic cuts in its living standard because the rate of capital investment has slowed down or ceased altogether.

    In the 1970s, there has been a marked decline in the pace of capital investment all over the capitalist world. The rate of capital investment dropped off sharply during the "Great Recession of 1974-75" and has recovered only feebly since then. Economists refer to capital investment as the "weak link" or the "missing link" in the recovery from the Great Recession. The overall result is that the pace of capital investment has slowed down significantly since 1973 (as compared to the previous twenty-five years), as can be seen in the following charts taken from a recent issue of Business Week.

    The business press frequently discusses this decline in investment, which businessmen and economists unanimously deplore. For example, Business Week in October 1977 carried a special report entitled, "The Slow-Investment Economy", which began as follows:

    It is more than two years since the economy emerged from recession, and U.S. business still is not investing in new plant and equipment as it has in past recoveries—or as it must to keep economic activity high and unemployment low. . .

    Unless the pace of investment worldwide rises soon, the result may be the inflation and recession that so many fear. But the distressing fact is that the level of capital investing in the U.S. is still lower than it was in 1974, with the increase in investing coming more slowly than in any previous postwar recovery. . .

    Most sobering, capital spending may have already peaked for this economic cycle. Economists are generally forecasting smaller gains in the next couple of years. . .

    There is no longer any serious dispute that capital spending has become the weak link not only in the U.S. but in the whole worldwide economy. After nearly three years of fairly optimistic promises from economists and government officials alike, no major industrial country has been able to sustain a powerful rise in investment, and the effects have left the worldwide economy only partially emerged from the 1974-75 recession.

    As investment continues to stagnate and forecasts for the future remain "sobering", Business Week a year later (20 October 1978) has featured another such article, "Capital Spending—Going Nowhere in 1979".

    This slowing pace of capital investment is itself the result of another important feature of the 1970s—a general decline in the rate of profit. (The rate of profit is the ratio of the profit of a given year to the amount of capital invested. Businessmen often refer to the rate of profit as the "rate of return", since they consider profit to be an "appropriate return" for the money they invest as capital.) A decline in the rate of profit affects capital investment adversely in two ways. Most importantly, profit is the fund out of which investment for expansion is financed. If that fund is reduced, then sooner or later investment must also be reduced. In the second place, profit is the "incentive" for investment—the reason why money is invested in capitalist enterprises. If the rate of profit is significantly reduced, then this incentive is blunted, and the wealthy may choose to spend their money in other ways.

    It is hard to get reliable statistical information on the rate of profit, mainly because it is calculated differently depending on whether profit is counted before or after taxes, on the precise definition of capital, etc. But all the estimates of the rate of profit during the post-war period exhibit a striking similarity—they all indicate that the rate of profit has declined significantly since the early 1960s. After about 1965, the graphs of the various estimates of the rate of profit all begin to slope downward. To pick one example, Standard and Poors reported recently that the average rate of profit on capital invested in the U.S. fell from around 14% in the mid-1960s to around 9% in the mid-1970s.

    The decline in profit rates seems to have been even more severe in Europe (as has the decline in investment and the general economic stagnation). Business Week reported recently that one in sixteen of the 750 largest corporations outside the U.S. actually lost money in 1977 (that's a negative rate of profit). Sweden, Denmark, Italy, France, Belgium, and Canada were mentioned as having particularly severe "profit problems". Compared with the rest of the world, Business Week commented, the U.S. looks like a "pocket of prosperity".

    The general concern among businessmen over the decline in the rate of profit was expressed recently by Reginald Jones, Chairman of the Board of General Electric. Mr. Jones told Business Week:

    There has been a basic longterm decline in the rate of return that a businessman can expect from his investment. The rate of return today is simply not much of an incentive for future investment.

    This theme was echoed by Secretary of the Treasury Michael Blumenthal in what was described as a "major policy making speech" last May (1978). Mr. Blumenthal told a group of stockbrokers:

    Investment is lagging for the simple reason that it has become less profitable. . . after-tax rates of return have declined from around 8% in the mid-sixties to around 3% in recent years. We are underinvesting because it no longer pays to invest.

    Secretary Blumenthal added that President Carter is "acutely aware" of the problem of lagging investment and has "oriented his entire fiscal policy toward solving the problem".

    The decline in the rate of profit is responsible not only for the slowdown in investment (and the consequent rise in unemployment), but also for the inflation that has increased so dramatically in the 1970s. As the above quotations suggest, businessmen are well aware of and much concerned about the decline in the rate of profit. They are diligently searching for ways to boost the rate of profit back up to what they consider an "adequate return" on their investment.

    One obvious way to increase the rate of profit or at least to prevent a further decline is to raise prices whenever the opportunity arises. As one leading investment banker (quoted in the New York Times) summed up the "order of the day":

    The industrial order of the day is this—whenever you can, raise the price. Businessmen are now rushing to raise their prices because they think they can get away with it and because they see a chance to raise their profits. And with unemployment still high, they expect wages to lag a bit behind.

    Therefore, an analysis of the economic crisis of the 1970s should begin with an explanation of why the rate of profit has declined. What are the reasons for this trend which limits the expansion of capital investment and which thereby brings on a general crisis ?

    In attempting to answer this question, it should be remembered that this is not the first time a decline in the rate of profit has resulted in a decline in investment and a general capitalist crisis. Rather, the crisis of the 1970s is the last of a long series of crises that have occurred throughout the last century-and-a-half in all capitalist nations.

    The Great Depression of the 1930s has already been mentioned. Before the 1930s the periods of downturn did not last as long as the Great Depression, but were, by all accounts, equally as severe in terms of the miseries inflicted on the majority of the population. One of the worst such periods of depression in the U.S. occurred in the 1870s. Historians used to refer to the 1870s as the "Great Depression" before the 1930s stole the name. Between the 1870s and 1930s the U.S. economy was in a depression in at least as many years as it was not.

    Thus, the history of capitalism has been characterized by what is commonly called the "boom-bust cycle". In every boom, promises are made by economists and politicians that depressions are now "a thing of the past" and that capitalism has entered a new era of "permanent prosperity". But every boom so far has turned out to be just as temporary as the previous one. Sooner or later, every boom has collapsed into yet another depression.

    In every case, these periodic depressions have been the result of a decline in capital investment brought on by a fall in the rate of profit. Thus, history suggests that there is a general tendency for the rate of profit to fall during every period of capitalist expansion and that this tendency ultimately brings the period of expansion to a halt. The decline in the rate of profit in the postwar period is simply another manifestation of this general historical tendency.

    Very early in the history of capitalism, Karl Marx recognized this general tendency of the profit rate to fall and its importance for the future of capitalism and for the necessity of a working-class revolution. As the main objective of Marx's theory of capitalism was to explain this general tendency on the basis of capitalism's own inherent dynamics and patterns of development, the next section will briefly review his theory.

    Marx's Theory

    Marx argued that the fundamental cause of the decline in the rate of profit is that the amount of capital invested in capitalist enterprises tends to increase at a faster rate than the number of workers employed. The ratio of the total amount of capital invested to the number of workers employed Marx labelled the "composition of capital". Marx's theory of the falling rate of profit focuses on the trend of this key ratio—on the increase in the composition of capital.

    The composition of capital tends to increase during any period of expansion because new labor-saving technology (new machinery, processes, etc. which require less labor to produce the same—or an even greater—quantity of commodities) is continually introduced into the capitalist production process. Capitalist enterprises introduce such labor-saving technology because it lowers their production costs, gives the most innovative firms an advantage over their competitors, and enables them to collect a higher-than-average rate of profit (temporarily, until their competitors catch up with the new technology). This more productive, labor-saving technology usually requires that more and more capital be invested in the materials of production (machinery, raw materials, etc.) for each worker employed. For the economy as a whole, the overall result of this process is that the total amount of capital invested increases more rapidly than the number of workers employed.

    Since profit is produced by workers (profit is simply the monetary form of the surplus labor of workers), the amount of profit produced in a given year depends primarily on the number of workers employed during that year. Therefore, if the total capital invested increases faster than the number of workers employed (i.e., if the composition of capital rises), then the total capital invested will also tend to increase faster than the amount of profit produced by these workers. In other words, the rate of profit will tend to fall.

    This depressing effect on the rate of profit of a decline in the number of workers in relation to the capital invested may be partially offset by an increase in the profit produced by each worker. In Marx's terms, an increase in the composition of capital may be partially offset by an increase in the "rate of surplus value" (the ratio of the profit produced by the average worker to the average worker's wage). The rate of surplus value tends to increase as a result of the same process that causes the composition of capital to rise—the continual increase in the productivity of labor due to technological innovation. An increase in productivity reduces the portion of the total working-time of society which must be devoted to the production of goods and services consumed by workers, and thereby increases that portion of the total working-time which can be devoted to the production of profits for capitalists. The "surplus labor-time" is increased, or the rate of surplus-value increases, as a result of the increased productivity of labor.

    However, as the surplus portion of the working-day increases and takes up more and more of the total working-day, it becomes harder and harder to squeeze out additional surplus labor through increases in productivity. The amount of extra surplus labor-time that results from an equivalent increase in productivity becomes smaller and smaller as the surplus labor-time itself increases. Therefore, it becomes more and more difficult to compensate for an increase in the composition of capital by further increases in the rate of surplus-value. For this reason, Marx concluded that the increase in the composition of capital would sooner or later prevail, and that the rate of profit would tend to fall.

    In summary, Marx s theory suggests that the fundamental cause of the decline in the rate of profit is the increase in the composition of capital—the faster growth of capital invested in relation to the number of workers employed. As Marx expressed the conclusion of his theory:

    The rate of profit falls not because the worker is exploited less, but because altogether less labor is employed in relation to the capital employed.

    Just as a depression is brought on by a fall in the rate of profit, a return to prosperty requires a significant increase in the rate of profit—an increase large enough to generate another round of rapid capital expansion. How is such an increase in the rate of profit accomplished ? What happens during a depression to increase the rate of profit, thus making possible another "upswing ?"

    Since the fundamental cause of the decline in the rate of profit is the increase in the composition of capital, the decline in the rate of profit can be reversed only if the composition of capital is reduced. The source of the problem is that the amount of capital invested increases faster than the number of workers employed. The solution to this problem is the reduction of the amount of capital invested—what Marx called the "devaluation of capital" or the "destruction of capital".

    The destruction of capital is accomplished during a depression by the bankruptcy of large numbers of capitalist firms, which has been characteristic of every depression of the past. When a company goes bankrupt, the owners of the company lose all, or most, of the money they had invested as capital. The overall effect of many companies going bankrupt at the same time is that a significant portion of what counted as capital during the previous boom is simply written off the books. On the basis of very scant statistical information, it appears that the total capital invested in the U.S. was reduced by roughly one-third as a result of the widespread bankruptcies during the Great Depression.

    Most bankrupt companies are taken over by larger, surviving companies. The purchase price the surviving company must pay for the assets of the bankrupt company is much lower than the capital originally invested in those assets. As a result, the same physical assets, capable of producing just as much profit, now require a much smaller investment of capital. In other words, the potential rate of profit is increased for the surviving companies.

    Thus, a significant devaluation of capital, accomplished through the bankruptcy of capitalist firms, is a necessary precondition for the restoration of the rate of profit and another round of capital expansion. At the same time, of course, the bankruptcy of capitalist firms is also the cause of much of the misery suffered by the working population during a depression.

    The devaluation of capital during a depression is accompanied by other developments that serve to increase the rate of profit (i.e., intensify the exploitation of workers) and thereby contribute to the restoration of the rate of profit. The most important of these developments in depressions of the past has been the reduction of wages. Typically, employers would unilaterally announce a 10% or 15% wage cut (and sometimes two or three such cuts if the depression lasted long enough). Employees would then be forced to accept these cuts, or quit and look for another job in the middle of a depression—or go on strike to resist the wage cuts. The most bitter strikes of the nineteenth century were precipitated by attempted wage cuts during years of depression.

    One such example has come to be known as the Great Upheaval of 1877—a nationwide railroad strike that grew out of a series of wage cuts during the years of severe depression in the 1870s. The strike was finally ended by the U.S. Army taking over and running the trains, despite the armed resistance of the railroad workers. A reminder of this particular strike still stands in the center of most cities in the U.S.—the national guard armories built soon after the Great Upheaval of 1877 in case the Army should have to be used again to put down workers' rebellions.

    Another tactic used by employers to increase the rate of surplus-value during a depression is commonly referred to as "speed-up" (increasing the quantity of output required of each worker without a change in technology). Of course, this tactic is also practiced in periods of prosperity, but it becomes more widespread during depressions, as employers attempt to avoid bankruptcy by forcing more work out of their employees. Intensive speed-up campaigns were very common in the 1930s, especially in those industries, like the automobile industry, in which production was organized on the basis of an assembly line. In those industries, speed-up was accomplished by simply turning the knob that increases the speed of the line. The "sit-down" strikes and the mass movement for unionization in the auto industry in the 1930s were largely a response to a continuing and brutal speed-up campaign by the automobile companies during those years.

    This, then, is what Marx's theory tells us about why the rate of profit falls during an expansion and how the rate of profit is increased during a depression. Marx's theory has been confirmed by the history of all capitalist nations, both by the fact that that depressions have happened over and over again, and by the fact that these depressions have ended only after a significant devaluation of capital.

    What does all this suggest about our current situation, and about the likely course of events in the 1980s ?

    What Lies Ahead ?

    So far, the economic crisis of the 1970s has been characterized by widespread attempts to increase the rate of surplus-value without, as yet, a significant devaluation of capital. Let's first discuss the attempt to increase the rate of surplus-value.

    In the 1970s, capitalists have not (yet) attempted to cut wages directly, but have accomplished the same objective by the indirect means of increasing prices faster than wages. This strategy avoids (or rather, postpones) the direct confrontation between employers and employees over wages, and allows the employer to blame the government for inflation. This strategy was first suggested by Keynes in the 1930s. Keynes thought that workers had a "money illusion"—that they were only concerned about the size of their paycheck and would not notice that price increases were eroding the purchasing power of their bigger paychecks.

    This strategy has been only modestly successful in the 1970s. Contrary to Keynes's expectations, workers have paid close attention to price increases and have attempted to secure wage increases at least as large. Nonetheless, the overall result in most capitalist nations has been that prices on the average have increased 5-10% faster than wages since 1973. For capitalists, this means a small increase in the profit produced by their employees. For the employees, it means a corresponding decline in the purchasing power of their wages.

    Another somewhat novel strategy used in the 1970s by capitalists in some industries to reduce their wage costs has been to build their factories in areas of the world where wages are very low. This international transfer of capital has been most prevalent in the textile and electronics industries, but recently has increased in such basic industries as steel and shipbuilding. The most popular cheap-labor areas have been Asian and Latin American nations such as South Korea, Hong Kong, Taiwan, Brazil, Mexico, etc.

    This strategy is most obvious when corporations in the advanced capitalist nations close down domestic production facilities and build new ones in one of the low-wage nations. One of the most dramatic examples of this transfer of capital in recent years was the decision of Zenith Corporation, in September 1977, to transfer a substantial part of its production and assembly operations to Mexico and Taiwan (following a trend in the industry over the last decade). As a result, Zenith laid off one-quarter of its domestic U.S. workforce (about 6,000 in all). Prior to this move, advertisements for Zenith's products often boasted of the skill of American workers ("The quality goes in before the name goes on"). But when it became possible to hire sufficiently skilled, but much lower-paid, workers in Mexico and Taiwan, then the need to increase the rate of profit determined the outcome. As Chairman of the Board John Nevin explained Zenith's decision:

    This action means, that we recognize we've got to reduce costs if we are going to restore profitability. . . We have no way to increase revenue, so we'll have to cut costs. . . We're very disappointed. We spent a tough day telling our employees. We'll be sad to see them go. (New York Times 28 September 1977)

    Capitalists in the 1970s have also attempted to increase the rate of surplus-value by the old strategy of speed-up. This goes on behind the scenes and is largely invisible to outside observers. But a lot of evidence—of such actions as increasing the speed of assembly lines, increasing production quotas, reducing break times, eliminating wash-up time, reducing the size of work crews (the main issue in the recent railroad strike), etc.—suggests a general trend toward the intensification of speed-up in the 1970s.

    One of the most drastic attempts to speed-up the pace of production has become famous for the rebellion it generated—the wildcat strike at the General Motors factory at Lordstown, Ohio in the fall of 1971. This strike was triggered by GM's attempt to increase the speed of the assembly line so that, instead of sixty Vegas being produced every hour, the same number of workers would be required to produce one hundred cars per hour. The wildcat strike forced General Motors to "compromise" at a new speed of seventy-five cars per hour.

    Attempts to increase the rate of surplus-value by all these means will probably become increasingly frequent and increasingly aggressive in the next few years. So too, no doubt, will the resistance to these attempts by employees who refuse to accept further cuts in their living standards, or who refuse to work still harder. Strikes over wages and working conditions—the traditional form of class conflict within capitalism—will probably become more and more bitter and hard fought in the years immediately ahead.

    Will these attempts to increase the rate of surplus-value be successful enough to raise the rate of profit high enough to generate another "investment boom ?"

    History suggests that the answer to this question is negative, that these measures to increase the rate of surplus-value, by themselves, will not be sufficient to end the current stagnation of investment. In every depression of the past, increases in the rate of surplus-value, drastic as they have been in some cases, have never been sufficient to raise the rate of profit high enough to end the depression. Every previous case has required in addition the destruction of a significant portion of the existing capital, by means of the losses and bankruptcies incurred during a depression.

    Marx's theory explains why increases in the rate of surplus-value are not sufficient to reverse the decline in the rate of profit. The explanation, as we have seen, is that the cause of the decline in the rate of profit is an increase in the composition of capital, not a decline in the rate of surplus-value. Therefore, attempts to raise the rate of profit by increasing the rate of surplus-value involve not the reversal of an adverse trend, but rather the acceleration of a favorable trend. However, there are limits beyond which further increases in the rate of surplus-value become more and more difficult. Wages can be cut only so much, or the pace of work can be increased only so much, before these actions begin to cause a reaction—the resistance of the working population.

    Therefore, if the decline in the rate of profit is to be reversed, the underlying trend which is responsible for this trend must itself be reversed—the composition of capital must be reduced. This requires, as we have seen, the destruction of capital, which only takes place as a result of widespread bankruptcies of capitalist firms.

    Thus, Marx's theory (and the historical evidence) suggests that a restoration of the rate of profit sufficient to bring about another upswing in the world capitalist economy is impossible without a prior depression. In other words, Marx's theory suggests that the economic crisis of the 1970s is but a mild prelude to the real depression that lies ahead—in the 1980s. Just as in 1930, the worst is yet to come.

    One final question needs to be at least briefly discussed: What can the government do about all this ? Can the right kind of government economic policies reverse the slide into depression and make possible another round of capital expansion ? Throughout the 1950s and 1960s, Keynesian economists claimed that the proper use of government economic policies could eliminate forever the danger of a depression. Where are the Keynesians now just when capitalism needs them most ?

    The Keynesian solution to the problem of depression was essentially this: whenever capital investment slowed down (and unemployment increased as a result), the federal government should take up the slack by increasing its own spending. However, as Paul Mattick pointed out a long time ago, government spending is financed by taxing or borrowing income produced in the capitalist sector. Therefore, an increase in government spending generally requires that a greater portion of the total surplus-value be taxed or borrowed by the government. A correspondingly smaller portion of the total surplus-value is available for investment as capital. As a result, the increase in government spending further aggravates the shortage of surplus-value, which caused the decline in capital investment in the first place, and ultimately leads to a further decline in investment.

    The negative effect that increased government spending has on capital investment is being emphasized these days by conservative economists, who are suggesting cuts in government spending as a stimulus to investment. However, these conservative economists forget the reason why government spending has increased in recent years—to offset a prior decline in investment. Therefore, cuts in government spending will most likely bring, not a revival of capital investment, but rather, a sharp rise in unemployment.

    Another problem with the strategy of increased government spending as a solution to the stagnation of investment is that it tends to increase the prevailing rate of inflation. Very briefly, the explanation of this inflationary side-effect of increased government spending is as follows: capitalist enterprises experience the increase in government spending as an increase in their sales, as an increase in the demand for their products. This increase in demand provides these enterprises with an opportunity to increase their profits by simply raising their prices, without the expense and risk required to expand output. (Remember the words of the investment bank quoted above: "Whenever you can, raise the price".) It would be bad business to pass up such an opportunity, especially these days when profit rates are lower than they used to be.

    This inflationary side-effect of increased government spending has made politicians increasingly reluctant to adopt this strategy in the 1970s, when inflation is already so high and already a serious problem in itself. Prime Minister James Callaghan of England expressed the prevailing wisdom of political leaders in a speech to a Labor Party conference in September 1976:

    We used to think you could just spend your way out of a recession and increased unemployment by cutting taxes and raising government spending. I tell you, in all candor, that that opinion no longer exists. It only worked in the past by injecting bigger doses of inflation into the economy, followed by higher levels of unemployment as the next step. . . the cozy world, which we were told would last forever, where full employment could be guaranteed by a stroke of the Chancellor's pen, is gone.

    The New York Times reprinted excerpts from this speech with the title, "Mr. Callaghan Talks Business".

    Therefore, although government economic policies may make it possible (for a while longer) to avoid a sudden and total collapse of the world capitalist economy (like what happened in the early 1930s), these policies will not be able to reverse the downward slide into yet another worldwide depression. This means that the most likely prospect for the next few years is a continuation of the slow, steady decline we have experienced so far in the 1970s. Capital investment will remain stagnant; the peaks and troughs of unemployment will gradually increase; rates of inflation will continue to accelerate; and our living standards will continue to decline.

    Even this rather dismal, but less than catastrophic, course of events cannot last forever. At some point, galloping inflation will make profitable business so difficult and so uncertain that further investment will stop altogether. Or politicians will decide that accelerating inflation is too high a price to pay for avoiding a depression, and will stop trying to prop up the economy and let the depression happen. Some conservative economists, led by Nobel prize winner Milton ("let's have a real one") Friedman, are already suggesting this course of action. When this point is reached, the bankruptcies will begin and things will suddenly get much worse.

    Of course, this "purely economic" scenario could, at any time, be interrupted by the Third World War, and that would be "it", as Lenny Bruce used to say. In fact, the gradual slide into depression has already intensified the economic competition among nations, as each nation tries to solve its economic problems at the expense of other nations (by such means as export subsidies, import quotas, "trigger prices", etc.). In the 1930s, such "beggar-thy-neighbor" policies (initiated largely by the U.S.) resulted in a virtual halt to international trade and finally led to the Second World War.

    The obvious conclusion to all this is that the next decade will probably turn out to be a crucial one in world history. The odds are greater than ever before that it will be the last decade in world history. But there is still the chance that the world's population will become so fed up with the misery inflicted on them by yet another capitalist depression that they will do whatever is necessary to wrest control of the world's productive resources from their present owners and reorganize society with the aim of satisfying their own needs, rather than producing profit for capitalists. Needless to say, we should all direct our efforts toward that end.

    Mose

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    Authority and democracy in the United States - Paul Mattick

    Authority and democracy in the United States - Paul Mattick
    Authority and democracy in the United States - Paul Mattick

    Paul Mattick shows that corresponding to the absence of a socialist movement in America is the absence of fascistic movements as attempted resolutions of extreme class conflict. The complacency of the American working class, however, depends upon continuing capitalist expansion. Thus, the limits imposed by the developing crisis create the possibility of a break with the belief that politics can be safely left to the bourgeoisie.

    An article by Paul Mattick Sr. published late 1978/early 1979 in Root & Branch magazine (No. 7).

    Submitted by lurdan on January 16, 2014

    [hr]

    Reflecting on the New Deal, Franklin Roosevelt once said that his government "has done everything that Hitler has done, but by other means". These other means, however, were not able to overcome the Great Depression which occasioned the large-scale governmental interventions in the American economy. It was finally only the resort to Hitlerian means—that is, participation in the imperialist war—which overcame the unrelenting crisis. Still, the internal situation in America differed greatly from those prevailing in the fascist nations. The United States remained democratic, not only ideologically, but also practically, with an absence of terroristic measures. A social consensus and an efficient prosecution of the war could be assured without much interference in the customary social and political institutions. To be sure, there were some violations of civil liberties such as the incarceration in concentration camps of Americans of Japanese extraction. But by and large the arbitrary discriminatory actions on the part of government were not comparable to the dictatorial policies of the totalitarian regimes. The manufactured mass hysteria of World War I reappeared, of course, but in a more subdued fashion. The actual outbreak of the war united interventionists and isolationists behind their war-happy government. The acquiescence of the population was obvious and in part based, no doubt, on the intuitive recognition that the war would bring the depression to an end.

    Emerging out of economic crisis, fascism was an attempt to secure the threatened capitalist system by political and organizational means. These means were necessarily directed against the interests of the working class, in order to create the preconditions for new imperialistic adventures. This involved the destruction of the relative independence of the existing labor organizations, so as to establish that degree of class collaboration and national unity required for a political solution of the crisis at the expense of other nations. A repetition of the voluntary acceptance of the imperialist imperative by the labor movement, as during World War I, could not be expected under the prevailing crisis conditions, characterized as they were by an intensification of the class struggle. A new ideology, apparently directed against both the warring classes, had to be brought forth to transform class interests once again into national interests. This ideology could only be given practical form by way of political struggles, through the creation and growth of new organizations, which issued in the establishment of fascist dictatorships. In this sense, fascism expressed the capitalistic need for a total control of the working population, which seemingly could no longer be achieved within the confines of bourgeois democracy.

    It was, and still is, the total absence of a class-oriented labor movement which helps to explain the persistence of democracy in America, even under conditions of great social stress. This absence finds its reasons in the particularities which have distinguished the development of capitalism in America from that in other capitalist countries. Although interrupted by crises and depressions, American capitalism unfolded progressively, until the United States became the most advanced and the strongest capitalist power. It became therewith less susceptible than others to the formation of anti-capitalist movements, for it proved able at the same time to accumulate capital rapidly and to improve the living standards of the great mass of its population. To a lesser extent, this was true also for the European nations, yet the very rise of capitalism there was accompanied by a far more intense exploitation and a greater misery of the working population than was the case in the United States. At any rate, the specific European conditions led to the formation of socialist ideologies and organizations, which persisted even after conditions began to improve.

    We will not dwell here upon the rather complex reasons which hindered the development of socialist movements in the United States, but merely register the absence of such movements as a specific American characteristic. This is not contradicted by the sporadic appearance and disappearance of socialist and syndicalist organizations, which, at times, agitated both the bourgeoisie and the working class. These organizations did not represent the real aspirations of the mass of the working population, which was resigned to accept the capitalist system as its own. The only movement which achieved some social significance was trade-unionism: the utilization of the labor market for the improvement of wages and working conditions within the—unchallenged—capitalist relations of production. It had no political ambitions but was happy with the conditions of democracy in its American form, that is, the two-party system, which provided no more than the semblance of democracy in its traditional European sense. Politics was left to the ruling class, as a matter of resolving those differences within the bourgeois camp which do not impinge upon its common needs. The illusion arose nonetheless that political frictions within the bourgeoisie provided a lever for the working class to affect policy by siding with either one or the other of the bourgeois parties. A kind of blackmail politics took the place of the political class struggle.

    The lack of political initiative on the part of American labor, reflected in the apolitical nature of the trade and industrial unions, led to the complete ideological integration of these organizations into the capitalist system. Of course, just as capital competition continues within the general trend of its concentration and centralization, so the fight between profits and wages goes on in spite of the apparent community of labor and capital. It is a struggle for shares of the social product brought forth by the capitalist system which both sides agree to uphold and to defend. The mass of the American workers does not object to the capitalist system, but merely to its pressure upon wages, caused, in their view, by the greediness of their employers rather than by the system as such. They are prepared to fight for the maintenance of once-reached living standards, or even for a larger share of the pie, but within—not against—the capitalist system. The wage struggles are carried on, often with great militancy, in the belief that the capitalist system is capable of doing justice to both labor and capital. And with a rapid rate of capital accumulation, implying the increasing productivity of labor, both profits and wages may rise, if only in unequal measure. It is then the experience of the past, which still determines the attitude of American labor with respect to the capitalist system.

    Only a minority of American workers are unionized and the unions themselves vary greatly with respect to their bargaining power and the character of their bureaucracies. But all exclude effective control on the part of their membership; which is to say, the workers accept the unions in the same sense in which they accept American capitalism as a whole. With the legalization and institutionalization of the unions, which dates back to the New Deal of the Great Depression, "organized labor" itself became a part of the system, confronting the workers as an objective reality outside their own control. Union dues are paid in the same spirit as taxes are paid, but there is neither a way to, nor as yet a demand to, participate in union affairs. Everything is left to the bureaucracies, just as politics is left to the bourgeoisie. In both cases the democratic forms are often maintained, of course, via elections and referenda, but they do not affect the authoritarian controls of either governments or unions. The personnel may change; the system remains the same.

    The concentration and centralization of capital in the United States has progressed to a point where the specific interests of the big corporations determine the destiny of the system as a whole. It was no joke when it was said that "what is good for General Motors is good for America", for it does depend on the fortunes of General Motors, and on those of all the other similar corporations, whether the economy expands or contracts. In this situation, the state is the state of the corporations and depends on their profitability. Whatever differences may have existed between state and capital, they have since long been dissolved; the state is not a mere tool of the ruling class, the latter is also the state. It is for this reason that the people in government office, or any public office, need not be pressured by the big corporations to do their bidding; they do so on their own accord. Moreover, the personnel of state and capital are interchangeable; corporation managers enter government service, while state officials move into the management of corporations.

    If government and capital are one and the same, this entity finds its support in the Senate and the House of Representatives. Democratically elected, the congressmen have been chosen to uphold the capitalist system and its state. They do so not only out of conviction, but also because of their direct capitalistic interests. As, according to Calvin Coolidge, "the business of America is business", politics itself is seen as just another money-making enterprise, to be supplemented by branching out into other businesses, or by maintaining those already engaged in. The New York Times of 8 May 1978 reported a computerized study of the personal financial interests of almost all the members of Congress, which demonstrated that these people are also investors in all sorts of enterprises, often using their official positions to advance their business interests. As the information on which the study was based was supplied by the congressmen, the data were of course understatements serving to distract attention from or conceal their true but unascertainable financial holdings. For our purpose, however, the study substantiates the fact that the representatives of the people are also capitalists who secure their privileges through the democratic process.

    The relegation of all decisive economic and political power to the hands of capital and its government has not as yet destroyed the myth of American democracy. People can vote, and those who vote—about half, or less, of the eligible population—can exchange a Democratic administration and presidency for a Republican administration and presidency; that is, they can exchange one set of people for another, equally determined to maintain the system which, in turn, determines the range of their own activities. Thus, although big business dominates the United States and cannot be dislodged short of destroying the capitalist system itself, it continues to dress its authoritarian rule in democratic garb. In fact, the more the ideology of democracy is nourished, the less bearing it has upon reality. Originally, political democracy was the goal of the emerging capitalist class and came to express the political aspects of capitalist competition, without ever concerning itself with the exploitative class relations upon which the whole capitalist edifice rests. In the European nations, the illusion nevertheless arose that bourgeois democracy could be utilized by the laboring class to alleviate its lot within the capitalist system and could, perhaps, even allow for the formation of socialistically-inclined governments and thus extend democracy into the socio-economic sphere. In America, however, as we have seen, this illusion never arose, and the private-property relations of capitalism remained generally sacrosanct. This has not changed despite the transformation of a dominantly competitive capitalism into that of the large corporation and the monopolization of capital, which even precludes political democracy in the ordinary bourgeois sense of the term.

    In America democracy begins and ends with the ballot-box. But it is also perceived as involving free speech, free assembly, and freedom of the press. Generally, there is no interference with these civil liberties, for they are not made use of in opposition to the capitalist system. What opposition flares up from time to time demands improvements of the system, not its abolition, such as clean government, lower taxes, civil rights and, more recently, the protection of the environment. It is noteworthy that such demands are not raised by the workers but by the middle class, and express its particular frustrations. With their upward mobility increasingly restricted, and their unhappiness at submerging into the working class, they imagine the possibility of a well-functioning capitalism, capable of satisfying all social layers. They have taken up the opportunism and reformism which, in the European nations, transformed the character of the labor movement. Compared with the welfare ideology of the liberal part of the middle class, the American workers appear reactionary, by displaying no interest in social affairs except with regard to their wages. The opinions of the politically conscious elements of the middle class are therefore destined to be voices in the wilderness.

    The kinds of politics carried on by elements of the middle class do not transcend the capitalist system. Even in their limited sense, they remain purely ideological, since there is no material force behind them. Still, as long as they are allowed to assert themselves, democracy appears as a reality with some effect on the course of events. This illusion supports the monolithic rule of capital. There is then no need to remove the democratic safeguard, even if this should prove inconvenient at times. In any case, it does not represent a danger that could not be met by the ordinary means of government oppression. The democratic forms are thus maintained as an asset rather than a liability of capitalistic rule, yet kept in bounds by the changing needs of the latter. This often leads to violence, based, on the one side, on the illusion that it is possible to divert the government from a particular course of action through the assertion of democratic rights, and, on the other side, on governmental assertion of authority in response to protest. Yet, after each such emergency, American democracy finds itself restored.

    Any temporary abrogation of democratic rights is undertaken in the name of democracy, identified, as it is, with Americanism. Anything more than verbal opposition is at once branded an attack on democracy, which presumably reflects the general consensus. It is seen as Un-American because it goes beyond the prescribed, though ineffective, democratic rules, as they evolved in the United States. Being Un-American, it is perceived as a foreign implant, which could not possibly originate on American soil. While, at first, it was the unassimilated immigrants who were held responsible for all the unrest in the nation, later it was allegiance to social systems other than the American which supposedly carried the germ of discontent into the American fabric. To make the world "safe for democracy" required then the simultaneous pursuit of the internal and of the external enemies of democracy and therefore of American capitalism. Even ordinary wage-struggles were often denounced as the work of foreign agitators, bent on undermining American democracy. Despite the actual insignificance of these political currents, laws were passed against anarchism, syndicalism, and bolshevism. Even the democratic Socalist Party found itself outlawed during World War I; all in the name of American democracy. Fascism, were it to come to America, would not require popular participation as it did in Europe. It would most probably be called anti-fascism, as the American fascist Huey Long supposedly asserted, or simply 100% Americanism. Without popular participation, there would also be no opposition; it would be a matter entirely of the government's decision. Repressive measures could be introduced within the framework of American democracy, preserving its forms while emptying them of all their content. The ruling class, in short, has managed to gain totalitarian control with precisely the instrumentalities that were supposed to curtail the monopolization of power and the absolute rule of the capitalist oligarchy.

    Class society implies the systematic manipulation of "public opinion" as an instrument of class rule. The specific interests of the ruling class must be made to appear as the general interest. But in capitalism, ideas are also commodities, whose producers and dispensers find a market only in the ideological requirements of capitalism. It is therefore not surprising that the media of persuasion—the schools, the universities, the churches, the press, radio, and television, etc.—cater exclusively to the needs of the capitalist system. But where there is a market, there is also competition, and the ideologists may vary their wares to some extent, even though all of them have to serve the same purpose, namely, ideological support of the status quo. These variations on a single theme support the democratic illusions within the authoritarian conditions of American capitalism. The most reactionary ideas insist upon their compliance with the democratic ideal, even if this ideal refers to past conditions rather than to present-day reality.

    Notwithstanding the conditions of monopoly, politics remains not only a business but a competitive business. This competition expresses itself in ideological terms. Although everyone agrees on the merits of American democracy, there is no agreement as how to serve it best. This makes for the subjective element in American politics, that is, the struggle of politicians to gain entry into the political institutions, or to increase their importance within them. The subjective strivings of the politicians becloud the fact of their objectively determined identical functions. But their antics are often topical enough to find a wide response, particularly if this suits governmental policies and specific capitalistic interests. Irrational assumptions become, at times, the reality of the day, as did, for instance, the Red-scare in the wake of World War I and McCarthyism during the cold war period. In the first case, a nationwide hunt for subversives was instigated as a kind of publicity stunt to further the presidential ambitions of the then Attorney General, A. Mitchell Palmer. At the same time, however, in the context of the Russian Revolution and its international repercussions, the fabrication of a threat to American capitalism could be used not only to ferret out an incipient radicalism but to subdue the working class as a whole. Similarly, McCarthyism, despite its source in the private political ambitions of its author, could spread as far as it did because it served the ideological requirements of American imperialism.

    What is of interest in this context is the susceptibility of American democracy to the same type of demagoguery that created the mass-hysteria and the fear of terror in the totalitarian nations. Only what has been, and remains, more or less the rule in these nations has been an exception in the United States. But it is an ever-ready possibility and another indication of the essentially authoritarian nature of American capitalism. A counterpart to the potential but mostly latent totalitarian tendency are the sporadic extra-legal outbreaks on the part of racial minorities, which strive for equality in a system based on exploitation and therewith on inequalities in all spheres of social life. They know from experience that democracy has nothing to do with their own conditions and offers no solution for their special problems. Still, they assume that the system could be forced to make some concessions by way of organized protests and direct actions justified in terms of prevailing democratic ideology. But this ideology does not stand in the way of applying the most naked authoritarian measures, if this should be deemed necessary. The apparatus of repression—the army, the national guard, the state-police, the local public and private police forces—are formidable enough to deal with such upheavals.

    While the apparatus of repression is ever-ready, it can be held in reserve because of the overwhelmingly positive identification of the large mass of the population with the American system. This identification remains intact even when particular policies of the government are questioned or opposed, or when the government itself loses the confidence of large layers of society. The war in Vietnam, for example, was generally not recognized as an aspect of American imperialism, but was bewailed as a morally wrong policy, or as a mere mistake, on the part of the administrations involved in it, which assumedly could just as well have chosen another course of action to safeguard America's interests in Asia. But this war was fought in the name of democracy, to prevent the further spread of totalitarian regimes, and was therefore most heatedly defended in the beginning by the liberal-democratic and even "socialist" elements in the United States. As far as the working class was concerned, insofar as its interests found articulation at all, it was satisfied with the war-given opportunity for secure jobs and higher wages. What opposition arose came from religious groups and pacifists, soon to be joined by a rebellious student movement unwilling to sacrifice careers and even life to the remote interests of American imperialism. Yet this movement used the phraseology of democracy to expose its actual absence at this particular occasion, and merely expressed the utopian quest for a real democracy, brought about by democratic means, within the conditions of American capitalism.

    With all due respect to this anti-war movement, which did play a part in aiding the growth of aversion to the seemingly pointless extension and prolongation of the conflict, the war came to an end not in response to democratically-exercised anti-war sentiments, but thanks to the defeat of the American armed forces, hastened by the war-weary attitudes of the field soldiers, who had lost all inclination to sacrifice their lives for the incomprehensible goal of defending American democracy in Southeast Asia. The fact that the war itself had become a commercial enterprise—not in the wider sense of serving the expansionary needs of American capitalism, but in the narrower, immediate, sense, of a general corruption on the part of the military and their advisers personally to enrich themselves—also aided this war-weariness. Finally, in conjunction with the then existing constellations of imperialist forces, the war could most probably be won only by risking a worldwide war, for which America was not prepared at this particular historical juncture. Capital itself brought the war to an end, apparently as a response to the opposition at home, but in reality because the expense of the war had lost all proportion with any conceivable future gain that might result from its successful conclusion.

    Nonetheless, the ending of the war was celebrated as a reassertion of American democracy, as a sign of the power of the people as against that of the government, and even those who at first had endorsed the war as America's commitment to the principles of democracy, now joined the celebration. On the internal scene, a similar situation arose with Richard Nixon's forced abdication of the presidency in the wake of the so-called Watergate affair. A corrupt government was replaced by another corrupt government in a political power struggle lost by the Nixon administration. The ideological verbage displayed in this process created the impression that, once again, democracy had succeeded in defeating its violators and that it was still a viable political system serving the national needs against the usurpation of power on the part of conscience-less politicians. Presumably, an aroused "public opinion" had overcome the underhanded manipulations of the administration, out to secure its perpetuation in defiance of the "fair play" of democracy. The euphoria created by this fresh sign of democratic power was such as to release a general onslaught against its various abuses, reaching the grotesque point of passing laws which subject the investigatory agencies of government to the scrutiny of their victims.

    Whereas in other capitalist nations democratic institutions are increasingly supplemented by more direct administrative police measures, in the United States the instruments of repression have seemingly become more diluted, in favor of a more open and a more participatory political life, even though, or perhaps because, little advantage is taken thereof. It would be an error to assume that the hollowness of the democratic rituals are recognized and that the democratic ideology has spent itself. Quite generally, people continue to believe in this system as preferable to any other, and express their patriotism in terms of American democracy. They are not distressed by its merely ideological nature; rather, it is precisely this reduction to ideology which allows for a persistant complacency of the American population under the authoritarian social conditions.

    This complacency is nothing to be wondered at. The Great Depression of the 1930s is only vaguely remembered and then recalled as an act of God, from which no relevant conclusions can be drawn. Since this period, until recently, America was the toast of the world, the victor in war, and beneficiary of an unprecedented economic upswing which benefited both labor and capital. Theories were concocted which assured further economic growth and the elimination of the business-cycle through state interventions in the laws of the market. True, there remained a residue of misery, particularly with respect to racial minorities, but this, too, would be overcome in time, thus demonstrating the superiority of the capitalist system in its American form. This general optimism created the various notions of "post-capitalism", the new "techno-structure", the "end of ideology", and the coming of "one-dimensional man", all signifying that whatever meager expressions of discontent might arise would be absorbed in a truly integrated capitalist society without class conflicts, in which the difference between authority and democracy would have lost its meaning.

    All this assumed, of course, the continuous expansion of American capital and therewith its extension on a global scale. The post-war situation was characterized not only by various attempts—some successful, others not—to contain the spread of totalitarian regimes in defense of the free world-market, but also by capital exports on a lavish scale and the intensified creation of multinational corporations, mostly under the American flag. The internationalization of capitalist production (in contrast to international trade) extended the American economy to all parts of the world, a fact of great importance with regard to the identification of American capitalism with political democracy. Business can flourish as well under authoritarian as under democratic conditions, so long as the authoritarianism restricts itself to political institutions. Business has no preferences in this respect, even though some businessmen may prefer one to the other. And in fact a great amount of American capital operates under authoritarian regimes and has a direct interest in their perpetuation as long as they secure and guarantee the profitability of their investments.

    There are of course two major types of authoritarianism: the state-controlled systems, which imply the expropriation of private capital, whether foreign or native, and some form of central economic planning; and the various military dictatorships that abound in the capitalistically less-developed countries dependent on the capitalist world market and the import of capital. Most of the so-call "third world" countries are in this latter category, a condition described as "neo-colonialism". Here the authoritarian relations of capitalist production find their support in an authoritarian political structure, to assure the accumulation of capital, despite the precariousness of the general economic conditions in which world capitalism finds itself. The militarily-secured rule in these nations merges the political elites with both the emerging native bourgeoisie and foreign capital, in this manner establishing the unity of capital and government which also characterizes the advanced capitalist nations, although with a shift of emphasis from the civilian to the military aspects of capitalist rule.

    Not admitting that American capitalism is based on the exploitation of labor—since each person is presumed to receive what he has contributed to the total social product—and thus sharing with the state-controlled totalitarian nations the notion of to "each according to his work", the economic argument against such totalitarianism is largely based on the comparative efficiency of the "free" and the "regulated" economy, the latter supposedly demanding totalitarian controls and thus dictatorial rule. Democracy is then only mentioned as a political phenomenon, as a question of "individual liberties" and "human rights", which, however, are presupposed by the property rights of capitalism. With the private-property rights maintained, even authoritarian regimes may develop, or return to, democratic institutions. In this sense, then, the various military dictatorships, particularly in the South-American nations, are not opposed but cultivated by American capital, in the apologetic expectation that, sooner or later, they may adapt themselves to more democratic procedures. In fact, the dictatorships themselves pretend to be mere caretakers for democracy in times of social stress, eagerly awaiting the day of their displacement by viable elected governments and parliamentary rule.

    The economic and so the political interests of American capitalism touch upon almost every part of the world. Although the nation-state persists, the economic integration of capitalism is international, which strengthens the imperialistic nature of capitalist competition. With respect to foreign capital investments alone, the Government Survey of Current Business of February, 1977 showed that the yearly sales of majority-owned foreign affiliates of United States companies totaled more than $500 billion, while American exports totaled only $120 billion. No data is available for sales of foreign affiliates in which American companies have less than a majority interest, nor for the production of unaffiliated companies under license of United States companies. If they were included, the enormous importance of foreign production relative to traditional exports would be even more evident. This implies, of course, that American capitalism must not be equated only with its democratic pretensions at home, but also with the authoritarian regimes under whose protection it exploits an increasing quantity of foreign labor. It thus shares responsibility for their undemocratic dictatorial policies.

    It is true, of course, that American capital is not needed to foster authoritarian regimes in countries in which it does business; these nations adhere to dictatorial principles on their own accord. Most likely, the American capitalists would be more comfortable operating under circumstances more akin to their own. But they are also realists and accept the world as it is: democracy is not essential to the making of money. They are also quite ready to enlarge their capital under democratic conditions. So long as their investments are not endangered, the form of government which protects them is quite immaterial, and this indifference allows for adherence to the principle of non-intervention in the affairs of other nations. It is not the desire for a "democratic world" which moves the policy-makers, but merely the need for governments—dictatorial or not—that will protect capital investments and allow for international trade favorable to American capital.

    However, investments are endangered politically as well as economically when a state of relative prosperity and social stability gives way, as at the present time, to a period of depression and social unrest. In such cases governments may invoke measures detrimental to American capital—up to the point of its nationalization. If such events seem to be in the making, governments begin to matter and it becomes necessary to install ones willing to uphold American interests. Covert and overt American intervention will replace more democratically-inclined governments with outspokenly authoritarian regimes, in order to secure both the specific American interests and the social relations on which they are based—as happened, for example, in Brazil, Guatemala, the Dominican Republic, Chile, etc., all in the name of democracy and the defense of the "free world".

    But even apart from flagrant intervention, America dominates the economic and political life of her client nations through their financial dependence on the capital market. Just as the peonage of the landless peasant can be maintained by keeping him perpetually in debt to the landlord, so nations can be forced to submit to America's hegemony through their indebtedness to American banks and the American-dominated International Monetary Fund (IMF). If they cannot keep up the interest payments on their loans, which becomes increasingly difficult with the deepening of the worldwide depression, new loans are denied them unless they submit to a program of "austerity" designed to increase, with the profitability of capital, their ability to honor their financial obligations. The IMF has become the vehicle through which economic "Discipline" is imposed upon debtor nations in order to maintain, or restore, their credit-worthiness. Of course, this is just "good business", even though it may result in great social unrest and therewith lead to repressive measures of the most brutal kind. Recently, for example, Peru was placed under martial law, as its military government moved to halt a wave of looting and sabotage provoked by enormous price increases, instituted in order to reduce the payments deficit and to increase the rate of exports. In considering the nature of American capitalism, it is only prudent to include in its economic effects upon other nations also their political repercussions, which, in most cases, involve the application of terroristic measures by dictatorial governments against their impoverished populations. This, too, is part of American democracy, which works hand in glove with the authoritarian regimes, even with regard to the details of political repression via the machinations of the Central Intelligence Agency.

    It is then not only the predilection on the part of American capital to assert its self-styled economic and moral superiority, as exemplified in its democratic institutions, but the inescapable need to assure its profitability under any and all circumstances, which turns it into an abetter of totalitarian regimes and authoritarian policies in the world at large. But the spreading economic crisis does not stop at the American door, and the same "austerity" advocated abroad must also be applied at home. To be sure, the exceptional economic power of the United States does allow for a more gradual and less extensive reduction of living standards; yet it depends on the unforseeable extension of the crisis whether or not the enforced "austerity" turns into general misery as has been the case in previous depressions. At any rate, the apparent tranquility of American democracy is steadily being undermined by the deepening crisis as well as by the attempts to cope with it, and the still imposing edifice rests upon shifting sand.

    Thus far, however, no need has arisen to apply political measures to the economic ones, for there have been no political reactions to the deteriorating economic conditions. Unemployment and inflation have not as yet reached dimensions such as endanger the social peace. American democracy still reigns supreme and finds external reasons for its present economic plight in the unfair competition on the part of other nations, the pricing-policies of the oil-producing countries, and the aggressiveness of competing imperialist powers. Insofar as internal reasons are added to the list of American difficulties, they concern, of course, the inflationary wages of organized labor, which are blamed for the lack of investment incentives. It is the gradual character of the economic decline which explains, at least in part, the apparent apathy of both the working population and the middle class despite the continuing reduction of their incomes. It also implies that the full burden of the depression is carried by a minority not large enough to articulate its grievances sufficiently to affect the broad majority, which still sees itself in an enviable position just because of the increasing misery outside their own living conditions.

    However, the present day lack of political awareness on the part of American labor, manifested in the undisturbed ideology of democracy, does not imply that the working class will not become restive with the worsening of the economic crisis. After all, it is the same working class which, although belatedly, reacted with considerable militancy to the Great Depression and finally forced capital and its government to relieve its misery through tradition-defying interventions in the economic mechanism. There has been no return to the pre-depression "rugged individualism", and the American economy has adapted itself to a form of welfare system which blunts the social frictions associated with crisis conditions. It is then to be noted, as it has been by Professor Douglas A. Hibbs, of the Massachusetts Institute of Technology (as reported in the New York Times of 6 December 1976) that "industrial conflict drops in rough relationship to the success of welfare-state policies in making government the instrument for allocating shares in the national product". The Professor does not consider the limitations of these practices, nor the obvious fact that they must find an absolute barrier in the accumulation requirements of capital, which demand quite definite shares of the national product.

    Should the crisis deepen, it will be somewhat more than wishful thinking to expect a change of attitude on the part of American labor toward the capitalist system, even though the direction this change may take remains indiscernible. Newly-arising popular movements may very well sidetrack the aspirations of the working class into channels of activity that defeat their own purpose. On the other hand, the absence in America of capitalistically-integrated and by now ossified "left-wing" political parties may lead to the workers' self-assertion and new forms of organized activity more in keeping with their real needs. Moreover, the American crisis is a crisis of world capitalism and its general political repercussions will find a reflection in the United States. But as matters stand today, international capital may try once more to resolve its crisis by imperialistic means, thus preempting the possibility of revolutionary change in a new world war.

    Paul Mattick

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    Intro to Anarchism vs. Marxism - Root & Branch

    Intro to Anarchism vs. Marxism - Root & Branch
    Intro to Anarchism vs. Marxism - Root & Branch

    Introduction to the mini-pamphlet Anarchism vs. Marxism reprinted in Issue 7 of the US libertarian marxist journal. Undated but published late 1978/early 1979.

    Submitted by UseValueNotExc… on March 3, 2022

    We are here reprinting two articles by Ulli Diemer—Anarchism vs. Marxism and The Continuing Debate : Bakunin vs. Marx—which first appeared in The Red Menace 2 :2. 1 In a clear and concise way they confront the main anarchist misconceptions about Marxism and demonstrate the relevance of these issues for libertarian socialists today. However, there is a major weakness in the Bakunin vs. Marx article. In demonstrating that Marx is not an economic determinist, Diemer comes close to denying Marx's materialism. The conflict between materialism and idealism was central to the debate between Marx and Bakunin. More significantly, it remains important for our own attempts to clarify the difficulties and possibilities of revolutionary action.

    Idealism and what we may call vulgar materialism both disconnect ideas from the process of people's active transformation of their environment, natural and social. For the latter, people are the passive recipients of ideas forced on them from outside; for the former, conceptions evolve by their own logic, and here too "happen to" people, instead of being developed by people in the course of dealing with their problems and opportunities. As a result of this similarity, both orientations have tended to see world-changing ideas as the property of educated elites. As it has no explanation for the origin of ideas, except earlier ideas, idealism gives those who have the "correct" ideas at any time a key role in the making of history. On this terrain the idealist and the undialectical materialist shake hands on the necessity of placing the reins of action in the hands of the few who, for one reason or another, are in tune with the objective necessities of the situation.

    Thus Lenin, the philosophical materialist, was a complete idealist politically, believing that the idea of socialism could develop only in heads exposed to higher learning, and never among the workers, tied to their immediate needs, themselves. Similarly, Bakunin believed in the absolute necessity for an elite organization controlling and guiding the movement of the People, to whose unformed thoughts only the anarchist Alliance (and above all he, Bakunin) could give articulate form.

    While such views may be very inspiring to an intellectual elite, they are of no use to the rest of us. It is this problem that Marx was addressing when he wrote in the Theses on Feuerbach that "the educator himself needs educating". Marx, in contrast to the left wing idealists whom he criticized (Proudhon, Lassalle, Bakunin), did not see the problem of revolution as that of drawing up plans for others to carry out. His ideas and later theory developed out of his experiences and studies of movements of the emerging proletariat. He noted that this class, unlike the peasantry, was integrated over large areas because it produced for the national or world market instead of for local consumption. Consequently, what happened to workers in one area tended to affect workers in others. But this state of affairs was also relative. In times of capitalist expansion and prosperity, workers' struggles for higher wages, better working conditions, and even political goals could remain more or less localized. On the other hand, capitalist crises threw the working class in general into similar conditions, conditions (mass layoffs, wage-cutting, and generalized misery) which could neither be ignored nor fought on a small group level. They could only be fought collectively and cooperatively.

    Marx studied the origin and development of the proletariat in order to clarify the meaning of the ideal of socialism, advanced during periods of crisis. His analysis of capitalism led him to conclude that the system would become world-dominant, that the proletariat would become the large majority of the population in the capitalistically developed countries, and that the continuing crisis cycle would thus become more severe and involve larger numbers of people. At some point in history, he supposed, the world's working class would be so large and the crisis so deep that the direct, collective activity of the proletariat would move from resistance to revolution, expropriate the capitalists, and create a society on the basis of "the free and equal association of producers". These predictions were based in part on empirical observations and in part on scientific abstraction from such observations. Only in this way could theory be a guide to action, rather than an ideological justification or a program for others to carry out. It was in order to aid his comrades in changing the world—the workers—to realize their collective capabilities that Marx wanted to "lay bare the laws of motion of capitalist society" in Capital. He wanted to understand, and so help others understand, the social realities that make possible new forms of social action, and the new forms of thinking that such action involves. This was the content of Marx's materialism—the explanation of the origin and content of socialist ideas in terms of the structural dynamics of capitalism.

    The Marxian model is, if anything, more relevant today than it was in Marx's time, when large portions of the world were still untouched by capitalism and the working class was a small minority even in the most capitalistically developed countries. At the present time, it is true, the revolutionary workers' movement has reached a uniquely low point. The officially left organizations—parties and unions—have come to devote themselves to the interest of capitalism or its party-ruled analogue in the "socialist" nations. And yet the international working class, larger than ever, and more closely than ever linked through their domination by the world market, faces the very conditions and necessities that Marx discerned a century ago. The current economic decline indicates that government intervention in the economy has not rendered the capitalist crisis obsolete; it is rather the crisis which is rendering obsolete those theories—shared in the sixties by bourgeois ideologists and most of the left—that see crisis as a thing of the past. The Marxian analysis of capitalist development, clarifying the situation faced by the workers, provides no guarantee of a libertarian future. That depends now as before on the workers' response to their conditions. But Marxism does show that such a future is not just a utopian dream but a real possibility worth fighting for.

    Root & Branch

    "... From the first moment of victory, mistrust must be directed no longer against the conquered reactionary parties, but against the workers' previous allies, against the party that wishes to exploit the common victory for itself along. . . The workers must put themselves at the command not of the State authority but of the revolutionary community councils which the workers will have managed to get adopted. . . Arms and ammunition must not be surrendered on any pretext".
    K. Marx & F. Engels. Address to the Central Committee of the Communist League (1850).

    [Transcribers note : here there followed the two reprinted articles which are already in the library].

    Anarchism vs. Marxism : A few notes on an old theme
    Bakunin vs. Marx. The continuing debate

    • 1The Red Menace. P.O. Box 171, Station D, Toronto, Ontario, Canada

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    When Men Become Gods - Alan Wallach

    When Men Become Gods - Alan Wallach
    When Men Become Gods - Alan Wallach

    Alan Wallach writes for Issue 7 of the US libertarian marxist journal. Undated but published late 1978/early 1979.

    Submitted by UseValueNotExc… on March 3, 2022

    [Transcribers note : this was an illustrated essay—the illustrations can be seen in the pdf of this issue]

    Lincoln Borglum, whose father Gutzon began the massive faces of Washington, Jefferson, Lincoln and Teddy Roosevelt on Mount Rushmore in South Dakota, fears that in a thousand centuries man may conclude that they represent the gods or mark the tombs of heroes. The younger Borglum, who finished the job after his father died shortly before WW II, wants a hall of records carved into the mountainside, with the history of the U.S. inscribed on its walls—just to get the story straight. (The New York Post, 1 May 1978)

    In the West, the tradition of large-scale figure sculpture has come to an end. It is now unlikely that anything comparable to the great works of the tradition will again be made. A number of reasons might be cited to explain this decline : the scale of our cities, modern communications, our over-familiarity with the sight of our leaders, their obvious lack of heroism, the deepening disillusionment of the age. Because of our growing distance from the tradition it is perhaps possible to begin to assess what the tradition meant in the West—and also what it means in China, where it lives on.

    Despite an extraordinary cultural diversity, the subjects of monumental figure sculpture were generally limited to gods, heroes and rulers. The meanings associated with these subjects were, in a sense, equally limited. Monumental treatment endowed the subject with an aura of divinity. The superhuman size of the figure as well as the way it was exhibited on a pedestal or within a special precinct removed it from everyday life. The viewer could thus experience it only as part of a mythic realm—a realm exempt from mundane laws of time, change and human scale. In the long run it mattered little whether the subject was king, hero or god. All belonged to the same otherworldly domain.

    The power of monumental sculpture to elevate its subject to the timeless realm of the gods was recognized at the beginning of recorded history and exploited, although perhaps not always consciously, for political ends. Often the sculptor emphasized a ruler's special godly attributes or mission—the divine origin of his inspiration or his unique ability to communicate with the gods. For example, in the statue known as Augustus of Primaporta, the Roman emperor is accompanied by a tiny winged figure representing divine genius; or in the case of Girardon's equestrian Louis XIV—a prototype for statues of the king that were erected in all the major cities of France—the king looks to heaven for guidance.

    The monumental figure of the ruler made visible a claim of divinity and unassailable power that usually was part of a dominant system of religious and political beliefs. In other words, the statue extended into the realm of visual and spatial experience the dominant ideology of the society that produced it.

    By virtue of its physical presence, the statue forced its viewers to define themselves in relation to the abstract power it personified. That power was experienced subjectively in terms of the figure's size, expression and symbolic attributes. But it was also experienced in the way the figure's presence articulated and charged the surrounding space. The figure turned the surrounding space into a ideologically active environment—one in which the only appropriate response could be awed respect. In this sense, all monument figures might be thought of as cult objects since all demanded reverence from their viewers.

    What I am saying may become somewhat clearer if you imagine an open space and then add to it a monumental statue. Consider the way the statue, by becoming the focal point, transforms the meaning of the space and your relation to it.

    At first the feelings inspired by a monumental figure of a ruler may have been ambivalent—a wavering between the protection it offered and its inherent threat. With time, however, the statue and the aura of divinity surrounding it were accepted as a normal part of experience. To the extent the dominant ideology shaped experience, the meanings the statue embodied appeared consistent with and therefore as a continuation of other aspects of experience. Thus its ideological function generally went unnoticed even as it added to the force of the ideology. (If this seems paradoxical, try to imagine as ideological any large-scale figure sculpture that is normally part of your environment—for example, the sculptures in the garden of the Museum of Modern Art.) Only when the ideology as a whole was called into question, as in moments of revolutionary upheaval, would the supremely ideological character of the statue be fully revealed. This may explain why opposition to an ideology so often included iconoclasm—for example, in the French Revolution, or in anti-colonialist struggles.

    Yet if the statue survived the destruction of the ideology that had been its raison d'etre, it necessarily lost its original cult function. The museums are filled with monumental figure sculptures that are normally experienced as part of contemporary ideologies (Our Cultural Heritage, Civilization, etc.). In the context of the museum, or rather in the context of a culture in which the museum has become the primary art institution, the work has been placed in the service of a new cult—the modern, Western cult of art—which endows it with a new aura.

    What I have been attempting to describe are two ways of seeing monumental figure sculpture : in terms of the traditional relations between the figure and the ideology that gave it meaning; in terms mediated by the art institutions of modern, Western culture. These two ways of seeing, although they frequently coexist within a given society (e.g., religious shrines and archaeological museums), are mutually exclusive : each is unimaginable from the viewpoint of the other. For example, educated Europeans and Americans often react with horror when they first encounter idolatry. Horror results not because of intellectual or religious prohibitions but because, for the spectator, the worshipper's ritual activity in front of the statue appears absurd.

    In China, the authorities have set up thousands of over-life-size white marble statues of Mao Tse-tung. These statues are probably the most unobtrusive monumental figure sculptures ever made. With their compact shapes, immaculate, machine-tooled surfaces and limited repertory of poses—Mao in an overcoat holding rolled-up blueprints, Mao in a "Mao jacket" with arms behind back, etc.—they recapitulate the bureaucratic virtues of orderliness, uniformity, impersonality, efficiency, control. Impassive, aloof, Mao makes almost no claims upon the viewer. He is simply there, a ghostly, paternal presence.

    The term "cult of personality" partially expresses the meaning of these works. They contribute to a system of belief which is further supported by other forms of artistic celebration : poems, songs, paintings, embroideries, billboard portraits, etc. Mao is the central figure in a ubiquitous iconography of political power—an iconography that includes other leaders (Hua Kuo-feng, Chou En-lai, Chu Teh); heroes of production (e.g., Iron Man Wong, the Chinese Stakhanov); the People, usually represented genre-style, as types; political villains, always caricatured (e.g., the Gang of Four). And yet, with the exception of occasional monuments to the anonymous "heroes of the people", Mao is the only figure to be memorialized in stone. The strength of the Mao cult is further attested by the recently constructed tomb in Peking where his embalmed and painted body is solemnly displayed, as if to confirm Mao once was flesh.

    The cult of personality reflected Mao's enormous ambitions. With his death, the cult became purely an expression of the state power he had for so long dominated. The current leadership opposed Mao's policies while he was alive (and no doubt heaved an enormous sigh of relief at his passing). That it has chosen to maintain the cult—at least for the time being—reveals how irrevocably Mao symbolized the authority of the state at the time of his death.

    I remember now the statue I saw in January at the entrance to the People's Park in Loyang. It is not hard to imagine the park in spring : families crossing the narrow bridge over the Jin He River on their way to the menagerie and hothouses; the flowers; crowds of people enjoying a day off. The white figure on its pedestal, a distant, looming presence—above them yet in the midst of their lives. When men become gods. . .

    Alan Wallach
    May 1978
    A somewhat different version of this article is appearing in
    Art in America.

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    Review of Food First: Beyond the Myth of Scarcity - Gary Roth

    Review of Food First: Beyond the Myth of Scarcity - Gary Roth
    Review of Food First: Beyond the Myth of Scarcity - Gary Roth

    Gary Roth reviews "Food First: Beyond the Myth of Scarcity" by Francis Moore Lappe and Joseph Collins for Issue 7 of the US libertarian marxist journal. Undated but published late 1978/early 1979.

    Submitted by UseValueNotExc… on March 3, 2022

    Francis Moore Lappe and Joseph Collins, Food First: Beyond the Myth of Scarcity, Boston: Houghton Mifflin; 1977.

    Francis Moore Lappe and Joseph Collins have written a book which provides one of the more detailed descriptions yet to appear of the capitalist division of labor as it applies to agriculture. While this is not the ostensible purpose of the book, it is one of the more important themes in it.

    Both capitalist production and the expansion of society in goods and population depend on the modern division of labor. This situation, however, also threatens people with hunger and starvation if the marketing system based on the division of labor ever breaks down; unless, that is, it can immediately be replaced by an alternative form of distribution. Natural disasters have always posed a threat to human society, but the division of labor created a new form of vulnerability toward nature. Never before have the industrial and agricultural capacities of society been greater, but also never before has society been faced with the possibility of extinction as a permanent facet of society's organization.

    A hundred years ago Marx speculated that a nation which ceased to work "even for a few weeks would perish". 1 If anything, the situation is more extreme today. Access to food depends on daily shipments of produce and the constant restocking of the merchandiser's shelves. In the cities, the food close at hand would hardly serve as a temporary buffer; the availability of processed foods depends on an extensive network for receiving raw materials and distributing the finished products. Even farmers and agricultural workers face this situation; the division of production into component parts extends into agriculture, and people cannot live long on a diet of strawberries, wheat, or soybeans alone. The ability to eat depends on the system of production and distribution remaining intact.

    Thus, the relationship between nature and culture has undergone a complete reversal. Where natural disasters still cannot be predicted and planned for, their negative effect can be counteracted through a quick reallocation of goods. Not nature, but the system of production and distribution now poses the biggest threat to human civilization. The opposition between nature and culture has been replaced by a situation in which the social organization is the greatest potential obstacle to the use of nature.

    Besides this potential horror, capitalism has also produced hunger and malnutrition as an automatic accompaniment to its accumulation process. During the last decade, more and more attention has been drawn to the number of hungry people in the world. The current recession has worsened this, but even before, there was a growing acknowledgement that hunger was widespread, and spreading. It is this crisis which Lappe and Collins address in their book, Food First : Beyond the Myth of Scarcity.

    What most alarms them is the tendency to view human miseries as due to the limits which nature is imposing on civilization's growth. In countering these ideas, they show in great detail how it would be possible to provide everyone with more than enough food. The obstacle, however, is the restraint placed on production and distribution by the profit criteria of the food producers.

    The ideology which they oppose is by no means without sophistication or superficial confirmation. The explanation usually goes something like this : the world's population has outstripped the earth's capacity to produce food, and not even the Green Revolution or Food Aid has been able to make much of a dent in the problem. Consequently, we must give up the goal of adequately feeding everyone, and instead, concentrate on solutions like birth control and setting limits to material growth, lest we deplete the earth at an even faster rate which will only exacerbate the problems. In the meantime, we need to steel ourselves and adjust to this new ethic.

    For believers in "lifeboat ethics", as it is appropriately called, survival is ensured only for those most capable of weathering the turbulence. Not surprisingly, this means that the industrialized countries survive at the expense of the underdeveloped, the working population at the expense of the unemployed, the rich at the expense of the poor. The utopian aspirations of capitalism—to increase productivity indefinitely—are to be replaced with a more realistic attitude. While it may seem obvious that this "ethic" is a convenient means to blame nature for the plight of the unfortunate, the growing popularity of these ideas makes the publication of Food First important.

    The book itself is organized into a series of 48 questions, each dealing with some aspect of the "lifeboat" ideology. Lappe and Collins point out, for instance, that high population density is not synonymous with a lack of food. "France has just about the same number of people for each cultivated acre as India". (p. 17) Nor does the problem stem from a lack of food production. "Half of Central America's agricultural land produces food for export while in several of its countries the poorest 50 percent of the population eat only half the necessary protein". (p. 15) In the same manner, the food scarcity is not imposed by nature. In the United States "the acreage allotment figure for 1970 was only 75 percent of that of 1967; less land was cultivated in 1970 than in 1948-1952. In both 1969 and 1970 the amount of grain that could have been grown, but was not, on land held out of production amounted to over seventy million metric tons—about double all the grain imported annually in the early seventies by the underdeveloped countries". (p. 23)

    These few examples give a sense of the information contained in the book. With 466 pages of information, the authors present material on overpopulation, agricultural output, education and birth control, foreign aid programs, the spread of the desert, trade relations, livestock and feed grain production, technology and the small farmer, nutrition, and other topics; the purpose of which is to explain the contradictions between agricultural production and human needs. As such, they provide an overall description of the development of agriculture as well as a detailed rebuttal of the specific arguments which explain hunger as a result of the "crisis of overpopulation".

    Agricultural production has become increasingly segmented, and large farms based upon export production have come to dominate the market. While this process began in colonial days, its development has been extremely rapid since World War II. The growth of the world market coincided with the interest in and possibility of profit-making through these channels. Different parts of the world began to specialize in one-crop, or monoculture, production, and thus became dependent on other parts of the world for their agricultural needs. The same process took place with the products of industry. Countries fostered agriculture for export as a means to gain money to buy other goods. Because the agricultural market was a lucrative one, corporations (and the multinationals in particular) took part in and encouraged this development, investing heavily in fertile lands, and, in the Third World, in cheap labor. In Ghana, for instance, "over half of [the] country's arable land is now planted with cocoa trees", (p. 185) and indeed, "over half of the 40 countries on the United Nations list of those most seriously affected by the food crisis of the 1970's depend on agricultural exports for at least 80 percent of their export earnings". (p. 186)

    International agencies which provide credit and technical assistance to farmers have also strengthened this trend. The majority of this aid goes to large farmers or to the multinationals and their affiliates. In Tunisia, one "agricultural program provided credit only to those owning a certain minimum acreage—usually 125 acres, a large holding indeed in that country". (p. 117) This bias can also be seen with the Green Revolution; the use of new, high-yield seeds which were to inaugurate a sort of food heaven on earth. Only farmers with large amounts of capital could afford to buy new seeds each season or the mechanized equipment which their use often required. The large farms then set the norms for market prices and are better able to withstand price fluctuations. More and more land comes under the domination of the large farms.

    The small farmers and peasants are unable to compete on the international markets, and the local markets are undercut when monoculture crops are imported. Because of these and other pressures, the ability of communities and nations to grow food for their own use is lost. In Mexico, due to the Green Revolution, "wheat yields tripled in only two decades", yet "there are also more hungry people than ever before". (p. 111) In West Malaysia, "by 1970, the bottom 20 percent of rural households had experienced a fall of over 40 percent in their average income since 1957, while the average income of the next 20 percent fell 16 percent. By contrast, the top 20 percent of rural households increased their mean income 21 percent". (p. 133)

    The populations of the industrialized countries have, for the most part, been isolated from this process during the twentieth century, having experienced it a century earlier. But because these countries were able to industrialize, the landless could find jobs in manufacturing. The increased consumption of the industrialized countries has made them the focus of export agriculture. The peoples of the Third World have not been so lucky. Industry, by preference, invests near markets and where transportation and communication facilities are already established. This favors the industrialized countries. When industrial establishments are created in the underdeveloped countries they are often capital-intensive; and when they are labor-intensive, the work can be brutal. In either case, not enough employment is available to the population. Production on the land and in the factories has increased, but unemployment and hunger remain major problems.

    On the basis of all this, Lappe and Collins conclude that "neither population growth nor the size of today's population is now the cause of hunger"; (p. 62) for while "there is scarcity... it is not a scarcity of food. The scarcity is of people who have either access to the means to grow their own food or the money to buy it". (p. 22) Overpopulation explains these problems only if it is assumed that the social structure is above examination.

    Because of the inability of people to feed themselves, Lappe and Collins see a solution in local, diversified agriculture. The means to avoid a market-induced scarcity is to stop producing for the market. They suggest that such a reversal is possible within the prevailing social order, particularly for the Third World countries. National revolutions could set a priority on self-reliant agriculture, and thus circumvent the problems of landless peasants, farmlands owned only by a few, the need for foreign exchange, and vulnerability to price fluctuations.

    Their own data, however, speaks against this solution. The underdeveloped countries are entangled in the market system to such a great extent that to withdraw from it would be akin to self-imposed genocide. Just to alter the agricultural techniques would require a massive quantity of new seeds, fertilizers, and machinery. In addition, those countries would then need to find a way to obtain the manufactured goods for which they now trade their crops. Lappe and Collins show with their statistics that it is conceivable for every country to feed its own population; but this is not the same as saying that this is a realistic possibility.

    In part, the authors opt for their solution because they believe it to be a practical step which any part of the world can immediately embark on. Cuba and China are cited as the outstanding examples for the rest of the Third World. Cuba, however, has extensive trade relations with both Western Europe and the Soviet bloc, and this has not undergone any significant changes because of its interest in self-reliant agriculture. The Soviet Union's support of Cuba's sugar prices, far above world market levels, is the most important means by which a livable standard of living is maintained for the population.

    China, on the other hand, was not completely dependent on the world market at the time of the 1949 Revolution, and the array of natural resources and land within its borders accounts for its stance of independence. For the rest of the Third World, it has been since World War II that international trade relations have become so entangled. Furthermore, only a few of the underdeveloped countries have a variety of resources to draw upon. From an economic point of view, neither China nor Cuba is a positive example for Third World countries—Cuba because it is not self-reliant and cannot become so in the near future, and China because its development began in circumstances which do not exist today in the other underdeveloped countries. And all this avoids discussion of what Lappe and Collins mean by "people's power" in those two countries.

    The note which ends Food First is all the more surprising since the authors show so well that social causes underly the crisis of "overpopulation". Yet, in offering solutions, they reverse their position. The evil is not, as Lappe and Collins imply, the division of labor itself, but the system of production and distribution presently attached to it. Large-scale monoculture would be feasible, perhaps even preferable, if the vulnerabilities caused by the market system were eliminated and replaced with a guaranteed system of food allocation. Farmers would not be subject to market fluctuations, and those not attached to the land could be guaranteed their livelihood through an international system of commitments. In the same manner, natural disasters could be anticipated, and everyone insured that in case of disaster other parts of the world would automatically come to their aid with relief and materials for rebuilding. Whatever vulnerability people experience today stems from the social structure. To posit a technological solution by restructuring the division of labor, in the end, skirts the problem.

    The authors' bias has one other negative aspect : they only present information which speaks against a large-scale and international division of labor. It would be useful to know what potentials this might contain if the social system was not structured according to profit criteria.

    But regardless of the bias, the book contains much useful information. The authors document the social reasons for hunger and support their ideas with data drawn from official sources—the reports of governments and international agencies. As such, it is a contribution to the ongoing critique of capitalistically-induced misery. Levi-Strauss, in Tristes Tropique, told about the perpetual holocaust which primitive people were subjected to upon contact with Western civilization; Lappe and Collins tell of the holocaust which the no-longer primitive people of the Third World are now experiencing, and which we will all face should the market system collapse and we not have an alternative immediately at hand to replace it with.

    Gary Roth
    September 1978

    • 1Letter to Kugelman, 11 July 1868; Marx-Engels Selected Correspondence p. 251.

    Comments

    Review of Marx and Keynes: The Limits of the Mixed Economy - Rick Burns

    Chares Reeve reviews Marx and Keynes: The Limits of the Mixed Economy by Paul Mattick for Issue 7 of the US libertarian marxist journal. Undated but published late 1978/early 1979.

    Submitted by UseValueNotExc… on March 3, 2022

    Marx and Keynes: The Limits of the Mixed Economy, by Paul Mattick, Boston, Porter Sargent, 1969, 341 pp.

    Ten years have passed since the publication of Paul Mattick's Marx and Keynes, a decade in which we have all witnessed the collapse of the Keynesian "solution" to the boom-and-bust cycle of the capitalist economy. For several years now economists and politicians, as well as business and labor leaders, have not been able to devise any solutions to the pervasive and persistent problems of simultaneous high rates of inflation and unemployment, slow growth, lagging investment and productivity, and the social divisiveness that accompanies such economic difficulties. In the late 1960s, while neo-Keynesians were proclaiming a new era of permanent prosperity, Mattick was insisting that Keynesian policies do not resolve the fundamental contradictions of capitalist production which manifest themselves in periodic crises and that sooner or later the limits of these stabilization policies would be reached. In his own words : "It is my contention that the Keynesian solution to the economic problems that beset the capitalist world can be of only temporary avail, and the conditions under which it can be successful are in the process of dissolution". (viii) 1 Now, after ten years, the accuracy of Mattick's prediction warrants another look at his book.

    Mattick presents a twofold critique of Keynesian economics : first, he focuses on its major theoretical inconsistencies, then he points out the ineffectiveness of Keynesian-inspired policies throughout the capitalist world. Mattick argues persuasively that the mixed economy is still fundamentally a capitalist economy and is therefore still subject to its laws of development as presented by Marx. The existence of government intervention in the economy does not abolish these laws, rather, the effects of such intervention must be analyzed within the context of these constraints. The successful analysis of the dynamics of the mixed economy in terms of Marx's theory of capital accumulation is Mattick's most significant contribution to our understanding of the contemporary world economy. It sets him apart from more well-known American left wing theorists such as Sweezy, Baran, Magdoff, and O'Connor, who by and large claim that Marxist categories need to be revised in light of twentieth century economic developments. For this reason alone Marx and Keynes continues to deserve more serious consideration than it has received in the past decade.

    Mattick begins his critique of the Keynesian policy of government economic intervention by illuminating logical inconsistencies in Keynes's theory, as spelled out in The General Theory of Employment, Interest, and Money. For Keynes, governmental intervention was a necessary response to the inability of the capitalist economy to maintain equilibrium conditions at full employment on its own due to a lack of "effective demand". That a lack of adequate demand was not automatically self-correcting and could stabilize the economy at less than full employment was clearly revealed for the first time, according to Keynes, by the depression of 1929. Basing his analysis on the assumption that the sole purpose of economic activity is consumption, Keynes claimed that this insufficiency of effective demand was the result of two psychological factors, the "propensity to consume" and the "inducement to invest". Briefly, both the propensity of the population to consume and the inducement of entrepeneurs to invest decline with the growth of income and the decreasing marginal efficiency (profitability) of capital. This results in the slackening of effective demand and economic stagnation. Keynes believed that it was possible to remedy this deficient demand by government fiscal and monetary policies designed to increase the propensity to consume and to stimulate new capital investments.

    As Mattick shows, however, by admitting to "a difference between what he considers the community's chosen propensity to consume and the actually existing social consumption needs" (12) evidenced by the depression itself, and by linking the inducement to invest to expected profitability, Keynes cannot escape the contradictory conclusion that profit-making, not consumption, is the goal of economic activity in capitalism. If the object of economic activity were consumption, Mattick argues, "there would be no problem of effective demand". (12) Furthermore, if profit-making, not consumption, is the goal of capitalist production, the propensity to consume can no longer be regarded as an independent variable whose decline weakens the effective demand, thus halting economic growth. "A lack of effective demand", Mattick asserts, "is just another expression for a lack of capital accumulation and is not an explanation of it". (13) Thus, a consistent analysis of capitalist production and the government intervention it has called forth must lie elsewhere.

    After this brief review of Keynesian theory, Mattick summarizes the Marxian theory of capital accumulation. He stresses that prosperity in a capitalist economy depends on the maintenance of a rapid rate of capital accumulation and that crises occur when the accumulation process is retarded. Mattick, following Marx, locates the cause of the decline in accumulation in the economy's inability to produce enough surplus-value to maintain the vigorous rate of expansion achieved during the boom : "... the only possible reason why (capital accumulation) should suddenly be halted is a lack of surplus-value; and this lack must have arisen within and despite the accumulation process". (78) "The real problem of capitalism is a shortage, not an abundance, of surplus-value". (82) That a lack of surplus-value causes crises, is basic to the analysis of the mixed economy and differs fundamentally from the Keynesian viewpoint. Mattick's theory of the mixed economy is also radically different from Baran and Sweezy's argument, a variation on Keynesian themes, that today's economic problems derive from too much surplus, and from other under-consumptionist arguments to the effect that the central problem is a limited demand for consumer goods caused by the fact that the wages which workers receive are less than the value they produce and by the general inability to further extend foreign markets.

    Mattick's point that economic crises are breakdowns in the capital accumulation process, due, not to an overproduction of use-values, but rather to an underproduction of surplus-value in terms of the expansion needs of the existing production system, reflects the clearest understanding of Marx's argument in Capital to have appeared in the United States. For Mattick, "even on the assumption that no realization problem exists, it is possible that a discrepancy between material production and value production will arise which will have to be overcome before accumulation can go on". (69-70) In other words, within Marx's theory of Crisis problems of the sphere of circulation, or realization problems such as overproduction of capital and commodities, market disproportionalities, disequilibrium of supply and demand, etc., are not causal factors, but instead are the observable effects of underlying problems in the production of surplus-value.

    For Marx, Mattick argues, the fact that the resumption of accumulation which ends the crisis involves the expansion of production beyond what it was when the crisis occurred, proves that the overproduction of commodities in itself cannot cause a crisis. "For the overproduction of capital and commodities, instead of leading to a curtailment of productivity, only accelerates the latter, thereby indicating that the dicrepancy between the production of surplus-value and its realization arises because of a decline in the rate of accumulation". (74) While during the crisis the inability to sell all the commodities which have already been produced is certainly real, the saleability of a larger mass of commodities following the crisis is no less real. A theory of crisis must account for both; it must explain in one unified theory not only how and why crises occur but also how they are overcome. This point may seem too elementary to need repeating, but the fact remains that nearly one hundred years after his death, Marx is the only theorist, whether mainstream or left wing, to have constructed a cogent, unified theory of capitalist development. In this alone lies Marx's central importance for us.

    In Marxian theory, economic crises result from conflicts between the enlargement of material production and the expansion of value production occurring in a system where the appropriation and accumulation of surplus-value by private capital is the primary purpose of material production and the motive force of its growth. Capitalists attempt to expand material production without limit in order to accelerate the accumulation of surplus-value, through which new capital is produced and material production further expanded. Obstacles to continued expansion are encountered when, at a certain level of material production characterized by the mass of existing capital of a specific organic composition, the new surplus-value produced and appropriated is insufficient to fund additional expansion at the same rate. Expansion slows, compounding the problem of insufficient surplus-value, and accumulation finally stops. "When the expansion of production outruns its profitability, the accumulation process comes to a halt". (67)

    More concretely, the mass of newly produced surplus-value is not sufficient for its distribution among all the individual capitalists in portions large enough for them to achieve accustomed rates of profit. New investment slows and it becomes increasingly difficult for capitalists to meet their debt obligations. Overproduction, unemployment, and bankrupcy result. Prices, both of capital goods and of consumption goods, decline sharply and wage rates drop. Means of production and labor-power can be purchased more cheaply than at the peak of the preceding boom; eventually it becomes possible to once again produce profitably. In theoretical terms, Marx spoke of this process as a restructuring of value relations brought about through the depreciation or outright destruction of capital-values and the increase in the exploitation of labor-power (or rate of surplus-value). Obviously this description is only schematic and is incomplete on many points. Nonetheless it is just as obvious that much of the current stagnation can be characterized in these terms. Furthermore, those phenomena which are novel to postwar recessions, in Mattick's view, can also be incorporated into this framework.

    As oversimplified as the above outline is, it illustrates the flavor and importance of Marx's distinction between material and value production, i.e., between use-value and value. Hence, it is not caprice that led Marx to open Capital with a discussion of the use-value and the value aspects of the commodity form itself. The distinction, however, is among the least understood notions in all of Marx's writings. On this point Mattick's discussion of Marx's theory is most noteworthy. His clarity here allows him to clear away much of the intellectual deadwood that has comprised longstanding debates about the transformation problem, the realization problem, the cheapening of constant capital as a long term offset to the tendential fall of the rate of profit, the nature of the Soviet economy, and imperialism.

    The concept of use-value is straightforward enough; on the other hand, Marx's use of the concept of value is much more problematic. "When Marx speaks of the 'law of value' as relating to a deeper reality which underlies the capitalist economy", Mattick writes, "he refers to the 'life process of society based on the material process of production'. He was convinced that in all societies, including the hoped for socialist society, a proportioning of social labor in accordance with social needs and reproduction requirements is an inescapable necessity". (29) Quoting from Marx's famous letter to Kugelmann (see Selected Correspondence, p. 251), he continues; "That this necessity of the distribution of social labor in definite proportions cannot possibly be done away with by a particular form of social production but can only change the mode of its appearance, is self-evident. No natural law can be done away with. What can change in historically different circumstances is only the form in which these proportional distributions of labor asserts themselves. And the form in which this proportional distribution of labor asserts itself in a state of society where the interconnections of social labor are manifested in the private exchange of the individual products of labor, is precisely the exchange-value of these products". (29) That is to say that the concept of value is used to discuss the distribution of social labor in capitalism, where such determinations are made indirectly, through the profitable exchange of the products of labor in the marketplace. Value is the theoretical reflection of what the market, or the fact that all commodities are exchanged, accomplishes in practical activity through the trial-and-error efforts of individual capitalists to make a profit. As such value represents the societal recognition that labor is expended in the production of commodities and not the actual physical labor-time embodied in them.

    Expanding upon this, Mattick writes : "The whole social product enters the market in the form of commodities. Whatever part of it cannot be sold has no value, even though labor has been expended upon it. The unsold part of social labor would be a waste of surplus-labor; there simply would be less surplus-value than there was social labor. To realize all the produced surplus-value it is necessary to produce commodities for which there is sufficient demand". (38) "Social demand as revealed by the market is not identical with actually existing social needs but only with the needs within the framework of capitalist production"; (41) i.e., the need to accumulate capital. "As capitalism became the dominant mode of production and the tempo of accumulation increased, 'social demand' became in always greater measure a demand for capital. Supply and demand in the traditional sense ceased to determine the production process; the production of capital, as capital, determined the size and nature of the market demand". (76) Thus, demand is predetermined by the production system.

    Marx used the term "socially necessary labor-time" to express this indirect recognition through exchange transactions of expended social labor; he defined value as the socially necessary labor time embodied in commodities. Since this socially necessary aspect is tied to the allocation of total social labor through the profitable exchange of labor's products, "the value concept has meaning only with regard to total social capital". (43) In other words, the value produced by any given productive activity can be conceptualized only in its relation to the overall distribution of labor-power in society. Value is thus defined only in terms of the production system as a whole. Marx's theoretical discussion of the accumulation process is carried out at the level of society as a whole; the concepts he develops in the course of this discussion, the rate of surplus value, the organic composition of capital, and the rate of profit, express changing value relations for the total system, not for individual firms or particular industries. The crisis theory itself explains the dynamic relation between the growth of the total mass of surplus-value and the expansion of the total mass of capital, and the effect of changes in this relation on the development of material production.

    Once the distinction between actual labor-time and that labor-time recognized through the market as socially necessary is explained, it becomes clear that by the phrase "destruction of value" what Marx means is the repudiation by society of a part of the labor-time embodied in commodities through the mechanism of falling prices, not the destruction of embodied labor-time which could only be accomplished by destroying the commodities themselves. To restore the balance between the mass of surplus-value and the mass of capital, part of the capital-value is repudiated. "The crisis leaves the use-value side of capital largely unaffected except when the material means of production are actually destroyed, as in times of war. But it affects the value of the total constant capital through the destruction of capital-values during the crisis and ensuing period of depression. The same quantity of use-value now represents a smaller exchange-value". (70) Clearly it is the social form production as a value expansion process which inhibits the growth of material production rather than limits inherent in material production itself. The law of value "asserts itself by way of crises, which restore, not a lost balance between supply and demand in terms of production and consumption, but a temporarily lost but necessary 'equilibrium' between the material production process and the value expansion process". (56)

    The significance of the differences between the Marxian and the Keynesian explanation of crises is that the crucial factor which each theory suggests as the cause of the crisis is also the problem which must be overcome if the recovery is to occur (or perhaps, if the crisis is to be avoided in the first place). Thus, Keynesian theory suggests that the remedy for the tendency toward crises is government intervention to stimulate aggregate demand. If the fundamental cause of the crisis is not a lack of effective demand, but rather a lack of surplus value as Marx and Mattick suggest, then government attempts to overcome the crisis through fiscal and monetary policy will be at best misdirected, and ultimately futile. For Mattick, such attempts are counterproductive in the long run. Through government intervention, a portion of the profits of society is consumed rather than accumulated as additional capital, since such intervention is essentially a process whereby the government taxes or borrows a portion of the total profits in the economy, which may otherwise be lying idle because of the depression conditions, and then spends this revenue on armaments, public works, or social services. Even though production and employment may, for a time, be increased by such methods, "a larger share (of profits) now falls, as it were, in the sphere of consumption, and a correspondingly smaller share can be capitalized as additional profit-yielding capital". (159) Thus, "... government-induced production cannot add but can only subtract from the total profit of total social production". (154) Since a lack of surplus-value (or profits) is the cause of the crisis in the first place, the attempt by capital governments to avoid crises by increasing their spending results in a further reduction in the already insufficient profits available for accumulation and, therefore, can only exacerbate the profit shortage.

    The Keynesian policies end in a vicious cycle—a declining rate of accumulation makes it necessary for the government to increase its spending, but this increased spending is itself a further drain on the fund for accumulation, resulting in an added decline in accumulation and requiring ever-more government intervention. Mattick concludes, "How much can the government tax and borrow ? Obviously not the whole of the national income. . . there must be a limit to the expansion of the non-profitable part of the economy. When this limit is reached, deficit financing and government-induced production as policies to counteract the social consequences of a declining rate of accumulation must come to an end. The Keynesian solution will stand exposed as a pseudo-solution, capable of postponing but not preventing the contradictory course of capital accumulation as predicted by Marx". (163)

    Because the contention that government spending is an encroachment on surplus-value is the crucial point of the analysis of the mixed economy, Mattick's argument to support this formulation needs to be elaborated upon.

    Money, in the capitalist economy, serves as a form of capital in the process of being accumulated. In other words, the expansion of capital occurs through successive transformations in the form of capital during the process of production—newly produced surplus-value in money form is transformed into productive commodities, new means of production and labor-power, which are transformed in turn into new commodity products, and these, when sold, become new surplus value in money form, and so forth. Idle capital in money-form, i.e., money which for one reason or another is not presently being used for purposes of accumulation, nonetheless exists as a fund of potential capital. Government use of this idle money-capital, obtained either by taxation or oy borrowing on capital markets, is thus immediately a reduction of the fund for future accumulation. This is true unequivocally since the state offers no equivalent commodity in exchange for the idle money-capital it receives. For taxation this is obvious; it is not true of deficit spending only if the debt is repaid, and at present there is no evidence for believing that this will ever occur. From the vantage point of society as a whole, when the government spends this taxed or borrowed money-capital to stimulate production, it merely returns to private hands what it has previously taken.

    As a result, material production is indeed immediately expanded, since private capitalists were not employing this fund capitalistically. But although the state makes use of this potential capital, it too does not employ it as capital. "If the goal of government intervention", Mattick explains, "is the stabilization of the market economy, government-induced production must be non-competitive. Were the government to purchase consumption goods and durables in order to give them away it would reduce the private market demand for these commodities. If the government owned enterprises were to produce such commodities and offered them for sale, it would increase the difficulties of its private competitors by reducing their shares of a limited market demand. Government purchases must fall out of the market system; the production entailed must be supplementary to market production". (150) "Getting their money back through government orders", he continues, "the capitalists provide the government with an equivalent quantity of products. It is this quantity of products which the government 'expropriates' from capital", (161) since "the final product of government-induced production, resulting from a long chain of intermediary production processes, does not have the form of a commodity which could profitably be sold on the market. Whatever entered into its production counts as a production cost and cannot be recovered in a sales price, for there are no buyers of public works and waste production". (154) The cost-price of the final product thus constitutes an absolute deduction from the fund of new surplus-value annually produced for purposes of capital accumulation.

    The interest on the mounting national debt, now just under $25 billion annually, comprises an additional deduction from the fund of potential capital. In the Marxian schema, surplus-value is divided into three parts, profit of enterprise, interest on capital advanced and rent. Interest, in the private economy, is the newly produced surplus value which accrues to bank capital for the services it performs such as centralizing capital and extending credit. Government-induced production produces no profits, but the government must still pay interest on the money it borrows. As Mattick demonstrates, "the cost of the debt, that is, the interest paid to the bondholders, must come out of the profits of the relatively diminishing private sector of the economy" (160) through new taxes or additional borrowing. While the idle money-capital paid as interest thus returns to capitalists since this payment "transfers a portion of profits from productive to loan capital" (160), if this money is to be used for accumulation it must be borrowed back by industrial capital, and therefore, must be repaid with interest from the profits it is used to produce.

    Monetization of the national debt, that is, the purchase of government securities by the Federal Reserve with newly printed currency, as a deliberate inflationary policy, constitutes a third means by which government spending, in this case deficit-financed spending, reduces the fund of money-capital available for purposes of accumulation. Though deliberate, inflation must be controlled, since the money with which contractors are paid "must retain its value long enough for the private contractors to regain the value expended in the production of government orders and make the customary profit. If their returns were less than their expenditures because of a too rapid devaluation of money, they would find themselves in a state of disinvestment". (185) They would curtail future investments in government sponsored production, creating the opposite if the intended stimulative effect of deficit financing. Nonetheless, even "controlled inflation is already the continuous, if slow, repudiation of all debts, including the national debt. It spreads the expenses of non-profitable government-induced production over a long period of time and over the whole of society". (187) For an example of this one need only consider the frequent plight of bondholders during 1974. At that time a typical twelve month note with a face value of $10,000 was priced to yield approximately 9%. When redeemed one year later the bondholder received $10,000 on an initial investment of $9174 but, taking into account an inflation rate of 12%, a rather conservative estimate, the purchasing power of the $10,000 had decreased to about what $8,800 could have bought a year earlier—a $374 loss on the original investment. While this may seem an extreme case, even a one percent annual depreciation of the value of the national debt is no trifling matter in terms of the future possibilities of accumulation.

    While overall, the effect of deficit-spending and the concomitant monetary inflation it permits have decreased the fund of surplus-value available for future accumulation, these policies have been implemented in order to benefit certain sectors of society at the expense of others. At Mattick puts it, "If some prices rise faster than others under inflationary conditions, a situation of advantages and disadvantages will arise. . . Wages, for instance, rise less under inflation than do the prices of other commodities". (180) This happens because "the prices of commodities are set after the labor costs incorporated in them have been settled or paid", therefore "a rise in the cost of labor. . . cannot prevent a still faster rise in the prices of commodities", and "because wages are more sluggish in their movements than commodity prices, inflation leads to higher profits and. . . a higher rate of capital formation". (180-181) "Inflation", Mattick concludes, "is then another form of the subsidization of big business by government. It is merely one of the techniques by which income is transferred from the mass of the population into the hands of government favored corporations". (184)

    That inflation is a conscious policy to reduce real wages masked by increased money wages is revealed by Keynes himself. "Every trade union", he writes, "will put up some resistance to a cut in money wages, however small; (but) no trade union would dream of striking on every occasion of a rise in the cost of living". 2 The hoped-for result of this policy, of course, is to increase the rate of capital formation (similar to Marx's rate of accumulation) by redistributing income in favor of profits while simultaneously minimizing labor unrest. What then can one say about the notion, universally promulgated by post-Keynesian economists, that the cause of inflation is "too many dollars chasing too few goods ?" As Mattick points out, "In an economy requiring government-induced demand, the market demand could not possibly exceed the supply". (184) The mechanism by which government deficit spending, financed by monetizing the national debt, is translated into generalized inflation must be explained in a different manner.

    For Mattick, deficit spending per se is not inflationary. Capitalists constantly borrow to finance the purchase of more productive plants and equipment. The increased profits realized from the sale of commodities produced at this higher productivity allow them to both retire the debt incurred and set aside funds for future accumulation. Likewise for government deficit spending; if it somehow leads to increased productivity, the debt can be paid while accumulation is fostered. Much to the despair of Keynes and his epigones this has not occurred, rather the national debt has continually multiplied. While government has not yet created the environment for increased capital accumulation, deficit-spending is nonetheless continued to stave off further deterioration in the rate of private capital formation. This demands new tax receipts and additional borrowing. Both to float the new debt and to maintain confidence in the old, the Federal Reserve is forced to increase the money supply through the purchase of existing government bonds with newly printed currency. Not to do so would be to risk the collapse of the multi-trillion debt structure and the entire economic system along with it. The nominally independent Federal Reserve System is thus effectively tied to government fiscal policy.

    By increasing the money supply in this manner the Federal Reserve in fact treats government paper as a real commodity-value rather than what it actually is, promises contingent upon future accumulation. For each dollar of debt contracted and monetized, two dollars are substituted : the original one which was exchanged for government paper, representing real commodity-value, plus another which replaces the note when it is taken out of circulation by the Federal Reserve, and, having no backing save the security of the state, represents only fictitious commodity-value. The continual increase in the supply of money allows capitalists to raise the prices of the commodities they produce in order to maintain normal profits by offsetting the cost of taxes and other expenses of government, while it also supports the further extension of credit needed to pay the higher prices. In Mattick's view however, " 'profits' made in this way and 'capital' accumulated in this manner, are mere bookkeeping data relating to the national debt". (151) In other words, to the extent that they represent inflationary price increases these profits are fictitious. Real capitalist profits "can be increased only by increased productivity, and an increasing quantity of capital capable of functioning as capital, and not by the mere availability of means of payments manufactured by government". (187) In the long run this policy amounts to a not so subtle game of brinkmanship.

    Still it is generally maintained that the stimulative effects of government fiscal and monetary policy more than compensate for their expense. Arguments to this effect are couched in terms of the so-called "multiplier" effect. The idea is that "an increased income resulting from government expenditures will have subsequent income effects, which will add up to a sum greater than the original spending" with the result that "deficit-spending can be financed out of the savings it has itself created". (157-158) From Mattick's point of view, such statements based on the false assumption that consumption is the purpose of economic activity, simply misconceive the problem. Of course, Mattick grants, "All investments whether of a private or a public character, will increase the national income as they increase national production". (158) The real issue, however, is whether or not the mass of capital increases through the accumulation process. "Since it does not depend on profitability", Mattick argues, "government-induced production can enlarge total social production, but it cannot enlarge the total capital". (158) In other words, while consumption is in fact increased, no addition to the stock of profit-making means of production results. This point is crucial, since only an accelerated rate of accumulation can reverse the trends toward increased government intervention and growth of the national debt.

    Furthermore, the argument that the growth of the debt is harmless as long as the national income increases faster than the debt relies on a false logic. "The growing national debt cannot be related to the total national income", Mattick rebuts, "but only to that part of the total which has not been injected into the economy by the government. It is by counting an expense as an income that the illusion arises that the growing national debt is neutralized by a rising national income". (162)

    Nonetheless, it is conceivable "that the mere increase or maintenance of a given level of production regardless of profitability may arrest a downward business trend, and may even be instrumental in reversing the trend As deficit-spending reduces unemployment and increases production, it may, under special conditions, induce an acceleration of private investments. If this should be the case, it would increase total income by more than brought forth by deficit-spending, but this multiplication would be due directly to the additional profitable investments, not the additional spending". (159) That such occurrences have not reduced the dependence of the private sector on state intervention is revealed by the tremendous growth of the national debt since 1929, despite variations in the rate of capital formation. Further, such possible government-induced accelerated accumulation would be subject to the same crisis cycle as the apparently self-regulating accumulation process of the nineteenth century. "The fact remains", Mattick concludes, "that private capital formation finds itself in a seemingly insoluable crisis; or rather, that the crisis of capital production which characterizes the twentieth century has not as yet been solved : When viewed from the perspective of profit production, the present differs from the past in that deflationary depression conditions have been supplanted by inflationary depression conditions. In a deflationary depression, production declines because part of the producible commodities cannot be sold profitably, thus preventing the realization of profits and their transformation into additional capital; whereas in an inflationary depression production continues, despite its lack of profitability, by way of credit expansion". (186)

    Thus, the mixed economy is revealed to be essentially transient in nature. As the limits of increased government spending are reached, and they are apparently beginning to be reached in the current crisis, capitalists will be faced with a critical dilemma : either they will have to oppose any further increases in government intervention thereby leaving the capitalist economy vulnerable to its crisis tendencies, or they will have to support the destruction of private capital in favor of a state-run "planned economy". It is more and more evident from the current debates about the state of the economy that the choice is being seen in exactly these terms. And even though the latter course would require a revolution of sorts, it would still leave the capitalists as a class in control of social production, albeit collectively through the state rather than privately through individual firms

    Rick Burns
    Somerville, Massachusetts

    • 1Numbers in parentheses indicate page references to Marx and Keynes.
    • 2J.M. Keynes, The General Theory of Employment, Interest, and Money, Harcourt, Brace and World, New York, 1965, p. 15.

    Comments

    Issue #7 Correspondence - Root & Branch

    Issue #7 Correspondence - Root & Branch
    Issue #7 Correspondence - Root & Branch

    Correspondence from Bob Irwin in Issue 7 of the US libertarian marxist journal. Undated but published late 1978/early 1979.

    Submitted by UseValueNotExc… on March 3, 2022

    Dear friends,

    In response to your request for feedback, I would like to limit myself to one point regarding Paul Mattick's remarks on violence and nonviolence [Interview, Root & Branch 5]. When Mattick states (on p. 35) that the bourgeoisie "does not allow the workers to choose between non-violent and violent methods of class struggle", I think he expresses a common but mistaken opinion long ago refuted by the historical development of methods of struggle. Out of the growing literature on nonviolent struggle, I need only refer to Gene Sharp's The Politics of Nonviolent Action (Boston: Porter Sargent, 1973), which in over 800 pages of well researched text establishes beyond a reasonable doubt that nonviolent action is a technique of struggle capable of winning victories against the violence of state and bourgeoisie, and that these methods have been resorted to frequently, not only with principled nonviolent leadership, but also innumerable times in the spontaneous activity of working people.

    There is certainly room for debate on the role of nonviolent campaigns in the revolutionary movement and on the feasibility of a nonviolent strategy for revolution. I and my comrades in Movement for a New Society look forward to increasing discussion of these issues in libertarian publications; but, it is essential that such debate be informed.

    In solidarity,

    Bob Irwin

    [hr]

    Publications of Interest to readers of Root & Branch :

    Synthesis
    P.O. Box 1858 San Pedro, CA 90733

    The New Socialist
    Box 18026 Denver, CO 80218

    Spartacus
    5, rue Ste-Croix-de-la-Bretonnerie Paris 4, France

    Collegamenti
    Per l'organizzazione dretta de classe Gianni Carrozza C.P. 1362
    50100 Firenze, Italy

    Marxiana
    C.P. 5, Bari-Palombaio 70036 Italy

    Red Menace
    P.O. Box 171 Station D Toronto, Ontario Canada

    Now and After
    A World to Win, P.O. Box 1587, San Francisco, CA 94101

    [hr]

    Available from Root & Branch :
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    Comments

    Root & Branch

    Organisational statement of the Root and Branch collective outlining their libertarian take on communist theory and practice.

    Submitted by libcom on October 28, 2005

    ROOT AND BRANCH (From #7; undated - probably late 70s) With the 1960s the eternal prosperity, the managed economy, and the attendant "death of ideology" of the post-World War II period came to an end. The combination of unemployment and inflation in the capitalist West and the inability of the state-run systems of the East to satisfy their working classes are producing unsettling effects throughout "industrial society": the deterioration of conditions in the big cities, which nonetheless draw an increasing proportion of the world's population; the brutalization of the seemingly permanent army of the unemployed, which has been accumulating in these urban centers; the instability of governments in the democracies, in the absence of any clear policy alternatives, inspiring a drift toward open authoritarianism; the development of opposition to the party dictatorships in the East, both in the form of liberalism among the intelligentsia and, more significantly, in that of strike movements among the working classes; and the continuing decay of ideologies and social norms. All this testifies to the basic character of the "limits of growth" that modern society is coming up against. Whatever disappointments Nature has in store for us in the future, the limits we are encountering now are not ecological but social ones. It is not even socially caused, environmental disaster but the third world war that most directly threatens our extinction. That a fascination with zero-growth has replaced the nineteenth century's discovery of eternal progressive development is only the ideological form of the experience of the bankruptcy as a social system of capitalism and its state-run analog.

    As yet we cannot speak of the existence anywhere in the world of forces or social movements which represent a real possibility of social revolution. But, while in no way inevitable, social revolution is clearly necessary if possibilities for an enjoyable and decent life are to be realized- and perhaps if human life is to be preserved at all. For this reason we see the overthrow of the present order of society as the goal to which we as a group wish to contribute. While the ideal we aim for has been called by a variety of names-communism, socialism, anarchism-what is important to us is the idea of a system in which social life is controlled by those whose activities make it up. Capitalism has created the basis of such a system by so interweaving the production and consumption of all producers that only collective solutions are possible to meet the producers' need to control the means and process of production and distribution. To eliminate the problems caused by the subordination of social production to capital's need for profit, the working class must take direct responsibility for what it already produces. This means opposition not only to the exist ing ruling class of capitalists and politicians but to any future managers or party leaders seeking to hold power in our name. Root & Branch, therefore, holds to the tradition of the workers' movement expressed in the Provisional Rules of the First International, beginning with the consideration "that the emanicipation of the working classes must be conquered by the working classes themselves."

    From the past we draw not only inspiration and still-meaningful ideas but also lessons on mistakes to be avoided. The fundamental idea of the old labor movement, that the working class can build up its forces in large organizations in preparation for the "final conflict" has proven false. Whether the organization was that of reformist or of revolutionary parties, producer or consumer cooperatives, or trade unions, its success has always turned out to be a success in adapting to the exigencies of survival within capitalism. The Bolshevik aIternative of the small vanguard of revolutionaries preparing for the day when they would lead the masses to the conquest of state power has also proven useless for our purposes. Such parties have had a role to play only in the unindustrialized areas of the world, where they have provided the ruling class needed to carry out the work of forced economic development unrealized by the native bourgeoisie. In the developed countries they have been condemned either to sectarian insignificance or to transformation into reformist parties of the social-democratic type.

    While history has indicated that there can be no revolution ary movement except in periods of revolution, the principles of such a future movement must guide the activity of those who wish to contribute to its creation. These principles-in contrast to those of the old labor movement-must signify a total break with the foundation of capitalist society, the relation between wage labor and capital. As our goal is that of workers' control over social life, our principles must be those of direct, collective action. Direct, because the struggle for control of society begins with the struggle to control our fight against the current order. Collective, because the only successes which have& future are those involving (if only in principle) the class as a whole. We recognize that the working class does not have one uniform identity, and thus experiences oppression under capitalism differently according to age, sex, race, nationality, etc. However, what defines and thus unites the working class is its exploitation by capital, even if the character of that exploitation varies giving the appearance of separate problems and thus separate solutions, While it is true that the struggle against capitalism will not by itself solve these problems, overcoming capitalist exploitation raises the possibility of their solutions. Thus, each working- class struggle, even if it does not address an issue experienced by the class as a whole, must be aimed at the real enemy, capital, and not other members of the class. In the same way, we think workers must overcome in action the division between employed and unemployed, between unionized and non-unionized members of their class. Such a view automatically brings us into opposition to existing organizations like trade unions, which exist by representing the short-term interests of particular groups of workers within the existing social structure. Similarly, we are in conflict with the parties and sects which see their own dominance over any future movement as the key to its success.

    We see ourselves as neither leaders nor bystanders but as part of the struggle. We are for a florescence of groups like ours and also for cooperation in common tasks. We initiate and participate in activity where we work, study, and live. As a group, we would like to be of some use in making information available about past and present struggles and in discussing the conclusions to be drawn from this history and its future extension. We organize lectures and study groups. Since 1969 we have published a journal and series of pamphlets. We hope others will join us to discuss the ideas and the materials we publish and that they will help us to develop new ideas and means to circulate and realize them.

    Comments

    Root & Branch # 8

    Root and Branch Issue #8 Cover

    Issue number 8 of the libertarian socialist journal.

    Submitted by Juan Conatz on January 11, 2014

    Chinese roads to state capitalism: Stalinism and Bukharinism in China's industrial revolution - Bill Russell

    From Root & Branch number 8 (1979)

    Submitted by ZJW on December 25, 2016

    Ten years ago, Western Maoists returned from Peking bursting with stories of daily life in revolutionary China. Inside the People's Republic, a second Chinese revolution was going on: ordinary peasants and workers were participating fully in making all of the decisions that affected their lives; women were rapidly advancing towards equality with men; leaders were no longer permitted to raise themselves above the masses and become a new ruling elite. In short, China was the first socialist country to solve the problem of post-revolutionary bureaucratization; such was the message delivered to us by dozens of travelers who had seen a future that worked. (1)

    That was a decade ago; today, the journey to the East is being made by another band of pilgrims inspired by an entirely different vision. Now it is the top executives of Western corporations -- everyone from Pierre Cardin to David Rockefeller -- who are crowding the hotels of Beijing; and, what they are searching for is not a new social order but the fabled China Market. (That capitalists have pursued this mirage for a century or more is, by the way, one of the eternal mysteries of the inscrutable Occidental mind.)

    China's new hospitality towards the potentates of the multinationals is only one of the unpleasant surprises which the current leadership has sprung on its foreign admirers. The first shock was the purge and arrest of Mao's closest associates, including his widow, Jiang Qing, barely a month after his death. More recently, we have seen Deng Xiaoping attempt to teach the Vietnamese bureaucracy a lesson it failed to learn from Lyndon Johnson and Richard Nixon. In between these two incidents, a series of other disillusioning events took place, such as China's scolding Jimmy Carter for letting the Shah topple from the Peacock Throne. The meaning of these events is gradually becoming a topic of debate within the American Left. Has the new regime betrayed the Maoist ideals of the Cultural Revolution and reverted to a "bourgeois" political line? Or has there been no essential departure from the policies laid down by Mao ten years ago, but merely a rectification of certain "excesses"? (2)

    I do not propose here to choose a side in this polemic; far from it, what I want to show in these pages is that the argument is irrelevant because both sides proceed on the basis of false premises about the nature of Maoism. The common understanding on the Left of the political conflicts within the Chinese Communist Party [CCP] is mistaken: the "left-wing way out of Stalinism," which many see in Maoism, is a political mirage. There is as little reason -- or less -- to regret the defeat of the Maoist "Gang of Four" as there is to celebrate the victory of the "number-two person in power following the capitalist road" (as Deng was known during the Cultural Revolution). To demonstrate the validity of these judgments will require a close examination of Mao's socioeconomic policies and of the struggle within the Party bureaucracy.

    Mao vs. Stalin?

    Over the last decade a new consensus on the nature of Maoism and its relation to Stalinism has emerged among Western China-watchers. During the early 1950s, the story goes, the CCP uncritically imitated the Soviet political and economic system, with the result that Chinese society became increasingly hierarchical and authoritarian. Once Mao realized where the Soviet path was leading China, he rebelled and set out to find a new "Chinese road to socialism," more consistent with radical principles of egalitarianism and mass participation in decision-making. Mao devoted the last twenty years of his life to the struggle -- against stubborn opposition from a conservative Party bureaucracy intent on retaining its power and privileges -- to subordinate China's economic development to socialist values of equality and democracy.

    Stalinist economic theory had insisted that nationalization plus economic growth would automatically lead to a classless society; no need to be concerned, then, if in the meantime gross inequalities persisted; if all decisions were made by a handful of bureaucrats, with no mass participation; if the countryside were drained of resources to support urban industrialization. But all of these phenomena were unacceptable to Mao, and he reacted strongly against their appearance in China during its First Five-Year Plan [FYP]. The transition to communism, he insisted, must begin without delay; it must not be put off till the indefinite future on the grounds that the material preconditions were lacking. To meet this goal he devised a new approach to the problems of economic growth. The peasants would not be left to stagnate while cities flourished at their expense; rural industry would be developed along with its urban counterpart, and at an even faster rate, so that the gap between town and country would narrow and eventually disappear. The incomes of the bureaucrats would not be permitted to grow, and they would be encouraged to restrict their consumption and required to participate in physical labor alongside the workers and peasants, so as not to become separated from the masses. The masses would be drawn into the decision-making processes in factories and villages. The health and education systems would be redesigned to provide services for everyone, not just for the privileged few. The arts would focus on the lives of workers and peasants and their struggle to become better socialists, rather than glamorizing the ruling classes, old or new. Step by step, the class distinctions which still survived under socialism would be reduced and ultimately abolished: so Maoist economics is usually presented. (3)

    Thus Maoism represents a total break with the economic and political doctrines of Stalinism: this view has become part of the conventional wisdom of current China scholarship, and is shared by writers of almost every political position. To be sure, there are differences of interpretation or emphasis; radical scholars, for example, describe Mao as the leader of a coalition of workers and poor peasants in a "class struggle" against the would-be new ruling-class and its allies, while liberal academics portray him as a visionary, a man in revolt against the canons of Weberian bureaucratic rationality, striving futilely to keep the spirit of revolution alive. Although liberals and radicals disagree on the feasibility of Mao's goal, and whether it was shared by the majority or imposed from above, there is no disagreement over the nature of his goal: to immediately begin the transition to communist social relations.

    It is this consensus which I would like to call into question. China's political struggle of the last twenty-five years should not be seen as a confrontation between a Stalinist orthodoxy which dictates economic development at any cost and a Maoist alternative which places human values above economic. Rather, the split within the Chinese ruling class has centered on a more mundane topic, the optimal rate of economic growth, and has juxtaposed two conflicting development strategies -- one, advocated by Mao Zedong, being fast but risky; the other, proposed by "Capitalist-roaders" like Deng Xiaoping, slower but more dependable. No one would deny that "moderates" like Deng have been primarily concerned with economic growth; I will try to show that the same is true of the Maoist faction, despite its facade of populist and egalitarian rhetoric. Furthermore, I will argue, it was not Mao who renounced Stalin's economic priorities, but his opponents; Mao wanted to retain the essential features of the Stalinist development program, making only such changes as were needed to adapt the Soviet model to Chinese economic realities. In order to demonstrate this, it will be necessary to return to the origins of the "struggle between the two lines" in the 1950s, for. it was then that the economic battle lines between "left" and "right" were drawn. The bulk of this article will recount, in some detail, the emergence of the conflict during the 1950s; I will then attempt, more briefly, to show that the same issues continued to be the focus of debate in the 1960s and 1970s. But first we must clarify the meaning of the key term, "Stalinist development strategy," so as to avoid certain confusions which have become endemic to recent China scholarship.

    The Stalinist Development Strategy?

    Throughout these pages, I will be using such terms as "Stalinist model" and "Stalinist development strategy" in a very specific and restricted sense, referring to the set of interrelated policies applied during the USSR's First Five-Year Plan. The later Five-Year Plans have, of course, much in common with the first, but it was the economic program of 1929-32 which embodied the principles of Stalinist economics in their purest form. The following decades saw a gradual drift away from the pure Stalinist model, in a direction which might be called (the term will be explained presently) Bukharinist. It is customary, at least in writing about China, to include the entire history of Soviet economic policy under the rubric of "the Soviet model," a term used interchangeably with "Stalinist model." Although this broader definition is perfectly appropriate for most purposes, the failure to differentiate between variations of Soviet economics has contributed (as will become clear in due course) to the general confusion about the relationship between Maoism and Stalinism.

    Stalin's First Five-Year Plan was, in a phrase, a crash industrialization program. (4) All efforts were concentrated on a single goal: the highest possible rate of growth of heavy industry. The State took control of the entire urban economy, and scarce resources were channeled into the priority sectors, at the expense of consumer goods industries; centralized planning was introduced and expanded precisely to ensure the "correct'' distribution of resources, as market forces would otherwise dictate investment in the higher-profit consumer sector. Attempts were periodically made to raise labor productivity by speed-ups and forced overtime, with disastrous consequences for workers' health and safety. While production quotas were raised through "socialist emulation," living standards were on the decline as consumer industries were starved of investment. Police informers in the factories recorded the workers' response to this intensified exploitation: "Socialist competition is a new yoke on the neck of the workers. They want to drive the half-dead worker to the grave before his time." (5)

    Agriculture made a major contribution to the growth of heavy industry; the countryside provided a pool of cheap labor, which could be transferred to the cities as needed, and the peasants' labor provided food and raw materials for the consumer industries, which provisioned the growing urban workforce, as well as agricultural exports, which were exchanged for Western capital goods. To give the peasants something in return, more consumer goods or agricultural tools, would have drawn resources away from heavy industry; thus, the agricultural surplus product was extracted without offering anything in exchange. Forced "collectivization," (6) which amounted to a war waged by the ruling class against the peasantry, gave the State control over the peasants' land and labor-power, making it possible to extract the agricultural surplus relatively efficiently. One effect of this policy -- which, as we will see, made the Stalinist model unworkable in China -- was a long-term stagnation of agricultural output, for the peasants had little incentive to produce more.

    These are the main features of the Stalinist strategy. In the late 1920s the "Bolshevik Right," led by Nikolai Bukharin, charted a different path to industrialization. (7) Their main disagreement with the "Left" was over agricultural policy. Remembering the 1920-21 rural uprisings that had been provoked by wartime grain requisitioning, Bukharin feared that a renewed assault on the peasants would drive them to rebel again. Instead, they should be persuaded to hand over their crop surpluses by offering them farm tools and consumer goods in exchange. Industry should therefore be oriented towards serving the needs of agriculture. Heavy industry's growth would necessarily be slower in the short run, but it would eventually benefit from the larger surpluses created by agricultural investment. In this strategy, the flow of resources from country to city would be maintained (by taxation and by manipulation of the ratio between the prices of industrial and agricultural goods), but at a slower pace, so as not to antagonize the peasants. Compulsory collectivization was ruled out. Since investment would not be forced into heavy industry, there would be no need to immediately substitute planning for the market; instead of subsidizing heavy industry, all State industry would be required to operate at a profit.

    These are the poles between which state-capitalist economic policy oscillates: when the bureaucracy becomes disillusioned with the extreme form of the Stalinist model, it has nowhere to go but to the "Right," that is, towards the Bukharinist model. Nikolai Bukharin is thus the patron saint of all state-capitalist "economic reformers," even if they do not always remember to light a candle at his altar. Examples of pure Stalinist economics are rare: the USSR during the First FYP; most of Eastern Europe in the early Cold War years; China in 1953-54 and again during the Great Leap Forward. Yugoslavia has moved the farthest in the other direction, but it is not entirely alone; to one degree or another, concessions to the Bukharinist strategy (or, as it is more often known, "market socialism") are the general rule. In the People's Republic, Bukharinist tendencies were kept in check by Mao, but have flourished since his death.

    "Learn from the Soviet Union"

    By maximizing the rate of exploitation and concentrating all resources on a single goal, Stalin's crash industrialization program did succeed in achieving that goal: heavy industry advanced rapidly. Steel production, for example, increased by 48 percent during the first plan; oil, by 83 percent. It was this success story which the Chinese were to try to emulate in their own First Five-Year Plan, begun in 1953. However, China adopted the Stalinist development model at a time when it was already beginning to come into question throughout the state-capitalist bloc, including the Soviet Union itself. Stalin's death in March 1953 made it possible to criticize his economics; by September, Khrushchev had described in the pages of Pravda the failure of Soviet agriculture under Stalin: grain output, he revealed, had increased by only 10 percent since 1940, and there were fewer livestock than there had been forty years before. Malenkov proposed an economic "New Course," which would increase investment in light industry and agriculture. Throughout Eastern Europe, the Stalinist pattern of crash industrialization, which had been applied from 1949 to 1953, was being reconsidered. (8) The CCP leaders were not insulated from Soviet and Eastern European influences; their readiness to back down from the classic Stalinist model when it foundered in China was no doubt encouraged by the "rightward" trend within the bloc.

    It was on the "industrial front" that the People's Republic most closely followed the Stalinist line. State investment was, if anything, even more heavily concentrated in industry, with other sectors, such as agriculture and housing, receiving an even smaller share of the pie. (9) The Soviet practice of setting targets too high to be met was also followed: the yearly plan for 1953 called for a 25.6 percent rise in industrial output, to be achieved mostly through a 16 percent increase in labor productivity; but, despite a nationwide speed-up drive, these targets could not be met. (10) Speed-ups occurred in the first half of the year in both 1953 and 1954; their impact on the workers was occasionally disclosed by the Party press. The People's Daily acknowledged that industrial accidents were up in the first half of 1953. The following year, a report from Shanghai said that, "In transport departments, many accidents have been caused as a result of overburdening the workers. The carrying of excessively heavy loads has caused the workers to vomit blood, to complain of aching bones, to suffer injuries from falls, and to hurt their spines." Early in 1955, when the Stalinist model was under attack, the head of the "Trade Unions" declared, "There has been no limit to the prolongation of working hours; individual workers have worked continuously for 72 hours through additional shifts and working hours .... There are quite a few cases in which, owing to exhaustion, workers have fainted, vomitted blood, or even died." (11)

    Along with the speed-ups went an intensification of repression directed against the workers. The official press mounted a campaign to tighten labor discipline in the spring of 1953. Workers were denounced for such crimes as skipping work to go to the movies, or to work for private capitalists who paid higher wages than the State. "In the Shanghai Electric Bulb Factory," one typical attack ran, "where the working hours terminate at 5 PM, many workers go to the toilet room at around 4:50 PM to wash their hands and get ready to leave. ... The workers eat candies and watermelon seeds, talk and laugh just as if they are attending a tea party." (12) The next year, the campaign was resumed: a labor discpline code, copied directly from Stalin, was introduced, and special tribunals were set up in the industrial districts and along the railroad lines to try "saboteurs." (13) The consequences of these discipline campaigns were described -- again, in 1955 -- in an editorial in the Beijing Workers' Daily: (14)

    Inadequate business management, low productivity, and failure to complete the production plans are all blamed on the workers and ascribed to their breach of labor discipline. ... The management of some enterprises often shift the responsibility for injury and accidents to the workers .... For instance, the grinder on the 'chlorine trough' in Workshop 52 of the Shenyang Chemical Works has no safety equipment. The workers had pointed this out but the workshop took no action, with the result that an accident occurred where a worker had his fingers cut. Analyzing the causes for the accident, the man in charge of the workshop put it 'carelessness on the part of workers.' ... The worker who had lost his fingers was fined one month's bonus and made to criticize himself before the public .... In other instances, when a serious loss has resulted to an enterprise due to an accident, the worker responsible is sent to the people's court to be punished as a criminal.

    The author of this editorial was attacked during Mao's Great Leap Forward as a "bourgeois rightist"; this and other examples of muckraking were among the "crimes" against the proletariat for which he was condemned. In agriculture, the Stalinist path was followed much more hesitantly and cautiously. (15) As originally envisioned, collectivization was to take place in three stages, spread out over a period of about fifteen years. The process would begin with the formation of mutual aid teams -- each composed of five to twenty households -- which would systematize and extend the traditional pooling of labor, tools, and animals without making any changes in property relations. In the second stage, several teams would be united in a cooperative, in which work would be organized collectively but the peasants would retain title to their land, and would be paid partly according to the amount and quality of the land they contributed. Finally, the cooperatives were to be amalgamated into collectives -- each the size of a large village, or about a hundred families --in which land, large tools, and draft animals would be owned "in common" and payment would depend solely on labor.

    By the middle of 1952, some 40 percent of peasant households, most of them in the "early liberated areas" of North and Northeast China, had joined mutual aid teams; only a handful (0.1 percent) were in cooperatives. The first serious attempt to organize cooperatives occurred in the spring of 1953 (roughly coinciding with that year's industrial speed-up), and was preceded by a purge of around 10 percent of the rural cadres. This mini-collectivization drive reached its peak in March, and was then reversed; 29 percent of the cooperatives were disbanded, and the cadres were criticized for the "brutal measures" they had used in forcing the peasants to sign up. While the number of cooperatives doubled, it still remained insignificant. Although this first experiment was not very successful, the imperatives of rapid industrialization demanded that the bureaucracy gain more control over agriculture, all the more so when a new trade agreement with the USSR, requiring more agricultural exports, was signed in the fall.

    Since the peasants had proven unwilling to hand over their produce to the State at below-market prices, a new law was enacted in November 1953: henceforth, all "excess'' grain would be bought at prices set by the State. "If socialism does not occupy the rural front line then capitalism will," Mao declared, and there was a new push to organize the peasants. By mid-1954, some 60 percent were organized, but still mostly in mutual-aid teams; only 2 percent belonged to cooperatives. From fall 1954 to spring 1955, the campaign was resumed, and the proportion of rural households in cooperatives increased to 14 percent. The number of collectives was miniscule. There was a long way to go to full collectivization, or so it seemed.

    The Stalinist model in crisis

    Difficulties with the First Five-Year Plan arose immediately. The industrial speed-ups necessary to meet over-ambitious targets led not only to more accidents, but also to more breakdowns of expensive machinery and a general deterioriation of product quality, to the point that much of the increased output was unusable. Concentrating investment in capital-intensive heavy industry provided few new jobs, and thus offered little hope to the millions of urban unemployed. Shortages of food and consumer goods and wretched housing conditions added to the demoralization of the urban workforce. Even more serious were the rural problems. Many peasants were unhappy about being forced into cooperatives; they responded by killing off draft animals and pigs, breaking tools, and refusing to obey work orders. (16) Peasant resistance was not as widespread as in Stalin's collectivization drives, (17) but it was serious enough to make the Party think twice about pushing the peasants too hard. With the introduction of compulsory grain purchases, the surplus product extracted from the countryside was at once increased sharply -- and this despite poor harvests in 1953-54 -- leaving some peasants with barely enough to eat. The high procurement quotas set off a panic in the countryside in 1954-55; peasants concealed grain from the authorities, besieged them with complaints and demands for a return of the surpluses already handed in, and fled to the cities in droves; rural Party cadres often participated in these activities or looked the other way. (18)

    Similar difficulties at the start of the USSR's First Plan had not forced Stalin into any major reconsideration of his development program; in fact, he had insisted on stepping up the pace of industrialization and completing the Five-Year Plan in four years. But the CCP faced still another problem, one which could not be ignored: the increase in output expected to result from more rational and efficient organization of agricultural labor did not materialize. While industry was forging ahead, agriculture fell short of the plan targets, and in fact barely kept pace with population growth. Since the countryside provided 90 percent of the raw materials for light industry and 75 percent of the exports exchanged for foreign capital goods, the agricultural lag had an immediate effect on industry. (19) After the excellent harvest of 1952, industry's growth rate in the following year was 30 percent, but with the poor harvests of 1953 and 1954, industrial growth fell to16 percent in 1954 and 6 percent in 1955. (20) No such dependence of industrial growth on agricultural fluctuations occurred in the Soviet Union: on the contrary, while total agricultural production fell by 25 to 30 percent over the course of the First Five-Year Plan, State procurements more than doubled, allowing industry to expand steadily. (21)

    Unlike the Soviet Union, the People's Republic was unable to consistently extract an agricultural surplus large enough to maintain rapid industrial growth. The reason lay in a fundamental difference between the China of the 1950s and the Russia of the 1920s, a difference which was to make the Stalinist model unworkable in China. In the Soviet Union, it was possible to offset a poor harvest by decreasing the peasants' consumption; State procurements did not have to be lowered. But China's peasants lived too close to subsistence level to permit any cut in living standards: China's per capita grain production in 1952 was not quite 60 percent of the USSR's in 1928. (22) Not only was China's potential agricultural surplus so small that a bad harvest could virtually wipe it out, but also any attempt to preserve the surplus at the expense of consumption would court disaster. To persist in squeezing grain out of the peasants after a crop failure would drive them to the wall, and they would retaliate by slaughtering draft animals and destroying tools, which in turn would further reduce production in the following years. This meant that a fundamental departure from Stalinist orthodoxy was essential. While the Soviet bureaucracy could afford to let total farm output stagnate, since it could in any case lay its hands on a sizable surplus, in China an increase in total output was necessary to guarantee a reliable surplus. A purely extractive, Stalinist approach was thus not feasible.

    With the Five-Year Plan in trouble after only two years, the CCP had to begin to recognize that a quick push for heavy industry was impractical. In fact, opposition to the Plan's basic strategy had already been voiced in 1953, when unnamed critics were officially quoted as demanding more investment in light industry and agriculture and a rise in living standards. (23) By early 1955, it seems that most of the top bureaucrats had come to accept the (essentially Bukharinist) logic of the critics' position. In the vanguard in developing a new policy was a group of economic experts within the Party, Chen Yun being a notable example, but the turn to the "right" apparently enjoyed wide support at the highest level of the apparatus. As a result, there was a general retreat from the Stalinist line of 1953-54.

    The collectivization drive which had started in the fall of 1954 was halted, about 3 percent of the cooperatives were allowed to dissolve, and the rural cadres were again criticized for their use of economic pressure (i.e., raising the taxes of those who refused to join co-ops) or physical coercion. In the future, it was stressed, collectivization would be purely voluntary, and a low rate of formation of co-ops was projected for 1955. The burden of State procurement quotas was lightened, and the peasants were promised that there would be no increase in quotas for three years. The terms of trade were to be somewhat less unfavorable to the countryside. In industry, the speed-ups were denounced as "guerilla methods," inapplicable to modern industry; trade union cadres were criticized for having shown a lack of concern for the welfare of the workers. Light industry was to receive a greater share of investment, providing more consumer goods for workers and peasants. The policy of social peace was even extended to the capitalists: fearing a capital strike provoked by rumors of imminent nationalization, the Party relaxed its control over business transactions, returned a few shops that had been nationalized in 1954-55 to their original owners, and reassured capitalists that they would continue to play a major role in the economy (24).

    It is not clear how far China's Bukharinists had progressed in working out the particulars of a long-run solution to the main problem: the unreliability of the agricultural surplus. Investment in agriculture was part of their program, but what kind of investment? Tractors were clearly not the answer: they could not yet be produced in the required numbers, and the available models were not suited to most of China's agriculture. In the event the "Right" was not in a position to work out a full solution in practice until the early 1960s; but the general direction to be taken must already have been obvious in 1955: increased application of fertilizers, expansion of the amount of land under irrigation, etc. Whether the Party would have been willing in the mid-1950s to accept the large shift of investment funds required to make such a program work will never be known; but, in the long run they were to have little choice. Meanwhile, Mao thought he had a better idea.

    Mao's neo-Stalinist alternative

    The most obvious drawback of the slow-growth strategy, from the point of view of the bureaucracy, was that it implied a long period of dependence on Soviet economic aid: if the emphasis was to be shifted to light industry and agriculture, the building of an independent heavy-industrial base would have to be delayed and capital goods would have to be imported for years to come. The Russians would certainly try to parlay their economic leverage into political control. This prospect could not have been pleasing to Mao, who had once told Edgar Snow, "We are certainly not fighting for an emancipated China in order to turn the country over to Moscow!" (25) In addition, the Bukharinist strategy would postpone the day when China would join the front ranks of world powers, and this must have been equally displeasing to Mao, who repeatedly stated that, "We must ... build our country up into a powerful modern socialist state" and "We shall catch up with Britain in fifteen years." (26) Such nationalistic sentiments were, I would argue, the most important motive behind Mao's search for a developmental model that would salvage the prospect of rapid modernization. Three aspects of Mao's program will be examined here: its continuities with the original Stalinist model; its solution to the problem of the agricultural surplus; and its ''egalitarianism."

    (1) At the core of the Maoist program was the very same set of policies that were enacted in Stalin's First Five-Year Plan: immediate nationalization, industrial speed-up drives, collectivization of the peasants, general austerity. And these measures had the same overriding goal as in Stalin's program, the fastest possible development of heavy industry. This point needs to be underlined: its full significance has not often been grasped. Thus, one noted scholar can write that "the Great Leap Fonvard marks the triumph of the Maoist approach over Soviet models,'' even though he recognizes that the Leap "does not mark a decisive break with one of the main features of the Stalinist model. ... There was to be no diversion of investment inputs from the heavy industrial sector." This statement does not do justice to the continuities between Stalinist and Maoist economics; for, the exclusive focus on heavy industry, which Mao borrowed from the Soviet First Five-Year Plan, entailed more than merely "a Stalinist conception of capital allocation. " (27) It also entailed a wide range of corollaries which touched the lives of every social group, from urban workers (the speed-ups) to the peasants (forced collectivization).

    A number of additional similarities between Stalin's first plan and Mao's Great Leap Forward [ GLF] might be noted: for instance, the continual raising of production quotas from the attainable to the implausible to the impossible, coupled with attacks (under the guise of "class struggle") on all those who questioned the targets; the proliferation of military terminology -- the "production front," "battles" with nature, etc. -- with its emphasis on discipline and self-sacrifice; the insistence that all art and literature must serve to indoctrinate the workers and peasants in this ethic of military discipline and self-immolation; and the use of a rhetoric of mass participation to disguise increased exploitation. This last is worthy of particular consideration, for Western Maoists claim that workers' participation in management was one of the points on which Mao departed from Stalinist orthodoxy. Yet, participatory rhetoric was just as much a part of Stalin's economics as of Mao's. Stalin's speed-ups were always officially described as products of the workers' spontaneous demands. We do not need to turn back to the Soviet propaganda of the 1930s to see this; contemporary Stalinists continue to make the same claim. Thus we hear that Stakhanovism "arose from the initiatives of individual workers themselves .... What in other countries has generally been devised by functional foremen and efficiency experts, often in the teeth of relentless hostility from ordinary workers, was now being initiated by workers themselves." (28) Another eulogist of Stalin's Russia speaks of "the participation of workers in criticizing the five-year plan and drawing up revised plans of their own.'' (29) " In practice, talk of "mobilizing the masses" and "relying upon the creativity of the masses" has always signified a Stalinist-style crash industrialization, in China as much as in the Soviet Union and Eastern Europe.

    Pro-Maoist scholars point to the fact that Mao was a severe critic of Soviet economics, including Stalin's own writings. (30) What they overlook is that Mao's attacks were leveled at the (post-Stalinist) Soviet economic orthodoxy of the 1950s, and at Stalin only insofar as he moved away from the pure Stalinist model in his later writings. Mao's references to the Soviet First Five-Year Plan, though infrequent, are invariably favorable: "At that time [1928] Stalin had nothing else to rely upon except the masses, so he demanded all-out mobilization of the party and the masses. Afterward, when they had realized some gains this way, they became less reliant on the masses." (31) Mao's reproach to Stalin was, it seems, that he stopped being a good Stalinist. Nor was Mao too hard on China's economic planners for their emulation of the Stalinist model in their own First Five-Year Plan; in fact, he stated that the first plan, though it "lacked creativity," was "basically correct." (32) It was only when the planners questioned the cardinal Stalinist principle of priority to heavy industry that Mao balked. If many writers have missed the essential point -- that Mao rejected the Soviet economic orthodoxy of the 1950s only in order to revive an earlier, and more repressive, Stalinist orthodoxy -- this is at least partly because they fail to distinguish between variations of the Soviet model, and therefore assume that the rejection of one particular variant is equivalent to discarding Soviet economics as a whole.

    (2) As we have seen, the fundamental weakness of the Chinese economy was agriculture's inability to consistently provide an adequate surplus product, which caused industrial growth to fluctuate from year to year and made long-term planning impossible. The precondition for steady and rapid industrial growth was thus an increase in farm production. The appropriate technical measures to be applied were fairly clear: wider irrigation and improved flood control, more fertilizers, some kind of mechanization, etc. Up to this point, China's "Left" and "Right" could agree. The disagreement arose over the question of how to reach the common goal. The "rightist" approach -- which did not fully emerge until the early 1960s -- was to increase the share of central investment in agriculture, producing chemical fertilizers and pesticides, small pumps to mechanize irrigation, and other small machines such as garden tractors. (33) Obviously, investment would have to be diverted from heavy industry; moreover, the program could not be expected to accomplish any dramatic results in the immediate future, and therefore implied a lengthy delay in the industrial take-off. Mao's "Left" refused to accept any such postponement; they insisted that a plentiful agricultural surplus could be created almost overnight, and without a major diversion of central investment into agriculture. (34) Thus the basic principles of Stalinist crash modernization need not be discarded.

    The key assumption of Mao's rural development program was that the technical transformation of agriculture could be achieved -- at little or no cost to the State -- by mobilizing un- and underemployed labor and economically marginal natural resources which would otherwise be unutilized. Large-scale labor mobilization projects were one pillar of the Maoist program: vast labor armies would be put to work building irrigation canals and dikes, collecting organic fertilizer, killing natural pests, etc. The second major motif in the "leftist" strategy was rural industrialization: small factories would be set up everywhere, financed by the local peasants; the best known example being the backyard iron and steel furnaces of 1958.

    These local plants would produce mainly agricultural means of production, such as small tools and chemical fertilizers. It should be stressed that rural industrialization was not an end in itself, inspired by a vision of narrowing the gap between country and city, so much as a means of avoiding the transfer of central investment away from heavy industry. A third category of Maoist policies included several reforms of agricultural technique, such as closer planting and deeper plowing, which were universally popularized with little preliminary testing. All of these measures, taken together, were expected to produce fantastic increases in crop yields almost immediately. Since Mao's rural program had to accomplish something Stalin hadn't needed to do, namely to create a surplus product rather than merely extract an already-existing one, it was necessary to gain an even tighter control over the peasants' labor-power and means of production than Stalin had attempted: this, and not an ideological vision of communism, was the motive behind the People's Communes.

    (3) It is the third aspect of the Maoist development strategy that has attracted the most attention from Western radicals: its relative egalitarianism. On this point, Mao certainly departed significantly from the Stalinist precedent; where Stalin imposed austerity only on the masses, Mao wanted to force the cadres to make sacrifices as well. Yet here, too, it can be argued that Mao only altered the Stalinist model in order to adapt it to the greater economic backwardness of China. The economic rationale of Mao's egalitarianism has in fact already been elaborated in some detail -- not by Mao's detractors, but by his admirers, who aim to defend him against the charge of economic irrationality and utopianism. (35) It is often pointed out, by scholars sympathetic to Maoism, that restriction of the bureaucracy's consumption was necessary to prevent it from becoming a drain on investment. And making the cadres participate in physical labor served not only to ensure that they helped to earn their keep, but also to allow them to supervise the workers and peasants more closely. (36) Similarly, Mao's educational reforms were aimed at slashing expenses on elite universities and stressing vocational training geared to the immediate needs of industry. Even his rural health program can be explained as intended "not only to relieve the hardship of chronic and almost universal bad health, but to minimize the consequent inefficiencies so that the population [could] get as much effective working energy as is possible out of a relatively low calorie intake." (37) The Maoist emphasis on liberating women by drawing them into the labor force, likewise, was a corollary of the labor mobilization strategy, which required the largest possible workforce. (38) Once it is realized that there were practical economic reasons behind all of these "egalitarian" policies, however, there is no longer any need to assume that Mao was motivated by socialist values; thus, the defense of his economic rationality undermines the image of Mao as humanistic reformer.

    The mini-Leap Forward of 1955-56

    As we have seen, the top Party bureaucrats had become disillusioned with the Stalinist strategy by early 1955 and were moving, at least provisionally, to the "right." Mao did not accept their decision. After touring the provinces, presumably to drum up support for his program, he called a conference of provincial Party secretaries in July and demanded that they step up the rate of collectivization. By the time the Central Committee met in October, he was able to present his colleagues with a fait accompli: collectivization was well under way, and without the disruptions they had feared. Mao followed up this victory by proposing a Twelve-Year Agricultural Program, which included a further acceleration of collectivization and projected vast increases in output, to be achieved through the labor-mobilization techniques described above. The program was put into practice without waiting for ratification from the Politburo. The rural cadres' lack of enthusiasm for collectivization was remedied by a campaign against "hidden counterrevolutionaries"; a new category of labor camp -- to which suspects could be deported without the formality of a trial -- was created for the occasion. Late in the year, a new speed-up drive was initiated in China's factories. At the same time, the remnants of private industry were nationalized and a massive investment drive was launched. (39)

    Within months, the modified Stalinst program had run into the same problems as the orthodox Stalinist model. The speed-ups had familiar results: poor quality products, machine breakdowns, accidents, and worker unrest. Over-investment gave rise to competition for scarce resources, and as usual it was light industry which was sacrified. Furthermore, the State bureaucracy had difficulties managing the factories which it had taken over without adequate preparation. In the countryside, the situation was no better. Many peasants, still resenting being forced into collectives, resisted in the usual ways. They had further grounds for complaint: Mao's rural development plan increased their workload and lowered their living standards by cutting into the time available for family handicraft production and cultivation of private plots. Perhaps the most serious problem -- one which was to arise on a much wider scale in the Great Leap Forward -- reflected a consistent flaw in Mao's approach to rural development: new tools and techniques were adopted indiscriminately. Perhaps the most notorious example was the two-wheel, two-blade plow, one of Mao's hobby-horses. Hundreds of thousands of the plows were built in 1955-56 and sold to peasants who sometimes had to be forced to buy them. As it turned out, most of them had to be scrapped because of technical difficulties: the plows were too heavy and sank into the mud, there were not enough draft animals to pull them, etc. Errors of this sort, combined with bad weather, produced a disappointing harvest in 1956.

    Mao's crash industrialization program had to be abandoned. The speed-up drive was halted, wages were raised, and workers were promised that the urban housing shortage would be relieved. The percentage of investment in light industry was to be increased. Concessions were also made to the peasants: private plots were restored where they had been taken away, rural free markets were re-opened, and prices for some agricultural goods were increased. Mao's Twelve-Year Agricultural Program was shelved. Many of the cadres who had opposed collectivization were released from the camps and restored to their posts, while those who had carried out the Leap-Forward program too enthusiastically were criticized for "commandism". At the Eighth Party Congress in September, the talk was all of modest, realistic planning and balanced growth.

    With his program in trouble, Mao wisely retreated -- or was forced to retreat. At a Politburo meeting in April, he delivered a speech, "On the Ten Major Relationships," which incorporated many of the proposals of the Bukharinists. This speech has misled a number of scholars into concluding that Mao was himself a Bukharinist, or at least a critic of the Soviet heavy-industry-first strategy supposedly favored by his opponents. (40) But as we have seen, it was not Mao, but his opponents, who first questioned the priority of heavy industry; and Mao only adopted this position when his own policies had failed and were under attack as "adventurist. " This suggests that Mao's April speech represented a public concession to his opponents, not a statement of his own views. And in fact, it has been recently disclosed that Mao did not write " On the Ten Major Relationships"; the main drafter was one of Mao's Bukharinist critics. (41) Only by ignoring these facts can one make a case that the "Ten Major Relationships" demonstrates that Mao rejected the Stalinist development model; yet, this speech is the most important piece of evidence for the claim that Mao advocated a more consumer-and-agriculture oriented development program. Clearly, the theory rests on a shaky foundation.

    The Impact of the Hundred Flowers Movement

    For a few weeks in the spring of 1957, at Mao's insistence and against the will of most of the Politburo, open criticism of the Party by non-members was permitted -- indeed, demanded. In keeping with the standard interpretation of Mao as an opponent of bureaucratic oppression, this episode is usually seen as an attempt to make the Party more responsive to popular sentiment. However, there is another way of looking at the matter. In 1956-57, Mao was somewhat under a cloud; his policies had been rejected and his personality cult was being undermined (by, e.g., the removal of any reference to "Mao Zedong Thought" from the Party Constitution). (42) When out-voted in the Politburo, Mao often appealed to forces outside the Party's inner circle; sometimes -- in the case of the 1955-56 collectivization drive, for example -- he looked to other elements of the Party bureaucracy for support; sometimes he sought allies outside the Party, the most spectacular case being the Cultural Revolution. The Hundred Flowers Campaign can be seen as yet another of Mao's attempts to pressure his colleagues into accepting his policies by manipulating social forces.

    Perhaps, then, Mao hoped that if he encouraged people to criticize the Party's arrogance and elitism, they would respond by supporting his economic program. The appeals to speak out freely were particularly directed to the "bourgeois intelligentsia," and Mao may have felt that their patriotic desire to see China become a world power would lead them to back his crash industrialization plan. If he had any such hopes, they were unfounded. Popular criticism went beyond attacks on individual cadres -- which would have been acceptable -- to question basic Party policy and even the Party's right to exercise dictatorship. Not all of the dissenters were conservatives or liberals; some of the attacks on Party rule came from a leftwing perspective. One student from a poor peasant background asserted that "a new class oppression" had emerged: "As for the means of production, the main Party, Government, and Army people, who hold power and represent a very small percentage of the people, own them in common and embellish this situation by calling it 'common ownership by the people.' " (43) The greatest ferment occurred on the campuses; but it was not only students who raised inexpedient demands. Union functionaries, for example, called for the right to organize unions free of Party control, and shop-floor representatives complained that they were required to "unconditionally support the management." If they objected to increased quotas and forced overtime, they would be accused of such deviations as "syndicalism" and "economism." "Some even accuse trade-union cadres of 'unprincipled compromise' with the masses.'' (44)

    Faced with vehement attacks, including calls for the overthrow of Party dictatorship, the CCP put a quick end to the free speech movement and counterattacked with an "antirightist" campaign. Apparently, Mao had suffered another setback; not only had he failed to garner support for his economic projects, but he had provoked the resentment of Party members by forcing them to submit to outsiders' bitter denunciations. The Party, it seems, took a subtle revenge: quite a bit of personal invective against Mao was published in the official press, under the pretext of reporting the evil sayings of "bourgeois rightists." (45) Yet less than six months later, Mao was able to revive his Leap-Forward policies of 1955-56 on a much larger scale over the continuing opposition, or at least skepticism, of a large part of the top Party leadership. How did Mao transform apparent defeat into victory?

    One factor in Mao's success was his manipulation of the tensions between provincial and central Party bureaucrats. The slowdown in growth, which the Bukharinists were prepared to accept, would leave the more underdeveloped provinces stranded in their backwardness for an indefinite period. At the Eighth Party Congress, several provincial Party secretaries asked the central leadership for more industrial investment. (46) It was Mao who answered their request, for one of the provisions of the GLF was that each province would have its own heavy-industrial base. (47) Those provincial Party bosses who backed Mao's call for a new Leap Forward were rewarded with promotions to the Central Committee in 1958. (48)

    While support from the provinces was important to Mao, the strongest impetus to the revival of his neo-Stalinist program was no doubt the fact that the "right" turn of 1956-57 was not having the desired results. (49) Despite concessions to the agricultural producers, the performance of that key sector did not improve. Rural cadres, under less pressure from above in the last half of 1956, set lower quotas for the collective fields and reduced local investment. Mediocre weather also had its effect, and State grain procurements after the summer 1957 harvest fell short of the official quota.

    Furthermore, even before the Hundred Flowers Movement, the general relaxation of controls was threatening to get out of hand. Thousands of peasants deserted the collectives in late 1956, and not all could be persuaded to return; and those who remained within the collective farm system often collaborated with the local cadres in undermining it. The officially sanctioned expansion of private plots also undercut the peasants' obligations to the State and reinforced their tendency to devote more labor-time and apply more organic fertilizer to their own land than to the collective fields. In the cities, workers reacted to the Party's vacillations of mid-1956 by staging dozens of strikes in the latter part of the year and the first half of 1957. (50) Thus workers and peasants responded to the Party's conciliatory gestures of 1956-57, not by working harder to achieve new economic successes, but rather by airing old grievances and pushing for further concessions. Politically, as well as economically, it seemed that the right turn was leading to a dead end. It is not surprising, then, that the Party was amenable to being persuaded to change courses once more -- especially since the repressiveness of the Stalinist program suited the bureaucracy's defensive and retaliatory mood after the Hundred Flowers. Furthermore, a good deal of China's social unrest was directly attributable to economic stagnation; in this light, a crash program may have seemed the most plausible way out of a potentially dangerous situation.

    The Great Leap Forward

    In response to the popular unrest revealed by the Hundred Flowers, the poor performance of the economy in 1956- 57, and the threatened loss of control over the peasants, the Party was already moving in a "leftist" (i.e., Stalinist) direction by the middle of 1957. After the summer harvest, a "socialist education campaign" was launched; its aim in the rural areas was to persuade the peasants to return to the collectives and to spend more time working the collective fields. (51) Opponents of collectivization -- rich peasants and ex-landlords, according to official accounts -- were punished as examples to the rest. Rural markets were closed down, in order to discourage the peasants from private labor. In the cities, the rebellious mood of the workers and students was met by repression. "Counter-Revolutionary Cases Involving Posting of Reactionary Slogans Broken in Liaoning Province," ran a typical headline of the period. One of the counterrevolutionaries, a worker in an auto plant, "had on many occasions scribbled reactionary slogans and distributed reactionary handbills. On 18 and 20 April, he distributed in a streetcar reactionary handbills slandering the leadership and inciting workers to stage strikes. " Another article described a group of "undesirable characters" recently taken into custody; among them were workers who "constantly violated labor discipline. They absented themselves from work without giving reasons, adopted the passive attitude of going slow with work, were insubordinate to the leadership, refused to take up the work assigned to them, and even went so far as to snap at the leadership and to sabotage means of production and state property." (52) This repression directed against even the slightest hint of worker resistance is not easy to reconcile with the claim that an "unprecedented experiment in, worker control and participation in management swept over the nation" during the GLF. (53)

    It was in this general atmosphere -- a closing of Party ranks against outside criticism, a tightening of control over the masses -- that the first clear signs of a return to the Maoist strategy appeared. (54) A revised version of Mao's Twelve-Year Agricultural Program was on the agenda at the fall Central Committee meeting, and several of the slogans of the mini-Leap Forward were heard again. "Socialist education" in the countryside was intensified; now the main target was the "rightist conservatism" of the lower-level cadres, who had complained that the Party was squeezing too much grain out of the peasants and driving them to rebel. Some 3 percent of the basic-level cadres were purged. Hundreds of thousands of urban bureaucrats --"conservatives" who doubted the wisdom of the Party's turn to the "left" -- were criticized and sent down to work in factories and villages; they could redeem themselves by helping to strengthen the management of collectives and factories.

    Throughout this period, from the summer of 1957 to the early fall of 1958, Mao was extremely active, touring the provinces time and again, no doubt to canvass support for the GLF. In November, he went to Moscow in search of economic aid, the last of China's Soviet credits having been exhausted; he returned to Beijing with empty pockets. It was clear that China would have to develop solely through its own efforts; this may have provided Mao with the clinching argument for mounting a new crash-industrialization drive. At any rate, it was only after Mao's return from Moscow that the Great Leap Forward really got under way. Over the winter of 1957-58, tens of millions of peasants were drafted into labor armies and put to work, almost bare-handed, on irrigation and flood control projects, fertilizer collection, pest control and land reclamation. Many of these undertakings, requiring more laborers than a single collective could spare, could only be organized through the joint efforts of several collectives: it was already becoming evident that the Maoist development strategy would require a higher level of collectivization.

    In industry, the Leap Forward was slower in starting. At the turn of the year, an austerity program (a "rational low-wage system," in the official terminology) was introduced; apprentices were especially hard hit, their wages being slashed to subsistence level. In February 1958, production quotas were raised; throughout the rest of the year, quotas were raised again and again. Workshifts of 24 to 48 hours were not uncommon. Workers were so enthusiastic about the GLF, it was reported, that some refused to leave their factories for days on end; they slept and took their meals in the workshops. (Similar accounts were heard from the countryside: peasants were sleeping in their fields , so as not to waste time traveling between work and home. ) The factory trials of "saboteurs" and "rightists" continued, and the purges within the bureaucracy extended to include union functionaries who had been too quick, in 1955 and 1957, to expose the impact of speed-ups on workers. (55) The chairman of the State Economic Commission announced that safety inspectors should not take a "one-sided" view in favor of safety at the expense of production. (56)

    While the industrial Leap Forward was gathering momentum, more elements of the Maoist agricultural program were introduced, including the building of small factories and the reform of techniques, such as closer planting. In July 1 August, Mao proposed the creation of a super-collective, the People's Commune, which would give the State greater control over the peasants' labor-power and means of production. As in 1955-56, the new upsurge of collectivization was initiated by Mao and only ratified by the Politburo after the movement was under way.

    The outstanding feature of the Communes was the vast amount of labor they mobilized. Everyone worked longer and harder, often to the point of exhaustion. Officials at the Commune level could draft peasants at will to work in factories or labor-intensive projects. With most of the men thus occupied, women replaced them in the fields; public mess halls and nurseries supplanted the women's traditional domestic labor. Private plots and household production were abolished; all of the peasants' labor-time was to be at the State's disposal. The peasants were motivated to join the Communes, it has been argued, by the offer of generous grain rations, made possible by the excellent summer harvest. This sounds plausible enough; but, if there was any such increase of rations, it must have been very short-lived, for once the Communes were established the emphasis shifted to austerity. Before the Leap Forward, some 90 percent of each harvest was distributed among the peasants. In the People's Communes, the official norm was 60 percent for consumption, 40 percent for reserves and accumulation; and some Communes reported that they had distributed only 30 percent to the peasants. (57) Even taking account of the exceptional harvest of 1958 (25 percent above the 1957 level, according to official statistics; 11 percent according to Western economists), it seems clear enough that living standards must have declined for most peasants, though some few may have gained from the general leveling of incomes. Maximization of the rate of exploitation of the peasantry was evidently the raison d'etre of the People's Communes.

    Communization marked the high point of the Leap Forward; within a few months, the Party had already begun to retreat. Provincial tours by top bureaucrats in November and December revealed widespread peasant discontent over low rations, too much work and the authoritarian methods of the rural cadres. At year's end, there was a campaign to "tidy up" the Communes. A Central Committee directive declared that peasants (and urban workers) must be allowed eight hours' sleep and four hours for rest and meals every day, women must not be required to do heavy work immediately before or after giving birth, and the armed rural militia must not be used to "impair ... democratic life in the communes.'' (58) Sideline production was again legalized. The campaign to build small iron and steel plants throughout the Communes and cities was halted, as most of the output of the backyard furnaces was unusable.

    The retreat from the GLF continued into 1959. The situation in industry was chaotic: shortages of raw materials, machine breakdowns, deterioration of product quality, and mounting accident rates. The pace had to be slowed; central planning had to be restored. The rural masses were still restive; cadres and peasants conspired to hide grain from higher authorities. A first step towards the dismantling of the Communes was decided upon that spring: the production brigade (that is, the old collective) was to be the basic unit of ownership, management, and distribution. The Communes would no longer draft labor from the brigades, nor would incomes be equalized among brigades. But before the new policy could be carried out, the tide of Chinese politics turned once more.

    The occasion was a frontal attack on Mao's policies by the Minister of Defense, Peng Dehuai, who castigated the GLF as "petty-bourgeois fanaticism." Peng's challenge to Mao raised the spector of a military threat to Party supremacy; he was also too close to Khrushchev to escape the suspicion that he was being used by the Russians. Hence the top bureaucrats either rallied around the Chairman or kept silent. Peng's defeat was followed, in the fall of 1959, by a new attack on "rightist tendencies," aimed at those who criticized the Leap Forward or questioned the Party's leadership. Winter 1959-spring 1960 saw a revival, though on a smaller scale, of the GLF.

    But the abandonment of the Maoist strategy could not be delayed indefinitely; exceptionally bad weather in 1959-61, combined with the irrationalities of the Leap itself, led to a severe food crisis. At the depth of the crisis, malnutrition was widespread, and there were famines in some of the more backward areas; in some parts of the country, hunger drove the peasants into sporadic armed revolts, which were put down by the People's Liberation Army. (59) Mass starvation was only avoided by huge grain imports.

    Food shortages and growing unrest required that Mao's experiment in crash industrialization be discontinued. By the middle of 1960, it was obvious that the Party's first priority must be to restore agricultural production, no matter how many concessions it might have to make to the peasants. Late in the year, the decision to transfer power down to the brigades was finally implemented. Private plots, sideline production and rural markets were restored. The peasants were allowed to keep 92 to 94 percent of the harvest. Most of the small plants were shut down, and the labor armies were disbanded. The peasants were encouraged to vent their rage upon their local leaders, who were criticized for "commandist" behavior (including murder and torture) during the organization of the Communes. (60) These measures were not enough to restore the peasants' confidence in the Party, and a year later more concessions followed. Decision-making power was now shifted down to the level of the production team (corresponding to the old cooperative). In practice, the Party had to go even farther in yielding to the "spontaneous capitalist tendencies" of the peasantry. The collective-farming system was eroded in a variety of ways: the size of the private plots was increased; peasants were allowed to keep land they cleared by themselves; collective land was rented to peasant households; and team cadres often contracted out work to the individual households, thereby restoring private ownership in all but name. These steps were not taken to the same extent in every locality, but in some provinces, half or more of the arable land was under private ownership or cultivation by early 1962. A general retreat from the Maoist/Stalinist development model was, then, the order of the day. If this had been merely an emergency program, to be followed by a return to the GLF, Mao would have had little to complain about; indeed, he himself vigorously participated in the attacks on lower-level cadres for their "leftist excesses" (that is, for carrying out his own orders too enthusiastically). But what the Party bureaucracy had in mind was more than a temporary retreat; in the mid-1960s they worked out their own alternative to Mao's neo-Stalinist strategy.

    China's NEP and the Maoist Resurgence

    The collapse of the GLF opened up a new period, which has been aptly titled "China's New Economic Policy," by analogy with the Soviet retreat from the "leftism" of War Communism. (61) Out of the immediate response to the food crisis emerged the new Agriculture-First strategy; heavy industry was now last in the official list of economic priorities. (62) Increased agricultural investment was not, it became clear, merely an emergency measure but the foundation of a long-range program. Nineteen-sixty-two marked the beginning of what one writer has called "China's Green Revolution." (63) Ten high-yield regions were selected to receive the benefits of the new agricultural investments. Heavy application of chemical fertilizers and pesticides, improved seed varieties, mechanized irrigation and more extensive multiple cropping combined to create an impressive rise in output. At the same time, there was considerable progress in research on mechanization; and in the mid-1960s, factories began to turn out a wide variety of new machines adapted to the technical requirements of Chinese agriculture.

    The principle of detente with the peasants was firmly established; at the Tenth Plenum in September 1962, the revisions in the Commune system were reaffirmed. Some, including Deng, wanted to go farther; they argued for legitimizing the household contracts or even (if Red Guard reports are to be believed) legally restoring private land ownership. (64) However, Mao succeeded in blocking this move. In industry, there was a new emphasis on profit quotas rather than sheer volume of physical output. The nationwide speed-ups were not revived; "socialist emulation" became purely ritualized. (Which is not to say, of course, that there were never attempts to speed-up workers in a particular factory or that working conditions were ideal; poor safety conditions have often been observed by foreign tourists. (65) ) Late in 1963, the reorganization of industry into "socialist trusts" was begun on a trial basis in several branches of production. (66) Each trust was to encompass all of the nationalized enterprises in a particular branch; the directors would be granted a wide margin of freedom from Party and State control, and investment decisions were to be based on the profit principle. As part of the industrial reorganization, plants which operated at a loss were shut down, and thousands of superfluous workers were sent down to the countryside.

    Although there was a general improvement of living conditions under the new policies, there were still many groups with specific grievances. (67) Much of the potential dissent was directly linked to the economic slowdown of the early 1960s. Graduating students, for example, discovered that there were not enough jobs; many could look forward only to years of unemployment or, worse, being sent down to the villages. Workers in modern industry were in a relatively privileged and secure position, but a large segment of the urban labor force -- the sub-proletariat of temporary and contract workers -- were not so fortunate. (68) Hired at the lowest wages for the hardest and most dangerous jobs, with none of the fringe benefits granted to permanent workers, housed in wretched conditions, they had ample reason to resent the architects of the new economic policy. By the mid-1960s, according to one estimate, the sub-proletariat made up about 30 to 40 percent of the nonagricultural workforce. (69)

    Potential sources of opposition to the dominant "rightist" faction also existed within the bureaucracy itself. New job opportunities were not opening up as rapidly as in the first plan period, and with the top positions monopolized by the older generation of civil war veterans, prospects for advancement seemed dim for ambitious young apparatchiks. In addition, the new emphasis on technical expertise rather than loyalty to the Party line threatened the careers of those who were unable to adapt to the new demands. Tensions within the apparatus and discontent among the urban population provided opportunities. which Mao was soon to take advantage of, for political agitation.

    After brief semi-retirement from the political scene, Mao returmed to center stage at the Tenth Plenum. He called for a "Socialist Education Campaign" in the countryside, designed to strengthen the collective elements of the rural economy and take back some of the concessions made to the peasants during the crisis years. (70) The 1957 campaign of the same name had prepared the way for an increase of the level of collectivization; that Mao intended a repeat performance seems likely. The peasants were encouraged to "Learn from Dazhai," a model production brigade which reportedly raised output tremendously through strenuous efforts, a high rate of investment. and voluntary austerity. One pro-Maoist author who visited Dazhai and interviewed its leader, Chen Yongguei notes -- in all innocence -- that the neighboring villages "distrusted Ch'en and his tendency to deliver the maximum amount of grain to the state." (71) That is: Chen and his brigade were agricultural rate-busters. The Daqing oilfields provided a similar model for industrial workers. The "Daqing spirit" has been summed up in the "ten no's," which include "fearing neither hardship nor death" and "paying no heed to whether working conditions are good or bad, whether working hours are long or short, whether pay and position are high or low. (72) Mao also called for a revival of the program of rural industrialization. (73) Where all of this was heading is clear enough -- back to the GLF.

    In these initiatives, Mao received the full support of Defense Minister Lin Biao. (74) It was the People's Liberation Army [PLA], not the Party, which first distributed the famous Little Red Book of Mao quotes, and it was the Army which sponsored Jiang Qing's socialist-realist refashioning of Chinese opera. The entire population was adjured to "Learn from the PLA" and from model soldiers like Lei Feng, whose only desire was to be a "rust-proof screw" in the revolutionary machinery. In the factories and villages, the People's Militia -- which fell under the PLA's chain of command -- played a major role in the "Socialist Education Campaign." By contrast, the Party claimed to be carrying out Mao's directives, but in fact consistently undermined them. For example, "socialist education" was used as a pretext for purging basic-level cadres who had supported Mao's line; among those who came under fire was Dazhai's Chen Yongguei, who was saved only by Mao's intervention. (75) Mao became impatient with the Party's obstructions and concluded that he could no longer win over his Politburo colleagues to his point of view; he would have to purge them. In the past, Mao had demonstrated his ability to manipulate conflicts within the bureaucracy and had even attempted to use the masses against the apparatus. In the coming Cultural Revolution, he would try to do the same but on a far larger scale, since he had to overcome much greater resistance from the Party this time.

    In 1966 Mao, with a strong assist from Lin's Army, launched a "revolution" against the bureaucratic apparatus of which he was the nominal leader: the Chinese Communist Party. Mao's battle plan, which seems to have been partly worked out in advance and partly improvised, was based on students' and workers' discontents and cadres' frustrated career ambitions. Mao's attack on his "revisionist" Party opponents provided the younger bureaucrats, and those who had been pushed aside during the course of the "rightist" trend, with an opportunity to better their positions, as well as an ideological rationale for doing so. Student and worker unrest was the weapon which these Maoist cadres were to use against the "capitalist-roaders." For the most part, the PLA was to be held in reserve, though it played some role in assisting the student Red Guard groups and probably had a hand in the Maoist seizure of power in Beijing. (76)

    It would be out of place here to trace out all of the twists and turns of the Great Proletarian Cultural Revolution [GPCR], but one point does need to be made. (77) Many have seen Mao's appeal to the masses to "bombard the (Party) headquarters" as an indication that his goal was "strengthening the position of the people vis-a-vis the powerful Party and government structures." A brief look at the role of workers in the GPCR in Shanghai, where the Maoist faction accomplished its most successful "power seizure," will put this interpretation to the test. (79) All attempts by the Shanghai Maoists to topple the municipal Party Committee by mobilizing local students (reinforced by Maoist students from Beijing) were easily stalemated, as the Party proved equally adept at organizing student and worker support. It was only when the Maoists urged the sub-proletariat to revolt -- Jiang Qing denounced contract labor as "capitalist" and promised to abolish it -- that the Party's power crumbled and the "Gang of Four" stepped into the ensuing power vacuum. Once in charge, however, the Maoists retracted all of their promises to the underprivileged workers; their organizations were branded "counterrevolutionary" and broken up by the police. Although most of the city's workers refused to obey the Maoists back-to-work order, their strikes were gradually broken by soldiers, students and Maoist workers. A show of force by the local PLA garrison -- its commander declared that it would "ruthlessly suppress" all opposition to the new administration, and troops were paraded through the streets to back up the threat -- may have contributed to the success of the Maoists' strikebreaking. It could hardly be clearer that the masses played a limited role in Mao's scheme. Although they made the "revolution," the workers and students were to have no part in defining its goals.

    Throughout most of the country, the Maoist plan did not work as well as in Shanghai. Maoist and anti-Maoist mass organizations fought it out in the streets, and China was soon, as Mao himself said, on the brink of civil war. In the end the Army had to be called in to restore order-and this restoration of law and order ultimately required mass arrests and sometimes public executions of "anarchists" and "Guomindang agents" -- that is, Red Guards who continued to resist the new authorities. (80)

    After the Cultural Revolution

    Since the Army, led by a loyal Maoist, was in control, it might have seemed at first glance that conditions were ideal for a revival of the GLF development strategy. But the Army itself was ridden with factional intrigues; Lin did not even have a firm grip on his central military machine, and the sympathies of the regional commanders lay with the old guard. Half of the provinces, at most, were in the hands of reliable allies of Mao and Lin. Mao's "revolution" had been far from a total success.

    Nonetheless, the Mao/Lin faction did try to revive the Leap Forward in 1969-71. (81) Lin Biao raised the banner of a new "Flying Leap" inscribed with old Maoist slogans, such as "More, better, faster, cheaper." The GLF's "Everyone a Soldier" motto was echoed by Lin's demand that "700 million people, 700 million soldiers ... become a single military camp." The most consistent Maoist advances were made in the fields of education and culture, the strongholds of the "Gang of Four." In industry, material incentives came under attack, and there were sporadic efforts to launch a new speed-up drive. However, these policies were not applied with the same vigor as in the GLF and did not spread beyond the regions where the Mao/Lin group held power. The same might be said of agricultural policy; all of the elements of the Leap-Forward strategy reappeared, but only in limited geographical areas. Labor batalions were again set to work on irrigation projects, and locally financed rural industries flourished once more. Private plots, rural markets, and private handicrafts were threatened. There were renewed efforts to transfer decision making power up to the brigade level. After the excellent spring 1970 harvest, State grain procurements were increased. Where these policies were applied, they soon met with the same results as in the GLF and the mini-Leap; for example, peasants responded to the higher procurements by slacking off during the harvesting.

    These attempts to return to policies which had repeatedly proven dangerous no doubt solidified Party resistance to Mao and his chosen successor; by September 1971 Lin had permanently vanished from the scene, and along with him went Chen Boda, Mao's chief theoretician and (some say) ghostwriter. Several conflicting stories were issued by the authorities; the final version was that Lin had died in a plane crash while fleeing to the Soviet Union after a failed coup d'etat. Whatever the truth about the Lin Biao affair -- whether he actually did clash with Mao (perhaps over foreign policy, as Lin is known to have opposed detente with the US) or whether Mao simply went along with a purge which he was powerless to prevent (82) Lin's fall was in any case a fatal blow to Mao's hopes of resurrecting his neo-Stalinist development strategy. It deprived Mao of his main source of military support and marked the beginning of the decline of the Maoist faction that culminated in the arrest of Mao's last handful of loyalists after his death.

    From 1973 to 1976 Mao's personal entourage, the "Gang of Four," launched a series of increasingly desperate attacks on the "revisionist" old guard, which was steadily regaining the ground it had lost in the GPCR. (83) Most of the purged "capitalist- roaders" were rehabilitated, despite the Maoists' opposition. The "Criticize Lin Biao, Criticize Confucius," "Study the Dictatorship of the Proletariat," "Criticize Water Margin," and "Criticize Deng Xiaoping and Beat Back the Right Deviationist Wind" campaigns were all episodes in the Maoists' futile struggle to mobilize the masses for a new Cultural-Revolutionary assault on the Party "rightists." The issue at stake in this ongoing political contest was the fate of Mao's social and economic program.

    That the Maoists' goal in industry remained the same as in the GLF can be readily seen from the wall posters put up by Maoist cadres and workers during the 1974 "Criticize Lin, Criticize Confucius" campaign: the main themes of the posters were raising output and restricting consumption. Factory leaders were criticized for a variety of errors -- being "generous in giving out overtime payments"; organizing festivities and handing out small gifts to celebrate the overfulfillment of the yearly plan, which "can only weaken morality and undermine fighting spirit"; failing to go to the grassroots and "mobilize the masses' immense socialist enthusiasm"; and surrendering to workers' demands that they be allowed to go home after meeting their daily quota. The positive models held up for workers and managers included a shock brigade of auto-repair workers who worked more than ten hours a day without lunch breaks, accomplishing a month's work in five days; the managers of a coal mine who organized the older workers to criticize their younger colleagues, who had "complained of hardship, feared hard work, and could not meet good labor discipline," with the result that the younger workers were transformed into a "shock force in production"; and a labor hero who induced his fellow workers to do "two years' work in one" and was rewarded with a promotion. (84) In agriculture, as well, the "Gang of Four" (or Five, counting Mao) harked back to the GLF; thus, during the 1975 "Dictatorship of the Proletariat" campaign, private plots were again seized and rural markets abolished in a few provinces. (85)

    The final act in the drama, played out in the two years after Mao's death, pitted Deng's "rightist" old guard against a moderate Maoist group, led by Hua Guofeng and consisting of bureaucrats who had advanced during the GPCR but were not identified with the more extreme form of Maoism represented by the "Gang." The details of this stage of the struggle will be examined in the next issue of this magazine; for the moment, it will suffice to note that the battle has ended in total victory for Deng. The last vestiges of Maoism are being eradicated, and the Bukharinist program has been implemented even more thoroughly than during the early 1960s. Political conflict will undoubtedly continue in China, especially if the new right turn leads into another blind alley; but, it does not seem likely that the Maoist/Stalinist development strategy will ever be revived again. I hope the reader will agree that this fact is no occasion for regret.

    [poster's note: footnotes to be added when they become available]

    Comments

    ZJW

    1 year 1 month ago

    Submitted by ZJW on May 19, 2023

    The missing footnotes to the above can be seen (in so far as they are legible) on PDF pages 28-30 of the image file of this issue:

    https://files.libcom.org/files/2022-11/Root%20and%20Branch%208_compressed.pdf .

    Theory and practice: an introduction to Marxian theory - Root and Branch

    1979 article by Root and Branch, introducing Marxist theory.

    Submitted by libcom on December 20, 2010

    Thus we do not confront the world dogmatically with a new principle, proclaiming: Here is the truth, kneel before it! We develop for the world new principles out of the principles of the world. We do not say to the world: give up your struggles, they are stupid stuff, we will provide you with the true watchword of the struggle. We merely demonstrate to the world why it really struggles, and consciousness is something that it MUST adopt, even if it does not want to do so. Karl Marx, 1843. (1)

    In his critique of the leftwing philosophies attacked as the "German Ideology," Karl Marx contrasted communist literature that can be thought of "merely as a set of theoretical writings" with that which is "the product of a real movement." In his polemic against the so-called True Socialists, he pointed out that theory, as an activity of particular people carried out in particular social contexts, does not develop by a process of 11 pure thought" but springs "from the practical needs, the whole conditions of life of a particular class in particular countries."(2) In his own theoretical work his aim was to serve what he considered the practical needs of the working class in its struggle against capitalism throughout the world. This for Marx did not mean an abandonment of claims to objectivity or scientific truth, but the opposite. Those who wish to control their social-(as their natural) conditions of life need to understand the situations in which they find themselves and the possible choices of action within these situations. Such a view meant that, on the other hand, Marx's opposition to utopian thought did not imply submission to a pre-determined historical process. By "scientific socialism," as Marx out it in reply to criticism by Bakunin, he meant-in contrast with "utopian socialism which seeks to foist new fantasies upon the people"-"the comprehension of the social movement created by the people themselves."' The historical process Marx was interested in would consist precisely in people's attempts to change the society in which they find themselves. Theoretical work, in leading to a better understanding of society and so of the tasks involved in changing it, should serve as an element of these attempts.

    Marx states in The German Ideology.: "The production of ideas, of conceptions, of consciousness, is at first directly interwoven with the material activity and the material intercourse of men, the language of real life. ... The same applies to mental production as expressed in the language of the politics, laws, morality, religion, metaphysics, of a people. Men are the producers of their conceptions, ideas, etc. -real, active men, as they are conditioned by a definite development of their productive forces and of the intercourse corresponding to them.. - Consciousness can never be anything else than conscious existence, and the existence of men is their actual life-process. (4)

    Once consciousness is construed as the organization of human activity, then revolutionary consciousness, like its opposite, can be understood as the systems and quasi-systems of conceptions, feelings, etc. by means of which people organize their revolutionary (or non-revolutionary) behavior. All action involves theory, or at least some degree of coherent thinking. Like everyone, revolutionaries think about what they are doing: the theoreticians among them are those who try to systematize and explore and understand the human interactions that constitute the social status quo and the movement against it.

    Although this understanding of the role of thought in revolutionary activity runs throughout Marx's development as a thinker, only in the course of real political experiences (and reflection thereon) did its implications emerge. A major turning-point seems to have been the revolutionary period of 1848-49 on the Continent, which saw Marx return from exile to edit a left democratic newspaper in Cologne. As Friedrich Engels, at that time already Marx's closest friend and political companion, explained in the introduction he wrote for a collection of Marx's articles from that period,

    "When the February Revolution broke out (in France in 18481, we all of us, as far as our conceptions of the conditions and the course of revolutionary movements were concerned, were under the spell of previous historical experience in particular that of the French Revolution of 1789. What all revolutions up to then (the bourgeois revolutions) had in common was that they were minority revolutions. Even where the majority took part, it did so-whether wittingly or not, only in the service of a minority; but because of this, or simply because of the passive, unresisting attitude of the majority, this minority acquired the appearance of being the representative of the whole people."

    It seemed as though the proletarian revolution would have the same form. In this case, however, the minority leading the revolution would for the first time be actually acting in the interest of the majority. The minority was needed for this leadership role, it seemed at the time, because "the proletarian masses themselves, even in Paris, were still absolutely in the dark as to the path to be taken. And yet the movement was there, instinctive, spontaneous irrepressible." It needed for success only guidance from the vanguard, those who, combining in themselves understanding of history, economics, and a philosophical comprehension of the tasks of humanity, would be able to administer the creation of the new social world. (5)

    The parallel with the position of the Marxists in the Russian Revolution of 1918 is worth noting. We find Engels in 1853 guessing that on the next outbreak of revolution "our Party will one fine morning be forced to assume power" to carry out the bourgeois revolution. Then, "driven by the proletarian populace, bound by our own printed declarations... we shall be constrined to undertake communist experiments ... the untimeliness of which we know better than anyone else. In doing so we lose our heads-only physically speaking, let us hope." The similarity between the "backward country like Germany" at this time, "'which possesses an advanced party and is involved in an advanced revolution with an advanced country like France" and the situation of Russia in relation to the German revolution following the first world war explains the eerie character of Engels' ideas as prophetic of the Bolshevik seizure of power(6). In the event, however, Lenin and Trotsky took care to save their heads, physically speaking even at the expense of those of the more revolutionary workers.

    As Engels noted, history proved this vision of minority-directed revolution, classically associated with the name of Blanqui, wrong. In fact, despite alliances with Blanquist groups during 1848-50, Marx (and Engels).already by this time seem to have rejected this vanguardist model of revolution. They argued for open democracy, instead of conspiratorial secrecy and hierarchy, within the communist organizations they worked with; for democracy structured by mass meetings and recallability of delegates, as the basis for "proletarian dictatorship"; and, above all, for the conception that communism could not be imposed. by the will of political thinkers and activists but could only be created by a vast mass movement in response to actual social conditions. (7)

    A communist movement, in Marx's opinion, could only arise as the development of the capitalist system transformed the majority of the population into wage-workers. In 1848-50, Marx and his friends believed that this development was proceeding 'quite rapidly, but in reality Europe was far from ripe for communism. Capitalism was only getting started in the first half of the nineteenth century, and the series of economic and social crises that followed that of 1847 were milestones on a road of continued and rapid economic growth. It was this development, wrote Engels in the text quoted above, which "for the first time produced clarity in the class relationships" by creating a real capitalist and a real proletarian class. The process of economic growth which pushed these classes "into the foreground of capitalist development" was also a process of struggle between them. By making it possible for masses of workers to understand their common interest and common antagonism to their employers, this process clarified the conditions of socialist revolution.

    In fact Engels proved optimistic; the growth of Social Democracy did not represent the clarification of the nature of the class struggle that he thought it did in its first decades. The events of 1848 and the subsequent development of capitalism and of the socialist movement had, however, a definite effect on Marx's thought. In the first place, it turned Marx's attention to economic crisis as a key to the existence and meaning of the socialist movement. His renewed study of economics in the 1850s reflected his conviction that socialist revolution would have to come out of a response to social conditions on the part of the workers. Hence Marx dedicated his life's work to showing how capitalism, in its very process of growth and development, simultaneously creates the form and the content of its overthrow.

    Marx's position was, generally, that the social interdependency, brought about by industrial capitalism, both within and between workplaces of different types would provide a basis both for revolutionary action against the old, and for the creation of a new, society. The transformation of peasant agriculture into large-scale farming by wage-labor for the market and the development of mass-production industry have bound the producers economically-and so socially-to each other. As each individual's productive labor requires coordination with his colleagues', so the individual's consumption depends upon the productive work of countless others. This characteristic of the current system explains the ideal formulated by its socialist opponents of a "collective commonwealth of labor," in which the producers themselves (and not a distinct class of owners or managers) would jointly control their labor and its products.

    The nature of the goal dictates the form which revolutionary organizations must have. Ultimately, the "revolutionary organization" will have to be the working class as a whole; thus, Marx spoke of particular organizations as episodes "in the history of the party which everywhere grows up naturally and spontaneously from the soil of -modem society."' He thought...it essential, therefore, that the working class. movement. avoid the characteristics of the leftwing sect. The sect, as Marx put it in a letter, "sees the justification for its existence and its point of honor. not in what it has in common with the class movement but in the particular shibboleth which. distinguishes it from the movement." The attitude of the 'sectarian theoretician and leader-exemplified for Marx by Proudhon, Bakunin, and Lasalle-is (as he wrote of the latter) that "instead of looking among the genuine elements of the class movement for the real basis of his agitation, he wanted to prescribe the course to be followed by this movement according to a certain doctrinaire recipe." This is not to say that sects cannot have useful insights to offer the movement. Marx, for instance, honored Fourier, in contradistinction to the Fourierists; for the former wrote in a period in which "doctrinaire" propaganda could not interfere with the growth of the (barely existing) movement. To the extent that a real workers' movement put into existence, the little parties and groups should " merge in the class movement and make an end of all sectarianism." (9)

    Thus the General Rules which Marx drew up in 1864 for the International Working Men's Association, began with Flora Tristan's dictum, "That the emancipation of the working classes must be conquered by the working class themselves." The International was intended to be the opposite of a sect, in both theory and practice. It proclaimed as its business, in Marx's words, "to combine and generalize the spontaneous movements of the working classes, but not to dictate or impose any doctrinaire system whatever."(10) And, regarding organization, Marx argued against centralism, on the grounds that a centralist structure, -though appropriate to sectarian movements, "goes against the nature of trade unions," struggle organizations of workers. Typical of his attitude is his remark in a letter of 1868 that especially in Germany, "where the worker's life is regulated from childhood on by bureaucracy and he himself believes in the authoritarian bodies appointed over him, he must be taught above all else to walk by himself." In the same spirit, Marx refused the presidency of the International in 1866, and soon afterwards convinced its General Council to replace the post with that of a chairman to be elected at every weekly meeting.

    This attitude was reflected in Marx's conception of the tasks of intellectuals in the movement. He put his writing skills at the service of the International, in preparing statements of position, official communications, and so forth. In addition, we should note the project of an "Enquete Ouvriere, " a questionnaire which Marx publisher in the Parisian Revue Socialiste in I880, and had reprinted and distributed to workers' groups, socialist and democratic circles, "and to anyone else who asked for it" in France. The text has the form of 101 questions about working conditions, wages, hours, effects of the trade cycle, and also about workers' defense organizations, strikes and other forms of struggle, and their results. Though this might be described as the first sociological survey, its preface urges workers to reply, not to meet the data needs of sociologists or economists, but because only workers can describe "with full knowledge the evils which they endure" just as "they, and not any providential saviors, can energetically administer the remedies for the social ills from which they suffer." Strategy and tactics, to use the terms of more recent leftwing theory, can only be created by workers who know their concrete conditions, not by "leaders-." Intellectuals can, however, play an important role in the collection and transmission of information; thus, the results of the Enquete were to be analyzed in a series of articles for the Re-vue, and; eventually,. a book. (12)

    The main task that Marx took on as a revolutionary intellectual, however, as the task- of theory: the elaboration of a set of concepts, at a fairly abstract level, that would permit a better comprehension of the struggle between labor and capital. He prefaced the French serial edition of the first volume of Capital with an expression of pleasure, because "in this form the book will be more accessible to the working class-a con- sideration which to me outweighs everything else." (13) The function of theory was to help the movement as a whole clarify its problems and possibilities; it did not, in Marx's view, place the theorist in a dominating (or "hegemonic," as the currently fashionable euphemism has it) position vis-a-vis the movement, but was rather what he had to contribute to a collective effort.

    In the light of the career of official Marxism since Marx's time, his criticism of Feuerbach's recasting of eighteenth century materialism has a prophetic cast:

    "The materialist doctrine concerning the changing of circumstances and education forgets that circumstances are changed by men and that the educator must himself be educated. This doctrine has therefore to divide society into two parts, one of which is superior to society.' (14)

    -Or, we may add, superior to the class it claims it represents, just as the philosophes claimed to represent the interests of society or of humanity as a whole. And in fact, as the "unity of theory and practice," in the form of "scientific socialism," became a basic element of orthodoxy in those organizations and currents of thought which presented themselves as Marxist, it took on just this doctrinal flavor.

    The relationship of revolutionary theory to political practice acquired the practical form of the relationship of theorists (mostly middle-class intellectuals) within political organizations to the masses of workers they supposedly represented and gave direction to. For instance, by maintaining that "without revolutionary theory there can be no revolutionary movement," Lenin in 1902 meant that "socialist consciousness is something introduced into the proletarian class struggle from without and not something that arose within it spontaneously." He quoted Kautsky, the high priest of Social Democratic orthodoxy:

    "Of course. socialism, as a doctrine, has its roots in modern economic relationships just as the class struggle of the Proletariat has and, like the latter, emerges from the struggle against the capitalist-created poverty and misery of the masses. But socialism and the class struggle arise side by side and not one out of the other.. . . Modern socialist consciousness can arise only on the basis of profound scientific knowledge.. . The vehicles( science is not the proletariat but the bourgeois intelligentsia... the task of Social Democracy is to imbue the proletariat with the consciousness of its position and the consciousness of its task."

    Thus, as Lenin continued in his own words, "since there can be no talk of an independent ideology formulated by the working masses themselves in the process of their movement, the only choice is either bourgeois or socialist ideology"-in either case supplied by the intellectuals." (15)

    This position reflected. (and was to justify) the actual division of labor within the Marxist movements, which, like the division in society as a whole, lay between professional leaders, or decision-makers, and the masses, who were to be provided by the former with outlook, strategy, and tactics. Aside from its outward implausibility as a theory of consciousness and of how it changes, that this position represented only an ideological expression of the interests of the professional revolutionaries as a social group was amply shown by events around the time of the first world war. In Western Europe, Marxist theory, "orthodox" as well as "revisionist," turned out to be compatible with an organizational practice that was not only less revolutionary than, but actively reactionary in comparison with, the response of large numbers of workers to the new crisis conditions. In Germany and Russia (as elsewhere) Marxist organizations responded to the revolutionary upheavals that followed the war either (in the West) as saviors of capitalism or (in Russia) as the creators of a new state power suppressing the attempts of workers to gain direct power over production. Social Democracy, in its reformist and in its revolutionary (Bolshevik) forms alike, showed its relation to the deeds of particular classes in particular countries- the rationalization, especially through state action, of capitalism in the West; and the creation of a new class society to carry out the process of industrialization forbidden the bourgeoisie in the underdeveloped East.

    In contrast to the dominant interpretation of the "unity of theory and practice" as the control of the workers' movement by the Party and of socialist society by the party-state, around the turn of the century Rosa Luxemburg revived Marx's conception by expressing the idea that a truly socialist movement must be "the first in the history of class societies which reckons, in all its phases and throughout its entire course, on the organization and the direct, independent action of the masses." As she saw it, "social democratic activity ... arises historically out of the elementary class struggle," and becomes "aware of its objectives in the course of the struggle itself." In her opinion the activity of the self-proclaimed carrier of revolutionary theory, the bourgeois intelligentsia, constituted a subsidiary and politically less dependable element of the revolutionary process. It posed the threat, as she saw long before the Bolshevik coup d'etat, of dictatorship over the proletariat, in the left organizations and the. future society alike. Against Kautsky and Lenin, she proclaimed that

    "The working class demands the right to make its own mis- takes and learn in the dialectic of history. Let us speak plainly. Historically, the errors committed by a truly revolutionary movement are infinitely more fruitful than the infallibility of the cleverest Central Committee." (16)

    This position too reflected the experience and needs of a particular segment of society at a particular time- not only ultraleft theoreticians but also the working-class militants with whom they associated in their organizational activity. By Rosa Luxemburg's time there was considerable evidence both of the negative effects on workers' radicalism of trade-union and parliamentary politics and of workers' ability to organize their own radical activity in the absence of, and indeed in the face of, official left organizational, efforts. The truth of Luxemburgs perceptions was shown decisively, on the one hand, by the class-collaborationist policy of the Second International in Western Europe in 1914, and by the development of the Bolshevik dictatorship in Russia; and, on the other, by the spontaneously organized revolutions in Germany and- Russia, as well as similar, though less spectacular, occurrences throughout the West. Moreover, while Rosa Luxemburg still believed in the necessity of a party organization as the basis for revolution, the actual events showed the greater importance of new forms of organization arising from the social relationships in which workers' lives were structured. In the factory committees, in soviets,- and in workers', soldiers', and peasants' councils, Marx's concept of the development of the new society in the womb of the old took on a concrete meaning. This historical experience therefore involved also a justification of Marx's attitude towards the relation of "consciousness," theoretical and tactical, to the real activity of social groups.

    These events provoked a rebirth of revolutionary analysis, as militants involved in, or affected by, the post- World War I struggles attempted to understand the failure of the Second International, the counter- revolutionary character of the Third (and its Trotskyist caricature), and the potentiality for new forms of social organization and action revealed by the mass revolutionary movements. Such thought was also stimu- lated by the efforts made by Spanish workers and peasants in the development of communist socialist relations in the revolution of 1936-37. In the thirties and forties, theorists once again tried to understand reality with regard to the needs of revolution; we may note here work in political and economic theory by Otto Ruehle, Anton Pannekoek, Paul Mattick, Karl Korsch, and Henryk Grossmann.

    With the collapse of the inter-war revolutionary movements, however, and the solution through the second world war of the immediate crisis situation that had begun for world capitalism in 1929, the ideas disappeared with the activities they had been attempts to understand and structure. The result was that the Leninist version of social democratic orthodox Marxism," now the official ideology of several totalitarian states, survived as representative of Marxist theory. This was challenged only by a professorial, philo- sophical, "humanist" Marxism, which drawing inspiration particularly from the works of Marx's youth, made use neither of Marx's analysis of capitalism nor of the consequences to be drawn from it for revolutionary action.

    In the East, particularly in the satellite countries, Marx's critique of economics was quite understandably identified as an ideological prop for the Stalinist system. In the West, Capital seemed even more out of touch with economic reality than at the turn of the century when Bernstein and his followers had turned their backs on Marxist orthodoxy. The abolition of capitalism in Russia had obviously not resulted in the achieve- ment of workers' power. On the other hand, capitalist society had not evolved in the direction of an obvious polarity between a small group of rich capitalists and a mass of impoverished proletarians, periodically reduced to total destitution by economic crisis. While control over capital has been continually centralized, the small group of the very rich and powerful stand at the top of a continuum of wealth and privilege, in which status and income-level seem to replace class (i.e., relation to the means of production) as the center of analytical interest. Furthermore, the combination of the war with Keynesian policies in peacetime has made possible continuous economic growth and rising incomes for large numbers of workers.

    For the twenty-odd years of relative social stability that followed World War 11, proponents of the status quo and leftish critics alike by and large agreed that capitalism had escaped Marx's "iron-laws." The basis for economic conflict between workers and bosses was eroded by technological advance and political manipulation of the economy, which together made for permanent prosperity and the satisfaction at least of all material demands. While the official voices of sociology, economics, and political science celebrated this situation as the "end of ideology," however, leftwing pessimists bemoaned it as the advent of a "one dimensional" society, in which no oppositional force was left but ideology, in the form of a "critical theory" (or of "cultural revolution"). They agreed with conservatives that material opposition to the system was re- stricted to the threat posed by the so-called socialist systems of Russia, China, and their allies. Hope for change in the world rested first of all on the peasants of the Third World, though they would find allies in the developed countries among disadvantaged minorities and the student movement. The Leninist character of this picture of the theory-possessing vanguard, deserted by the labor-aristocratic masses, awaiting the com- mencement of capitalism's destruction at its weakest links, goes far in explaining the apparently bizarre transition in some New Leftists from an interest in "culture" and "liberatory lifestyles" to militaristic guerrilla fantasies.

    If such views could be crudely, labeled "Stalino-humanism," a related but, in my eyes, more interesting set of ideas emerged from the Trotskyist critique of the Soviet Union, which was identified as the vanguard in capitalism's current tendency to monopolization and state regulation. This current (represented variously by Socialism ou Barbarie, the English Solidarity, Facing Reality in Detroit, the group around Murray Bcokchin, the Situationist International, and others) revived the earlier ultraleft criticism of Leninism, which was now equated with Marxism. The onset of permanent prosperity was seen as neither a cause for pessimism nor the deathblow to ideology. On the contrary, just by suggesting the possibility of total satisfaction of every desire, modem capitalism -East and West-was bound to produce a conflict between its promise and the restrictions placed on its fulfillment by the institutions of private property and the state. The old conflict between an impoverished working class and a rich ruling class gave way only to expose the deeper, and unsolvable, contradiction between those -who control the lives of others and those who are controlled, in a period of history when the end of scarcity made such a division irrational. Again the issues were clearly not "economic" but ones of social and spiritual liberation. Marxism was rejected insofar as it was thought to make this distinction and concentrate on the former.

    Both of these leftwing tendencies, along with bourgeois sociology, restricted their appreciation of Marx to his earlier works. The rediscovery of these explorations of "alienation" appealed to those who rejoiced in, as to those who worried about, the cultural malaise that seemed a byproduct of material well-being. But the end of the "permanent prosperity" in the late 1960s; the failure of the "technological revolution" to leave the sphere of armaments production; the increasing assimilation of the conditions and consciousness of the "new," technical and intellectual, working class to those of their bluecollar fellows (including the experience of mass unemployment); and the disintegration of student leftism and the "youth" movement as such have all brought about a renewal of interest in Marx's chief work, the -theory of capitalist development.

    At the same time, the practical insignificance the revolutionary Leninist sects and the' self-proclaimed reformism of the mass left parties in the West leaves the way open to a rediscovery of the creative possibilities of the working class in a capitalism that is entering once more into visible-painfully visible-crisis. As Marx's theory of economic change is one with his theory of revolution, the renewed interest in Capital should go hand in hand with consideration of the views about the nature of radical politics. Once again it may be possible to raise the question of the relation of theory to, practice, of 'science to socialism, in a way which does not assume the subservience of the struggle of millions of people to a handful of leaders "armed with Marxist science."

    Discussing the utopian socialists, Marx observed that

    "So long as the proletariat is not yet sufficiently developed to constitute itself as a class, and consequently so long as the struggle itself of the proletariat with the bourgeoisie has not yet assumed a political character, and the productive forces are not yet sufficiently developed in the bosom of the bourgeoisie itself to enable us to catch a glimpse of the material conditions necessary for the emancipation of the proletariat and for the formation of a society, these theoreticians are merely utopians who, to meet the wants of the oppressed classes, improvise systems and go in search of a regenerating science. But in the measure that history moves forward, and with it the struggle of the proletariat assumes clearer outlines, they no longer need to seek science in their minds; they have only to take note of what is happening before their eyes and to become its mouthpiece. (17)

    Although the current (1979) spirit of the working class is not a revolutionary one, the problems we have today in understanding the nature of revolutionary action do not stem primarily from an insufficiency of capitalist development or a lack of historical experience of class struggle. In fact, this history offers us more than a supplement to the observation of what is happening before our eyes, as it allows for the detachment from it of concepts and models to aid in the interpretation of present-day events. Such concepts and models cannot provide us with strategy and tactics for the situations we face and will face, but they are essential as an education that helps prepare us for the creativity that revolutionary activity requires.

    An understand of the changing conditions of the workers' movement requires an understanding of its context, the capitalist system. This system has continued to develop and change since Capital was written, and in ways which do not receive much attention in Marx's writing, in particular. with the increasing participation of the state in economic activity. The new developments require theoretical discussion. How have Keynisian techniques measured up against the limits Marx discovered in the capitalism of his time? Does the carrying of such techniques to their logical conclusion, in the total state domination of the economy in Russia, China, etc., represent a new form of exploitative society? Above all we have to understand the nature of capitalism to define the system we wish to create in its place. For all of these questions, Marx's work remains an essential starting point. By providing us with a developmental model of "pure" capitalism it allows us to judge the significance of the phenomena like monopolization and state-interference in the economy, to see in what sense the party-state-run systems are alternatives to private-property capitalism , and to pose basic questions about the construction of a system without capital or State.

    But Capital is not, as it has been taken to be, only a "theory of capitalist development." It s a "critique of political economy" - that Is, an exploration of the bases of, and alternative to the modes of thought characteristic of life in a society ruled by business. As such it not only "takes note" of our experiences in this system, but, by demonstrating a new way of interpreting them, provides a necessary weapon for the struggle against the system. By showing the roots of capitalist theory in capitalist practice, Marx's theoretical work is a practical tool from which we can learn to organize our own activity in new ways.

    It is a remarkable confirmation of Marx's ideas about the relation between social reality and the theories constructed to comprehend it, that the first fifty years of the Marxist movement saw a nearly total failure not only to extend but even to understand Marx's economic writings. Although constant lipservice was paid to Capital as the scientific socialist "Bible of the working class," (!) it is fair to say that the publication of Henryk Grossmann's The Capitalist System's Law of Accumulation and Collapse in 1929 marked the first serious and knowledgeable attempt to come to grips with Marx's actual work. Since then there have been only a few books of importance, either as exegesis or as extension of Marx's theory. Marx theorized with the assumption of a developed worldwide capitalist system, divided into two classes with the vast majority living as wage-earners. Even an approximation to such a state of affairs-in Europe, North America, and Japan-has only recently come into existence. Until the Great Depression of 1979, every crisis heralded a new prosperity in the course of which the long-term trend of growth would continue. It is only today when capitalism seems unable (at least in the absence of world war) to continue its expansion-externally by a rapid development of the Third World, internally by maintenance, of a steady growth rate-that the questions Marx raised about the long-term trends have become questions of the hour.

    If Marx is now more relevant than ever, the Marxist tradition in which his relics have been enshrined has little to offer us as a guide to understanding, and much to confuse us with. It is necessary, therefore, to go back to Capital itself as a starting point for further progress in analysis. Even apart from the ideological accretions of the last hundred years, however, Marx's works pose certain difficulties for the reader. It must be said that in this matter professional intellectuals have shown no advantage over working-class readers. This is no doubt in part due to the disadvantage of having professional interests incompatible with taking Marx too seriously. But even assuming a desire to understand the world as it is, Marx had to forewarn his readers that "there is no royal road to science, and only those who do not dread the fatiguing climb of its steep paths have a chance of gaining its luminous summits." (18)

    In addition to the difficulty inherent in coming to grips with any abstract theory, particularly one, like Marx's, which asks us to think about a familiar subject matter in a most unfamiliar way, Capital presents the reader with a number of problems peculiar to what its author called the "method of presentation" of his ideas. First of all, the structure of the argument is such that it is only when all three volumes are read that the whole significance of the first can be seen. Marx ought to have begun with a clear explanation of what he was trying to do and the method he would employ, but he did not. Secondly, Marx's book looks so much like a work of economic analysis that it has been difficult to remember or to understand the significance of its original title: critique of political economy. What Marx meant by "critique," and what accordingly the relation of his work to economic theory is, calls for some exposition. In addition, though "it is generally agreed that Marx was a master of literary German," (19) his style cannot be called a "popular" or simple one. As he wrote Kugelmann in reference to this problem,

    "It is due in part to the abstract nature of the subject-matter, to the limited space prescribed to me, and to the goal of the work.. . . Scientific attempts at the revolutionizing of a science can never be truly popular. But, once the scientific foundation is laid, popularization is easy. If the times become somewhat stormier, it will be possible again to choose colors and inks which will cover a popular presentation of these subjects.(20)

    To date, such a presentation has not been written. The forthcoming series of articles, to which this is an introduction, is not intended to answer this need, -but rather to supply enough of the methodological background to enable the reader to deal with Marx's own writing. We will begin with an exploration of Marx's political and intellectual objectives in Capital and then see how the form of the argument derives from these. We will end with a discussion of the extent to which Marx achieved his aim-that is, to which his theory can help us organize the overthrow of the current system of social life and the construction of a new one.

    Paul Mattick, Jr.

    NOTES

    1. Marx to Arnold Ruge, September. 1843 Karl Marx on Revolution ed. Saul K. Padover (NY: Mc Graw-Hill; 1971), pp. 517-18; original in Marx Engels Werke (henceforth MEW ) (Berlin: Dietz Verlag, 1959) 1:345

    2. Marx and Engels, The German ideology (NY; International Publishers, 1939), p. 79.

    3. Marx, Notes on Bakunin in MEW 18: 5970642; cited and trans. Richard N. Hunt, the POloiyticla Ideas of Marx and Engels (Pittsburgh: Univ. of Pittsburgh Press, 1974), p.326.

    4. Marx and Engels, German Ideology. pp. 13-14.

    5. Marx, Class Struggle in France 1848-1850 (International Publishers, 1964) pp. 12, 14. 15.

    6. Engels to J. Wedemeyer, 12 April 1853, Marx -Engles Selected Correspondence (henceforth MESC) (Moscow: Foreign Language Publishing House, n.d.) p. 94

    7. See Hunt, op cit pp. 212-283 and passim. In 1874, Engels criticized the Blanquist idea of revolution in these terms: "From Blanqui's conception that every revolution is a surprize attack by a small revolutionary minority, there follows of itself the necessity for a dictatorship after the success of the venture. This would be, for sure, a dictatorship not of the entire revolutionary class, the proletariat, but of a small number, who have made the surprise attack and who are themselves previously organized under the dictatorship of one or several individuals" (Engels, "Programm der Blanquitsten Kommunefluchtilinge", in MEW 18:529, cited and translated Hunt, op. cit. p. 311)

    8. Marx to F. Freilgrath, 29 February 1860 in MEW 30: 495.

    9. Marx to J.b Schweitzer, 13 October 1868 MESC pp. 257-58

    10. Marx, "General Rules of the International Workingmen's Association: in Karl Marx on the First International ed. S. Padover (NY: McGraw-Hill, 1973) p. 13 and "Instructions for delegates of the provisional general council (1866) ibid. p. 27

    11. Marx to J.B Schweitzer op. cit. p. 259

    12. T.Bottomore and M. Rubel eds. Karl Marx;: Selected Writings in Sociology and Social Philosophy (Penguin 1963) pp. 210-11.

    13. Marx , Capital (Penguin, 1976) 1: 104

    14. Marx, "Theses on Feuerbach,: in Bottom0ore and Rubel,op cit pp. 82-83.

    15. Karl Kautsky, cited by Lenin, "What is To Be Done?" in his Selected Works (NY: International publishers, 1967), 1: 129-130 cf. ibid pp. 82-83.

    15. K. Kautsky, cited by Lenin, "What is to be Done?" in his Selected Works, 1: 129-130.

    16. Rosa Luxemburg, "Organizational Questions of Social Democracy" in Rosa Luxemburg Speaks, ed. Mary Alice Waters (Pathfinder Press, 1970) pp. 117-18 and 130.

    17. Marx, The Poverty of Philosophy (Moscow, Foreign Language Publishing House, n.d.) p. 125

    18. Marx, Capital 1: 104

    19. Ben Fowkes Translator's Preface to Capital 1: 88

    20. Marx to L. Kugelman, 28 December 1862 in briefe uber "Das Kapital" (Berlin, Deitz Verlag, 1954) p. 114

    From Root and Branch #8, taken from Collective Action Notes

    Comments

    jura

    12 years 1 month ago

    In reply to by libcom.org

    Submitted by jura on May 29, 2012

    To date, such a presentation has not been written. The forthcoming series of articles, to which this is an introduction, is not intended to answer this need, -but rather to supply enough of the methodological background to enable the reader to deal with Marx's own writing.

    Does anyone know if the "forthcoming series" was actually published in later issues of Root & Branch? If so, are these articles online? If not, could someone try to locate them? If so, could someone... Thanks! :D

    Root & Branch #9

    Root and Branch Issue #9 Cover

    Issue 9 of the US libertarian marxist journal. Published in 1980.

    Author
    Submitted by UseValueNotExc… on November 20, 2022

    CONTENTS
    Steel: Can Rationalization Cure Old Age (Without Causing Depression)? - Chris Carlsson and Caitlin Manning

    Let a Dozen Flowers Bloom: The Beijing Free Speech Movement, 1978-79 - Bill Russell

    The Red Brigades: Between Stalinism and Leftism

    Notes on the Concept of Class - Stephen Soldz

    Comments

    Root & Branch #10

    Root and Branch Issue #10 Cover

    Issue 10 of the US libertarian marxist journal. Published in 1982.

    Author
    Submitted by UseValueNotExc… on November 20, 2022

    INTRODUCTION

    PAUL MATTICK 1904-I981 - Adam Cornford

    THE MARXISM OF PAUL MATTICK - Pierre Souyri

    CAPITALISM & SOCIALISM

    MARXISM-YESTERDAY, TODAY,AND TOMORROW - Paul Mattick

    FRANCE: THE POLITICIANS AND THE CRISIS

    THE CLASS STRUGGLES IN POLAND - Paul Mattick, Jr

    INSIDE THE THIRD CLASS CARRIAGE - Alan Wallach

    REVIEWS:
    Paul Mattick, Anti-Bolshevik Communism - George Scialabba

    Comments

    Marxism: Yesterday, Today, and Tomorrow

    "But in isolated groups some kept the faith." Anti-Leninist cartoon.

    Originally appeared in Root and Branch #10.

    Author
    Submitted by UseValueNotExc… on November 20, 2022

    In Marx’s conception, changes in people’s social and material conditions will alter their consciousness. This also holds for Marxism and its historical development. Marxism began as a theory of class struggle based on the specific social relations of capitalist production. But while its analysis of the social contradictions inherent in capitalist production has reference to the general trend of capitalist development, the class struggle is a day-to-day affair and adjusts itself to changing social conditions. These adjustments find their reflection in Marxian ideology. The history of capitalism is thus also the history of Marxism.

    The labor movement preceded Marxian theory and provided the actual basis for its development. Marxism became the dominating theory of the socialist movement because it was able convincingly to reveal the exploitative structure of capitalist society and simultaneously to uncover the historical limitations of this particular mode of production. The secret of capitalism’s vast development — that is, the constantly increasing exploitation of labor power — was also the secret of the various difficulties that pointed to its eventual demise. Marx’s Capital, employing the methods of scientific analysis, was able to proffer a theory that synthesized the class struggle and the general contradictions of capitalist production.

    Marx’s critique of political economy was necessarily as abstract as political economy itself. It could deal only with the general trend of capitalist development, not with its manifold concrete manifestations at any particular time. Because the accumulation of capital is at once the cause of the system’s unfolding and the reason for its decline, capitalist production proceeds as a cyclical process of expansion and contraction. These two situations imply different social conditions and therefore different reactions on the part of both labor and capital. To be sure, the general trend of capitalist development implies the increasing difficulty of escaping a period of contraction by a further expansion of capital, and thus a tendency toward the system’s collapse. But it is not possible to say at what particular point of its development capital will disintegrate through the objective impossibility of continuing its accumulation process.

    Capitalist production, implying the absence of any kind of conscious social regulation of production, finds some kind of blind regulation in the supply and demand mechanism of the market. The latter, in turn, adapts itself to the expansion requirements of capital as determined on the one hand by the changing exploitability of labor power and on the other hand by the alteration of the capital structure due to the accumulation of capital. The particular entities involved in this process are not empirically discernible, so that it is impossible to determine whether a particular crisis of capitalist production will be of longer or shorter duration, be more or less devastating as regards social conditions, or prove to be the final crisis of the capitalist system by provoking a revolutionary resolution through the action of an aroused working class.

    In principle, any prolonged and deep-going crisis may release a revolutionary situation that may intensify the class struggle to the point of the overthrow of capitalism — provided, of course, that the objective conditions bring forth a subjective readiness to change the social relations of production. In the early Marxist movement, this was seen as a realistic possibility, due to the fact of a growing socialist movement and the extension of the class struggle within the capitalist system. The development of the latter was thought to be paralleled by the development of proletarian class consciousness, the rise of working-class organizations, and the spreading recognition that there was an alternative to capitalist society.

    The theory and practice of the class struggle was seen as a unitary phenomenon, due to the self-expansion and the attendant self-limitation of capitalist development. It was thought that the increasing exploitation of labor and the progressive polarization of society into a small minority of exploiters and a vast mass of exploited would raise the workers’ class consciousness and thus their revolutionary inclination to destroy the capitalist system. Indeed, the social conditions of that time allowed for no other perspective, as the unfolding of industrial capitalism was accompanied by increasing misery of the laboring classes and a noticeable sharpening of the class struggle. Still, this was merely a perspective afforded by these conditions, which did not as yet reveal the possibility of another course of events.

    Although interrupted by periods of crisis and depression, capitalism has been able to maintain itself until now by a continuous expansion of capital and its extension into space through the acceleration of the increase in the productivity of labor. It proved possible not only to regain a temporarily lost profitability, but to increase it sufficiently to continue the accumulation process as well as to improve the living standards of the great bulk of the laboring population. The successful expansion of capital and the amelioration of the conditions of the workers led to a spreading doubt regarding the validity of Marx’s abstract theory of capitalist development. Empirical reality in fact seemed to contradict Marx’s expectations with regard to capitalism’s future. Even where his theory was maintained, it was no longer associated with a practice ideologically aimed at the overthrow of capitalism. Revolutionary Marxism turned into an evolutionary theory, expressing the wish to transcend the capitalist system by way of constant reform of its political and economic institutions. Marxist revisionism, in both overt and covert form, led to a kind of synthesis of Marxism and bourgeois ideology, as a theoretical corollary to the practical integration of the labor movement into capitalist society.

    Not too much should be made of this, however, for the organized labor movement has at all times comprised only the smaller portion of the laboring class. The great mass of workers acclimatizes itself to the ruling bourgeois ideology and — subject to the objective conditions of capitalism — constitutes a revolutionary class only potentially. It may become revolutionary by force of circumstances that overrule the limitations of its ideological awareness and thus offer its class-conscious part an opportunity to turn potentiality into actuality through its revolutionary example. This function of the class-conscious part of the working class was lost through its integration into the capitalist system. Marxism became an increasingly ambiguous doctrine, serving purposes different from those initially contemplated.

    All this is history: specifically, the history of the Second International, which revealed that its apparently Marxist orientation was merely the false ideology of a nonrevolutionary practice. This had nothing to do with a “betrayal” of Marxism, but was the result of capitalism’s rapid ascendancy and increasing power, which induced the labor movement to adapt itself to the changing conditions of capitalist production. As an overthrow of the system seemed impossible, the modifications of capitalism determined those of the labor movement. As a reform movement, the latter partook of the reforms of capitalism, based on the increasing productivity of labor and the competitive imperialistic expansion of the nationally organized capitals. The class struggle turned into class collaboration.

    Under these changed conditions, Marxism, insofar as it was not altogether rejected or reinterpreted into its opposite, took on a purely ideological form that did not affect the pro-capitalist practice of the labor movement. As such, it could exist side by side with other ideologies competing for allegiance. It no longer represented the consciousness of a workers’ movement out to overthrow the existing society, but a world-view supposedly based on the social science of political economy. With this it became a concern of the more critical elements of the middle class, allied with, but not part of, the working class. This was merely the concretization of the already accomplished division between the Marxian theory and the actual practice of the labor movement.

    It is of course true that socialist ideas were first and mainly — though not only — propounded by members of the middle class who had been disturbed by the inhuman social conditions of early capitalism. It was these conditions, not the level of their intelligence, that turned their attention to social change and therewith to the working class. It is therefore not surprising that the capitalist improvements at the turn of the century should mellow their critical acumen, and this all the more as the working class itself had lost most of its oppositional fervor. Marxism became a preoccupation of intellectuals and took on an academic character. It was no longer predominantly approached as a movement of workers but as a scientific problem to be argued about. Yet the disputes around the various issues raised by Marxism served to maintain the illusion of the Marxian nature of the labor movement until it was dispelled by the realities of World War I.

    This war, which represented a gigantic crisis of capitalist production, led to a short-lived revival of radicalism in the labor movement and in the working class at large. To this extent it heralded a return to Marxian theory and practice. But it was only in Russia that the social upheavals led to the overthrow of the backward, semifeudal capitalist regime. Nonetheless, this was the first time that a capitalist regime had been ended through the actions of its oppressed population and the determination of a Marxist movement. The dead Marxism of the Second International seemed due for replacement by the living Marxism of the Third International. And because it was the Bolshevik Party, under Lenin’s guidance, that turned the Russian into a social revolution, it was Lenin’s particular interpretation of Marxism that became the Marxism of the new and “highest” stage of capitalism. This Marxism has quite justly been amended into the “Marxism-Leninism” that has dominated the postwar world.

    This is not the place to reiterate the history of the Third International and the type of Marxism it brought forth. This story is well documented in countless publications, which either place the blame for its collapse upon Stalin’s shoulders or trace it back to Lenin himself. The facts are that the concept of world revolution could not be realized and that the Russian Revolution remained a national revolution and therefore bound to the realities of its own socioeconomic conditions. In its isolation, it could not be adjudged a socialist revolution in the Marxian sense, for it lacked all the preconditions for a socialist transformation of society — that is, the dominance of the industrial proletariat, and a productive apparatus that, in the hands of the producers, could not only end exploitation but at the same time drive society beyond the confines of the capitalist system. As things were, Marxism could only provide the ideology supporting, even while contradicting, the reality of state-capitalism. In other words, as in the Second International, so also in its successor, subordinated as it was to the special interests of Bolshevik Russia, Marxism could only function as an ideology to cover up a nonrevolutionary and finally a counter-revolutionary practice.

    In the absence of a revolutionary movement, the Great Depression, affecting the world at large, issued not into revolutionary upheavals but into fascism and World War II. This meant the total eclipse of Marxism. The aftermath of the new war initiated a fresh wave of capitalist expansion on an international scale. Not only did monopoly capital emerge strengthened from the conflict, there also arose new state-capitalistic systems by way of either national liberation or imperialistic conquest. This situation involved not a reemergence of revolutionary Marxism but a “cold war,” that is, the confrontation of differently organized capitalist systems in a continuing struggle for spheres of interest and shares of exploitation. On the side of state capitalism, this confrontation was camouflaged as a Marxist movement against the capitalist monopolization of the world economy, while for its part, private-property capitalism was only too glad to identify its state-capitalist enemies as Marxists, or Communists, bent on destroying with the freedom to amass capital all the liberties of civilization. This attitude served to attach the label “Marxism” firmly to the state-capitalist ideology.

    Thus the changes brought about by a series of depressions and wars led not to a confrontation between capitalism and socialism, but to a division of the world into more or less centrally controlled economic systems and to a widening of the gap between capitalistically developed and underdeveloped nations. It is true that this division is generally seen as one between capitalist, socialist, and “third world” countries, but this is a misleading simplification of rather more complex differentiations between these economic and political systems. “Socialism” is commonly understood as meaning a state-controlled economy within the national framework, in which planning replaces competition. Such a system is no longer capitalism in the traditional sense, but neither is it socialism in the Marxian sense of an association of free and equal producers. Functioning in a capitalist and therefore imperialist world, it cannot help partaking in the general competition for economic and political power and, like capitalism, must either expand or contract. It must grow stronger in every respect, in order to limit the expansion of monopoly capital by which it would otherwise be destroyed. The national form of so-called socialist or state-controlled regimes sets them in conflict not only with the traditional capitalist world, or particular capitalist nations, but also with each other; they must give first consideration to national interests, i.e., the interests of the newly emerging and privileged ruling strata whose existence and security are based on the nation-state. This leads to the spectacle of a “socialist” brand of imperialism and the threat of war between nominally socialist countries.

    Such a situation was inconceivable in 1917. Leninism, or (in Stalin’s phrase) “the Marxism of the age of imperialism,” expected a world revolution on the model of the Russian Revolution. Just as in Russia different classes had combined to overthrow the autocracy, so also on an international scale nations at various stages of development might fight against the common enemy, imperialist monopoly capital. And just as in Russia it was the working class, under the leadership of the Bolshevik Party, that transformed the bourgeois into a proletarian revolution, so the Communist International would be the instrument to transform the anti-imperialist struggles into socialist revolutions. Under these conditions, it was conceivable that the less-developed nations might bypass an otherwise inevitable capitalist development and be integrated into an emerging socialist world. Based on the presupposition of successful socialist revolutions in the advanced nations, this theory could be proven neither right nor wrong, as the expected revolutions did not materialize.

    What is of interest in this context are the revolutionary inclinations of the Bolshevik movement prior to and shortly after its assumption of power in Russia. Its revolution was made in the name of revolutionary Marxism, as the political-military overthrow of the capitalist system and the establishment of a dictatorship to assure the transformation to a classless society. However, even at this stage, and not only because of the particular conditions prevailing in Russia, the Leninist concept of socialist reconstruction deviated from the notions of early Marxism and was based instead on those evolved within the Second International. For the latter, socialism was conceived as the automatic outgrowth of capitalist development itself. The concentration and centralization of capital implied the progressive elimination of capitalist competition and therewith of its private-property nature, until socialist government, emerging from the democratic parliamentary process, would transform monopoly capital into the monopoly of the state and thus initiate socialism by governmental decree. Although to Lenin and the Bolsheviks this seemed an unrealizable utopia as well as a foul excuse for abstaining from any kind of revolutionary activity, they too thought of the institution of socialism as a governmental concern, though to be carried out by way of revolution. They differed with the Social Democrats with regard to the means to reach an otherwise common goal — nationalization of capital by the state and centralized planning of the economy.

    Lenin also agreed with Karl Kautsky’s philistine and arrogant assertion that the working class by itself is unable to evolve a revolutionary consciousness, which has to be brought to it from the outside by the middle-class intelligentsia. The organizational form of this idea was the revolutionary party as the vanguard of the workers and as the necessary presupposition for a successful revolution. If, in this view, the working class is incapable of making its own revolution, it will be even less able to build up the new society, an undertaking reserved for the leading party as the possessor of the state apparatus. The dictatorship of the proletariat thus appears as that of the party organized as the state. And because the state has to have control over the whole society, it must also control the actions of the working class, even though this control is supposed to be exercised in its favor. In practice, this turned out to be the totalitarian rule of the Bolshevik government.

    The nationalization of the means of production and the authoritarian rule of government certainly differentiated the Bolshevik system from that of Western capitalism. But this did not alter the social relations of production, which in both systems are based on the divorce of the workers from the means of production and the monopolization of political power in the hands of the state. It was no longer private capital but state-controlled capital that now opposed the working class and perpetuated the wage-labor form of productive activity, while allowing for the appropriation of surplus labor through the agency of the state. Though the system expropriated private capital, it did not abolish the capital-labor relationship upon which modern class rule rests. It was thus merely a question of time before the emergence of a new ruling class, whose privileges would depend precisely on the maintenance and reproduction of the state-controlled system of production and distribution as the only “realistic” form of Marxian socialism.

    Marxism, however, as the critique of political economy and as the struggle for a nonexploitative classless society, has meaning only within the capitalist relations of production. An end of capitalism would imply the end of Marxism as well. For a socialist society, Marxism would be a fact of history like everything else in the past. Already the description of “socialism” as a Marxist system denies the self-proclaimed socialist nature of the state-capitalist system. Marxist ideology functions here as no more than an attempt to justify the new class relations as necessary requirements for the construction of socialism and thus to gain the acquiescence of the laboring classes. As in the capitalism of old, the special interests of the ruling class are made to appear as general interests.

    But even so, in the beginning Marxism-Leninism was a revolutionary doctrine, for it was deadly serious about realizing its own concept of socialism by direct, practical means. While this concept implied no more than the formation of a state-capitalist system, this was the way in which, at the turn of the century, socialism had been quite generally understood. It is therefore not possible to speak of a Bolshevik “betrayal” of the prevailing Marxist principles; on the contrary, it realized the state-capitalist transformation of private-property capitalism, which had been the declared goal also of Marxist revisionists and reformists. The latter, however, had lost all interest in acting upon their apparent beliefs and preferred to accommodate themselves to the capitalist status quo. What the Bolsheviks did was to actualize the program of the Second International by way of revolution.

    Once they were in power, however, the state-capitalist structure of Bolshevik Russia determined its further development, now generally described with the pejorative term “Stalinism.” That it took on this particular character was explained by reference to the general backwardness of Russia and by her capitalist encirclement, which demanded the utmost centralization of power and inhuman sacrifices on the part of the working population. Under different conditions, such as prevailed in capitalistically more advanced nations and under politically more favorable international relations, it was said, Bolshevism would not require the particular harshness it had to exercise in the first socialist country. Those less favorably inclined toward this first experiment in socialism” asserted that the party dictatorship was merely an expression of the still “half-Asiatic” nature of Bolshevism and could not be duplicated in the more advanced Western nations. The Russian example was utilized to justify reformist policies as the only way to improve the conditions of the working class in the West.

    Soon, however, the fascist dictatorships in Western Europe demonstrated that one-party control of the state was not restricted to the Russian scene but was applicable in any capitalist system. It could be utilized just as well for the maintenance of existing social relations of production as for their transformation into state-capitalism. Of course, fascism and Bolshevism continued to differ with respect to economic structure, even as they became politically indistinguishable. But the concentration of political control in the totalitarian capitalist nations implied the central coordination of economic activity for the specific ends of fascist policies and therewith a closer approximation to the Russian system. For fascism this was not a goal but temporary measure, analogous to the “war socialism” of World War I. Nonetheless, it was a first indication that Western capitalism was not immune to state-capitalist tendencies.

    With the hoped-for but rather unexpected consolidation of the Bolshevik regime and the relatively undisturbed coexistence of the opposing social systems until World War II, Russian interests required the Marxist ideology not only for internal but also for external purposes, to assure the support of the international labor movement in the defense of Russia’s national existence. This involved only a part of the labor movement, to be sure, but that part could disrupt the anti-Bolshevik front, which now included the old socialist parties and the reformist trade unions. As these organizations had already jettisoned their Marxian heritage, the supposed Marxian orthodoxy of Bolshevism became practically the whole of Marxist theory as a counter-ideology to all forms of anti-Bolshevism and all attempts to weaken or destroy the Russian state. Simultaneously, however, attempts were made to secure the state of coexistence through various concessions to the capitalist adversary and to demonstrate the mutual advantages that could be gained through international trade and other means of collaboration. This two-faced policy served the single end of preserving the Bolshevik state and securing the national interests of Russia.

    In this manner, Marxism was reduced to an ideological weapon exclusively serving the defensive needs of a particular state and a single country. No longer encompassing international revolutionary aspirations, it utilized the Communist International as a limited policy instrument for the special interests of Bolshevik Russia. But these interests now included, in increasing measure, the maintenance of the international status quo in order to secure that of the Russian system. If at first it had been the failure of world revolution that induced Russia’s policy of entrenchment, it was now the stability of world capitalism that became a condition of Russian security, and which the Stalinist regime endeavored to enhance. The spread of fascism and the high probability of new attempts to find imperialist solutions to the world crisis endangered not only the state of coexistence but also Russia’s internal conditions, which demanded some degree of international tranquility. Marxist propaganda ceased to concern itself with problems of capitalism and socialism but, in the form of anti-fascism, directed itself against a particular political form of capitalism that threatened to unleash a new world war. This implied, of course, the acceptance of anti-fascist capitalist powers as potential allies and thus the defense of bourgeois democracy against attacks from either the right or the left, as exemplified during the civil war in Spain.

    Even prior to this historical juncture, Marxism-Leninism had assumed the same purely ideological function that characterized the Marxism of the Second International. It was no longer associated with a political practice whose final aim was the overthrow of capitalism, if only to bring about state-capitalism masquerading as socialism, but was now content with its existence within the capitalist system in the same sense in which the Social Democratic movement accepted the given conditions of society as inviolable. The sharing of power on an international scale presupposed the same on the national level, and Marxism-Leninism outside of Russia turned into a strictly reformist movement. Thus only the fascists were left as forces actually aspiring to complete control over the state. No serious attempt was made to forestall their rise to power. The labor movement, including its Bolshevik wing, relied exclusively upon traditional democratic processes to meet the fascist threat. This meant its total passivity and progressive demoralization and assured the victory of fascism as the only dynamic force operating within the world crisis.

    It was of course not only Russia’s political control of the international communist movement, via the Third International, that explains its capitulation to fascism, but also the movement’s bureaucratization, which concentrated all decision-making power in the hands of professional politicians who did not share the social conditions of the impoverished proletariat. This bureaucracy found itself in the “ideal” position of being able to express its verbal opposition to the system and yet, at the same time, to partake of the privileges that the bourgeoisie bestows upon its political ideologists. They had no driving reason to oppose the general policies of the Communist International, which coincided with their own immediate needs as recognized leaders of the working class in a bourgeois democracy. Finally, however, it is the general apathy of the workers themselves, their unreadiness to look for their own independent solution of the social question, that explains this state of affairs together with its fascist outcome. A half-century of Marxist reformism under the leadership principle, and its accentuation in Marxism-Leninism, produced a labor movement unable to act upon its own interests and therefore incapable of inspiring the working class as a whole to attempt to prevent fascism and war through a proletarian revolution.

    As in 1914, internationalism, and with it Marxism, was again drowned in the surging sea of nationalism and imperialism. Policies found their basis in the exigencies of the shifting imperialist power constellations, which led first to the Hitler-Stalin pact and then to the anti-Hitler alliance between the USSR and the democratic powers. The end of even the purely verbal aspirations of Marxism found a belated symbolization in the liquidation of the Third International. The outcome of the war, preordained by its imperialist character, divided the world into two power blocs, which soon resumed competition for world control. The anti-fascist nature of the war implied the restoration of democratic regimes in the defeated nations and thus the reemergence of political parties, including those with a Marxist connotation. In the East, Russia restored her empire and added to it spheres of interest as so much war booty. The breakdown of colonial rule created the “third world” nations, which adopted either the Russian system or a mixed economy of the Western type. A form of neocolonialism arose that subjected the “liberated” nations to more indirect but equally effective control by the great powers. But the spread of state-capitalist-oriented nations was commonly seen as the diffusion of Marxism over the globe, and the arrest of this tendency as a struggle against a Marxism that threatened the (undefined) freedoms of the capitalist world. This type of Marxism and anti-Marxism has no connection whatever with the struggle between labor and capital as envisioned by Marx and the early labor movement.

    In its current form, Marxism has been more of a regional than an international movement, as may be surmised from its precarious hold in the Anglo-Saxon countries. The postwar revival of Marxist parties affected mainly nations that faced particular economic difficulties, such as France and Italy. The division and occupation of Germany precluded the reorganization of a mass communist party in the Western zone. The socialist parties finally repudiated their own past, still tinged with Marxist ideas, and turned themselves into bourgeois or “people’s” parties defending democratic capitalism. Communist parties do continue to exist throughout the world, legally or illegally, but their chances of affecting political events are more or less nil for the present and the foreseeable future. Marxism, as a revolutionary workers’ movement, finds itself today at its historically lowest ebb.

    All the more astonishing is the unprecedented capitalist response to theoretical Marxism. This new interest in Marxism in general, and in “Marxist economics” in particular, pertains almost exclusively to the academic world, which is essentially the world of the middle class. There is an enormous outpouring of Marxian literature; “Marxology” has become a new profession, and there are Marxist branches of “radical” economics, history, philosophy, sociology, psychology, and so forth. All may prove to be no more than an intellectual fad. But even so this phenomenon bears witness to the present twilight state of capitalist society and its loss of confidence in its own future. Whereas in the past the progressive integration of the labor movement into the fabric of capitalism implied the accommodation of socialist theory to the realities of an unfolding capitalism, this process is now seemingly reversed through the many attempts to utilize the findings of Marxism for capitalist purposes. This two-pronged endeavor at reconciliation, at overcoming at least to some extent the antagonism between Marxian and bourgeois theory, reflects a crisis in both Marxism and bourgeois society.

    Although Marxism encompasses society in all its aspects, it focuses upon the social relations of production as the foundation of the capitalist totality. In accordance with the materialist conception of history, it concentrates its interests on the economic and therefore the social conditions of capitalist development. Whereas the materialist conception of history has long since been quietly plagiarized by bourgeois social science, until quite recently its application to the capitalist system remained unexplored. It is the development of capitalism itself that has forced bourgeois economic theory to consider the dynamics of the capitalist system and thus to emulate, in some fashion, the Marxian theory of accumulation and its consequences.

    Here we must recall that the shift of Marxism from a revolutionary to an evolutionary theory turned — with respect to theory — around the question as to whether or not Marx’s accumulation theory was also a theory of the objective necessity of capitalism’s collapse. The reformist wing of the labor movement asserted that there was no objective reason for the system’s decline and destruction, while the revolutionary minority wing held on to the conviction that capitalism’s immanent contradictions must lead to its inevitable end. Whether this conviction was based on contradictions in the sphere of production or in that of circulation, left-wing Marxism insisted upon the certainty of capitalism’s eventual collapse, expressed by ever more devastating crises, which would bring forth a subjective readiness on the part of the proletariat to overthrow the system by revolutionary means.

    The reformists’ denial of objective limits to capitalism turned their attention from the sphere of production to that of distribution, and so from the social relations of production to market relations, which are the sole concern of bourgeois economic theory. Disturbances of the system were now seen as arising from supply and demand relations, which unnecessarily caused periods of overproduction through a lack of effective demand due to unjustifiably low wages. The economic problem was reduced to the question of a more equitable distribution of the social product, which would overcome the social frictions within the system. For all practical purposes, it was now held, bourgeois economic theory was of greater relevance than Marx’s approach, and therefore Marxism should avail itself of the going market and price theory in order to be able to play a more effective role in the framing of social policies.

    It was now said that there were economic laws that operated in all societies and were not subject to Marxian criticism. The critique of political economy had as its object merely the institutional forms under which the eternal economic laws assert themselves. Changing the system would not change the laws of economics. While there were differences between the bourgeois and the Marxian approach to the economy, there were also similarities which both had to recognize. The perpetuation of the capital-labor relation, i.e., the wage system, in the self-styled socialist societies, their accumulation of social capital, and their application of a so-called incentive system that divided the work force into various income categories — all these and more were now held to be unalterable necessities enforced by economic laws. These laws required the application of the analytical tools of bourgeois economics so as to allow for the rational consummation of a planned socialist economy.

    This kind of Marxism, “enriched” by bourgeois theory, was soon to find its complement in the attempt to modernize bourgeois economic theory. This theory had been in crisis ever since the Great Depression in the wake of World War I. The theory of market equilibrium could neither explain nor justify the prolonged depression, and thus it lost its ideological value for the bourgeoisie. However, neoclassical theory found a sort of resurrection through its Keynesian modification. Although it had to be admitted that the hitherto assumed equilibrium mechanism of the market and price system was no longer operative, it was now asserted that it could be made to be so with a little governmental help. The disequilibrium of insufficient demand could be straightened out by government-induced production for “public consumption,” not only on the assumption of static conditions but also under conditions of economic growth when balanced by appropriate monetary and fiscal means. The market economy, assisted by government planning, would then overcome capitalism’s susceptibility to crisis and depression and would allow, in principle, for a steady growth of capitalist production.

    The appeal to government and its conscious intervention in the economy, as well as the attention paid to the dynamics of the system, diminished the sharp opposition between the ideology of laissez-faire and that of the planned economies. This corresponded to a visible convergence of the two systems, one influencing the other, in a process leading perhaps to a combination of the favorable elements of both in a future synthesis able to overcome the difficulties of capitalist production. In fact, the long economic upswing after World War II seemed to substantiate these expectations. However, despite the continuing availability of governmental interventions, a new crisis has followed this period of capitalist expansion, as it always had in the past. The clever “fine-tuning” of the economy and the “trade-off” between inflation and unemployment did not prevent a new economic decline. The crisis and the means designed to cope with it have proved to be equally detrimental to capital. The current crisis is thus accompanied by the bankruptcy of neo-Keynesianism, just as the Great Depression spelled the end of neoclassical theory.

    Apart from the fact that the actual crisis conditions brought the dilemma of bourgeois economic theory to a head, its longstanding impoverishment through its increasing formalization raised many doubts in the heads of academic economists. The current questioning of almost all the assumptions of neoclassical theory and its Keynesian offspring has led some economists — most forcefully represented by the so-called neo-Ricardians — to a half-hearted return to classical economics. Marx himself is looked upon as a Ricardian economist and as such finds increasing favor among bourgeois economists intent on integrating his “pioneer work” into their own specialty, the science of economics.

    Marxism, however, signifies neither more nor less than the destruction of capitalism. Even as a scientific discipline it offers nothing to the bourgeoisie. And yet, as an alternative to the discredited bourgeois social theory, it may serve the latter by providing it with some ideas useful for its rejuvenation. After all, one learns from the opposition. Moreover, in its apparently “realized” form in the “socialist countries,” Marxism points to practical solutions that may also be useful in the mixed economies, such as a further increase of stabilizing governmental regulations. An income and wage policy, for instance, comes quite close to the analogous arrangements in centrally controlled economic systems. Finally, in view of the absence of revolutionary movements, the academic type of Marxian inquiry is risk-free, inasmuch as it is restricted to the world of ideas. Strange as it may seem, it is the lack of such movements in a period of social turmoil that turns Marxism into a marketable commodity and a cultural phenomenon attesting to the tolerance and democratic fairness of bourgeois society.

    The sudden popularity of Marxian theory nonetheless reflects an ideological as well as an economic crisis of capitalism. Above all it affects those responsible for the manufacture and distribution of ideologies — that is, middle-class intellectuals specializing in social theory. Their class as a whole may feel itself endangered by the course of capitalist development, with its visible social decay, and thus genuinely seek for alternatives to the social dilemma that is also their own. They may do so for motives that, however opportunistic, are necessarily bound up with a critical attitude toward the prevailing system. In this sense, the current “Marxian renaissance” may foreshadow a return of Marxism as a social movement of both theoretical and practical import.

    Nonetheless, at present there is little evidence of a revolutionary reaction to the capitalist crisis. If one distinguishes between the “objective left” in society, that is, the proletariat as such, and the organized left, which is not strictly proletarian, then it is only in France and Italy that one can speak of organized forces that could conceivably challenge capitalist rule, provided they had such intentions. But the communist parties and trade unions of these countries have long since transformed themselves into purely reformist parties, at home within the capitalist system and ready to defend it. The very fact of their large working-class following indicates the workers’ own unreadiness, or unwillingness, to overthrow the capitalist system, and indeed their immediate desire to find accommodation within it. Their illusions concerning the reformability of capitalism support the political opportunism of the communist parties.

    With the aid of the self-contradictory term “Eurocommunism,” these parties try to differentiate their present attitudes from past policies — that is, to make it clear that their traditional, albeit long forgotten, state-capitalist goal has been definitively given up in favor of the mixed economy and bourgeois democracy. This is the natural counterpart to the integration of the “socialist countries” into the capitalist world market. It is also a quest for the assumption of larger responsibilities within the capitalist countries and their governments and a promise not to disrupt that limited degree of cooperation reached by the European powers. It does not imply a radical break with the state-capitalist part of the world, but merely the recognition that this part too is presently not interested in further extension of the state-capitalist system by revolutionary means, but rather in its own security in an increasingly unstable world.

    While socialist revolutions at this stage of development are more than just doubtful, all working-class activities in defense of the workers’ own interests possess a potentially revolutionary character. In periods of relative economic stability the workers’ struggle itself hastens the accumulation of capital, by forcing the bourgeoisie to adopt more efficient ways to increase the productivity of labor. Wages and profits may, as mentioned, rise together without disturbing the expansion of capital. A depression, however, brings the simultaneous (though unequal) rise of profits and wages to an end. The profitability of capital must be restored before the accumulation process can be resumed. The struggle between labor and capital now involves the system’s very existence, bound up as it is with its continuous expansion. Objectively, ordinary economic struggles for higher wages take on revolutionary implications, and thus political forms, as one class can succeed only at the expense of the other.

    Of course, the workers might be prepared to accept, within limits, a decreasing share of the social product, if only to avoid the miseries of drawn-out confrontations with the bourgeoisie and its state. Because of previous experiences, the ruling class expects revolutionary activities and has armed itself accordingly. But the political support of the large labor organizations is equally necessary to prevent large-scale social upheavals. As a prolonged depression threatens the capitalist system, it is essential for the communist parties as well as other reformist organizations to help the bourgeoisie to overcome its crisis conditions. They must try to prevent working-class activities that might delay a capitalist recovery. Their opportunistic policies take on an openly counter-revolutionary character as soon as the system finds itself endangered by working-class demands that cannot be satisfied within a crisis-ridden capitalism.

    Although the mixed economies will not transform themselves into state-capitalist systems on their own accord, and though the left-wing parties have, for the time being, discarded their state-capitalist goals, this may not prevent social upheavals on a scale large enough to override the political controls of both the bourgeoisie and their allies in the labor movement. If such a situation should occur, the current identification of socialism with state-capitalism, and a forced rededication of communist parties to the early tactics of Bolshevism, could very well sidetrack any spontaneous rising of the workers into state-capitalist channels. Just as the traditions of Social Democracy in the Central European countries prevented the political revolutions of 1918 from becoming social revolutions, so the traditions of Leninism may prevent the realization of socialism in favor of state capitalism.

    The introduction of state capitalism in capitalistically advanced countries as a result of World War II demonstrates that this system is not restricted to capitalistically undeveloped nations but maybe applicable universally. Such a possibility was not envisioned by Marx. For him, capitalism would be replaced by socialism, not by a hybrid system containing elements of both within capitalist relations of production. The end of the competitive market economy is not necessarily the end of capitalist exploitation, which can also be realized within the state-planning system. This is a historically novel situation indicating the possibility of a development characterized generally by state monopoly over the means of production, not as a period of transition to socialism but as a new form of capitalist production.

    Revolutionary actions presuppose a general disruption of society that escapes the control of the ruling class. Thus far such actions have occurred only in connection with social catastrophes, such as lost wars and the associated economic dislocations. This does not mean that such situations are an absolute precondition for revolution, but it points to the extent of social disintegration necessary to lead to social upheavals. Revolution must involve the rebellion of a majority of the active population, something that is not brought about by ideological indoctrination but is the result of sheer necessity. The resulting activities produce their own revolutionary consciousness, namely an understanding of what has to be done so as not to be destroyed by the capitalist enemy. But at present, the political and military power of the bourgeoisie is not threatened by internal dissension and the mechanisms for manipulatory economic actions are not as yet exhausted. And despite increasing international competition for the shrinking profits of the world economy, the ruling classes of the various nations will still support one another in the suppression of revolutionary movements.

    The enormous difficulties in the way of social revolution and a communist reconstruction of society were frightfully underestimated by the early Marxist movement. Of course, capitalism’s resiliency and adaptability to changing conditions could not be discovered short of trying to put an end to it. It should be clear by now, however, that the forms taken by the class struggle during the rise of capitalism are not adequate for its period of decline, which alone allows for its revolutionary overthrow. The existence of state-capitalist systems also demonstrates that socialism cannot be reached by means deemed sufficient in the past. Yet this proves not the failure of Marxism but merely the illusory character of many of its manifestations, as reflexes of illusions created by the development of capitalism itself.

    Now as before, the Marxian analysis of capitalist production and its peculiar and contradictory evolution by way of accumulation is the only theory that has been empirically confirmed by capitalist development. To speak of the latter we must speak in Marxian terms or not at all. This is why Marxism cannot die but will last as long as capitalism exists. Although largely modified, the contradictions of capitalist production persist in the state-capitalist systems. As all economic relations are social relations, the continuing class relations in these systems imply the constancy of the class struggle, even if, at first, only in the one-sided form of authoritarian rule. The unavoidable and growing integration of the world economy affects all nations regardless of their particular socioeconomic structure and tends to internationalize the class struggle and thereby to undermine attempts to find national solutions for social problems. So long, then, as class exploitation prevails, it will bring forth a Marxist opposition, even if all Marxist theory should be suppressed or used as a false ideology in support of an anti-Marxian practice.

    History, of course, has to be made by people, by way of the class struggle. The decline of capitalism — made visible on the one hand by the continual concentration of capital and centralization of political power, and on the other hand by the increasing anarchy of the system, despite, and because of, all attempts at more efficient social organization — may well be a long drawn-out affair. It will be so, unless cut short by revolutionary actions on the part of the working class and all those unable to secure their existence within the deteriorating social conditions. But at this point the future of Marxism remains extremely vague. The advantages of the ruling classes and their instruments of repression have to be matched by a power greater than that which the laboring classes have thus far been able to generate. It is not inconceivable that this situation will endure and thus condemn the proletariat to pay ever heavier penalties for its inability to act upon its own class interest. Further, it is not excluded that the perseverance of capitalism will lead to the destruction of society itself. Because capitalism remains susceptible to catastrophic crises, nations will tend, as they have in the past, to resort to war, to extricate themselves from difficulties at the expense of other capitalist powers. This tendency includes the possibility of nuclear war, and as matters stand today, war seems even more likely than an international socialist revolution. Although the ruling classes are fully aware of the consequences of nuclear warfare, they can only try to prevent it by mutual terror, that is, by the competitive expansion of the nuclear arsenal. As they have only very limited control over their economics, they also have no real control over their political affairs, and whatever intentions they may harbor to avoid mutual destruction do not greatly affect the probability of its occurrence. It is this terrible situation that precludes the confidence of an earlier period in the certainty and success of socialist revolution.

    As the future remains open, even if determined by the past and the immediately given conditions, Marxists must proceed on the assumption that the road to socialism is not yet closed and that there is still a chance to overcome capitalism prior to its self-destruction. Socialism now appears not only as the goal of the revolutionary labor movement but as the only alternative to the partial or total destruction of the world. This requires, of course, the emergence of socialist movements that recognize the capitalist relations of production as the source of increasing social miseries and the threatening descent into a state of barbarism. However, after more than a hundred years of socialist agitation, this seems to be a forlorn hope. What one generation learns, another forgets, driven by forces beyond its control and therefore comprehension. The contradictions of capitalism, as a system of private interests determined by social necessities, are reflected not only in the capitalist mind but also in the consciousness of the proletariat. Both classes react to the results of their own activities as if they were due to unalterable natural laws. Subjected to the fetishism of commodity production they perceive the historically limited capitalist mode of production as an everlasting condition to which each and everyone has to adjust. Since this erroneous perception secures the exploitation of labor by capital, it is of course fostered by the capitalist as the ideology of bourgeois society and indoctrinated into the proletariat.

    The capitalist conditions of social production force the working class to accept its exploitation as the only way to secure its livelihood. The immediate needs of the worker can only be satisfied by submitting to these conditions and their reflection in the ruling ideology. Generally, he will accept one with the other, as representative of the real world, which cannot be defied except by suicide. An escape from bourgeois ideology will not alter his actual position in society and is at best a luxury within the conditions of his dependence. No matter how much he may emancipate himself ideologically, for all practical purposes he must proceed as if he were still under the sway of bourgeois ideology. His thoughts and actions are of necessity discrepant. He may realize that his individual needs can only be assured by collective class actions, but he will still be forced to attend to his immediate needs as an individual. The twofold nature of capitalism as social production for private gain reappears in the ambiguity of the worker’s position as both an individual and a member of a social class.

    It is this situation, rather than some conditioned inability to transcend capitalist ideology, that makes the workers reluctant to express and to act upon their anti-capitalist attitudes, which complement their social position as wage workers. They are fully aware of their class status, even when they ignore or deny it, but they also recognize the enormous powers arrayed against them, which threaten their destruction should they dare to challenge the capitalist class relations. It is for this reason too that they choose a reformist rather than revolutionary mode of action when they attempt to wring concessions from the bourgeoisie. Their lack of revolutionary consciousness expresses no more than the actual social power relations, which indeed cannot be changed at will. A cautious “realism” — that is, a recognition of the limited range of activities open to them — determines their thoughts and actions and finds its justification in the power of capital.

    Unless accompanied by revolutionary action on the part of the working class, Marxism, as the theoretical comprehension of capitalism, remains just that. It is not the theory of an actual social practice, intent and able to change the world, but functions as an ideology in anticipation of such a practice. Its interpretation of reality, however correct, does not affect the immediately given conditions to any important extent. It merely describes the actual conditions in which the proletariat finds itself, leaving their change to the future actions of the workers themselves. But the very conditions in which the workers find themselves subject them to the rule of capital and to an impotent, namely ideological, opposition at best. Their class struggle within ascending capitalism strengthens their adversary and weakens their own oppositional inclinations. Revolutionary Marxism is thus not a theory of class struggle as such, but a theory of class struggle under the specific conditions of capitalism’s decline. It cannot operate effectively under “normal” conditions of capitalist production but has to await their breakdown. Only when the cautious “realism” of the workers turns into unrealism, and reformism into utopianism — that is, when the bourgeoisie is no longer able to maintain itself except through the continuous worsening of the living conditions of the proletariat may spontaneous rebellions issue into revolutionary actions powerful enough to overthrow the capitalist regime.

    Until now the history of revolutionary Marxism has been the history of its defeats, which include the apparent successes that culminated in the emergence of state-capitalist systems. It is clear that early Marxism not only underestimated the resiliency of capitalism, but in doing so also overestimated the power of Marxian ideology to affect the consciousness of the proletariat. The process of historical change, even if speeded up by the dynamics of capitalism, is exceedingly slow, particularly when measured against the lifespan of an individual. But the history of failure is also one of illusions shed and experience gained, if not for the individual, at least for the class. There is no reason to assume that the proletariat cannot learn from experience. Quite apart from such considerations, it will at any rate be forced by circumstances to find a way to secure its existence outside of capitalism, when this is no longer possible within it. Although the particularities of such a situation cannot be established in advance, one thing is clear: namely, that the liberation of the working class from capitalist domination can only be achieved through the workers’ own initiative, and that socialism can be realized only through the abolition of class society through the ending of the capitalist relations of production. The realization of this goal will be at once the verification of Marxian theory and the end of Marxism.

    Taken from Marxists.org
    Source: Marxism. Last Refuge of the Bourgeoisie? by Paul Mattick, edited by Paul Mattick Jr., published by Merlin Press, 1983;
    Transcribed: by Andy Blunden, for marxists.org 2003.
    Proofed: by Brandon Poole, 2009.

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